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ORIGINAL ARTICLE

Effect of microimplant assisted rapid


palatal expansion on bone-anchored
maxillary protraction: A finite element
analysis
Sugitha Suresh, Shobha Sundareswaran, and Sreehari Sathyanadhan
Calicut, Kerala, India

Introduction: This study aimed to evaluate the craniofacial effects of microimplant assisted rapid palatal expan-
sion (MARPE) on bone-anchored maxillary protraction (BAMP) through a finite element analysis. Methods: A 3-
dimensional finite element model of the skull with associated sutures was created from the computed
tomography image of a 12-year-old male patient. Two protraction protocols: BAMP without MARPE (protocol
1) and BAMP with MARPE (protocol 2), were analyzed using Ansys software (Ansys, Canonsburg, Pa).
Stress distribution in the sutures and displacement pattern of craniofacial structures were analyzed in the 2
protocols using finite element analysis. Results: Both protocols produced changes in craniofacial structures
in all the 3 planes. Displacement of the maxilla was more pronounced in protocol 2 in all directions with mild
clockwise rotation. Protocol 1 displayed a translatory movement of the maxilla without any rotation and mild
constriction in the anterior region. In protocol 2, an expansion of the maxilla, which increased in the superoinferior
direction, was also observed. Von Mises stress in circummaxillary sutures was significantly more in protocol 2,
indicating an increased displacement of craniomaxillary structures. Conclusions: The use of MARPE during
BAMP enhanced maxillary protraction and reduced the counterclockwise rotation tendency of the maxilla.
Hence, it may be inferred that incorporation of MARPE during BAMP protocol may prove beneficial in the treat-
ment of patients with skeletal Class III malocclusion with open bite tendency or hyperdivergent growth pattern.
(Am J Orthod Dentofacial Orthop 2021;-:---)

F
or several years, the cornerstone of early skeletal vertical dimension of the face.3 The use of titanium min-
Class III malocclusion treatment has been the or- iplates as anchorage for applying bone-borne orthope-
thopedic face mask (FM), anchored from the dic forces has revolutionized Class III treatment by
maxillary teeth with or without rapid maxillary expan- enhancing midfacial growth without the attendant
sion (RME).1 The objective of this treatment modality side effects of FM therapy. This is accomplished by
is to enhance the growth at the sutures by applying addi- applying reverse-pull forces from maxillary implants
tional force to separate them.2 However, along with the instead of maxillary teeth.
forward displacement of the maxilla, this therapy results Transverse maxillary deficiency with unilateral or
in certain unwanted side effects such as extrusion and bilateral posterior crossbite is a common finding in pa-
mesialization of the maxillary molars, proclination of tients with Class III malocclusion, which needs to be cor-
maxillary incisors, retroclination of mandibular incisors, rected.1 Maxillary protraction therapy is thus very often
clockwise rotation of the mandible, and increased accompanied by palatal expansion.4 Moreover, the
palatal expansion also disarticulates the sutures and ini-
From the Department of Orthodontics, Government Dental College, Calicut, Ker- tiates a cellular response which enhances maxillary pro-
ala, India. traction.4 However, being a tooth-borne appliance, this
All authors have completed and submitted the ICMJE Form for Disclosure of Po- could lead to buccal tipping and dehiscence of maxillary
tential Conflicts of Interest, and none were reported.
Address correspondence to: Shobha Sundareswaran, Department of Orthodon- posterior teeth.5 In recent years, the incorporation of mi-
tics & Dentofacial Orthopaedics, Government Dental College, Medical College croimplants for expansion has helped in alleviating un-
Post, Calicut 673008, Kerala, India; e-mail, drshobhakumar@gmail.com. desirable dental side effects, resulting in significantly
Submitted, June 2019; revised, February 2020; accepted, April 2020.
0889-5406/$36.00 better outcomes. Such microimplant assisted rapid
Ó 2021 by the American Association of Orthodontists. All rights reserved. palatal expanders (MARPE), when combined with FM,
https://doi.org/10.1016/j.ajodo.2020.04.040

1
2 Suresh, Sundareswaran, and Sathyanadhan

reported further enhancement in the forward movement


of the maxilla in a short period.6 The skeletal expansion
results in effective disarticulation of the circummaxillary
sutures, which is postulated to be a key factor in efficient
and effective maxillary protraction.6
Another method of intercepting developing skeletal
Class III malocclusion is to apply bilateral Class III elastic
traction from implants placed in the maxillary infrazygo-
matic region to implants placed in the mandible, mesial
to the canines. This method, called bone-anchored
maxillary protraction (BAMP), is a protocol reported to
produce significantly larger maxillary advancement
than conventional RME and FM therapy displaying bet-
ter vertical control without adverse effects on the denti-
tion.7,8 However, clinical outcomes of incorporating
MARPE into BAMP have not been studied so far. It is
possible that skeletal expansion will enhance the positive
outcomes of BAMP protocol as well.
The finite element model (FEM) analysis is a noninva-
Fig 1. FEM of the skull showing the meshing condition.
sive method of analyzing clinical situations virtually and
assessing the displacement and stress distribution
pattern in different clinical protocols.9 This study aimed The expander, miniscrews, and miniplates were
to evaluate the stress distribution and displacement modeled as computer-aided design geometry using
pattern when transverse forces are applied using MARPE computer-aided 3-dimensional interactive application
during BAMP protocol and also compare the skeletal and software (Dassault Systemes, Paris, France) and posi-
dentofacial effects of BAMP with and without MARPE. tioned according to the situation in the live patient by
The null-hypothesis generated is that there would be using the CT images as positioning aids. The material
no change in the displacement and stress distribution properties were assigned into the geometric models ac-
pattern in craniofacial structures and sutures after cording to the information provided by the manufac-
BAMP with or without MARPE. turer. The combined geometric model is further
imported into Hypermesh software (version 13.0, Altair
Hypermesh; Altair Engineering, Inc, Detroit, Mich) to
MATERIAL AND METHODS
convert into FEMs. The geometric models undergo a
A FEM was constructed from the spiral computed process called meshing, in which these models are
tomographic images of the skull of a 12-year-old divided into a finite number of elements. These elements
growing person obtained from the Department of Radi- are connected at a finite number of points called nodes.
ology, Government Medical College. The scan parame- The meshing condition is shown in Figure 1. In this
ters are tube voltage 120 kV, 360 mA, matrix size of study, 10 node solid tetrahedral elements were used.
512 3 512, and a slice thickness of 0.3 mm and voxel Two FEMs were established in this study: one showing
0.463 3 0.463 3 0.300. The scan data were saved as maxillary protraction using BAMP without MARPE and
digital imaging and communications in medicine (DI- the other with MARPE. Both models contained
COM) files. The raw DICOM data from the computerized 465,091 elements and 101,247 nodes each.
tomography (CT) scan were imported into Mimics soft- The mechanical properties of the structures such as
ware (version 8.11, Materialise Interactive Medical Im- bone, teeth, and miniscrews in this model were obtained
age Control System; Materialise, Leuven, Belgium), in from experimental data from previous studies10 (Table I).
which the DICOM images of the scan were further pro- These mechanical properties were found to be isotropic
cessed to extract maxilla, mandible, teeth, periodontal and linear elastic. The thickness of the cortical bone
ligament, and other soft tissues and then converting was modeled according to Farnsworth et al11; the thick-
it into stereolithographic file format. The data in ster- ness of the periodontal ligament was 0.2 mm,12 and the
eolithographic files were exported to Rapidform soft- sutures were 0.5 mm.13
ware to convert it into a geometric model (lines and Nodes along with the foramen magnum and center
surfaces) in Initial Graphics Exchange Specification of the forehead were fully constrained by all degrees of
format. freedom with zero rotation and zero displacements.

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Suresh, Sundareswaran, and Sathyanadhan 3

assess the displacement pattern of maxillofacial bones


Table I. Young’s modulus and Poisson’s ratio for ma-
are given in Table II.
terials of the models
Young’s modulus RESULTS
Material (N/mm2) Poissons’s ratio
Cortical bone 1.34 3 104 0.30
A comparison of the displacement pattern in x, y, and
Cancellous bone 0.78 3 104 0.30 z-planes is shown in Figure 3, and the amount of
Miniplate 10.3 3 104 0.33 displacement of the selected landmarks in both the pro-
Miniscrew 10.3 3 104 0.33 traction protocols is shown in Table III. Protocol 1 in the
Suture 68.65 0.40 sagittal plane shows that all points in the nasomaxillary
Tooth 2.07 3 104 0.30
Periodontal ligament 0.68 0.49
complex moved forward except the superior point of the
nasal bone, superior border of the frontomaxillary pro-
cess, and the superior end of zygomaticofrontal process.
Two FEM models were created to simulate the 2 pro- The ANS moved anteriorly and inferiorly by 0.31 mm and
tocols (Fig 2). Protocol 1 simulates BAMP in which 2 0.21 mm, respectively. The PNS also moved anteriorly
miniplates are placed in the infrazygomatic crest in the and inferiorly by 0.32 mm and 0.21 mm, respectively,
maxilla and 2 in the mandible between the canine and indicating the absence of rotation of the maxilla. A
lateral incisor on either side. Fixation was done using ti- very mild constriction of the anterior maxilla in the
tanium screws (2 for each maxillary implant and 3 for transverse plane is observed. The zygomatic bone moved
mandibular). The length of the screw was 5 mm and anteriorly, laterally, and inferiorly. The lateral walls of
diameter 2.3 mm. Elastics were engaged from the mini- the nasal cavity showed significant expansion. The infe-
plates in the infrazygomatic crest to that in the mandible rior border of the nasal bone moved anteriorly, with the
using 250 g of protraction force. In protocol 2, maxillary superior end showing a posterior movement. Point A and
skeletal expansion was also incorporated along with the tip of the central incisor moved anteriorly by
BAMP. This was done using MARPE, which is a bone- 0.32 mm and 0.32 mm, respectively.
borne palatal expander having 4 microscrews. The mi- The sagittal plane in protocol 2 showed that the for-
croscrews were inserted into the palate 3 mm lateral to ward displacement of all the points in the nasomaxillary
the midpalatine suture. These microscrews were complex is more than that obtained in protocol 1. The
attached to the expansion screw, and the arms of the maxilla showed more anterior movement, with ANS
expansion screw were designed to be soldered to the moving anteriorly and inferiorly by 0.60 mm and
bands of the first molars and first premolars. Here, along 0.29 mm, respectively. PNS also moved anteriorly and
with 250 g of protraction force, 800 g of palatal expan- inferiorly by 0.60 mm and 0.28 mm, respectively, indi-
sion force per side was applied bilaterally. Forces were cating a clockwise rotation of the maxilla. The amount
directed transversely at the site of insertion of micro- of expansion shown by the maxilla was seen to be
screws at the apex of the palate, 3 mm lateral to midpa- more than that in protocol 1. The expansion increased
latal suture. in a superoinferior direction with more expansion inferi-
The analysis was done using Ansys software (version orly. With the expansion, the zygomatic bone moved
12.1; Ansys, Canonsburg, Pa), in which the nodal and anteriorly, laterally, and superiorly and the amount of
element solutions were plotted for both protocols. Stress displacement was more than that in protocol 1. The
distribution and displacement of selected landmarks in lateral wall of the nasal cavity showed more lateral
the maxillofacial bone were analyzed. Displacements of movements. In contrast to protocol 1, the superior and
various craniofacial structures were evaluated along inferior ends of nasal bone moved anteriorly. Point A
the x-, y-, and z-coordinates. The x-coordinate indicates and the tip of the central incisor moved anteriorly to
transverse direction, y-coordinate indicates anteropos- the same extent.
terior direction, and z-coordinate shows vertical direc- The stress distribution in each suture is shown in
tion. Positive values in the x-axis indicate movements Table IV and Figures 4 and 5. In protocol 1, very mild
to the right side, and negative values show movements stress values were observed in the circummaxillary su-
to the left. In the y-axis, positive values show backward tures. The von Mises stress was found to be highest in
movement, and negative values indicate forward move- the zygomaticomaxillary suture (1.13 MPa). A gradual
ment. In the z-axis, upward movements are indicated by reduction in stress was observed in other sutures, namely
positive values, and negative values show the downward zygomaticotemporal, frontonasal, zygomaticofrontal,
movement of the maxillary complex. The landmarks to pterygomaxillary, and midpalatine sutures (0.13 MPa)

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4 Suresh, Sundareswaran, and Sathyanadhan

Fig 2. Three-dimensional FEMs of the craniomaxillary complex simulating protocol 1 (A and C) and
protocol 2 (B and D).

The von Mises stress and maximum principal stress


Table II. Maxillofacial landmarks used as reference
values were higher for protocol 2. The von Mises stress
points for the assessment of displacement
was the highest in the zygomaticomaxillary suture
Area of examination Selected landmarks (4.3 MPa), followed by zygomaticotemporal, pterygo-
Maxilla Frontal process of the maxilla maxillary, zygomaticofrontal, frontonasal, and least in
Nasion midpalatine sutures (0.26 MPa). On analyzing the prin-
Inferior part of nasal bone
cipal stress, the zygomaticomaxillary suture showed ten-
ANS
PNS sile stress medially and compressive stress laterally,
Point A which is similar to the stress pattern seen in protocol
Frontal process of the zygoma 1. However, the magnitude was increased. The principal
Maxillary process of zygoma stress shown by zygomaticotemporal suture is tensile,
Temporal process of the zygoma
and that seen in zygomaticofrontal suture is predomi-
Maxillary central incisor tip
Maxillary dentition Maxillary first molar’s palatal nantly compressive. Stresses in pterygomaxillary, fronto-
cusp tip in the occlusal plane nasal, and frontomaxillary sutures were predominantly
tensile. Midpalatal suture showed tensile stress
throughout the suture, with the amount of stress
in descending order. When evaluating the principal
decreasing from anterior to a posterior direction indi-
stresses, tensile stress was observed medially and
cating more expansion in the anterior maxillary region.
compressive stress laterally in the zygomaticomaxillary
suture. While the zygomaticotemporal suture showed
DISCUSSION
tensile stress, the zygomaticofrontal suture mainly
showed compressive stress. Pterygomaxillary suture Among the prevailing treatment modalities for skel-
showed both compressive and tensile stresses with pre- etal Class III malocclusion with maxillary deficiency,
dominance for tensile stress. The stresses in frontonasal skeletal anchorage has gained increasing importance in
and frontomaxillary sutures were predominantly tensile. maxillary protraction and expansion. The present study

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Suresh, Sundareswaran, and Sathyanadhan 5

Fig 3. Three-Dimensional FEM of the craniomaxillary complex showing displacement (in mm) after
protocol 1 (A-C) and protocol 2 (D-F). A and D, x-axis; B and E, y-axis; C and F, z-axis.

focused on the comparison with the craniomaxilllary ef- during maxillary protraction by 2 methods are
fects of BAMP with and without implant-supported compared.
maxillary expansion by a FEM analysis, as it is a nonin- When assessing the changes in the sagittal plane,
vasive, viable method to study force distribution, both protraction protocols were seen to be effective in
stress and strain in craniofacial skeleton during force advancing the maxillary complex as indicated by the for-
application. ward displacement of Point A, ANS, and PNS. The cur-
Assessing the stress distribution in the craniofacial rent study showed that MARPE produced a definite
skeleton is an important factor in understanding bone enhancement and increased displacement of the whole
remodeling. Many methods (laser holography, strain nasomaxillary complex in all 3 planes when used along
gauges, and photoelastic techniques) have been intro- with BAMP. The stress pattern in the craniomaxillary
duced to estimate the stress distribution in living tis- complex corresponds with the displacement pattern.
sues.14,15 However, they were not effective for Previous studies have reported that disruption of cir-
quantifying the stress in an internal area of living struc- cummaxillary sutures by rapid maxillary expansion en-
ture, in which the FEM analysis was found to be useful.16 hances the protraction effects on the maxilla using
In this study, the stress distribution and displacement FM.17,18 However, there are many clinical studies that
pattern in all the 3 planes in the craniofacial structures do not support the favorable influence of rapid maxillary

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6 Suresh, Sundareswaran, and Sathyanadhan

Table III. Displacement of selected nodes in protocol 1 and protocol 2 simulations (mm)
Protocol 1 Protocol 2

Landmarks x y z x y z
Frontal process of maxilla 0.017 0.037 0.110 0.044 0.151 0.151
Nasal bone 0.030 0.061 0.082 0.033 0.273 0.085
ANS 0.002 0.312 0.218 0.003 0.609 0.296
Point A 0.001 0.322 0.229 0.003 0.608 0.312
PNS 0.003 0.323 0.216 0.004 0.601 0.286
Frontal process of zygoma 0.004 0.006 0.058 0.016 0.044 0.081
Maxillary process of zygoma 0.024 0.157 0.065 0.031 0.036 0.058
Temporal process of zygoma 0.043 0.057 0.063 0.085 0.118 0.078
Maxillary central incisor tip 0.007 0.329 0.232 0.013 0.608 0.314
Maxillary first molar tip 0.005 0.326 0.233 0.017 0.604 0.284

2
Table IV. The stress distribution in sutures for protocol 1and protocol 2 simulations (N/mm )
Protocol 1 Protocol 2

Sutures von Mises stress Maximum principal stress von Mises stress Maximum principal stress
Midpalatal suture 0.13 0.258 0.262 0.771
Zygomatico maxillary suture 1.137 1.496 4.389 6.709
Zygomatico temporal suture 0.936 2.579 4.116 11.928
Fronto nasal suture 0.829 0.221 1.563 0.424
Pterygomaxillary suture 0.224 0.362 2.245 3.711
Zygomatico frontal suture 0.572 1.025 2.073 3.287
Fronto-maxillary suture 0.261 0.231 0.678 0.526

expansion on maxillary protraction.19,20 Finite element sutures with expansion. This explains the increased
studies on RME with FM have reported more forward displacement of the nasomaxillary complex obtained af-
movement of nasomaxillary complex during maxillary ter protraction along with MARPE.
protraction by facemask with rapid maxillary expan- When analyzing the changes in the vertical plane, the
sion.21,22 Our findings correlate with these studies with maxilla moved anteroinferiorly with a translatory motion
respect to the positive influence of expansion on pro- during protocol 1. There was no counterclockwise rota-
traction. Literature is scant regarding the effects of tion of the maxilla, as seen with FM protraction. This
expansion on BAMP. suggests the center of resistance of maxilla to be at
Sutures play a role in the growth of the craniofacial the key ridge as observed by Billiet et al.28 When the
region. The exogenous forces applied to the maxilla expansion was included with BAMP, a clockwise rotation
are transmitted to the distant structures in the craniofa- was noted in protocol 2. Generally, maxillary protraction
cial region by the sutures as mechanical stress and are is not preferred in patients with Class III malocclusion
measured as sutural strains. Sutural strains vary with with maxillary deficiency and open bite because of the
changes in the vector of the orthopedic forces.23 Previ- counterclockwise rotation tendency of the maxilla. The
ous studies reported significant changes in the circum- clinical significance of this study is that BAMP along
maxillary sutural system after maxillary with MARPE gives favorable outcomes in such patients
protraction.24-26 Jackson et al,27 in an animal study, with skeletal Class III malocclusion with open bite ten-
found that after maxillary protraction, skeletal remodel- dency or hyperdivergent growth pattern. However, liter-
ing occurred in circummaxillary sutures, and the amount ature is scant regarding the effect of MARPE on BAMP
of remodeling was found to be proportional to the orien- for early treatment of skeletal Class III malocclusion.
tation and distance of the suture from the applied force. Hence, it was not possible to compare our findings
The varying location and direction of protraction force with previous studies.
also result in changes in sutural expansion. In our study, In the transverse plane, medial movement of certain
the von Mises stress in all the circummaxillary sutures nodes in the anterior maxillary region was observed in
was more in expansion protocol than without expansion. protocol 1. This indicates anterior maxillary constriction
It indicates that more bone remodeling occurs in the by maxillary protraction. Anterior maxillary constriction

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Suresh, Sundareswaran, and Sathyanadhan 7

Fig 4. Three-dimensional FEM of the craniofacial sutures showing stress distribution (N/mm2) after
protocol 1: (A) midpalatal suture, (B) zygomaticomaxillary suture, (C) zygomaticotemporal suture,
(D) frontonasal suture, (E) pterygomaxillary suture, (F) zygomaticofrontal suture, and (G) frontomaxil-
lary suture.

during maxillary protraction with FM has been reported In the present study, the sutures associated with
in previous studies, which suggests a need for maxillary maximum von Mises stress were zygomaticomaxillary
expansion during protraction.19,29 Incorporation of and zygomaticotemporal sutures in both expansion
MARPE resulted in a triangular pattern of expansion an- and nonexpansion patients. However, the stress values
teroposteriorly and superoinferiorly, with the apex of the in sutures were much higher when expansion was incor-
triangle pointing superiorly and posteriorly. This indi- porated. This suggests the increased disarticulation of
cates the increased resistance to palatal expansion the craniofacial bones in protocol 2. Gautam et al33 re-
from the pterygomaxillary process. Park et al30 has also ported that the overall stresses after maxillary protrac-
reported a triangular pattern of expansion with MARPE tion with maxillary expansion were significantly higher
in the coronal plane. They observed a parallel expansion than protraction with FM alone. Our findings support
in the axial plane as well. this. Regarding the principal stress (first principal stress),
The maxillary incisors in this study showed less pro- the presence of both compressive and tensile stress in
clination in protocol 2. Retroclination of maxillary inci- some sutures indicated the complex movements of
sors after RME has been reported by Wertz,31 and it was craniofacial structures. In both protocols (protocol 1
said to be because of the dissipation of the gained arch and protocol 2), the predominant tensile stress shown
length, which was supposed to be due to the change in by the frontonasal and frontomaxillary sutures indicated
muscular tension and interseptal fiber reaction. San- translatory movement and clockwise rotation of the
glu and Hazar32 proposed that the maxillary inci-
dikçio maxilla, respectively.
sors proclined after RME, which is contradictory to our This study used the CT image of the skull of a 12-
results. year-old male patient as his age is obviously closer to

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8 Suresh, Sundareswaran, and Sathyanadhan

Fig 5. Three-dimensional FEM of the craniofacial sutures showing stress distribution (N/mm2) after
protocol 2: (A) midpalatal suture, (B) zygomaticomaxillary suture, (C) zygomaticotemporal suture,
(D) frontonasal suture, (E) pterygomaxillary suture, (F) zygomaticofrontal suture, and (G) frontomaxil-
lary suture.

the optimal timing for early treatment modalities. The in this study are linear elastic and isotropic. However,
FEMs here closely simulated the osseous and sutural in reality, bone is a more anisotropic structure. In
anatomy. This is important because if CT images of older addition, bone growth cannot be simulated in finite
patients are used, the resultant changes of osseous and element study; only the influence of internal stress
sutural anatomy will affect the final results. Although on bone growth can be determined. The study was
we are assigning the already established material proper- undertaken by considering the mandible as fixed to
ties to all the models, the above age factor is a definite the skull through condyles. Hence, changes in the
advantage in the present CT model used, making the craniofacial complex alone were assessed, excluding
findings more accurate. the mandible.
In many of the previous studies, the nasomaxillary
complex was modeled to be continuous, homogenous, CONCLUSIONS
and isotropic without suture grids. This would result in This study evaluated and compared the effects pro-
an error while analyzing the stress distribution in su- duced by MARPE on the stress distribution and displace-
tures. However, separate sutural grids were created, ment pattern during BAMP. The findings are as follows:
and hence the stress distribution in sutures may be
more accurate, enabling these findings to be used as 1. BAMP is seen to be effective in advancing the naso-
guidelines in clinical situations. maxillary complex. The incorporation of MARPE
The anatomy and material properties of the skull into this protocol produced further enhancement
differ from one person to the other. Thus, it will be and increased maxillary advancement.
difficult to create a perfect model with all ideal prop- 2. MARPE had a significant role in producing more
erties. The material properties assigned to the tissues clockwise rotation of the maxilla during BAMP.

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Suresh, Sundareswaran, and Sathyanadhan 9

3. MARPE exhibited a triangular pattern of expansion 9. Seth VA, Kamath P, Venkatesh MJ. A marvel of modern technol-
of the midface with the apex of the triangle pointing ogy: finite element model. Virtual J Orthod 2010;1:1-5.
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10 Suresh, Sundareswaran, and Sathyanadhan

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