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ARC-FLASH HANDBOOK
ANDBOOK
SERIES III
ARC-FLASH
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InterNational Electrical Testing Association
ARC-FLASH HANDBOOK
TABLE OF CONTENTS
Verify Performance and Safety of Arc-Flash Detection Systems................................. 5
William Knapek and Mark Zeller
Published by
Published by
Copyright © 2019 by InterNational Electrical Testing Association, all rights reserved. No part of this publication may be reproduced
in any form or by any means, electronic or mechanical, without permission in writing from the publisher.
Arc-Flash 5
ARC-FLASH HISTORY There are several key elements in clearing an electrical arc. The
first step is detecting the flash, second is accurately determining if
Protecting workers from electrical hazards is not a novel idea.
the flash is part of an electrical fault, third is signaling the circuit
Since the first power generating station was built in 1877, the
interrupting breaker, and the last is interrupting the current flow to
benefits and hazards of electricity have been recognized. The top
the fault. Each step in the process contributes time to the overall
engineers in the power industry have continuously worked to make
time needed to clear the fault; therefore, a significant amount of
electric power more economical and reliable, as well as safer.
research has been invested in each part.
There have been many papers highlighting the hazards and
Many of the safe work practices, personal protective equipment,
possible prevention of electrical arc flash; a new focus was
approach boundaries, and warning labels are dependent on the
initiated in 1985, when Ralph Lee published the paper “The Other
protection system that is in place to perform at the speed and
Electrical Hazard: Electric Arc-Blast Burns.”
sensitivity specified by the equipment manufacturer. A performance
The National Fire Protection Association (NFPA) published NFPA (by any of the components) that is slower than specified can
70E®: Standard for Electrical Safety in the Workplace® to document dramatically increase the available incident energy. Personnel
electrical safety requirements.1 It defines specific rules for determin- protection and procedures are based on properly working and
ing the category of electrical hazards and the personal protective performing equipment. Until recently, no proper test system was in
equipment (PPE) required for personnel in the defined and marked place to evaluate the arc-flash detection equipment performance.
hazard zones. The United States Occupational Safety and Health
Users are now able to verify not just the performance of the
Administration enforces the NFPA arc-flash requirements under its
arc-detection equipment but also the system as a whole by in-
general rule that a safe workplace must be maintained. These regu-
cluding the breaker in the commissioning circuit. Although this
lations are forcing employers to review and modify their electrical
paper only evaluates arc-flash detection systems, it is a straightfor-
systems and work procedures to reduce arc-flash hazards.
ward extrapolation to include feeder and main breakers as well as
IEEE 1584-2002 provides information on how to calculate arc communications links in the system while commissioning the
energy and establish boundary distances for personnel when work- arc-detection system.
ing around energized electrical equipment. IEEE 1584 provides an
incident energy2 calculation method using the following formula: TYPES OF ARC-FLASH DETECTION SYSTEMS
E = 4.184 (Cf ) (En) (1) Arc-hazard detection systems have been evaluated that are
where: triggered from sound, pressure, current, and light, as well as
predictive systems based on ion detection or thermal imaging.
E is the incident energy in joules/cm2.
This paper focuses on arc-flash detection methods and leaves the
Cf is a calculation factor (1.0 for voltages above 1 kV, and 1.5 for predictive methodologies to present their own merits. Although an
voltages below 1 kV). arc blast contains considerable sound and pressure waves, in the
En is the normalized incident energy. race to fastest detection, these waves are much slower than light.
t is the arc duration in seconds. The fastest detection systems on the market today all use light as
the primary arc-detection medium. They include the following:
D is the distance from the arc in millimeters.
●● Light detection
x is the distance exponent.
●● Current detection
As shown by (1), the energy produced by an arc-flash event
is proportional to the voltage, current, and duration of the event ●● Combined light and current detection
(V • I • t). IEEE 1584-2002 concluded that arc time has a direct Light detection systems have been commercially available for
effect on incident energy. Therefore, reducing fault-clearing times many years and have proven to be reliable and effective. Arc-flash
proportionately reduces arc-flash hazards.
6 Arc-Flash
Published
Detection Technology Fig. 2: Fiber-optic cable and arc-flash point sensor
Response Time
Light only 1 to 7 ms
The main disadvantage of a light-only detection system is the
Current only, instantaneous 24 ms risk of tripping from a light source not related to an arc flash. These
Light with current supervision 1 to 7 ms sources include arc-welding reflections, camera flashes, spotlights,
Light and overcurrent 1 to 3 ms and even light fixture failures. Any source of light exceeding the de-
tection level in the relay will initiate a trip. Because of the very high-
Light-Only Detection Systems speed trip times of light-only systems, security is a serious concern.
Light detection systems are based on the principle that during
an arc-flash event, enough light will be detected by the receptor
Over-Current Only Detection Systems
to indicate a flash. This is generally accepted as a sound principle Over-current only detection schemes, although not intended
because the amount of light given off during an arc flash is signifi- specifically for this purpose, were the first arc-flash detection sys-
cant and contains nearly the entire light spectrum. Light is fast and tems invented. Generally, they were built to protect the equipment,
relatively easy to detect.3 not the people in the area. Because they were initially installed
for equipment protection, settings were normally chosen based on
Generally, there are two types of light detectors. The first is a
equipment damage, not personnel safety. As personnel safety has
remote-mounted receiver that converts the light given off by the flash
become a higher priority, the trip settings have been modified to
to some other form of signal that is transmitted to the tripping device.
provide separate levels of protection for equipment and personnel.
This type of sensor often uses a copper conductor for the transmission
signal carrier, as shown in Fig. 1. Copper wire is common, reliable, A common practice today is to implement a maintenance
and flexible but also has the capability to carry current in the event of switch (Fig. 3) that changes the protection settings in a relay
contact with the bus bars or other current-carrying conductors. from time-coordinated protection (equipment-level protection) to
instantaneous (personnel-level protection) settings while people
The second type of detector acts as a lens to collect the light
are working in or around the energized equipment. Although
produced from the flash and channel it back to a receptor in the
instantaneous settings can reduce the arc-flash hazard under some
tripping device. This channeling of the light is accomplished
conditions, they can also create hazards if misapplied.
through fiber-optic cables (see Fig. 2). Fiber-optic cables have
the advantage of not conducting electricity, thereby avoiding the
installation of a conductor in the electrical gear. Fiber optic also
has the advantages of electrical isolation between the receptor and
the tripping device, easy installation, online complete functional
testing, and choice of sensors. The disadvantages of fiber-optic
cables include that they are easy to damage during installation,
with either a too-tight bending radius or scarring of the fiber wall,
and the possible need for special splicing tools.
signal filtering and the speed of the processing logic within the relay Light and Overcurrent Detection Systems
result in variations in instantaneous responses. Historic testing has
Modern protection systems make full use of both overcurrent
found that traditional instantaneous elements have a pickup time of
and light detection to create a scheme that is both fast and secure.
two cycles.
Combining fault current detection AND logic manner with the
When protection engineers build protective relays, they must light detection element, tripping only when both are present, cre-
balance the often competing characteristics of sensitivity and ate a very secure scheme.
security. For a protective relay, security is defined as the ability
One of the challenges of combining the two elements is to make
to trip when needed and not trip when not needed. Although
sure the fault detection element for the current is as fast as the light
this is a simplistic definition of security, differentiating between
detection element. This is accomplished by using special high-speed
an overcurrent signal and noise on the input channel must be
sampling and logic to match the response times of both elements with
carefully considered. Protective relay manufacturers have a
no delay. Although there is some reduced security with the faster
detailed understanding of current transformer signal variation
current detection element, the combination of overcurrent and light
and the effects of saturation on the current signal; this may not be
detection more than compensates for any sacrifice in the current
true of all manufacturers of arc-flash detecting devices. Therefore,
security.
when selecting a relay to be used for arc-flash hazard mitigation,
carefully evaluate each manufacturer for experience, speed, Consequences of Misoperation
sensitivity, and security. The consequences of misoperation of the arc-flash detection
One challenge of a current-only detection system is selecting the scheme depend on the process and arc-suppression system. When
proper trip settings. The settings must be high enough to ignore nor- isolating the fault with a standard circuit breaker, the result of
mal variation in current, yet low enough to quickly detect an event. a false trip (tripping when no fault is present) can be evaluated
Instantaneous settings that are too high endanger personnel and pro- based on the consequences of the load lost. Failure of the system
vide a false sense of safety. For example, by changing the settings on to trip when a fault is present will result in normal circuit protec-
a feeder relay from the time-coordinated delay of 0.5 seconds to an in- tion with the associated incident energy. If personnel working in
stantaneous setting of 0.12 seconds, you could assume the arc-hazard an area with PPE expect high-speed arc detection and the system
energy dropped from 29 cal/cm2 to 4.5 cal/cm2 .5 This assumes that the responds with slower overcurrent protection, serious injury may
current remains at the calculated available fault current. If the fault cur- result. Therefore, it is imperative that the system is reliable and
rent is reduced (because of higher-than-expected impedance) to below tested often. Self-checking systems can increase confidence and
the instantaneous setting, the relay would not trip on the instantaneous provide warning in the event of a failure before personnel enter the
element. In that case, even with a lower fault current, the available risk zone. Modern arc-flash systems continuously test not just the
arc-flash energy would be higher than the previously calculated level relay, but the continuity and function of the sensors as well.
and personnel working in PPE rated for the lower hazard would be Some systems, rather than just isolating the faulted circuit, also
in jeopardy. provide an alternate path to ground for the fault circuit. These
A second issue with this method is determining the trip time to use systems use a crowbar circuit or an arc-containment system to
in the incident energy calculations. Since the trip time varies with redirect the current. In addition to the concerns previously stated,
the magnitude of the fault, the protection engineer is left without a false trip (tripping when no fault exists) creates a strain on all the
fixed time duration to use for incident energy, approach boundary equipment in the system. Fault current, although not from a fault,
conditions, safety procedures and personal protective equipment. is created by the system itself as it attempts to divert the system
current to ground while isolating the presumed circuit.
Light With Current Supervision Systems
Any arc-detection scheme that only evaluates a single quantity has TESTING PROCEDURES
serious security concerns. One security improvement is to supervise Arc-flash detection systems were tested in the configurations
the light detection with a current element. This system measures the designated in the respective manufacturer instruction manuals.
current and only enables the light detection trip element if the current The testing was executed with the same test system and used a
is above some predetermined level. This application does not moni- single arc-flash test device to generate the flash. The block diagram
tor for a fault current; it only disables the light trip element when the of the testing setup is shown in Fig. 4.
current is below a preset point. Supervision systems typically recom- The purpose of the tests was to demonstrate the performance of
mend current enable levels just below the expected normal operating each type of arc-flash detection system. Testing included subject-
load. Setting the supervision level too high disables the light portion ing the systems to a light flash, an overcurrent surge, and a combi-
of the arc detection. Setting it too low removes the security benefit of nation of both light and overcurrent.
current monitoring. Current supervision systems only provide a mod-
est improvement in security during low-current conditions.
8 Arc-Flash
Current to Relay
Multifunction
IRIG Clock for Arc-Flash
Relay Test
Synchronization Relay
Device Trip Outputs From Relay
Synchronized
IRIG Flash
Arc Arc-
Flash Test
Flash Detection
Device
Unit
In setting up the tests a multifunction test set was used that provid-
ed current output, IRIG-B synchronization, high speed binary/analog
inputs to measure the contact response time, and binary outputs to Fig. 5: Typical test screen showing fault initiation and time to trip
control the IRIG-B signal to the flash. The test set also provided a DC
power supply to the relays that needed power. A single-phase test set, One of the variables in setting up the testing procedure was the
current output, was connected to the current input of the relay. The use of analog adjustment knobs (shown in Fig. 6) on some of the
high-speed output contact of the relay was connected to the test set. arc-flash detection systems. Modern relays avoid this subjectivity
The high-speed outputs required a wetting voltage and a load so a DC by using digital settings to exactly program the sensitivity. The
relay was used as the load and 110vdc was applied. This required that adjustment knobs on some of the systems made the sensitivity
the test set inputs be configured to trigger on a wetted contact. setting inexact and nonrepeatable.
The tests were set up using a state sequencer program; prefault, fault,
and post-fault states were used. The flash was synchronized so that it
was applied with the current at the start of the fault state. A current
value above the pickup level was used in the tests that evaluated current
supervision. After the first tests, it was found that the flash generator
would flash with each IRIG pulse. This led to misoperations, so a
binary output contact from the test set was inserted in the IRIG signal
to the flash generator. This caused a delay in the activation of the flash
generator, so a two-pulse delay state was inserted before the fault state.
The first test performed was an overcurrent surge test or normal
overcurrent event. This test included a prefault state, a IRIG-B
starting state, a fault state that included the fault current and a post Fig. 6: Arc protection analog setting knob
fault state for timing purposes. This test did not produce a flash
when the current was applied.
TESTING RESULTS
The second test was a flash without current. In this test sequence,
The response times from the tests are shown in Table 2. Overall,
the same set up was used but no current was applied to the relay.
the systems tested matched the actual performance with published
The third test performed was a flash and overcurrent fault applied
specifications from the manufacturers. Each system was tested for
to the relay using the same test sequences. Finally, a test was
possible false trips by subjecting the systems to flashes of light
performed with nominal load current, one amp secondary, and a
without the corresponding current, as well as current without light.
flash to confirm the security of the relay with current supervision.
This setup was used for all the relays in the study. The timing
was evaluated using the time signal view of the test set software. Device
Detection Published Response Actual Response
The beginning of the IRIG pulse to the initiation of the output Technology Time Time
contact was measured, and the results are shown in Fig. 5 and in
Table 2 (later in this paper). A Light only <2.5 ms 0.6 ms
Relay A has no separate overcurrent output, so the overcurrent William Knapek is the Technical Support and Training Manager
element could not be evaluated. Relay B would trip with light only. for OMICRON Electronics Corp. USA. He holds a BS from East
Relay B has an overcurrent unit that provides a blocking signal Carolina University and an AS from Western Kentucky University,
when an overcurrent event occurs; this function did not work on both in Industrial Technology. He retired from the U.S. Army as a
the relay used in this study. Chief Warrant Officer after 20 years of service, of which 15 were
in the power field. Will has been active in the testing field since
CONCLUSION 1995, and he owned and operated a testing company for 10 years.
Personnel safety while working around energized electrical He is certified as a Senior NICET Technician, Certified Plant
equipment depends on the proper performance of several key devices. Engineer, and a former NETA Level IV technician. Will is also a
Personal protective equipment is specified based on published member of IEEE.
performance specifications from the equipment manufacturers.
Mark Zeller received his BS from the University of Idaho in 1985.
While this paper was only able to evaluate four arc-flash detection
He has broad experience in industrial power system maintenance,
systems, it does reflect well that the equipment performs as expected.
operations, and protection. He worked over 15 years in the paper
The authors of this paper are continuing to test available arc-flash
industry, working in engineering and maintenance with respon-
detection systems and will update this paper with the results.
sibility for power system protection and engineering. Prior to
All the arc-detection relays were able to detect and signal a trip joining Schweitzer Engineering Laboratories, Inc. (SEL) in 2003,
at the published interval. Evaluation of the arc-detection system he was employed by Fluor to provide engineering and consult-
should be based on the quality, reliability, sensitivity, security, ing services. He has held positions in research and development,
and usability of the system. Fast trip times do not necessarily marketing, and business development. Mark has authored several
make the best overall protection system. Security against false technical papers and has patents pending through SEL. He has
trips from electrical or light noise can be as important as the been a member of IEEE since 1985.
speed of the system.
When selecting arc-hazard mitigation schemes, engineers need
to understand the pros and cons of each technology. The fastest
detection and trip times are accomplished with arc-flash light de-
tection systems. These systems can use light only or can be made
more secure with the addition of current supervision or best with
overcurrent detection. Systems using either light or current alone
are not as secure as the combination of both technologies. Systems
10 Arc-Flash
The Upstream Oil and Gas Industry (UOGI) in Canada is ●● Foster and promote a strong industry safety culture with timely
significant in size and employs thousands of workers who are and targeted communications and advocacy.
exposed daily to workplace hazards, which include arc flash and The Vision and Mission of the “Safety Association” are as follows:
shock. Occupational health and safety management systems are
common and mature within the companies that are producers ●● Vision: No work-related incidents or injuries in the Canadian
and within the services industries that support the producers, Upstream Oil and Gas Industry.
but there is a lack of content included related to arc flash and ●● Mission: An advocate and leading resource for the continuous
shock or the development and implementation of stand-alone improvement of safety performance. Our mission is to help
Electrical Safety Programs that effectively address proactive companies achieve their safety goals by providing practices,
management of arc-flash and shock hazards. assessment, training, support, metrics, and communication.
The “Safety Association” for Canada’s Upstream Oil and Gas
Industry was solicited by its six member associations to address SCOPE OF GUIDELINE DEVELOPMENT –
the implementation of a “Guide” to assist the member associations GUIDELINE CONTENT
in reviewing a “systems approach” to effective management of As quoted in the developed Guideline, the intent and purpose was
electrical hazards and the development and implementation of an to develop a Guideline written specifically for the oil and gas industry
Electrical Safety Program. and provide a framework to develop and address electrical safety
Consistency in policies, practices, and procedures related to arc within a company’s Occupational Health and Safety Management
flash and shock was a desired state for the Upstream Oil and Gas In- System (OHSMS). The Guideline discusses Electrical Safety
dustry. It was assessed that providing guidance on how to build, im- Programs (ESP) as they apply to large and small employers and
plement, and maintain a discipline-specific Occupational Health & would actually apply to any employer in the industrial, commercial
Safety Management System (OHSMS) for arc flash and shock, an or institutional sectors.
Electrical Safety Program would provide direction to the Upstream The Guideline for Electrical Safety Programs Development
Oil and Gas Industry with the goal of consistency and sustain- deals with safe work practices and not safe installations.
ability. The “Safety Association” initiated a project and a steering For guidance on safe installations practices, the user of the
committee with representatives from the six Upstream Oil and Gas Guideline should reference the Canadian Electrical Code
member associations was constituted to draft a guideline. Once de- Part 1, C22.1 or the National Electrical Code NFPA 70 and
veloped, the “Safety Association” would provide the Guideline for jurisdictional specific requirements.
reference to member companies and individuals. This third-party
For member companies of the “Safety Association” the Guideline
“Safety Association” provides training and documentation tools for
can be used by producers, drilling companies, service companies,
the Upstream Oil and Gas Industry in Canada.
transportation companies, seismic companies, exploration
companies, and other companies that provide specific support to the
THE SAFETY ASSOCIATION UOGI in Canada (electrical and instrumentation services providers,
Representing hundreds of individual companies, the “Safety construction services providers, cathodic protection service providers,
Association” was constituted with the following mandate: hydrocarbon transmission companies, and other companies).
●● Help companies improve their safety performance with The Guideline was developed with reference to industry related
proven practices and certification tools. publications, however it is not exhaustive. The user of the
●● Provide training, guidance, and other support to help Guideline is advised to defer to published standards and applicable
companies adopt and apply practices to improve safety legislation for specific guidance. The document was intended as
performance. a guideline and not as a compliance standard. The Guideline was
not intended to be a protocol for the audit of an ESP.
●● Gather, analyze, report, and use industry-safety
performance data.
Arc-Flash 11
The Guideline further emphasizes the need for a methodical Involving stakeholders in the development and implementation
process and increased due diligence to be followed by clarifying of an ESP is key to its short and long term success. Constituting an
that the electrical hazards of arc flash and shock can lead to serious Electrical Safety Steering Committee (ESSC) of representative
harm or death. It recommends the following process be followed: stakeholders (management, safety, supervisors, engineering,
qualified electrical workers, operations, non-electrical task
●● Identify electrical hazards related to work tasks.
qualified workers, planners/schedulers), who are consulted and
●● Assess the electrical hazards and associated risk related to the directly involved, provides a mechanism for consensus-based
work task. decisions and buy-in at all levels of the organization that would
●● Document the application of preventive and protective control be impacted.
measures to reduce risk to as low as reasonably practicable At the beginning of the development project, the Guideline
(ALARP). advises that a thorough review of Occupational Health & Safety
●● Train workers to identify electrical hazards and to apply Regulations (OHSR) is required to understand legal obligations.
appropriate preventive and protective control measures to In Canada, provincial and federal OHSRs differ and an
reduce risk. organization needs to understand what regulations apply, to their
business. It is noted that whether provincial or federal regulations
●● Monitor the effectiveness of the control measures in reducing
apply, they will both include requirements for an employer to
risk by performing audits.
identify workplace hazards, and that steps would be required to
In order for UOGI employers to understand why an ESP is protect workers from those hazards (“General Duty Clause”). In
needed, the Guideline poses several questions to have the employer Canada, depending on the province, there may be specific detailed
better understand their business risk. Examples of specific UOGI requirements for electrical safety. The Guideline provides a list
work task scenarios are provided to place specific emphasis on of standards that an organization may want to reference when
worker roles and work tasks in the UOGI where electrical hazards developing an ESP. Due diligence to regulations can be fulfilled
are present. The Guideline recognizes that all workers on a worksite by applying applicable industry standards.
can be exposed to electrical hazards.
12 Arc-Flash
Project Manager-
Electrical Safety
Program Manager
Senior
Management
Sponsor
E&I Qualified
Engineering Engineering- Planners/ E&I
Safety Operations Maintenance Electrical
Projects Maintenance Schedulers Supervisor(s)
Manager Worker(s)
Before undertaking the development of an ESP there should ●● What controls are currently in place (e.g. any existing proce-
be a clear understanding of the status quo and how the existing dures developed and used)?
OHSMS addresses workplace hazards and key areas that need ●● Are the controls adequate to ensure safety?
to be considered with respect to electrical hazards. It is recom-
mended that part of the plan in how to and what to develop starts ●● Have any engineering incident energy analysis studies been
with completing a “Safety Audit or Gap Analysis” of the compa- completed? Where do they need to be completed, under
ny’s existing OHSMS. This process would also assist the ESSC what priority?
in gaining an understanding and becoming educated on what the ●● What is needed in terms of training?
ESP can accomplish. Some key questions that the “Safety Audit ●● What is needed in terms of Electrical Specific PPE, Tools
or Gap Analysis” can address are: and Equipment?
●● What are the electrical hazards? The Guideline provides a “Site Assessment Checklist” that can
●● What energized electrical work tasks are performed and by be used in completing the electrical hazard specific “Safety Audit
what worker role? or Gap Analysis.”
●● What needs to be done to mitigate or control electrical It is recommended that the development of the ESP be com-
hazards? pleted as a defined “project.” The project could be divided into
four (4) distinct phases:
ESP
Act Plan
• Management review • Planning Review
• Contrual Improvement • Legal and other requirements
• Hazard identification and
risk assessment
• OHS objectives and targets
Check Do
• Monitoring and measurement • Infrastructure and resources
• Incident Investigation and analysis • Preventive and protective measures
• Internal Audits • Emergency prevention, preparedness,
• Preventative and corrective action and response
• Competence and training
• Communication and awareness
• Procurement and contracting
• Management of change
• Documentation
Hazard
Safe Risk
Identification
References Installations Assessment
Policies &
Practices
Program
PPE, Tools &
Management
Equipment
Roles &
Responsibilities Training
Incident
Principles Reporting & Emer-
gency Response
Scope Audit
Purpose Management
of Change
Policy, Purpose and Scope The ESP would provide a risk assessment process and expect a
hierarchy of controls to be applied to reduce risk. The hierarchy of
The ESP should include a clear statement of the intentions of the
controls outlined are:
program, the “Principles” the program will apply, what it will
be used to accomplish, what work is authorized, what facilities ●● Elimination of the hazard;
it applies to, what workers it applies to, etc. These are summary ●● Substitution;
statements, with the detailed content to be provided in the body
of the program. ●● Implementation of engineering controls;
●● The use warning signs and barricading;
Roles and Responsibilities
●● Implementation of administrative controls, through safe
Important to not only the development and implementation of the work procedures and training;
ESP, but key to the day-to-day application of the program is a clear
understanding of the specific roles and responsibilities of everyone ●● Personal protective equipment.
involved. Two of the primary roles of workers in the field that
The Guidelines provides specific information related to the
are directly impacted are the Qualified Electrical Worker and Non-
hierarchy of controls that can be considered.
Electrical Worker.
referred to as an “Electrically Safe Work Condition.” Critical to ●● Qualifications and training requirements for workers who
this process is determining the absence of voltage and applying operate electrical equipment.
a TEST-BEFORE-TOUCH process. ●● Proper body positioning when operating electrical equipment.
A priority of the ESP should be to minimize the amount of ●● Ensuring the equipment is in a normal operating condition
energized electrical work performed and ensure that the risk (all doors closed and latched).
associated to that work is understood and reduced to as low as
●● Identifying if any PPE is required depending on the specific
reasonably practicable (ALARP).
work task and equipment conditions.
Power Line Safety ●● I dentifying abnormal conditions while operating the
equipment, and if an abnormal condition is identified,
The Guideline identifies that in the Upstream Oil and Gas In-
ensuring it is reported to a Qualified Electrical Worker for
dustry, high voltage power lines both overhead and buried pose further investigation.
a significant risk related to transportation and movement of high
loads, excavation activities, hoisting and reaching, and drilling ●● Proper investigation of tripped protective devices by a
Qualified Electrical Worker.
and boring.
Any work task or activity in proximity to high voltage “Utility” Portable Electric Equipment and Extension Cords
transmission, distribution and substation facilities will require Portable electric equipment and the use of extension cords can
employees to identify, assess and control exposure to electrical pose a significant shock risk to all workers in the workplace. The
hazards. Safe “Limits of Approach” shall be established for Guideline advises that an effective ESP will identify the risk of
work by contacting the “Utility” owner if work will be completed exposure and specific requirements. Often in the workplace this
within 7 metres (approx. 23 feet) of the high voltage transmission, equipment is overlooked or poorly managed. This equipment
distribution lines or substation. is approved for use and must be maintained or an increased risk
Workers must be trained in emergency response procedures of shock and electrocution can result. Safe installation Codes
identify the need for equipment bonding and grounding; the
should they find themselves near a downed power line or if an
degradation or damage to these controls can increase risk of
underground power line is contacted or if they are involved in a
exposure. All workers should follow specific procedures when
collision with an overhead power line.
using this equipment. A key control related to reducing risk is
Job Planning Meetings the use of Ground Fault Circuit Interrupters (GFCIs) when the
portable equipment and extension cords are used in indoor or
An ESP should specify requirements that assigned work tasks,
outdoor locations where water may be present. A Class A GFCI
where there may be exposure to electrical hazards, require pre-job
must be used when this condition exists.
planning that would include:
Extension cords are used in all workplaces and by all workers. If
●● Identification and evaluation of the hazards associated with
improperly assembled and not maintained, they pose a shock and
the work task and, specifically, electrical hazards.
electrocution risk to the worker. Qualified Electrical Workers are the
●● Completion of a risk assessment related to the work task. only authorized workers to assemble and maintain extension cords.
●● A plan for executing the work task, including the In the United States an Assured Equipment Grounding
development of procedures that would be utilized. Conductor Program can be implemented.
●● Identifying required Electrical Specific PPE, Tools & Temporary Power Distribution Systems
Equipment for the work task.
The Guideline outlines that in the Upstream Oil and Gas Industry,
The ESP would also outline that a pre-job briefing be completed during construction and maintenance turnarounds, extensive
for all workers involved. The Guideline identifies that examples use of temporary power distribution systems are used to provide
of a pre-job briefing and planning checklist are provided in the power to portable electric equipment and other loads such as
CSA Z462 Workplace Electrical Safety Standard (or NFPA 70E lighting. The temporary power systems need to be installed to
Standard for Electrical Safety in the Workplace). the requirements of the applicable safe installations Code and
procedures put in place to ensure identification of potential elec-
Operating Fixed Electrical Equipment
trical hazards. The temporary power distribution systems must
Within the ESP Roles & Responsibilities section, workers will be inspected for damage and proper electrical protective devices
be identified that will be authorized to operate circuit breakers, installed and functioning (GFCIs).
disconnect switches, push buttons, relays, etc. The ESP should
include information on:
16 Arc-Flash
Electrical Specific Personal Protective Equipment (PPE) validation can be completed by the worker’s supervisor or another
delegated Qualified Electrical Worker that has demonstrated and
The Guideline identifies that the ESP should provide
has been deemed competent. The Guideline provides a sample list
information on the employers specific requirements to protect
of what may be required for electrical safety competencies.
Qualified Electrical Workers from arc flash and shock. Specific
requirements should be documented related to: Maintenance and Housekeeping
●● Specification of Electrical Specific PPE, Tools & Equipment. The Guideline outlines that the ESP should address the
●● When Electrical Specific PPE should be worn. requirement for electrical equipment maintenance to be performed
on a regular basis and that general housekeeping around electrical
●● How to select appropriate PPE, tools and equipment.
equipment is required.
●● Minimum requirements.
Specific mention is made with respect to the importance of
●● Requirements for proper care and maintenance. arc-flash incident energy for circuit breakers to be exercised and
●● Requirements for testing rubber insulating gloves every tested at a regular frequency. The maintenance performed will
6 months. ensure that the circuit breaker will operate in the specific amount
of time required in order to limit incident energy in the event that
●● Requirements for testing “live-line” tools every 24 months.
an arcing fault occurs on energized electrical equipment.
●● Requirements for testing Temporary Protective Grounds
Depending on the electrical equipment, simple maintenance, such
every 36 months.
as cleaning dust and other contaminants, can reduce the probability
Equipment and Tools for Electrical Work of arcing faults occurring. Visual inspections should be completed
on a regular basis to identify excessive corrosion, overheating or
Where work tasks are justified and authorized to be completed
damage to electrical systems such as grounding. Examples of non-
related to energized electrical equipment, the ESP should provide
intrusive electrical inspections are infrared and ultrasonic.
policies and requirements for the specification and use of the
following: test equipment such as digital multi-meters used to Safety by Design
test circuits for the absence of voltage, test equipment for use on
As identified in the Guideline and as a priority control in the
high voltage equipment (i.e. >1000V), insulated hand tools, and
hierarchy of controls to reduce risk, engineering “Safety by Design”
insulating “live-line” tools.
related to new electrical equipment and upgrades should be
The ESP will outline that test equipment must be appropriately documented in the ESP. This should be considered by the employer
rated for the intended use and be in good working condition. The (the owner of the electrical equipment) and the design engineer.
test equipment and insulated or insulating hand tools shall be pre-
The Guideline outlines that in all instances, electrical hazard risk
use inspected and checked by the Qualified Electrical Worker
exposure should be reduced to as low as reasonably practicable at
before it is used.
the design phase of an electrical power distribution system.
Training Safety related design requirements may consider the following:
The ESP should outline the specific electrical safety training ●● Reducing the risk by eliminating or limiting the need for
requirements for each worker role. The training should consider interaction.
the work tasks performed by the worker role and what level of
●● Reducing incident energy where technically possible and
training is required. A training matrix is identified and should
considering reliability.
be developed for all workers that operate and maintain energized
electrical work. ●● Reducing risk of exposure to shock by segregation,
additional guarding, insulated bus and terminations, and
The ESP should identify the training frequency for different
finger safe components.
worker roles and the Guideline recognizes that CSA Z462
Workplace Electrical Safety Standard (or NFPA 70E Standard for ●● Increasing the working distance.
Electrical Safety in the Workplace) recommends that the training ●● Installing infrared and ultrasonic inspection ports.
interval should not exceed three (3) years.
●● Installing permanent voltage and current meters.
The ESP should outline how the training is delivered and that
●● Installing neutral grounding resistors to limit a single phase
training documentation is required to be retained.
fault from escalating to a three phase fault.
The Guideline also outlines that beyond “qualification” training
It is recognized that there are a variety of “Safety by Design”
a specific documented competency validation process should be
options that can be applied and that implementation may be
used. This may be of critical importance for Qualified Electrical
limited by technical feasibility and cost. A cost benefit analysis
Workers that perform critical high-risk work tasks. The process of
is required during design.
Arc-Flash 17
Emergency Response to Electrical Incidents and Fires External Electrical Safety Audit (system audit), and Peer to Peer
review (practices and behaviors). Regularly review applicable
The Guideline outlines that if electrical incidents occur, they
Occupational Health and Safety legislation and standards and
must be properly reported to the jurisdiction having authority and
update the Electrical Safety Program as required. When audits
managed. The employers’ overall Emergency Response Plan
are completed, a report is generated to document findings and
must consider emergency response requirements to electrical
corrective actions to improve the Electrical Safety Program and
incidents that would be outlined in the ESP.
the implementation of the hierarchy of controls.
The ESP should provide specific policies and procedures
related to who can implement emergency response and what SUPPORTING CONTENT OF THE GUIDE
must be considered. Specific mention of requirements related
to emergency release of a shock victim should be documented Additional resources are provided in the Guideline, in support
in the ESP. of the information presented, that can be used to assist in applying
the content in the Guideline and in the ultimate development of
Training requirements related to first-aid and CPR for emergency a comprehensive ESP suitable to an organization and integrated
response shall be provided in the ESP. with the requirements of the overall Occupational Health and
Where emergency responders of the Upstream Oil and Gas Safety Management System.
Industry are available to respond to fires, they should receive
appropriate training related to the risk of exposure to electric shock REFERENCES
and what they must do.
Csa Z462 Workplace Electrical Safety Standard.
IMPLEMENTATION NFPA 70E Standard for Electrical Safety in the Workplace.
Finally after the development of an ESP, as identified in the CSA Z1000 Occupational Health And Safety Management.
Guideline, is completed, it will be required to be implemented and ANSI Z10 Occupational Health and Safety Management.
maintained on a go-forward basis.
United States Department of Labour, Occupational Safety &
The Guideline identifies 6 key components to successfully Health Administration, Voluntary Protection Program, An OSHA
implementing the ESP: Cooperative Program, https://www.osha.gov/dcsp/vpp/.
●● People – involve people with the required knowledge and skills. overnment of Alberta, Canada, Jobs, Skills, Training and
G
●● Resources – allow sufficient time and resources. Labour, Occupational Health & Safety, Certificate of Recognition,
●● Budget – ensure budgets have been identified for implemen- https://work.alberta.ca/occupational-health-safety/334.html.
tation and maintenance of the program. Enform, www.enform.ca/default.aspx.
●● Structure – ensure the role of an ESP Manager has been as- Enform, Electrical Safety – A Program Development Guide,
signed and that regular Electrical Safety Steering Committee http://www.enform.ca/safety_resources/publications/
meetings are held. PublicationDetails.aspx?a=72&type=guidelines.
●● Systems – Use the safety management system to track progress sa Z1002 Occupational Health And Safety – Hazard
C
and establish performance milestones. Ensure that the required Identification and Elimination Risk and Asessment Control.
Internal Electrical Safety Audit and/or Gas Analysis is completed CSA Group, Canadian Electrical Code Part 1, C22.1.
every 12 months and corrective actions implemented.
NFPA, NFPA 70 National Electrical Code.
●● C
ulture – Create an environment that connects employees to
the ESP and develop creative consequences for achieving or
not achieving targets. Terry Becker, P.Eng., is the owner of ESPS Electrical Safety Pro-
Use the Plan, Do, Check, Act continuous improvement phi- gram Solutions Inc. in Calgary, Alberta, Canada. Terry has over
losophy to drive the success of the ESP. Get affected workers 24 years experience as an Electrical Engineer, working in both
engaged and encourage feedback and suggestions on how the engineering consulting and for large industrial oil and gas corpo-
ESP can be improved. rations. He is a Professional Engineer in the Provinces of Alberta,
British Columbia, Saskatchewan, and Ontario. Terry is the past
Ensure that the ESP is working, responsive, and current by Vice Chair of the CSA Z462 Workplace Electrical Safety Stan-
implementing audits and/or gap analysis. The ESP should dard Technical Committee, and currently an Executive Committee
outline requirements and frequency for detailed review and member, voting member, and leader of Working Group 8 Annexes,
implementation of appropriate corrective actions to identified as well as a member of the IEEE 1584 Committee, the CSA Z463
deficiencies. Methods that can be used are: Supervisory Guideline for Electrical Equipment Maintenance Standard Com-
Level Audit, Internal Electrical Safety Audit (system audit), mittee, and a member of the NFPA 70E Annexes Working Group.
18 Arc-Flash
The faulted section of bus duct was removed and the EVENT COMMONALITIES
remaining upstream and downstream assemblies were tested
The previous three events followed a common approach to
using ANSI/NETA MTS specifications to ensure no other
determine if, in fact, the insulation system was compromised during
sections were subjected to water damage. Upon replacement
a wetting event. The decision of replacement versus repair or
of damaged section with the new section, the entire bus duct
reconditioning, so to speak, was left up to the customer and the rest of
run was again subjected to testing in accordance with ANSI/
the project team. The approach is grounded in the testing procedures
NETA MTS specifications with passing results.
and specifications contained in ANSI/NETA specifications as well
This same run of bus duct has been wetted at least one other time as manufacturers guidance. Insulation resistance testing and over-
since the repairs in 2009, however with no failure of the bus duct. potential testing were sufficient to satisfy the project team of the
When the building operators recognized the wetting occurring suitability of the equipment for continued service. The next two
again from the overflowing swimming pool, the system was events required me to research further into the codes and regulations
de-energized and tested using ANSI/NETA MTS specifications that were specific to my service area, including the Washington
and was determined to be suitable for continued service. This Administrative Code and the Seattle Electrical Code.
installation with repeated water exposure of NEMA 3R bus
duct, forced me to recognize the fact that “exposed to water” EVENT #4
and “water damaged insulation,” as it applies to metal enclosed
A bus duct assembly was wetted from the 7th floor electrical
bus duct, is not the same thing. Proper testing procedures and
room of a 13-story structure. A building water system leaked on
data must be utilized to ensure defective equipment is repaired
service-aged NEMA 1 plug in type bus duct, and then travelled
or replaced, while also ensuring equipment that has not been
down the riser to the basement where the bus duct transitioned to
damaged is not unnecessarily discarded.
a horizontal configuration to the electrical room entering the top
of the switchgear. The bus duct was de-energized when building
EVENT #3 personnel discovered the event. No catastrophic event occurred. I
During the course of my study and research on the lengthy was contacted as a consultant to advise the customer on the need to
event #4 to be covered later in the article, I was sent a final report replace any or all of the bus duct sections. In a quick conversation
for an event covered by others that did not happen in my service over the phone, prior to mobilization, the customer stated that
area. The report suggested that my thoughts and approach to another testing company had been onsite and test results showed
these events, happening many times a year, was shared by at the insulation quality was compromised and the test data did not
least one other person and encouraged me to proceed. The event meet ANSI/NETA specifications. The electrical contractor onsite
description is based solely on my review of that final report. also stated that the position of the electrical inspector was that any
In 2004 a medical facility under construction experienced a piece of bus duct that was exposed to water required replacement
wetting event on the 8th floor. The report is unclear as to what the per the Seattle Electric Code Article 110.11, Fine Point Note #4
exact source of the leak was, however two new NEMA 1 bus duct (This Fine Point Note directly references the state administrative
assemblies were wetted. Due to the fact this equipment was new code, Washington Administrative Code, 296-46B-110-001.2.a-b,
and still under manufacturers warranty, consideration was given to reproduced below.
whether the manufacturer would still honor the warranty. The report
covered insulation resistance testing and over potential testing of 296-46B-110, General Requirements for Electrical
the intact bus duct assemblies. Due to the high capacitance values Installations
of the relatively long assembly of bus duct sections, supplemental ●● 011 Deteriorating Agents
inductors were required to allow the Doble M4100, used as the
●● Electrical equipment and wiring that has been submerged or
voltage source, to build the voltage to the required voltage levels.
exposed to water must comply with the following:
The insulation resistance results were considered acceptable at
approximately 100 Mega-Ohms. The over-potential test was ○○
All breakers, fuses, controllers, receptacles, lighting
assigned a PASS result due to no indications of break down and switches/dimmers, electric heaters, and any sealed device/
no tripping off of the voltage source due to over current conditions. equipment (e.g., relays, contactors, etc.) must be replaced.
The leakage current recorded was consistent in the phase-to-phase ○○ All other electrical equipment (wiring, breaker panelboards,
and phase-to-ground tests conducted. disconnect switches, switchgear, motor control centers, boiler
The approach described in this report was enlightening to controls, HVAC/R equipment, electric motors, transformers,
me in the choice of the test voltage source. AC over-potential appliances, water heaters, and similar appliances) must be
testing of a large assembly of many bus duct sections can often replaced or reconditioned by the original manufacturer or by
be problematic due to the large amount of losses not allowing the its approved representative.
required voltage level to be attained.
20 Arc-Flash
The customer was having a difficult time accepting the wholesale In an attempt to discover which sections of bus duct could truly
replacement of 13 floors of bus duct, when clearly the floors from be considered to have suffered water damage, a new test routine
the 7th floor up were not exposed to water, and after examination was proposed. The plan called for the removal of splice joint
in the basement, after about 3 feet of horizontal displacement from packs from the bus risers in two places, such that the vertical
the riser area, no evidence of wetting was present. The language sections from the 7th to 13th floors could be tested separately from
“submerged or exposed to water,” offers an extremely large range of the 7th floor down to the basement, including the vertical sections
conditions, which the AHJ was interpreting in a way the customer and the vertical to horizontal transition elbow section, and finally
was not appreciating. In an attempt to understand the interpretation the remainder of the horizontal section to the switchgear room.
myself, I discovered a NEMA document titled “Evaluating Water- Insulation resistance was the only test performed.
Damaged Electrical Equipment,” ©2011. This document used the The results showed clearly which portions had compromised
phrase “subjected to water damage,” which offers a bit more insight insulation and which did not. Given the inclination to remove
in that the language expresses that the equipment must be damaged more bus splices and continue testing, I was confident the number
for the guidance to apply. The specific language must be dealt with of sections actually showing failed test results would have shrunk,
rigorously as interpretations by Authorities Having Jurisdiction however other factors dictated we conclude our testing and submit
have real operational and financial impacts on facilities unfortunate our report after one day of testing.
enough to experience wetting events.
EVENT #5 Following the field tests, four bus duct sections were packed
and sent to a testing laboratory in the southeastern US. The test
The last event I will discuss was the largest in terms of
specimens were selected to represent two different sizes of bus duct
implications for the owner, and therefore, the willingness to
removed from lower floors and one section that yielded questionable
gather data, study equipment specimens, and perform additional
and unacceptable test data during the measurements made in the
testing was the greatest. All of my previous experiences resulted
field. The purpose of this exercise was to re-measure each section
in a better understanding of strategies to deal with wetting events,
with laboratory standard dissipation factor and insulation resistance
as well as the guidance provided by manufacturers, and finally the
equipment. In addition, testing was scheduled to address the effects
stance of many representatives of the authority having jurisdiction
of moderate and severe applications of water to bus duct sections.
in my service area. The additional efforts and expenses to allow
me to paint a more complete picture of wetting events and the When NEMA 1 bus ducts are introduced to moisture from
associated test results, proved to be very beneficial. rain, broken water pipes or leaking drainpipes, there is always
a question of how much water has gained entrance and, in turn,
Seven bus duct assemblies in a 30+-story building were wetted
contaminated the bus bar insulation system. For this reason the
when HVAC piping failed on the 14th floor. The water from the
employment of dissipation factor measurements are extremely
HVAC system travelled down the riser space to the basement where
useful and allow for accurate assessment of the presence of
the bus ducts transitioned to a horizontal configuration in the same
moisture in the bus duct. Although the dissipation factor may
way as in the previous event. In a relatively short period of time, one
be a little more difficult to measure, the improvement of portable
of the seven bus-duct assemblies suffered a catastrophic failure in
equipment has allowed for accurate field measurements and the
the basement, specifically on the elbow that transitioned the bus duct
correct assessment of damaged insulation systems.
from a vertical to a horizontal orientation. Preliminary test results
on-site, prior to my involvement in the project, were performed by To demonstrate how effective dissipation factor measurements
removing an “elbow” from one of the other assemblies and applying can be when moisture ingress is suspected, testing was completed
a insulation resistance tester to the vertical sections extending in the laboratory with two levels of water contamination. The first
upward. The test results indicated results that met the ANSI/NETA application of water was sprayed on the sample until the entire
specifications deeming the bus duct suitable for continued service. exterior surface of the bus duct was wet. The sample was re-
measured and the data showed no significant change in dissipation
Based on input from the authority having jurisdiction that the
factor or insulation resistance.
entirety of all seven bus-duct assemblies needed to be replaced,
as in event #4, the customer proceeded with demolition of all The sample of bus section was then subjected to a severe soaking
sections on every floor. Upon my arrival at the site, I inquired of water that was forced into the end of the bus duct. Following this,
as to testing sections of the bus duct in place to determine if, in the dissipation factor could not be measured between parallel bus
fact, any water had damaged the insulation. I was denied the bars, while the insulation resistance measurements between phases
opportunity to test any bus duct in place, but was given approval were measured at 100 Giga-Ohms and showed a value of 11 and
for extensive testing after removal. Individual sections of bus 20 Mega-Ohms between the outer buses and the case. Dissipation
duct were subject to insulation resistance tests and over-potential factor for the bus bars to the case was high at 25.1% and 8.8%.
tests utilizing a power factor test set at the voltage source; and The bus duct section was then load cycled with current circulated
all power factor/dissipation factor data was also recorded in in each bus until the dissipation factor improved to a satisfactory
accordance with the test set manufacturers instructions. At the level between the bus bars. This data is shown as #438-5 in Figure
conclusion of the project, 135 sections of metal enclosed bus 4. The insulation resistance data would meet manufacturers
duct had been subjected to these tests. Performing the industry- specifications and more stringent ANSI/NETA specifications for
recognized testing routine on the specimens per ANSI/NETA all buses indicated. However, the dissipation factor data between
MTS specifications easily identified the bus duct sections that buss bars and the case was higher than the original measurement
experienced water contamination of the insulation system when and suspect.
a power factor test set was used as the voltage source, such that
valuable power factor data could be gathered. The final test results The bus duct was then dismantled and the terminals were
identified seven pieces of bus duct that did not meet the applied cleaned. An outer shield consisting of copper braid was wrapped
specification as determined by field test results. Predictably the around the encapsulated bus bars and the dissipation factor mea-
failed pieces were located lower in the riser, and in every case but surements still showed moisture present in the outer bus bar in-
one, was in the basement with horizontal orientation on at least sulation. However, examination of the insulation resistance data
some of the section, allowing for collection of water and pooling. showed values greater than 100 G-ohms.
As I stated earlier, the implications of the project approach and
test results were uncharacteristically high for this project, so the
testing and data gathering continued.
22 Arc-Flash
●● The Professional Electrical Apparatus Recyclers League REFERENCES AND INFORMATIONAL SOURCES
(PEARL) publishes a reconditioning standard for metal
ANSI/NETA ATS and MTS Section 1.1.1-1.1.2
enclosed bus duct. PEARL is accredited by ANSI as a stan-
dards developer. ANSI/NETA ATS and MTS Section 7.4
●● Common terms used when discussing wetting events ANSI/NETA ATS and MTS Table 100.1 and 100.14.1 or
“exposed” and “subjected to water damage” and 100.14.2
“submerged,” mean different things. As the test results and ANSI/NETA ATS and MTS Table 100.17
data clearly show, a piece of bus duct with Mylar insulation
NEMA BU 1.1-2010 “General Instructions for Handling,
can be exposed to water without the insulation being
Installation, Operation, and Maintenance of Busway Rated 600
subjected to water damage. Further, the drying of moisture-
Volts or Less”
contaminated insulation in bus duct sections is possible. In
the cases where chemicals, dirt or other contaminants are NEMA “Evaluating Water-Damaged Electrical Equipment”
present, they can be removed as well, consistent with NEMA ©2011
BU 1.1 2010 and PEARL reconditioning standards. PEARL Reconditioning Standards, Low Voltage Bus Duct Plug-
●● Metal enclosed bus duct oriented horizontally is much more in Type Section 2010 Revision #5 11-2008
susceptible than vertical bus duct to a wetting event. This is PEARL Reconditioning Standards, Low Voltage Bus Duct
due to the fluid actually seeping into the insulation of a bus Feeder Type Section 2010 Revision #5 11-2008
duct assembly, compromising the ability of the insulation to
Washington Administrative Code 296-46B-110-001.2.a-b
perform as required vice running down the protective metal
enclosure with no affect on the insulation. Seattle Electrical Code 110.11 FPN#4
●● Power Factor/Dissipation factor test results can determine
definitively whether a wetting event has compromised Dan Hook is the Executive Vice President in charge of Business
the insulation system of metal enclosed bus duct or is a Development at Western Electrical Services, Inc. where has previ-
superficial wetting of the metal enclosure. In some cases, ously held Field Service Engineer, Sales Engineer, and Chief Op-
a simple insulation resistance test may meet the applied erating Officer positions. He has been in the industrial electrical
specification, however moisture contamination is present. industry for over 20 years with US Navy and civilian experience.
●● State and local authorities having jurisdiction may diverge Dan holds a master’s degree in Electric Power Engineering from
from industry-recognized standards, such as NEMA and Rensselaer Polytechnic Institute in Troy, New York, and he main-
ANSI/NETA guidelines. Understanding these regulations tains his professional engineer’s license in Washington, Utah,
can be of high importance when part of a project team is Arizona, and Oregon. He earned an MBA in 2012 from Pacific
attempting to deal with an emergent type of situation. Lutheran University with a concentration in Entrepreneurship and
Closely Held Businesses.
○○ Example: WAC article, which directs replacement of all
circuit breakers subjected to wetting events, is in direct
Dan is a certified NETA Certified Senior Technician Level IV as
contradiction to NEMA guidelines, differentiating between
well as a NICET Level IV.
molded case circuit breakers and low voltage power circuit
breakers or medium voltage circuit breakers.
24 Arc-Flash
This scheme operates based on the concept that transformer The transformer differential relay settings must account for
power IN equals power OUT. The differential relay uses signals the transformer turns ratio, phase shift due to delta-wye winding
from the two sets of CT’s to monitor the current passing through configurations, differences between primary and secondary
the transformer. If a fault occurs within the zone of protection, CT ratios, and phase rotation. Using all of this data, the
then the relay senses a difference between IN and OUT and relay currents are normalized in per-unit values to accurately
operates to trip the breakers connected to the transformer. If a represent load current flowing through the transformer (see
fault occurs downstream of the zone of protection, then the fault Diagram 3). Under normal load conditions, the sum of input
currents passing through the transformer will sum to zero and the and output vectors for each phase will be equal to zero. When
relay will not trip its breakers. Because a differential relay is much there is a fault within the zone of protection, then the magnitude
more sensitive to faults anywhere within its zone of protection of the resultant vector sum will cause the relay to operate and
(even on the secondary windings), it is able to operate much faster issue a trip signal.
than a fuse protection scheme.
relay protection is becoming more prevalent in industrial power ○○ Winding resistance testing
distribution systems. Even if the secondary main breaker is not ○○ Power Factor testing of windings (optional, but
included in the differential relay’s zone of protection, faster fault recommended)
clearing using backup overcurrent elements can still reduce the
AFIE to less than 20-cal/cm². This is well below the maximum ●● Low-Voltage Circuit Breakers and Switchgear:
acceptable level and provides a much safer system. ○○ Visual and mechanical inspections of both the breakers and
switchboard
ADDITIONAL DIFFERENTIAL RELAY BENEFITS ○○ Insulation resistance of circuit breakers and switchgear bus
A differential relay scheme provides several other benefits in addi- ○○ Contact resistance of breaker current path (contacts) and
tion to reduced arc-flash hazard. One benefit is better overall trans- switchgear bus
former protection. By quickly de-energizing the transformer in the ○○ Breaker Trip Unit Testing:
early stages of a fault, the extent of the damage can be greatly reduced.
– Primary injection of circuit breakers is recommend for
This could potentially save a transformer from catastrophic failure and
acceptance testing
possibly mean that it can be repaired instead of having to be totally re-
– Secondaryinjection with primary verification for
placed. This leads to reduced cost of repair and less downtime after
maintenance testing
a failure, especially if the faulted transformer can be repaired on site.
○○ AC over-potential testing of switchgear bus (optional, but
Because a differential relay scheme requires a primary circuit
recommended)
breaker instead of individual fuses, the risk of voltage imbalance
due to a “single-phase” condition is eliminated. This protects other Unit substations that include a transformer differential relay
downstream equipment from being damaged in the aftermath of scheme require additional component testing, commissioning,
a transformer fault. Again, restoration and recovery is much less and functional verification of the overall differential relay system.
expensive and faster if multiple other components do not also have to These components require a slightly higher degree of technical
be repaired or replaced. competence as well as the expertise of a protection and control
(P&C) engineer or technician. Particular components and tests
If the secondary main breaker can be included in the differential
include, but are not limited to:
relay’s zone of protection, then all of the components of this
breaker benefit from the enhanced protection of this scheme. ●● Medium-Voltage Vacuum Circuit Breaker (VCB):
Additionally, secondary circuit overcurrent elements in the ○○ Visual and mechanical inspections and electrical functions
differential relay provide backup protection to the secondary main ○○ Insulation resistance
breaker’s tripping unit. If the differential relay has a breaker failure
○○ Contact resistance of current path and contacts
function, then the transformer primary breaker can trip quickly for
a secondary breaker trip failure. All of this improves the reliability ○○ Vacuum bottle integrity test
of protection for the unit substation. Technician Pro-Tip on vacuum bottle testing:
– In a typical unit substation arrangement, the VCB is fixed
ACCEPTANCE TESTING
and cannot be drawn out for testing. This can present
Unit Substations and their associated components require additional challenges during the high potential portions
acceptance and maintenance testing as described in the ANSI/NETA of vacuum bottle testing.
Standards.3, 4. Typical components and associated tests include,
–
You should expect to have to disconnect associated
but are not limited to:
medium-voltage cable and lightning arresters.
●● Medium-Voltage Fused Switch: Additionally, covers and barriers will need to be removed
○○ Visual and mechanical inspections and mechanical to gain access to the bus.
operations – Consult the manufacture’s literature for test voltage and
○○ Insulation resistance duration recommendations.
○○ Contact resistance of contacts, pivot points and primary ●● Current Transformers (CT) on the Primary and Secondary of
fuses the Transformer:
●● Liquid or Dry Type Transformer: ○○ Visual and mechanical inspections to include polarity dot
○○ Visual and mechanical inspections orientation where accessible
○○ Insulation resistance and polarization index tests of ○○ Turns ratio testing to include polarity orientation
windings ○○ Excitation test (knee point)
○○ Turns ratio testing
○○ Injection of primary current to verify:
Arc-Flash 27
– Completeness of current path to the protective relay is also important to verify the CT polarity by checking the polarity
– Test switches properly interrupt the secondary circuit marks on the CT’s as well as the physical orientation of the CT’s.
without creating an open CT circuit If the polarities of the CT’s are wrong, then the vector summation
calculated by the relay will indicate that there is differential current
– Relay software settings for CT ratios (e.g., 50 amps of where none truly exists. This could lead to false tripping of the relay
primary current should be indicated as “50 amps” on the when the transformer is under normal load.
relay display)
Major components of the overall unit substation are often not
Technician Pro-Tip on CT testing: manufactured or assembled in the same location. The primary
– Polarity orientation (determined with electrical testing and/ breaker, transformer, and low-voltage substation sections will never
or visual inspection) shall be compared to the substation be coupled together as an entire unit until they are assembled in the
drawings. As a general rule, these “dots” should be pointed field. This means large portions of the differential relay’s current
away from the protected transformer (See Diagram 3). circuit and control circuit wiring will have to be field-installed. The
opportunity for an initial factory quality check is then eliminated.
– Bring discrepancies to the attention of the appropriate
Relay test currents should be injected at the CT secondary test
project lead or engineer to avoid unnecessary delays
switches in order to prove that CT phasing and polarity are main-
during the commissioning and functional testing portion
tained throughout the current circuit. This should include pickup
of the project.
and trip tests as well as through-fault tests of the relay.
– Include as much of the secondary wiring as possible
(ideally to the test switch) in the ratio/polarity testing. FUNCTIONAL AND SYSTEM COMMISSIONING:
This will help to identify and eliminate wiring errors
between CT and relay. The final and most critical step of a differential relay installation is
the functional and system commissioning checks. Even if you take
●● Differential Relay Testing: every effort to verify CT ratio and orientation and test the relay by in-
○○ Obtain and review the relay settings in the appropriate jecting test current at the appropriate shorting terminal blocks or test
software version for the selected relay switches, inevitably problems could still exist. Take the following
○○ Program relay and begin with current metering checks of steps to eliminate any potentially remaining or hidden wiring issues:
the primary and secondary CT circuits 1. Simultaneously inject primary test currents through the pri-
○○ Conduct pick-up and timing tests of applicable protective mary and secondary CTs at the correct magnitude and phase
elements: angle (typically 30o out of phase for a delta/wye transformer)
○○ Restrained and unrestrained differential elements as well ○○ Use the relay metering function to verify that the differential
as through fault testing
operating current is 0.0 amps and the appropriate restraint
– Over-current elements (High and Low side elements) current (these values can be calculated but that is beyond
○○ Verify that relay inputs work and are activated by the the scope of this paper)
designated device(s)
2. Energize the substation with the protective relay active and
○○ Verify that relay outputs work and operate the designated all low-voltage breakers open
devices. This includes actually tripping lockout devices
(86) and circuit breakers 3. Close the secondary main circuit breaker
Technician Pro-Tip on Input/Output Testing: 4. Review the relay metering to verify that operating current is
0.0 Amps (at this point you should have no restraint current)
– Avoid using a jumper to simulate inputs and outputs. Find
a method that proves the circuit(s) in the most “real world” 5. Disable the relay differential trip output (typically with a test
situation as practical switch)
There are several key points that need to be considered when 6. Select and close a feeder breaker(s) that will place load
performing acceptance tests on a transformer differential scheme. current on the substation
These include CT ratios, polarities, and locations. The CT ratios are 7. Monitor the relay metering and verify that the operating
critical for the relay to appropriately calculate the secondary current current remains at 0.0 amps and that you begin to see some
being provided by the primary and secondary CT’s and in turn, level of restraint current
performing the per-unit current differential calculations. An incorrect 8. If you get the results in step 7, then you have completed the
value entered in the relay settings could result in a misoperation of commissioning of the system. Should you see operating
the relay when the transformer is under normal load. CT nameplates current (even as little as 0.1 Amps) you have troubleshooting
should be compared against shop drawings and relay settings. It to perform. Continue to step 9.
28 Arc-Flash
9. Use the relays metering functions to view the phase angles. in 2015 NFPA 70E: Standard for Electrical Safety in the
Typical phase angles will be 150o out of phase for a delta/ Workplace: 70E-35.
wye transformer. If all phases are at the appropriate angle “ARTICLE 130: Work Involving Electrical Hazards, Paragraph
for your transformer configuration then go to step 10. 130.7 (A), ‘Personal and Other Protective Equipment’,”
The transformer nameplate should be reviewed when confirming Informational Note No. 3, in 2015 NFPA 70E: Standard for
phase orientation and winding configurations. All transformers Electrical Safety in the Workplace: 70E-30.
are not wound alike! Special attention should be paid to the “INSPECTION AND TEST PROCEDURES,” in 2013 ANSI/
polarity of the primary and secondary windings. Three-phase NETA Standard for Acceptance Testing Specifications for
delta and wye configurations, with differing polarities, will result Electrical Power Equipment and Systems: Section 7.
in a difference in the phase-shift from primary to secondary
currents. Relay settings that account for this phase shift must be “INSPECTION AND TEST PROCEDURES,” in 2011 ANSI/
verified in order to continue this trouble shooting. NETA Standard for Maintenance Testing Specifications for
Electrical Power Equipment and Systems: Section 7.
10. R
eview the magnitudes of the metered current and verify
that they match the calculated values for primary and
secondary transformer currents Randall Sagan earned his Electrical Engineering degree from the
11. M
ake the required wiring changes or relay software University of Kentucky. Upon graduation, he worked as a relay
changes to correct any problems found engineer at Kentucky Utilities, then became a facility electrical
engineer at Toyota Motor Manufacturing. In 1994, he joined
Technician Pro-Tip on Differential the groundbreaking design team at Mercedes-Benz U.S. Interna-
Operating Current: tional (MBUSI) where he currently serves as Electrical Engineer
●● N
ever, ever, assume that a “little bit” of operating current in the Factory Planning Department. Randall recently designed
is not a problem. The only acceptable value of operating and implemented the safest medium-voltage switchgear in any
current is 0.0 amps! Mercedes-Benz facility worldwide. Randall is a Senior Member
of the IEEE, a member of the Association of Energy Engineers,
Microprocessor-based, solid-state transformer differential
NFPA, and NETA. He has served as a Ballot Pool Member for the
relays are capable of selectively operating for true fault conditions
ANSI/NETA Standards for Acceptance Testing, Maintenance Test-
and restrain operating for magnetization inrush, harmonic
ing, and Electrical Commissioning Specifications. In addition to
distortion, or CT saturation. This can also make setting the relay
teaching and speaking engagements, Randall has presented at nu-
more complicated. In these cases, it is important to note where
merous technical conferences.
the secondary CT’s are physically located. If they are located in
the breaker cubicle of the secondary main breaker, then the unit Randall retired from running after two marathons and multiple
substation CPT could also be included inside the relay’s zone of half-marathons. Kayaking and hiking have now become some of
protection. This will normally only be connected to two phases, his favorite activities. He also finds cooking, theatre, and college
which means the relay settings will have to be carefully adjusted sports great diversions to his busy schedule.
to account for load current to the CPT.
Mose Ramieh III is a Texan, University of Texas graduate (BA) and
CONCLUSIONS former US Navy Lieutenant, Mose Ramieh knows a thing or two
about getting things done. He is the Manager of Business Develop-
With more and more emphasis on electrical safety in industrial ment for the Southeast for CE Power and has over 20 years in the
environments, and especially as it relates to arc-flash hazards, electrical testing and maintenance business. Over the years, he has
transformer differential relay schemes are becoming more popular. held numerous technical and management positions in the industry
Not only is this scheme an extremely effective method for mitigating and in the US Navy. In 1997, Mose joined PGTI eight months after
transformer arc-flash hazards, it provides several other benefits it was founded. The company served industrial and utility custom-
in terms of protection and reliability of the entire unit substation. ers in Tennessee and the greater Southeast market. Last year, he
Electrical test technicians need to be familiar with the operation and was instrumental in the company’s transition to CE Power.
control of the overall system in order to safely and effectively test and
commission the equipment associated with such a protection scheme. He is a certified NICET Engineering Technician, NETA Level IV
Technician, Level II Thermographer and a Steam Engineer with
Turbine Endorsement (Los Angeles, CA). He has served on the
REFERENCES
NETA safety committee and is currently a SME for the NETA
“ARTICAL 130: Work Involving Electrical Hazards, Table exam development and CTD Reviewer. Mose is a master at using
130.7(C)(15)(A)(a), ‘Arc-Flash Hazard Identification for simple processes to solve seemingly complicated problems, lead-
Alternating Current (ac) and Direct Current (dc) Systems’,”
ing and teaching others to do the same.
Arc-Flash 29
OVERCURRENT COORDINATION Identifying faults sooner or sending a trip signal faster can
reduce arc-flash hazard energy during faults. The goal is to reduce
Compliance with arc-flash hazard work rules, as defined by
I2T by responding quicker to reduce the time and/or quick enough
OSHA, NFPA 70E, Standard for Electrical Safety in the Workplace,
to reduce the fault current. An understanding of the available
and NFPA 70, National Electrical Code, requires evaluation of
fault current(s) should be sought prior to engaging work, such that
arc-flash hazards and subsequent posting of the hazard on electric
the desired range of settings or number and type of schemes to
equipment. The arc-flash hazard can be dramatically affected by
be applied can be fully considered. This can be accomplished by
the overcurrent protective device settings. Faster response and
preparing or reviewing an existing short-circuit study. Industry
trip times can significantly reduce the hazard. Acceptance and
standards recommend an updated study every five years. Bolted
periodic maintenance testing serve to confirm the arc-flash hazard
three-phase and line-ground faults, as well as reduced fault
analysis predictions based on NFPA 70E and IEEE 1584, Guide
currents that may occur from arcing faults, should be considered.
for Performing Arc Flash Hazard Calculations.
Being able to recognize the possible range of fault current values
This article reviews protection schemes and application methods and how they affect trip-time response and production of arc-flash
that can be applied to enhance time-overcurrent (TOC) protection energy is necessary to work safely.
to improve safety, such as: directional overcurrent, bus differential,
partial differential, zone interlocking, blocking, and other The following information should be obtained prior to
schemes. Historically, TOC settings that were once acceptable to working on a protection system:
protect equipment are no longer suitable as they may not provide ●● Bus Configuration and Operational Sequence
adequate protection of personnel. More recent changes in worker
●● Desired Protection Scheme
safety standards challenge protection professionals to further
optimize settings. Advances in protective device technology allow ●● Minimum Three-Phase Fault Current
application of enhanced protection that can reduce fault clearing ●● Maximum Three-Phase Fault Current
time without compromising selective coordination or sensitivity. ●● Minimum Line-to-Ground Fault Current
Changes in industry practice are also driving change. The decision ●● Maximum Line-to-Ground Fault Current
to remove instantaneous protection settings was widely adopted in ●● C
urrent Transformer Location, Ratio, Accuracy Class,
the 1980s and 1990s by some utilities as a means to stop customer Saturation Curve
complaints for blinking digital clocks. Today, where continuity of ●● Relay Type and TCC’s
service is critical to business operations, the application and use of the
●● Setting Calculations
instantaneous function is a very important consideration. In 2011, the
NEC added article 240.87 in an attempt to address increased hazards For some protection schemes, such as some of the differential
on power systems that operate without instantaneous protection. schemes, unequal performance of CTs is important to define, as an
offset will need to be applied to the settings. Modern relays tend
Basic TOC protection coordination operates based on a time-
to eliminate this concern; thus, it is important to understand that all
current curve (TCC). Multiple TOC protective devices, connected
differential schemes are not created equal.
in series, are generally applied to protect the power system. TOC
elements may have fixed response curves or may require selection
of one or more current and time-delay pickup setting pairs: long PARTIAL DIFFERENTIAL SCHEME
time, short time, and ground fault that allow piecewise continuity This scheme may also be referred to as a bus overload or selective
of various time bands and selection of multiple response curves. backup scheme. It is considered a variation of the differential
The time delay associated with the TOC element can produce a scheme, yet one or more circuits are not included in the phasor
slower-than-desired response since it is applied for protection over summation of current to the relay. This scheme is typically applied
a wide range of fault current values. for differential backup, primary protection for stations with fused
feeders, and local backup protection for feeder circuit breakers.
30 Arc-Flash
One such scheme is shown in Fig. 1. In this scheme, only the low-set instantaneous time overcurrent (IOC) set just above the
sources are differentially connected using a high set TOC relay. maximum load. The sources have IOC with a slight delay set
The CTs protecting the feeders are not included. Sometimes this above the maximum load of the bus and use status inputs from
scheme is applied to save on the cost of CTs. This scheme provides the feeder breakers.
TOC bus protection with feeder backup protection. The sensitivity For a feeder fault, the low set IOC operates and sends a
and speed are not as good as a differential scheme. block to the source relay. The IOC of the source relay oper-
In modern multifunction numerical relays, this scheme can be ates but does not trip due to blocking. The TOC element for
applied using communications to apply protection to the source the source breaker is not affected and the backup protection
and feeder breakers. Feeders can be equipped with nontripping remains active.
For a bus fault, the block signal is absent and the source exciting current of the CT for If . Typical settings are a current pickup
breaker trips at high speed. Some schemes use distance of 10 amperes or more and a time delay not less than 18 cycles.
relays to achieve faster and more sensitive operation than the
This scheme is not suitable for expensive systems or for
TOC scheme.
enhanced safety. Faster tripping for this scheme is achieved by
applying TOC relays with extremely inverse TCC response. This
DIFFERENTIAL SCHEMES
allows for relay trip times of eight cycles.
There are many types of differential schemes. Here we will consider
the following differential schemes: Bus differential with TOC relays, Improved Bus Differential Scheme with TOC Relays
improved TOC, comparator, multirestraint, and high impedance. The scheme can be improved by applying a stabilizing resistor in
series with each overcurrent relay. If an external feeder fault causes
Bus Differential with TOC Relays the feeder CT to saturate, the CT excitation reactance approaches
This scheme uses TOC relays. A typical scheme is shown in zero and the CT error current that flows through the relay can be
Fig. 2. CTs are connected in parallel with the relay. Aux CTs can defined. Applying a resistor to the circuit allows reduction of the
be used to match ratios, but should be avoided in this scheme. A CT error and thus improves the scheme sensitivity. This allows for
critical issue for setting the relay is that the maximum CT error lowering of the current pickup and thus faster relay trip response.
for a fault (phase and ground) needs to be established. Also, the
time delay selected needs to be set, such that it delays tripping Multi-Restraint Differential Scheme
if CTs are saturated by the dc component of the primary current. This scheme is very sensitive and secure for external faults, as it
To achieve this, the CT primary rating is selected, such that the addresses the CT error and CT saturation issues. It is reasonably
maximum external fault current magnitude, If , is less than 20 fast and responds well, even when applying auxiliary CTs. It
times the CT rating; and for this fault value, the CT burden can tends to be inflexible in applications where the system may be
be no more than its relay accuracy class voltage divided by 100. expanded, as all the circuit wiring needs to be brought back from
The relay operating time cannot be less than three primary time the switchyard to the relay house.
constants and the current pickup setting should be greater than the
Arc-Flash 31
ZONE INTERLOCKING
Fig. 2: Bus Differential w/ TOC Relay
Zone interlocking schemes are readily available in low-
High Impedance Differential Scheme voltage and medium-voltage trip units and can be easily applied
using modern relays. This protection scheme is based on using
This scheme uses a high impedance voltage element instead communication between protective devices to improve (speed up)
of a low impedance current element and resistor. This scheme protection. The scheme also improves selective coordination by
is effective in forcing the CT error current through the CTs in applying a blocking signal to delay upstream tripping.
lieu of the relay operating coil. This scheme achieves high speed
operation and can respond with a trip signal in 25 milliseconds Downstream devices communicate with upstream devices if
(1.5 cycles). the downstream relay detects fault current. The main (disconnect)
service trip device is identified as Zone 1, with each level of
When using this scheme, an important safety issue is to make downstream protection being assigned a new Zone level number.
sure that all CTs are applied at their full tap position to avoid
induced high voltage that can appear on any unused tap positions These schemes typically utilize a three- or five-wire system to
if a lower tap position is applied. communicate phase and ground fault conditions in the zones. If a
fault is seen by the downstream device and if it exceeds the short time
Differential Comparator Scheme pickup, it signals the upstream device to block high-speed tripping that
may occur from the instantaneous setting. If the downstream device
This scheme achieves the fastest trip response speed. It can fails to trip for a fault, the upstream device will override the blocking
operate in 9 - 16 milliseconds (1/2 to 1 cycle). This scheme is signal and trip instantaneously, applying a slight (three cycle) delay.
very secure against misoperation for external faults. This scheme
is indicative of the enhanced protection that can be achieved using Continuity of power system operations and worker safety are com-
modern numerical relays. The scheme is shown in Fig. 3. peting objectives when designing power system protection schemes
and applying device settings. Modifying protection schemes and / or
DIRECTIONAL OVERCURRENT applying newer technology allow the designer to improve protection
to enhance safety. This improved safety is achieved by the applica-
In some medium-voltage distribution systems and most high-voltage tion of faster responding protection schemes and devices as well
transmission systems, faults can occur in two directions. For these as taking advantage of the multiple protection elements and logic
systems, the directional overcurrent scheme can be applied for pro- in numerical relays. Communication features are also available to
tection. This relay is not useful in a system with only one source. enhance protection schemes by using logic that can apply blocking
signals or release blocking signals to further enhance speed, selec-
tivity, and reliability of protection system operation.
With the revision of the NFPA 70E, the Standard for Electrical the fault clearing times; however, these devices tend to reduce
Safety in the Workplace, one thing remains constant: the risk of or eliminate coordination between adjacent protective devices.
an arc-flash hazard will need to be performed. Although the risk Differential relays are high-speed protection devices. Because
hazard tables are presented in a different manner with the latest current through the differential relay is nearly zero for all condi-
revision of NFPA 70E, one of the goals to this analysis will tions, except for a fault in its zone of protection, it can be set to be
continue to ensure the proper personal protective equipment (PPE) much more sensitive than a fast instantaneous overcurrent device
is used under specific conditions. and not affect coordination and can also remain in service under
When performing arc-flash hazard calculations, all factors must all conditions. The effectiveness of differential relaying is often
be included to accurately predict the incident energy. Some of overlooked when evaluating arc-flash hazard. Other methods to
these factors include short-circuit current, fault clearing time and improve worker safety include increasing worker distance to the
worker distance to source. The procedures set forth in IEEE 1584, arc source with the use of remote control and remote racking
Guide to Performing Arc-Flash Calculations, are most commonly equipment. The application of differential protection provides
used in calculating incident energy and the arc-flash boundary. The improved coordination and arc-flash hazard mitigation.
basic formulas presented in IEEE 1584 are as follows: A typical system depicted in Fig.1 shows a 1500 kVA trans-
Where E: Incident Energy [J/cm2] former supplying low-voltage switchgear. Fig. 2 graphically il-
lustrates the coordination of typical protective devices found on a
E=4.184CtEn DB= 4.184Cf En system of this type. Ideally, the feeder breaker, for example CB3,
should operate to clear a fault before the main circuit, CB2. To
allow for coordination, the main circuit breaker protection must
Ct: Calculation Factor
be delayed to allow for the feeder breaker to clear a fault. This
En: Incident Energy Normalized time must be increased as more protective devices are installed
t: Arcing Time [sec] in series. Many applications apply an instantaneous element on
the main circuit breaker, but the application of instantaneous pro-
D: Working Distance [mm]
tection on the main circuit breaker prevents coordination with
DB: Arc-Flash Boundary [mm] downstream devices for fault levels above the pickup setting. To
EB: Incident Energy at Boundary [J/cm2] ensure coordination, the delay set on the main circuit breaker
typically leads to a dangerous arc-flash condition. A bolted fault
Upon inspection of these equations, it can be seen that the
of 29.7 kA would be typical for the system shown in Fig. 1.
arcing time will directly affect the incident energy and, in almost
Applying the incident energy calculation for a fault with bolted
all cases, have a direct effect on the arc-flash boundary. Since
fault current of 29.7 kA, arcing fault current of 15.6 kA, and a
reducing the time to clear a fault directly affects the incident
clearing time of 1.9 seconds, values typical for the system shown
energy, the application of differential relaying should be consid-
in Fig. 1, results in an incident energy value of 273 J/cm2.
ered because its operation is independent of any other protective
devices, so clearing time is minimized. Although not shown in PPE ratings are typically in units of cal/cm2 . Converting the
this equation, the level of fault current will also have a direct metric 273 J/cm2 yields a value of 65 cal/cm2. This is considerably
effect on the incident energy. The pickup level of a differen- greater than the 40 cal/cm2 level, above which the NFPA 70E in-
tial relay is typically well below fault current levels, so arcing dicates that there is no safe level of PPE available. If a temporary
currents do not tend to have an effect on the trip time of the relay. instantaneous setting is applied during periods of maintenance, the
arc-flash hazard can be reduced to a Category 2 because the oper-
In an effort to reduce incident energy levels, various methods
ating time is reduced to about 80 msec. During this period of main-
have been implemented to allow for increased worker safety.
tenance, the arc-flash hazard is reduced; however, there will be a
The method that should always be considered first is to perform
loss of coordination with downstream protective devices. While
work on de-energized equipment; however, this is not possible in
procedures will be written to turn on and turn off this temporary
all cases. A system available from several manufacturers applies
setting, human error may prevent either its use or prevent coordi-
a temporary low level instantaneous overcurrent device to reduce
Arc-Flash 33
nation during normal conditions, if the temporary setting remains to be switched in and out of service. Additionally, the traditional
after maintenance is completed. Also, the unanswered question reason for using a differential relay applies, which limits the dam-
that remains at many facilities is, “How is the equipment to be la- age caused by the fault due to the reduced clearing time.
beled?” The use of a differential relay in this application would re-
Depending on the application, a single differential relay could be
duce the incident energy to 5.2 cal/cm2 and would not be required
used to protect the transformer and the bus or two separate differ-
ential relays could be used to protect the zones individually. When mary and a set of CTs must be installed on each feeder, as shown
the transformer is included in the zone of protection, the effects of in Fig. 3. In Fig. 3, an internal fault is marked by F1 and an external
the phase shift and voltage difference must be incorporated into the fault is marked by F2. If a fault occurs at F1, a differential relay will
application of the relay. When selecting current transformers (CTs), clear the fault without intentional time delay, much like a temporary
the classical approach would require the available fault current not to maintenance setting. However, should a fault occur at F2, the dif-
exceed 100 amperes (20x nominal) on the CT secondary and the con- ferential relay will restrain and not operate, where the maintenance
nected burden be less than the rated burden. This approach does not setting will not be able to distinguish between an internal and external
take time to saturation into consideration. With the use of numerical fault, causing an unnecessary outage to the entire bus. Also, under
relays, the burden on the CT in a differential relay is significantly less normal conditions, the damage of fault F1 is minimized when differ-
than an electromechanical relay, but CT secondary winding and cable ential protection is applied because it can clear a fault much quicker
impedances remain the same. Care must be given when selecting the than the time delayed overcurrent protection on the secondary main.
CT to avoid saturation. If the transformer and bus are protected as Differential protection can be summarized by understanding that
a single zone, a set of CTs must be installed on the transformer pri- the current into the zone of protection must equal the outgoing cur-
34 Arc-Flash
rent or else an internal fault exists. Again, referring to Fig. 3, for a portance. This size limitation is mostly due to the cost-benefit
fault at F2 current flows through the high side CTs (CT1) and also relationship to the use of differential protection. Worker safety is
flows through the feeder CTs (CT4); CT4 provides the balance cur- an intangible aspect of the cost-benefit analysis. Due to the rela-
rent that allows for the relay to restrain – essentially the input cur- tively low number of worker injuries that could have been pre-
rent matches the output for a result of zero. For a fault at F1, current vented with the installation of differential protection, it is difficult
flows in CT1; however, no current flows out of any other CT, so the to make an argument using a cost-benefit basis; however, the cost
relay has no restraint. Should a power source from any of the feed- associated with electrical injuries is also difficult to quantify. The
ers be present, the direction of current from the feeder is reversed, transformer identified in Fig. 1 is typically protected using three
so the relay will see additional current, not less current. The direc- single phase fuses. Depending on the specifics of the application,
tion of the CT and its wiring are often the cause of differential relay the installation of a three phase fuse may cost $25k. This is far
misoperation, so it is important that the installation of the differen- less than the cost to install a medium-voltage circuit breaker, CTs,
tial relay is correct and verified during acceptance testing. When a relay, and all other required control work. The circuit breaker,
numerical relays are used, internal settings can compensate for the or similar device, may have the added advantage of protecting
different CT ratios and the phase shift in the transformer. When an against single-phasing conditions. The differential relay may be
electromechanical relay is used, taps are available to adjust for the able to clear certain faults that cannot be isolated by high-side fus-
difference in the CTs and the CT wiring must adjust for the phase es. Fuses do not have metering and monitoring capabilities like
shift. It should be noted that the above description is based on low numerical relays, so certain operational improvements are avail-
impedance differential relays. High impedance relays are typically able with the installation of relay based protective systems. Main-
not suited to include a transformer in its zone of protection. tenance costs are also greater for relay based systems than fuse
Differential protection has not typically been applied to trans- protection. Relays, CTs, circuit breakers and batteries require
formers less than 10 MVA, unless there was some critical im- significantly more resources for maintenance than fuses. Also, the
cost to repair or replace a small transformer or switchgear may Mr. Brian Cronin, PE is the President of CSA Engineering Ser-
not be significantly different if the system is protected by fuses vices, LLC. and has extensive control and protection engineering
or relaying. Where coordination is paramount, the installation of experience, both as a Senior Protection Utility Engineer for a pri-
differential protection has merit. If the only purpose of installing vately owned electric utility and as a field applications engineer/
the differential relay is to reduce arc-flash levels on the secondary business development manager for a major OEM. Mr. Cronin
bus, there would be no need to install a high-side circuit breaker. holds a BEE from Manhattan College, an MBA from New York In-
Tripping the low-side main would perform the same function at a stitute of Technology. Additionally, he is a registered professional
substantial cost reduction. engineer, a member of the NYC Electric Code Interpretation Com-
In considering the coordination in Fig. 2, one can see the fuse mittee, a member of IEEE, and a member NFPA.
is not fully selective with the low-voltage circuit breaker. This
condition is often required because the upstream fuse must
coordinate with the transformer fuse or else an even larger outage
could occur unnecessarily. Since the operation of the transformer
fuse and the main circuit breaker will result in the loss of the same
load and coordination requires compromise, this area offers a good
point of compromise. A drawback to this sort of compromise is
seen when trying to determine the location of the fault. If the fuse
operates, it is assumed the fault is between the fuse and the main
circuit breaker; however, when coordination is not fully selective,
the device upstream may operate faster than the downstream device,
which can lead to confusion. R1 in Fig. 2 represents a relay curve,
which can be set to better conform to the characteristics of the
downstream device. If transformer and bus differential protection
are provided, coordination with adjacent protective systems
becomes less troublesome because the differential protection acts
to clear the fault without any unnecessary time delay. Although
coordination will still be required with backup protection, more
compromise between protective devices can usually be found
when using differential protection.
Overcurrent protection using fuses is a far simpler and less expen-
sive approach than the installation of a relay system; but the added
benefit of a relay system should be understood. With respect to arc-
flash hazard, differential protection will reduce the incident energy
relative to time-delayed overcurrent protection. When considering
coordination, numerical relays offer a superior alternative to fuses
because of the myriad of possibilities to shape the protective charac-
teristic. The added metering, monitoring, and recording features of
a numerical relay can provide tremendous operational information,
which may be a feature to include in the cost-benefit analysis. Zone
Interlocking offers a similar alternative to differential protection, but
performing primary simulation can be cumbersome. Maybe not
every 1500 kVA transformer should have differential protection,
but given equipment available today and its capabilities, it may be
prudent to consider the 10 MVA limit as too high.
36 Arc-Flash
METAL-ENCLOSED MEDIUM-VOLTAGE
AIR SWITCHES: CONDITION ANALYSIS
AND HAZARD AWARENESS
NETA World, Spring 2016 Issue
Scott Blizard and Paul Chamberlain, American Electrical Testing Co., Inc.
When performing a condition analysis on medium-voltage air switches located in metal-enclosed switchgear, the person performing
the task must be aware of all potential hazards. Furthermore, the individual must be qualified to perform the task and also have a
solid understanding of each hazard and ways to mitigate those hazards.
To better understand the hazards involved with the analysis, against a known source, then check for zero energy on the
testing, and maintenance of metal-enclosed, medium-voltage air de-energized equipment, and test the detection equipment
switches, take a look at what sources contribute to each hazard. against a known source again. This will verify that the testing
device was functional during the check for voltage.
LOCK OUT/TAG OUT OF ELECTRICAL AND Testing for voltage requires its own level of PPE, depending on
MECHANICAL ENERGY the voltage and equipment type per the tables in NFPA 70E 2015
Prior to performing work on any electrical equipment, it or OSHA 1910.269, “Appendix E.” Determine which is applicable
must be de-energized and locked out to prevent inadvertent for the installation, whether commercial or utility, based on where
re-energization. Failure to properly perform lock out/tag out the work is being performed. For example, in the NFPA 70E, use
when performing maintenance on metal-enclosed, medium- “Table 130.7(C)(15)(A)(b)–Arc-Flash PPE Categories for Alter-
voltage air switches contributes to many injuries. Controlling nating Current (ac) Systems.” This table will tell you whether arc-
the electrical energy of the air switch is the first and most flash protection is required based on the equipment condition and
obvious hazardous energy source that could cause injury. the task to be performed. If it is determined that arc-flash protection
Prior to the start of a lock out/tag out procedure, review the is required for the task, then reference “Table 130.7(C)(15)(A)(b)–
electrical drawing and the arc-flash study to identify the Arc-Flash PPE Categories for Alternating Current (ac) Systems”
personal protective equipment (PPE) required during isolation. or “130.7(C)(15)(B)–Arc-Flash Hazard for Direct Current(dc)
Additionally, the task performer must identify the type of Systems,” whichever is applicable. These tables will identify what
switch to be serviced and the electrical source(s) to be de- level of arc-flash protection is required for the task as well as the
energized when isolating the switch. arc-flash boundary. Performers can then reference “Table 130.7(C)
(16)–Personal Protective Equipment (PPE)” to ensure that they are
Be aware of the air-switch compartment layout. Medium-
performing the task using all the appropriate PPE. Additionally,
voltage air switches come in several configurations, and the
rubber gloves, sleeves, insulated tools, and other rubber goods may
task performer must ensure that the line side of the switch is
be required during the isolation procedure. These specialized pieces
properly identified. Do not bypass interlocks or keyed systems.
of PPE and other equipment must be rated for the voltages worked
Secure the proper instruction manual for the make and model of
with and tested per the applicable ASTM Standard.
the equipment prior to starting work. The air-switch operating
compartment may be isolated, meaning that the operating However, electrical energy isn’t the only energy that requires
devices may be located in one compartment while the air switch lock out/tag out. The air switch may contain a large amount of
is located in a different compartment. During this step, electrical mechanical energy. This energy must be dissipated prior to servic-
and mechanical energy are potential hazards, depending upon ing or serious injury could occur. Once the air switch has been dis-
the type of air switch involved. charged, lock out/tag out the charging mechanism, if feasible. In
the case of a motor-operated switch, ensure that remote operating
Electrically de-energize the air switch from its primary
handles are tagged in a local or manual mode. This will prevent
energy source, and ensure that the air switch is disconnected
someone from inadvertently operating the air switch.
from all sources of power, including control voltage sources,
if applicable. Once de-energized, verify that the air switch is at For motor-driven operating systems, make sure the motor has
a zero-energy state using the manufacturer’s approved method. been locked out or disengaged prior to starting work.
Verify the accuracy of the detection or voltage measuring device
Arc-Flash 37
OTHER PHYSICAL HAZARDS When working around similar-looking pieces of equipment, use
markings such as flagging to identify the components that should
Gravity is also an energy that needs to be controlled. The size and
not be touched. Flagging can take several forms, depending upon
weight of a medium-voltage air-switch panel cover can be heavy and
the company or client’s policy and procedures. Do not forget to
awkward to remove prior to performing maintenance; therefore, take
identify, mark, then lock out/tag out all associated equipment (e.g.
proper precautions. These may include getting another person to aid
associated cables and compartments). Flagging could be used to
in removal of the panel or removing by mechanical means.
indicate a component that is not operating normally.
INSTALLATION OF TEMPORARY PROTECTIVE Barricading off a safe work zone prevents other workers from in-
GROUNDS advertently entering the work area. This will ensure that maintenance
and testing is conducted in an area under your control. Use a test stand
Refer to OSHA (29 CFR 1910.269) and NFPA 70E for specific
in this area, if applicable. Ensure that any control voltage required to
guidance on grounding locations and sizing of grounds required
operate the switch during testing is within the secured area.
for the task. Grounds must always be applied upstream and
downstream of the equipment and as close to the work as possible.
CONCLUSION
Always ensure that work is done between the grounds and that
you remove them once the work is complete. There are many potential hazards to watch out for when
performing maintenance and testing on metal-enclosed medium-
PROPER PERSONAL PROTECTIVE EQUIPMENT voltage air switches:
●● Obtain all service bulletins, maintenance documents, arc-
Prior to beginning any work, verify that the metal-enclosed
flash studies, and manuals prior to beginning work for that
medium-voltage air switches are electrically de-energized; in
specific device.
some cases, this may be accomplished through remote operation.
Ensure that proper PPE is used for the class of air switch serviced ●● Review all prints and one-lines associated with the equipment.
or any adjacent energized equipment. Adjacent equipment may ●● Establish a safe work area, and barricade off the work area.
require different levels of PPE if the work is performed within its ●● Perform a pre-job brief with all employees on site.
limited approach boundary.
●● Wear proper PPE.
Refer to the three applicable tables in the NFPA 70E 2015 or ●● Disconnect any control circuits and test equipment before per-
to OSHA 1910.169 Appendix E again. It will indicate the level forming visual or mechanical inspections or during maintenance.
of protection required and will aid in preventing electrical shock
●● If applicable, verify zero energy (test, check, test) and
and protect personnel from arc flash. However, this table provides
discharge all stored energy.
information based upon known values of the short-circuit current
available, the clearing time in cycles, and minimum working ●● If possible, lock out/tag out (mechanical and electrical energy
distance. If those factors are unknown, more information must be sources).
gathered prior to performing the work to ensure personnel safety. ●● Connect grounds where, and if, applicable;
●● Identify, visually mark, and/or flag the equipment worked on.
CHEMICAL HAZARDS
Following these steps will lead to a safer work environment
Some lubricants and cleaners may pose a respiratory and skin
while performing maintenance and testing of metal-enclosed me-
irritant if used in enclosed areas or on bare skin. Knowledge of
dium-voltage air switches.
the material, reading its label, and checking the Safety Data Sheet
(SDS) is advised to identify any potential health effects from its
use. Once again, use of proper PPE is necessary for using some Scott Blizard has been the Vice President and Chief Operating
cleaners and lubricants. For example, nitrile gloves, safety glasses, Officer of American Electrical Testing Co., Inc. since 2000. Dur-
face shield, and even respiratory protection may be needed. ing his tenure, Scott acted as the Corporate Safety Officer for nine
years. He has over 25 years of experience in the field as a Master
HUMAN ERROR MITIGATION Electrician, Journeyman, Wireman, and NETA Level IV Senior
Technician.
Simply put, human error is a person (or persons) making a
mistake. To prevent an error, follow a procedure or checklist
Paul Chamberlain has been the Safety Manager for American
while performing the task. If one doesn’t exist, create one.
Electrical Testing Company Inc. since 2009. He has been in the
Nomenclature should be verified, and re-verified upon approach- safety field for the past 12 years, working for various companies
ing a piece of equipment. Perform a self-check and a peer-check to and in various industries. He received a Bachelor’s of Science
ensure that the task is being performed on the correct component. degree from Massachusetts Maritime Academy.
38 Arc-Flash
INTRODUCTION This type of flash suit is still used by uninformed technicians and
contractors and presents a very real threat to their well-being. All
The Bureau of Labor Statistics reports that before OSHA was
arc-flash protective clothing and PPE must have a label giving the
created in 1970 there were some 14,000 job-related fatalities an-
arc rating and show that it complies with ASTM F1506 and NFPA
nually, with 2.5 million disabling injuries. In 2011, there were
70E. If it does not, do not allow the person possessing it to work
4,693 fatalities in the workplace, while there were 908,300 lost-
on or near any electrical power system or device that may be en-
time injuries. The workforce has more than doubled in size since
ergized. There are arc-rated flash suits that have a similar appear-
1970, which means the rates for fatalities and injuries has dra-
ance, but meet the requirements above. These would be sufficient
matically fallen since then. As an example, the 1980 fatality rate
to perform tasks on or near energized conductors and circuit parts.
was 7.7 per 100,000 workers; in 2011 it was 3.5 per 100,000
workers. Even though that decrease is very significant, one In 1996, the first arc testing of clothing and PPE took place and it was
might choose to look at these statistics in another way: 4,693 soon discovered that the existing PPE and clothing were inadequate,
workers were given capital punishment for the crime of going to especially for higher values of incident energy. As the industry was
work. When it is put in those terms, this statistic doesn’t sound then able to determine the hazard created by an electrical arc flash,
nearly as good, does it? protective equipment was designed to provide that protection, and
NFPA 70E (in the 2000 edition) provided the first generally available
PRE-1996 ARC-FLASH PPE INADEQUATE guide to choosing PPE to protect workers from the arc-flash hazard.
The three primary hazards of electricity have been well known for In this author’s opinion, “Table 130.7(C)(9)(a)” [now “130.7(C)(15)
decades. The hazard of electrical shock has been known since the (a)”] did more to increase workers’ awareness of the arc-flash hazard
first electrical devices were designed in the 1800’s. Arc flash and arc and how to protect themselves than any other single factor.
blast have also been recognized, but due to the inability to quantify Advancements have been made, both in our understanding of
these two hazards, there was nothing that could be done to effective- the arc-flash hazard as well as how to design more effective PPE
ly protect the worker from them. In the late 1980s, the first arc-flash and clothing that provides a higher level of protection and is more
suits began to appear. Most were made from NOMEX® and used comfortable to wear. This includes lighter weight arc-flash clothing
polycarbonate windows. It was found later that the polycarbonate and arc-rated windows and face shields and hood windows that
windows would actually fail at a very low value of incident energy, have better light transmission through them. These two factors
causing the window to melt. Figs. 1a and 1b show an example of have increased the acceptance by workers of the provided arc-
the early, unrated arc-flash PPE and clothing. One tip-off is the clear rated PPE and clothing and have encouraged their usage.
window in the hood. The other is the lack of required markings,
“ATPV, ASTM F1506”1 and “NFPA 70E”2 on the label. THE HAZARDS OF ELECTRICITY
The three recognized hazards of electricity are shock, arc flash
and arc blast.
The Department of Labor estimates that there are 4,000
nondisabling and 3,600 disabling injuries in the workplace due to
electrical shock each year. A nondisabling injury is one which
is a lost-time injury, but the person can return to work doing his/
her normal job. A disabling injury means the person either could
not return to work or could not return to work in the position held
prior to the injury. Another 2,000 traumatic electrical burn injuries
are estimated to occur each year. The term traumatic indicates
that there is a second-degree burn on more than 50 percent of a
person’s body. The DOL figures mean that there are approximately
10,000 serious injuries from electrical shock and arc-flash events
each year. Arc-blast injuries and fatalities are not currently tracked
by OSHA or the Bureau of Labor Statistics.
Fig. 1a Fig. 1b
Arc-Flash 39
tors such as size, bone mass, and body composition. This means Electrical shock kills and injures more than twice as many peo-
that for the same exposure, women face a greater risk of injury ple each year as electrical arc flash. That being said, arc-flash in-
from the shock hazard. Instead of having approximately 120 mA juries are often more serious and, on average, require much more
current pass through them for a 120-volt shock, they would have hospitalization and recovery time.
approximately 160 mA passing through them.
In 1961, Dr. Charles Dalziel presented a paper describing the ELECTRICAL ARC FLASH
results of experiments he had conducted on student volunteers at An electrical arc occurs when an energized conductor or circuit
the University of California, Berkeley. The results are summarized part makes contact with either a grounded object or, much more
in Table 1.5. rarely, another conductor. Approximately 97% of all electrical arcs
begin as phase-to-ground faults. Often the grounded object is a tool
mA Current Effect on Person or materials being held by a person. Once initial contact is made, the
These Are All Possible Effects from Low-Voltage Contact intense heat of the electrical arc ionizes the surrounding air, creating
0.5 to 3 Slight Tingling a pathway from the grounded object to the energized conductor or
3+ May Be Painful circuit part. If the arc occurs inside a metal enclosure, the arc plasma
will reflect off the back and sides of the enclosure, enveloping the
10+ Muscle Contractions and Pain
other two phases, which may not have been originally involved.
30+ Respiratory Paralysis This will cause the arc to develop from a single-phase arc to a
75+ Ventricular Fibrillation Threshold three-phase arc, substantially increasing the incident energy. If the
These Effects Only with High-Voltage Contact voltage is less than 240 volts, the arc is usually self-extinguishing,
although, if it is fed from a large source, the available short circuit
4+ Amps Heart Paralysis
current could establish the arc. At higher voltages, the arc is able to
5+ Amps Tissue and Organ Burning establish itself and will continue until the circuit is de-energized by
Table 1: Effects of Electrical Current (From Deleterious an overcurrent protective device (OCPD).
Effects of Electric Shock, Dr. Charles Dalziel,1961) There are five primary factors that determine the severity of an
injury from an electrical arc:
The second part of the equation is that when shocked, wom-
en are more likely to suffer injury, and their injury is likely to be ●● The distance from the arc
greater than what a man would be expected to receive. Table 2 is ●● The absorption coefficient of the clothing worn
also from Dr. Dalziel’s experiments and shows the relationship be-
●● The arc temperature
tween ac and dc, as well as men vs. women. Look at the last exam-
ple effect shown on Table 2, “Shock, Painful and Severe, Muscular ●● The arc duration
Contractions, Breathing Difficult.” A 60 Hz contact with 23 mA ●● The arc length
of current is required to cause this effect for a man, but only 15mA
of current is required to produce the same effect for a woman. Fe- The Distance from the Arc
male technicians need to be aware that they are more susceptible The heat of an electrical arc is referred to as the incident energy.
to injury than their male counterparts, if they make contact with This is because the heat is made up of the radiated heat (infrared)
exposed energized conductors or circuit parts. and convection heat (heat flow through air). Incident energy de-
creases by the inverse square of the distance. In other words, as
a person moves away from an arc, the heat will decrease rapidly.
This aspect is critical to understanding how to protect oneself from
an arc. Body position is a primary factor to consider when per-
forming energized work. One should stand no closer to the device
than necessary in order to perform the work effectively because
the incident energy that person will receive, if there is an arc-flash
event, increases as one moves closer to the device. The standard
working distance for power systems of less than 600 volts is typi-
cally 18”, while that of 2.4 kV to 15 kV is a 36” working distance.
wool or silk) or arc-rated underlayers for additional protection. death by impacting a person’s body.
The general rule of thumb is that each layer of clothing under arc- At this time there are no equations to calculate the pressure wave
rated clothing reduces the heat to the body by approximately 50%. that would be created by electrical arc blast as there are for the arc-
Flammable underlayers do not increase the arc rating of a clothing flash hazard. IEEE and NFPA are conducting a joint collaboration
system, but will reduce the probability of a burn underneath arc- project to develop the needed equations, but those results have
rated clothing. not been released as of this date.6 It has been shown that as the
The Arc Temperature short circuit available current increases, the pressure wave also
increases. The pressure wave has been measured at greater than
The temperature of an electrical is arc is significantly affected 2,160 lb/ft2.
by the power available to create it (instantaneous power levels in
the megawatt range are present within many types of electrical At about the same instant in time as the pressure wave is created,
equipment arcs). Other factors include electrode material and an acoustic wave is also created. The acoustic wave is created by
shape, length of arc travel, constraints on arc volume, etc. the near instantaneous heating of the air surrounding the electrical
arc, similar to the way lightning is created. This sound intensity
The Arc Duration has been measured at greater than 160dB. This level of intensity
will cause instantaneous hearing loss.
The arc duration is the second most critical factor in an arc-
flash event. Incident energy is proportional to time. If a person is Current-Limiting Devices – Not a Cure-All
exposed to an arc flash for 0.08 seconds, he would receive twice
the incident energy as an arc of the same magnitude that lasted Current-limiting fuses have been found to be an effective
0.04 seconds. This is why the NFPA 70E technical committee method of reducing both the incident energy and potential pressure
inserted “Section 205.4,” which states, “Overcurrent protective wave by limiting available short circuit current from the system
devices shall be maintained in accordance with the manufacturers’ and by greatly reducing the duration of the arc (Fig.4). When
instructions or industry consensus standards.” properly applied, current-limiting fuses will have a clearing time
of less than ½ cycle. Current-limiting fuses cannot be applied in
Poorly-maintained circuit breakers and other OCPD are all circumstances, and, if the short circuit current does not push the
unreliable. If an OCPD malfunctions, it will increase the time it fuse into its current-limiting region, it will act as a dual-element
takes to clear and extinguish the fault. Even though this may be time delay fuse. Some manufacturers produce current-limiting
only fractions of a second, it can effectively double or triple the circuit breakers for low-voltage protection that have similar
incident energy received by a worker. characteristics as current-limiting fuses.
The Arc Length
The arc length becomes a factor at higher voltages (>600 V). It
has been demonstrated that, with all other factors being the same,
a longer arc creates more incident energy than a shorter arc. Low-
voltage power systems cannot sustain a longer electrical arc, as arc
resistance causes a voltage drop of approximately 75 to 100 V/inch.
REFERENCES
1
ASTM F1506, Standard Performance Specification for Flame
Resistant Textile Materials for Wearing Apparel for Use by
Electrical Workers Exposed to Momentary Electric Arc and
Related Thermal Hazards
2
“Standard for Electrical Safety in the Workplace,” NFPA
70E®, 2000 and 2012 editions.
3
James Cawley and Gerald Homce, “Trends in Electrical Injury,”
IEEE PCIC, 2006; Electrical Safety Foundation International,
Workplace Electrical Injury and Fatality Statistics –
Additional Charts 2003 – 2010.
4
Kathleen Kowalski-Trakofler, Ph.D., “Non-Contact Electric
Arc-Induced Injuries in the Mining Industry: a Multi-Disciplin-
ary Approach,” IEEE/IAS Electrical Safety Workshop, 2004.
5
Dr. Charles F. Dalziel, “Deleterious Effects of Electric Shock,”
Meeting of Experts on Electrical Accidents and Related Matters,
Geneva, Switzerland, 1961
6
IEEE/NFPA Joint Collaboration on the Arc-Flash Hazard Reports
Arc-Flash 43
This is the first in a three-part series in the creation of an Electrical Safety Program (ESP). Part 1 will address the need for a company-
specific ESP and why a copy of a generic program will most likely get you into trouble. Part 2 will discuss the criteria for the contents
of a company-specific ESP, and Part 3 will explain the implementation process of your newly created program.
The Williams-Steiger Occupational Safety and Health not only get you into trouble, it actually does a disservice to your
Act of 1970, Title 29 USC 654 Sec. 5. Duties: company and could place your workers in hazardous situations.
Your ESP must be company specific, hazard specific, and cover the
●● Each employer
work your employees do each and every day. These documents are
○○ Shall furnish to each of his employees employment and a a great starting point, but they don’t know what your employees do
place of employment that are free from recognized hazards and what they face in their daily work.
that are causing or are likely to cause death or serious
It is the responsibility of each employer to provide a safe working
physical harm to his employees;
environment for its workers. In order to do this, the specific hazards
○○ Shall comply with occupational safety and health standards one may face must be identified and a way to perform work safely
promulgated under this Act. must be determined. One of the key phrases in the General Duty
●● Each employee shall comply with occupational safety and Clause is “…free from recognized hazards….” Is electricity a rec-
health standards and all rules, regulations, and orders issued ognized hazard? Of course it is. Knowing this is a key point to being
pursuant to this Act that are applicable to his own actions able to create a company-specific electrical safety program. Looking
and conduct. at the key job duties of each employee and how they are exposed to
those hazards will help in the creation of an excellent ESP.
We have all heard this time and time again. Many of us have
heard it so many times that we can recite it verbatim to each other. It is up to the employer to conduct a hazard assessment to deter-
It is known as the General Duty Clause, and it gives the Occupa- mine what hazards are present at the place of employment and to
tional Safety and Health Administration (OSHA) the authority to create a program that ensures the employees work safely around
fine you on nearly any unsafe condition or circumstance you may those hazards. The Safety and Health Program Management
have present on your job sites. Guidelines, dated January 26, 1989, was issued as a guideline for
employers to use to prevent occupational injuries and illnesses.
If there are rules and regulations in the Code of Federal
The guidelines represent a set of program elements used by em-
Regulations (CFR), then how can the General Duty Clause be
ployers that are successful in the protection of their employees.
used to issue a citation to a company? Simple: not every situation
or potential event can be predicted on every job site. Conditions Along with the hazard assessment comes the risk assessment.
change, personnel change, and so does the work. It is for these Just what is a risk assessment? It can be defined and conducted
reasons that the General Duty Clause exists. in many ways, but it is simply this: a risk assessment is a careful
examination of what could harm your workers, so that you can
While it is very important to have a good safety program for
determine whether or not you have taken the proper precautions
your company, we will be focusing on the ESP, which should be
to prevent the harm or if you need to take additional precautions
separate from, but consistent with and a part of, the company’s
to help eliminate those hazards. Looking at the combination of the
overall safety program. There are many excellent resources
hazards to which your employees are exposed, in addition to the
available to use for creating an effective electrical safety
tasks being performed, is the best way to conduct a risk assess-
program. The NFPA 70E – Standard for Electrical Safety in the
ment. For example, you can have a high level of hazard around
Workplace (National Fire Protection Agency), Electrical Safety
electrical equipment, but if there is no work being performed, there
– A Practical Guide to OSHA and NFPA 70E (James R. White,
is little risk. On the other hand, there may be a low level of hazard,
American Technical Publishers), and The Electrical Safety Program
and a lot of work going on in the area of that hazard, and that in-
Guide (Ray A. Jones, Jane G. Jones, Jones and Bartlett Learning)
creases the potential of an incident occurring. It just gives a level
are among the best resources. However, using these as your ESP
of protection to the workers when they are exposed to hazards in
alone, or copying the example safety programs word for word, will
44 Arc-Flash
the workplace. Workers all have a right to be protected from harm, The electrical safety program…shall be developed to
“
and you, as the employer, have the responsibility to provide that provide the required self-discipline for all employees who
protection. See the Risk-ometer, below in Fig. 1, for a comparison must perform work that may involve electrical hazards.”
of some common tasks. The old saying, “That’s the way we have always done it,” doesn’t
work anymore. Work practices change, regulations and standards
change, and the hazards in the workplace change. Your employees
Pulling fuses with bare hands on live circuit with no PPE must change as well. With the updates to the NFPA 70E, and the up-
coming changes to OSHA regulations, workers must be prepared to
Inserting MCC”bucket” into energized motor control center
change with them. Working safely is not an option, it must be a condi-
tion of employment and must be upheld to the fullest. There is not a
Troubleshooting 480v AC control circuit
person out there that goes to work with the thought that, “Hey, I think
Opening hinged covers on live electrical panel I am going to hurt myself today.” Unfortunately, injuries are still hap-
pening. Many of the injuries that occur on the job today occur from
Fused switch operation with doors closed two different work groups: the inexperienced workers and the more
seasoned workers. The inexperienced workers are learning from the
established workers, and sometimes pick up bad habits. With the right
mentoring and the right training, those workers can have a lifetime of
safe employment and will be able to go home at the end of the day.
The seasoned workers, those that have been in a given industry for
quite a long time, sometimes have the thought process that they have
been doing something a particular way for their whole career and have
Fig. 1 not been hurt, so they must be doing something right. They need to be
aware that things change in the workplace, equipment gets upgraded,
Another key component is the inclusion of management’s com-
equipment may not be maintained as well as it should have been, or
mitment to the program. Without the commitment of management
tasks just get so routine that they are not paying attention to the haz-
to the safety program, there will be no employee commitment, and
ards to which they are exposed.
with no employee commitment, there will be accidents and fatali-
ties. A culture of safety can only come from the top down. Invest the time and effort in your safety program to make it specific
to your jobsite. It does not matter if it is a construction site, a manu-
So now you have management commitment, employee involve-
facturing facility, or a customer site during a turn-around. Make sure
ment, and a great program has been created. What do you do next?
that the specific hazards you will be facing are identified, the risks
Whatever you do, don’t put it on the shelf and not tell anyone
assessed, and the work is done safely. We all want to go home at the
about it! Too many times that is exactly what happens. Another
end of the day in the same condition that we came to work that day.
part of any good electrical safety program is getting the informa-
tion out to the employees. Training is not only an essential part In the next part of this series, we will be talking about some of the
of the program, it is also a requirement per OSHA and NFPA. No specific requirements of putting together a complete electrical safety
matter what the employees’ job or task is, they have to be trained program. Too many times things get overlooked and left out, only to
to be able to recognize and avoid the hazards they could be faced come back at a later time and rear its head. Part three of this series puts
with while performing their daily duties. The training has to be the whole puzzle together and takes a look at the company-specific
either classroom, hands-on, or a combination of both, and it must electrical safety program, looks at the specific requirements of an ef-
address the hazards to which they are exposed. fective ESP, and shows how to implement a program that not only
keeps workers safe, but helps reduce delays and equipment damage
One of the last items this article will address is the need for site-
and decreases downtime by preventing incidents.
specific safe work practices. You can have the best written plan
and the best training program and provide the employees all of
the personal protective equipment and tools that they need to do Don Brown is the Senior Programs Developer for Shermco Indus-
their jobs, but if they don’t work safely, the chance of an incident tries in Irving, Texas. He has been in the electrical industry for over
increases dramatically. 40 years and has been implementing and training electrical safety
for the last 15-plus years. Mr. Brown just completed his certifi-
29CFR1910.333 – Selection and use of work practices states:
cation through NFPA as a Certified Electrical Safety Compliance
(a) General. Safety-related work practices shall be employed
“ Professional (CESCP). He has written electrical safety programs
… The specific safety-related work practices shall be consistent for large data centers, petrochemical facilities, and manufacturing
with the nature and extent of the associated electrical hazards.” facilities, and is in the process of updating many of these to include
and NFPA 70E 110.3(B) – Awareness and Self-Discipline states: the upcoming changes in the NFPA 70E—2015 Edition.
Arc-Flash 45
This is the second in a three-part series in the creation of an Electrical Safety Program (ESP). Part 2 will discuss what should be
included in a company-specific ESP. Part 1 addressed the need for a company-specific ESP. Part 3 will explain the implementation
process of your newly created program.
A complete ESP consists of many parts. Some of the components in sheet, a copy of the course-completion certificate, if awarded,
of an effective ESP are safe work practices, including the need or computer tracked identification badge log-in. The correct
for an energized electrical work permit, personal protective information must make it to the individual’s personnel or training
equipment, training requirements, and insulated tools We will be file to show that the student attended the course.
discussing these in a broad overview of each category. Keep in Just as important as documenting the training, is documenting
mind that it is essential that the safety program be based on your the content of the class that was completed. NFPA 70E 110.2(E)
site-specific needs as were outlined in Part 1 of this series. Training Documentation states, “The documentation shall contain
the content of the training, each employee’s name and the dates
INTRODUCTION of the training.” The “content of the training” means not just a
This section includes the purpose for the ESP; the scope of short description of the course, such as safety training, but what
the policy; the responsibilities of the employer, employees, information was covered in that training session.
and contractors; disciplinary procedures for noncompliance; The last part of the training documentation outlined in NFPA
auditing; and documentation. It should also include a list of all 70E 110.2(E) states, “This documentation shall be made when the
of the referenced documents that are a part of the ESP. These employee demonstrates proficiency in the work practices involved
can be ASTD, IEEE, NFPA, and ANSI standards as well as and shall be maintained for the duration of the employee’s
references to applicable portions of the OSHA regulations. The employment.” Broken down into two parts, the main topic here
referenced sections should be called out specifically, such as is the “demonstrates proficiency” section. To demonstrate, one
29CFR1910.147—The Control of Hazardous Energy, and NFPA has to “explain workings of something; to explain or describe
70E-2012, The Standard for Electrical Safety in the Workplace. how something works or how to do something; show validity of
something; to show or prove something clearly and convincingly.”
TRAINING And proficiency is defined as “mastery of a specific behavior
Training must be identified for each person that will be or skill demonstrated by consistently superior performance,
exposed to the hazards of electricity, whether that person is measured against established or popular standards.” Put very
a qualified electrical worker or someone that is not generally simply, that means that one has to prove that they have mastered
going to be working on the electrical components, but may be a particular skill set by performing that skill. This also means
exposed to the hazards in normal daily work. There are different that one cannot demonstrate proficiency by taking a written test
classifications of electrical hazards, such as shock, arc flash and or taking a class on line. Once the demonstration is done, the
arc blast. These hazards must be addressed in the individual’s documentation is completed and the record placed in that person’s
training requirements. Keep in mind that a person can be trained training or personnel record for the duration of their employment.
to a specific level of qualification on some equipment, but not be
qualified to work on other equipment. PERSONAL PROTECTIVE EQUIPMENT AND
Once the training is finished, it must be documented. VOLTAGE-RATED TOOLS
Documentation is a key component of the EPS as far as being We are all aware that personal protective equipment is required,
able to prove that someone has had the necessary training for a but how much is really needed, and do we have to wear it all?
particular job. There are many ways to document the training that There is a simple answer to this question, and it goes like this:
an individual has taken. It can be in the form of the class sign- you need to wear all of the PPE that will protect you from all
46 Arc-Flash
of the hazards you will face in a given situation, every time. If SAFE WORK PRACTICES
there is no chance of electrical shock, but there is the possibility
A strong case can be made that safe work practices include all
of an arc flash, you must wear arc-rated clothing to protect you
that has been described previously─and with good reason. These
to the level of that arc flash. If there is no possibility of an arc
are all part of the safe-work practices outlined in the NFPA 70E.
flash, but there is the potential for an exposure to shock, you have
What is being discussed in this part of the article is the actual work
to be protected from the shock by wearing the proper protective
that is being performed, lockout/tagout, testing, troubleshooting,
insulating clothing, whether that is rubber insulating gloves with
selection of PPE, and all potential emergency responses or
leather protectors, rubber insulating sleeves, or installing rubber
emergency action plans that need to be addressed.
insulating blankets over the exposed energized parts. And in many
cases, you may be required to wear clothing and PPE that will The best and safest way to protect from the hazards of
protect you from all of these hazards. That means that you need electricity is to engineer out the hazard during the design phase
to do a hazard assessment as well as a risk assessment for each of a project. If you can totally eliminate the hazard, then everyone
potential hazard and provide the proper level of PPE for each would be safe. Is that always possible? No. However, there are
worker to wear based on that hazard. ways to minimize the hazards that are faced. One way is to control
the hazardous energy using correct lockout/tagout procedures.
Personal protective equipment can range from rubber insulating
There is not enough time or space in this article to address all
gloves to arc-rated clothing to arc-rated faceshields and hoods. Also
of the requirements for an electrical lockout/tagout of a piece
required is that the workers be provided with electrically insulated
of equipment. We will leave that for another time. Just keep in
tools and equipment for the work to be performed. Voltage-rated
mind that it is not always possible, for reasons that will vary from
tools such as screwdrivers, wire strippers, wrenches, and socket
facility to facility and from company to company, that electrical
sets are fairly common things to provide to each worker. Many of
equipment may not be able to be de-energized and locked out.
those tools can be used in daily activities. However, equipment
This is when good, safe-work practices come into play. Looking
such as hot sticks, shotgun sticks, and personal protective ground
at the equipment that needs to be worked on, one must look at not
sets also fall into this category. These are the types of tools that
only the electrical hazards that he or she faces, but other potential
are specialty tools and need to be identified for a specific job task,
hazards such as falls, other equipment operating in the area, other
unlike insulated hand tools.
people working in the area, and many others. There will be times
when a worker faces multiple hazards in a work environment.
EEWP The authority having jurisdiction may grant special provisions to
An Energized Electrical Work Permit (EEWP) is required allow the worker to wear clothing that is not arc-rated, provided
any time that work is performed on electrical equipment that that it can be shown that the level of protection is adequate to
has not been placed in an electrically safe work condition and address the arc-flash hazard (NFPA 70E-2012, “Article 130.7 (C)
work is performed within the Limited Approach Boundary or (12): Exception 2”). That does not give permission to ignore the
the Arc-Flash Boundary. This does not include basic testing and shock- or arc-flash hazard. Those hazards must still be addressed.
troubleshooting. However it does include repair and installation For example, this addresses the issue of work being performed in
of equipment while energized. an area that may require such PPE as respirator protection.
There are a number of requirements for inclusion in an EEWP. Not only is the person performing the work required to
Some of these are the description of the circuit or equipment to be be protected, but the other workers in the work area must be
worked on, the justification for working on energized equipment, protected as well. There are many ways to protect other workers.
a list of the specific safe-work practices to be employed One of the best ways to protect others is by communication; keep
while working, the results of the arc-flash and shock-hazard everyone informed of the hazards of the work being done on
assessments, methods used to limit access to the area while work equipment while energized. Another way is to set barricades to
is begin performed, documentation of holding a job briefing, and limit, or prevent, access by unauthorized and unqualified workers.
last, but by no means least, the energized work approval which If you can keep others from coming into the area where work is
should be signed by the responsible manager, safety manager or being done, that will help protect them from the hazards, as well
facility owner. Each of these requirements must be documented as keeping the worker doing the work from being distracted while
on a single form (multipage, if necessary) and signed by that working.
person responsible for the work. The document should be succinct We could go on for a long time discussing safe work practices
enough to make it a user-friendly document, but detailed enough when it comes to working on or around electrical equipment.
to include all of the listed information. General forms such as the However, if you approach it from the perspective that you should
one included in “Annex J” of the NFPA 70E are a good starting look for a way that you could get injured while working, then
point, but the document needs to be site-specific enough to cover take whatever precautions necessary to prevent that injury from
the requirements of the facility. happening, you will be well on your way to a safe work day.
Arc-Flash 47
CONCLUSION
These items are by no means the only components of an EPS.
These are meant to be building blocks for your specific program.
As we mentioned in the first part of this series, you need to have
your EPS custom tailored to your company, then to your individual
facility. Since some companies have multiple locations, there is
no one way to address each and every situation throughout the
company. There can be a corporate electrical safety policy, but
each facility must have an individual program at that location.
Some facilities may have mobile equipment, such as cranes and
forklifts operating, while others may not. Some may have control
of the substations that power their buildings, while others may
not. And some companies may have instances when workers
could be in remote locations with no one around. These issues are
company and facility specific and must be addressed as such. At
the end of the day, it come to this: Where are you working? Who
are you working with (if anyone)? What are the hazards you are
working around? How are you going to control those hazards? If
you cannot address these simple items, you have some work to do.
If you have addressed these, you are on your way to a safe work
environment.
One thing to remember: your EPS is a living, breathing document
that needs to be used daily. Don’t create a program and put it on a
shelf. It will do you no good there. Keep your workers safe.
The next and final article in this series will discuss how to im-
plement the safety program that you have just created. We will put
all of the pieces together and show you how to make it work for
you, as long as you keep it in front of your workers.
This is the third and final part of a series about creating and implementing an effective electrical safety program (ESP). Part 1
discussed the need for a company specific ESP. Part 2 discussed the requirements for that program. Here, in the final part of the series,
we will discuss the implementation of the program that you just spent all that time and effort creating.
Now that you have this wonderful, new creation in your will need to be designated as a Qualified Person for electrical
possession, what do you do with it? The one thing you do not do is work, but there are some that definitely need additional training,
put it on a shelf and leave it there. There are too many companies even if they have been doing a specific task for a number of
with a very well written program that they don’t know how to years. The key part of the training is the documentation of that
implement, so they just do nothing! This does a disservice not only training as discussed in Part 2 of this series. Remember, if the
to your development team, but to your employees as well. Safety is training is not documented, the training never took place! Once
about one thing and one thing only: sending your workers home at the first part of the new program has been introduced to the
the end of the day in the same condition that they arrived at work masses, a second part, such as a section on personal protective
in that morning, maybe a little tired or a little sore, but all in all, equipment (PPE), can be introduced. It does not matter which
completely intact. No one wants to go home after a side trip to the section of the program gets introduced. The main issue is that
hospital or with bandages. Most of all, everyone wants to go home. you do not want to create the whole program, throw it out there,
Being the person that has to make the call or visit to the family and tell everyone “Here it is! Now you have to do it.” Think
of someone who has been hurt or fatally injured at work is not a of it like drinking from a fire hose or a glass. Which is easier
position that anyone wants. This is why proper implementation of to handle? By introducing and training your people on the
your new ESP is important. program one section at a time, there is a much higher adoption
Before implementation begins, safety must be a part of the rate and a higher success rate. These in turn will lower accident
company’s culture. It cannot be a priority. Yes, you read that right; and incident rates, which will in turn help lower insurance
safety cannot be a priority. It has to be a part of the company culture premiums, etc. It is all connected.
and the way that everyone lives his or her daily life. Everyone Putting together the proper implementation team is critical
knows that priorities change, not only daily, but sometimes minute before taking it to the rest of the employees. There needs to be
by minute. If safety becomes a priority, it can be changed to a representation from each level of the organization from the top
lower priority and you will be putting your employees at risk. In all the way down. However, you also need to include someone
order for safety to be a part of the company culture, it has to be from each department. Now, before you turn away, hear this out.
brought into the values and the mission of the company, and this You need someone from operation, someone from maintenance,
comes from upper management and flows downward, not the other someone from human resources, someone from safety, and
way around. Everyone from the CEO to the company president to someone from each pertinent department in the company and the
the directors to the managers to the supervisors to the front line person from each department must be committed to the program,
workers needs to be a part of the process of implementing the which also means they need to be a part of the creation process.
safety program you just finished creating. You can have a safety professional create the baseline program,
Using the right team is crucial in the rollout of the program, but there must be input from each department to help with the
but so is incrementally implementing the program. A phased necessary customization. Each company will be a little different,
rollout is one in which the program is introduced to the but it all comes down to the team. Each member of the team
company’s employees one section at a time. This could be with, support from the safety department will, be responsible for
something as simple as introducing a new training matrix for explaining to his or her own department how the new program will
qualified and unqualified workers. In most cases, everyone will impact the coworkers in that department.
start with the unqualified person training and move into more ANSI/AIHA Z10 – Occupational Health and Safety Manage-
detailed training for the qualified person. Not every employee ment Systems states that top management leadership and effective
Arc-Flash 49
employee participation are crucial for the success of an occupa- Conditions change that may have an impact on your program; new
tional health and safety management system (OHSMS). From Sec- workers may show up on the jobsite; new equipment and proce-
tion 3, as paraphrased below: dures that your employees are not familiar with may come up. That
●● Top management shall direct the organization to establish, is just a fact of life. That is the reason for conducting your site
implement and maintain an OHSMS. safety assessments. That is why you conduct job briefings before
work starts each and every day. If you have a good ESP, and you
●● The organization’s top management shall establish a docu- take care of it by following it and updating it as standards and
mented occupational health and safety policy. regulations change, your program will take care of you. If you do
●● Top management shall provide leadership and assume overall not know what your ESP contains, it is time for you to look into it
responsibility. and begin asking questions. Now, go out there and plan your work
●● The organization shall establish and implement process to and work your plan. Be safe and come back to work tomorrow so
ensure effective participation in the OHSMS by its employ- you can do it over and over again.
ees at all levels (AIHA).
Don Brown is the Senior Programs Developer for Shermco Indus-
The content of this is fairly straightforward. It is up to top man-
tries in Irving, Texas. He has been in the electrical industry for over
agement to ensure that a complete and comprehensive safety pro-
40 years and has been implementing and training electrical safety
gram is established and implemented. By utilizing members from
for the last 15-plus years. Mr. Brown just completed his certifi-
top management as well as those on the front lines, the organi-
cation through NFPA as a Certified Electrical Safety Compliance
zation will be able to get full participation in the newly-created
Professional (CESCP). He has written electrical safety programs
ESP. When everyone is involved, and there are many owners of for large data centers, petrochemical facilities, and manufacturing
a program, a higher level of participation and acceptance occurs. facilities, and is in the process of updating many of these to include
Then the program permeates the organization and becomes a part the upcoming changes in the NFPA 70E—2015 Edition.
of the culture of the company.
Once we have the electrical safety program created, the imple-
mentation process has been finished, and everyone believes and
participates in the program, the final part of the process comes
into play. Reviews and updates are very important pieces of the
puzzle. NFPA70E states that ESPs must be audited with a fre-
quency not to exceed three years. ANSI/AIHA Z10 says that the
organization shall establish and implement a process for top man-
agement to review the OHSMS at least annually. It would appear
that this is a conflict in recommendations. However, there are other
ways to look at it. NFPA 70E covers the electrical safety program,
while the ANSI/AIHA Z10 covers the organization’s entire safety
program. If the organization reviews the entire safety program ev-
ery year, is not the 70E requirement being met? Of course it is. But
does it require an extensive overhaul every year? Absolutely not.
If the standards have not changed, the main review will consist of
corporate changes to procedures and policies. If the standards have
changed, then there may be a need to overhaul the particular sec-
tions of the corporate safety program, such as the ESP. The NFPA
70E standards change every three years with few exceptions. In
most cases, there will be a few changes to your ESP every three
years. Currently there are changes being brought about due to the
sweeping changes to the OSHA electrical regulations in 1910 and
1926, and these will have an impact on your program. During the
times that the electrical standards and regulations are not being
changed, you can focus your efforts on the other portions of the
corporate safety program.
Your ESP is a living, breathing document that needs to be uti-
lized, updated, and cared for every single day you are working.
50 Arc-Flash
NFPA 70E is a well-recognized standard for specifying arc- of time in that they appear to be fairly accurate in low-voltage
flash personal protective equipment (PPE) and provides a good applications (< 1000 V), which is the majority of the applications
overview of arc-flash hazard calculations. The Canadian Arc- where arc-flash analysis is most beneficial. However, IEEE 1584
Flash Standard CSA Z462 has been developed in collaboration has received some criticism from the international community
with the NFPA of the United States, so it is essentially an adaptation with regard to its methodology and test setup.5 Further research
of the NFPA 70E standard. The result is that North America is on arc-flash calculations is being carried out as a collaborative ef-
very consistent in its approach and application of standards for fort of NFPA and IEEE. This effort includes some international
protection against arc-flash hazards. These standards are living involvement, so it is hopeful that this criticism will be minimized
documents that are updated at regular intervals to accommodate with future revisions of the standard.
technological developments and new information. Most of the The latest revision of the European electrical safety standard,
global community has embraced these standards and is applying EN 50110, requires that an arc-flash risk assessment (analysis) be
them as their own. However, in some of the global community, performed.6 Unfortunately, there is no specific guidance or con-
mostly within the European Union, alternate standards are being sensus methodology for performing an arc-flash analysis in Eu-
developed to address arc-flash hazards. This article will discuss rope. Germany’s BGI 5188 was published in October 2012 and is
some of the challenges one might face when performing arc- similar to the NFPA 70E methodology in that it calculates a heat
flash analysis and implementing the use of arc-flash personal flux in various configurations (open air, in a box, against a wall,
protective equipment (PPE) outside of North America. etc.) in combination with Stoll’s burn model to evaluate an arc-
flash hazard.7 However, it will probably be years before the Euro-
ARC-FLASH ANALYSIS pean community agrees to endorse this or any other guide as a con-
Generally, the calculations in NFPA 70E are based on a paper pub- sensus standard. Until that happens, and specifically with North
lished by Ralph Lee in 1982.1 Lee used simple theoretical models American-based companies, IEEE 1584 is being used extensively
and basic electrical understanding to calculate a distance at which throughout Europe to meet the EN 50110 requirement.
a person could walk away from an arc flash with a second-degree, There are some things to consider when using IEEE 1584 out-
or curable, burn. These models were based on a spherical heat side of North America. When performing an arc-flash analysis
source with a heat absorber at a distance. He used skin burn models in accordance with IEEE 1584, information associated with the
postulated by Stoll and Chianti to derive his equations.2 In 2000, electrical infrastructure is used as input (voltage levels, bolted
Doughty, Neal and Floyd, added a piece to the puzzle by publishing fault currents, fault clearing times, etc.) to perform the calcula-
a paper on their research that considered variations in incident ener- tions. Specifically, the source of the bolted fault information has
gies in open air versus incident energies from an enclosure or box.3 resulted in some concern as to the effectiveness of the analysis.
A combination of these efforts resulted in the basis for the arc-flash In North American, bolted fault calculations are typically per-
analysis calculations in NFPA 70E. From there, IEEE performed formed using IEEE 141 as the methodology for evaluating bolted
more practical testing and empirically-derived calculations were fault currents.8 This methodology uses a comprehensive network
presented in IEEE 1584.4 After IEEE 1584 was published, the next approach to determine bolted fault currents. For most applica-
version of NFPA 70E added that it has an acceptable, alternative tions, the European community prefers the use of the method-
method for performing arc-flash hazard analysis. ology in IEC 60909 for evaluating bolted fault currents.9 This
Currently, IEEE 1584 is the most widely used standard for arc- methodology uses the fault current associated with the first ½ cy-
flash incident energy calculations globally. With the exception of cle of the fault to determine the bolted fault current. This article
the calculations provided in NFPA 70E, IEEE 1584 is the only will not discuss the merits of either methodology for determining
generally-accepted methodology for performing these calculations bolted fault currents. It should be noted that the results using
for three-phase, low-voltage systems. When using this standard, either methodology will be similar; however, there may be some
it should be noted that it is limited to arc-flash analyses for infra- disagreement as to which methodology is appropriate for use in
structure below 15 kV. Fortunately, the empirically-derived cal- this application. Typically, the selection of the bolted fault cur-
culations suggested within the standard have weathered the test rent determination methodology for use in evaluating arc-flash
Arc-Flash 51
hazards is not a problem. However, when performing arc-flash ●● The methodology for determining bolted fault currents
analysis anywhere other than North America, it is highly recom- (IEEE 141 or IEC 60909).
mended that the methodology to be used is agreed upon prior to ●● The selection of certified arc-rated PPE (ASTM F1959 and
performing the analysis. IEC 61482-1-1, or IEC 61482-1-2).
It should be noted that most of the available comprehensive If IEEE 1584 is to be used as the methodology for performing an
modeling tools for performing power system studies can perform arc-flash analysis, the appropriate bolted fault calculation method
short-circuit analysis using either the IEEE 141 or IEC 60909 must be defined. If IEC 60909 is to be used with a comprehensive
methodology. However, the companion arc-flash evaluation pro- modeling tool, verify that the companion arc-flash evaluation pro-
gram may not be fully integrated with the IEC 60909 modeling gram is fully integrated with the IEC 60909 modeling version of
version of the tool. This means that you may have to manually the tool. Further, the arc-rated PPE to be used must be certified in
enter the short-circuit information into the arc-flash evaluator to accordance with IEC 61482-1-1 or ASTM F1959.
perform an arc-flash analysis.
REFERENCES:
ARC-RATED PPE SELECTION
Lee, R. The Other Electrical Hazard: Electrical Arc Blast Burns,
1
Another challenge that may be encountered when implementing IEEE Transactions on Industry Applications, Vol. IA-18, no. 3,
protective measures associated with arc flash is the methodology pp. 246--251, May/June 1982.
used in determining the appropriate arc-flash PPE. In the US, arc-
rated PPE is selected based on the incident energy at a given work- Stoll, AM and Chianta, MA. Method and Rating System for Eval-
2
ing distance. This arc rating for the PPE is established by determin- uation of Thermal Protection, Aerospace Medicine, Vol. 40, No.
ing the arc-thermal performance value (ATPV) of the material in 11, pp. 1232-1238, Nov 1969.
accordance with ASTM F1959, which is endorsed by NFPA 70E.10 3
Doughty, RL., Neal, TE, and Floyd HL. Predicting Incident En-
Concurrent with the development of this US standard, the inter- ergy to Better Manage the Electric Arc Hazard on 600-V Power
national community has been developing the IEC 61482 series of Distribution Systems, IEEE Trans. Ind. Appl., Vol. 36, No. 1, pp.
standards. IEC 61482-2 is also provided as the requirements por- 257--269, Jan./Feb. 2000.
tion of the standard series.11 IEC 61482-1-1 is equivalent to ASTM 4
IEEE Standard 1584---2002, IEEE Guide for Performing Arc-
F1959 in that it evaluates the ATPV of the material.12 This standard Flash Hazard Calculations.
is preferentially used in North America. IEC 61482-1-2 is based on 5
Stokes, AD and Sweeting, DK. Electric Arcing Burn Hazards,
a European standard (formerly ENV 50354) which uses a specific IEEE Transactions on Industry Applications, Vol. 42, No. 1, pp.
box test and heat flux measurement to classify the material for use in 134--140, January/February 2006.
an application.13 Both of these standards are acceptable; however,
they are not interchangeable. In Europe, arc-rated clothing receives
6
EN 50110-1: 2013, Operation of Electrical Installations. Gen-
a CE certification that is based on the specific type of risk analy- eral Requirements.
sis that is used to determine the extent of the arc-flash hazard. This 7
BGI/GUV-I 5188 E, Thermal Hazards from Electric Fault Arc-
means that clothing certified to IEC 61482-1-1, or by ATPV testing, - Guide to the Selection of Personal Protective Equipment for
should be used when IEEE 1584 is the method used for the arc-flash Electrical Work, October 2012.
analysis. Further, clothing certified to IEC 61482-1-2, or by box 8
IEEE Standard 141---1993, IEEE Recommended Practice for
testing classification, should be used when a guide like BGI 5188 is
Electrical Distribution for Industrial Plants.
the method used for arc-flash analysis.
9
IEC 60909-0---2001, Short Circuit Currents in Three Phase A.C.
CONCLUSIONS Systems---Part 0: Calculation of Currents.
Everyone wears clothes. However, not everyone needs to wear “The employer shall ensure that each employee exposed to
clothes designed to protect from the inherent hazards in their job. hazards from electric arcs wears protective clothing and other
If employees work on electric power generation, transmission, protective equipment with an arc rating greater than or equal to
and distribution equipment, then special clothing is necessary for the heat energy estimated whenever that estimate exceeds 2.0
certain tasks. cal/cm2. This protective equipment shall cover the employee’s
Per OSHA Regulation 29 CFR 1910.269, employers need to entire body, except as follows:
assess a workplace and whether an employee will be exposed to ●● Arc-rated protection is not necessary for the employee’s
the hazards of flames or electric arcs. Upon finding a potential hands when the employee is wearing rubber insulating
for exposure, the employer must estimate the potential incident gloves with protectors, or, if the estimated incident energy
heat energy the employee could be exposed to and provide the is no more than 14 cal/cm2, heavy-duty leather work gloves
employee with the appropriate personal protective equipment with a weight of at least 407 gm/m2 (12 oz/yd2),
(PPE). In addition, if employees will be exposed to flames and arcs, ●● Arc-rated protection is not necessary for the employee’s feet
the employer must ensure that the material worn by employees is when the employee is wearing heavy-duty work shoes or
not untreated meltable fabric (polyester, rayon, fleece, natural fiber boots,
blended with meltable fibers, etc.). Available materials are listed
in “Flame Resistant and Arc Rated Textile Materials for Wearing ●● Arc-rated protection is not necessary for the employee’s head
Apparel for Use by Electrical Workers Exposed to Momentary when the employee is wearing head protection meeting §
Electric Arc and Related Thermal Hazards,” ASTM F1506. 1910.135 if the estimated incident energy is less than 9 cal/
cm2 for exposures involving single-phase arcs in open air or
Further, in regulation 1910.269, OSHA states: 5 cal/cm2 for other exposures,
“ The employer shall ensure that the outer layer of clothing worn ●● The protection for the employee’s head may consist of head
by an employee, except for clothing not required to be arc rated, protection meeting § 1910.135 and a face shield with a mini-
is flame resistant under any of the following conditions: mum arc rating of 8 cal/cm2 if the estimated incident-energy
●● The employee is exposed to contact with energized circuit exposure is less than 13 cal/cm2 for exposures involving
parts operating at more than 600 volts, single-phase arcs in open air or 9 cal/cm2 for other expo-
●● An electric arc could ignite flammable material in the work sures, and
area that, in turn, could ignite the employee’s clothing, ●● For exposures involving single-phase arcs in open air, the arc
●● Molten metal or electric arcs from faulted conductors in the rating for the employee’s head and face protection may be 4
work area could ignite the employee’s clothing, or cal/cm2 less than the estimated incident energy.”
●● The incident heat energy exceeds 2.0 cal/cm2.” As the potential incident energy increases, so must the protec-
tion level provided to the employee. Again, it is the employer’s
Per NFPA 70E 2015 Standard for Electrical Safety in the Work- responsibility to assess the workplace, identify potential hazards,
place, the employer must provide arc-rated (AR) clothing for poten- and provide adequate protection to the hazard.
tial arc-flash hazards in an atmosphere not regulated by the OSHA
1910.269 standard. “Section 130.4 and 130.6” of NFPA 70E clearly Training employees in the proper use and care of the PPE
states that it is the employer’s responsibility to identify the hazards provided is very important. Employees’ ability to identify
and provide the necessary AR clothing to mitigate those hazards. It electrical hazards, their knowledge of electrical equipment and its
also instructs the employee in proper inspection of that PPE. nominal voltage, and understanding when proper PPE is required
are vitally important and will go a long way in ensuring that they
Once it is determined that flame-resistant clothing is required, are protecting themselves from potential hazards.
the employer must provide clothing that is appropriately rated for
the potential hazard. In 1910.269, OSHA further states:
54 Arc-Flash
As the electrical industry addresses arc-flash safety concerns, When a fault occurs in the switchgear on a primary side of a
the industry is realizing the high risks associated with what used feeder breaker, no blocking signal is sent to the main breaker.
to be normal maintenance tasks. In many cases, the excessively Since the main breaker senses the fault, but does not receive a
high arc-flash incident energies make it so all maintenance must blocking signal, its control logic bypasses the short time or ground
be done with equipment de-energized, which is not always fault time delay setting characteristics and trips almost instantly as
feasible. The methods discussed below will address several ways described for the feeder breaker in the paragraph above. It lowers
to significantly lower arc-flash incident energy exposure by new its time-delay settings to approximately two cycles, just enough
system design and products, retrofits, equipment modifications, time-delay to assure nuisance tripping does not occur.
and alternate protection settings, etc. In most cases, NFPA 70E- When applying ZSI, as an arc-flash solution, one must be aware
2012 Hazard Risk Category 2 or lower can be obtained. of the following:
One of the best and most efficient ways to lower the incident ●● It is automatic - no special precautions are required.
energy, which inherently lowers the Hazard Risk Category of
electrical equipment, is to clear the fault quicker by making the ●● I t only affects the short time delay and ground fault
protective device trip faster. Some of the methods to reduce the time-delay setting characteristics.
clearing time of an electrical fault, using various protective devices ●● T
he arcing fault current must be above the short-time pickup
and schemes, are described below. settings or ground fault pickup settings for ZSI to be initiated
Implementation of a bus-differential scheme increases the and to reduce the arc-flash incident energy.
speed to trip the circuit, which will reduce the arc-flash hazards. ●● I t adds two to three cycles maximum to the breaker clearing
The concept of a bus-differential protection (87B) scheme has time of three cycles compared to an instantaneous trip resulting
been around for a very long time. Because of the space and in five to six cycles total clearing time (83 ms – 100 ms).
cost constraints, it was typically only used for high-voltage or ●● It requires slightly different breaker testing procedures
medium-voltage applications. The scheme measures 100% of the during maintenance testing and calibration to prove the
current into and out of a bus. It requires three additional current integrity of the system.
transformers on every breaker. Simply put:
A very effective way to lower arc-flash incident energy is to
●● If 100% 1IN = 100% 1OUT, then do not trip. apply a maintenance switch. This option can be retrofitted or
●● I f 100% 1IN ≠ 100% 1OUT, then trip all bus breakers purchased new in low-voltage and medium-voltage protective
instantaneously. devices. An external override switch and circuitry are connected
Zone selective interlocking (ZSI) improves the level of protection to a breaker’s trip unit and is adjustable between 2.5X - 10X the
in a power distribution system. ZSI is a control logic system breaker rating. The basic operation of the maintenance switch is
communicating between feeder breakers and upstream feeder to lower incident energy at downstream protective devices. When
breakers or the main breaker. The main breaker is zone 1 and performing maintenance, the maintenance switch is closed. This
subsequent downstream breakers establish one or more additional automatically overrides all of the breaker’s delay functions and
zones. The control system is built into the electronic and digital trip causes the breaker to trip without any intentional delay when a
units of low-voltage breakers. Its design functionality and use have fault is detected. Upon completion of the maintenance, the
grown over the last 20+ years. Assuming a high-level short circuit maintenance switch is manually opened and all previous trip unit
occurs on the load side of a feeder breaker, digital trip units on the settings are again reactivated without need for recalibration.
main breaker and the feeder breaker sense the fault. The feeder Another method of reducing arc-flash incident energy is
breaker sends a blocking signal to the main breaker, letting it know arc-detection sensors which provide a visual measurement of an
that the fault is in the feeder breaker’s zone of protection or in a lower arc flash. The light emitted during an arc-flash event is significant-
zone. The blocking signal tells the main breaker to delay tripping per ly brighter than the normal substation light background. The light
the trip unit’s time-delayed settings (backup to the feeder breakers), surge is available from the initiation of the arc flash and is easily
while the feeder breaker trips with no intentional delay. detected using proven technology.
56 Arc-Flash
The most common sensors are lens point sensors and bare In the system presented above, a true high-speed overcurrent
fiber optic sensors. The light is channeled from the sensor to the element is used in parallel with the arc-flash detector. The current
detector located in the protective relay. Monitoring of the system used to trigger a trip is derived by sampling the feeder current
integrity is accomplished using a fiber optic loop. In the case of and using a fast detection algorithm to signal that a fault has
the lens sensors, each lens has an input and output connection. occurred. This fault is then compared with the trip levels of the
The input is connected to a transmitter in the relay, and the output arc-detection sensors to determine if an arc-flash trip is warranted.
is connected to a detector in the relay. This loop connection Many standard overcurrent elements have response times between
allows periodic testing of the system by injecting light from the 6 and 20 milliseconds. This delay is unacceptable for arc-flash
transmitter through the loop and back to the detector. This loop detection supervision. To avoid introducing additional delay, the
connection system works with either the lens sensor or the bare high-speed overcurrent protection must act as quickly as the arc
fiber sensor. The bare fiber sensor consists of a high quality plastic detection. The combination of fast overcurrent and flash detection
fiber optic cable without a jacket. The clear fiber cable becomes must be present at the same instant; the combined security is much
a lens, bringing in light from the area. Using a bare fiber sensor higher than either system alone. Adding arc-flash sensors reduces
makes detection in large areas possible using only one sensor. The the total fault clearing time. The time reduction has a dramatic
cable is constructed of a one millimeter plastic material that can effect on arc-flash energy.
withstand a 25-millimeter bending radius without damage. The These are just some of the methods being used today to
cable can be cut to length in the field and fit to the application reduce arc-flash energy in electrical switchgear. Compliance with
without excess cable. arc-flash hazard work rules, as defined by OSHA, NFPA 70E
Arc-detection systems typically use a combination of lens and (Standard for Electrical Safety in the Workplace) and NFPA 70
bare fiber sensors returning to a single relay. Proper installation (National Electrical Code), requires evaluation of arc-flash haz-
of the sensors and relays provides logical detection and trip points ards and subsequent posting of the hazard on electrical equipment.
in any system. Sensors should be located where arc detection for All of the methods described above require the electrical system
the specific sensor will trip the corresponding upstream circuit to be maintained to assure proper operation. It is always best to
breaker. Using more than one sensor provides 100% coverage even work on de-energized equipment when possible. When you must
during one-millisecond testing intervals. Installation of sensors work on energized equipment, make sure you wear the appropriate
varies depending on the switchgear manufacturer, type of gear, and personal protective equipment to perform the task.
number of sections. Multiple sensor inputs provide coverage and
sectioning options. One bare fiber sensor can provide excellent Scott Blizard has been the Vice President and Chief Operating
coverage of the entire bus section. Using lens sensors allows better Officer of American Electrical Testing Co., Inc. since 2000.
control in small, confined spaces. During his tenure, Scott acted as the Corporate Safety Officer for
One obstacle in using light sensors is the need to measure and nine years. He has over 25 years of experience in the field as a
adjust for changing ambient light levels. Measuring light and current Master Electrician, Journeyman, Wireman, and NETA Level IV
in the protective relay can make use of the analog measurements Senior Technician.
and event reporting capabilities in the relay. By monitoring the
incoming light as an analog signal, the user is able to view and set
the normal light levels for the application. The event reporting also
provides a troubleshooting tool with time-tagged events including
arc-sensor light levels. Tracking the arc-light intensity provides
the detail needed to reach the root cause of an event. The added
advantage of processing the arc-flash detection in the protective
relay is the ability to use a true overcurrent measurement as a
supervising element to improve security.
In order to reach the fastest trip times, some arc-detection
systems use a current setting level below the normal expected
load to enable the arc-flash detector as the trip mechanism. Using
current in this manner removes any time lag determining if a fault
exists, but sacrifices selectivity and makes the system dependent
on light detection alone. Superior security can be obtained using
a high-speed overcurrent element in conjunction with the light
sensor without sacrificing trip speeds.
Arc-Flash 57
This article discusses the whys of performing a job-safety These tasks are rarely done, but the risks involved are high. Low
assessment (JSA) or a job-hazard assessment (JHA). This often Risk/High Frequency tasks are things like driving a car, walking
comes up during safety classes where attendees say, “Oh, I had or climbing stairs. These tasks are performed thousands of times
no idea why we did those. It was just something we were told each day, but accidents are infrequent. Examples of Low Risk/Low
to do.” While employees should comply with standard operating Frequency tasks are riding a merry-go round, playing billiards, or
procedures (SOPs) or company directives, since we are dealing other similar activities.
with adults, they also need to understand why we do things. Once Of these four types of tasks, which one would have more injuries?
they do, compliance goes way up. Surprisingly (or, maybe not), most events happen in the Low Risk/
High Frequency category. We perform these tasks day in and day
RISK VS. FREQUENCY out, hardly giving them a thought; and that is where we get into
Risk is defined by NFPA 70E as “a combination of the likelihood trouble. Our brain goes into auto-pilot mode and we just go through
of occurrence of injury or damage to health and the severity of the motions. For example, as we drive on an interstate highway, we
injury or damage to health that results from a hazard.” Risk tend to use only that portion of our brain really needed to get us
assessment is defined as “an overall process that identifies hazards, from point A to point B. Since our brain is the biggest energy user of
estimates the potential severity of injury or damage to health, our entire body, it automatically throttles back to conserve energy.
estimates the likelihood of occurrence of injury or damage to We don’t consciously do this; it just happens. If a police car comes
health, and determines if protective measures are required.” NFPA up behind us with its lights flashing and siren blaring, we go into
70E adds this to the definition of risk assessment: “Informational full alert mode. Once that police car passes us, we drop back into
Note: As used in this standard, arc-flash risk assessment and shock interstate driving mode. We are conserving energy.
risk assessment are types of risk assessments.” Frequency, of Many would argue that driving a vehicle is not low risk, but
course, is how often a task is performed during the work day. Fig. consider how many millions of miles are driven each year and the
1 shows the four quadrants comparing risk to frequency. number of vehicles on the road at any given time. According to the
National Highway Safety Traffic Administration there were 32,719
deaths attributed to traffic accidents in 2013. That’s a lot, but there
were also about 212 million drivers who drove about 2.96 trillion
miles. This works out to 1.13 fatalities per million miles driven.
Those fatalities were not in any way acceptable, but for the number
of miles driven, the fatality rate is relatively low.
The implications of the way our brain operates are tremendous.
The first time we perform a task, we are focused and sharp. As
we perform the task repeatedly, we tend to be less focused. Our
brain is conserving energy, perserving our energy stores in case
we have to run from a saber tooth tiger, climb a tree, or some
other survival-related task. We go through the motions, not
really paying attention. If anything different should happen —
Fig. 1: Risk vs. Frequency anything not planned for — we could quickly be in a safety-
critical position.
High Risk/High Frequency tasks include utility work on
overhead lines or live-line bare hand work on energized electrical PROBABILITY VS. CONSEQUENCE
lines or equipment. Most industrial companies try to limit or
We are all familiar with the concept of probability. We constantly
eliminate tasks such as these to prevent electrical events. Utilities,
weigh probabilities, sometimes more successfully than others. If
however, operate in this environment frequently. High Risk/Low
we make a sudden lane change or we decide to answer a cell phone
Frequency tasks include racking a circuit breaker in or out of its
call, we are weighing the probability of an accident, and we all
enclosure, removing or installing a MCC bucket or a bus duct fuse.
deal with the consequences of decisions made every day.
58 Arc-Flash
Fig. 2 shows probability vs consequence. Low Probability/High JSA/JHA forces us to focus on the task we are about to perform and
Consequence would be a task such as racking a circuit breaker to think all the steps through. At the same time, we are assessing
in or out or inserting/removing MCC buckets. We don’t do these whether or not this task is safe to perform given the equipment,
often, and the probability of failure is small; but if a failure does preparation, and experience of those involved. We have to evaluate
occur, the consequence of failure could be very high — even life- the consequences of a failure and the steps that can be taken to
threatening. High Probability/High Consequence tasks are those prevent it or at least lessen its effects.
that have a high probability of injury and the consequences would As required by NFPA 70E, a risk assessment creates the focus
be high. Going back to utility linemen as an example, they work in needed to perform tasks safely when we are exposed to electrical
close proximity to energized lines and equipment. If they should hazards and risks. In NFPA Section 130.2(B)(2), an energized
make contact, the consequences would be high. Low Probability/ electrical work permit (EEWP) helps to satisfy the requirements of
Low Consequence tasks are such tasks as sharpening a pencil or a JSA/JHA because a shock risk assessment and an arc-flash risk
brushing your teeth, etc. The chances of injury are small, and, assessment are required to complete it. Steps required to control
if it did occur, the resulting consequence would be very minor. risk are also part of an EEWP, as are the PPE requirements of the
High Probability/Low Consequence tasks are those that have a task. Many companies fold the EEWP into their JSA/JHA and
high probability of an accident, but the consequences would be cover non-electrical as well as electrical risks.
very minor. This might include tasks such as playing dodge ball or
playing rock-paper-scissors. You know you’re going to get it, but SUMMARY
if you do, the resulting consequence won’t be serious.
Don’t make the mistake of thinking paperwork serves no
purpose. The paperwork, no matter how inconvenient it may
seem, is needed to keep us on track and focused. Going into auto-
pilot on an interstate is bad business, but when performing a task
with electrical risks, it can turn a benign task into a potentially
fatal situation. Technicians need to be aware of the risks involved
with a task, the probability of an accident, and what the potential
consequences would be if an accident occurs. The two important
categories are:
●● Low Risk/High Frequency tasks. These are the ones we do
every day, so we tend to be less aware of the risks.
●● Low Risk/High Consequence tasks. Even though the
chances of a mishap are low, if something does go wrong,
Fig. 2: Probability vs. Consequence
the consequences could be severe.
Once we begin to roll the dice on the job, we are headed for No one wants to be a statistic, but we all have human failings.
trouble. Once a person performs a task incorrectly and is not The safety industry has worked diligently to provide methods
immediately injured or killed, it becomes his way of doing it. to help us overcome these failings, but we have to make use
Trying to convince people that their way is not the safest way of them. As companies grow and expand, their challenge is to
to perform that task is very difficult because these people may promote a work culture that enhances safe workplaces. How this is
have years of experience telling them it is safe. And if everything accomplished varies from blunt force to training and counseling,
goes just right, it probably is safe. But if something changes or or a combination of the two. In boot camp, troops are told that
if something is missed during their visual assessment, they are those who can’t do their job well will be an example for everyone
likely to be injured. The worst part is that they don’t understand else. The smart soldier tries to let someone else be the example.
why they were injured because they have used their way
An event that occurred in 2009 highlights the importance
successfully for so long.
of performing a risk assessment. An employee was tasked with
On-the-job safety is not about being safe most of the time or closing a medium-voltage circuit breaker after the switchgear was
even being safe when you think it is important. It’s about being cleared by the contractor installing it. The Company A employee
safe all of the time. If a person wants to take unreasonable risks off assessed the risk and wore the 40 cal/cm2 arc-rated flash suit
the job site to satisfy their sense of adventure, so be it. But on the provided by his company. The contractor did not remove the
job, that same person has to work according to rules established personal protective ground set they had installed earlier, and when
by the company. That is where job-safety assessments (JSAs) and the employee of Company A closed the circuit breaker, an arc-
job-hazard assessments (JHAs) and all the other seemingly useless flash resulted, blowing the door open. Because that employee was
paperwork comes in. Because we tend to conserve energy, we also wearing his arc-rated flash suit, he received no injuries.
tend to lose focus on the details involved in performing a task. A
Arc-Flash 59
The photo shows the result of the arc event. If this employee
had not assessed the risk, or had downplayed the risk and not
worn the required PPE, there’s no doubt he would have been
seriously injured or killed. For the time it took to complete the risk
assessment, this worker saved himself several weeks or months of
painful recovery. Was it worth it? You bet.
REFERENCES
“National Highway Traffic Safety Administration Press Release
50-14,” December 19, 2004. Public Works Arc-Flash Event,
12-11-2009
Note: The author would like to thank Ray Crow of DRC Consult-
ing and Tony Demaria and Gary Donner of Tony Demaria Electric
for their permission to borrow content for this article from their
joint presentations. The author and these colleagues have co-
presented tutorials at the IEEE Electrical Safety Workshop and at
NETA’s PowerTest Conference.
60 Arc-Flash
At this year’s IEEE Electrical Safety Workshop several people to-bus connection. If an arc were to occur, it most likely would
asked the same question, “Do I need to wear arc-rated PPE when be a serious event. Contrast that with the operation of a circuit
working around energized electrical equipment?” This question breaker or switching device, which is designed to operate under
seems to come up frequently, so there must be some confusion in load. These devices have arcing contacts and arc extinguishers
the industry about when to wear arc-rated PPE. In each case the that contain the arc, stretch it and cool it, and then extinguish
people asking the question referred to “130.7(C)(15) Informational it (see Figs. 1a and 1b), whereas the bus connection (primary
Note No. 2” which states: “The collective experience of the task disconnect) that makes during racking operations is more like an
group is that, in most cases, closed doors do not provide enough electrical disconnect and is not designed to operate under load
protection to eliminate the need for PPE for instances where the (see Fig. 2).
state of the equipment is known to readily change (for example,
doors open or closed, rack in or rack out).” (Remember that
“Article 130.7(C)(15)” is “Selection of Personal Protective
Equipment When Required for Various Tasks.”) The rationale was
that if the doors do not provide protection, there exists an arc-flash
hazard even if the doors are closed.
There are several things wrong with this line of reasoning.
The first is that electrical equipment with the doors closed and
properly latched and secured is considered guarded. This means
they are not accessible and, therefore, do not normally present a
risk to people around them. The second problem with this line of
reasoning is the informational note (IN) attached to the definition
of arc-flash hazard in “Article 100,” which states, “Informational
Note No. 1: An arc-flash hazard may exist when energized
electrical conductors or circuit parts are exposed or when they are
within equipment in a guarded or enclosed condition, provided
a person is interacting with the equipment in such a manner that
could cause an electric arc. Under normal operating conditions,
enclosed energized equipment that has been properly installed
and maintained is not likely to pose an arc-flash hazard.” This
informational note contains important information which is
intended to clarify when an arc-flash hazard may or may not be
present. An arc-flash hazard may be present when energized
electrical equipment is in a guarded condition, if a worker
interacts with it in a manner that could cause an electrical arc.
Electrical equipment that is operating normally and is not being
interacted with is not designed to create an electrical arc.
An electrical arc could occur during abnormal operations
or during periods of interaction such as inserting or removing Figs. 1a and 1b: Arc-Extinguishing Components
a circuit breaker (racking), or installing or removing fuses, or in a 480-Volt Circuit Breaker
whenever a device is connected or disconnected to an energized
source (MCC buckets, bus duct fuses, circuit breakers, etc). The
risk of an arc flash is increased during these operations because
the equipment has no arc extinguishers at the circuit breaker-
Arc-Flash 61
SUMMARY
Everyone likes to hit the EASY button.
The problem is, when working on or around
energized electrical equipment, there is no
EASY button. Each task and each device has
to be evaluated at the time the work is to take place
in order to proceed. What was true last year, last month or even
earlier in the day may not hold true at the moment you are about
to perform a task on equipment. Things change rapidly in the
real world, and we need to be alert to those changes. Being alert
also means being alert to faulty Job-Hazard Analysis information,
lockout/tagout processes, other workers who may demonstrate a
lack of concentration or focus, or any other potential issues in and
around the equipment. Don’t be myopic when viewing safety, and
don’t be lazy. Arc flash doesn’t kill as many workers as electrical
shock, but the injuries are much more substantial and may require
months of rehabilitation to recover. Don’t be a statistic; be smart,
work smart. It’s that easy.
NETA has been connecting engineers, architects, facility managers, and users of electrical power equipment and systems
with NETA Accredited Companies since1972.
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Mark Anthony Gaughan, III
CERTIFICATION
Certification of competency is particularly important in the electrical testing industry. Inherent in the determination of the equipment’s
serviceability is the prerequisite that individuals performing the tests be capable of conducting the tests in a safe manner and with com-
plete knowledge of the hazards involved. They must also evaluate the test data and make an informed judgment on the continued ser-
viceability, deterioration, or nonserviceability of the specific equipment. NETA, a nationally-recognized certification agency, provides
recognition of four levels of competency within the electrical testing industry in accordance with ANSI/NETA ETT-2018 Standard for
Certification of Electrical Testing Technicians.
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