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The Journal of Arthroplasty xxx (2023) 1e8

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The Journal of Arthroplasty


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Neutrophil to Lymphocyte Ratio and Periprosthetic Joint Infection:


A Systematic Review and Meta-Analysis
Maryam Salimi, MD a, Joseph Albert Karam, MD b, Matthew Willman, MD c,
Jonathan Willman, MD c, Brandon Lucke-Wold, MD d, Shokoufeh Khanzadeh, MD e,
Peyman Mirghaderi, MD f, Javad Parvizi, MD g, *
a
Bone and Joint Diseases Research Center, Shiraz University of Medical Sciences, Shiraz, Iran
b
Department of Orthopedic Surgery, University of Illinois at Chicago, Chicago, Illinois
c
University of Florida, Gainesville, Florida
d
Department of Neurosurgery, University of Florida, Gainesville, Florida
e
Student Research Committee, Tabriz University of Medical Sciences, Tabriz, Iran
f
Students' Scientific Research Center (SSRC), Tehran University of Medical Sciences, Tehran, Iran
g
Department of Orthopedic Surgery, Rothman Orthopaedic Institute at Thomas Jefferson University, Philadelphia, Pennsylvania

a r t i c l e i n f o a b s t r a c t

Article history: Background: The neutrophil-to-lymphocyte ratio (NLR) has shown promising results as a diagnostic tool
Received 28 November 2022 for periprosthetic joint infection (PJI) after total joint arthroplasty. We conducted a systematic review and
Received in revised form meta-analysis to determine the utility of NLR in the diagnosis of PJI.
17 August 2023
Methods: We searched PubMed, Scopus, and Web of Science from inception up to 2022 and evaluated
Accepted 19 August 2023
Available online xxx
the quality of the included literature.
Results: Based on the 12 eligible studies, NLR levels were significantly higher in patients who had PJI
compared to those who had aseptic loosening (standard mean difference (SMD) ¼ 1.05, 95% Confidence
Keywords:
neutrophil to lymphocyte ratio
Interval (CI) ¼ 0.71 to 1.40, P < .001). In the subgroup analysis according to type of PJI, NLR levels were
periprosthetic joint infection significantly higher in patients who had either acute (SMD ¼ 1.04, 95% CI ¼ 0.05 to 2.03, P < .001) or
meta-analysis chronic PJI (SMD ¼ 1.08, 95% CI ¼ 0.55 to 1.61, P < .001), compared to those who had aseptic loosening.
biomarkers According to type of arthroplasty, NLR levels were significantly higher in patients who had either total
total joint arthroplasty knee arthroplasty (SMD ¼ 1.81, 95% CI ¼ 1.48 to 2.13, P < .001) or total hip arthroplasty (SMD ¼ 1.76, 95%
CI ¼ 1.54 to 1.98, P < .001) compared to aseptic loosening. The pooled sensitivity of the 12 studies was
0.73 (95% CI, 0.65 to 0.79), and the pooled specificity was 0.75 (95% CI, 0.71 to 0.78). The pooled positive
likelihood ratio, negative likelihood ratio, and diagnostic odds ratio of NLR were 2.94 (95% CI ¼ 2.44 to
3.54), 0.35 (95% CI ¼ 0.27 to 0.46), and 8.26 (95% CI ¼ 5.42 to 12.58), respectively.
Conclusion: In summary, this meta-analysis indicates that NLR is a reliable marker in the diagnosis of PJI.
© 2023 Published by Elsevier Inc.

The reported incidence of periprosthetic joint infection (PJI) after expectancy, the number of joint arthroplasties and subsequent in-
total hip arthroplasty (THA) and total knee arthroplasty (TKA) ranges fections is expected to rise [2]. The combined cost of PJI treatment
from 0.2 to 2.2% after primary surgery and up to 10% after revision after THA and TKA in the United States was estimated to be $902
procedures [1]. With an aging population and increased life million in 2017, and is projected to increase to $1.85 billion per year
by 2030 [3].
The diagnosis of PJI has been traditionally made by initial
screening for elevated serum inflammation markers such as C-
One or more of the authors of this paper have disclosed potential or pertinent
conflicts of interest, which may include receipt of payment, either direct or indirect, reactive protein (CRP) (mg/dL) and erythrocyte sedimentation rate
institutional support, or association with an entity in the biomedical field which (ESR), and subsequently confirmed with the aspiration of the joint
may be perceived to have potential conflict of interest with this work. For full and analysis of the synovial fluid [4]. However, several independent
disclosure statements refer to https://doi.org/10.1016/j.arth.2023.08.067. factors such as sex, age, and the presence or absence of inflam-
* Address correspondence to: Javad Parvizi, MD, Rothman Orthopaedic Institute
at Thomas Jefferson University, Sheridan Building, Suite 1000125 S 9th Street,
matory conditions can affect the values of the aforementioned in-
Philadelphia, PA 19107. flammatory biomarkers [5]. In addition, the development and

https://doi.org/10.1016/j.arth.2023.08.067
0883-5403/© 2023 Published by Elsevier Inc.
2 M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8

aggregation of a bacterial biofilm matrix composed of poly- Exclusion criteria were as follows: (1) studies involving animals,
saccharides, lipids, proteins, and extracellular DNA is believed to cell lines, or human xenograft experiments; (2) case series, case
play an integral role in false negative results of culture as well as reports, or review articles; (3) duplicate publications.
antibiotic resistance in these patients [6,7]. It is estimated that 20 to All of the articles found by the search strategy were examined
50% of PJI cases are ‘culture-negative’ and failure to isolate a caus- independently by 2 reviewers. Reviewers of the manuscript were
ative pathogen in these cases can erroneously result in a diagnostic blinded to the authors and institution of the included studies. We
conclusion of aseptic failure [8]. Moreover, antimicrobial therapy used the Cohen’s kappa statistic to evaluate the preliminary
may resolve systemic symptoms from pathogens while the sessile agreement between 2 authors in the process of study screening and
forms in the biofilm remain unaffected [9]. selection [36]. In this stage, we solved the disagreement between
Serum D-dimer has also been suggested as a diagnostic marker authors via debate or via contact to a third author. Consensus was
for PJI [10]. Despite its high sensitivity, the specificity was not used to resolve disagreements. After excluding duplicate articles
persuasive as it can be elevated in venous thromboembolic events and irrelevant articles, the full text of all potentially relevant papers
and other conditions. Therefore, there is a need to combine it with was retrieved and evaluated for eligibility. Any missing or confusing
other biomarkers [11]. data was clarified by contacting the corresponding author of the
Several synovial fluid biomarkers have also been used to aid in published paper.
the diagnosis of PJI including C-reactive protein (CRP), alpha-
defensin, and synovial fluid leukocyte count and differential Data Extraction
[12e14]. However, the use of these markers is not only invasive, but
also carries the potential for introducing infection into the joint. Predesigned excel forms were used for data collection by 2 au-
Furthermore, the amount of fluid obtained from joint aspiration is thors independently. The following data were extracted: name of
often insufficient to conduct a comprehensive analysis of bio- the first author, year of publication, language of the article, version
markers [15]. of the article (peer-reviewed or preprint), study location, type of
Recently, several studies have reported that neutrophil to arthroplasty (knee, hip or both), type of PJI (acute or chronic), study
lymphocyte ratio (NLR), a novel inflammatory biomarker, may have design (prospective or retrospective), criteria used for PJI diagnosis,
a diagnostic role in PJI [16e34]. However, some studies did not find number of cases and controls, mean NLR level in each study group,
it relevant and its overall efficacy remains uncertain [35]. Therefore, cut-off value for NLR, and its false/true positive and false/true
the objective of this systematic review and meta-analysis was to negative rates from a 2  2 table. When the false/true positive and
address the diagnostic role of NLR in PJI based on available litera- false/true negative rates were not reported, we calculated them
ture. The results of this study can serve to validate NLR as an using sensitivity and specificity.
emerging biomarker for PJI.
Quality Assessment

Material and methods The Newcastle-Ottawa Quality Assessment Scale (NOS)


including 3 sections of selection, comparability, and outcome was
Our systematic review and meta-analysis were performed in used to evaluate and score the methodological quality of included
accordance with guidelines for the Preferred Reporting Items for studies [37]. High-quality studies had a score of 6 or higher.
Systematic Reviews and Meta-Analyses (PRISMA) [36].
Data Synthesis and statistical Analyses

Data Sources and Searches The standard mean difference (SMD) with 95% CI was used to
pool the NLR differences between 2 groups. Subgroup analyses
An electronic search of 3 main databases was performed in were also conducted based on study design, type of arthroplasty,
PubMed, Web of Science, and Scopus from inception to May 2022. and type of PJI. We used the random-effects model (DerSimonian-
Search terms included ((neutrophil AND lymphocyte AND ratio) OR Laird method) [38], because there was a significant heterogeneity
NLR) AND (“Periprosthetic joint infection” OR “Joint Replacement between included studies. Due to significant heterogeneity be-
Infection”). Reference lists of retrieved articles were investigated to tween studies, a random-effects model was adopted in our meta-
find additional relevant studies. Unpublished data were not analysis. Statistical heterogeneity was assessed using I2 statistics
discovered or used. and Cochran’s Q test. We used the method introduced by Wan et al.
to estimate mean and standard deviation (SD) from the median and
interquartile range and/or range [39]. Summary receiver operating
Study Selection characteristic (SROC) curve, sensitivity, specificity, diagnostic odds
ratio (DOR), negative likelihood ratio, and positive likelihood ratio
We identified eligible studies according to the PICOS (popula- were assessed using "metandi" command and used to determine
tion, intervention, control, outcomes, and study design) principle in the diagnostic value of NLR for PJI. Publication bias was determined
order to ensure the systematic search of available literature. We using Begg’s and Egger’s tests and visual inspection of funnel plots
used the following inclusion criteria. [40]. Statistical significance was considered at P < .05, and all sta-
tistical tests were two-sided. A total of 189 potential studies were
(1) Population: patients who have PJI retrieved in the database search and manual search of the citation
(2) Intervention: NLR list of articles. After the exclusion of duplicates and non-relevant
(3) Control: patients who had aseptic loosening of prosthetic records, 12 studies were included in the systematic review and
components meta-analysis, with a total of 3,011 patients, 1,181 with PJI, and
(4) Outcomes: the diagnostic performance of NLR in PJI 1,830 with aseptic loosening [35,41e51]. The process of inclusion
(5) Study design: we expected papers to involve case-control or and exclusion is detailed in the PRISMA flow diagram (Figure 1).
cross-sectional studies. However, we did not limit our search During study selection, a Cohen’s kappa coefficient of 0.483 (95% CI
to any particular study design. 0.18 to 0.78) was found, showing moderate agreement.
M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8 3

Identification of studies via databases and registers Identification of studies via other methods
Identification

Records removed before


Records identified from*: Records identified from:
screening:
Pubmed (n = 27) Citation searching (n = 4)
Duplicate records removed
Scopus (n = 129) Contacted authors’
(n = 26)
Web of Science (n = 27) suggestion (n=1)

Records screened Records excluded**


(n = 157) (n = 129)

Reports sought for retrieval Reports not retrieved Reports sought for retrieval Reports not retrieved
(n = 28) (n = 1) (n = 6) (n = 2)
Screening

Reports assessed for eligibility Reports assessed for eligibility


(n = 27) Reports excluded: (n = 4)
No data of interest (n = 12) Reports excluded:
Review (n = 1) No data of interest (n = 3)
Population not relevant (n = 2)
Abstract (n= 1)

Studies included in review


Included

(n = 12)
Reports of included studies
(n = 12)

Fig. 1. Flow diagram for new systematic reviews which includes searches of databases, registers, and other sources.

Study Characteristics and Quality Assessment Figure 3) or chronic PJI (random-effects model: SMD ¼ 1.08, 95%
CI ¼ 0.55 to 1.61, P < .001; Figure. 4).
All of the included studies had retrospective designs. Studies In the subgroup analysis according to type of arthroplasty, NLR
were conducted in China (n ¼ 8) [35,41e47], the USA (n ¼ 2) levels were significantly higher in PJI patients after either TKA
[48,49], Turkey (n ¼ 1) [50], and Austria (n ¼ 1) [51]. Two studies, (SMD ¼ 1.81, 95% CI ¼ 1.48 to 2.13, P < .001) or THA (SMD ¼ 1.76,
including 46 cases and 179 controls, related to acute PJI [46, 47], and 95% CI ¼ 1.54 to 1.98, P < .001) compared to aseptic loosening cases
5 studies, including 656 cases and 892 controls, pertained to (Figure 5).
chronic PJI [35, 41, 45, 48, 49]. One study, reporting the NLR value in
both types of PJI separately, included 31 cases with acute PJI, 51 Diagnostic Value of NLR for PJI
cases with chronic PJI, and 139 controls [42]. The remaining 4
studies did not report the chronicity of PJI. Two studies, including The pooled sensitivity of the 12 studies was 0.73 (95% CI, 0.65 to
only TKA patients, had 236 cases and 435 control [49,50], and one 0.79), and the pooled specificity was 0.75 (95% CI, 0.71 to 0.78). The
study, 191 cases and 273 controls, included solely THA patients [48]. pooled positive likelihood ratio, negative likelihood ratio, and DOR
The remaining 9 studies included patients who either TKA or THA of NLR were 2.94 (95% CI ¼ 2.44 to 3.54), 0.35 (95% CI ¼ 0.27 to
[35,41e47,51]. All 12 studies were peer-reviewed journal articles 0.46), and 8.26 (95% CI ¼ 5.42 to 12.58), respectively (Figure 6). The
and written in the English language [35,41e51]. The quality of the cut-off point for NLR varied between studies from 2.1 to 3.8
studies was high, with NOS scores ranging from 6 to 8. The char- (Table 1).
acteristics of the 12 included studies is detailed in Table 1.

Publication Bias

Results As seen in Figure 7, there was no indication of publication bias


among studies on the role of NLR in PJI (Egger’s test P ¼ .83, Begg’s
Comparison of NLR Between PJI Patients or Aseptic Loosening of test P ¼ .53).
Prosthetic Components
Discussion
Given the significant heterogeneity observed across studies (I2 ¼
94.2%, P < .01; Figure 2), we decided to use a random effect model in The NLR is an emerging inflammatory marker that has gained
our meta-analysis. After pooling the data of the 12 studies, we increased attention in the setting of PJI. It is an established marker
found that NLR levels were significantly higher in PJI patients of inflammation for a variety of diseases and is well-known for its
compared to aseptic failure of arthroplasty (random-effects model: prognostic utility. It reflects the dynamic relationship between
SMD ¼ 1.05, 95% CI ¼ 0.71 to 1.40, P < .001). neutrophils, the dominant players in innate immunity that serve to
When we analyzed the data of acute and chronic PJI separately, amplify pro-inflammatory responses, and lymphocytes, the com-
we found that compared to aseptic loosening patients, NLR levels ponents of the adaptive immune system which serve to regulate
were significantly higher in patients who had either acute immune responses [52,53]. It can predict prognosis in a variety of
(random-effects model: SMD ¼ 1.04, 95% CI ¼ 0.05 to 2.03, P < .001; conditions such as cancer, sepsis, COVID-19 infection,
4 M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8

Table 1
General Characteristics of Included studies.

First Year Country Type of PJI Design Type of Gold Standard Cut-off Sensitivity Specificity PJI Group Aseptic NOS
Author Arthroplasty Point (%) (%) Loosening Group Score

N NLR N NLR

Golge [50] 2018 Turkey Not Declared R TKA MSIS 2006 2.45 90 72 30 3.20 ± 0.70 103 2.10 ± 0.70 6
Sigmund 2020 Austria Not Declared R TKA þ THA EBJIS 2020 3.82 62.7 72.6 75 13.42 ± 9.12 102 6.25 ± 3.43 7
[51]
Tirumala 2020 USA Chronic R TKA MSIS 2018 3.62 81.55 76.70 206 4.86 ± 1.05 332 3.08 ± 0.84 8
[49]
Yu [46] 2020 China Acute R TKA þ THA MSIS 2014 2.13 85 68.3 20 89.72 ± 92.46 101 13.80 ± 7.87 6
Zhao [47] 2020 China Acute R TKA þ THA MSIS 2011 2.77 84.6 89.7 26 2.17 ± 0.40 78 2.11 ± 0.43 6
Maimaiti 2021 China Chronic R TKA þ THA MSIS 2014 2.41 67.2 71.07 152 3.52 ± 2.82 121 2.14 ± 0.81 7
[41]
Wang [42] 2021 China Acute and R TKA þ THA MSIS 2013 2.36 52.44 81.30 82 2.44 ± 1.21 139 1.84 ± 0.59 7
chronic
Wu [43] 2021 China Not Declared R TKA þ THA MSIS 2014 2.71 68.09 70.09 47 4.43 ± 2.98 117 2.61 ± 2.42 7
Ye [45] 2021 China Chronic R TKA þ THA MSIS 2018 2.56 57.41 77.88 54 3.22 ± 2.37 104 2.13 ± 0.97 6
Klemt [48] 2022 USA Chronic R THA MSIS 2018 and EBJIS 3.46 75.92 79.85 191 5.02 ± 1.20 273 3.20 ± 0.90 8
2020
Jiao [35] 2022 China Chronic R TKA þ THA MSIS 2014 2.1 73.58 70.97 53 2.58 ± 1.08 62 1.87 ± 0.71 6
Xu [44] 2022 China Not Declared R TKA þ THA MSIS 2013 2.90 62.8 66.5 245 3.28 ± 1.64 298 2.41 ± 1.04 8

NLR, neutrophil to lymphocyte ratio; N, number; NOS, the Newcastle-Ottawa quality assessment scale; R, Retrospective; P, Prospective; THA, Total hip arthroplasty; TKA, Total
knee arthroplasty; MSIS, the Musculoskeletal Infection Society; EBJIS, The European Bone and Joint Infection Society.

cardiovascular disease, diabetes, as well as PJI [54,55]. In the setting In addition, the use of NLR as a screening tool for PJI offers a
of a high NLR, the pro-inflammatory activity of neutrophils may number of advantages. The NLR is a cheap and readily available
outweigh the regulatory function of lymphocytes, setting up a measure obtained from a white blood cell count differential that
landscape for unregulated peripheral inflammation to transmit can be readily adapted into clinical practice. More importantly, this
onto a vulnerable joint. tool may allow early detection of PJI. Indeed, early diagnosis of PJI is
Prior studies on the role of NLR in diagnosing PJI presented very beneficial as it can affect therapeutic options for the patient
conflicting results, but the findings of our meta-analysis indicate and allow for increased success rates of less invasive interventions
that NLR can serve as a reliable diagnostic tool for PJI after THA or such as debridement, antibiotics, and implant retention (DAIR)
TKA. versus one- or two-stage exchange arthroplasty [56e58]. In

Fig. 2. Meta-analysis of differences in neutrophil to lymphocyte ratio between patients with prosthetic joint infection and those with aseptic loosening of prosthetic components.
M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8 5

Fig. 3. Meta-analysis of differences in neutrophil to lymphocyte ratio between patients who have acute prosthetic joint infection and those who have aseptic loosening of prosthetic
components.

addition, there is strong evidence that early intervention may elevated above baseline for 6 weeks and ESR peaks by day 5 to 14
inhibit the growth of the highly virulent biofilm by invading bac- and does not go back to baseline preoperative levels until post-
teria, which may account for increased rates of success [59,60]. The operative week 12 to 26 [61e64]. These prolonged periods of
primary, non-invasive screening tools currently employed for PJI postoperative elevation limit the use of both CRP and ESR as
detection include ESR, CRP, and less frequently D-dimer. However, screening tools for the early detection of PJI. The D-dimer does have
CRP levels often peak within 3 days of the surgery and can remain the advantage of a comparatively brief postoperative rise and fall to

Fig. 4. Meta-analysis of differences in neutrophil to lymphocyte ratio level between patients who have chronic prosthetic joint infection and those who have aseptic loosening of
prosthetic components.
6 M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8

Fig. 5. Subgroup analysis of differences in neutrophil to lymphocyte ratio level between patients who have chronic prosthetic joint infection and those who have aseptic loosening
of prosthetic components, according to the type of arthroplasty.

baseline by day 2 with a second peek by day 14 [65]. Consequently, Moreover, CRP and ESR are serum markers of general inflam-
preliminary studies have shown that serum D-dimer may offer mation and may be elevated in a number of extraneous circum-
some value as an adjuvant screening tool [11]. stances, including inflammatory bowel disease and rheumatoid
arthritis [66,67]. The D-dimer can also be elevated in a number of
inflammatory processes and is obviously elevated in situations of
venous thromboembolic events [68].
Neutrophils reach a peak by day 2 and pre-operative levels by
day 21 [69,70]. Lymphocytes reach a low by day 2 and pre-operative
levels by day 14 to 21 [70]. Thus, changes in NLR may offer earlier
detection for PJI compared to other routinely used screening tools.
We identified a pooled sensitivity of 0.73 and specificity of 0.75
for diagnosing PJI based on the available literature, as well as a
positive likelihood ratio of 2.94, negative likelihood ratio of 0.35
and direct odds ratio of 8.3. This is comparable to the performance
of other serum markers currently used for PJI as reported in the
literature. Indeed, in their meta-analysis on the role of D-dimer in
the diagnosis of PJI, Li et al. found a pooled sensitivity of 0.75,
specificity of 0.69, positive likelihood ratio of 3.01, negative odds
ratio of 0.32 and diagnostic odds ratio of 10.20 [71]. They included
1,285 patients from 7 studies. Zhang et al. in a similar work
included 9 studies with 1,592 patients and using a random effects
model identified a pooled sensitivity of 0.82, specificity of 0.73,
positive likelihood ratio of 2.99 and negative likelihood ratio of 0.25
[72]. Huerfano et al. analyzed the positive and negative likelihood
ratios of ESR and CRP based on 12 studies including 2,736 patients
and found for ESR a positive likelihood ratio of 3.42 and a negative
likelihood ratio of 0.22 and for the CRP a positive likelihood ratio of
Fig. 6. Summary receiver operating characteristic curve of included studies. 4.18 and a negative likelihood ratio of 0.20.
M. Salimi et al. / The Journal of Arthroplasty xxx (2023) 1e8 7

the pathogenesis of the disease. Ultimately, we hope that the


continued development and use of new biomarkers and thera-
peutic modalities can help better prevent, identify and treat PJI,
thus alleviating the major morbidity and mortality this devastating
complication leads to after THA or TKA.

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