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Digestive and Liver Disease 53 (2021) 171–182

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Digestive and Liver Disease


journal homepage: www.elsevier.com/locate/dld

Review Article

Update on gastroenteropancreatic neuroendocrine tumors


Valentina Andreasi a,b, Stefano Partelli a,b, Francesca Muffatti a, Marco F. Manzoni c,
Gabriele Capurso d, Massimo Falconi a,b,∗
a
Pancreatic Surgery Unit, Pancreas Translational & Clinical Research Center, OSR ENETS Center of Excellence, IRCCS San Raffaele Scientific Institute, Via
Olgettina 60, 20132 Milan, Italy
b
Vita-Salute San Raffaele University, Milan, Italy
c
Endocrinology Unit, OSR ENETS Center of Excellence, IRCCS San Raffaele Scientific Institute, Milan, Italy
d
Pancreato-Biliary Endoscopy and Endosonography Division, Pancreas Translational & Clinical Research Centre, OSR ENETS Center of Excellence IRCCS San
Raffaele Scientific Institute, Milan, Italy

a r t i c l e i n f o a b s t r a c t

Article history: The incidence gastroenteropancreatic neuroendocrine neoplasms (GEP-NENs) has dramatically risen over
Received 11 June 2020 the last three decades, probably due to the increased detection of asymptomatic lesions. The diagnostic
Accepted 21 August 2020
work-up for patients with suspected GEP-NENs is based on conventional imaging, endoscopy, pathology,
Available online 8 September 2020
and functional imaging, including 68 Gallium-DOTATATE PET and 18 F-FDG PET. The choice of the best treat-
Keywords: ment strategy should be based on the evaluation of tumor-related features and patient’s characteristics.
Gastroenteropancreatic neuroendocrine A conservative management, consisting of active surveillance or endoscopic resection, has been advo-
neoplasms cated for patients with small, incidentally discovered, nonfunctioning tumors without features of aggres-
Active surveillance siveness. On the other hand, surgery with lymphadenectomy, also with a minimally invasive approach,
Endoscopic resection represents the gold standard for the curative treatment of localized disease. Moreover, surgical resection
Surgery plays an important role also in the context of a multimodal treatment strategy for patients with advanced
GEP-NENs. Finally, a wide range of medical therapies, comprising somatostatin analogues, peptide recep-
tor radionuclide therapy, target therapies and several chemotherapy regimens, can be offered to patients
with advanced GEP-NENs not amenable of surgical resection, according to the biological and molecular
features of their disease.
© 2020 Editrice Gastroenterologica Italiana S.r.l. Published by Elsevier Ltd. All rights reserved.

1. Background surgical resection, and a broad range of medical treatments for pa-
tients with advanced disease. However, some issues related to GEP-
Gastroenteropancreatic neuroendocrine neoplasms (GEP-NENs) NENs management are still debated.
are a heterogeneous group of malignancies arising from the diffuse The present review critically analyses the recent literature, pro-
neuroendocrine system. viding an updated summary of epidemiology, diagnosis, and treat-
These neoplasms are generally considered less aggressive than ment of GEP-NENs.
their exocrine counterpart, although they exhibit a wide range of
aggressiveness depending on several factors, such as site of origin, 2. Epidemiology
stage, grade, and functionality [1].
The management of GEP-NENs is always based on a multidisci- GEP-NENs have been historically regarded as rare, but their in-
plinary approach that is inspired by guidelines, but always tailored cidence has risen dramatically over the last three decades [3,4].
on each single patient. In this context, the referral to specialized A recent population-based study from the Surveillance, Epidemiol-
centers with dedicated multidisciplinary teams is essential in or- ogy, and End Results program evaluated 64,971 patients with NENs
der to offer the most adequate treatment [2]. A wide variety of reporting a 6.4-fold age-adjusted incidence increase from 1973 to
treatment options is currently available, including active surveil- 2012 [5]. This growth occurred across all sites, disease stages and
lance or endoscopic resection for small and asymptomatic lesions, tumor grades, but it was particularly pronounced for localized,
low-grade tumors [5]. Consistently with this finding, a Canadian

study showed that, despite a marked overall incidence increase,
Corresponding author at: Pancreatic Surgery Unit, Pancreas Translational & Clin-
ical Research Center, IRCCS San Raffaele Scientific Institute, Via Olgettina 60, 20132 the percentage of patients with distant metastases remained sta-
Milan, Italy. ble over the course of 15 years [6]. These data support the hypoth-
E-mail address: falconi.massimo@hsr.it (M. Falconi). esis that the increased incidence of NENs may be related to the

https://doi.org/10.1016/j.dld.2020.08.031
1590-8658/© 2020 Editrice Gastroenterologica Italiana S.r.l. Published by Elsevier Ltd. All rights reserved.
172 V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182

increased detection of small and asymptomatic lesions [5,6]. Fur- not recognize small tumors, especially those located in the stom-
thermore, well-defined histological criteria able to allow a reliable ach, duodenum or small bowel [21]. In this regard, Pasquer et al.
identification of NENs have been defined only in recent years. In [22] found that CT was able to preoperatively identify only 21% of
particular, the 20 0 0 World Health Organization (WHO) classifica- SB-NETs. Furthermore, a recent study including patients with dis-
tion for NENs of the gastrointestinal tract [7] and the 2004 WHO tant metastases from unresected GEP-NETs reported that CT de-
classification for NENs of the pancreas [8] represent basic tools tected only 150 out of 197 primary tumors [23]. CT and MRI show
that have replaced all previous NENs classifications and terms (e.g. a similar sensitivity in terms of initial staging, although CT seems
APUDoma, carcinoid), leading to a more precise definition of NENs to be more accurate in defining vascular involvement [24]. On the
and to a consequently increased recognition of these tumors [9]. other hand, MRI with liver-specific contrast enhancement is more
The gastroenteropancreatic region represents the most common effective in the identification of liver and bone metastases [25,26].
localization of NENs, with small intestine (31%) and rectum (26%) In this regard, a recent experience reported that the addition of
being the most frequent primary sites [10]. The incidence of GEP- diffusion-weighted sequences to standard MRI revealed additional
NENs in the US has reached 3.65 cases per 10 0,0 0 0 inhabitants neuroendocrine metastases in 71% of patients [27].
in 2012 [5] and data from Europe and Asia have confirmed the
same trend [9,11]. Among GEP-NENs, the greatest incidence in- 3.2. Endoscopic procedures
crease has occurred for gastric (G-NENs) and rectal NENs (R-NENs)
[12,13], whereas the incidence of small bowel NENs (SB-NENs) has Endoscopic procedures with biopsy are the gold standard for
changed to a lesser extent [9]. This difference may be related to the diagnosis of gastric, duodenal and colorectal NENs [21,26,28].
the fact that the majority of SB-NENs are not detectable with endo- In particular, total colonoscopy is mandatory for all the patients
scopic techniques, differently from G-NENs and R-NENs [9]. Pancre- with R-NENs, in order to rule out a concomitant colon cancer and
atic and appendiceal NENs as well have become increasingly rec- other colorectal NENs, which can occur in up to 8% of cases [26].
ognized starting from the early ‘00s [5,14,15]. Endoscopic ultrasound (EUS) is also important as it represents the
It is likely that the real prevalence of GEP-NENs is much higher modality of choice for a better assessment of PanNENs and for
than that reported by population-based studies. This hypothesis achieving a pathological diagnosis [29]. Furthermore, it represents
is suggested by the high prevalence of small pancreatic neuroen- a key tool for the loco-regional staging of other gastrointestinal
docrine tumors (PanNETs) observed in autoptic studies [16]. More- NENs [30,31].
over, a recent series reported an incidental histological diagnosis Video-capsule endoscopy and double-balloon enteroscopy are
of small PanNETs or microadenomas in 4% of patients submitted additional endoscopic procedures that may be indicated when con-
to pancreatic resection for diagnoses other than PanNET [17]. It is ventional imaging fails to identify the primary tumor, especially in
then likely that many individuals are affected by small and asymp- the case of SB-NENs [24]. However, although these procedures in-
tomatic PanNETs that will remain unchanged for their entire life. crease the detection of SB-NENs [32], their routine use is not jus-
On the other hand, high-grade neoplasms represent a small tified [26] and the intraoperative bi-digital palpation of the whole
percentage of GEP-NENs [5] and few data are currently avail- small intestine remains the mainstay for the identification of mul-
able regarding the epidemiological distribution between well- tifocal lesions [24].
differentiated and poorly-differentiated NENs G3. A recent prospec-
tive one-year survey among French pathologists (PRONET study) 3.3. Pathology
included 778 patients with GEP-NENs, of which 14% had a G3 neo-
plasm [18]. Of these patients, 21 (20%) had a well-differentiated Pathological examination plays a pivotal role for determining
NET G3 [18]. A similar rate of GEP-NETs G3 (18%) had been re- an adequate management. A proper histological evaluation has the
ported also by a previous experience including 204 patients with role to confirm the neuroendocrine nature of the tumor and in-
high-grade GEP-NENs [19]. Regarding primary tumor site distribu- dicate its grade and differentiation. Moreover, the analysis of sur-
tion, several studies have suggested that well-differentiated GEP- gical specimens should always report the depth of invasion, the
NETs G3 are more often found in the pancreas. In this regard, Heet- presence of lymphovascular and/or perineural invasion, the status
feld et al. [19] observed that 65% of GEP-NETs G3 were of pancre- of resection margins and the nodal status. The latest WHO classi-
atic origin. Consistently, patients with PanNENs G3 included in the fication (Table 2) defines GEP-NENs as G1 (Ki67 < 3%), G2 (Ki67
NORDIC study displayed lower Ki67 values, higher rates of somato- 3-20%) and G3 (Ki67 >20%), according to Ki67 proliferative index
statin receptors positivity and longer overall survival as compared [33,34]. GEP-NENs G3 are further classified into two categories:
to patients with GEP-NENs G3 from other primary sites, suggesting well-differentiated (GEP-NETs) or poorly-differentiated (GEP neu-
that well-differentiated tumors are more represented among Pan- roendocrine carcinomas, GEP-NECs), according to cell morphology.
NENs [20].
3.4. Functional imaging
3. Diagnosis
Functional imaging studies are based on the expression of so-
matostatin receptors (SSTRs) by GEP-NETs. Historically, somato-
The diagnostic work-up for GEP-NENs is based on five pillars:
statin receptor imaging included 111 Indium pentetreotide scintig-
morphological imaging, endoscopic procedures, pathology, func-
raphy (Octreoscan®), but 68 Gallium(Ga)-DOTATATE PET/CT resulted
tional imaging, and circulating biomarkers.
to be more accurate and it has now become the preferred modality
[1]. More recently, 68 Ga PET/MRI has been proposed as an alterna-
3.1. Morphological imaging tive to PET/CT [35].
The execution of 68 Ga-DOTATATE PET is reccomended for a
Cross-sectional radiological examinations, including computed whole-body staging, but it can be useful also for the localization
tomography (CT) and magnetic resonance imaging (MRI), are of of an occult primary tumor [21,24,28,36,37]. 68 Ga PET/CT is able
paramount importance for the assessment of location and extent to detect a higher percentage of neuroendocrine lesions as com-
of GEP-NENs. Therefore, at least one high-quality imaging exam- pared to conventional imaging [38,39]. Recently, a series including
ination with contrast enhancement is mandatory for the initial 101 patients with NETs reported that 68 Ga PET findings drove the
staging of these neoplasms. However, morphological imaging may management in one third of cases, changing the management in
V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182 173

negatively correlated with prognosis [49,50]. 68 Ga-DOTATOC and


18 F-FDG PET/CT of a patient diagnosed with a locally advanced

PanNET with a single liver metastasis are shown in Fig. 2.

3.5. Biomarkers

Chromogranin A (CgA) represents the most used neuroen-


docrine biomarker, although its value is affected by several condi-
tions that significantly limit its accuracy [51]. In order to overcome
these limitations, a variety of alternative blood markers have been
investigated, although none of them has been already adopted in
the clinical practice [52,53]. One of the most promising biomarkers
is represented by a blood test panel of NET marker genes, derived
from the transcript profile of NET cells (NETest). Several series re-
ported that NETest had a good diagnostic accuracy [54]. Further-
more, NETest was identified as a valuable marker of treatment re-
sponse [55,56].

4. Management of small and asymptomatic well differentiated


Fig. 1. 68 Gallium-DOTATOC PET/CT showing a neuroendocrine bone metastasis (L1
left transverse process, indicated by the red arrow) in a patient previously submit- GEP-NETs
ted to distal pancreatectomy and peptide receptor radionuclide therapy (PRRT) for
a pancreatic neuroendocrine tumor (PanNET) G2. A conservative management consisting of endoscopic resec-
tion (ER) or active surveillance can be advocated for patients
with small, non-functioning (NF), well-differentiated, asymp-
half of patients previously referred to surgery [40]. Furthermore, tomatic GEP-NETs [21,24,28,36,37]. The management of these en-
the introduction of 68 Gallium-DOTATATE PET/CT in clinical practice tities varies according to the site of primary tumor, as shown in
has considerably increased the detection of bone metastases from Table 1.
GEP-NENs [38,41] (Fig. 1).
68 Ga-PET is also critical for the determination of radiotracer 4.1. Gastric NETs (G-NETs)
uptake that correlates with response to peptide receptor radionu-
clide therapy (PRRT) [42]. Differential diagnosis with other patho- G-NETs are classified into three categories according to the
logical conditions associated with SSTRs overexpression should be background gastric pathology [21].
taken into account. In particular, false positive 68 Ga PET uptakes Type I G-NETs are associated with atrophic body gastritis and
have been observed in patients with non-neuroendocrine neo- usually present as small, multiple, low-grade tumors limited to the
plasms (e.g. meningiomas, metastases from renal cancer and solid mucosal/submucosal layer of the gastric body-fundus [57]. The risk
serous cystadenoma) as well as in several non-neoplastic condi- of metastases is low (2-5%) and the prognosis is excellent [21,57].
tions (e.g. pancreatic uncinate process activity, fractures, vertebral The management of type I G-NETs is mainly defined by tumor
hemangiomas, splenosis) [43]. size and depth of invasion, which have been identified as strong
On the other hand, SSTR imaging is frequently negative in pa- prognostic factors [21,58,59]. On the other hand, the role of tumor
tients with insulinomas, due to a lower expression of SSTRs as grade in this setting is still unclear, as conflicting results have been
compared with other GEP-NETs [44]. Hence, a different molecular reported [59,60]. Therefore, according to current guidelines [21,26],
target has been investigated for the successful localization of these a conservative management should be preferred over surgical re-
tumors. In this setting, the glucagon-like peptide-1 receptor (GLP- section for patients with type I G-NETs limited to the submucosal
1R) was identified as a promising candidate, due to its overexpres- layer. Specifically, endoscopic surveillance on a yearly basis can be
sion in nearly 100% of benign insulinomas [45], and exendin-4, a considered for lesions ≤ 1 cm [26], whereas ER by endoscopic
stable analogue of GLP-1, was used for the development of radiola- mucosal resection (EMR) with cap aspiration or ligation-assisted
belled GLP-1R ligands. In this regard, a prospective series reported or endoscopic submucosal dissection (ESD) is reccomended for le-
a 94% accuracy of 68 Ga-DOTA-Exendin-4 PET/CT in the localization sions 1-2 cm without muscular invasion nor suspicious perigastric
of benign insulinomas, as compared to 68% for MRI [46]. Therefore, lymph nodes [26,57,61]. Several experiences confirmed the safety
this functional imaging technique might be considered when pre- of ER, in terms of development of metastases and disease-related
operative localization of insulinomas fails with conventional imag- death during follow-up [62–64], despite a higher rate of local re-
ing. On the other hand, FDOPA-PET can be useful for the initial currence as compared to surgical resection [62,64].
and postoperative evaluation of SB-NENs, as a high FDOPA uptake Type II G-NETs develop in the context of Multiple Endocrine
is specific to NENs with high amino-acid metabolism, especially Neoplasia type 1 (MEN-1) syndrome and their management de-
SB-NENs [26]. This functional imaging technique is more sensitive pends on the simultaneous presence of duodenal or pancreatic
than morphological imaging and somatostatin receptor scintigra- NETs requiring surgical resection [21].
phy, but it has been poorly compared with 68 Gallium-DOTATATE Finally, patients with type III G-NENs are generally not candi-
PET. dates to ER, as they usually present with advanced lesions. How-
Finally, the role 18 F-FDG PET/CT in the diagnostic algorithm of ever, the management of type III G-NETs < 2 cm is not defined
GEP-NENs is still unclear, as conflicting results have been reported and a conservative strategy might be considered as initial treat-
[47]. This functional examination is not routinely performed, as ment in highly selected patients [26,65,66]. In this regard, Min
GEP-NETs are generally slow-growing tumors with low glycolytic et al. [66] analysed the outcomes of 22 patients submitted to ER
activity. However, 18 F-FDG PET might be useful for detecting ag- or wedge resection for type III G-NETs G1 limited to the submu-
gressive neoplasms with high Ki67 proliferative index and low cosal layer, without lymphovascular invasion, reporting no disease
SSTRs expression [48]. Furthermore, 18 F-FDG uptake seems to be recurrence in patients with tumors ≤ 1.5 cm.
174 V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182

Fig. 2. 68 Gallium-DOTATOC PET/CT (A-C) and 18 F-FDG PET/CT (B-D) of a patient diagnosed with a locally advanced pancreatic neuroendocrine tumor (PanNET) with a single
liver metastasis (indicated by the red arrow). Both primary tumor (A) and liver metastasis (C) display a high 68 Gallium uptake. The primary tumor has also a high 18 F-FDG
uptake (B), whereas the liver metastasis is negative at the metabolic imaging (D).

Table 1
Management of small well-differentiated gastroenteropancreatic neuroendocrine tumors (GEP-NETs).

Primary Tumor Site Criteria to be fulfilled for a conservative management Type of management

Stomach • Type I-II G-NETs


a
Endoscopic surveillance (G-NETs ≤ 1 cm)
• Tumor limited to the submucosal layer Endoscopic resection (G-NETs 1-2 cm)
Duodenum • Not ampullary/periampullary location Endoscopic resection
• Nonfunctioning tumor
• Tumor size ≤ 1 cm
• Tumor limited to the submucosal layer
• G1
Pancreas • Nonfunctioning tumor Active surveillance
• Tumor size ≤ 2 cm
• No symptoms
• No dilation of the main pancreatic duct/bile duct
Small bowel Surgical resection with lymphadenectomy is always
recommended
Appendix • Tumor size ≤ 1 cm Appendectomy
R0 resection
• Mesoappendix infiltration < 3 mm
• Location at middle/tip of appendix
• G1
• No lymphovascular invasion
Colon Surgical resection with lymphadenectomy is always
recommended
Rectum • Tumor size ≤ 15 mm Endoscopic resection (R-NETs ≤ 1 cm)
• Tumor limited to the submucosal layer
• G1 Transanal endoscopic microsurgery (R-NETs 10-15 mm with
submucosal invasion)
• No lymphovascular invasion
• No atypical endoscopic aspect

G-NET, gastric neuroendocrine tumor; R-NET, rectal neuroendocrine tumor.


a
The management of type II G-NETs depends on the simultaneous presence of duodenal or pancreatic NETs requiring surgical resection.
V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182 175

Table 2
World Health Organization (WHO) classification for neuroendocrine neoplasms of the gastrointestinal tract and hepatopancreatobiliary organs [33].

Definition Cell morphology Ki67 proliferative index Mitotic count

NET G1 Well-differentiated < 3% <2


NET G2 3 – 20% 2 – 20
NET G3 > 20% > 20
NEC G3 Poorly-differentiated > 20% > 20
Small-cell type
Large-cell type
MiNEN Well- or poorly-differentiated Variable Variable

NET, neuroendocrine tumor; NEC, neuroendocrine carcinoma; MiNEN, mixed neuroendocrine-non-neuroendocrine neoplasm.
Mitotic rates are expressed as the number of mitoses/2 mm2 determined in 50 fields of 0.2 mm2 ; Ki-67 proliferative index is determined by counting ≥ 500 cells in the
regions of highest labelling; the final grade is based on the proliferation index that places the neoplasm in the higher-grade category.

4.2. Duodenal NETs (D-NETs) mance status in patients undergoing surgical management. Consis-
tently, no differences in terms of disease-specific survival between
The management of incidentally discovered D-NETs mainly de- AS and surgery were demonstrated in another study [77].
pends on tumor location, functionality, size, grade, depth of inva- Nevertheless, a “watch and wait” management for small, asymp-
sion, and evidence of nodal or distant metastases [21,57]. tomatic NF-PanNETs is still not widely accepted [78]. The physi-
Lesions located in the ampullary/periampullary region have to cian’s attitude is still influenced by several factors such as patients’
be considered as a separate entity, due to their more aggressive age and tumor grading. Young age is one of the main determi-
behaviour and poorer prognosis as compared to other D-NETs [67]. nants of the surgical choice [74,75], due to the lack of long-term
Therefore, surgical resection is always recommended, irrespective data on the natural history of these small lesions. However, since
of tumor size, for patients with ampullary/periampullary D-NETs no clear correlation between age and risk of NF-PanNETs malig-
[21,26]. Similarly, functioning D-NETs, including gastrinomas and nancy has been demonstrated, the indication for surgery in young
ampullary-type somatostatin producing NETs, always require sur- patients is not always justified [79]. Another factor that may lead
gical treatment, due to high rates of local infiltration and nodal to surgical treatment of small NF-PanNETs is the finding of a G2-
metastases [68,69]. tumor on preoperative fine needle aspirate (FNA) samples. Con-
However, also other tumor-related features should be consid- flicting results have been reported regarding the reliability of cy-
ered [26,70]. A recent series including 44 D-NETs submitted to ER tological grading [74,75]. For sure, the value of Ki67 determined on
or surgical resection identified tumor size >10 mm, invasion be- FNA samples of small PanNETs should be taken with extreme cau-
yond the submucosa, tumor grade G2 and lymphovascular inva- tion and the treatment of preoperatively determined G2, asymp-
sion, as risk factors for nodal metastases [71]. Consistently, cur- tomatic, NF-PanNET ≤ 2 cm should be weighted with the risk
rent guidelines suggest that a conservative management based on related to surgery and with patient’s expectations. On the other
ER can be proposed safely only to patients diagnosed with asymp- hand, surgery is always mandatory in the presence of bile duct or
tomatic D-NETs G1 ≤ 1 cm, limited to the submucosal layer, when main pancreatic duct (MPD) dilation, that represent additional risk
the presence of nodal metastases has been ruled out [21,26]. In factors for malignant behaviour [75,80]. Preoperative CT and MRI
contrast to these indications, a recent review by Neißen et al. of a patient with a small NF-PanNET with dilation of the MPD are
[72] reported that D-NETs < 1 cm are associated to nodal metas- shown in Fig. 3.
tases in 20% of cases. However, this high rate of nodal involve-
ment may be related to a selection bias due to the presence of 4.4. Small bowel NETs
more aggressive tumors in surgical series and to the fact that also
ampullary D-NETs were considered in this analysis [72]. Regard- The incidental diagnosis of SB-NETs is rare and generally made
ing post-procedural outcomes, ER of D-NETs is associated with a during exploratory laparotomies performed in an emergency set-
significant risk of complications and difficulty to achieve a radical ting for intestinal obstruction. The majority of SB-NETs display fea-
resection. Cap aspiration or ligation-assisted EMR should be pre- tures of aggressiveness (e.g. nodal metastases) even when < 1 cm
ferred over standard polipectomy or simple EMR due to the higher [81] and therefore these neoplasms should be always treated with
rates of R0 resection, whereas ESD should be avoided due to the intestinal resection associated to lymphadenectomy [24].
high risk of duodenal perforation [26].
4.5. Appendiceal NETs (A-NETs)
The management of D-NETs measuring 1-2 cm is still not stan-
dardized, although the risk of malignancy is significantly higher as
A-NETs are frequently diagnosed incidentally at final patho-
compared to lesions < 1 cm [26,70,72].
logical examination after appendectomy performed for acute ap-
pendicitis [82]. A preoperative incidental diagnosis is extremely
4.3. Pancreatic NETs rare, as differential diagnosis with acute appendicitis is difficult
[61]. Appendectomy usually represents the definitive treatment for
An active surveillance (AS) strategy has been advocated for pa- small A-NETs (≤ 1 cm) with a limited mesoappendix infiltration
tients with asymptomatic, NF-PanNETs ≤ 2 cm [36,37] and several (< 3 mm), located at the middle/tip of the appendix, graded as G1
studies [73] have demonstrated safety and feasibility of this ap- and without lymphovascular invasion after a R0 resection [26,83].
proach. Consistently, two recent series [74,75] reported that no pa- On the other hand, there is no recommendation on whether sim-
tients submitted to AS developed distant or nodal metastases and ple appendectomy or additional right hemicolectomy (RHC) is the
that relevant tumor growth occurred only in a small percentage most appropriate treatment for A-NETs G2 ≤ 1 cm [26].
(2-7%) of cases during follow-up. On the contrary, Assi et al. found
that a conservative management was safe only for patients with 4.6. Colorectal NETs
tumors < 1 cm and surgical resection was associated with an over-
all survival (OS) benefit in patients with tumors measuring 1-2 cm Colonic (C-NETs) and rectal NETs (R-NETs) should be regarded
[76]. However, these results are probably biased by a better perfor- as two distinct clinical entities, since C-NETs have more aggressive
176 V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182

Fig. 3. CT scan (A) and MRI (T1 phase) (B) with contrast enhancement showing a 6 mm PanNET of the pancreatic body associated to a dilation of the main pancreatic duct
(up to 7 mm).

features and worse survival outcomes, as compared to R-NETs [84]. 5.2. Duodenal NETs
Since C-NETs are generally high-grade, poorly-differentiated neo-
plasms, surgical resection followed by a strict surveillance is rec- Radical surgery with lymphadenectomy is recommended for pa-
ommended whenever feasible [28]. On the other hand, R-NETs tients with D-NETs ≥ 2 cm and/or extending beyond the submu-
are usually small, low-grade tumors with low risk of metastases. cosal layer and/or with an ampullary-periampullary location [21].
In particular, incidentally discovered R-NETs ≤ 1 cm, limited to Pancreaticoduodenectomy (PD) is the procedure of choice as it al-
mucosal or submucosal layers, without features of aggressiveness lows performing a proper staging of lymph nodes (LN) that are in-
(atypical endoscopic aspect, tumor grade G2 and lymphovascular volved in the 40-60% of cases [69,89]. A recent series found that
invasion) can be safely managed by ER [28,31,85,86]. According to a regional lymphadenectomy with ≥ 8 resected LN is needed in
the French Intergroup guidelines, advanced ER techniques should order to guarantee an accurate staging in D-NETs [90]. The role of
be preferred to standard polipectomy or EMR due to the high parenchyma-sparing surgery in this setting is still not well-defined,
rate of positive margins [26]. For lesions < 10 mm, cap aspiration although an ampullary resection might be considered for small (<
or ligation-assisted EMR are suggested, whereas ESD is more fre- 10-15 mm) periampullary D-NETs without nodal metastases, espe-
quently performed for lesions measuring 10-15 mm [26]. Transanal cially in patients with comorbidities who are unfit for PD [26].
endoscopic microsurgery (TEM) is another available option: the ad-
vantage of this technique compared to ER is represented by the 5.3. Pancreatic NETs
possibility to perform a full-thickness resection of the lesion, thus
avoiding segmental resection surgery [31]. Chen et al. considered A formal pancreatic resection with a standard lymphadenec-
59 patients submitted to TEM for R-NETs reporting a complete tomy is reccomended for all the patients with NF-PanNETs > 2
clearance of surgical margins and no disease recurrence in all the cm as well as for those with symptoms or radiological features
cases [87]. TEM represents nowadays the reference resection tech- of aggressiveness [24,37]. The presence of nodal involvement is
nique for T1 R-NETs measuring 10-15 mm and invading the sub- one of the most powerful prognostic factors after curative surgery
mucosa, especially when located in the low-intermediate rectum [91–93] and the prognostic significance of the number of PLN has
[31]. Salvage resection by ESD or TEM can be performed for R- been recently demonstrated [94,95]. There is still no consensus
NETs at low metastatic risk with an initial R1 ER. No follow-up about the minimum number of LN to be harvested in order to en-
is required for completely resected R-NETs < 10 mm with no risk sure a proper nodal staging, but it seems that 13 and 7 LN repre-
features [26]. sent an adequate number of nodes to be examined after PD and
distal pancreatectomy, respectively [94,96].
5. Surgical treatment of localized GEP-NETs Parenchyma-sparing resections, including enucleation, mid-
dle pancreatectomy and middle-preserving pancreatectomy [97],
Surgery represents the backbone for the curative treatment of represent an alternative option for the treatment of functioning
well-differentiated GEP-NETs. Different surgical strategies are rec- PanNETs and small NF-PanNETs [24]. The main advantage of
ommended according to the site of the primary tumor. conservative resections consists in a reduced risk of developing
pancreatic insufficiency, as compared to formal resections [98,99].
5.1. Gastric NETs On the other hand, the main concern is related to inadequate
clearance of surgical margins during enucleation and to the
Tumor type is the main determinant for surgical indications in absence of a standard lymphadenectomy.
patients with G-NETs [60,88]. Current guidelines recommend local
excision or partial gastrectomy with lymph node picking for stage 5.4. Small bowel NETs
T2 (or above) type I G-NETs or in the presence of positive margins
after ER [21,26]. The management of type II G-NETs should be al- A radical resection of the primary tumor(s) associated to a lym-
ways discussed in a multidisciplinary setting, as it strictly depends phadenectomy along the superior mesenteric root and around the
on the presence or absence of other GEP-NETs such as gastrinomas mesentery is recommended in all the patients with localized SB-
[21]. Regarding type III G-NENs, it is crucial to evaluate their dif- NETs, whenever feasible [24,26,100]. A standard lymphadenectomy
ferentiation [60]. According to the localization of the lesion and its should be always performed [24] as nodal metastases are found
extension, total or partial gastrectomy with lymphadenectomy are in 80-90% of patients with SB-NETs [101]. Retractile mesenteritis,
generally recommended in the presence of poorly-differentiated G- large mesenteric LN and/or resectable peritoneal carcinomatosis
NECs [21]. On the other hand limited resections may be considered should not contraindicate surgery [26]. The proper number of LN
for patients with well-differentiated forms [60]. to be resected is still undefined, but it seems that ≥ 8 LN should
V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182 177

be examined in order to accurately stage these patients [102,103]. advantages of MIS in terms of short-term postoperative outcomes
Lymphadenectomy along the superior mesenteric artery trunk up [113,114]. Furthermore, similar recurrence and survival rates were
to the retropancreatic area has been suggested, but its usefulness reported between patients submitted to laparoscopic/robotic and
requires further confirmation [26]. An adequate lymphadenectomy open resections for PanNENs [115]. Regarding the comparison be-
does not require an extended small bowel resection, as no corre- tween different minimally invasive approaches, some retrospective
lation between the number of resected LN and the length of small experiences compared laparoscopic and robotic DP performed for
bowel specimen has been found [101]. The surgical approach of PanNENs, reporting lower conversion rates after robotic DP [116].
SB-NETs should follow two precise criteria. First, an intraoperative On the other hand, a relevant advantage for the laparoscopic ap-
bi-digital palpation of the whole small intestine should always be proach was found in terms of total costs [117].
performed in order to detect multifocal lesions [24]. Second, the
so-called “pizza-pie” resection rule should be abandoned, in favour 6. Surgical management of high-grade and metastatic
of a small intestinal-sparing strategy [22,26,101]. GEP-NENs

5.5. Appendiceal NETs 6.1. Surgery for GEP-NENs G3

The appropriate management of A-NETs is still controversial The role of surgery for GEP-NENs G3 is still debated. Accord-
[82]. As a rule of thumb, appendectomy is considered curative for ing to some retrospective series, radical surgical resection is asso-
A-NETs < 1 cm, whereas RHC is recommended for tumors > 2 ciated with a survival benefit as compared to systemic therapies or
cm [83] or in the presence of atypical histology (e.g. goblet cell palliative resection alone in patients with localized GEP-NENs G3
adenocarcinoma) [26]. The management of A-NETs measuring 1- [118–121], especially when well-differentiated [120,121]. Further-
2 cm should be tailored according to the presence of other risk more, a possible survival benefit has been recently reported also
features (mesoappendix invasion, location in the appendiceal base, for highly selected patients with metastatic well-differentiated
tumor grade, lymphovascular invasion and R1 resection) [26,83]. PanNETs G3 submitted to radical surgery [121,122]. Therefore, sur-
According to a recent retrospective experience including 435 pa- gical resection represents a valuable option for patients with GEP-
tients submitted to surgery for A-NETs, tumor size >15 mm and/or NETs G3, whereas it should be carefully considered for patients
grading G2 and/or lymphovascular invasion represent indications with localized GEP-NECs G3 and completely avoided for metastatic
for oncological radicalization [104]. On the other hand, the prog- GEP-NECs G3. Concerning the role of adjuvant therapy in this set-
nostic significance of mesoappendix invasion and tumor location ting, no additional survival benefit from this treatment was re-
in the appendix has been questioned by several recent series cently reported in patients submitted to surgery with curative in-
[82,104–106]. No postoperative follow-up is required for patients tent for GEP-NENs G3 [122]. On the other hand, current French In-
considered cured after simple appendectomy as well as for those tergroup guidelines report that adjuvant chemotherapy with etopo-
submitted to RHC with lymphadenectomy for A-NETs < 2 cm, with side + cisplatin should be considered after surgical resection per-
low Ki67 and without nodal metastases [26]. formed with curative intent for poorly-differentiated GEP-NECs G3
[26].
5.6. Colonic NETs
6.2. Surgery for metastatic disease
Current guidelines recommend localized colectomy with lym-
phadenectomy for the treatment of localized C-NETs [107]. Nodal Surgical resection plays an important role also in the multi-
dissection should be always performed, as the presence of modal management of patients with metastatic disease [24]. Ac-
nodal metastases is one of the most powerful prognostic factors cording to current guidelines, surgery with curative intent should
[108] and the prognostic significance of the number of PLN has be considered in the presence of GEP-NETs G1-G2 with resectable
been recognized as well [109]. However, no consensus exists for or potentially resectable liver metastases, when extra-abdominal
a minimal number of LN to be sampled, but it seems that the op- disease has been ruled out [24,26,37,123]. On the other hand, pal-
timal number is close to 12 [109]. liative resection of the primary tumor is generally recommended to
relieve symptoms related to hormonal hypersecretion and mass ef-
5.7. Rectal NETs fect [24]. More recently, several retrospective experiences reported
a survival advantage for patients undergoing palliative resection
The management of R-NETs should be guided by the presence of the primary tumor in the presence of unresectable metastases
of predictors of nodal involvement, including tumor size ≥ 15 mm, [124,125]. This benefit was particularly pronounced for young pa-
atypical endoscopic aspect, invasion of the muscular layer, tumor tients with GEP-NETs G1-G2 [125]. In the context of PanNENs, the
grade G2-G3 and lymphovascular invasion [28,31,85,86]. When one most appropriate candidates for palliative resection of the primary
or more of these features are present, a formal oncologic low ante- tumor are those patients with G1-low G2 PanNETs located in the
rior resection with total mesorectal excision should be performed pancreatic body/tail, with no or low disease progression after sev-
[26,28]. Also in this setting, the number of PLN has been iden- eral months of surveillance or medical treatment. On the other
tified as an independent prognostic factor [110], but the optimal hand, indications for palliative PD are exceptional, due to the high
extent of lymphadenectomy is not yet defined. A nodal dissection morbidity and to the presence of a bilio-enteric anastomosis that
extended to pelvic and/or obturator canal regions should be per- will strongly limit future locoregional treatments [26]. It has been
formed whenever suspicious LN are identified [31,111]. Postopera- observed that the resection of the primary tumor enhances the ef-
tive follow-up should be based on regular endoscopic examinations ficacy of other treatments by reducing the disease burden [126].
and abdominal/pelvic MRI [26]. Hepatic cytoreduction represents another surgical option, that may
ameliorate symptoms and prolong survival [127], also controlling
5.8. Minimally invasive surgery oligometastatic disease progression [128]. Finally, liver transplanta-
tion (LT) can be considered for highly selected patients with neu-
Minimally invasive surgery (MIS) has gained wide acceptance roendocrine liver metastases fulfilling strict inclusion criteria [129].
over the last few decades for the treatment of GEP-NETs [112,113], Patients who undergo LT have a greater survival benefit as com-
especially PanNETs. Several retrospective studies demonstrated the pared with those undergoing alternative treatments [129] although
178 V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182

it has been estimated that only 1% of patients with metastatic GEP- of patients with progressive, locally advanced or metastatic, well-
NENs can be candidates for LT [123]. differentiated PanNETs [138]. This indication is based on the results
of a phase 3 study that demonstrated a statistically significant im-
7. Medical treatment of advanced GEP-NENs provement in PFS on the sunitinib arm as compared to the placebo
arm in patients with low-intermediate grade progressive PanNETs
Several options are available for the management of advanced [141].
GEP-NENs.
7.4. Chemotherapy
7.1. Somatostatin analogues (SSAs)
Systemic chemotherapy is generally reccomended for pa-
tients with progressive or bulky GEP-NETs and in those with
SSAs (octreotide LAR and lanreotide) are generally indicated
high-grade GEP-NENs. Platinum-based chemotherapy with cis-
for patients with well-differentiated GEP-NETs with two aims: 1)
platin/carboplatin and etoposide/irinotecan is recommended
symptoms control in patients with functioning tumors; 2) antineo-
for patients with poorly-differentiated NECs G3 [142]. On the
plastic treatment in patients with locally advanced or metastatic
other hand, well-differentiated PanNETs are particularly sen-
G1-G2 GEP-NETs expressing SSTRs and with a low burden of dis-
sitive to streptozocin (STZ) or temozolomide (TEM), typically
ease [26,123]. Two phase 3 randomized controlled trials, reported
combined with 5-fluorouracile or capecitabine. European Neuroen-
a significantly better progression-free survival (PFS) in the SSA
docrine Tumor Society (ENETS) guidelines recommend STZ-based
treatment group, compared to the placebo group, in patients with
chemotherapy for patients with PanNETs G1-G2 with high tumor
metastatic midgut NETs [147] and advanced NF enteropancreatic
burden and/or when a significant tumor progression occurs in <
NETs G1-G2 [148]. More recently, the CLARINET open-label exten-
6-12 months [26,123]. When the disease is predominantly located
sion study suggested that long-term treatment with lanreotide is
in the liver, a transarterial embolization or chemoembolization
safe and well-tolerated [130]. Concerning the long-term outcomes
using STZ can be performed, unless a biliary anastomosis or a
of patients enrolled in the PROMID trial, OS was similar in patients
stent or a complete portal thrombosis are present [26]. However,
receiving octreotide or placebo [131]. However, the crossover of the
the capecitabine-temozolomide (CAP/TEM) regimen is nowadays
majority of patients in the placebo group to octreotide may have
gaining popularity and replacing STZ-based chemotherapy. Several
confounded these data.
studies evaluating TEM-based chemotherapy reported response
rates up to 70%, with the highest ones for CAP/TEM in patients
7.2. Peptide receptor radionuclide therapy (PRRT) with PanNETs [143,144]. Other recent data from an ongoing phase
2 randomized trial showed a PFS and OS improvement in the
PRRT is another antineoplastic treatment for patients with un- CAP/TEM group, as compared to TEM alone, among 144 patients
resectable or metastatic well-differentiated GEP-NETs G1-G2 ex- with progressive PanNETs G1-G2 [145]. The best duration of
pressing SSTRs [132]. CAP/TEM treatment is still controversial although Chatzellis et al.
The value of PRRT was demonstrated by several sing-arm stud- recently reported that this regimen is effective and safe even after
ies [133,134] and by a recent phase 3 trial (NETTER-1) that re- prolonged (> 12 months) administration [146].
ported a markedly longer PFS in patients affected by advanced
midgut NETs treated with 177 Lu-DOTATATE PRRT + octreotide, as 7.5. Medical management of PanNETs G3
compared to those who underwent octreotide alone [135]. In the
experimental group, an OS benefit was reported after interim anal- Well-differentiated GEP-NETs G3 represent a new diagnostic
ysis [135]. and clinical entity, and their optimal management is still not stan-
PRRT could represent a valuable option also in a salvage set- dardized. Being the pancreas the most frequent primary tumor site
ting, as patients who respond to PRRT but subsequently progress [19,20], PanNETs G3 deserve a separate mention. As previously re-
can be retreated with PRRT [136]. PRRT may also be considered ported, current guidelines recommend surgical resection for local-
as a potential neoadjuvant treatment in patients with borderline ized well-differentiated PanNETs G3 [37,147] and no data suggest
resectable tumors to downsize the neoplasm [137]. A PFS benefit a benefit from adjuvant treatment [120,148]. On the other hand,
has been observed in patients with PanNETs undergoing curative chemotherapy represents the gold standard in patients with ad-
surgery after neoadjuvant PRRT, as compared to those submitted vanced or metastatic PanNETs G3 [123]. In this setting, several
to upfront surgery [137]. chemotherapy regimens have been investigated: PanNETs G3 with
Finally, a liver selective internal radiation therapy (SIRT) using Ki67 below 55% should be managed similarly to PanNETs G1-G2,
90 Yttrium microspheres can be considered in very selected patients
whereas PanNETs G3 with Ki67 higher than 55% require a man-
with military hepatic metastases, impaired liver function and/or agement in line with that of PanNECs G3 [148]. Based on current
contraindications to (chemo)-embolization [26]. evidence, the CAP/TEM regimen seems to represent a reasonable
first-line therapy for patients with well-differentiated PanNETs G3
7.3. Targeted therapies with Ki67 < 55% [37,148], with objective response rates ranging
between 33% and 70% [1]. In this regard, Strosberg et al. reported
Targeted therapies for NETs include everolimus and sunitinib. high and durable response rates in patients with metastatic Pan-
Everolimus, an oral inhibitor of the mammalian target of ra- NENs G3 treated with a combination of capecitabine (from day
pamycin, is registered for treatment of advanced, progressive Pan- 1 to 14) and temozolomide (from day 10 to 14) [143]. Further-
NETs and G1-G2 NF-NETs of gastrointestinal and lung origin [138]. more, a recent multicenter retrospective review including 118 pa-
These indications are based on two phase 3 randomized controlled tients with metastatic/unresectable GEP-NENs G3 (75% pancreatic)
trials (RADIANT-3 and RADIANT-4) that demonstrated a PFS advan- showed that NETs G3 had better clinical and oncological outcomes
tage in patients treated with everolimus as compared to placebo as compared to poorly-differentiated neoplasms. Therefore, TEM-
[139,140]. based regimens should be regarded as a valuable treatment option
Sunitinib is an oral multi-targeted antiangiogenic agent in- in this setting [149]. As a second-line strategy for treating these
hibiting endothelial growth factor receptors and platelet-derived patients, irinotecan in addition to 5-fluorouracil (FOLFIRI) can be
growth factor receptors. Sunitinib is registered for the treatment considered [150]. On the other hand, when PanNETs G3 display a
V. Andreasi, S. Partelli and F. Muffatti et al. / Digestive and Liver Disease 53 (2021) 171–182 179

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Declaration of Competing Interest
doi:10.1093/annonc/mds276.
[21] Delle Fave G, O’Toole D, Sundin A, Taal B, Ferolla P, Ramage JK, et al. ENETS
The Authors declare that there are no conflicts of interest asso- consensus guidelines update for gastroduodenal neuroendocrine neoplasms.
Neuroendocrinology 2016;103:119–24. doi:10.1159/0 0 0443168.
ciated with this publication and there has been no financial sup-
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search Fellowship of Dr. Francesca Muffatti. Authors thank the ERN ENETS consensus guidelines for standard of care in neuroendocrine tumours:
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