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Leadership is one of the most complex and multifaceted

phenomena to which organizational and psychological


research has been applied. While the term "leader" was
noted as early as the 1300s and conceptualized even
before biblical times, the term leadership has been in
existence only since the late 1700s (Stogdill, 1974). Even
then, scientific research on the topic did not begin until
the twentieth century (Bass, 1981). Since that time, how-
ever, there has been intensive research on the subject.
In recent times, the phenomenon of Indeed, Bennis (1959) states that, "Of all the hazy
leadership has assumed considerable and confounding areas in social psychology, leadership
significance. The key question "What makes theory undoubtedly contends for the top nomination.
an effective leader?" continues to daunt And, ironically, probably more has been written and
less known about leadership than about any other topic
researchers. in the behavioral sciences" (p 259). Burns (1978) similar-
ly remarks that, "Leadership is one of the most observed
In this article, Albert S King uses a and least understood phenomena on earth." This prob-
developmental perspective to create an lem arises not only in understanding the operation of
evolutionary tree of leadership theory. He the theory but even in its definition. Stogdill (1974)
identifies nine evolutionary eras with claims that, "There are almost as many definitions of
leadership as those who have attempted to define the
researchers in each era focusing on a specific concept." Yet, we continue to persist in trying to explain
theme of leadership. He also discusses the the key question: What makes an effective leader? This
requirements of the Tenth Era — the question has engendered considerable interest because
Integrative Era — which hopefully will leadership conjures up powerful and romantic images
bring together different approaches in (Meindl, Ehrlich, and Dukerich, 1985; Yukl, 1989). In
fact, in these times of rapid change and environmental
developing a sustainable theory of complexity, leadership has taken on greater importance
leadership. than ever before.
Given the above, it seems worthwhile to return to
Albert S King is Professor of Management the historical foundations of leadership theory and
at the College of Business, Department of review the progress that has been made. The purpose
Management, Northern Illinois University, of this paper is to analyse the major areas of leadership
research using the taxonomy and nomenclature of
DeKalb, Illinois. evolution, and to acknowledge each major leadership
research approach in terms of evolutionary eras and
periods. This developmental strategy reveals the path
along which leadership theory has evolved. The intent
is not to critique each major theory (see Yukl, 1989, for
an indepth review), but rather to categorize the major
leadership thought processes, providing a broad
framework against which to measure existing leader-
ship theories and to prescribe future directions in
leadership theorizing.

Vol.15, No.2, April-June 1990 43


Leadership Eras tive order in the development of leadership theory.
While traditional evolutionary diagrams show each era Each new era represents a higher state of development
of development occurring in a chronological sequence, in leadership thought process than the preceding era.
the model of leadership theory evolution shown here The major leadership eras and periods are presented in
does not strictly do so. The reason is that the historical Table 1 along with examples of particular theories.
lines of thought on leadership have occurred within a While the empirical validity of several theories is dis-
relatively short time period and many of them have cussed, the emphasis here is on the congruent thought
arisen and subsided simultaneously. Thus, in the cur- processes behind them. The evolutionary tree of leader-
rent model, there is no recognition of the dates when the ship theory (Figure 1) is useful to visualize the historical
various eras occurred, only a recognition of their rela- development of leadership thought.
Personality Era men (and some women) in the history of the world and
suggested that a person who copied their personalities
The Personality Era included the first formal leadership and behaviours would become a strong leader (Borgot-
theories and represented a beginning in the under- ta, Rouch, and Bales, 1954; Galton, 1869). The pivotal
standing of the leadership process. This era is divided study in this period was conducted by Bowden (1927),
into the Great Man Period and the Trait Period. who equated leadership with personality. Some
theorists have even attempted to explain leadership
Great Man Period based on inheritance (Jennings, 1960). This process was
In the Great Man Period, researchers focused on great frustrated, however, when it became apparent that
many effective leaders had widely differing per- Behaviour Era
sonalities (e.g. Hitler, Gandhi, King). Furthermore, per-
sonalities are extremely difficult to imitate, thereby The Behaviour Era took a completely new direction by
providing little value to practising managers. emphasizing what leaders do as opposed to their traits
or source of power. Leadership was thus defined as a
Trait Period subset of human behaviour (Hunt and Larson, 1977). It
was a major advancement in leadership theory not only
Leadership theory was advanced only slightly in the
because it enjoyed strong empirical support (e.g. Fleish-
Trait Period, when attempts were made to remove the
man and Harris, 1962), but also because it could easily
links with specific individuals and to simply develop a
be implemented by practising managers to improve
number of general traits which, if adopted, would en-
their leadership effectiveness. Some of the work done
hance leadership potential and performance. Failure
in this era has focused on typical behaviour patterns of
loomed again, however, when empirical studies
leaders while other work has analysed differences in
revealed no single trait of group of characteristics as-
behaviours between poor and effective leaders (Yukl,
sociated with good leadership (Jenkins, 1947). Here
1989).
again, the findings provided minimal value to practis-
ing leaders since most traits cannot be learned. As a Early Behaviour Period
result, the theories of the Personality Era proved to be The Early Behaviour Period was basically an extension
too simplistic and have virtually become extinct. Traits of the Trait Period except that, instead of studying
have, however, been added to later theories as ex- personality traits, the emphasis was on developing be-
planatory variables (e.g. Fiedler, 1964, 1967; House, haviour traits. The Ohio State and Michigan studies
1971), but the main focus of these later theories was not identified two important leader behaviour traits: initiat-
on the traits of the leader. ing structure (leader emphasis on accomplishment of
tasks) and consideration (leader concern for individual
Influence Era and group cohesion) (Griffen, Skivington, and Moor-
The Influence Era improved on the Personality Era by head, 1987).
recognizing that leadership is a relationship between Late Behaviour Period
individuals and not a characteristic of the solitary
leader. It addressed aspects of power and influence and The Late Behaviour Period advanced the Early Be-
comprises the Power Relations Period and the Per- haviour Period theories by adapting them for
suasion Period. managerial application. Probably the most well known
is the Managerial Grid Model which uses a 9 x 9 grid
Power Relations Period with consideration behaviour marked along one axis
and initiating structure behaviour along the other. It
In the first period, attempts were made to explain leader
suggests that the most effective leader will be rated 9 on
effectiveness in terms of the source and amount of
both of these behaviours (Blake and Mouton, 1964,
power they commanded and how it was used. While
1978). Theories X and Y have also received considerable
power influence is certainly prevalent in today's leaders
attention. Theory X states that people are passive and
(Pfeffer, 1981), the dictatorial, authoritarian, and con-
thus must be directed and extrinsically motivated to
trolling nature of this type of leadership is no longer
serve organizational needs, whereas Theory Y states
considered effective (French, 1956). Indeed, the uni-
that people are already intrinsically motivated and thus
directional exertion of top-down influence with no
need only proper working conditions (McGregor,
thought for the wants and needs of followers is inap-
1966). In the latter period of the Behaviour Era, there
propriate in today's business world.
was a realization that leaders do not directly cause
subordinate behaviour, but rather provide the condi-
Persuasion Period
tions and stimulus for the evocation of subordinate
In the Persuasion Period, coercion was removed but the behaviour (Bass, 1981).
leader was acknowledged as the dominant factor in the
leader-member dyad (Schenk, 1928). This dominant Operant Period
leader approach is still widely used in contemporary The Operant Period (Ashour and Johns, 1983; Sims,
management despite a growing realization of its limita- 1977) focused on the leader as the manager of reinfor-
tions, such as the power of lower participants (Mecha- cements, with the appropriate leader behaviour the
nic, 1962). reinforcement of the desired subordinate behaviours.

46 Vikalpa
The various theories in this era were thoroughly re- recognized that leadership was not found in any of the
searched but the empirical evidence in support of them pure, unidimensional forms discussed previously, but
was mixed (Kerr and Schriesheim, 1974). rather contained elements of them all. In essence, effec-
tive leadership was contingent or dependent on one or
Situation Era more of the factors of behaviour, personality, influence,
The Situation Era made a significant step forward in and situation. Typically, leadership approaches of this
advancing leadership theory by acknowledging the im- era attempted to select the situational moderator vari-
portance of factors beyond the leader and the subor- ables that best revealed which leadership style to use.
dinate. Examples include the type of task, the social Many researchers were convinced that finally the
status of the leader and subordinates, the relative posi- source of leader effectiveness had been found and
tion power of the leader and subordinates, and the several contingency theories were propounded.
nature of the external environment (Bass, 1981). These
Noteworthy Theories
situational aspects then determine the kinds of leader
traits, skills, influence, and behaviours that are likely to The three most noteworthy theories of this era are the
cause effective leadership. Contingency Theory (Fiedler, 1964,1967), the Path-Goal
Theory (Evans, 1970; House, 1971; House and Mitchell,
Environment Period 1974) and the Normative Theory (Vroom and Yetton,
In the Environment Period, leaders were thought to 1973; Vroom and Jago, 1988). Fiedler's Contingency
arise only by being in the right place at the right time Theory emphasized the need to place leaders in situa-
under the right circumstance; their actions were incon- tions most suited to them (Fiedler, 1967), or to train the
sequential. Under this approach, the particular person leaders to change the situation to match their own style
in the leadership position was irrelevant, because if they (Fiedler, Chemers, and Mahar, 1976). House's Path-
were to leave, someone else would simply take their Goal Theory addressed a different contingency. It
place (Hook, 1943). There was empirical support for this focused less on the situation or leader behaviour and
approach and many researchers have suggested that we more on providing enabling conditions for subordinate
introduce more environmental variables, such as success (House, 1971). The Normative Model differed
economic factors, into the leadership context (McCall again by advising the leader which decision making
and Lombardo, 1977). behaviour would be most appropriate depending on
the situation and the need for decision acceptance
Social Status Period and/or quality (Vroom and Yetton, 1973). This last
The Social Status Period was based on the idea that, as approach generated significant appeal because it had
group members undertake specific tasks, they reinforce wide applicability to leaders. It meant that despite your
the expectation that each individual will continue to act traits and degree of power/ influence, you could change
in a manner congruent with their previous behaviour. your behaviour to increase leader effectiveness in dif-
Thus, the leader's and the subordinate's role is defined ferent situations.
by mutually confirmed expectations of the behaviour
and interactions they are permitted to contribute to the While the contingency approaches have generated
group (Stogdill, 1959). In essence, the Environment strong empirical support as well as controversy (e.g.
Period focused on the task while the Social Status Burke, 1965; Dessler and Valenzi, 1977; Field, 1979,
Period stressed the social aspect in a particular situa- 1982; Jago and Ragan, 1986; Peters, Hartke, and
tion. Pohlmann, 1985; Vroom and Jago, 1978; see Yukl, 1989,
for a review) and are still heavily utilized in contem-
Sociotechnical Period porary leadership study, they have substantial draw-
A third category is the Sociotechnical Period which backs. Firstly, they are all very different from one
essentially combined the environmental and social another, so much so that it is impossible to establish
parameters (e.g. Trist and Bamforth, 1951). The latter distinct periods within this era. All seem to have part of
two periods are considered an advancement over the the answer to the leadership puzzle, yet none have all
Environment Period because they begin to recognize of the answer. Secondly, many are too cumbersome for
group influence. systematic use in day-to-day managerial practice
(though there is a computer program to aid the use of
Contingency Era the Vroom-Jago theory). Leaders are so involved in
The Contingency Era represents a major advance in the making decisions and responding to organizational
evolution of leadership theory. For the first time, it was "brush fires," that they have no time to analyse the

Vol.15, No.2, April-June 1990 47


situation with a complex model (Bass, 1981). Despite the Theories illustrative of this period are Social Exchange
fact that more research effort has been exerted in this Theory (Hollander, 1979; Jacobs, 1970) and the Role
era than any previous era, these theories generally seem Making Model (Graen and Cashman, 1975). Here, the
to have limited utility. Except for an important recogni- group conveys esteem and status to the leader in return
tion of the interactive nature of the initial leadership for the leader's skill in furthering goal attainment.
eras, there is still little understanding of the nature of Leadership then becomes an equitable exchange
the interactions. relationship with no domination on the part of the
leader or subordinate (Bass, 1981). Just as the leader acts
Transactional Era as a role model and creator of positive expectations, so
too the leader's behaviour can be a reaction to subor-
The study of leadership was revitalized once more
dinate maturity, interpersonal skills, and competence
when it was suggested that perhaps leadership resided
(Crowe, Bochner, and Clark, 1972; Lowin and Craig,
not only in the person or the situation but rather more
1968). In this novel approach, it is suggested that leader-
in role differentiation and social interaction. This
ship could sometimes reside in the subordinate and not
thought spawned the Transactional Era, which essen-
in the leader at all. This was a very disturbing revelation
tially is the Influence Era revisited since it addresses the
and caused researchers to regress back to the roots of
influence between leader and subordinate. However, at
leadership theory and ask again: Where is the domain
this stage of evolutionary development, the influence
of leadership?
process has been elevated to acknowledge the recipro-
cal influence of the subordinate and the leader and the
development of their relative roles over time. These two
Anti-Leadership Era
elements are discussed below in the Exchange Period Numerous empirical studies had been conducted to test
and the Role Development Period, respectively. the various theories presented to this point, but unfor-
tunately the results were less than conclusive and a
Exchange Period sentiment arose that perhaps there was no articulatable
Examples from the Exchange Period include Vertical concept called leadership. It seemed as though so many
Dyad Linkage Theory (Dansereau, Graen, and Haga, variables in the leadership equation had been explained
1975; Duchon, Green, and Taber, 1986), the Reciprocal that they explained nothing at all. As the current
Influence Approach (Greene, 1975), and Leader Mem- paradigm of leadership was not seen to be working,
ber Exchange Theory (Dienesh and Liden, 1986; Graen, there arose an era of "Anti-Leadership."
Novak, and Sommerkamp, 1982). In these theories,
leadership involves transactions between the leader Ambiguity Period
and subordinates that affect their relationship. Also, the In the Ambiguity Period, it was argued that perhaps
leader may have different types of transactions and leadership is only a "perceptual phenomenon in the
different relationships with different subordinates. mind of the observer" (Mitchell, 1979). Pfeffer (1977)
Aspects of emergent leadership also originate here since wrote an influential article entitled "The Ambiguity of
emergent leadership requires the consent of subor- Leadership" which spoke of the leader primarily as a
dinates as to who the leader will be (Hollander, 1958). symbol, implying that actual leader performance was
In this context, leadership only exists after being ac- of little consequence. Miner (1975) suggested that we
knowledged by other group members (Bass, 1981). should give up and abandon the concept of leadership
Leaders tend to emerge as different from followers in altogether! Meindl, Ehrlich, and Dukerich (1985) have
their ability to initiate and sustain interaction. These followed this line with their concept of the romance of
leaders serve to increase participation of less able mem- leadership — that leadership is actually an encompass-
bers, are accepting of diverse personalities, and are very ing term to describe organizational changes that we do
tolerant of deviants (Bass, 1981). The theories of leader- not otherwise understand.
ship in this period have survived well among sub-
sequent leadership eras and still have a strong place in Substitute Period
current leadership theory. The Substitute Period was a more constructive develop-
mental phase which evolved directly out of the situa-
Role Development Period tional era and attempted to identify substitutes for
In the Role Development Period, there still exists an leadership. Kerr and Jermier (1978) suggested that the
element of exchange, but the exchange refers specifical- task and the characteristics of the subordinate and the
ly to the relative roles of the leader and the subordinate. organization can prevent leadership from affecting sub-

48 Vikalpa
ordinate performance. They wrote both about leader opposed to reluctant obedience or indifferent com-
substitutes and leader neulralizers in the work situa- pliance (Yukl, 1989). Tichy and Ulrich (1984) addition-
tion. This line of thought has been followed by Howell ally state that transformational leadership is essential
and Dorfman (1981, 1986) and is useful in showing during organizational transition by creating visions of
when leadership is less likely to have strong effects on ' potential opportunities and instilling employee com-
organizational performance. What is often obscured in mitment to change (see also Tichy and DeVanna, 1986).
the Substitute Period is that leader substitutes and There are two periods to this era: the Charisma Period
neutralizers may have been previously built into a and the Self-Fulfilling Prophecy Period.
situation by a leader, so there is not a lack of leadership,
but leadership that occurred at an earlier stage. Charisma Period
The basic theme of the Charisma Period is that leader-
Culture Era ship must be visionary, it must transform those who see
The cynicism of the Anti-Leadership Era was finally the vision and give them a new and stronger sense of
superseded in the Culture Era when it was proposed purpose and meaning. It builds on the Culture Era by
that perhaps leadership is not a phenomenon of the viewing leadership as a process of collective action
individual, the dyad, or even the small group, but rather (Roberts, 1985). Leadership does not rest only on the
is omnipresent in the culture of the entire organization. shoulders of one individual but on all who share the
Here also, for the first time, the leadership focus mission and vision. In this sense, leadership becomes a
changed from one of increasing the quantity of work state of consciousness, rather than a personality trait or
accomplished (productivity, efficiency) to one of in- set of skills (Adams, 1984). However, unlike the passive
creasing quality (through expectations, values). This leadership suggested in the previous two eras, trans-
macro view of leadership included the 7-S Framework forming leadership makes a very active contribution to
(Pascale and Athos, 1981), the //; Search of Excellence the organization. Here, strong executive leadership is
attributes (Peters and Waterman, 1982), as well as needed both to create the vision and to empower sub-
Theory Z (Ouchi, 1981; Ouchi and Jaeger, 1978). ordinates to carry out that vision. The Charisma Period
includes Charismatic Leadership Theory which is a
This era was a natural extension to the Leader-Sub- comprehensive theory in which leader traits, be-
stitute Period since it suggested that, if a leader can haviours, influence, and situational factors combine to
create a strong culture in an organization, employees increase subordinate receptivity to ideological appeals
will lead themselves (Manz and Sims, 1987). Once the (Conger and Kanungo, 1987; House, 1977). Recent
culture is established, however, it creates the next evidence that charisma may be trained has been
generation of leaders. Formal leadership is only needed provided by Howell and Frost (1988).
when the existing culture is changed and a new culture
must be created (Schein, 1985). It is also a logical de- Self-Fulfilling Prophecy Period
scendent of the Transactional Era since culture can be The Self-Fulfilling Prophecy (SFP) Period is based on
created by emergent leadership at lower company recent theorizing by Field (1989) on the Self-Fulfilling
levels and then directed to the top levels of the organiza- Prophecy phenomenon. This research deals with the
tion. But again, a leadership paradigm was generated transformation of individual self-concepts and im-
which advocated passive or even absent leadership proves on previous theories by considering the trans-
except during the initiation and change process. formation as occurring equally from the leader to the
subordinate as from the subordinate to the leader. In
Transformational Era other words, the SFP leader can be activated from lower
or upper levels in the organization. Furthermore, this
This era represents the latest and most promising phase process works not only in dyadic situations, but also in
in the evolutionary development of leadership theory. group and organizational contexts. This idea is
Its dramatic improvement over previous eras lies in the elaborated by Field and Van Seters (1988) who suggest
fact that it is based on intrinsic as opposed to extrinsic that the key success factor of this type of leadership is
motivation. Also, in comparison with the Transactional to build positive expectations. (See also Eden, 1984, for
Era, leaders must be proactive rather than reactive in a model of the self-fulfilling prophecy, and tests by
their thinking; more radical than conservative; more Eden and Shani, 1982, and Eden and Ravid, 1982.)
innovative and creative; and more open to new ideas
(Bass, 1985). Here, leadership exercises influence to The task of leadership thus becomes one of build-
produce enthusiastic commitment by subordinates as ing, monitoring, and reinforcing a culture of high ex-

Vol.15, No.2, April-June 1990 49


pectations. This philosophy is echoed by Bass (1985). He to the interactions of the entire organization. Finally, the
suggests that work groups tend to select leaders who Transformational Era saw leadership as occurring at all
they expect will ensure task accomplishment, maintain levels of the organization, affected by the persons in-
strategic focus, and facilitate group cohesion. In this volved, their' situations, and their influences on each
manner, subordinates are elevated from concerns for other.
affiliation and security to concerns of self-actualization,
recognition, and achievement. Identifying New Variables for Theorizing
Each new era has evolved after a realization that the
The previous eras of leadership theory have all existing era of understanding was inadequate to ex-
suffered from eventual disillusionment and dis- plain the leadership phenomenon and poorly adapted
couragement. While the Transformational Era has only to serve useful practical application. It appears that for
recently come into existence and has not yet endured leadership theory to continue to evolve and provide
the rigours of extensive scrutiny and empirical testing, practical applications for managers, researchers must
it looks very promising because it draws together many recognize that:
aspects of the previous eras and blends them together.
Perhaps we have finally arrived at a definitive concept • leadership is a complex, interactive process with
of leadership. Then again, perhaps, we are entering yet behavioural, relational, and Situational elements
another era.
• leadership is not found solely in the leader but
Future Leadership Theory: The Tenth Era occurs at individual, dyadic, group, and organiza
tional levels
What will be the next era in leadership theory? Where
should academic researchers expend their efforts to • leadership is promoted upward from lower or
better understand this phenomenon? What elements of ganizational levels as much as it is promoted
leadership should practising managers focus on to im- downward from higher levels
prove their leadership effectiveness? We can begin to
see some clear indications by extrapolating the trends • leadership occurs internally within the leader-
developed in the previous nine eras and analysing the subordinate interactions as well as externally in
evolutionary tree of leadership theory (Figure 1). the Situational environment
• leadership motivates people intrinsically by
Leadership theory began as a one dimensional, in-
improving expectations, not just extrinsically by
ternal, and individualistic process in which only a
improving reward systems.
leader's personality, traits, or behaviours were con-
sidered. Then dyadic relationships evolved as the While new variables were added early on to leader-
leader's interactions with others were considered. ship conceptualization, an examination of the evolu-
Situational elements external to the leader-member tionary tree of leadership shows a current narrowing
dyad were subsequently added to the leadership equa- and integrating. It is probable that the Tenth Era will
tion as well as an acknowledgement of group processes. add further variables that will broaden our under-
An important new growth stage was reached in the standing of leadership, while retaining theoretical con-
Contingency Era as leadership theory evolved from the structs and linkages that are now well understood.
unidimensional to the multidimensional arena. Here, Perhaps in future years this will be called Integrative
the interaction of the leader, subordinates, and the Era, with theories explaining leadership and organiza-
situation all became important in explaining leader- tion structural factors, complex technologies, fast-
ship. paced change, multiple decision arenas, widely disper-
sed players, multi-cultural contexts, and extensive poli-
Leadership theory was further advanced when the tical activity (e.g. Hunt et al, 1984).
focus changed from leadership being primarily a top-
down process to much more of a bottom-up process. What is required is a conceptual integrating
Situational and non-leadership factors were considered framework which ties the different approaches together
again but this time from an integrative perspective. The and makes possible the development of a comprehen-
Culture Era built on the Situational factors but added in sive, sustaining theory of leadership. It must be realized
the influence of top-level leadership to initiate and that leadership effectiveness cannot be determined
change the organization's direction. This era also ex- from any one approach alone, but rather through the
tended the scope of leadership from group interactions simultaneous interaction of many types of variables.

50 Vikalpa
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