Professional Documents
Culture Documents
Abstract
Keywords
1 Introduction
The absence of the term ‘caste’ in human rights treaties and the difficulty of
categorising caste-based discrimination in standard categories of human
rights2 has forced the Dalit activists to utilise the existing mechanisms to in-
ternationalise the issue. They adopted the strategy of comparing ‘caste’ with
‘race’ and caste-based discrimination with racial discrimination, a highly con-
demned practice in international law. This strategy materialised through the
word ‘descent’ in Article 1 of the International Convention on the Elimination
of All Forms of Racial Discrimination (icerd). Since the observation of the
Committee on the Elimination of Racial Discrimination (cerd), particularly
its General Recommendation No. 29 which concluded that ‘descent’ in icerd
refers to ‘caste’, many organisations including UN Sub-Commission have fo-
cused on caste under the broad categories of ‘descent-based discrimination’ or
‘Discrimination Based on Work and Descent’ (dwd) albeit against opposition
from the government of India, which is keen to veer away from attempt of re-
conceptualisation of caste as racial discrimination.3
However, currently, caste-based discrimination has become an impor-
tant issue on the human rights agenda under the guise of descent-based
discrimination or dwd, and by extension ‘racial discrimination’. The UN
Secretary-General’s Guidance Note on Racial Discrimination and Protection
of Minorities, which recommended the UN system focus on “caste-based
discrimination and related practices”, is a significant step towards the inter-
nationalisation of the issue.4 Consequently, in 2016 the UN Special Rappor-
teur on Minority Issues (‘2016 Report’) released the “first comprehensive UN
2 hrw, ‘Broken People: Caste Violence against India’s “Untouchables”’, 1999, www.hrw.org/
reports/1999/india/India994-14.htm#P2380_509477,, visited 15 March 2019.
3 There is a dispute between India and cerd on the interpretation of ‘descent’, in Article 1 of
icerd. The former maintains that ‘descent’, in icerd refers only to ‘race’, not ‘caste’, thereby
denying the application of icerd to caste-based discrimination contrary to the position of
the latter. See generally, D. Keane, ‘Descent-Based Discrimination in International Law: A
Legal History’, 12 International Journal on Minority and Group Rights (2005) p. 93. Waughray
and Keane describe the result of the confrontation between India and cerd on the interpre-
tation of ‘descent’, as a “stalemate” although they expect optimism that such situation would
recede its importance due to “a wider international understanding of caste and descent”.
D. Keane and A. Waughray, Fifty Years of International Convention on Elimination of All Forms
of Racial Discrimination: A Living Instrument (Manchester University Press, Manchester,
2017) p. 149.
4 UN Secretary-General, ‘Guidance Note of the Secretary-General: On Racial Discrimination
and Protection of Minorities’, (2013).
5 unhrc, ‘Report of the Special Rapporteur on minority issues’, (2016), UN Doc A/hrc/31/56, 21.
6 For a comprehensive compilation on references to caste discrimination and descent-based
discrimination by the UN Bodies, see idsn, ‘Caste Discrimination and Human Rights’, (11th
ed. 2018), <https://idsn.org/un-2/compilation-of-un-references-to-caste-discrimination/>,
visited 24 April 2019.
for diluting the religious aspect of the caste system. Section 4.4 deals with the
question of utilising the framework of indigenous peoples to address caste-
based discrimination. It is argued that this framework is not an appropriate
category to address caste-based discrimination because, among other reasons,
it preserves customs, which in themselves are a source of discrimination for
caste-affected groups.
Section 5 is the conclusion. It is suggested that as dwd dilutes the religious
aspect of the caste system, Dalit activists should advocate a Convention specif-
ic to caste discrimination, which focuses on both religious and secular aspects
of the caste system. As this will take a long time to achieve it is essential at
least to highlight the religious aspect within the available frameworks, thereby
maintaining caste as a unique form of dwd, among others.
“I tie the hands and legs of Dalits and take out my anger about [the Atrocities
Act] on them”, and she also admits filing false cases against Dalits and Mus-
lims.9 If one views this against the background of the ncrb data10 that Dalits
and Muslims constitute a disproportionate number of pre-trial prisoners and
detenues in India, one can conclude that this is not an isolated incident, but a
sample of the hostile attitude of officials towards Dalits. Even the recent study
on the socio-economic profile of death row convicts showed that SC/STs and
Muslims constitute 44.5% of the total number of convicts.11
Secondly, the Supreme Court of India has diluted the SC/ST Act for dubious
reasons.12 It held that under the Act, First Information Report should not be
filed without a preliminary enquiry and no arrest shall be made without the
written permission of the appointing authority in case of public servants, and
the Senior Superintendent of police in case of non-public servants. It added
two new grounds for denial of the application of Section 18 of the SC/ST Act,
which precludes the application of anticipatory-bail, namely, cases of false im-
plication or cases motivated for extraneous reasons without defining them.13
By doing so, it revisited two earlier judgments which upheld the constitutional
validity of Section 18. Nitish rightly asks that if the Supreme Court found those
judgments were wrongly decided why instead of referring the case to an ex-
panded bench did it revisit them? And for the same reasons criticises the deci-
sion as per incuriam.14
The Court also made some sweeping observations which depict SC/STs,
the victims of the caste system, as perpetrators by generalising an individual
case. It overlooked a large number of pending trials and low conviction rate
in spite of increasing atrocities under the Act, the pressure exerted by the of-
fenders on the victims and the systematic hurdles faced by the SC/STs from
registration of cases to court trials which was acknowledged by the same
Court in one of its previous judgments.15 For example, 95% of the acquittal
9 ‘Beed: Storm over video purporting to show police officer saying she files false cases
against Dalits’, Scroll.in, 3 December 2018, <https://scroll.in/latest/904259/beed-video
-of-police-officer-saying-she-targets-dalits-muslims-with-false-cases-goes-viral>, visited
1 March 2019.
10 54.9% of pre-trial prisoners and 55.8% of the detenues were Dalits and Muslims. ncrb,
‘Prison Statistics 2015’, p. 96.
11 Death Penalty India Report (Vol. 1, nlu Delhi, 2016), p. 101.
12 Subhash Kashinath Mahajan v. State of Maharashtra, Criminal Appeal No. 416 of 2018.
13 The other ground is the absence of a prima facie case.
14 N. Nawsagaray, ‘Misuse of the Prevention of Atrocities Act: Scrutinising the Mahajan
Judgment, 2018’, liii:22 epw (2018) pp. 36, 40.
15 Ibid.; V.A.R. Nathan, ‘Dilution of SCs/STs Act’, 53:12 epw (2018) p. 4.
cases under SC/ST Act in Gujarat were due to “technical lapses in investi-
gation and prosecution”.16 Hence, the judgment is accused of being a “grave
atrocity against SC/STs in itself” for making the Act toothless17 and a partial
judgment granting “licence for upper-caste culprits to violate the law with
impunity”.18 After protests from activist groups, Parliament passed an amend-
ment overruling the judgment.
Thirdly, the Supreme Court in 2015 held that the caste of a convert revives
upon reconversion to Hinduism and consequently they can avail of the ben-
efit of reservation.19 By doing so, it reinvigorates casteism. Because if a Dalit
converts to Islam or Christianity, unlike Sikhism and Buddhism,20 they are
prohibited from availing of the benefits of reservation which is argued by
some as a violation of Articles 14, 15 and 25 of the Indian Constitution.21 The
reservation policy in itself holds back the Dalits within the Hindu fold from
conversion, a means advocated for emancipation from untouchability.22 But
the recent judgment persuades even the Dalit converts to reconvert to Hin-
duism and revive their caste to benefit from the reservation. Paradoxically,
the Supreme Court observing that Dalits continue to face discrimination
even after conversion, instead of suggesting an extension of reservation ben-
efits to the converts wanted them to reconvert to Hinduism to claim those
benefits. Hence, the judgment appears to be a ‘bribe’ to reconvert the Dalits
and seems to make Hinduism more vibrant and alive, which in turn nour-
ishes the caste system. Shoaib rightly criticises the judgment for boosting
‘gharwapsi’.23
24 A. Teltumbde, The Persistence of Caste: The Khairlanji Murders and India’s Hidden Apart-
heid (Navayana, New Delhi, 2014), p. 183.
25 Ibid.
26 ‘The Andhra State Bill, 1953’, National Informatics Centre, 2 September 1953, <http://rsde
bate.nic.in/rsdebate56/bitstream/123456789/588187/1/PD_04_02091953_7_p844_p924_3
.pdf>, visited 1 March 2019.
27 ‘Dr. B R Ambedkar exclusive interview with bbc’, bbc Hindi, 14 April 2018, <www.youtube
.com/watch?v=MO4nKp6QX1Y>, visited 1 March 2019.
28 C. Jaffrelot, ‘Which Ambedkar?’, The Indian Express, 26 December 2015, <https://indian
express.com/article/opinion/columns/which-ambedkar-in-parliament-and-for-rss/>,
visited 1 March 2019.
29 Ambedkar emphasised the minority identity of Dalits, as distinct from Hindus, as a tool
for empowerment and fought for rights primarily within the nation-state. P. Mehta, ‘Re-
casting Caste: Histories of Dalit Transnationalism and the Internationalization of Caste
Discrimination’ (PhD dissertation, University of Michigan, Ann Arbor, MI, 2013), p. 3.
30 Ambedkar did not submit a petition to the UN. See, generally, S.D. Kapoor, ‘B R Ambedkar,
W E B DuBois and the Process of Liberation’, 38:51 epw (2003) pp. 5344–5349.
31 Mehta, supra note 29, p. 57; Ambedkar has written comparing untouchability with simi-
lar forms of discrimination practised in the world. B.R. Ambedkar, ‘The Untouchables
or Children of India’s Ghetto’, in Dr. Babasaheb Ambedkar Writings and Speeches, vol. 5
(Dr. Ambedkar Foundation, Ministry of Social Justice & Empowerment, Govt. of India
2014).
32 Mehta, supra note 29, pp. 52–93.
33 D. Keer, Dr. Ambedkar Life and Mission (Popular Prakashan, Mumbai, 1954), p. 92.
gathering, and assured them that he would meet world leaders to acquaint
them with the problem, and if possible, would also take the issue before the
LoN.34
Secondly, while giving testimony before the Simon Commission in 1928,
Ambedkar demanded special protection for Dalits as ‘minorities’ distinct from
caste Hindus in the new constitution for British India.35 During the testimony,
he noted the right given to minorities in European Constitutions to appeal to
the LoN if they felt their guarantee was unfulfilled. He said that he had given
‘special attention’ to such mechanisms.36
Thirdly, for a Peace Conference in Canada in 1942, Ambedkar wrote a paper
on the protection of untouchables as he considered it as the best opportunity to
“draw the attention of the world” to the issue.37 He compared the plight of the
untouchables and the Sanatanism of Hindus to that of the Jews and Nazism,
respectively. He further added, “the world owes duty to the untouchables …
to break their shackles and set them free”. Accordingly, he claimed that Hindus
have to answer before the “bar of the world”.38
Fourthly, the Cripps Missions in 1942, due to the absence of protective
mechanisms for the Depressed Classes in the proposed Constituent Assembly,
offered for their protection a treaty mechanism in the line of LoN minority
treaties to be signed between Constituent Assembly and the British govern-
ment.39 Ambedkar staunchly opposed it for lack of enforcement options. He
said that it was impossible to believe the British would use coercive force or
start a trade war to enforce the treaty and accused it of being an “empty for-
mula”. 40
From the above, it is clear that Ambedkar wanted the world to know about
the problem and considered approaching the international forum as an op-
tion, albeit secondary to constitutional safeguards. And such an attitude is
also natural, as human rights was only at a nascent stage during that period.
Although this section touches upon Ambedkar’s viewpoint of utilising inter-
national law mechanisms very briefly, its significance is substantial when seen
34 Ibid., p. 145.
35 Dr. Babasaheb Ambedkar Writings and Speeches, vol. 2 (Dr. Ambedkar Foundation, Minis-
try of Social Justice & Empowerment, Govt. of India, 2014), pp. 459–489.
36 Ibid., p. 479.
37 Dr. Babasaheb Ambedkar Writings and Speeches, vol. 9 (Dr. Ambedkar Foundation, Minis-
try of Social Justice & Empowerment, Govt. of India, 2014), pp. 397–398.
38 Ibid.
39 Dr. Babasaheb Ambedkar Writings and Speeches, vol. 10 (Dr. Ambedkar Foundation, Min-
istry of Social Justice & Empowerment, Govt. of India, 2014), p. 447.
40 Ibid., p. 460.
The role of Dalit civil societies, particularly the Dalit diaspora in the US and
UK, are regarded as instrumental in making the problem visible to the world.45
The Dalit diaspora formed Ambedkarite organisations and networks to fight
against the discriminations faced by their counterparts in India. Lennox says
that the early Dalit organisations, from 1982–1998, targeted four prominent hu-
man rights organisations, namely the UN Sub-Commission on Human Rights,
the UN Working Group on Indigenous Populations (unwgip), the UN Spe-
cial Rapporteur on Racism, Racial Discrimination, Xenophobia and Related
Intolerance, and the World Conference on Human Rights, 1993.46 Needless to
say again, international legal scholarship on caste discrimination would have
guided or rather streamlined the efforts of the activists to focus on a particular
organisation.
Dr. Laxmi Berwa’s testimony before the UN Sub-Commission in 1982, and
later in 1995, was momentous. He compared the plight of Dalits with that of
the Jews under Hitler, and argued that caste-based discrimination is not an
internal problem.47 His works are considered essential in the shift away from
identity politics and the use of human rights language through comparison
and analogy.48 After the testimony, says Lennox, there was an “unexplained
Dalit silence in the UN until the early 1990s”.49 tda gained momentum in the
1990s. Activists attended the unwgip, UN Working Group on Minorities and
the 1993 Vienna Conference,50 submitted applications to the UN Special Rap-
porteur on Racism, and submitted a shadow report to cerd. They demanded
a UN investigation on caste through fact-finding commissions, country visits
and such like.51
Although according to Lennox, the early attempts by ngos (1982–1998) had
no significant impact as they did not focus on one UN institution,52 Mehta says
that the recognition by cerd that ‘descent’ in icerd refers to caste and hence,
45 Mehta, supra note 29, pp. 70–80; C. Bob, ‘“Dalit Rights Are Human Rights”: Caste Discrimi-
nation, International Activism, and the Construction of a New Human Rights Issue’, 29
hrq (2007) p. 167.
46 C. Lennox, ‘Mobilising for Group-Specific Norms: Reshaping the International Protection
Regime for Minorities’, (PhD Thesis, London School of Economics and Political Science,
2009), p. 119.
47 Bob, supra note 45, p. 177.
48 Mehta, supra note 29, pp. 74–80.
49 Lennox, supra note 46, p. 119.
50 At the regional prepcom conference, ngo adopted a resolution regarding untouchability.
Ibid., p. 120.
51 Ibid., p. 121.
52 Ibid., p. 122.
As a result in 2001, wcar was organised in Durban, and was preceded by sev-
eral regional preparatory and ngo conferences. These preparatory meetings
were adequately utilised by the Dalit activists, including women, to further
their cause.61 In spite of opposition from India, the activists succeeded in in-
cluding caste-based discrimination in the Asian Preparatory Meetings’ ngo
declaration and paragraph 73 in the wcar’s Draft Declaration and Programme
of Action (ddpa) contained the phrase ‘Discrimination based on Work and
Descent’ (dwd) which paved the way to discuss caste.62 But ultimately India
succeeded in removing that paragraph from ddpa. Nevertheless, the Dalit ac-
tivists were successful in “getting a lengthy discussion of caste”.63
from race.67 Secondly, it argued caste is a domestic issue, and any attempt by
the international community to address it would be a threat to its sovereignty.
Thirdly, that caste discrimination has already been made illegal in the mu-
nicipal laws and the government is committed to eradicating the same and
securing the rights and uplifting the lives of Dalits.
More importantly, one of the strategies India adopts in preventing discus-
sions on caste as a form of racial discrimination in international fora which
needs emphasis is maintaining its image as a nation committed to eliminating
racial discrimination by following the ideology of M.K. Gandhi whom it por-
trays as a “victim turned protagonist” against racism. But the recent incident of
removal of the statue of Gandhi from Ghana University for his ‘racist’ writings
will have been a severe blow to India’s image as a ‘Gandhian nation’ committed
to eliminating racial discrimination.68 The demand by the Ghana University
Professor who was one of the leaders of the campaign to remove the statue
of Gandhi for a statue of Ambedkar will be a significant boost to the tda.69 It
is suggested that the Dalit activists should capitalise on this issue and further
67 In India as well, the debate was intense among scholars divided along similar lines ex-
pressing their concerns, particularly in newspaper articles. Sociologists Dipankar Gupta,
who once testified before the cerd, and Andre Béteille, member of the Committee to
draft India’s response at UN, premised their arguments against the discussion of caste
at wcar on the distinction between caste and race. See, generally, Das, supra note 12; N.
Menon, ‘Caste on the International Stage’, 46 epw (2011) p. 15; D.E. Berg, ‘Sovereignties,
the World Conference against Racism 2001 and the Formation of a Dalit Human Rights
Campaign’, 20:1 Questions de recherché (2007) pp. 10–13. Supporters of the discussion of
caste at the wcar, advocated the racial origin of caste based on the varna model (varna
meaning ‘colour’). Some said caste may not be race but compared its similar forms of dis-
crimination and argued that ‘legally’, caste discrimination might amount racial discrimi-
nation. In a New Delhi Conference of ngos, academicians and activists, some argued
‘caste is race plus’, i.e. caste is worse than race. See, generally, B. Raina, ‘Caste and race:
Discrimination by Any Name’, 36 epw (2001) p. 3025; A. Pinto, ‘UN Conference against
Racism: Is Caste Race?’, 36 epw (2001) p. 2817; S. Visvanathan, ‘The Race for Caste: Prole-
gomena to the Durban Conference’, 36 epw (2001) p. 2512.
68 “Racist”, Gandhi statue removed from University of Ghana’, bbc, 13 December 2018,
<www.bbc.com/news/world-africa-46552614>, visited 20 April 2019.
69 The Professor said: “In India, if you want to give us a statue, give us a statue of Ambedkar.
That is whose writings we can relate to as Black people”. He advances a racial theory of
casteism by equating Brahmins with white and Dalits with black people. He also observed
that Gandhi was an enemy both of Dalits and blacks and emphasised the need to “destroy
the improper propaganda about Gandhi”. Sagar, ‘Give us a statue of Ambedkar, not Gan-
dhi: Ghana University professor Ọbádélé Kambon’, The Caravan, 13 January 2019, <https://
caravanmagazine.in/caste/gandhi-must-fall-interview>, visited 20 April 2019.
70 ‘India Statement by H.E Mr. Omar Abdullah’, United Nations, 2 September 2001, <www
.un.org/WCAR/statements/indiaE.htm>, visited 11 March 2019.
71 Although Dipankar Gupta argued against discussion of caste at wcar, he accepted that
caste and race are social constructs. D. Gupta, ‘Why Caste Discrimination is not Racial
Discrimination’, (2007), <https://azimpremjiuniversity.edu.in/SitePages/pdf/BM_Misrep
resenting%20caste%20and%20race,%20SeminarComment.pdf>, visited 23 January 2019.
But Béteille and Soli Sorabjee argued race as a biological concept: P. Das, ‘“Is Caste Race”
Discourses of Racial Indianization’, 43 Journal of Intercultural Communication Research
(2014) p. 264.
72 T.K. Oommen, ‘Understanding Indian Society: The Relevance of Perspective from Below’,
(Occasional Paper Series: 4, University of Pune, 2001).
73 Supra note 70.
74 Speaking at the conference, he said that what matters is discrimination and not nomen-
clature. Mehta, supra note 29, p. 187.
75 ‘Thirteenth Lok Sabha’, Lok Sabha Secretariat, 2 August 2001, <http://164.100.47.194/
Loksabha/Debates/Result13.aspx?dbsl=2594>, visited 9 March 2019.
76 ‘Further Discussion on the Scheduled Castes and the Scheduled Tribes … on 24 August,
2001’, Indian Kanoon, <https://indiankanoon.org/doc/1931733/>, visited 9 March 2019.
77 nhrc, National Human Rights Commission: Annual Report 2001–2002, p. 103.
78 Again this stand by India was criticised by emphasising the discrimination irrespective of
nomenclature. A. Teltumbde, ‘Race or Caste, Discrimination Is a Universal Concern’, 44
epw (2009) p. 16; see, generally, ‘Caste Out, Yet Again’, 44 epw (2009) p. 5.
79 ‘EU Resolutions on Caste’, idsn, <https://idsn.org/eu/eu-resolutions-on-caste/>, visited
9 March 2019; ‘Caste References in Other EP Resolutions’, idsn, <https://idsn.org/eu/eu
-resolutions-on-caste/caste-references-in-other-ep-resolutions/>, visited 9 March 2019.
80 Office of the High Commissioner of Human Rights (ohchr), unhrc and Special Pro-
cedures are collectively called as Charter-based Bodies. ohchr, ‘Human Rights Bodies’,
ohchr, <www.ohchr.org/en/hrbodies/Pages/HumanRightsBodies.aspx>, visited 8 May
2019. ohchr plays a leading role, as the principal body responsible for UN Human Rights
activities, in the protection and promotion of human rights by assisting Governments,
also by field presences, in implementing human rights standards, supervising and coordi-
nating the human rights activities of the UN. (F.D. Gaer, ‘The Effectiveness of the United
Nations Human Rights Protection Machinery: The UN High Commissioner for Human
Rights’, Proceedings of the Annual Meeting (American Society of International Law) (2014),
p. 281). unhrc, established in 2006 by the GA, acts as the central UN body in promoting
and protecting human rights. It replaced the UN Commission on Human Rights (unchr)
which was criticised for its poor performance, particularly for allowing countries commit-
ting human rights violations as members. A/59/565, 2 Dec 2004, <www.un.org/ruleoflaw/
files/gaA.59.565_En.pdf>, visited 12 May 2019. unhrc differed from its predecessor sub-
stantially in matters of membership, election process and more importantly, in its work-
ing method as it introduced the ‘Universal Periodical Review’, (upr). upr, a cooperative
mechanism to review the fulfilment of human rights obligations and the commitments of
States, was envisaged to complement and not duplicate the works of Treaty bodies. Rodley
says that although there are possibilities of duplication of work, they are not numerous
and can easily be avoided by cooperation. (N. Rodley, ‘United Nations Human Rights Trea-
ty Bodies and Special Procedures of the Commission on Human Rights: Complementarity
or Competition?’, 25 hrq (2003) p. 882.) Although the upr mechanism is considered to be
an innovative reform, it is criticised for its politicisation, selectivity and double standards
which makes one pair of authors question its effectiveness in re-establishing credibility.
(S. Johnson and N. Mack, ‘The United Nations Institutions: A Critical Analysis of Their
Ability to Promote and Protect International Human Rights’, 15 nucb jlcc (2014) p. 5).
Special Procedures, described by Kofi Annan as “Crown Jewels”, are mechanisms under
unhrc (previously under unchr) consisting of independent experts mandated to re-
port and advise on human rights situations from a thematic or country-specific perspec-
tive. They are either an individual called as a Special Rapporteur/Independent Expert or
Working Group of five members. They undertake country visits, indulge in fact-finding
analysis, act on alleged human rights violations by sending communications to states etc.
Their impact lies in the creation of awareness of the problem or situations which cre-
ates an embarrassment or shame to the countries resulting in a change in their policies.
Primarily by their country visits they validate the allegations, raise public awareness and
elevate the issue on national agenda. (T. Piccone, ‘Human Rights Special Procedures: De-
terminants of Influence’, Proceedings of the Annual Meeting (American Society of Interna-
tional Law) (2014), p. 288). The contribution of Special Procedures is said to be significant
in standard setting and influencing the elaboration, interpretation and implementation
a ddressed caste discrimination in their reports.81 This section examines the re-
ports of the former, particularly that of the UN Sub-Commission and the 2016
Report of the Special Rapporteur on Minority Issues.82 Because, first, the cat-
egory of dwd, of which caste is a notable form, was particularly developed
by the UN Sub-Commission ultimately leading to the submission of Draft
Principles and Guidelines for the Effective Elimination of dwd in its final re-
port. And the recent study of dwd by ohchr is expected to produce a Dec-
laration on the issue in the future.83 This transformation of caste as dwd in
international law, where ‘caste-like’ structures were found in many regions of
the world, raises several significant questions as it contradicts the traditional/
textbook understanding of caste system being confined to Hinduism. Against
this background, whether dwd captures the intricacies of casteism in India is
an important question. If not, then the recent movement towards the elimina-
tion of dwd would not do much in annihilating casteism. Secondly, the 2016
Report, as mentioned earlier, has opened the doors of minorities rights frame-
work to address caste discrimination. What impact would it create on tda?
Is it a revival of Ambedkar’s strategy of emphasising the ‘minority’ identity of
Dalits for their political emancipation? These are some of the questions ad-
dressed here.
of ihrl. (S.P. Subedi et al., ‘The role of the special rapporteurs of the United Nations Hu-
man Rights Council in the development and promotion of international human rights
norms’, 15 The International Journal of Human Rights (2011) p. 155.)
81 idsn, supra note 6.
82 Universal Periodic Review of India is not examined here.
83 Keane and Waughray, supra note 3, p. 125.
84 As caste can be “determinative of one’s occupation” caste-based discrimination is also
referred to as or addressed under dwd. unhrc, supra note 5, p. 6; UN Network on Racial
Discrimination and Protection of Minorities, Guidance Tool on Descent-Based Discrimi-
nation: Key Challenges and Strategic Approaches to Combat Caste-Based and Analogous
Forms of Discrimination (2017), p. 2.
85 Keane and Waughray, supra note 3, p. 137.
apart from declaring dwd as violative of ihrl and recommending states take
appropriate actions, entrusted Special Rapporteurs to undertake a study on
the issue. As a result, a series of working papers were submitted to the UN
Sub-Commission from 2001 to 2009. The first working paper by Goonesekere in
2001 found dwd to be a long-standing practice in many societies manifesting
itself most notably in caste- or tribe-based distinctions.86 It identified commu-
nities suffering from dwd in South Asia based on the nature of discrimination,
namely, “prohibitions on intermarriage between socially or occupationally de-
fined groups; physical segregation of communities; restrictions upon access to
resources including land, water and other means of production; social prohibi-
tions regarding physical contact such as sharing food or utensils; restrictions
on access to education or segregation in educational facilities; restrictions on
access to religious buildings and restrictions on participation in religious
ceremonies”.87
Next, the expanded working paper submitted in 2003 dealt with commu-
nities suffering from dwd outside South Asia.88 The second expanded work-
ing paper submitted in 200489 discussed the legal, judicial, administrative and
educational measures adopted by the governments to eradicate dwd in their
concerned states. It also identified the practice of dwd among the diaspora
communities. In furtherance of its mandate, by “taking full account of the con-
tents” of GR No. 29, the working paper proposed three draft Principles and ten
Guidelines. And it recommended the UN Sub-Commission appoint a Special
Rapporteur to finalise them based on the reply to the questionnaire which is
to be transmitted by the ohchr to the Governments, National Human Rights
86 dwd was found to be widespread in societies associated with caste. unchr (Sub-
Commission), ‘Working paper by Mr. Rajendra Kalidas Wimala Goonesekere on the topic
of discrimination based on work and descent’, 14 June 2001, UN Doc E/CN.4/Sub.2/2001/16.
87 Ibid. Factors in GR No. 29 to identify the communities were similar. The following factors
were in addition to the Goonesekere Report, “inability or restricted ability to alter inher-
ited status, limitation of freedom to renounce inherited occupations or degrading and
hazardous work, subjection to dehumanizing discourses of pollution or untouchability
and generalized lack of respect for their human dignity and equality”. uncerd, supra
note 22.
88 unchr (Sub-Commission), ‘Expanded working paper submitted by Mr. Asbjørn Eide and
Mr. Yozo Yokota pursuant to Sub-Commission decision 2002/108’, (26 June 2003) UN doc
E/CN.4/Sub.2/2003/24.
89 unchr (Sub-Commission), ‘Expanded working paper by Mr. Asbjørn Eide and Mr. Yozo
Yokota on the topic of discrimination based on work and descent’, (5 July 2004) UN Doc
E/CN.4/Sub.2/2004/31.
Institutions and ngos. Accordingly, the 2005 report,90 apart from annexing
the different questionnaires to be sent to the relevant bodies, emphasised
the importance of two documents adopted by the idsn and Buraku Libera-
tion League suggesting certain principles and guidelines for the elimination
of dwd. Those two documents, the proposed draft Principles in the previous
report and GR No. 29 would form the “source of insights in the future work
of the Sub-Commission in formulating draft Principles and Guidelines” for
the effective elimination of dwd. Consequently, the UN Sub-Commission ad-
opted Resolution 2005/22 approving the request to send the questionnaire to
relevant bodies, requesting the Special Rapporteurs to reflect on the replies
to those questionnaires in their Progress Report and to continue the work on
drafting the Principles and Guidelines for the elimination of dwd.
The Progress Report submitted in 200691 analysed the replies received from
the relevant bodies. At the outset, it acknowledged the difficulties in defining
dwd due to its complexities and also called any such attempt unwise. It de-
scribed dwd briefly and broadly as
93 In many countries the names of the persons include their caste name. To eliminate caste
discrimination, the states of those countries establish the law not to use caste names.
unhrc, supra note 91.
94 unhrc, ‘Final report of Mr. Yozo Yokota and Ms. Chin-Sung Chung, Special Rapporteurs
on the topic of discrimination based on work and descent’, (18 May 2009) UN Doc A/
hrc/11/crp.3.
95 The questionnaire was sent to “all the Member-States of UN, the National Human Rights
Institutions, the UN bodies and specialised agencies and the ngos at the end of Novem-
ber 2005 through the Office of High Commissioner for Human Rights”. nhrc of India also
did not reply.
98 Ibid., p. 5.
99 See, generally, idsn, ‘Sustainable Development Goals (sdgs)’, idsn, <https://idsn.org/
un-2/post-2015-agenda/>, visited 7 May 2019.
100 Mehta, supra note 29, p. 33.
101 Ibid., p. 35.
102 Ibid.
103 Ibid., pp. 36–37.
104 Ibid., pp. 38–44.
105 Ibid.
rejected the strategy of emphasising the “Dalit identity difference” through the
“minority status” because Ambedkar’s Buddhism is a universal religion shared
by all people of the world.106
Accordingly, it may be inferred from Mehta’s argument that as Ambedkar
envisioned Buddhism as the ‘emancipatory project’ for Dalits, the relevance
of ‘minority status’ has become redundant. If that is what she meant, then it
seems that Mehta has viewed ‘claiming minority status’ and ‘conversion to Bud-
dhism’ as two ends of a spectrum. Such a view is problematic, and it is more
appropriate to view them both as a logical progression as explained below.
One can witness an overlap between Ambedkar’s strategy of emphasising
‘minority status of Dalits’ and ‘conversion as a means of emancipation’. The
former became the predominant strategy of Ambedkar in the 1930s according
to Mehta. However, in 1928 before the Simon Commission, Ambedkar claimed
constitutional safeguards for Dalits as a minority distinct from caste Hindus.
It was in the same year that Ambedkar staunchly advocated conversion as a
means of emancipation.107 He originally rejected Buddhism and opted for Is-
lam which is evident from his 1929 article entitled, “If you have to convert, be-
come Musalman”. And his 1935 speech at Yeola, shows that until then, one of
Ambedkar’s choices was Islam.
Although the minority status of Dalits was a strategy to claim constitu-
tional safeguards, it also seems to be an essential factor in making the Dalits
denounce Hinduism, which Ambedkar described as “a veritable chamber
of horrors” and the Hindu scriptures as “veritable instruments of torture …
forged against untouchables”.108 It may not be wrong to argue that to achieve
his emancipatory project of conversion Ambedkar separated the Dalits from
caste Hindus by emphasising their distinctness through their ‘minority sta-
tus’ and then merged them with a new universal identity or created a “new
moral community” as termed by Mehta. Ambedkar’s strategy of ‘Dalits as
minority distinct from caste Hindus’ served two purposes, namely, securing
constitutional safeguards and creating a new identity through mass conver-
sion. Hence, Ambedkar’s ‘conversion to Buddhism’ should not be viewed as a
109 uncerd, ‘Report of the cerd on its 42nd Session’, (1987) UN Doc A/42/18, [768], [756].
110 UN cerd, UN cerd: State Party Report, India, 29 April 1996, UN Doc cerd/C/299/Add.3.
111 uncerd, supra note 109, [293].
the premise that Buddhism was “very the antithesis of the caste system”.112
As for other countries, Nepal has accepted the connection between caste and
Hinduism.113
The UN Sub-Commission working papers over time also seem less con-
cerned with the religious justification of the caste system, although they ad-
dressed certain religious discriminations faced by Dalits. For instance, the
Goonesekere Report discussed the relation between Hinduism and the caste
system by analysing the views of Ambedkar and Gandhi on the issue, the for-
mer blaming Hinduism for the caste system and the latter denying it. But the
Report, instead of making any categorical statement, observed, “The debate as
to whether caste is or is not derived from Hindu scriptures need not detain us
because 85 per cent of India’s 1 billion people remain Hindu”.114 Nevertheless,
it discussed the Chaturvarna while discussing dwd in India.115
Next, the expanded working paper in 2003, unlike the previous report, ob-
served that the caste system has a strong association with Vedic prescriptions of
Hinduism.116 Further, it said of dwd outside South Asia that the link between
discrimination and religion was less clear. But the Progress Report observed,
“Another issue that emerges from the responses received describe in detail the
tenuous relationships” (emphasis added) between dwd and religious affairs.117
By employing the term ‘tenuous,’ it seems that the ritual or religious aspect of
the caste system is somewhat merged into the broader ocean of dwd. Simi-
larly, although the 2016 Report identified that the concept of ‘caste system’ was
primarily associated with South Asia and linked to Hinduism, it observed that
its present meaning has broadened “transcending religious affiliation” which
may be based on religious or secular background.118
As noted in section 3, the specificity of caste with Hinduism prevented
the efforts of internationalisation, and hence it was reconceptualised as
dwd. Consequently, as pointed out by Clifford Bob, “discrimination based on
work and descent includes no special focus on Hinduism or the Indian caste
system”.119 Nevertheless, the idsn seeks “separate and distinctive treatment” of
112 Ibid.
113 UN cerd, UN cerd: State Party Report, Nepal, 28 July 1997, UN Doc cerd/C/298/Add.1, 5.
114 unchr, supra note 86, p. 5.
115 About SL it said caste system was not based on Hindu varna.
116 unchr, supra note 88, [50].
117 unchr, supra note 91, p. 18.
118 unhrc, supra note 5, p. 6.
119 “[H]owever, outside the official United Nations context, both at home and abroad, Dalit
activists continue to emphasise the term “caste discrimination”. “In doing so, the idsn
maintains strong support among an Indian base most concerned about the Hindu caste
system, even while folding itself within the broader category of work-and-descent-based
discrimination used in the United Nations”. Bob, supra note 45, p. 191.
120 ‘idsn position paper on the Interrelations between Caste, Descent and Race’, idsn,
<https://idsn.org/wp-content/uploads/user_folder/pdf/New_files/IDSN/IDSN_position
_paper_on_Caste_Race_and_Descent_12-4-2010_FINAL.pdf>, visited 18 April 2019.
121 Ibid.
122 Christophe, supra note 28; also refer to Ambedkar, supra note 108.
123 M.V. Nadkarni, ‘Is Caste System Intrinsic to Hinduism? Demolishing a Myth’, 38 epw
(2003) p. 4783. For a critique on Nadkarni’s claim see, generally, G. Omvedt, ‘Caste System
and Hinduism’, 39 epw (2004) p. 1179.
124 Srinivas made this observation with regard to the impact of westernisation on Hinduism.
He said that unlike Christianity and Islam, Hinduism is not “better equipped to withstand
westernization because Hinduism lacks all organization excluding the caste system”.
Srinivas, supra note 82, p. 495.
125 T.K. Oommen, ‘Scheduled Castes, Scheduled Tribes, and the Nation: Situating G. S. Ghur-
ye’, 60 Sociological Bulletin (2011) pp. 228, 232.
126 Ibid., p. 233.
secular and religious aspects of the caste system are complementary to each
other and difficult to determine which supersedes the other, any proposal to
annihilate caste must attack both the aspects with equal vigour.
One cannot underestimate the impact of the reconceptualisation of caste
as dwd without which the world community would have taken a long time to
comprehend caste discrimination. However, although the reconceptualisation
of caste as dwd is convincing in many (secular) aspects, it is also compro-
mising an essential (religious) aspect. Against this background, the following
questions are asked: why should caste discrimination be addressed only under
a broader category which fails to capture its intricacies completely? Shouldn’t
there be a Convention specific to caste discrimination?
127 E. Wickeri and A. Kalhan, ‘Land Rights Issues in International Human Rights Law’, 4 Ma-
laysian Journal of Human Rights (2010) p. 16. Draft Principles on the Elimination of dwd
also recognises the right to land. Supra note 94.
128 Thornberry, supra note 66, p. 24.
129 D. Shirane, icerd and cerd: A Guide for Civil Society Actors (imadr, Geneva, 2011), p. 2.
has paved the way to address caste discrimination within the minority rights
framework. Should the Indigenous Peoples framework also be utilised to ad-
dress caste discrimination?
Although Thornberry acknowledges that “complementarity of approach is
a positive value in human rights strategies”, he seems to view the Indigenous
People’s strategy to address caste discrimination as complicating the issue.130
More importantly, he observed that Indigenous Peoples argue for the reten-
tion of their customs in contrast to caste groups who want it to be repealed
as it is a source of oppression.131 Dalit activists must bear this in mind and be
cautious in adopting the Indigenous People’s strategy. Dalits are not a homog-
enous group. There are many sub-castes following different customs which
might surely discriminate against other sub-castes. All these sub-castes can be
regarded as a single group in terms of discrimination they face from the caste
Hindus. It is based on such suffering that Ambedkar justified the minority sta-
tus of Dalits and his reconceptualisation of history further strengthened his
minority strategy as discussed above.
5 Conclusion
This article deals with the issues related to the internationalisation of caste
as descent-based discrimination. The following are the major conclusions ar-
rived at. First, the domestic mechanisms have failed to mitigate against the
atrocities against Dalits, which justifies the need to utilise international law
mechanisms. Secondly, even before his letter to DuBois, Ambedkar had the
intention of utilising international mechanisms. Thirdly, the broader category
of dwd dilutes the religious aspect of the caste system which might induce
one to question its potential in eliminating caste discrimination. Fourthly, the
2016 Report which paved the way to addressing caste discrimination within
the minority rights framework does not revive Ambedkar’s strategy as it does
not emphasise the Dalits as a group distinct from caste Hindus. Fifthly, the
Indigenous Peoples’ framework may not be appropriate to address case dis-
crimination as it preserves custom, which in itself is a source of discrimination
for caste-affected groups.
Hence, it is suggested that although caste discrimination is addressed as
dwd and now can also be addressed within the minority framework after the
2016 Report, the Dalit activists should be aware of its shortcomings, i.e. dilution