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Orthodontic care of medically compromised patients

Article in Indian Journal of Oral Sciences · January 2012


DOI: 10.4103/0976-6944.111174

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Juhi Ansar Sandhya Maheshwari


Rohilkhand Medical College and Hospital Dr. Z. A. Dental College
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Review Article
Orthodontic care of medically
compromised patients
Sandhya Maheshwari, Sanjeev Kumar Verma, Juhi Ansar, KC Prabhat
Department of Orthodontics and Dental Anatomy, Aligarh Muslim University, Aligarh, India

ABSTRACT

Advances in the treatment of medical conditions have resulted in long-term disease-free


survival. Consequently, many of these patients are now seeking orthodontic therapy. This
article will discuss various systemic diseases, their effect on orthodontic treatment and the
recommended methods to avoid the potential problems that may arise.

Key words: Guidelines, interdisciplinary management, life expectancy, medically compromised patient,
orthodontic considerations, orthodontic treatment

Introduction Orthodontic considerations


• O
 rthodontist should communicate
As medical science continues to make with the patient’s physician to confirm
advances that increase the quantity and the risk of IE. Informed consent
quality of life with previously untreatable requires that a patient is aware of any
diseases, dental practitioners are seeing significantly increased risk.[5]
more and more of these patients for routine • T
 he importance of maintaining an
care.[1] Thus, orthodontists need to be aware exemplary standard of oral hygiene and
of the possible clinical implications of these that it is their responsibility to protect
diseases. He must have a basic working themselves.
knowledge of patient’s disease process and • T
 he main orthodontic procedure that has
should inform the general physician about been postulated to cause a bacteraemia
the type of procedures planned.[2] Treatment has been placement of a separator.[6]
plan should be modified according to impact • O
 rthodontics should avoid using
of the particular disease in the oral cavity. orthodontics bands instead use, bonded
Address for Correspondence: This article examines aspects of some of attachments. If banding is required use
Dr. Juhi Ansar,
Department of Orthodontics and
the conditions that are of relevance to of antibiotic prophylaxis is must.[7]
Dental Anatomy,
Dr. Z. A. Dental College,
orthodontic practice. Medical conditions • A
 ntibiotic prophylaxis is only required
Aligarh Muslim University, commonly encounter in orthodontic in high-risk patients and the drug of
Aligarh ‑ 212 001, India.
E‑mail: Juhiortho10@gmail.com patients include; choice is penicillin.[4]
Date of Submission: 13‑07‑2012
Date of Acceptance: 14‑01‑2013
Infective Endocarditis Hemophilia
Access this article online
Bacterial endocarditis is a relatively Hemophilia is the most common congenital
Website: uncommon, life‑threatening infection bleeding disorder.[8] Hemophilia A is a
www.indjos.com
of the endothelial surface of the heart, sex‑linked disorder due to a deficiency
DOI:
10.4103/0976-6944.111174 including the heart valves.[3] The infection of clotting factor VIII. Other bleeding
Quick Response Code: usually develops in individuals with disorders include hemophilia B or
underlying structural cardiac defects. It Christmas disease (factor IX deficiency)
can occur whenever these persons develop and von Willebrand’s disease (defects of
bacteremia with the organisms likely to von Willebrand’s factor). The normal
cause endocarditis. Both the incidence concentrations of clotting factor are
and the magnitude of bacteremias of oral between 50% and 150% of average value
origin are proportional to the degree of oral and the minimum level of a factor for
inflammation and infection.[4] adequate hemostasis is 25%.[9]

Indian Journal of Oral Sciences  Vol. 3  Issue 3  Sep-Dec 2012 129


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Maheshwari, et al.: Orthodontic care of medically compromised patients

Orthodontic considerations • A
 traumatic extraction procedures are reported to
• O rthodontic treatment is not contraindicated in patients reduce the risk for ORN.
with bleeding disorders.[10]
• D uration of treatment should be given careful Thalassemia
consideration. Lengthier the treatment duration may
increase potential complications.[11] Thalassemia is an inherited disorder of hemoglobin
• C hronic irritation from orthodontic appliances synthesis. It can be can be classified as α‑thalassemia,
should be avoided. Fixed appliances are preferable to β‑thalassemia, γ‑thalassemia and δ‑thalassemia indicating
removable appliances as the latter can cause gingival which blood hemoglobin chains are affected.[18] Based on
irritation.[7] their clinical and genetic orders they are classified into
• S elf‑ligating brackets are preferable to conventional major (homozygous) and minor (heterozygous) types.[19]
brackets. If conventional brackets are used, archwires β‑Thalassemia major (Cooleys anemia) is the most severe
should be secured with elastomeric modules instead of form of congenital hemolytic anemia. The most common
wire ligatures. oral and facial manifestation is enlargement of the maxilla,
• I f extractions or surgery is to be performed increase bossing of the skull and prominent malar eminences
factor VIII production with 1-desamino-8-darginine due to the intense compensatory hyperplasia of the
vasopressin (DDAVP). Parentaral DDAVP can be used maxilla. This lead to expansion of the marrow cavity and
to raise factor VIII levels 2‑3‑fold to prevent surgical a facial appearance known as “chipmunk” face.[20,21] the
hemorrhage.[12] overdevelopment of the maxilla frequently result in an
increased overjet and spacing of maxilla teeth and other
Hematological Malignancies degree of malocclusion.[22]

More than 40% pediatric malignancies are hematological Orthodontic consideration


either leukemia or lymphoma. Cranial irradiation given • Patient who have undergo splenectomy are at
to children with acute lymphocytic leukemia (ALL) to massive risk of infection followed by bacterimia.[23]
eliminate cancer cells in the central nervous system (CNS) Antibiotic prophylaxis must be given during invasive
can cause growth retardation, most probably through its procedures like extraction. Antibiotic of choice is
effect on pituitary function, specifically growth hormone penicillin V 2000 mg or erythromycin 1000 mg taken
deficiency.[13] Adults treated for childhood cancer have been 30 min to 2 h prior to dental procedure, then 500 mg
shown to have a reduced bone mineral density. Arrested taken every 6 h for 8 doses.[23]
root development with short V‑shaped roots and premature • Functional and extra‑oral appliances can be used;
apical closure has been reported after cancer therapy.[14] however, the “skeletal forces” in thalassemia patients
must be less than what is used with normal patients
Orthodontic considerations because of the thin cortical plates in thalassemic
• I n these patients intense chemotherapy weakens patients.[24]
regenerative capacity of mucosa. Minor irritation can • Radiographs at 3 months intervals can be indispensable
lead to opportunistic infection and subsequent severe because the thin cortical plates can complicate
complications. orthodontic treatment.
• U se appliances that minimize the risk of root resorption, • Regular prophylaxis and fluoride applications are
Use lighter forces, terminate the treatment earlier than recommended in these patients.
normal, choose the simplest method for the treatment • Extraction should be carried out at the time of


needs and do not treat the lower jaw.[15] The lower jaw admission for blood transfusion, i.e. when hemoglobin
is at risk of osteoradionecrosis (ORN) because of its level is at its highest, with the administration of
limited blood supply. A group of 104 patients who antibiotics.[23]
developed ORN of the jaws were reviewed and treated • Thalassemic patients are at an increased risk of viral
between 1972 and 1992. The most common affected hepatitis and AIDS due to repeated blood transfusion
site was the mandible (99 cases, 95.2%), followed by and therefore screening test for the same should be
the maxilla (5 cases, 4.8%). Among all cases, 93 (89.4%) carried out at regular intervals.
were trauma induced‑ORN.[16]
• O rthodontic treatment may start or resume after Bronchial Asthma
completion of all medical therapy and after at least
2‑year event free survival when risk of relapse has Asthma is a chronic disease that affects the lower airways.
been decreased. In adults receiving head and neck It is characterized by recurrent and reversible airflow
radiotherapy the incidence of ORN is 8.2%.[17] limitation due to an underlying inflammatory process.[25] Signs

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Maheshwari, et al.: Orthodontic care of medically compromised patients

and symptoms of asthma, include intermittent wheezing, Diabetes Mellitus


coughing, dyspnea, and chest tightness.
DM is one of the most common endocrine disorders.
Orthodontics considerations It is characterized by persistently raised blood glucose
• I nhaled corticosteroids are the most widely used and levels (hyperglycemia), resulting from deficiencies in
most effective asthma anti‑inflammatory agents.[26] insulin secretion, insulin action, or both.[34] Diabetes can
• O ral manifestations include candidiasis, decreased be Type 1 (insulin dependent diabetes mellitus or juvenile
salivary flow, increased calculus, increased gingivitis, onset diabetes) results from defects in insulin secretion
and increased periodontal disease.[27] or Type 2 (non‑insulin dependent diabetes mellitus or
• S chedule these patients’ appointments for late morning mature‑onset diabetes) develops as a result of defects in
or later in the day, to minimize the risk of an asthmatic insulin secretion, insulin action or both.
attack.
• J udicious use of rubber dams should be avoided as they Orthodontic considerations
reduced breathing capability. • T he key to any orthodontic treatment for a patient
• C are should be used in the positioning of suction tips with diabetes is good medical control. Orthodontic
as they may elicit a cough reflex. treatment should not be performed in a patient with
• U p to 10% of adult asthmatic patients have an allergy uncontrolled diabetes.[35]
to aspirin and other nonsteroidal anti‑inflammatory • I mportance should be given to maintain good oral
agents.[28] A careful history concerning the use of these hygiene, especially when fixed appliances are used.
types of drugs needs to be elicited. The orthodontist Diabetic related microangiopathy can affect the
should ensure the patient has their inhaler nearby. peripheral vascular supply, resulting in unexplained
toothache, tenderness to percussion and even loss of
Epilepsy vitality.
• A pply light forces and not to overload the teeth.
Epilepsy is the most common serious chronic neurological Uncontrolled or poorly controlled diabetic patients have
condition. It is as a chronic neurological disorder an increased tendency for periodontal breakdown and
characterized by frequently recurrent seizures. [29] The these patients should be considered in the orthodontic
risk of developing epilepsy is 2‑5% over a lifetime. treatment plan, as periodontal patients.
It affects about 0.5-2% of the population.[30] Injuries
to the tongue, buccal mucosa, facial fractures, avulsion, Renal Disorders
luxation or fractures of teeth and subluxation of the
temporomandibular joint can occur during seizures.[31] The most common renal condition to present to the
Both the condition and the medical management of orthodontist is chronic renal failure. Chronic renal failure
condition can affect oral health. is a progressive and irreversible decline in renal function.
the number of functional units of the kidney or nephrons
Orthodontic considerations diminishes, the glomerular filtration rate falls, while serum
• T
 he orthodontist should ensure the patient is receiving levels of urea rise.[36,37] Up to 90% of patients with renal
regular and rigorous preventative dental care to insufficiency show oral signs and symptoms in soft and
avoid/minimize dental disease. hard tissues, some of them being a cause of the disease
• G
 ingival overgrowth associated with phenytoin is the itself and others deriving from the treatment. Initially
most widely known complication of anti‑epileptic treatment is conservative with dietary restriction of
medication. Gingivectomy is recommended to remove sodium, potassium and protein. As the disease progresses
any hyperplasic tissue that interferes with appearance dialysis or transplantation are required. Many patients are
or function. prescribed steroids to either combat renal disease or to
• R
 emovable appliances should be used with caution as avoid transplant rejection
they can be dislodged during a seizure.[32]
• W
 herever possible removable appliances should be Orthodontic considerations
designed for maximum retention and made of high • E
 xtraction should be done cautiously in such patients.
impact acrylic. Abnormal bone healing after extraction can result due
• T
 he metal in a fixed orthodontic appliance may to alterations in calcium and phosphors metabolism
distort images obtained by magnetic resonance and secondary hyperparathyroidism which result in
imaging (MRI).[33] An acceptable MRI may be obtained bone demineralization.[36]
if arch wires and other removable components are • D
 ue to the increase in circulating parathyroid hormone.
removed before the scan. It has been suggested that orthodontic treatment forces

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Maheshwari, et al.: Orthodontic care of medically compromised patients

should be reduced and the forces re‑adjusted at shorter • U


 se of BP can affect orthodontic treatment by delaying
intervals. tooth eruption, inhibited tooth movement,[47] impaired
• R enal insufficiency is considered a risk condition for bone healing, and by causing BP‑induced (ORN) of the
IE if the patient does not have a good control of the jaws.
disease.[38] Antibiotic prophylaxis should be consider in • E
 xtraction protocol and use of temporary anchorage
hemodialyzed patients who were undergoing an invasive devices should be avoided.[48]
dental procedure.[36] • B
 P inhibits osteoclasts, decreases microcirculation and
• D uring hemodialysis, the patient’s blood is anticoagulated thus impedes tooth movement.
with heparin to facilitate blood transit. For this reason,
dental treatments with a risk of bleeding must not be Thyroid and Parathyroid Disorders
performed on the day of hemodialysis. Appointments
should be scheduled on non-dialysis days. The day after After DM, thyroid disease is the most common endocrine
dialysis is the optimum time for treatment for surgical problem.[49] Thyroid diseases occur more often in women
procedures as platelet function will be optimal and the and most often in women older than 50 years of age.
effect of heparin will have worn off.
• M any antibiotics are actively removed by the kidney, so Orthodontic considerations
adjustment of the dosage by amount or by frequency • O rthodontic therapy requires minimal alterations in the
is required. [39] Penicillin and its derivates are the patient with adequately managed thyroid disease.
preferred antibiotics for these patients. In the case of • I n hyperthyroidism enlarged tongue may pose problem
non‑narcotic analgesics, paracetamol is the best choice. during treatment.
• I n renal transplant patients corticosteroid are given to • T he bone turnover can influence orthodontic treatment.
minimize the risk of transplant failure. In such patients High bone turnover (i.e., hyperthyroidism) can increase
to minimize the risk of adrenal crisis in patients during the amount of tooth movement compared with the
surgical procedure, double the dose of corticosteroids normal or low bone turnover state in adult patients.
on the day of the surgery.[40] • L ow bone turnover (i.e., hypothyroidism) can result
•  ingival overgrowth secondary to the immunosuppressive
G more root resorption, suggesting that in subjects where
therapy is the most studied oral manifestation. Nifedipine a decreased bone turnover rate is expected, the risk of
increases the prevalence of gingival overgrowth.[41] root resorption could be increased.[50]
Gingival overgrowth can impede tooth movement
during orthodontic treatment. Gingivectomy should be Liver Diseases
considered in such patients.
Liver diseases are very common and can be classified as
Osteoporosis acute (characterized by rapid resolution and complete
restitution of organ structure and function once the underlying
Osteoporosis is chronic, systemic, degenerative disease cause has been eliminated) or chronic (characterized by
characterized by decreased bone mass, a micro architectural persistent damage, with progressively impaired organ
deterioration of the bone and consequent increase in function secondary to the increase in liver cell damage).[51]
bone fragility. [42] Risk factors that cannot be altered Liver disease can result from acute or chronic damage to
include advanced age, being female, estrogen deficiency the liver, usually caused by infection (hepatitis A, B, C, D,
after menopause.[43] Potentially modifiable risk factors and E viruses, infectious mononucleosis), injury, exposure
include excessive alcohol intake, vitamin D deficiency, and to drugs or toxic compounds, an autoimmune process, or
smoking.[44] Drugs most commonly used in treatment of by a genetic defect. The liver has a broad range of functions
osteoporosis are bisphoshonate (BP), estrogen, and calcitonins. in maintaining homeostasis and health: it synthesizes most
essential serum proteins (albumin, transporter proteins,
Orthodontic considerations blood coagulation factors V, VII, IX and X, prothrombin,
• O
 rthodontic treatment therefore, must include the and fibrinogen.[52] Liver dysfunction alters the metabolism
consideration of problems such as bone loss, retention of carbohydrates, lipids, proteins, drugs, bilirubin, and
instability, and temporomandibular dysfunction.[45] hormones.[53]
• P
 roblem associated with medication must also be
given consideration. Estrogen decreases the rate of Orthodontic considerations
tooth movement.[46] However, if these drugs are not • H
 epatitis B is a worldwide health problem, with an
used during orthodontic treatment in patients with estimated 400 million carriers of the virus.[54] It has been
osteoporosis, resorption of alveolar bone and possibly calculated that 1.53% of all patients reporting to the
tooth roots could occur. dental clinic are hepatitis B virus (HBV) carriers.[55] Viral

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Maheshwari, et al.: Orthodontic care of medically compromised patients

hepatitis is surely of importance to the orthodontist. syndrome in 1866, although he did not know the cause
HBV, hepatitis C virus, and hepatitis D virus are blood of the syndrome. He was then termed the “father” of the
borne and can be transmitted via contaminated sharps syndrome.[65]
and droplet infection.
• A erosols generated by dental hand pieces could infect The primary skeletal abnormality affecting the orofacial
skin, oral mucous membrane, eyes or respiratory structures in Down syndrome is an underdevelopment
passages of dental personnel. The main orthodontic of the midfacial region. The bridge of the nose, bones
procedures to result in aerosol generation are removal of the midface and maxilla are relatively smaller in
of enamel during interproximal stripping, removal of size.[66] In many instances this causes a prognathic class III
residual cement after debonding, and prophylaxis.[56] occlusal relationship, which contributes to an open bite.[66]
• I nfection control protocol should be followed Individuals with Down syndrome have delayed eruption
according to the guideline laid down by occupational pattern. There is usually some sort of enamel defect
safety and health administration.[57] All members of affecting the teeth. There is usually congenitally missing
the team should be immunized against HBV. Barrier teeth and they can have unusually shaped teeth.
technique such as gloves, eye glasses, and mouth mask
should be used. Orthodontic considerations
• H BV can survive on innate subjects for 7 days. • C ongenital heart defects are present in 40‑60% of
Impressions can be one of the links in transmitting infants with Down syndrome. Children with heart
the HBV to orthodontics. The impressions must defects who are undergoing dental procedures should
be disinfected by dipping them in glutaldehyde or be given antibiotic prophylaxis against subacute
by spraying sodium hypochlorite and leaving it for bacterial endocarditis.[67]
10 min.[58] • R educed muscle tone causes less efficient chewing
• P ost-exposure prophylaxis for HBV infection should and natural cleansing of the teeth. More food may
be given to those who are exposed percutaneously or remain on the teeth after eating due to this inefficient
through mucus membrane to blood or body fluids of chewing.[66] hence oral hygiene instruction should be
known or suspected. If the source individual is Hepatitis given in every visit.
B surface antigen (HBsAg) positive and the exposed • I t is ensure that patient is vaccinated for hepatitis before
person is unvaccinated or antibody level is less than starting dental treatment. This is necessary because
10 mIU/ml, hepatitis B immunoglobulin (0.6 ml/kg) should persons with Down syndrome are at increased risk of
be administered (preferably within 24 h) along with the developing the carrier state if they are infected with
vaccine series given at a different site.[59] HBV.[68]
• L iver disease can result in depressed plasma levels of • S eizures occur in 5‑10% of children with Down
coagulation factors. If extraction is required, special syndrome.[69] Generalized tonic clonic seizures are the
attention should be paid as the risk of bleeding most common. Seizures are diagnosed and treated
increases; an infusion of fresh frozen plasma may be similarly in children with and children without Down
indicated. Advanced oral surgical procedures or any syndrome.
dental procedures with the potential to cause bleeding • Impressions using quick‑set materials with fun flavors
performed on a patient with multiple or a severe single should be used as these may reduce the tendency for
coagulopathy may need to be provided in a hospital activation of the more sensitive gag reflex frequently
setting.[60,61] experienced with Down syndrome patients.
• C are should be taken when prescribing any medication • H igh‑memory wires allow a longer activation interval
for patients with liver disease. Hepatic impairment between appointments.
can lead to failure of metabolism of some drugs • S elf‑ligating brackets allow a more patient‑friendly
and result in toxicity.[62] Caution should be used in activation appointment.
prescribing medications metabolized in the liver, such
as acetaminophen, nonsteroidal anti‑inflammatory Autism
agents.[63]
Autistic disorder is a pervasive developmental disorder
Down Syndrome defined behaviorally as a syndrome consisting of
abnormal development of social skills (withdrawal, lack
Down syndrome is one of the most common genetic of interest in peers), limitations in the use of interactive
syndromes, occurring in one of 800‑1000 live births.[64] John language (speech as well as nonverbal communication),
Langdon Down who published an accurate description and sensorimotor deficits (inconsistent responses to
of a person with Down syndrome discovered Down environmental stimuli.[70] The typical presenting symptoms

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Maheshwari, et al.: Orthodontic care of medically compromised patients

of autistic disorder are delayed speech or challenging Tuberculosis


behavior before 3 years of age.[71] Indications for formal
developmental evaluation include no babbling, pointing, TB is a chronic infectious disease that is worldwide in
or other gestures by 12 months of age, no single words by distribution. TB continues to occur in epidemic proportions
16 months of age, no two‑word spontaneous phrases by and is estimated by the World Health Organization to infect
24 months of age, and loss of previously learned language approximately nine million people annually.[84] TB primarily
or social skills at any age.[72] The reported incidence of affects the lungs but is also capable of involving almost
autistic disorder ranges from about 5 per 10,000 to 20 per any site in the body including the oral cavity. In dentistry,
10,000 persons.[73] No single cause has been identified for the incidence of exposure to an active TB patient is quite
the development of autism. Genetic origins are suggested low. Oral lesions of TB are uncommon, with most cases
by studies of twins and a higher incidence of recurrence appearing as a chronic painless ulcer.[85]
among siblings.[74] Some reports have suggested a possible
association with Down syndrome.[75] In addition to the Orthodontic considerations
implication of neuro‑transmitters, such as serotonin, in • P
 atients with a medical history or symptoms indicative of
the development and expression of autism.[76] While use undiagnosed active TB should be referred promptly for
of behavior modification programs is often the primary medical evaluation to determine possible infectiousness.
method of managing challenging behaviors in autistic • E
 lective dental treatment including orthodontics
children, supportive medication use has been found to treatment should be deferred until a physician confirms
help reduce behavior problems. that a patient does not have infectious TB.
• T
 B is not a common occurrence in orthodontic
Orthodontic consideration offices but the orthodontic team should be aware
• T he main challenge to the orthodontic team may be of its potential and the issues now associated
the reduced ability of autistic patients to communicate with the occurrence of active TB in patients who
and relate to others. have immune disorders, particularly those with
• T he first several visits are directed towards raising the human immunodeficiency virus (HIV) or acquired
patient’s confidence and determining the maximum immunodeficiency syndrome (AIDS).
level of compliance that is achievable. • T
 he challenge to orthodontics is to be prepared for all
• A t the same time, an estimate of the most suitable infectious diseases that may affect the practice.
way (behavior management, sedation or general
anesthesia (GA)) to perform the more difficult procedures, Acquired Immunodeficiency Syndrome
such as impressions or bracket bonding may be made.[77]
• T he spectrum of methods used for pain and anxiety AIDS is an infectious disease caused by the HIV, and
control during orthodontic treatment of the autistic is characterized by profound immunosuppression that
child may be divided into conscious methods (such as leads to opportunistic infections, secondary neoplasm
oral, intramuscular, inhalation with nitrous oxide and and neurologic manifestations.[86] Oral manifestations
oxygen, and intravenous sedation) and unconscious are common and may represent early clinical signs of
methods which include intravenous or inhalation deep the disease, often preceding systemic manifestations.
sedation and GA with endotracheal intubation.[78] This aspect is particularly important as dentists may be
• J ackson was the first to suggest using GA for the responsible for early detection of oral lesions which may
placement of orthodontic bands.[79] indicate HIV infection.[87]
• P atient should be treated in a quiet, shielded single
operatory versus an open‑bay arrangement, with Orthodontic considerations
reduced decoration and dimmed lights.[80] • H
 IV infection does not necessitate changes in the
• Procedures such as tell‑show‑do, voice control, and

orthodontic treatment plan for a child or adolescent.
positive reinforcement are effective with children.[81] However, effects of HIV infection on the pediatric
• T he effectiveness of reinforcers can vary among patient and the patient’s family may alter the clinician’s
children with autism spectrum disorder (ASD).[82] approach to treatment.
Many children may find reinforcing value in typical, • M
 any antiretoviral medications (ARV) can cause nausea
age-appropriate reinforcers such as praise, stickers and vomiting. Frequent episodes of vomiting can affect
or video clips while other children’s behavior the oral cavity by increasing acid levels in the saliva and
might be reinforced by engaging in self‑stimulatory soft tissues. As a result, the oral flora may change due to
behaviors (for example, hand flapping, or self‑talk) the overgrowth of bacteria that are not susceptible to
or obsession with unusual objects Hung DW. Using acid. This overgrowth can lead to oral conditions such
self‑stimulation as reinforcement for autistic children.[83] as candidiasis and an increased rate of dental caries.

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Maheshwari, et al.: Orthodontic care of medically compromised patients

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Source of Support: Nil, Conflict of Interest: None declared
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