Professional Documents
Culture Documents
Urban Development Planning
Urban Development Planning
ABSTRACT KEYWORDS
Urban development planning and world cultural heritage represent Urban development
two discourses that are relevant to the transformation of disused planning; sustainable urban
industrial heritage sites. The former Zollverein coal-mining complex development; world cultural
heritage; heritage
(Germany) is a case study in this regard. The synchronous discourse
conservation; heritage
approach enables analysis of conflicts and the potential of consen management; synchronous
sus within discourse constellations. Transdisciplinary cooperation discourse analysis
aims to identify good practice in heritage management and can
enable research knowledge to be transferred into practice. Eight
criteria are presented for good practice in industrial heritage con
servation and urban development, each including several indicators
for analysis and monitoring.
Introduction
Old-industrial cities and regions need new options and visions for economic, ecological,
and social urban development following the decline of their traditional industrial sectors
and the closure or relocation of manufacturing and production. This brings into play the
potential for the reciprocal valorization of the value of the heritage and the urban
landscape (e.g., Pendlebury, 2002; Landorf, 2011; Oevermann & Mieg, 2015); however,
the integration of urban development planning and (world) cultural heritage also pre
sents various challenges. There is a critical discussion of conflicts in valorization pro
cesses, such as rigid conservation requirements versus architectural interventions.
Furthermore, the potential increase in urban segregation and gentrification, as well as
the lack of sustainable development perspectives are questioned (e.g., Madgin, 2013;
Swensen et al., 2013; Sowińska-Heim, 2014; Labadi, 2016; Kittang & Bye, 2019). For
World Heritage sites, UNESCO requires the establishment of a management system or
plan for the conservation and careful development of a site. The question arises of how
urban development planning and world heritage sites can be thought of and dealt with
integratively in these planning and management processes; this is addressed with regard
to historic cities (UNESCO, 2011), but further reflection is needed in case of urban
industrial World Heritage sites.
This contribution is based on the lessons from three consecutive research projects
funded by the German Research Foundation (DFG: 2011–2013, 2014, 2016–2018), which
examined conflicts between urban development versus the protection of monuments and
world cultural heritage, and how such concerns may be integrated and addressed within
planning frameworks.
analysed historical lines of discourse in their interactions of power, knowledge, and social
practices. In the following, discourses are conceived as closing, action-guiding epistemic
frameworks that legitimize institutional regimes and also define the professional practice.
The unity of a discourse is not simply defined by a level of knowledge shared among the
actors but is value-determined.
Discourses in planning can be captured by concepts and basic assumptions (epistemic
elements) and goals and values (normative elements). The analysis by means of these four
categories allows specifying dissent and consensus between actors. The practices of the
actors in professional planning alone are characterized by different discourses; city
administration and investors see the prospering city as a goal of their work, while
other offices or departments of monument conservation prioritize the protection of
architectural monuments. Their respective institutional regimes differ, as does the
definition of their professional practice. Today’s approaches to planning participation
also show other groups of actors, such as initiatives or NGOs, that meet in planning
processes. Discourses are dynamic; in addition to their relatively stable core, they form
sub-discourses based on new societal concerns, which include alternative goals and
concepts, and complement the basic assumptions and values of the core discourse.
Industrial heritage would be one such partial discourse of heritage conservation, and
the creative city a partial discourse of urban development. SDA focuses on the fact that
different discourses are in play simultaneously (synchronously). In sum, besides the
conflicts themselves, it becomes evident that there are certain values (termed ‘bridging’
values here), e.g., accessibility, that mediate between discourses and can help to resolve
conflicts. Furthermore, discourses seem to converge when faced with new challenges, by
developing their own sub-discourses with specific values. Tables 1 and 2 show these sub-
discourses for the two discourses which are introduced in the next paragraph.
In addition to the analysis of dissent and bridges in planning practice, SDA allows
a better understanding of the potential for consensus and can be transferred as research
knowledge into practice. Methodologically, this is understood as the definition and
organization of a transdisciplinary cooperation process (see Defila & Di Giulio, 2006;
Scholz, 2013). What is decisive is, first, to involve the relevant actors, and second, to
organize a binding process that leads to organizational learning. In other words, the
actors should be enabled to identify successful mutual overlapping and shared elements
within different discourses in their own practice and to use them for further integration
in the future decision-making, as the conservation and transformation of a heritage site
are an ongoing process which allows for organizational learning. The successful integra
tive practice identified in the conservation and transformation processes of the heritage
site so far can be described as good practice.
Therefore, an essential element of the cooperation process is a sequence of workshops
that build on each other in which the researcher helps the actors to analyse and identify
their challenges and their consensus and good practice. Within the framework of the
third DFG project (2016–2018), five transdisciplinary cooperation workshops were held
in Essen with relevant actors: Kick-off workshop, urban development workshop, work
shop with international experts, interim evaluation workshop, and final workshop. In the
case of Zollverein, there is good cooperation among the actors of the identified discourse
constellation already established within a thirty-year process – therefore several projects
allow for a joint development of criteria and provide examples of good practice, as
explained in more detail below (Visitor Centre/Ruhr Museum and Zollverein Park).
For other case examples, discourses, and actor constellations, other approaches such as
the expert Delphi method can be used, as described in the literature (Mieg & Oevermann,
2015).
conservation – understood in its broadest sense – represents a common value that has
a mediating function between the two discourses. The broad definition of values – what
precise interventions belong to the value of conservation? – allows a balance through
choices between various measures to implement goals and concepts. In this way, com
mon values can bridge differences within a discourse constellation.
Furthermore, there is another bridging value with potential, namely reuse. Using or
reusing sites is an obvious planning task for urban development, however, reuse bears
also much potential for conservation. The discourse on UNESCO World Cultural
Heritage is closely linked to that of heritage conservation and preservation, since the
latter is legally, institutionally, and professionally responsible for the international pro
tection of world cultural heritage. The designation of sites as world cultural heritage aims
to protect and preserve their universal outstanding value along with the evidence of such
that is ingrained in the authenticity and integrity of their historic material fabric
(UNESCO, 2016). In addition, the World Heritage Convention (1972) and several
documents on associated principles and guidelines stipulate that the reuse of sites should
be as closely related as possible to the community or general public of cultural heritage
sites (UNESCO, 2012).
Industrial monuments pose a challenge here, which is particularly linked to the use
and development of their listed buildings, infrastructures, and complexes. The industrial
heritage must first be made accessible. The material fabric requires constant care, repair,
or structural intervention to prevent its rapid decay. Acceptance of the claim to protec
tion must be created amongst communities, politicians, and experts; at the same time,
former workers and locals need jobs. Therefore, the conversion of this highly specific
spatial and structural fabric can rarely be realized without violating its historical authen
ticity and integrity. This tension within the discourse is resolved by developing concepts
for reuse that are on the one hand compatible with the claim to protection, but, on the
other hand, allow for limited change and present community value. Here, the partial sub-
discourse of industrial heritage enables new concepts such as adaptive reuse. This means
that, within a discourse, the guidance takes place through the formation of sub-
discourses.
site hosts the Red Dot Design Museum (opened 1997), the PACT performing arts centre
(Performing Arts Choreographisches Zentrum NRW Tanzlandschaft Ruhr, opened
2002)), the Visitor Centre and Ruhr Museum (2006/2010), and Folkwang University’s
Department of Design (opened at Zollverein in 2017). At the same time, the location in
the north of Essen had (and continues to experience) social and economic structural
deficits, which the development of Zeche Zollverein as a business and cultural location is
still intended to counteract. Katernberg, together with the districts of Schonnebeck and
Stoppenberg, forms the Zollverein urban district and has been part of the public-funded
Socially Integrative City program since 1989 (previously: Districts with Special Need for
Renewal). Here, the integration of cultural heritage and urban development was initiated
early on, just as in the IBA Emscher Park programme of the 1990s. The currently
integrated development concept also comprehensively includes the complete Zollverein
World Cultural Heritage site. These 30-year transformation processes at Zollverein have
not been without conflict, but have also revealed the potential for integration of heritage
conservation and urban development planning. With the help of SDA, dissent – in the
sense of conflict as well as consensus – could be specified.
Table 3. Good practice in heritage management: Criteria and indicators, © Authors, 2018.
Criteria Indicators
Management Management system and management plan: Information about system and plan of
management
Stakeholders and form of organisation:
Owner and its legal form, constellation of stakeholders, administrative levels/body, steering
groups, NGO’s
Organisation of processes: Policies, planning instruments, monitoring
Funding: public, private, and PPP
Understanding what to manage: Core, new, and further resources, system boundaries,
relevance
Conservation Outstanding universal value (OUV): Statement of OUV, Heritage values
Historical structure and function: Information about historic design, development, and
use
Protected area: Boundaries, buffer zones, view, silhouettes, panoramea
From preservation to adaptive reuse: Concepts to protect authenticity and integrity,
implementation
Reuse New function: Objectives, structures and architecture, target groups
Access and accessibility: Physical, virtual, intellectual
Communities Initiatives: Needs and implementations
Engagement Participation: Information, contribution, joint decision making, own decision making
Sustainability/Climate SDGs (sustainable development goals): social dimension, economical dimension,
Change ecological dimension
Responding Climate Change: Mitigation and adaptation
Up/Downscaling: Local and global relevance
Education Information: Signatures, websites, guided tours, etc.
Learning: Educating disseminators, school co-operations, youth camps etc.
Urban Development Multilevel governance: Neighborhood (micro), city (meso) and regional level (macro)
Aspects of urban development:
Including aspects of transport, housing, etc.
Aspects of historic urban landscapes (HUL): Various elements of urban structure
Research Basic research: Analysing the evidence and heritage values, inventories
Evaluation research: Heritage impact assessment (HIA) and research regarding
monitoring processes
Zollverein Park
Maintaining rail tracks, and making these open spaces and the Zollverein Park accessible,
especially as part of the Emscher cycle path network, is not only a form of conversion but
also a small but important contribution to sustainable development and the promotion of
climate-neutral mobility.
Basic Information: The Zollverein Park covers an area of approximately 70 ha and
comprises different zones of green- and open space, the largest part of which is the
Industrial Forest at approximately 25 ha. Zollverein Park is an accessible recreation park
offering an orientation system for visitors to Zollverein and enabling multiple activities
for all. Approximately one million people visit and use the park each year.
Sustainable Development & Climate Change: The Park explicitly serves two pillars of
sustainability. The social dimension of sustainability corresponds to the diverse activities
provided or enabled within the Park. The Park functions as public space for locals and
provides an urban green space in a district where many people live in apartments that
lack gardens. The environmental dimension is constituted by the Park’s diverse green
zones and by two protected habitats located within the post-industrial landscape, which
enrich biodiversity within the city and contribute to improving the region’s air quality.
Education: The Park’s information and orientation system consists of information
desks, signs, 3D models of the entire site, and lettering on the pathways. Furthermore, the
PLANNING PRACTICE & RESEARCH 439
ring promenade, as the central element of the landscape design, guides visitors around
the complex without getting lost. One example is the Nature Path implemented at
Zollverein, comprising 12 locations offering a discovery tour of the Zollverein ecosystem,
which works interactively via digital devices.
Urban Development: Regional and federal policies are supported through the site’s
newly established integration and interconnectivity in the urban setting, as well as its
general enhancement of environmental quality within a settlement area. Furthermore,
the new public green space is used for daily activities and mobility, thereby specifically
meeting the requirements of local policies. The Park has opened the former-gated
industrial sites, becoming an integrated space within the district, city, and region.
Research: For more than two decades there has been ongoing research into the
environmental development of the Ruhr region. The International Building Exhibition
Emscher Park (1989–1999) started to highlight the concept of industrial nature
(Industrienatur) and pushed Ruhr towards becoming a green region. Other publications
have concentrated on interpretations and reuses of the Park. The Ruhr Regional
Association has implemented a three-year framework for monitoring research outputs.
Management: The Zollverein Foundation is the principal owner of the Park and is
responsible at the local level for design and activities, development, as well as main
tenance. The Ruhr Regional Association is responsible at the regional level for coordina
tion, managing regional maintenance, public relations, the realisation of projects such as
the regional cycle path system, and monitoring. Diverse planning instruments were used
in the transformation process: listing of historic objects, especially the railway system;
landscape design competition; formal planning processes (e.g., public procurement
procedures); and binding, long-term cooperation between the region, city, and owner.
Conservation: The park itself is located within the boundaries of the World Heritage
Site, and its historic objects are listed. However, the post-industrial ecology of the site
(succession vegetation, etc.) itself is not included in the conservation measures.
Uncontrolled vegetation growth might cover or destroy historic objects such as railway
tracks, and impact the visual integrity of the World Heritage Site. Thus, on the one hand,
wilderness is an obstacle to the conservation of Zollverein. On the other hand, the specific
biodiversity that has colonised the site following the closure of its original functions is
part of the character of Zollverein today. Consequently, a design was developed that
integrates historic objects, pioneer plant species, and new elements of landscape design.
Furthermore, a binding maintenance plan cares for and monitors the Park’s condition.
Reuse: The general idea is to transform the industrial area into a public and popular
destination experienced by locals and visitors. The design supported and enabled several
activities (dog-) walking, running, rollerblading, and cycling, as well as specific summer
and winter attractions that were established for the long term, such as the
Werksschwimmbad (works swimming pool), parkour facility, open-air cinema, and
winter ice-skating rink. The open, paved spaces of the Park host diverse events, such as
the annual colliery festival (Zechenfest), a huge event for the district. The Park is
probably the most important element in the continuous revitalisation process at
Zollverein.
Communities Engagement: A parkour project is located within the Park, and is
presented on the website as an example of good practice, specifically due to communities
engagement. Further examples of active participation include several children’s play
440 H. OEVERMANN AND H. A. MIEG
facilities within the park. The open-air cinema, which hosts around five events each
summer, is another project with active community involvement. Initiatives and decisions
are taken by the NGO Friends and Supporters of Zollverein.
Discussion
Synchronous discourse analysis (SDA) reveals the discourse constellations present in
negotiated planning processes and enables a deeper understanding of both conflicts and
potential for consensus. SDA can be used for scientific analysis. However, the reference to
conflicts between discourses, as helpful as it was for the many SDA analyses in the
Zollverein case, was rather avoided on the part of the site management. Therefore, in
a transdisciplinary cooperation process, we developed an integrative good-practice system
that combines the formal requirements, the local experiences and the SDA results. The
joint thinking and implementing of these eight criteria of the good-practice system can
offer a way in which actors from different perspectives and discourses can work system
atically in an integrative manner in planning. Furthermore, this should also enable critical
evaluation of potential outcomes (e.g., gentrification or serious losses of heritage value) to
be negotiated and – if not avoided – to at least be addressed in a targeted manner.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Funding
This work was supported by the Deutsche Forschungsgemeinschaft (DFG - German Research
Foundation).
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