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Progress in Energy and Combustion Science 93 (2022) 101037

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Progress in Energy and Combustion Science


journal homepage: www.elsevier.com/locate/pecs

Micro/nano-encapsulated phase-change materials (ePCMs) for solar


photothermal absorption and storage: Fundamentals, recent advances, and
future directions
Samah A. Albdour a, Zoubida Haddad b, Omar Z. Sharaf a, Anas Alazzam a, c, Eiyad Abu-Nada a, *
a
Department of Mechanical Engineering, Khalifa University of Science and Technology, P.O. Box 127788, Abu Dhabi, UAE
b
Ecole Nationale Supérieur des Sciences de la Mer et de l’Aménagement du Littoral (ENSSMAL), Campus Universitaire de Dely Ibrahim Bois des Cars Dély, 16320
Ibrahim, Algeria
c
System on Chip Lab, Khalifa University, P.O. Box 127788, Abu Dhabi, UAE

A R T I C L E I N F O A B S T R A C T

Keywords: Building on their dual functionality for solar photothermal absorption and storage, slurries/dispersions of micro/
Phase change material nano-encapsulated phase-change materials (ePCMs) are capable of revolutionizing the solar-thermal industry.
Micro/nano encapsulation Yet, to facilitate their transition from the research and development stage into market adoption and penetration,
Solar thermal
there is a dire need for a methodical understanding of the design criteria, fabrication techniques, application
Thermal energy storage
Direct solar absorption
areas, and technical challenges of these novel solar concepts in light of state-of-the-art advances. This work
Encapsulated PCM slurry thoroughly addresses these needs with a focus on slurries/dispersions with solid-liquid PCM cores for latent heat
Optical properties storage and surface-engineered shells for solar radiation extinction. By dividing this study into four parts, we
Photothermal conversion start with an overview of the material types, desired attributes, and key challenges of PCMs; the different types of
Heat capacity PCM systems; and their potential applications in the solar energy industry. We then focus in the second part on
ePCMs in indirect (surface-based) and direct (volume-based) solar-absorption systems in terms of their functional
requirements, encapsulation methods, stability metrics and assessment, compositional and structural charac­
terization techniques, measurement of thermophysical properties, and key design parameters. The third part of
this work is dedicated to the theoretical foundation necessary to model and simulate solar ePCM systems,
including continuum, discrete, and multi-scale modeling approaches for flow and heat transfer in ePCM slurries/
dispersions; thermophysical property correlations; melting theory in PCM capsules; radiation transfer and optical
properties evaluation; and energy performance analysis. In the final part, recent breakthroughs in multi-
functional shell engineering, molten-salt encapsulation, multi-scale modeling, contrasting ePCMs and nano­
fluids, and ePCM-based optical filtration are highlighted. By striking a balance between fundamentals and ap­
plications, this work aims to serve as a comprehensive foundation for newcomers into this promising field of
research as well as an updated critique for experts looking to identify knowledge gaps, technical bottlenecks,
latest advances, and future directions.

materials, together with their low thermal conductivity.


The most promising way to solve the aforementioned issues is to
1 Introduction
encapsulate the PCM in a suitable shell material. This technique offers
the benefit of obtaining a larger surface area for better thermal prop­
The use of phase-change materials (PCMs) for thermal energy storage
erties of the PCM [2]. Capsules resulting from this technique are cate­
has been recognized as a viable method for balancing the in­
gorized primarily on three scales: macroscale (above 1 mm), microscale
compatibility of energy demand and supply. PCMs, in general, have a
(1 μm-1 mm), and nanoscale (less than 1 μm). The large size of macro­
high energy storage density, quasi-isothermal charging and discharging
capsules results in a temperature difference between the PCM core and
processes, and a high fusion enthalpy [1]. However, few pristine PCMs
boundary during the solidification process. The edge becomes solid,
have achieved commercial success due to leakage problems during the
whilst the center portion may remain liquid, obstructing effective heat
solid-liquid phase transition and incompatibility with surrounding

* Corresponding author.
E-mail address: eiyad.abunada@ku.ac.ae (E. Abu-Nada).

https://doi.org/10.1016/j.pecs.2022.101037
Received 17 January 2022; Received in revised form 16 August 2022; Accepted 20 August 2022
Available online 12 September 2022
0360-1285/© 2022 Elsevier Ltd. All rights reserved.
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Nomenclature MD Molecular dynamics


mf Mass fraction [-]
a Lattice constant MF Melamine formaldehyde
A Area [m2] ML Methyl laurate
AcCNF Acetylated cellulose nanofibrils MWCNT Multi-wall carbon nanotube
Bi Biot number [-] n Refractive index
cp Specific heat at constant pressure [J/kg•K] ṁ Mass flow rate [kg/s]
C Volumetric concentration M Mass [kg]
Cdr Drag coefficient [-] nA Mole number of reactant material
Clift Lift coefficient [-] npa Number of solid particles in a cell
Ctd Turbulent dispersion coefficient [-] N Number of capsules per unit volume
Cvm Virtual mass force coefficient [-] Nc Thermal conductivity number
CFD Computational fluid dynamics Nv Viscosity number
CNFs Carbon nanofibers NE-PCM Nano-enhanced phase-change material
CSP Concentrated solar power NIR Near infrared
CSS Conventional single-slope Nu Nusselt number [-]
CPV/T Concentrated photovoltaic/thermal system OA Oleic acid
DSC Differential scanning calorimetry P Pressure [Pa]
d Array spacing Po Electrical power output [W]
ds Shell thickness PCM Phase-change material
dpa Particle diameter [μm] PDA Polydopamine

D Electric field vector PETRA Pentaerythritol tetraacrylate
DASC Direct-absorption solar collector PEG Polyethylene glycol
DPD Dissipative particle dynamics PECA Poly(ethyl-2-cyanoacrylate)
DVB Divinylbenzene PMMA Polymethyl methacrylate
→ Pr Prandtl number [-]
E Electric field intensity
PS Polystyrene
ePCM Encapsulated phase-change material
PScEA Poly(styrene-co-ethylacrylate)
ETC Evacuated-tube collector
P(St-co-MAA) Poly(styrene-co-methacrylic-acid)
F Force [N]
→ PUF Poly(urea-formaldehyde)
F dr Drag force [N] PUR Polyurethane

F lift Lift force [N] PV Photovoltaic
→ →
F td Turbulent dispersion force [N] Q Local heat flux [W/m2]

F vm Virtual-mass force [N] Q Single microcapsule heat transfer [J]
FDM Finite difference method Qex,sc Scattering efficiency
FEM Finite element method Qex,a Absorption efficiency
FGM Phonon gas model Qex Extinction efficiency
Fo Fourier number [-] r Radial coordinate
FVM Finite volume method rGO Reduced graphene oxide
G Solar irradiance [W/m2] R Spherical core radius
GA Graphene aerogel R Gas constant [kJ/kmol•K]
GNP Graphite nanoplatelet RTE Radiative transfer equation
GO Graphene oxide ro Pipe radius [m]
Gr Grashof number [-] rpa Effective particle radius, [μm]
ħ Reduced Planck constant [1.054 × 10− 34J⋅s] Rcr Critical radius of solid nuclei, [μm]
h Convective heat transfer coefficient [W/m2⋅K] Ra Rayleigh number [-]
Hr Enthalpy of an endothermic reaction [J/mol] Re Real part of a complex number
Hs − l Latent heat of fusion [kJ/kg] Repa Reynolds number [-]
H Total enthalpy [kJ/kg] S Internal source [W/m3]
→ ̂s Unit vector
H Magnetic field vector
Sη Source function of radiation intensity
HTF Heat transfer fluid
Sr Scaling factor
IASC Indirect-absorption solar collector
SA Stearic acid
Iη Detected light intensities
SAH Solar air heater
Im Imaginary part of a complex number
SMA Styrene-maleic anhydride
J Heat flux vector
SS-PCM Shape-stabilized phase-change material
k Thermal conductivity [W/m•K]
SPH Smoothed particle hydrodynamics
Kn Knudsen number [-]
Ste Stefan number [-]
KB Boltzmann constant [1.38 × 10− 23 J/K]
SWH Solar water heater
ҡ Absorption index
SWPC Slurry without phase change
k Wave vector
t Time [s]
LBM Lattice Boltzmann method
T Temperature [K]
LPM Liters per minute
TA Styrene-maleic anhydride
MA Myristic acid
TES Thermal energy storage
MC Monte Carlo

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TPE Two-phase Eulerian r Reaction


TSS Tubular solar still s Solid
u Velocity in axial direction [m/s] sh Shell
umax Maximum velocity in axial direction [m/s] sl Slurry
UF Urea formaldehyde td Turbulent dispersion force
UV Ultraviolet tot Total
vg Phonon velocity Tra Transverse
→v Pa Velocity of dispersed particle [m/s] vm Virtual mass force
vsound Longitudinal sound speed vib Vibration
V Volume [m3]
Greek symbols
̃
V Volume per mode of vibration
α Volume fraction
vTra Transverse speed of sound
γ Liquid fraction
vLon Longitudinal speed of sound
γo Surface free energy per unit area
w Shape factor of suspension particles
δ Infinitesimal change
x Pipeline location
ξ Bulk viscosity [ Pa•.s]
Y Transport coefficient of interest
η Wave number
Superscript ηPCM Encapsulation ratio
˙ Rate of change with respect to time ηth Thermal efficiency
ηelc Electrical efficiency
Subscripts ηtot Total efficiency
a Absorption λ Wavelength [m]
b Base liquid λb Phonon-boundary mean free path
char Charging process λd Phonon-defect mean free path
co Core λkn Molecular mean free path
conv Convection λph Phonon-phonon mean free path
cr Critical μ Shear viscosity [Pa•s]
in Internal μ0 Magnetic permeability
inl Inlet ση,a Absorption coefficient
dr Drag force ση,s Scattering coefficient
dis Discharging process ση,ex Extinction coefficient
e External τ Mean time between two phonon collisions
ex Extinction τrad Transmittance
eff Effective →τ Stress tensor
f Final τη Optical path length
j Summation index ρ Density [kg/m3]
i Initial ∅ Concentration
l Liquid ∅η Scattering phase angle
L Lift force χη Size parameter
Lon longitudinal Ω Solid angle
out Outlet ω Frequency
pa Particle ωη Single scattering albedo
m Melting point
mr Melting range

transfer [3]. Therefore, encapsulation at the macro scale is not as ad­ [8].
vantageous as the micro/nanoscale. Suspending micro/nano-ePCMs into Several authors have reviewed PCMs and micro/nano-ePCMs for
a carrier fluid to create a heat transfer fluid (HTF) is considered the thermal energy storage and management systems, highlighting the as­
simplest and cheapest way to increase energy efficiency. This type of pects of core-shell material selection, preparation, characterization, and
HTF is referred to as a micro/nano-ePCM slurry/dispersion [4]. It is an heat transfer enhancement. Table 1 summarizes a number of selected
innovative flow state in which the slurry/dispersion acts as a heat carrier review studies on this topic. To the best of the authors’ knowledge, none
while allowing the storage and release of large amounts of thermal en­ of the existing reviews considered the dual role of micro/nano-ePCMs
ergy with a minimum temperature rise [5]. for photothermal absorption and storage. Therefore, this work pro­
The efficiency of solar photothermal systems can be enhanced by vides a much-needed and critical review of the fundamentals and ap­
using micro/nano-ePCM slurries/dispersions as working fluids. The plications of ePCM slurries and dispersions as smart, multi-functional
direct-absorption solar collector is one such example in which solar fluids in next-generation solar photothermal conversion processes. By
radiation penetrates through the HTF to be directly absorbed by the surveying and comparing the most recent developments in the field,
ePCM particles [6]. The efficiency here is directly correlated with the technical bottlenecks and knowledge gaps are identified and future
optical properties of the photon-capturing shell material, i.e., its research directions are recommended to facilitate the market uptake of
extinction coefficient. In other applications, such as the optical filtration these novel solar concepts. By striking a balance between fundamentals
of photovoltaic/thermal collectors [7], a micro/nano-ePCM slurry/dis­ and applications, this work promotes the untapped potential of ePCM
persion has the potential to selectively absorb one or more bands of slurries and dispersions while remaining suitable both as a compre­
sunlight while transmitting the remaining band(s) to the photovoltaic hensive foundation to newcomers as well as an updated critique to
receiver, avoiding the high temperature penalty on photovoltaic cells established experts.

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Table 1 2. An overview of phase-change materials (PCMs) and their role


A number of selected review articles on PCMs/ePCMs. in solar energy systems
Ref. Focus of study
2.1. Thermal energy storage technologies
[9] Provides a comprehensive overview of current advancements in latent heat
storage, thermal management, and TES applications. It covers PCM thermal
performance improvement techniques in depth. With the global focus on energy conservation and lowering green­
[10] Explores a list of shell materials with excellent thermal stability that could house gas emissions, renewable and sustainable energy has become a
provide a feasible solution for high-temperature TES. However, the thermal major scientific inquiry. Yet, intermittent availability and supply-
performance of shell and PCM combinations is not considered.
[11] Provides a summary of encapsulation strategies for inorganic PCMs and an
demand mismatch limit the potential of renewable energy sources and
examination of the effect of synthesis parameters on the thermophysical waste heat utilization. Thus, by combining thermal energy storage (TES)
properties of ePCM. systems with energy generation technologies, the use of energy gener­
[12] Discusses the development and characterization of eutectic organic PCMs and ated in times of high supply or low demand can be used in times of high
their utilization in form-stable systems.
demand or low supply [22]. Ultimately, TES systems should be able to
[13] Examines the performance of PCMs and ePCMs and their applications in
thermal management. In addition, it investigates the effect of various solar meet peak demand, non-peak demand, as well as daily and seasonal
collector and PCM settings on performance enhancement. needs, increasing the reliability and generation capacity of integrated
[14] Examines recent developments in the usage of PCMs in solar energy systems. energy systems [23].
[15] Investigates the performance and thermal management applications of PCMs The idea behind TES systems is to work reversibly while changing the
in solar thermal collectors and photovoltaic systems.
[16] Presents a complete assessment of recent developments and future
physical properties of a material, such as temperature or phase [24].
possibilities related to nano-enhanced PCMs in enhancing the performance of These reversible processes include cooling, heating, melting, solidifica­
PV/T systems. tion, vaporization, and condensation. The storage technologies are
[2] Investigates the effect of encapsulation parameters on the performance of TES classified as thermochemical, sensible, and latent, with each having
systems and the solidification and melting properties of ePCMs.
their own set of characteristics. The maturity and energy storage density
[17] Examines the various micro/nano-ePCM categories and their involvement in
solar thermal energy systems. This includes PCM thermal enhancement per unit volume of each technology are depicted in Fig. 1.
techniques, such as nanoparticles and skeletons. Thermochemical TES systems are based on reversible endothermic/
[4] Examines the flow and heat transfer characteristics of micro-encapsulated exothermic reactions between the heat source and the chemical re­
phase-change slurries, as well as the mechanisms and strategies for enhancing actants, with stored energy equal to the reaction enthalpy. As illustrated
heat transfer performance.
in Fig. 2(a), during the charging stage, heat is absorbed to dissociate the
[18] Provides a comprehensive analysis of PCMs and micro/nano-ePCMs and their
production techniques, considering both experimental and numerical original reactant into two or more products (an endothermic reaction).
investigations. The discharging stage involves the mixing of the products of the endo­
[19] Presents a thorough overview of the experimental, numerical, and theoretical thermic reaction at specific temperatures and pressures to reform the
studies of the heat transfer behavior and thermal conductivity augmentation
reactants and generate heat (exothermic reaction). The generated heat is
of PCMs loaded with nanoparticles in thermal energy systems.
[20] Covers a review of scientific literature as well as a compilation of technical converted into electricity or used in other thermally-powered applica­
and commercial information regarding PCM emulsions and micro-ePCM tions. Thermochemical TES systems outperform sensible and latent
slurries for usage as heat transfer fluids and thermal storage materials. storage in terms of energy density and volume requirements. They are;
[21] Focuses on the characterization of micro-ePCM slurries and their building however, toxic, produce corrosive products, and require extremely
applications, particularly the influence of physical stability and effect on heat
harsh reaction conditions [25]. The total amount of thermal energy
transfer performance.
stored or released in thermochemical TES is calculated using Eq. (1)
[25],
The workflow of the current review is organized into five major
Qthermochemical = nAΔHr , (1)
sections. In Section 2, we present an overview of the different types of
PCM systems, their desired characteristics, and key challenges, as well as
where nA is the mole number of the original reactant material and ΔHr is
their potential applications in the solar energy industry. In Section 3, an
the enthalpy of an endothermic reaction in J/mol.
elaborate description of ePCMs in indirect (surface-based) and direct
As shown in Fig. 2(b), the change in stored energy in sensible TES
(volume-based) solar-absorption systems is presented. This includes
systems is detected as a linear relationship with the change in temper­
PCM encapsulation methods, compositional and structural character­
ature. The phase of the used storage material does not change over the
ization techniques, stability requirements and stabilization strategies,
operating temperature range, but it undergoes volume change. Sensible
measurement of thermophysical properties, functional requirements for
TES materials are divided into two types based on their phase state: solid
the core and shell, and key design parameters. Then, Section 4 is dedi­
and liquid heat storage materials. Rocks, sand, and concrete are exam­
cated to the theoretical foundation necessary to model and simulate
ples of solid materials, whereas water, molten salt, and thermal oil are
solar ePCM systems, including continuum, discrete, and multi-scale
examples of liquid materials. Sensible TES systems are inexpensive (with
modeling approaches for flow and heat transfer in ePCM slurries/dis­
the exception of liquid metals) and widely used. Their thermal resilience
persions. This is in addition to presenting thermophysical property
and superior thermal conductivity make them popular for high-
correlations, theoretical background of thermal conductivity and spe­
cific heat capacity in PCMs, evaluation of radiation transfer and optical
properties, and energy performance analysis. In Section 5, recent ad­
vances in multi-functional shell engineering, implementing ePCMs and
nanofluids for direct-absorption solar collectors, ePCM-based optical
filtration, molten-salt encapsulation, and multi-scale modeling are
highlighted. Finally, in Section 6, conclusions and recommendations are
drawn as a roadmap for future research directions.

Fig. 1. Comparison between the main classes of thermal energy storage tech­
nologies (sensible, latent, and thermochemical) in terms of technical maturity
and volumetric energy storage density.

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Fig. 2. The fundamental working mechanisms of a) thermochemical, b) sensible, and c) latent thermal energy storage technologies.

temperature applications [25]. The total quantity of thermal energy wax, have melting temperatures less than 100 ◦ C. Materials with melting
stored or released in a sensible TES system is calculated using Eq. (2) temperatures between 100 and 300 ◦ C are considered medium melting-
[25], point materials, such as fatty acids. Above 300 ◦ C, materials such as salt
hydrates and metal alloys are in the range of high melting temperatures.
∫Tf
The research and development of PCMs for thermal energy storage
Qsensible = M cp dT, (2)
began at the end of the twentieth century [29]. Following the energy
Ti
crisis of the 1970s, research on PCMs sparked interest in a variety of
promising applications, which can be generally classified into thermal
where M and cp represent the mass and specific heat at constant pressure
regulation and TES.
of the storage material, respectively. Tiand Tfare the initial and final
Thermal regulation applications aim to prevent temperature fluctu­
temperatures of the material, respectively.
ations in the absence of the needed energy input for a specific demand.
Latent heat storage (also called phase-change heat storage) makes
For instance, in terms of cooling and heating in buildings, PCMs with
use of phase-change materials that have the unique ability to store and
melting temperatures in the range of 17− 25 ◦ C can meet the conditions
release energy in response to changes in their temperature and/or
of human comfort and high-quality living standards by providing ther­
pressure while maintaining a nearly constant temperature throughout
mal barriers or insulation. PCMs can regulate the temperature of a
phase transitions. Therefore, latent TES incorporates sensible TES, as
building by modulating its optical properties such as transmission and
illustrated in Fig. 2(c). During the storage stage (charging), heat is
absorption, rather than by means of the absorbed/generated latent heat
accumulated at the molecular level inside the material, activating its
during phase transition [30]. Other applications for thermal regulation
massive storage ability and changing its states. However, during the
are electronics [31], photovoltaic systems [32], textiles [33], and
release stage (discharging), the opposite occurs. In addition to reducing
biomedical applications [34]. When it comes to heat storage, which is
heat losses due to operating at a nearly constant temperature, latent TES
currently the bottleneck in many energy sectors, PCMs can improve the
has a higher energy storage density than sensible TES, allowing the
efficiency of both concentrated and unconcentrated solar systems.
storage system to be smaller. However, it has the disadvantages of the
Furthermore, waste heat from industrial operations can be reused [35].
low thermal conductivity of the used PCM and the difficulty of designing
and selecting a heat transfer medium [25]. The following formula is used
to determine the total amount of thermal energy stored or released in 2.2. Classifications, properties, and challenges of PCMs
latent TES storage [25]:
⎛T ⎞ 2.2.1. Classification of PCMs according to phase transition
∫m ∫Tf
] Fig. 3 depicts the most common types of PCM transformations. Each
Qlatent = M ⎝ cp , s(T)dT + Hs − l + cp , l(T)dT ⎠, (3)
transformation is described briefly in the sections that follow.
Ti Tm

2.2.1.1. Liquid-gas transitions. The combination of TES with liquid-gas


where cp,sandcp,l are the material’s specific heat in solid and liquid states,
PCMs began in the 1970s. White et al. [36] investigated the use of a
respectively. The latent heat of fusion (J/kg) is denoted by Hs − l and the
transcritical CO2 heat pump to heat water to temperatures greater than
melting temperature is denoted byTm. It is worth mentioning that Eq. (3)
65 ◦ C while providing refrigeration at less than 2 ◦ C. The results showed
emphasizes the importance of selecting a material with an appropriate
mass, a high specific heat capacity, and a high heat of fusion to store
larger amounts of thermal energy.
Latent TES has attracted the attention of developers of storage sys­
tems due to its high energy storage per volume, which is approximately
5− 14 times that of sensible TES. To store the same amount of energy,
studies have shown that rocks (as a sensible TES material) require more
than seven, five, and eight times the storage volumes of paraffin wax
#116, medicinal liquid paraffin, and Na2SO4.10H2O (as latent TES
materials), respectively [26,27]. This is a result of the high heat capacity
of PCMs, which is reflected in their smaller storage volume requirements
[28].
PCMs can be organic, inorganic, or eutectic (details are presented in
Section 2.2.2). They are available in a variety of melting temperatures
and fusion enthalpies. PCMs can be classified according to their range of
melting temperatures. Low melting-point materials, such as paraffin
Fig. 3. Phase transformations in solid-liquid, liquid-gas, and solid-solid PCMs.

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a linear increase in the heat transfer rate of the gas cooler and recu­
perator with increasing CO2 mass flowrate. Moreover, the heat capacity
was increased by 20% while using CO2 without lowering the coefficient
of performance. For application in solar-thermal systems, several types
of refrigerants such as HFC, CFC, and HCFC were adopted as HTFs [37,
38]. Solar-thermal collectors were more efficient than conventional
water-based collectors in the studies mentioned previously. While the
liquid-gas transformation has the highest latent heat of phase change, it
is difficult to use due to the presence of environmentally hazardous
substances. The enormous volume change during evaporation leads to
complexity of system design and installation, particularly regarding size
of the thermal storage containers and heat exchangers. This is in addi­
tion to the necessity of pressurized containers to store gas-phase species
[39]. Therefore, liquid− gas PCMs are considered impractical and not
commercially viable [40].

2.2.1.2. Solid-solid transitions. In solid− solid transformations (also


referred to as solid-state transformations), the material can retain its
solid bulk properties while changing from one crystalline or semi-
crystalline phase to another. As a result, it avoids the leakage problem
that is commonly observed in other types of PCM transformations. Solid-
solid PCMs also exhibit a small volume change during transition, which
increases their durability during thermal cycling. Because of these Fig. 4. Schematic illustration of the working concept of solid-liquid PCMs.
properties, the materials can be used in practical applications and mixed While charging, the PCM stores energy as it transitions from solid to liquid,
with other materials without needing to be encapsulated. Different whereas during discharging, the PCM releases energy as it transitions from
solid-solid PCMs exhibit a variety of phase transitions depending on liquid to solid.
their chemistry and molecular structure, resulting in a wide range of
enthalpies, phase transition temperatures, and thermal conductivity changing its temperature—an isothermal process. At this point, the
values. Based on their molecular structure, solid-solid PCMs are classi­ material changes its ordered crystalline structure to become a disor­
fied as polymeric, organic, organometallic, or inorganic [40]. dered amorphous structure. Molecules then have enough energy to
Interestingly, when solid-solid PCMs undergo phase transitions, their break the supramolecular bonds while randomly moving around,
transparency changes. This interesting property may be exploited to resulting in a randomly oriented liquid phase. Finally, the PCM returns
create a low-cost thermochromic system. For example, Guldentops and to its role as a sensible TES material, but this time in liquid form. The
van Dessel investigated the effect of using a thin layer of polymeric solid- entire process is referred to as charging, where the material stores
solid PCM in a solar-passive building enclosure [41]. The polymeric thermal energy.
material was used as a coating material on an exterior façade that is In general, four hierarchically distinct regions occur during the
highly reflective. At low outdoor temperatures during the winter, the melting process of a PCM: (1) pure conduction, (2) mixed conduction
polymeric material was crystalline and opaque. Consequently, it and natural convection, (3) dominant natural convection, and (4)
reduced the heating load by absorbing solar radiation at the outer sur­ shrinking solid [43]. When the source of heat is removed, the material
face. On the other hand, the polymeric material became amorphous and gradually releases the stored latent and sensible heat via a process called
transparent during the summer season at high outdoor temperatures; discharging. The temperature of melted PCM first drops to the freezing
thus, it reduced the cooling load by allowing the reflective layer to point while remaining in liquid phase (sensible heat release) and then
reflect solar radiation. It is worth mentioning that many solid-liquid starts to solidify (latent heat release), causing molecules to rearrange to
PCMs undergo transparency changes; however, leakage issues of the form a crystalline lattice. The type of molecule, rate of cooling, and
liquid phase restrain their direct use in exposed-surface applications. contaminants that act as nucleation agents all influence the shape and
PCMs have a low thermal conductivity, which is one of their major number of crystals [40]. If further heat is released, the material tem­
drawbacks. Solid-solid PCMs can overcome this shortcoming by perature further drops while remaining in solid phase (sensible heat
absorbing heat through radiation. Radiation penetrates the surface of release).
the material and gradually converts to heat as it penetrates deeper into The terms "charging" and "discharging" refer to the melting and so­
the material. Low thermal conductivity may be advantageous in this lidification processes of PCM, respectively. This is because heat is
case because it allows heat to be retained inside the material for a longer effectively stored in and released from a PCM during melting and so­
period of time [40]. The quantity of heat emitted during the phase lidification, respectively. Thus, in this scenario, the desired form of en­
change, on the other hand, is substantially lower than that generated ergy is heat. In some applications, however, such as air conditioning, the
during other types of transformations [33]. desired form of energy is actually cold. Thus, during solidification, cold
energy is stored and released from the PCM during melting. In this
2.2.1.3. Solid-liquid transitions. Solid− liquid PCMs have recently context, the terms "charging" and "discharging" refer to solidification
sparked increased practical interest in latent TES systems due to their and melting, respectively. Thus, for the sake of clarity and generaliza­
high thermal storage capacity, relatively low volume change during tion, the term "charging" refers to melting, which is directly proportional
phase transition, and nearly constant phase-change temperature [42]. to the amount of heat gained or cold released by the PCM, and the term
Fig. 4 presents the transformation concept of solid-liquid PCMs. The "discharging" refers to solidification, which is directly proportional to
course of the melting process begins as the temperature of the material the amount of heat released or cold gained by the PCM.
increases as it absorbs heat until the transition temperature is reached.
During this stage, the PCM behaves as a sensible TES material in the 2.2.2. Classification of PCMs according to material
solid phase. However, once the phase transition temperature is reached, A wide range of PCMs have been studied to develop efficient TES
heat is exclusively used to change the phase of the material without solutions. PCMs are classified as organic, inorganic, or eutectic

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according on their chemical composition [44], as shown in Fig. 5. Table 2


Table 2 displays the melting point and enthalpy of fusion of selected Thermal properties of selected PCMs.
PCMs from the previously mentioned categories. Category of PCM Molecular Melting Enthalpy Ref.
formula point of fusion
2.2.2.4. Organic PCMs. Organic PCMs are generally used in low- (◦ C) (kJ/kg)

temperature applications. In general, these materials have a high Organic Paraffin CH3 (CH2)10 CH3 − 10 216 [45]
latent heat of fusion, generate little vapor pressure during phase tran­ CH3 (CH2)11 CH3 − 5 160 [45]
CH3 (CH2)14 CH3 18-19 237 [45]
sitions, and self-nucleate with minimal supercooling. Furthermore, they
CH3 (CH2)16 CH3 28 242 [45]
survive repeated thermal cycling (cycles of charging and discharging) CH3 (CH2)18 CH3 36-37 247 [45]
without phase separation, i.e., the material melts and solidifies Non- CH₂O₂ 7.8 247 [45]
congruently. Organic PCMs have good compatibility with other mate­ Paraffin C8H16O2 16.3 149 [45]
rials, a suitable weight, no toxicity, and are environmentally safe. CH3(CH2)10COOH 49 178 [45]
CH3(CH2)13COOH 52.5 178 [45]
However, widespread use has been hampered by several shortcomings, CH3(CH2)16COOH 69.4 199 [45]
including significant volume change during the phase transition, low Inorganic Salts AlCl3 192 280 [28]
thermal conductivity (about 0.2 W/m•K) [44], and worst of all, the LiH 699 2678 [28]
leakage problem (more on this problem in Section 2.2.4). Organic PCMs LiF 849 1041 [46]
MgF2 1263 938 [46]
are further divided into two categories: paraffin and non-paraffin.
BaSO4 1680 175 [46]
Paraffin wax is regarded as a representative material of the paraffin Salt Na2P2O7⋅10H2O 70 184 [28]
group. It is a mixture of pure alkenes (CnH2n+2) and a synthetic chain hydrates Ba(OH)2⋅8H2O 78 266 [28]
consisting of n-alkanes (CH3-(CH2)-CH3). The amount of latent heat H12MgN2O12 89 140 [47]
released is determined by the crystallization of the CH3 chain. As the Mg(NO3)2⋅6H2O 89.3 150 [47]
MgCl2⋅6H2O 117 169 [47]
amount of carbon increases, the melting point of paraffin wax also in­ Metals Cu 1083 193.4 [28]
creases. Typically, paraffin wax has the same properties as pure alkanes. and alloys Al 660 397 [28]
However, the melting point is the average of all the melting points of Al− Cu 548 372 [28]
existing alkanes. Commercial paraffin wax has been shown to be ther­ (66.92:33.08 wt%)
Cu− Zn− P 720 368 [28]
mally stable after as many as 1500 thermal cycles [60]. Unlike paraffin
(69:17:14 wt%)
wax, non-paraffin PCMs have a broader range of properties. The most Al− Si (20:80 wt%) 585 460 [28]
recognizable PCMs in this category are fatty acids, which typically have Eutectic Organic- C12H24O2 / 18-24 140.8 [48]
an enthalpy of fusion comparable to that of paraffin wax. Fatty acids also organic C10H20O2 (35:65
exhibit reproducible melting and freezing behavior without super­ wt%)
C12H24O2 / 37.0 182.7 [49]
cooling [61].
C18H36O2
(75.5:24.5 wt%)
2.2.2.5. Inorganic PCMs. As illustrated in Table 2, inorganic PCMs have C12H24O2 / 21.3 151.5 [50]
a much higher enthalpy of fusion than organic ones. On the one hand, C14H30O (40:60 wt
%)
they have the advantages of high thermal conductivity, non-
C10H20O2 / 22.89 144.92 [51]
flammability, low cost, and most importantly, a high melting point. C16H34O (70:30 wt
On the other hand, they are subject to corrosiveness, phase segregation, %)
significant volume changes during phase transition, a high degree of C133H267N2O55P / 54 185 [52]
H(OCH2CH2)nOH
supercooling, and thermal and chemical stability issues. Salt hydrates
(20:80 wt%)
and metallic alloys are the two major categories of inorganic PCMs. Organic- Mn(NO3).6H2O 15-25 125.9 [53]
Salt hydrates have been extensively researched, and some are inorganic /MgCl2.6H2O
already commercially available [62]. They have the general formula CaCl2 / MgCl2 / 25 95 [54]
MxNy.nH2O, where MxNy is a metal carbonate, chloride, sulfate, phos­ 6H2O (50:50 wt%)
Ca(NO3)2⋅6H2O / 25 130 [54]
phate, or nitrite, and n is the number of water molecules [61]. For any
Zn(NO3)2 (45:55
salt hydrate, ion-dipole bonds or H-H bonds exist. The former consists of wt%)
an ion with a polar molecule. During phase transition, heat is absorbed LiNO3⋅3H2O / Zn 17.2 220 [55]
when the salt hydrate loses some or all of its water molecules (dehy­ (NO3)2.6H2O
(45− 52:48− 55 wt
dration), as shown in Eq. (4),
%)
Mx Ny ⋅nH2 O→Mx Ny ⋅mH2O + (n − m)H2 O. (4) C16H36BrN / 9 187 [56]
Na₂(B₄O₅(OH)₄)⋅
8H₂O (40:2 wt%)
Inorganic- LiOH / NaNO3 / 230 184 [57]
inorganic NaOH (6:67:27 wt
%)
LiNO3 / KNO3 133 150 [58]
(34:66 wt%)
KNO3 / KOH 214 83 [59]
(80:20 wt%)
LiCl / LiNO3 (9:91 244 342 [47]
wt%)
NaNO3 / NaOH 250 160 [59]
(86:14 wt%)

Similarly, heat is liberated when the salt hydrate gains water mole­
cules (hydration), as shown in Eq. (5),
Fig. 5. Classification of PCMs according to material into organic, inorganic, Mx Ny ⋅nH2 O→Mx Ny + nH2 O. (5)
and eutectic.

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Another type of inorganic PCMs is metallic alloys. They have a high Conduction can be used to transfer heat during the early stages of
latent heat of fusion per unit volume, better thermal conductivities than melting and solidification, while convection currents dominate in the
most other PCMs, and a low vapor pressure during phase transition. Yet, mushy zone. The poor thermal conductivity of a PCM decreases the rate
they saw little development as PCMs due to their high weight. of heat storage and extraction during melting and solidification cycles,
and thus, the PCM’s overall power. Therefore, it is a critical factor to
2.2.2.6. Eutectic PCMs. To attain a desired melting point, eutectic PCMs consider while designing the latent heat storage system. The majority of
are composed of two or more organic-organic, organic-inorganic, or the data on PCM thermal conductivity that is available was obtained
inorganic-inorganic PCM components. Eutectic PCMs consistently so­ experimentally. However, there is a lack of clarity in the theoretical
lidify without segregation at temperatures typically lower than those of understanding of heat conduction through solid and liquid PCMs (details
their constituting components [44]. Unfortunately, they generally suffer are presented in Section 4.3).
from foul odor, low thermal conductivity, high cost, and insufficient
available data on their thermophysical characteristics. Supercooling. Theoretically, the melting and freezing temperatures of a
PCM should be the same. However, most PCMs have solidification
2.2.3. Desired properties and aspects in PCMs temperatures lower than their melting temperatures. This is a phe­
Fig. 6 summarizes the desired physical, thermal, kinetic, economic, nomenon known as "supercooling". When a PCM starts to solidify, it is
safety, and technical characteristics to be considered when selecting a supposed to completely change its phase from liquid to solid by reducing
PCM for TES. While some of these criteria are simple to manage, others its temperature slightly below the solidification temperature (freezing
are regarded as serious defects, making most bulk pure PCM systems point), allowing the material to latently release thermal energy. Under
unsuitable for direct use. As a result, while choosing a PCM for a certain supercooling, the PCM can cool down to well below the solidification
application, consideration should be given to both short- and long-term temperature while still remaining in a liquid state (partial or no
behavior, as well as storage medium requirements. freezing), as shown in Fig. 7. In other words, the PCM does not reach the
minimum temperature required for nucleation to start. Mathematically,
2.2.4. Key challenges facing PCMs the degree of supercooling (also known as phase-change hysteresis) is
This section presents a compilation of the most critical challenges calculated by subtracting the freezing temperature from the melting
impeding PCM research and development efforts. temperature [40]. It is also possible to express supercooling as follows
[63],
Poor thermal conductivity. The degree of success of latent heat storage ( )[ ]
4 Tm
technology can be determined by the speed and quality of the charging Tsc = γo , (6)
3 (ρs Hs− l Rcr )
and discharging processes, which are correlated with the heat transfer
process from the surface to the innermost part of the PCM. Generally, where γo is the surface free energy per unit area, Hs − lis enthalpy of
heat transfer can take place through conduction, convection, or radia­ fusion, ρsis the solid density, and Rcr is the critical radius of solid nuclei.
tion. Thermal conduction has been confirmed as the primary mode of Numerous variables can affect the supercooling of PCMs. The degree
heat transfer in a material (solid, liquid, or gas) without bulk motion. of supercooling is definitely increased if the bulk volume is divided into
The heat conduction process is a stochastic process through matter, and microscopic particles through encapsulation or an emulsion process,
this stochasticity produces a temperature gradient.

Fig. 6. Classification of the desired characteristics in PCMs into physical, thermal, kinetic, technical, economic, and safety properties and aspects.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 8. Relative volume change of paraffin wax before (1st stage), during (2nd
Fig. 7. Schematic illustration of the phenomenon of supercooling (point 1 stage), and after (3rd stage) phase transition as a function of temperature.
represents the start of the melting process, point 2 represents the completion of Within the transition temperature range (50− 70◦ C), the PCM expands by nearly
the melting process and the initiation of the solidification process, and point 3 11% of its initial volume.
denotes the solidification process with supercooling effect).
original volume [46].
because each capsule will have an insufficient number of impurities
[63]. Adachi et al. [64] reported that by decreasing the volume of Phase separation. Typically, the terms "phase separation" and "incon­
erythritol as a PCM from 16 to 0.025 cm3, a 60 ◦ C increase in the gruent phase melting" are used synonymously. Each time the PCM melts
supercooling degree took place. incongruently, new solid and liquid phases with distinct compositions
The consequences of this process appear clearly in terms of the precipitate from the original composition. As a result of the density
thermal energy released during solidification that is converted to useful differential, some of the solid material settles to the bottom of the
energy. Generally, supercooling can cause two problems [65]. First, container. The phase-transition process becomes irreversible as a result
there is a chance that the new freezing temperature will not be within of this process and further cycling diminishes the latent storage density.
the temperature control range of the system. The system should function The new compositions may, in extreme cases, have different melting and
within a specified temperature range for temperature control applica­ solidification points than the original mixture. The material is unable to
tions. If the risk of nucleation is 50% at 40◦ C but 90% at 25◦ C, the system participate in subsequent melting and solidification cycles when these
should be engineered to operate at a 15◦ C lower temperature, increasing new compositions reach the charging and discharging temperatures, and
the system’s cost and inefficiency. Second, energy consumption will be the latent TES drops to zero [69]. As a result, storage capacity declines
increased to reach the solidification temperature. Additionally, there is a unless the temperature range is changed and the original composition is
possibility that the PCM will not freeze fully, preventing stored heat restored.
from being completely released. This is more common when the HTF
temperature is near the freezing point, as the random nature of super­ PCM leakage. PCM leakage in liquid state is frequently encountered
cooling complicates control of the latent TES system. Furthermore, if during the solid-liquid phase transition. As a result, bulk PCM systems
nucleation and freezing do not occur during the next thermal cycle, are unreliable in actual applications. This problem limits the efficient
energy will be absorbed solely through sensible heating. Therefore, use of the latent heat of fusion for two reasons. First, when the leakage
temperatures can rise significantly above the allowable value. Thus, a occurs, it reduces the volume fraction of the participating PCM, which in
critical failure is expected for the whole system. It is worth mentioning turn reduces the latent heat of fusion. Second, the leaking PCM can cause
that several studies have shown that the solidification temperature is contamination or damage to the surroundings. Leakage can be avoided
affected by additives such as nucleation agents [61]. or decreased by encapsulating [70] or entrapping the PCM in porous
structures using a number of strategies [71]. Physical adsorption [72],
High volume change. According to the literature, most PCMs experience chemical bonding [73], or ionic cross-linking [74] between the PCM and
a volume increase during phase transition, which cannot be neglected the supporting material are all examples of such strategies. However, it
and must be considered during the design of thermal storage containers is reported that during mechanical mixing of encapsulated PCMs with
and heat exchangers. For instance, experiments have shown that three concrete for building applications, PCMs can leak from the concrete as a
distinct sets of transformations can be identified when paraffin wax is result of some of the PCM capsules breaking [75].
heated, each with a different rate of volume change. As shown in Fig. 8,
in the first and third stages, the increase in temperature is accompanied The moving-boundary problem. Predicting a PCM’s thermal behavior
by an increase in sensible energy with relative volume changes of 2 and during melting and solidification is deemed difficult due to the intrinsic
3%, respectively. In the second stage, paraffin destroys its original nonlinearity of the moving interface that separates the solid and liquid
structure and changes from a compact structure to a less compact one phases during phase transition. As a result of this issue, predicting flow
[66]. It expands by approximately 11% of its original volume within the and heat transfer parameters in a reliable manner is extremely difficult.
transition temperature range (50 − 70◦ C) [53], which is in good Thus, analytical solutions are only available for the 1D case with very
agreement with other values found in the literature [67, 68]. Moreover, simplified boundary conditions. The rate at which the moving interface
many salts and salt composites (e.g., lithium fluoride) incur significant displaces itself is determined by the amount of latent heat lost or
volume changes that often exceed 10% and can reach up to 45% of their absorbed at the boundary. The Stephan condition describes this

9
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

procedure, which is expressed as follows [57]: [56]. As shown in Fig. 9, cylindrical, rectangular/square flat, and
( ) ( ) ( ) spherical are the container configurations used in bulk PCM storage
ds(t) δTs δTl
Hs− l ρ = ks − kl , (7) systems [80]. The cylindrical geometry includes three key designs: pipe,
dt δt δt
cylindrical, and shell-and-tube, as shown in Fig. 9. The pipe design is
distinguished by filling the shell with the PCM while the HTF flows
where Hs − lis the latent heat of fusion, ρ is density (without specifying
through a single-core pipe. In the cylindrical design, the PCM fills the
the phase), the surface position is denoted by s(t), T is temperature, t is
inner core pipe and the HTF flows through the outer shell. The
time, k is thermal conductivity, and the subscripts s and l refer to solid
shell-and-tube model is divided into three classes based on the flow
and liquid phases, respectively.
orientation of the HTF: internal flow, parallel flow, and cross flow, as
The position and velocity of this boundary are unknown in advance.
illustrated in Fig. 9.
Numerical simulation of the PCM during phase transition is often carried
Several researchers [81] compared the pipe and cylindrical designs
out using computational packages (e.g., COMSOL Multiphysics, ANSYS-
based on the radius of the cylinder, inlet temperature, total volume of
FLUENT, Star-CCM+) within a specific temperature range. Making
PCM, and mass flow rate of the HTF. Results showed that the pipe model
appropriate assumptions is a typical strategy to simplify the moving-
had a shorter melting time, which was explained by the fact that the
boundary governing equations. Incompressible flow, constant density
thicker the mass of the PCM (in the radial direction), the longer the
or a linear density-temperature relationship using the Boussinesq
required melting time. Moreover, since most of the heat provided by the
approximation, a negligible density difference between two phases,
center in the pipe model is used to heat the surrounding PCM, this
and/or negligible internal thermal radiation are among the common
container design has a lower rate of heat loss to the environment [80].
assumptions [76]. Because Josef Stefan was the first to report this
Agyenim et al. [82] compared a horizontal shell-and-tube heat
problem, it is often referred to as the "Stefan problem" [77].
exchanger with four tubes to a pipe design. The used PCM had a melting
temperature of 117.7 ◦ C and belonged to the medium-temperature
Flammability. From surveying the literature, and despite the absence of
range. Temperature gradients in the two systems’ axial, radial, and
a proper fire assessment standard, PCM flammability was usually either
angular directions were investigated and compared. Convection was
not specified or claimed to be zero or low [70]. To the best of the au­
shown to be the dominant mode of heat transfer in the shell-and-tube
thors’ knowledge, paraffin wax and fatty acid as organic PCMs are the
system, whereas conduction was found to be the dominant mode of
only investigated materials in building applications as a fire hazard [78].
heat transfer in the pipe model. As a result, the authors recommended
Introducing flame retardant stabilizers such as silicon and magnesium
using a shell-and-tube configuration for the charging process and
hydroxide is a suggested solution to overcome this problem [79].
highlighted the need for future research into the shell-and-tube
approach because the solid-liquid interface was significantly altered
2.3. An overview of PCM systems by forming multiple convective cells. Seddegh et al. [83] investigated
the optimal diameter ratio between the shell and tube by balancing the
2.3.1. Bulk PCM systems amount of stored energy with the corresponding melting time. Their
findings revealed that the optimal ratio was around 5.4, which reduced
PCM containers. In bulk PCM systems, the most important aspects to melting time by 68%.
consider after selecting a PCM are the size and geometry of the Zhao et al. [84] used a digital camera to investigate the melting
container. The design of a PCM container has a great influence on the process of n-octadecane within a rectangular container at seven tilt
level of heat exchange between the HTF and PCM, ultimately affecting angles (0, 15, 30, 45, 60, 75, and 90◦ ). The shortest melting time was
the melting/solidification rate and storage capacity in bulk PCM systems recorded at 60o, showing that free convection had a strong potential to

Fig. 9. Classification of the structure and design of commonly used PCM containers. This includes a) pipe, b) cylinder, c) shell-and-tube (subclassified based on the
flow direction of the HTF with respect to the PCM into internal, parallel, and cross flow designs), d) rectangular/slab, and e) spherical containers.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

improve the heat transfer rate of the PCM. Other researchers [85] stages of melting, followed by natural convection. However, heat con­
numerically investigated the discharging process of erythritol in a duction is weaker relative to unconstrained melting. The difference
spherical container with 10, 20, 30, and 40 mm diameters with a solid between the two modes of melting is illustrated in Fig. 10.
PCM content of 98.5%. The wall was heated to 10, 15, 20, 25, 30, and 40 Sattari et al. [89] showed that, compared with the initial tempera­
K, all of which were lower than the phase-change temperature. The re­ ture of the PCM and size of the spherical container, the temperature of
sults revealed that the diameter of the container and the difference be­ the container wall was the factor controlling the heat transfer and
tween wall temperature and phase-change temperature had a significant melting rates the most. Sparrow and Geiger [90] studied melting in a
effect on the liquid fraction and solidification time. horizontal tube and showed that the melting mass in the constrained
mode was lower than the unconstrained one. Additionally, they
Melting behavior of PCMs inside containers. Before the PCM melting demonstrated that unconstrained melting exhibits 2-D behavior,
process begins, the container is typically filled with a PCM with a whereas constrained melting exhibits 3-D behavior. Jianhua et al. [91]
melting temperature of Tm and a portion of the volume is a gas void. At examined the melting of n-octadecane in a rectangular chamber heated
an initial temperature of Ti < Tm, the PCM is assumed to be in the solid from below by three separate heat sources. The temperature of the
phase. The initial location and volume of the gas void are determined surface was measured with thermocouples, and the mobility of the solid
primarily by the gravitational field and the geometry of the container. and liquid phases was photographed. Constrained melting was observed
The container must then be heated to melt the PCM. This can be in the solid between the heaters, while unconstrained melting was
accomplished via isothermal heating or by providing a constant heat- simultaneously observed above the heaters. Experimental findings
flux. When heating is initiated, the solid phase melts adjacent to the revealed that the larger the aspect ratio of the container, the more
hot boundary, expanding the volume of the liquid region. When the PCM rapidly melting proceeded and the more frequently unconstrained
reaches its melting point, an evolving solid-liquid interface forms and melting occurred. Initial subcooling had an effect on the melting process
the liquid-phase zone expands. Convection currents form within the during the very early stages but vanished once the melting process
liquid phase, which are governed by the spatial extent of the liquid area approached the unconstrained melting stage.
occupied, the temperature gradient within the liquid phase, and the
orientation of the gravitational field [86]. Thermal performance of bulk PCM systems. To effectively predict the
The melting process of PCMs inside a spherical, rectangular, or cy­ thermal performance of a PCM system, it is vital to have a thorough
lindrical shell is classified into two categories: constrained and uncon­ understanding of the fundamental heat transfer processes. Numerous
strained melting. Constrained melting (also known as fixed or inward correlations have been developed based on experimental and numerical
melting) is unavoidable during experimental investigations due to the studies of the thermal characteristics of latent TES systems, including
positioning of thermocouples inside the container. The thermocouples liquid volume fraction, melting time, equivalent thermal conductivity,
retain the solid phase, preventing it from sinking to the bottom or rising temperature profile, and melting rate. Dimensionless numbers have
to the top as a result of the density difference between the liquid and frequently been used in developed correlations to gain some universality
solid phases. In effect, there is no direct contact of the solid PCM with the from the findings of each study and to extend these findings to subse­
wall of the container. However, in the absence of thermocouples and a quent studies [80]. Table 3 covers the most frequently used dimen­
density difference between the liquid and solid phases, constrained sionless numbers in PCM research. Table 4 presents some of the reported
melting will continue to occur [86]. In contrast, unconstrained melting correlations for the melting and solidification processes of PCMs based
(also known as unfixed or close-contact melting) occurs when there is no on these dimensionless numbers. It is worth mentioning that there is no
anchor inside the container. As a result, the solid phase can move up and available study that correlates the available data since different authors
down in response to the density difference, resulting in direct contact of used different PCMs with different heat transfer features. Agyenim et al.
the solid PCM with the wall of the container [87]. [80] used the same PCM, however, they implemented dimensionless
Two heat transfer mechanisms, heat conduction and natural con­ numbers within different ranges. Moreover, some researchers presented
vection, drive the melting process in the constrained model. First, heat their correlations without explicitly defining their adopted dimensional
conduction between the heated container wall and the adjacent PCM is numbers, making it impossible to further develop their research outputs.
associated with a high heat transfer rate and significant melting rate
during the early stage. Then, as time goes on, the area occupied by the Commercially available PCM suppliers. Table 5 presents a list of selected
melted liquid increases. Thus, natural convection dominates, lowering commercial PCM manufacturers around the world.
the heat transfer rate, decreasing the melting rate, and increasing the
charging time. The strength of the buoyancy-driven convection flow is 2.3.2. PCM systems with extended surfaces
determined by the position of the heat source, the imposed boundary The incorporation of fins into PCM systems is an efficient method of
conditions, and the thermophysical properties of the PCM. In contrast, in boosting the heat transfer area and rate. Owing to their ease of
the unconstrained model, the solid PCM continuously touches the manufacturing and low cost, many studies have been conducted on the
enclosure wall, resulting in increased heat transfer and melting rates. performance of fins in PCM systems [80]. The fin material is chosen
Thus, for the same geometrical and operating conditions, unconstrained based on its thermal conductivity, density, cost, and corrosion resistance
melting demonstrates a faster melting rate than constrained melting [99]. High-conductivity materials are often used, including stainless
[86]. steel, carbon steel, graphite foil, aluminum, and copper, with thermal
Tan [88] investigated constrained and unconstrained melting inside conductivities of 20, 30, 150, 200, and 250 W/m•K, respectively [99].
a sphere at different initial wall temperatures and sub-cooling degrees. A wide variety of fin structures are used in PCM-based heat ex­
Results showed that in unconstrained melting, heat conduction is changers, including longitudinal, radial/circular, and pin fins. The lon­
dominant at the beginning, then after the PCM begins to melt, it sinks to gitudinal and radial/circular configurations of fins are most commonly
the lower portion of the sphere. This movement creates pressure in the used in high-temperature shell-and-tube devices [100]. Their configu­
liquid PCM. As a result, the warm liquid PCM between the solid PCM and rations are shown in Fig. 11. The main advantages of using annular fins
the inner walls is forced to rise and replace the cold liquid PCM. This are their ease of design and manufacturing. However, several studies
phenomenon boosts natural convection in the top half of the sphere have demonstrated that longitudinal fins outperform annular fins in
container. Melting continues to be faster in the bottom half than in the terms of performance because the former do not inhibit natural con­
top half due to the larger influence of heat conduction at the inner wall. vection during melting and thus aid in the solidification process. It is
For constrained melting, heat conduction occurs only during the initial critical to keep in mind that the use of fins should not obstruct or restrict

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 10. A schematic showing the heat transfer modes in a) unconstrained and b) constrained melting. In constrained melting, the solid part of the material does not
touch the container wall directly. In unconstrained melting, the solid part is in direct contact with the container wall.

duration of eight h. Relative to annular fins, results showed that longi­


Table 3
tudinal fins enhanced conduction and convection with a completed
Common dimensionless numbers used in the analysis of phase-change problems.
melting process. Moreover, the amount of charged energy was found to
Dimensionless Equation Definition Ref. be lower with annular fins.
number
Other authors employed numerical simulations (based on the
Stefan number Ste = Ratio of sensible heat to latent heat.
[2] method of finite volume) to understand the effects of the number of fins,
Cp(Tf − Ti)
fin height, and fin thickness on a vertically-finned PCM tube [102].
ΔH
Nusselt number hl Ratio of convective to conductive [92] Results showed that inserting annular fins into the PCM could reduce the
Nu =
k heat transfer across a boundary. It total melting time by 65%. To maximize thermal performance, the op­
determines the actual heat transfer timum fin parameters were as follows: the number of fins was 31, the
rate.
ratio of fin thickness to tube length was 0.0248, and the ratio of fin pitch
Biot number hl Ratio of convective to conductive [93]
Bi =
k heat transfer inside the body. It to tube length was 0.0313.
determines uniformity of
temperature in solid media. 2.3.3. Cascade PCM systems
Rayleigh number gβΔTl3 Determines the regime of natural [92]
Ra = The primary disadvantage of employing a single bulk PCM in a TES
αv convection. Below a critical value,
heat transfer is mainly by
system is the length of time required for charging and discharging. To
conduction. overcome this issue, one approach is to use latent heat storage in
Grashof number
Gr =
gβΔTl3 Approximate ratio of buoyancy [94] conjunction with various PCMs with varying melting temperatures. To
v3 forces to viscous forces. understand the motivation behind this method, let us consider the shell-
Prandtl number v Ratio of momentum diffusivity to [92]
Pr = and-tube model discussed in Section 2.3.1.1. The temperature differ­
α thermal diffusivity.
Reynolds DV Ratio of the inertial forces to viscous [94] ential between the HTF and the phase-change temperature of the PCM
Re =
number μ forces. affects the charging and discharging processes. During the charging
Fourier number Fo =
α A measure of heat conducted [95] process, the HTF enters the tube at a temperature significantly above the
(l2/t) through a body relative to heat melting temperature of the PCM, causing the PCM to rapidly melt. The
stored within it.
temperature differential between the PCM and HTF, on the other hand,
decreases along the axial flow direction.
natural convection during the melting process [100]. Despite this, The temperature difference is largest near the entry section and
employing fins in a shell-and-tube device will always influence the total lowest near the exit section. As a result, the amount of melted PCM near
amount of PCM that can be placed in the annular space, reducing the the entry section would be greater than in the exit area, resulting in a
total storage capacity. Thus, as a compromise, the number of fins and spatially non-uniform melting process throughout the tube. During the
their dimensions should be carefully considered so as to balance the discharging process, the HTF enters at a temperature lower than the
enhancement in heat transfer with the amount of stored energy. freezing point of the PCM, gaining heat from the PCM. The temperature
A comparison has been made to compare the effects of longitudinal of the HTF rises as it flows along the axial direction; therefore, the
and radial/circular fins when implemented in a horizontal shell-and- temperature difference between the HTF and PCM falls. Similar to the
tube PCM heat exchanger [101]. In the comparison, eight copper fins charging process, this results in non-uniform solidification. This het­
were used with a thickness of 0.001 m for each type. The length of the erogeneity during the charging and discharging processes frequently
longitudinal fins was 0.95 m and the diameter of the circular fins was results in a delay in the overall melting and solidification times [102].
0.134 m. An amount of 20.2 kg of erythritol PCM was used irrespective According to studies, replacing a single bulk PCM with multiple
of fin geometry. The comparison was held in terms of the melting time PCMs arranged in decreasing or increasing order (based on the type of
and charged energy under the same operation conditions for a fixed storage, hot or cold) in terms of their phase-change temperature and

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Table 4
A selected number of derived correlations for melting and solidification pro­
cesses using dimensionless numbers.
PCM Derived correlation Explanation of Ref.
geometry the correlation

Rectangle V/Vi = 4.73Fi0.906Ste1.538Ra0.002 Melting volume [92]


fraction
Time-averaged
Nu =
Nusselt number
( )
H for the entire
0.0219Ra0.387Pr0.0191 0.0621
δ melting process
Where,
8.56 × 106 ≤ Ra ≤ 4.78 × 107
804 ≤ Pr ≤ 1055
δistheaverageinterfacelocation
Horizontal [ d(τ)]1/4 Equivalent [96]
keq (τ) = 0.22∅Ra(τ)1/4 1 −
cylinder D thermal
conductivity
∫τ Dimensionless
A(τ)[1 − ln(A(τ))] = 1 − 4 keq(τ)dτ melting rate (1-A
0 (τ))
Fig. 11. a) Longitudinal and b) radial/circular fins employed in shell-and-tube
Where,
9.62 × 106 ≤ Ra ≤ 7.97 × 107 PCM-based heat exchangers.
d(τ) is equivalent diameter of the unmelted solid
∅ = 1 represents concentric cylinders and ∅ < 1 for the the PCM initiates and terminates its phase change simultaneously, the
melting process inside a cylinder
phase change rate is identical and constant throughout the phase-change
Concentric t* = 0.853 − 3.73 × 10− 5Ra − Melting time [97]
cylinders 0.04778(Ste/Tcon) process. For this reason, it is difficult to find a single bulk PCM that
Where, produces a parabolic or even linear temperature distribution profile.
3500 ≤ Re ≤ 8500 Fortunately, cascaded PCMs can approximate a parabolic temperature
0.3 ≤ Ste ≤ 0.65 profile. Moreover, compared with a single PCM, the melting time could
0.3 ≤ Tcon ≤ 0.4
Insulated − 2kΔT Average heat flux [98]
be decreased by 60, 50, and 33% for spherical, cylindrical, and flat-plate
q = [1 + (0.1210 + PCMs, respectively. Li et al. [104] investigated three cascaded PCMs for
slab, l
cylinder, 0.0424ω)St0.764] a shell-and-tube heat storage unit in a high-temperature solar-thermal
or sphere l2 Duration of the
tf = [1 + (0.25 + application. The chosen materials were K2CO3(51%)− Na2Co3(49%),
2α(1 + w)St melting process
0.17ω0.7)St] Li2CO3(20%)− K2CO3(20%)− Na2CO3(60%), and Li2CO3(32%)−
Q = qtf Total heat input Na2CO3(33%)− K2CO3(35%) for PCM1, PCM2, and PCM3 along the flow
per unit surface direction of the HTF with melting temperatures of 983, 823, and 670 K,
area respectively. Results revealed that the inlet temperature of the HTF (air)
Where,
and the length/amount of loaded PCM had a significant impact on the
0 < St ≤ 4

⎨ 0, for insulated PCM slab reduction of melting time for each PCM.
ω = 1, for PCM cylinder Li et al. [105] mathematically investigated the overall exergy effi­

2, for PCM sphere ciency of two cascaded PCMs for concentrated solar power (CSP) plants
based on finite-time thermodynamics. The effects of melting tempera­
tures and the number of heat transfer units for each PCM were investi­
gated. Exergy efficiency improved by 19.0-53.8% when two cascaded
Table 5 PCMs were used instead of a single bulk PCM. The authors recom­
Commercial PCM manufacturers around the world.
mended the PCM melting temperatures for application in CSP plants to
Trademark name/ PCM Website address(Accessed be 1000-1150 K for the first PCM and 750-900 K for the second one.
Manufacturer temperaturerange (◦ C) on Jun 20th, 2021) Michels and Pitz-Paal [106] investigated a cascaded TES system both
RUBITHERM − 3 to 100 www.rubitherm.eu experimentally and numerically for parabolic-trough CSP plants with
Mitsubishi Chemical 9.5 to 118 www.mfc.co.jp five alkali nitrate salt PCMs; namely, MgCl2/KCl/NaCl, KOH, KNO3,
TEAP − 50 to 78 www.teappcm.com
KNO3/KCl, and NaNO3 with melting temperatures of 380, 360, 335,
Doerken − 22 to 28 www.doerken.de
EPS Ltd − 114 to 164 www.epsltd.co.uk 320, and 306 K, respectively. Their investigation showed that the
Cristopia − 33 to 27 www.cristopia.com cascaded PCMs were more complex in a high-temperature range (more
Climator − 18 to 70 www.climator.com than 100 ◦ C). The authors also emphasized the importance of over­
SAVENRG − -20 to 100 www.rgees.com/products. coming the problem of low thermal conductivity in PCMs to fully utilize
php
this promising technology in CSP plants.

HTF flow direction enhances PCM melting near the inlet or exit 2.3.4. Emulsified PCM systems
compared with a single PCM. Fig. 12 displays a typical cascaded PCM Generally, an emulsion is a mixture in which insoluble substances are
TES system for cold and hot storage applications. During charging of the dispersed in a continuous liquid phase with the help of surfactants. An
hot storage system, PCMs are placed in descending order of melting emulsion in which a PCM is dispersed in a continuous phase to form
temperature along the flow direction of the HTF. The order is reversed in droplets is known as an emulsified PCM system. Because of their higher
the case of cold heat storage. However, it should be noted that replacing heat capacity than single-phase liquids and superior fluidity compared
a single PCM that has a high latent heat of fusion with a number of PCMs to bulk PCMs, emulsified PCMs exhibit dual functionality; namely, en­
with different properties can decrease the overall latent heat of fusion. ergy storage and heat transfer [20].
According to some studies [103], the phase-change process with a Based on the dispersed phase and carrier liquid, emulsified PCMs are
parabolic temperature distribution profile is more homogeneous. Since classified into direct emulsion oil-in-water, inverse emulsion water-in-
oil, oil-in-oil, and multiple emulsions (W/O/W, O/W/O, W/O/O)

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 12. A typical cascaded latent TES system for hot and cold storage. In hot storage, during the charging process, PCMs are placed in descending order of melting
temperature along the flow direction of the HTF. For cold storage, the order is reversed. The desired form of energy output in hot storage is heat, whereas it is “cold”
in cold storage.

[107], as shown in Fig. 13. The last two types are the most complex in Emulsion components. Typically, an emulsified PCM system consists of
terms of preparation. Oil-in-water emulsions have lower densities and paraffin oil-in-water and a surfactant [107]. The heat capacity of the
higher conductivities than water-in-oil ones, making them favorable for emulsion is increased by increasing the concentration of paraffin oil.
reducing pumping power. Another classification is based on droplet size However, this does not have any impact on emulsion diameter [109]. A
[108], which can be controlled by the preparation method. According to surfactant is used to kinetically stabilize water and paraffin oil in the
this classification, emulsified PCM systems can be grouped into macro­ emulsion as they are naturally unstable due to their immiscibility. Sur­
emulsions with droplet diameters of over 1 μm, miniemulsions with factants are structured to have two portions: a hydrophilic part that is
diameters in the range of 100 − 1000 nm, and microemulsions with di­ water attracting and a hydrophobic part that is water resisting. When a
ameters of between 10 and 100 nm. The key to the thermodynamic surfactant is applied to a paraffin oil/water emulsion, it accumulates at
stability of an emulsion is maintaining very low interfacial tension at the the paraffin oil/water interface, with the hydrophilic group facing water
oil-water interface. Microemulsion droplets that spontaneously form and the hydrophobic group facing paraffin oil. Thus, surfactants act as a
with the help of surfactants and mild agitation (the energy input is protective layer between the droplet and the surrounding continuous
negligible) are the only type that is classified as thermodynamically phase, preventing the droplet from breaking and reducing the interfacial
stable [108]. This fact is explained by the main role of the surfactant/­ tension between oil and water. A low interfacial tension results in less
cosurfactant in lowering the energy required to increase the surface energy being required to create an emulsion [110].
area, i.e., low interfacial tension at the oil-water interface. After the
optimal amount of surfactant/cosurfactant is added, Gibbs free energy Emulsion stability. Droplet size, dispersion, supercooling, and phase
becomes negative, which is below the free energy of the separate phases separation are the leading indicators of the degree of stability in an
(oil and water) [108]. emulsified PCM system. In general, for emulsions, two types of stability
should be considered: kinetic stability and mechanical-thermal load

Fig. 13. Classification of emulsions into oil-in-water (O/W) direct emulsions, water-in-oil (W/O) inverse emulsions, oil-in-oil (O/O) emulsions, and multiple
emulsions (W/O/W, O/W/O, W/O/O).

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

stability. The former is related to the ability of the emulsion to be stored 2.3.5. Nano-enhanced PCM (NE-PCM) systems
for a long period of time. It is intrinsically linked to the chemical com­ A key disadvantage of bulk PCM systems is their low thermal con­
pounds employed to create the emulsion, more precisely the paraffin ductivity, with values reported to vary between 0.2 and 0.7 W/m•K
and surfactant types. Six types of instabilities appear under the category [116]. Low thermal conductivity mainly affects the charging and dis­
of kinetic stability; namely, creaming, sedimentation, flocculation, charging speeds. As a general rule, the faster the charging and dis­
phase inversion, coalescence, and Ostwald ripening, as shown in Fig. 14 charging processes, the more effective the PCM is in storing and
[111]. releasing thermal energy. To address this issue, focus is drawn to
The emulsion may become unstable through creaming or sedimen­ forming a thermally conductive network inside the PCM. Due to their
tation if the dispersed and continuous phases have a density difference high thermal conductivity, nanoparticles were proposed to be dispersed
and are stored for a long time without a suitable stabilization procedure. in PCMs [117]. In this approach, the nanoparticles (ranging in size from
If the density of the dispersed phase is lower than that of the continuous 1 to 100 nm) are directly impregnated at the optimum weight percent
phase, droplets travel upward and split from the continuous phase, and surfactant amount to ensure homogeneous distribution within the
establishing a distinct layer on top of the continuous phase. Creaming is PCM, often by employing some mechanical techniques.
the term for this phenomenon. Sedimentation, on the other hand, occurs Nano-additives could be metallic (e.g., Cu, Au, Ag, and Al), metal
when the density of the dispersed phase is higher than that of the oxides (e.g., CuO, Al2O3, and TiO2), or carbon-based (e.g., single- or
continuous phase, pushing droplets to travel downward to create a multi-wall carbon nanotube (SWCNTs/MWCNTs), graphene, and
stationary layer at the bottom of the continuous phase [112]. Floccu­ graphite) [118, 119]. The advantage of having a large ratio of surface
lation is the process of connecting droplets without rupturing the sur­ area to volume in nanoparticles provides new paths for conduction heat
factant’s stable, protective barrier to generate huge clumps or flocs that transfer [119]. Since surface atoms in a material dominate its in­
rise or settle faster in the emulsion than individual droplets [113]. teractions with the surroundings, the large area-to-volume ratio in
Phase inversion takes place when the original continuous phase in­ nanoparticles allows them to exhibit unexpected optical, physical, and
verts to become the dispersed phase, while the dispersed phase becomes chemical properties [120]. Additionally, due to their small size, nano­
the continuous phase [109]. Phase inversion can be induced by changing particles have less momentum, resulting in fewer erosion issues.
the affinity of the emulsifier from one phase to the other, a process At room temperature, the thermal conductivity of some nano­
known as transitional phase inversion. It can also be triggered by a particles, such as MWCNTs, can exceed 3000 W/m•K, and for single-
change in the emulsion’s water-to-oil ratio, which results in a phe­ layer graphene, it can range between 4840 and 5300 W/m•K [121].
nomenon called catastrophic phase inversion [114]. Coalescence is However, and as illustrated in Fig. 15, several factors must be considered
when two or more droplets completely merge together to form a single to achieve high thermal conductivity in a nano-enhanced PCM
droplet. Emulsion coalescence is triggered by the thinning and disrup­ (NE-PCM) system. Overall, increasing the concentration of nanoparticles
tion of the liquid film between the droplets. This can occur when increases thermal conductivity [117]. However, there is an optimum
emulsion droplets form a cream layer, a floc, or during Brownian concentration for effective heat transfer inside the PCM [122]. When
diffusion [115]. Ostwald ripening is caused by changes in solubility particle concentrations are high (above the optimum), the slip velocity
between oil droplets of various sizes. Smaller droplets have a higher between nanoparticles and fluid may not be zero. However, the migra­
solubility than bigger ones, and when molecules diffuse from small to tion of nanoparticles results in non-uniform concentrations and thermal
large droplets over time, the size distribution shifts to larger values. property distributions throughout the flow region, which is an unfa­
Ostwald ripening and coalescence result in an increase in overall droplet vorable situation [120]. As previously stated, the outstanding charac­
size, a decrease in interfacial area, and an increase in droplet dispersion. teristics of nanoparticles are derived from their high area-to-volume
An emulsion is deemed to have mechanical-thermal load stability ratio. The enhancement in the thermal conductivity of a fluid when
when it is stable under repeated cycles of melting and solidification and doped with nanoparticles has been explained by Brownian motion,
during circulation. It is strongly affected by the surfactant type and defined as the chaotic movement of particles due to random collisions
concentration and emulsion viscosity [111]. with liquid molecules [113]. A higher surface area increases the surface
energy of nanoparticles. Thus, their Brownian motion is accelerated,
inducing nanoscale convection [120].

Fig. 14. Schematic representation of a stable emulsion and the different forms of emulsion instabilities, including creaming, sedimentation, flocculation, phase
inversion, coalescence, and Ostwald ripening.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

thermal conductivity and latent heat increased after adding the spongy
graphene. Thermal conductivity rose from 0.26 to 0.59 W/m•K while
latent heat rose from 256.1 to 262.2 J/g. These findings indicate that the
molecular structure of docosane remained unchanged in the docosa­
ne/graphene composite. The thermophysical properties and thermal
performance of a selected number of NE-PCMs reported in the literature
are summarized in Table 6.

2.3.6. Shape-stabilized (porous matrix-supported) PCM systems


Impregnating a PCM into a porous medium is considered a promising
solution to resolve both the low thermal conductivity and leakage
problems in pristine PCMs. This process results in what is known as
shape-stabilized PCM (SS-PCM) [142], also known in some literature as
form-stable or porous matrix-supported PCM. According to this tech­
nique, the PCM in the liquid phase is impregnated and retained by
another material with a porous structure via the capillarity effect [11].
Based on the pore size, porous supports are characterized as macro­
porous (pore size > 50 nm), mesoporous (pore size is 2-50 nm),
microporous (pore size < 2 nm), and hierarchically porous (pore size
varies from macro to micro) [143]. In comparison, when moving from a
large pore size to a smaller one, the porosity increases and its structure
changes from a disordered pore arrangement to an ordered one [143].
Macroporous materials have received little attention because of their
Fig. 15. The main factors affecting the thermal conductivity of nano-enhanced less reliable immobilization of PCMs, which is attributed to their weak
PCM systems. capillary force. In contrast, the smaller pores and greater surface area of
materials at the meso and micro scales enable more intense interactions
Nanoparticles can be produced as spheres, cubes, or cylinders. A between the PCM (guest) and support structure (host), thereby pre­
spatially homogeneous distribution of nanoparticles is an essential venting leakage [144]. Hierarchically porous materials with pore sizes
aspect that is expected to affect the thermophysical properties of a NE- ranging from macro to micro present a uniquely interesting case as the
PCM system [123]. Due to their high surface activity, nanoparticle macropores serve as a cavity to retain the PCM, mesopores act as a
clustering can take place as a result of the strong van der Waals forces transport network, and micropores induce capillary forces to immobilize
that attract nanoparticles to each other [124]. The diameter of a cluster the PCM, leading to extremely high energy storage capacities. Unfor­
of nanoparticles is larger than the diameter of primary particles. This tunately, relevant reports on this type of SS-PCM systems are still few
may lead to sedimentation and phase separation if clusters reach the [143].
microscale [124]. To resolve this issue, surfactants are often used to
prevent nanoparticle clustering by creating a molecular barrier against Porous materials for SS-PCMs
interparticle collisions and changing the surface activity [125]. How­ Metal foam-based SS-PCMs. Metal foam is an example of a typical
ever, there is an optimum value for the surfactant-to-nanoparticles macroporous material (0.1− 5 mm) with high open porosity (85− 98%)
loading ratio [125]. Polyvinyl pyrrolidone (PVP) [125] and sodium and specific strength [145]. The high thermal conductivity of metal
dodecylbenzene sulfonate (SDBS) [117] are examples of surfactants foams is their most intrinsic property, which is why many researchers
used to prepare NE-PCMs. have adopted them as a means to improve the PCM charging and dis­
Along with the use of surfactants, some techniques can be used to charging processes. Various types of metal foams have been used with
reduce clustering, including ultrasonication [126], high-pressure shear PCMs, including stainless steel foam (16.3 W/m•K) [146], nickel foam
homogenization [127], ball milling [128], mechanical mixing (by stir­ (91.4 W/m•K) [147], aluminum foam (237.0 W/m•K) [148,149], and
ring or shaking) [129], or magnetic stirring [130]. Ultrasonication is copper foam (398 W/m•K) [147,150].
most widely used in the nanofluid community [131]. Ultrasonic devices Overall, the higher the porosity of a metal foam, the higher the
generate ultrasonic waves, which cause cavitation and agitation of the effective thermal conductivity of the SS-PCM [151]. In general, the
fluid. Ultrasonication processes vary according to the device type, thermal conductivity of a continuous skeleton structure with inter­
power, and sonication time. connected pores is greater than that of closed pores. For the same
Kumar et al. [118] highlight that the thermal properties of NE-PCMs porosity, a larger pore size means fewer and more interconnected pores.
depend on the weight concentration of nanoparticles and the primary Despite the advantages of high thermal conductivity, leakage occurs due
melting behavior of the PCM. In an experimental campaign [132], the to the large size of metal foam pores compared to the size of the
effect of three types of individual nanoparticles (TiO2, CuO, and GO) on phase-change cores (which is usually in nanoscale), especially if the
the performance of a solar still was studied. Each nanoparticle was PCM loading is extensive [145]. Furthermore, it was found that the
impregnated at 0.3 wt% in paraffin with the same latent heat of metal foam-based SS-PCMs was reduced due to the lack of
surfactant-to-nanoparticles ratio of 1:1. Results showed an increase in PCM inside porous media [151]. In general, metal foams with high
thermal conductivity by 25.0, 28.8, and 101% and a reduction in thermal conductivity, appropriate pore size, and high porosity may
melting temperature by 7.87, 7.08, and 9.44% for TiO2, CuO, and GO, improve the thermal performance of the PCM.
respectively. Furthermore, a reduction in the solidification temperature Porous carbon-based SS-PCMs. Porous carbon exhibits strong guest-
by 6.77, 6.77, and 5.08% was achieved after adding TiO2, CuO, and GO host interactions, such as van der Waals force, hydrogen bond, capil­
nanoparticles compared with pristine paraffin. In addition, water pro­ lary force, and/or surface tension, due to its high surface area and
ductivity increased by 23.0, 39.3, 43.2, and 18.0% using paraffin, TiO2, possibility of surface modifications [145]. Porous carbon SS-PCMs
CuO, and GO, respectively, compared with the productivity of a con­ include expanded graphite, carbon nanotubes, graphene, and carbon
ventional still. In another study, the effect of adding spongy graphene on aerogels, with a summary of their properties shown in Fig. 16.
the thermal performance of docosane was investigated [133]. Both Porous oxide-based SS-PCMs. Numerous types of porous oxides are

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Table 6
Thermophysical properties and thermal performance and stability of selected NE-PCMs.
NE-PCM type NE-PCM thermal properties Heat transfer behavior Thermal stability Ref.
Thermal conductivity Latent heat

Tetradecanol (TD) enhanced - Thermal conductivity was 9 times Dropped linearly with the Melting speed was accelerated. The weight loss [134]
with (0.662-58.9 wt%) of higher than pristine TD. increase of Cu concentration. speed was slower
Cu nanowires - 13.4 wt% of Cu was a turning point than pristine TD.
in thermal conductivity
enhancement.
- When the load exceeded 13.4 wt%,
thermal conductivity increased
significantly.
Methyl ester enhanced with Enhanced from 0.228 to 0.347 W/ Dropped by 7.5% during Melting and solidification times Stable over 1000 [135]
(0.05-0.5 wt%) of Cu- TiO2 m•K in solid PCM phase and from freezing and 7.3% during dropped by 70.9 and 77.9%, thermal cycles and
hybrid nanocomposite 0.212 to 0.323 W/m•K in liquid PCM melting. respectively. up to 216◦ C.
phase.
Paraffin enhanced with CuO Enhanced by 63.5%. Enhanced by 7.81%. Not reported. Stable after 200 [136]
(0.1-5 wt%) thermal cycles.
Paraffin enhanced with (0.1- Enhanced by 46.7%. Enhanced by 8.2%. Not reported. Stable after 200 [136]
5 wt%) of PANI thermal cycles.
Paraffin wax enhanced with Enhanced by 48 and 67% for 10 and Enhanced by 3.3 and 8.8% for Melting temperature was unchanged. Stable after 500 [137]
(10 and 20.0 wt%) of 20 wt% of Fe₃O₄, respectively. 10 and 20 wt% of Fe₃O₄, thermal cycles.
Fe3O4 nanoparticles respectively.
Water enhanced with (0.1 wt Not reported. Insignificantly changed. - Solidification time dropped by 35%. Not reported. [138]
%) of CuO nanoparticles - Accelerated charging was recorded
during the first 25% of solidification
time, in which 50% of the total mass
solidified.
Pentaerythritol enhanced Increased with the increase of Al2O3 Dropped with the increase the - Time for energy storage/release Stable up to 100 [139]
with (0.1, 0.5, and 1%) of concentration as follows: 0.1282, concentration of Al2O3 by an dropped by 17.2, 20.5, and 23% for thermal cycles.
Al2O3 nanoparticles 0.1412, and 0.1609 W/m-K for 0.1, average of 5% of the original Al2O3 concentrations of 0.1, 0.5, and
0.5, and 1%, respectively. value. 1 wt%, respectively.
- Transition temperature was
unchanged after adding 0.1% of
Al2O3.
Organic ester enhanced with Enhanced by 10 and 67% for 0.1 and 5 At 5 wt% of Ag, latent heat Solidification and melting times FTIR results [140]
(0.1, 0.5, 1.0, 2.0, and 5.0 wt% of Ag, respectively. dropped by 7.88 and 8.91% dropped by 30.8 and 11.3%, confirmed thermal
wt%) of Ag nanoparticles during freezing and melting, respectively. and chemical
respectively. stability.
Paraffin wax enhanced with Enhanced with the increase of carbon Dropped with the increase of - Solidification time dropped with the Not reported. [141]
(1, 2, 3, and 4 wt%) of concentration. carbon concentration. increase of carbon concentration.
CNFs - Heat dissipation was higher than
pure paraffin wax.
- Output power increased with the
increase of carbon concentration.

suitable for use as supports in SS-PCMs due to their superior thermal chosen based on the material of the core and the encapsulation method
stability, chemical compatibility, high surface area, and even better used [152]. Compatibility between the core and shell materials is an
thermal conductivity than porous carbon. Porous clay mineral-based SS- important requirement for the successful encapsulation of PCMs. Pre­
PCMs are a common and well-known family of SS-PCMs, including treatment of the core material is used in some cases to improve
expanded perlite, fly ash, diatomite, sepiolite, attapulgite, and vermic­ compatibility [153].
ulite. Clay mineral-based SS-PCMs offer the advantages of thermal sta­
bility and reliability, high chemical compatibility, and a wide variety of Benefits of encapsulation. The importance of encapsulation can be sum­
interactions with PCMs [145]. Due to their tunable pore size and high marized as follows [2, 153]:
surface area, mesoporous silica-based SS-PCMs are another promising
type of porous oxide supports. The pore size is smaller than clay min­ • Containing the PCM and isolating it from the surroundings.
erals, porous carbon, and metal foams. Interestingly, the confinement of • Controlling the amount of PCM that participates in thermal cycles.
PCMs with nano-porous silica showed that material properties no longer • Increasing the rate of heat transfer.
determine the melting point, which can be changed based on the hier­ • Enhancing structural and mechanical stability.
archical pore structure [145]. Epoxy resin, polystyrene-graft-poly • Improving compatibility with the surrounding materials.
(ethylene glycol) copolymers (PS-g-PEG), and poly(styr­ • Enhancing processability (dispersibility and flowability).
ene–butadienestyrene) are examples of porous polymers used in • Reducing the foul odor of some PCMs.
SS-PCMs [145]. • Safely handling toxic PCMs.

2.3.7. Encapsulated PCM (ePCM) systems Classification and morphology of encapsulated PCMs. The resultant
Encapsulation is a widely used technique for improving the handling products of the PCM encapsulation process can be classified into three
of PCMs, particularly those undergoing solid-liquid transitions. It is groups based on the core size to be coated: macro-encapsulated PCMs
generally defined as the process of enclosing the PCM with an inert (above 1 mm), micro-encapsulated PCMs (from 1 to 1000 μm), and
coating or shell material. As a result, the two main components are the nano-encapsulated PCMs (from 1 to 1000 nm) [154]. Because of the
core and shell. The core is the intrinsic component that contains the critical difference in the size of encapsulated PCMs, different encapsu­
active PCM. The extrinsic part is the shell, which can be made of organic lation techniques have been used, which have a significant impact on the
polymers, metal oxide, hydroxide, or silica. The material of the shell is shell shape and selected PCM.

17
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 16. Key characteristics of the main types of porous carbon-based shape-stabilized PCMs. This includes expanded graphite, CNTs, graphene, and carbon aerogel.

The encapsulation process at the macro-scale can be carried out by to solvent extraction and evaporation. In this method, a large amount of
filling a pre-prepared shell with PCM in the liquid phase. However, non-volatile organic solvents (e.g., toluene, chloroform, carbon tetra­
encapsulation at the micro- and nano-scales is more complicated. chloride, and acetone) is employed. This means that micro-encapsulated
Nonetheless, the micro/nano-encapsulation of PCMs is known to more inorganic PCMs are more expensive than organic ones [159]. Among the
effectively improve the rate of heat transfer relative to macro- chemical approaches investigated, in-situ polymerization was deter­
encapsulation. To draw general observations regarding ePCMs, mined to be the preferred way for encapsulating organic PCM due to its
Figs. 17 and 18 show the latent heats of melting and solidification of a superior shell structure and reduced capsule size [160] (more details are
variety of ePCMs in relation to their melting and solidification temper­ provided in Section 3).
atures. It is noticeable that the melting and solidification temperatures Different types of particles can be created depending on the physi­
and latent heats for the same ePCM are not identical, and there is no cochemical parameters of the core-shell and the encapsulation process
definite relationship or pattern that dictates which is higher. The ma­ utilized, as demonstrated in Fig. 19. Many factors affect the size distri­
jority of the ePCMs have melting temperatures lower than 100◦ C. A bution of PCM capsules [157], which can be summarized as follows:
small number of studies has been dedicated to medium (100-300◦ C) and
high (above 300◦ C) melting-temperature ePCMs. The reason behind this • The mixing rotational speed during the emulsifying stage (smaller
is that using conventional techniques of encapsulation is not suitable for sizes are obtained at higher mixing speeds).
such temperature ranges. For instance, since molten salts dissolve easily • The amount of surfactant (smaller sizes are obtained for higher
in water, traditional encapsulation methods like the sol-gel method are surfactant amounts).
ineffective [155]. For micro/nano-encapsulated PCM techniques, they • The ratio of core material to nucleating agent.
are divided into three broad groups: physical, chemical, and • The shell material.
physical-chemical (more details are provided in Section 3). In the
physical techniques, the shell is mechanically applied around the micro Nomenclature of ePCMs. While dealing with ePCMs, it is important to
core [156]. This has the advantage of having a negligible negative keep in mind that not all ePCMs can achieve the original role of efficient
impact on the environment. However, physical techniques are limited to latent heat storage. Because of shell existence, molecular motion is
producing particles smaller than 100 μm, making them suitable for confined and the phase change may not completely occur [161]. In this
micro-encapsulated PCMs. In contrast, chemical techniques can produce regard, the concept of encapsulation ratio, ηPCM, is introduced to
encapsulated PCM particles that are significantly smaller, making them quantify the adequate performance of PCM inside a shell based on the
ideal for nano-encapsulated PCMs [157]. It is reported that physical enthalpy of fusion, as follows [162],
techniques result in a rougher surface and a significant drop in latent
(ΔHs − l)ePCM
heat of fusion compared to chemical ones [2, 158]. A stable particle can ηPCM = . (8)
be produced by a physicochemical technique that includes ionic gela­ (ΔHs − l)PCM
tion, coacervation, and sol-gel [156]. Theoretically, the melting and freezing points of a PCM are the same.
Organic PCMs can be encapsulated using a variety of techniques However, in reality, they are not. Therefore, the encapsulation
[152], while approaches for encapsulating inorganic PCM are confined

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Fig. 17. Latent heat of melting and melting temperature of various types of ePCMs.

efficiency, E, as a more comprehensive concept, is introduced and given 2.4. Applications of PCMs in thermal management systems
by the following equation [163],
Electronic products such as integrated-circuit boards, batteries, re­
(ΔHs − l)ePCM + (ΔHl − s)ePCM
E= , (9) sistors, transistors, and microprocessors have become an intrinsic part in
(ΔHs − l)PCM + (ΔHl − s)PCM
human lives. This significant increase in consumer electronics means
that their effective thermal management is pivotal to maintain perfor­
where (ΔHs − l)ePCM and (ΔHs − l)PCM are the enthalpies of melting with
mance consistency and product lifetime. Thereby, researchers are
and without encapsulation, respectively. (ΔHl − s)ePCM and (ΔHl − s)PCM
continuously attempting to make cooling systems more effective and
are the enthalpies of solidification with and without encapsulation,
compact. At present, the thermal management of electronic devices is
respectively. A higher encapsulation efficiency is an indication of higher
one of the most important aspects in their development and design.
mechanical stability and leak-proof strength.
According to previous research studies, overheating is one of the leading
The core-to-shell mass ratio is another important parameter deter­
reasons for electronic equipment failure. Therefore, it is necessary to
mining the functional, structural, and mechanical stability of ePCMs. A
regulate the operating temperature of electronic components to guar­
lower core-to-shell ratio means the shell is thick, reducing the amount of
antee their efficiency and reliability [164].
contained PCM. Meanwhile, a higher core-to-shell ratio increases the
For the thermal management of many electronic devices, passive
chance of leakage to the surroundings and deteriorates the strength of
cooling is a more practical choice compared to active cooling, although
PCM. It is reported that the optimum core-to-shell ratio to balance these
it suffers from a lower heat dissipation rate. Integrating heat sinks with
effects is 3:1 [2]. Ghosh [153] established a formula for calculating the
PCM technology has received great attention to circumvent such trade-
shell thickness based on the core-to-shell ratio, assuming that the density
offs when using passive cooling systems. PCMs often suffer from poor
of the core and shell materials is identical, as follows:
[( ] thermal conductivity, which reduces the efficiency and performance of
)1/3
ws heat sinks. Therefore, fins are generally added to PCM heat sinks to boost
ds = (r − rc ) = +1 − 1 rc , (10) their thermal conductivity and enhance heat transfer. Various fin con­
wc
figurations have been developed for PCM heat sinks that operate under
where ds is shell thickness, rc and r are the core and whole capsule radii, constant and variable thermal loads [165]. It was revealed that the
respectively, and ws/wc is the ratio of shell weight to core weight. thermal performance of PCM heat sinks depends on the substrate and fin
thickness, volume fraction of PCM, PCM type, fin height, number of fins,
and fin shape. However, there is an optimal number of fins beyond

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Fig. 18. Latent heat of solidification and solidification temperature of various types of ePCMs

Fig. 19. Morphology of common a) macro-encapsulated (spherical, tubular, cylindrical, and rectangular) and b) micro/nano-encapsulated (mononuclear, poly­
nuclear, matrix, and multi-shell) PCMs

which the base temperature declines, and this number is dependent on PCM completely melts over a short period of time [167]. The
the amount of PCM and heat sink size [166]. The melting onset was enthalpy-porosity approach was found to be the better model to simulate
shown to be delayed by increasing the number of fins. However, the phase-change processes. Moreover, metallic PCMs have shown higher

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performance than non-metallic ones [165]. higher heat transfer [181], while a higher porosity indicates less mass
Although the combination of heat sink, fins, and PCM enhances the and volume and hence lower heat storage capacity [182]. Concerning
thermal performance of the cooling system, it increases its weight. In pore density, investigations have shown minimal [183], small [184], or
addition, the insertion of fins reduces the PCM volume; hence, a lower considerable [185] impacts on the heat transfer rate. However, it is
amount of energy can be stored. To bypass these drawbacks, an alter­ almost agreed upon that porosity is more important than pore density in
native method was proposed to improve the thermal conductivity of terms of the heat transfer performance of PCM-based metal foam com­
PCMs. It was found that the addition of highly conductive nanoparticles posites [182]. The use of micro-ePCM-saturated metal foams for passive
to the PCM makes the heat sink a more suitable choice for electronics thermal management has shown that micro-ePCMs were not appropriate
cooling [168]. Convection currents are inhibited with the addition of for thermal management. However, integrating micro-ePCMs with
nanoparticles due to the increase in viscosity which affects the thermal metal foams at high pore densities provides better thermal control
performance of the heat sink [169]. However, by carefully choosing the [186].
concentration and type of nanoparticles, the increase in thermal con­
ductivity may outweigh the increase in viscosity [170]. In fact, the
addition of nanoparticles can enhance the thermal performance of PCM 2.5. Applications of PCMs in solar energy systems
heat sinks through reducing the heating time by almost 22% [171].
Furthermore, it was shown that at low power loads, the addition of 2.5.1. An overview of solar thermal energy
nanoparticles has a positive impact at regulating the base temperature, The World Energy Council stated that the total energy produced by
but at higher power loads, the addition of nanoparticles has a negative the sun every day is 3.8×1023 MW, with only 1.08×1014 KW of that
impact [172]. The nanoparticle type may also have a significant impact reaching the surface of earth. Despite its relatively small magnitude, it
on the cooling system. Alumina nanofluids with a volume fraction of has been reported that if only 0.1% of the solar energy intercepted by the
0.5% resulted in a 6% increase in the convection heat transfer coeffi­ earth could be converted to electricity with a 10% efficiency, it would
cient, while CNT nanofluids with a volume fraction of 0.25% at a flow supply approximately 3000 GW, or four times the world’s total energy
velocity of 21 mL/s produced the greatest heat transfer boost (about demand [187]. Fig. 20 shows the types of solar-thermal collectors and
13%) [173]. their classification into non-concentrating and concentrating collectors.
Using nanoparticles can improve the thermal properties of PCMs, Generally, a solar photothermal collector is a specialized device in
and hence can be used for different cooling systems. However, the which incident solar irradiation is absorbed and converted to thermal
optimal cooling technique not only offers a higher heat transfer rate, but energy carried by a HTF. This heat can subsequently be extracted and
should also provide superior heat absorption capacity at a desired utilized to heat buildings, heat domestic water, or generate electricity
temperature range. Micro/nano-ePCM slurries and dispersions, which via power cycles [188,189].
are produced by dispersing micro/nano-ePCMs into a pure fluid, possess Fig. 21 displays the energy flow through a conventional solar-
larger heat capacities when the ePCMs experience a phase change and thermal collector, consisting of a glass cover, absorber plate, HTF, and
are favorable if the cooling system parameters are adequately tailored to insulated housing. When sunlight strikes the glass surface, it is trans­
utilize their latent heat of fusion. Therefore, micro/nano-ePCMs seem to mitted and absorbed by the absorber plate, which has a selective
provide a viable avenue for meeting these cooling requirements. Using absorber coating that maximizes absorption in the solar spectrum and
nano-ePCMs to cool lithium-ion batteries showed that increasing the minimizes emission in the thermal spectrum. The function of the
volume fraction of the ePCM up to 3% increased the heat transfer rate of absorber plate in this case is to convert solar energy into thermal energy,
lithium-ion batteries by 8.2− 13.6% [174]. Choi et al. [175] adopted a which is then transferred to the HTF. This is dominantly realized
micro-ePCM slurry for the cooling of telecommunication equipment through forced convection between the HTF and the inner surface of the
with high power and heat densities. According to their findings, when absorber plate. The surface temperature of the absorber plate will
the mass flow rate increased, the heat transfer rate of the unit cooled unavoidably increase over time, posing several problems:
with a micro-ePCM slurry rose. Moreover, the cooling performance of
the slurry-cooled unit was superior to that of the water-cooled one. • Heat loss into the surroundings due to thermal radiation emission
Using a micro-ePCM slurry, Sharma et al. [176] investigated and natural air convection. Both are closely related to surface tem­
hotspot-targeted integrated liquid cooling of multicore microprocessors perature; therefore, thermal efficiency drastically drops with an in­
to optimize energy efficiency and decrease chip temperature. Using a crease in absorber temperature [191].
micro-ePCM slurry, they were able to control the surface temperature of • Oxidation and peeling of the coated layer deteriorates the optical
the equipment chip as required. Experimental data of LED thermal properties of the absorber plate (stability issue) [6].
management systems reveal that an increase in micro-ePCM concen­
tration does not necessarily result in an enhancement in cooling per­ To maximize the useful energy extracted by the HTF as it passes
formance, while phase transition and thermophysical properties of the through the collector, two aspects should be considered; namely,
micro-ePCM play an important role [177]. maximizing solar radiation absorption and reducing heat loss to the
As another efficient and promising approach for improving the surroundings. Accordingly, the thermal efficiency of any solar-thermal
thermal performance of cooling systems, the use of metal foams (such as collector is defined as the ratio of useful thermal energy gained by the
graphite, carbon, copper, and aluminum) has attracted a great deal of HTF to the total solar radiation input, as follows [192]:
interest and has been evaluated in a wide range of applications [178]. ṁcp (Tout − Tinl )
PCM-based metal foam cooling systems demonstrated superior perfor­ ηth = , (11)
GA
mance over pure PCM and nanoparticle-PCM systems with a significant
decrease in melting time. It was observed that metal foam composites where ṁ represents mass flow rate, cp is specific heat of the working
exhibit a thermal conductivity improvement of up to 218 times [179]. A fluid, Tout and Tinl are outlet and inlet temperatures of the HTF,
comparison among finned surfaces, nanoparticles, and metal foams has respectively, G is solar irradiance, and A is the aperture area.
revealed that the combination of metal foam and nanoparticles offers Non-concentrating collectors and concentrating collectors are the
the best heat transfer performance, where the metal foam is the primary main two main categories of solar-thermal collectors, depending on
source of enhanced heat transfer [180]. Since the metal foam is their design and the temperature at which they operate. In non-
described by its pore density, pore size, and porosity, it is crucial to concentrating collectors, the aperture and receiver areas are equal.
assess the impact of these factors in a PCM-based thermal management These collectors utilize both the beam and diffuse components of solar
system. The literature has demonstrated that lower porosities lead to a radiation, and thus, do not require a tracking system. They operate at

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Fig. 20. Types of solar-thermal collectors and their classification into non-concentrating and concentrating collectors (CR is solar concentration ratio) [190]. (Reused
with permission from Elsevier).

low-to-medium temperatures (around 60-100◦ C) and are consequently


commonly utilized for space heating and residential hot water supply
[193]. The flat-plate collector (FPC) is the centerpiece of any solar en­
ergy collection system intended for operation at low or moderate tem­
peratures. A FPC absorbs solar energy, converts it into heat, and
transfers that heat to a flow of liquids or gases. At temperatures above
80◦ C, an evacuated-tube collector (ETC) allows for the extraction of
more heat than a FPC since it combines the effects of a highly-selective
surface coating with vacuum insulation of the absorber element [194].
Several improvement techniques, including turbulators and ferrofluids,
have been employed in non-concentrating collectors to enhance their
performance. Turbulators, which are composed of wire coils and twisted
tape, have been utilized to enhance the heat transfer rate by turning
laminar flow into turbulent flow. Due to the reduced flow area, the flow
velocity increases with a slight increase in pressure drop [195]. Ferro­
fluids are composed of magnetic nanoparticles (e.g., Fe, Fe3O4, etc.) and
base liquids. This combination offers both fluidity and magnetism.
Scholars are interested in ferrofluids due to the fact that, by modifying
the direction and intensity of the magnetic field, these fluids can exhibit
a variety of unique features. Ferrofluids can be manipulated by an
external magnetic field, leading to better mixing within the fluid layers
and improved thermal efficiency [196].
For concentrating collectors, the interceptor has a greater surface
area than the absorber. They are typically used in high-temperature
solar power plants (above 350◦ C) [193]. Concentrating collectors are
of two general types: line-focused and point-focused. In line-focused
collectors, the incident radiation is focused to a linear receiver (e.g.
Fig. 21. Energy flow in a conventional solar-thermal collector where heat is the parabolic trough and linear Fresnel reflector), whereas in point-focused
desired output from the photothermal conversion process. collectors, the incident radiation is focused on a point (e.g., parabolic
dish and central receiver) [197]. Among them, parabolic trough

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collectors are most widely used, accounting for more than 95% of global a FPC employing GO nanofluids with forced circulation using a pump.
concentrated solar collector installations [198]. To make the nanofluids, graphene was suspended in deionized water at
As shown in Fig. 22, CSP plants are made up of three major com­ the different mass concentrations of 0.005, 0.01, and 0.02. Compared to
ponents; the solar field, TES system, and power block. In the solar field, a collector employing water, the collector employing a nanofluid with a
solar radiation is concentrated to heat thermal oil to high temperatures GO loading of 0.02 at a mass flow rate of 0.0167 kg/s exhibited a
while remaining in the liquid phase [199]. The hot oil is then utilized in maximum thermal efficiency improvement of 7.3%. Also, the overall
oil/water heat exchangers to generate steam, which is used to drive a heat transfer coefficient went up by 8.03, 10.93, and 11.5% for nano­
turbo-generator in the power block for electricity production. The hot oil fluids with 0.005, 0.01, and 0.02% GO, respectively.
is also used to supply heat to the TES system during the charging stage. Iranmanesh et al. [211] conducted an experiment to assess the in­
TES systems in CSP plants are divided into two types: direct and indirect fluence of a graphene nanoplatelets/water nanofluid on the heat transfer
storage. In the direct approach, the working fluid serves as both a HTF in performance of an evacuated-tube solar water heater. At the varied flow
the solar field and a storage medium in the TES system, whereas in the rates of 0.5, 0.1, and 1.5 L/min, the thermal efficiency of the collector
indirect approach, the HTF is different than the storage medium, as was measured. The collector efficiency reached a maximum of 90.7%
shown in Fig. 23. Molten salt is most commonly used in commercial CSP when the greatest graphene nanoplatelet concentration of 0.1% and the
plants as a sensible and latent high-density storage medium that can highest flow rate of 1.5 L/min were utilized. Compared to distilled
maintain high cycle efficiency [200]. One of the main difficulties facing water, this indicated a thermal efficiency boost of 35.8%. Fayaz et al.
CSP plants is the need for cost-effective and reliable energy storage [212] analyzed the influence of flow rate on the performance of a PV/T
media and HTFs for operation over prolonged periods of time at high system employing a MWCNT nanofluid. The concentration of MWCNTs
temperatures [201]. ranged from 0 to 1 wt%. Preliminary numerical results revealed that the
A promising development in the field of CSP is direct steam gener­ thermal efficiency of the PV/T system increased with increasing nano­
ation (DSG) technology, in which steam is produced directly within the fluid concentration up to 0.75 wt%, after which it began to deteriorate.
absorber tubes of the solar field by boiling and superheating water, Recent experiments; however, show that adding solid nanoparticles
resulting in a two-phase flow. The primary benefit of this technique is like copper and alumina to pure fluids does not result in significant in­
that the same fluid is used in both the solar field and the power cycle, creases in thermal conductivity [213, 214]. It has also been found that
thereby eliminating the expenses and dangers associated with employ­ the efficiency of the conventional solar collector drops at higher nano­
ing thermal oils that degrade in the solar field. Additionally, the particle concentrations. This is because viscous forces increase, which
complexity, cost, and thermal losses caused by the massive heat ex­ decreases the heat transfer rate and increases the pumping power [215].
changers between the solar field and the power block are eliminated, This is in addition to abrasion and sedimentation issues [216].
and much higher process temperatures may be achieved, hence, The mismatch of energy demand and solar energy supply in terms of
enhancing the heat-to-power conversion efficiency in the power block time and place is the greatest disadvantage for both photothermal and
[203]. However, the most significant disadvantage of DSG is the need for photovoltaic solar conversion processes [217]. This is compounded by
expensive absorber tubes and interconnections as well as sophisticated operational transients in CSP plants during warm-up, cool-down, and
control systems to safely manage the high temperatures and pressures cloud-disturbance periods [218]. Several advancements in the use of
that occur inside the two-phase water flow in the solar field [204]. PCMs to mitigate these energy mismatch and prolonged transient issues
Even if the conversion efficiency of the aforementioned collectors have been made over the years, propelling solar energy to the forefront
has generally increased over time, it must still be further improved to of the energy sector [171]. This is achieved by keeping the HTF or PV
maximize solar-to-thermal performance. For that purpose, numerous cell temperature approximately constant during phase transition, which
coolants have been designed for a variety of operating temperatures. helps in avoiding problems associated with excessive temperatures [61].
Typically, pure liquid coolants have insufficient heat transfer perfor­
mance to absorb considerable amounts of heat. Nanofluids, which are 2.5.2. PCMs in solar stills
homogeneous mixtures of a liquid and nanoparticles, present a Since conventional water desalination and purification technologies
tremendous possibility to boost the thermal efficiency of solar collectors consume a lot of fossil fuels or electricity, a solar still is an alternative,
[205]. Nanofluids can offer improved thermophysical properties, such sustainable technology capable of extracting freshwater from salty water
as thermal conductivity [206,207,208]. For example, Vijayakumaar using solar radiation in an environmentally friendly manner. Moreover,
et al. [209] conducted studies to examine the effect of CNT/water ultraviolet radiation adds a unique feature to solar stills by killing vi­
nanofluid on flat-plate solar collectors. Using a nanofluid containing ruses, bacteria, and parasites. Therefore, this method is appealing for
0.5% CNTs increased the efficiency by 39% compared to water. Anin rural and remote regions where clean drinking water is scarce. A solar
Vince and Natarajan [210] experimentally evaluated the performance of still offers fresh water at a low cost and uses simple designs. Neverthe­
less, the low water productivity and system efficiency are its main
disadvantages.
Manoj Kumar et al. [219] undertook an experimental campaign to
study the effects of integrating a conventional single-slope (CSS) solar
still with paraffin PCM doped with SiO2 nanoparticles. Their research
was conducted in three parts: without PCM, with pure PCM, and with
PCM enhanced with SiO2 nanoparticles (NE-PCM). Results showed that
water productivity for the NE-PCM case was the highest, followed by the
one with PCM only. Daily freshwater production was measured at 4100,
6200, and 6850 ml for the cases without PCM, with pure PCM, and with
NE-PCM, respectively. The daily yield improvement was estimated at
51.2 and 67.1%, respectively, when using PCM and NE-PCM compared
with the CSS solar still. Kabeel et al. [220] investigated the possibility of
improving potable water production in a tubular solar still (TSS) by
using a PCM doped with GO nanoparticles. Their investigation covered
Fig. 22. The major components in a CSP-TES power plant. This includes the TSS, TSS with PCM, and TSS with NE-PCM. Their results revealed that
solar field, TES system, and power block [202]. (Reused with permission the total cumulative freshwater yields in the TSS, TSS using PCM, and
from Elsevier). TSS using NE-PCM were 2.59, 3.35, and 5.62 kg, respectively. Results

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Fig. 23. Concentrated solar power plants with a) direct and b) indirect thermal energy storage.

also showed that the daily efficiency of TSS using NE-PCM was improved experimentally studied the performance of a water-based PV/T collector
by up to 116.5% with reference to the other cases. using paraffin wax RT-30 under the weather conditions of Kottayam,
India. Results revealed that the thermal, electrical, and total efficiencies
2.5.3. PCMs in photovoltaic (PV) and PV/thermal (PV/T) collectors increased by 26.9, 17.3, and 40.6%, respectively, compared with a
The photoelectric solar collector is the most efficient technique for conventional PV panel.
directly turning solar energy into electricity. Solar cells are energy Qiu et al. [225] carried out experimental work to study a PV/T
conversion devices that convert sunlight into electricity via the photo­ collector employing a micro-ePCM slurry as the working fluid. They
electric effect. Solar cells and other auxiliary components make up a evaluated the performance of the PV/T collector under various param­
photovoltaic system. However, photovoltaic cells face a substantial eters, including solar radiation intensity, slurry Reynolds number, and
challenge in that their electrical production is highly reliant on cell ePCM concentration. Due to the fact that the temperature of the PV/T
temperature. For instance, increasing the temperature of crystalline collector was a direct factor affecting its performance, they revealed that
silicon cells by 1 ◦ C reduces the solar-to-electrical conversion efficiency it could be decreased by lowering the solar intensity and increasing the
by 0.5% [221]. The temperature of photovoltaic cells can be regulated slurry concentration and Reynolds number. To achieve total efficiencies
by removing accumulated heat. of 80.8-83.9%, the recommended optimum values for each parameter
On the other hand, a new technology has evolved that combines both were as follows: solar intensity of 500− 700 W/m2, slurry concentration
solar-thermal collectors and photovoltaic collectors into one, known as a of 10%, and Reynolds number of 3000. Hossain et al. [226] designed and
hybrid photovoltaic/thermal collector. In these hybrid collectors, a developed a PCM-based PV/T system to assess energy, exergy, and
portion of solar radiation is converted to electricity by photovoltaic economic performance under typical Malaysian weather conditions.
cells, while another portion is converted to heat carried by a HTF [222]. They used lauric acid in aluminum foil packets to avoid leakage and
The overall efficiency of a photovoltaic/thermal collector is calculated placed them around the two sides of a serpentine flow channel. Their
as the sum of its thermal and electrical efficiencies, as follows: results were compared to those of a reference photovoltaic module
operating at volumetric flow rates of 0.5 to 4 liters per minute (LPM). At
ηtot = ηth + ηelc , (12)
4 LPM, the highest electrical power output and maximum electrical ef­
Po ficiency were 160.29 W and 14.42%, respectively, which were 14 and
ηelc = , (13) 4.72% greater than the reference photovoltaic panel. The authors
GA
highlighted that in the proposed PCM-based PV/T system, for every 100
where Po is the electrical power output. W/m2 increase in solar intensity, the power output increased by 13.12
PCMs can be utilized to regulate the temperature of PV cells and store W, whereas the electrical efficiency dropped by 0.55%. The maximum
thermal energy for solar heating systems. Ho et al. [223] numerically exergy output was recorded at 134.10 W for 0.5 LPM.
investigated a PV/T system based on PCMs in which a water-saturated
micro-ePCM layer was attached on the backside of the PV panel 2.5.4. PCMs in concentrated solar power (CSP)
floating over water. For a PCM container thickness of 5 cm and a melting Several researchers have been investigating the use of PCMs as
point of 30 ◦ C, the PV cell temperature decreased by 1.8 ◦ C while thermal storage media to improve the dispatchability and marketability
electrical efficiency increased by 2.1%. Maatallah et al. [224] of CSP plants [227]. Three designs are commonly reported in the

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literature [228]; namely, a packed-bed storage tank filled with ePCMs, a prior to being integrated into structural elements.
shell-and-tube heat exchanger in which the PCM is placed on the shell As previously discussed, PCM encapsulation can be at the macro or
side, and a cascaded PCM storage system. Laing et al. [229] studied a micro scales, where the PCM is encapsulated before incorporation with
prototype storage tank with different PCMs as follows: NaNO3, construction elements. The SS-PCM process involves melting the PCM at
KNO3− NaNO2− NaNO3, and KNO3− NaNO3, with melting temperatures a high temperature, blending it with the supporting material, and then
of 306, 222, and 142 ◦ C, respectively. Steam was used as the HTF. In the cooling it to below the transition temperature till the PCM fully solid­
tank, seven steel tubes with graphite or aluminum fins were impreg­ ifies. Support materials for shape stabilization, including high-density
nated, depending on the melting temperature of the used PCM. Graphite polyethylene, butadiene, diatomite, expanded perlite, and styrene,
fins were used for temperatures up to 250◦ C, while aluminum fins were have been widely employed in building-integrated passive heating and
used for temperatures above 250◦ C. After up to 172 thermal cycles, the cooling systems [235].
prototype demonstrated excellent thermal stability with no degradation Wang et al. [236] performed a parametric study using PCMs in
in the graphite/aluminum-finned tubes. concrete walls provided with a single glass window under Shanghai’s
Galione et al. [230] proposed filling a storage tank with solid ma­ summer conditions to reduce the solar energy gain. They investigated
terials (quartzite rocks and sand) and ePCMs, with molten salt acting as a the variation of heating load reduction with different PCM melting
working fluid to form a multilayer packed bed. The proposed design temperatures, thicknesses, locations, and window dimensions. The re­
included PCM packed bed layers at both ends of the storage tank. The sults indicated that by incorporating PCMs into walls, the heat transfer
authors developed a numerical model and validated it against experi­ rate and average inner surface temperature were significantly reduced
mental data. Simulations were then carried out for different configura­ during working hours. Additionally, liquid fraction analysis was used to
tions, namely, solid material only, single PCM, multilayered solid-PCM, determine the effective fraction of total PCM that should be used to
and cascaded PCM filler materials. Results revealed that the proposed optimize the PCM layer design. RT42 with a 20-mm-thick layer resulted
multilayered solid-PCM design had a much higher efficiency compared in nearly a 34.9% net reduction of heat flux. Similarly, Zhang et al. [237]
with the conventional TES system. Moreover, compared to the cascaded conducted an experimental study at Xinjiang University from 2011 to
PCM design, the new multilayered approach had the merit of using less 2014 on a radiant floor heating system based on solar PCMs. The pro­
ePCMs for almost the same amount of stored energy. posed system could keep room temperatures up to 5-7 degrees Celsius
Prieto and Cabeza [231] investigated a cascaded PCM TES system for higher.
a parabolic-through CSP plant. The cascaded PCM configuration Barzin et al. [238] performed a series of experiments on the use of a
included four buckets. In each bucket, PCMs were arranged based on PCM underfloor heating system with PCM wallboard in two identical
their melting temperatures and latent heats of fusion as follows: NaNO3 test huts at the Tamaki campus, University of Auckland. Total energy
in the first bucket, a mixture of LiCl− 43%/KCl− 24%/NaCl− 33% in the and electricity cost savings over five days amounted to 18.8 and 28.7%,
second bucket, NaOH− 80%/NaCl− 20% in the third one, and a combi­ respectively. The biggest energy savings obtained over this period were
nation of MgCl2− 60%/KCl− 20.4%/NaCl− 19.6% in the fourth one. The 35%, equating to a 44.4% cost savings. Griffiths and Eames [239]
main drawback was that the cascaded PCM and commercial indirect investigated a chilled ceiling system with an aqueous suspension of
two-tank molten salt designs showed similar results in terms of cumu­ micro-ePCMs (with a transition temperature of 18 ◦ C) over a period of
lative annual power generation. However, the authors emphasized the four months. The micro-ePCM was easily pumped through the cooling
importance of performing a levelized cost analysis to validate the use of and heating circuits using commercially available pumps with reduced
PCMs for TES in solar power plants. flow rates, thus reducing noise from the system. Results revealed that a
Similarly, Michels and Pitz Paal [106] conducted experimental and suspension with a concentration of 40% ePCMs was good enough to be
numerical studies on cascaded latent heat storage for parabolic-trough used as the HTF in the chilled ceiling system.
power plants. Their findings revealed that the cascaded TES system Liu et al. [240] studied the optical and thermal performances of a
provided a uniform outlet temperature and made better use of the PCM-based glazing system under the effects of solar irradiance, PCM
possible phase change over time. Additionally, it was found that NaNO3 melting temperature, and PCM layer thickness in terms of transmittance,
was the most suitable PCM in terms of its heat of fusion and corrosion temperature difference between the upper and bottom glazing surfaces,
resistance. and indoor temperature. They used a commercial solar simulator with a
solar intensity level that varied from 200 to 1200 W/m2. Results showed
2.5.5. PCMs in building-integrated passive heating and cooling systems that increasing the thickness of the PCM layer in the glazing system
Globally, the building sector consumes a significant amount of en­ decreased heat losses. The optimum PCM thickness for the best optical
ergy for heating and cooling applications, accounting for roughly 40% of performance (transmittance) was found to be 16 mm. The effect of
total energy consumption [232]. According to the International Energy increasing melting temperature on thermal and optical performance was
Agency, if no energy efficiency improvements are made in the building deemed negligible. Moreover, when the PCM was in liquid phase, the
sector, energy consumption could increase by 50% by 2050 [233]. As a thermal performance and transmittance of the glazing system filled with
result, the concept of smart energy systems emerged to take advantage PCM were 50% higher than those supplied with air. PCMs are not only
of the synergy between reducing energy consumption in buildings and used to heat liquids and rooms. They can also be used to cool buildings.
increasing the efficiency of district heating and cooling networks. For instance, PCMs can be used as a cold storage medium in the heating,
A PCM is a common strategy to improve cooling and heating systems. ventilation, and air conditioning (HVAC) system of a building. Air
It has been shown to significantly reduce energy consumption in the conditioning systems, free cooling systems, absorption cooling systems,
building industry, reduce energy costs by 10-20%, reduce harmful and heat exchangers are all examples of cooling applications that can use
emissions by 50%, and provide operational flexibility [234]. PCMs can PCMs [234].
be incorporated into a variety of building materials in a variety of ways, De Falco et al. [241] investigated an air conditioning system based
such as direct incorporation, immersion, encapsulation, and SS-PCMs on PCM. The cold TES system tank was integrated into a conventional
[235]. The most straightforward and economic method is to directly chiller fan system, consisting of RT5HC PCM and distilled water. The
impregnate PCMs into gypsum, concrete, mortars, or cement paste to co-axial heat exchanger was immersed in the PCM volume. Such a
form a mixed-type PCM in the building wall (direct incorporation). The configuration allowed heat exchange through direct contact between
immersion method includes submerging construction elements (e.g., the PCM and chilled water (cold charging) and was warmed by the user
concrete and brick blocks) in liquid PCM and allowing the PCM to be during cold TES system discharging. This configuration was validated by
absorbed through capillary force. In the case of direct incorporation and a 5-KWh prototype tested in a real environment. Results showed that the
immersion, leakage might occur. Alternatively, the PCM can be encased 5-kWh storage tank could be ultimately charged in 54 min if the

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

maximum cooling power of the chiller was 5.7 kW. Additionally, by PCMs. This approach is advantageous due to the low cost and ease of
reducing the amount of water in the system and increasing the amount manufacture of fins, as well as the flexibility of selecting materials with
of PCM, stored energy was increased. If the PCM volume was 75% rather excellent thermal conductivity. However, their potential is limited by
than 60%, the stored energy would have climbed to 6.2 KWh instead of 5 weight, corrosion, and leakage issues. Cascaded PCM systems are
KWh. It is worth mentioning that the 75% PCM volume fraction was another approach to accelerate the charging and discharging processes
given considering the minimum amount of water head needed to by replacing a single PCM with multiple PCMs with varying melting
maintain PCM suction in the exchange circuit. temperatures. Selecting PCMs with proper melting temperatures in a
When the temperature of the outside air at nighttime is lower than cascade system is the key to overcoming heterogeneity during the
the room temperature, the cooled air can flow through the PCM storage charging and discharging processes and, therefore, the overall delay in
unit to absorb heat from the liquid PCM. Therefore, at a specific tem­ melting and solidification processes. However, replacing a single PCM
perature, the PCM begins to solidify. This process comes to an end when that has a high latent heat of fusion with a number of PCMs with
the ambient temperature approaches that of the solid PCM. Later on, the different properties almost always decreases the overall storage
solid PCM starts to melt after absorbing heat from the hot indoor air. capacity.
Cold stored in the PCM is released and circulated when the room tem­ Emulsified PCM systems exhibit dual functionality because of their
perature increases beyond comfortable levels. This whole process is higher heat capacity than single-phase liquids and superior fluidity
known as "free cooling" [242]. compared to bulk PCMs. However, microemulsion droplets that spon­
Because there is a slight temperature difference between the cold taneously form with the help of surfactants and mild agitation are the
source and the human comfort temperature level, using a PCM as the only type that is classified as thermodynamically stable. Moreover, long-
storage medium is recommended to allow for high energy density during term stability under cyclic loading is poorly investigated. Relative to all
phase change. However, the major obstacle to this technology is the alternatives, the nano-enhanced PCM technique is considered the most
difficulty of ensuring complete solidification of the PCM if the temper­ investigated strategy to enhance the poor thermal conductivity of PCMs.
ature does not sufficiently drop below the phase-transition temperature. This technique has shown some improvements in thermal conductivity;
This problem can be overcome by improving the thermal conductivity of however, issues pertaining to leakage and stability remain largely un­
the PCM [243]. De Gracia et al. [244] experimentally investigated the resolved. Most recently, both shape-stabilized and encapsulated PCM
ventilated façades of two identical houses under summer conditions, systems were found to effectively boost heat conductivity through
where one of them was integrated with macro-ePCMs in its air cavity. increasing exposed surface area. These two strategies are the most
Experimental results showed that free cooling during nighttime was promising with further investigations necessary to resolve mechanical
likely to effectively reduce the cooling load of the building. In addition, stability, leakage, and supercooling issues.
thermal resistance of the outer layer of the façade had to be increased; In addition to these mitigation strategies for the low-thermal-
otherwise, the cold storage system could not be efficiently used. conductivity and leakage issues, it is recommended for future research
With varying cold and hot seasons, using a single PCM is not the ideal in PCMs to be directed towards investigating PCM flammability (espe­
strategy to allow for the maximum storage capacity in very extreme cially for building-integrated applications), understanding the moving
climatic conditions. As a result, combining two or more PCM types with boundary interface mechanism, and optimizing and testing the hierar­
different properties to form a system capable of operating over a more chically porous configuration of shape-stabilized PCM systems (which
comprehensive temperature range is an interesting hybrid solution. has been shown to offer extremely high energy storage capacities).
Kheradmand et al. [245] investigated such a solution by using three
different PCMs to prepare plastering mortars for façade walls. The three 3. An introduction to micro/nano-ePCMs for solar photothermal
PCMs were placed inside the mortar in equal masses. As a binder, conversion
Portland cement was used. Additionally, industrial sand was utilized as
an inert filler. Then, the mortar was mixed. Thermal performance was 3.1. Encapsulation methods of PCMs
analyzed based on realistic daily temperature profiles. The proposed
prototype showed that when compared to conventional mortars (i.e., Encapsulation is a widely employed technique in different industries,
without PCM) or even mortars composed entirely of a single type of such as pharmaceuticals, agriculture, cosmetics, food, and fragrances
PCM, incorporating multiple PCMs into plastering mortars had the po­ [246,247]. This technique has recently been used for PCMs to enhance
tential to significantly reduce the heating/cooling loads required to their thermal and physical characteristics. Nano- or micro-PCMs are
maintain a comfortable interior temperature. coated with a thin shell to protect and isolate the PCM from the envi­
ronment and prevent leakage during the melting process. They can be
2.6. Conclusions and future research directions fabricated using a variety of methods, depending on the characteristics
of the PCM to be encapsulated and the type of shell. These methods are
In comparison to liquid-gas and solid-solid PCMs, solid-liquid PCMs categorized as physical, chemical, and physical-chemical methods,
are most frequently used in latent TES applications (e.g., energy storage which will be discussed in the following sections. Fig. 24 shows a
in CSP plants, cooling of electronics, and thermal comfort in buildings) detailed classification of various PCM encapsulation methods. Further­
due to their high thermal storage capacity and low volume change more, the advantages and disadvantages of different encapsulation
during phase transition. Solid-liquid PCMs particularly offer a great methods are summarized in Table 7.
untapped potential in solar-thermal applications by virtue of their
ability to store heat during exposure to solar radiation and liberate it to 3.1.1. Physical methods
be used during hours of little or no irradiance while maintaining an Using physical methods, the fabrication of PCM capsules includes
almost constant temperature throughout the phase-change transition. only physical procedures, namely dehydration, drying, and adhesion.
Yet, the most critical challenges hindering the commercial uptake of ePCMs are made using a variety of physical methods, such as spray-
solid-liquid PCMs are their poor thermal conductivity (which de­ drying, solvent evaporation, air suspension coating, pan coating,
termines the rate and quality of the charging and discharging processes) vibrational nozzle, and centrifugal extraction. A number of important
and leakage problems during phase transition. A number of strategies observations regarding the suitability of these methods for encapsu­
aimed at mitigating these issues have been developed over the years, lating PCMs are as follows:
each with their own set of advantages and challenges.
Using fins as extended surfaces to enhance the heat transfer area was
one of the first approaches used to enhance the thermal conductivity of

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Fig. 24. The main physical, chemical, and physical-chemical methods for the encapsulation of PCMs.

• In the pan coating technique, the melting temperature of the PCM PCMs to the solution to produce an O/W emulsion, 3) formation of shells
must be greater than the melting temperature of the shell. Therefore, on droplets via solvent evaporation, and 4) capsule formation via drying
this technique cannot be employed for PCM encapsulation [156]. and filtration. A schematic overview and detailed description of the
• The air suspension coating method was developed for the food and process of encapsulating PCMs using this method are reported in [252].
pharmaceutical industries, as well as cosmetic products, but was Several researchers used the solvent evaporation method to micro­
found to be unsuitable for encapsulating PCMs [248,249]. encapsulate organic [253] and inorganic [212] PCMs. This method leads
• The encapsulation of PCMs using centrifugal extraction and vibra­ to capsules with a size range of 0.5− 10 µm, encapsulation efficiency of
tional nozzle techniques has not been reported in the literature. 56− 64%, and a core content of 43− 53%. In contrast, studies on the
• Spray-drying and solvent extraction/evaporation techniques are the fabrication of nano-ePCMs using this method have not been reported in
most prevalent physical methods for encapsulating PCMs. the literature.

3.1.2. Chemical methods


Spray drying method. The spray-drying technique involves an emulsion In general, chemical methods are based on condensation or poly­
where the PCM (the core material) is dispersed in a concentrated liquid merization processes of oligomers, prepolymers, and monomers as raw
to form the shell, until the desired capsule size is achieved. The droplets substances to produce shells at the O/W interface. The most common
or particles obtained by pulverized emulsion are dried upon contact with chemical methods for PCM encapsulation are emulsion polymerization,
a hot medium where fast evaporation of the water or solvent occurs suspension polymerization, interfacial polymerization, and in-situ
instantly, thus allowing the PCM to be trapped within an encapsulating polymerization. An overview of these polymerization methods is more
material. This method is reported to be appropriate for encapsulating thoroughly described below.
materials with heat sensitivity. Therefore, it is commonly employed in
the pharmaceutical and food industries [250]. As shown in Fig. 25, this Interfacial polymerization. In the interfacial polymerization (or poly­
technique consists of 1) spraying the emulsion in small particles or condensation) method, as illustrated in Fig. 26, lipophilic and hydro­
droplets using an atomizer, 2) placing the mixture in contact with the philic monomers (A and B) are dissolved in a mixture of two immiscible
heated gas at a desired temperature for solvent evaporation, and 3) phases (aqueous solution and oil), and then polymerization takes place
using cyclones and/or filters to separate the solid particles transported at the oil-water interface. The following are the general steps in inter­
by the gas stream [157,251]. facial polymerization: 1) preparing an oil-in-water emulsion that con­
The spray drying method was only used for organic micro-ePCMs, tains hydrophobic monomer and core material, 2) polymerization
resulting in microcapsules with a size range of 0.5− 1000 µm, an occurs by adding a hydrophilic monomer under suitable conditions, and
encapsulation efficiency of 71− 87%, and a core content of 29− 80% 3) micro- or nano-capsules are filtered, washed, and dried [254].
[225–227]. Several studies have been carried out to fabricate micro-ePCMs using
the interfacial polymerization method [159,163,255–261,247,249–251,
Solvent extraction/evaporation method. PCMs can be encapsulated using 253,254]. It is revealed that this method is used for both organic and
a solvent extraction evaporation method (also known as a phase- inorganic PCMs and results in microcapsules with a size range of 2-30
separation method) via the following steps: 1) preparation of a poly­ µm, encapsulation efficiency of 82-90.7%, and a core content of
mer solution via shell dissolution in a volatile solvent, 2) addition of 46-74%. On the other hand, limited studies have reported the

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Table 7
Advantages and disadvantages of different encapsulation methods.
Method Advantages Disadvantage(s)

Physical Spray drying • Versatile. • High temperature


methods • Large-scale range.
production. • Low encapsulation
• Easily controlled efficiency.
and scaled-up. • Presence of
• Low cost. uncoated particles.
• Agglomeration of
particles.
• Limitation in
achieving a very
small particle size.
Solvent • Low-cost process. • Lab-scale
evaporation • Easy to scale-up. production.
Chemical Interfacial • Versatile. • High wall
methods polymerization • Controllable to permeability.
produce • Difficulty in
homogeneous control.
morphology. Fig. 25. A schematic illustration of the spray drying method (physical method)
• Degradability. for encapsulating PCMs.
• Mechanical
resistance.
substance, and a monomer or polymer is added to form the shell.
• Protective
atmosphere is not
Polymerization occurs via three possible ways after the system has been
required. emulsified [247]: 1) propagation of monomers by adding a free radical
• Low cost. into the emulsifier micelle, 2) as the chain length of the free radical
Emulsion • Uniform coating. • Uniform size in exceeds the solubility limit of the medium, it precipitates and forms a
polymerization Low cost. only oiled systems.
particle nucleus, or 3) propagation can ensue after adding monomer

• Fast production. • Limited for liquid
PCMs. droplets containing the PCM, which is produced by proliferation of free
• Multiphases of radicals in the medium. The method of miniemulsion polymerization is
solution. similar to that of emulsion polymerization, with the exception that
In-situ • Nano/micro-scale • High cost and skill.
smaller droplets can be produced due to the effect of high shear forces.
polymerization production.
• Uniform
The emulsion polymerization technique is widely employed for
morphology and producing PCM microcapsules [159, 243–251,264,265]. The published
coating. data indicated that this method is used for both organic and inorganic
• Good chemical PCMs and results in microcapsules with a size range of 0.14-2 µm,
and thermal
encapsulation efficiency of 83%, and a core content of 28-81%. The
stability.
Suspension • Controllable. • High-cost fabrication of nano-ePCMs is also possible mostly via the mini-emulsion
polymerization • Low cost. equipment. polymerization method. For example, Baek et al. [266] fabricated
• Heat can be • Not all monomers nano-ePCMs with octadecane as the PCM and PS as the shell. Fang et al.
controlled during are water soluble.
[267] prepared nano-ePCMs for a cold TES system using PS as the shell
reaction.
Physical- Coacervation • Uniform • Agglomeration of
and n-tetradecane as the core material. Their results indicated that all
Chemical method morphology. particles. the nano-ePCMs were coated and had a spherical morphology with a
methods • Low temperature • Difficulty in mean diameter of 132 nm. In another study [268], the PCM was replaced
range. control. by n-octadecane instead of n-tetradecane. The nano-ePCMs showed a
• Efficient control of • Limited to scale up.
spherical shape with mean diameter ranging from 100 to 123 nm.
particle size.
Sol-gel method • Shell with high • Used only for Fuensanta et al. [269] produced nano-ePCMs by using paraffin as the
thermal inorganic shell. core and styrene butyl acrylate copolymer as the shell. The capsules
conductivity. showed a spherical shape with an encapsulation efficiency of 80 wt%
and a particle size range of 52− 112 nm. Wang et al. [270] successfully
nano-encapsulated EASA with PMMA. The morphology characteristics
nanoencapsulation of PCMs using this method. Shi et al. [262] produced
indicated that the size of the nano-ePCMs was 46 nm while the encap­
nano-ePCMs with PMMA as a shell and paraffin as a PCM. The obtained
sulation ratio was 68.8%. Graham et al. [271] synthesized nano-ePCMs
ePCMs were spherical with a mean diameter of 200− 400 nm and a core
with poly(ethyl-2-cyanoacrylate) (PECA) as the shell and Mg
content of 52.95%. Nikpourian et al. [263] prepared nano-ePCMs with
(NO3)2⋅6H2O as the PCM. The nano-ePCMs possessed a spherical shape
paraffin wax as the PCM and polyurethane (PUR) as the shell. The
with a mean diameter of 100-200 nm.
produced nano-ePCMs had a spherical shape with a mean diameter of
25− 185 nm and a core content of almost 80%.
In-situ polymerization. In this method, the ePCMs are formed in the same
way as in the direct emulsion technique, where the formation of capsules
Emulsion/ Mini-emulsion polymerization. The method of emulsion poly­
is generated in micelles formed in a system of two immiscible sub­
merization, as shown in Fig. 27, includes the formation of droplets or
stances. The fundamental difference is that the shell is formed with the
particles through the emulsion of a lipophilic substance in another hy­
addition of a pre-polymer, where the polymerization occurs only in the
drophilic substance, which is known as direct emulsion. On the other
continuous phase. To accomplish this, no reactants are used in the core
hand, the formation of an emulsion of a hydrophilic substance in a
substance. The following steps outline the process: 1) a PCM emulsion is
lipophilic substance is called an indirect or inverse emulsion. In both
formed in water, 2) PCMs are encapsulated by adding pre-polymers to
direct and indirect emulsions, the addition of a surfactant or an emul­
the agitated emulsion, and 3) the PCM capsules are washed and dried.
sifier which modifies the interfacial activity is required to make the
One of the limitations associated with this process for inorganic PCMs is
system stable [11]. The encapsulated PCM is dissolved in another

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Fig. 26. A schematic illustration of the interfacial polymerization method (chemical method) for encapsulating PCMs.

Fig. 27. A schematic illustration of the emulsion/miniemuslion polymerization method (chemical method) for encapsulating PCMs.

that other reactive components and monomers must be water-soluble, mechanical stirring and surfactants. The second step involves initiation
particularly for salt-based PCMs [272]. Fig. 28 depicts the in-situ poly­ of polymerization at the desired thermal condition until completion
merization technique used for PCM encapsulation. [277]. The size of the obtained capsules is affected by the concentration
The in-situ polymerization method has attracted the interest of many of surfactants and the monomer phase, stirring rate, and viscosity of the
researchers [249,164]. The produced capsules had a size of 0.1− 0.5 µm, droplets and suspension medium [278,279]. The suspension polymeri­
encapsulation efficiency of 80− 82.2%, and a core content of 8− 60%. zation method is illustrated in Fig. 29.
Similarly, several studies have been performed on the fabrication of Various researchers have prepared micro-ePCMs using the suspen­
nano-ePCMs using this method. For example, Hu et al. [273,274] syn­ sion polymerization method [280,271]. The reported data revealed that
thesized nano-ePCMs by using carboxymethyl cellulose-melamine this method is only used for organic PCMs and leads to microcapsules
formaldehyde as a shell and paraffin as the core. The obtained cap­ with a size range of 0.72− 237 µm, an encapsulation efficiency of
sules were spherical with a 50-nm mean diameter. Fang et al. [268] 78− 100%, and a core content of 20− 75.3%. In contrast, no research
produced nano-ePCMs using n-tetradecane as the PCM and studies have been reported on the preparation of nano-ePCMs using the
urea-formaldehyde (UF) as the shell. They observed that the suspension polymerization method.
nano-ePCMs had a diameter of 100 nm with a mass content of 60%. Niu
et al. [275] micro/nano-encapsulated n-octadecane with 3.1.3. Physical-Chemical methods
melamine-formaldehyde (MF). Karthikeyan et al. [276] prepared The physical-chemical technique is a mixture of the chemical and
nano-ePCMs using UF as a shell and PEG as a PCM. The obtained physical methods that have been described earlier. The most widely
nano-ePCMs showed a spherical morphology with a 141-nm mean utilized and representative physical-chemical methods for microencap­
diameter. sulation are the coacervation (or phase separation) and sol-gel methods,
as described below.
Suspension polymerization. The fabrication of ePCMs using the suspen­
sion polymerization method usually follows two main steps. The first is Coacervation method. The coacervation process can be divided into two
the preparation of a suspension containing monomers, PCMs, and ini­ variants—complex and simple coacervation. The microcapsule produc­
tiators as droplets in an aqueous continuous liquid phase using tion technique is the same in both cases [281], with the difference lying

Fig. 28. A schematic illustration of the in-situ polymerization method (chemical method) for encapsulating PCMs.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 29. A schematic illustration of the suspension polymerization method (chemical method) for encapsulating PCMs.

in the way the phase separation is accomplished. Complex coacervation nano-ePCMs containing silica as a shell and PA as a PCM. The obtained
takes place through the interaction of two polymers that are oppositely capsules were spherical with sizes of 722.5, 466.4, and 183.7 nm at the
charged [282], while in simple coacervation, a coacervating (or des­ pH values of 12, 11.5, and 11, respectively. The encapsulation ratio and
olvating) agent is introduced for phase separation. The interaction be­ efficiency at a pH of 11 were 83.25% and 82.53%, respectively. In
tween a low molecular material and a dissolved polymer results in a another study, Latibari et al. [292] synthesized nano-ePCMs with titania
simple coacervation process. Complex coacervation produces micro­ as a shell material and SA as the PCM. Their results revealed that the
capsules with higher stability and more homogeneous morphologies and nano-capsules had spherical profiles with mean diameters in the range
sizes. In this method [283], there are three different steps: 1) the of 317.6 to 946.4 nm and an encapsulation ratio in the range of 30.36 to
emulsion is prepared through the addition of PCM to an aqueous poly­ 64.76%. Yuan et al. [293] prepared nano-ePCMs with silica as a shell
mer solution, 2) the shell material is then deposited onto the PCM by and SA as the PCM. The nano-ePCMs were found to be well dispersed
introducing another aqueous polymer solution, followed by the addition and spherical, with a mean diameter of approximately 350 nm.
of salt, modifying the temperature, adjusting the pH, or diluting the Recently, Lee and Jo [294] nano-encapsulated a PCM mixture of 40 wt%
medium, and 3) the microcapsules are then stabilized using desolvation, KNO3 and 60 wt% NaNO3 by silica shells. It was found that the
crosslinking, or thermal treatment. An overview of the coacervation nano-ePCM diameter was almost 420 nm.
method is illustrated in Fig. 30.
A number of studies have been performed on the microencapsulation
of PCMs using the coacervation method [284,158]. This method is used 3.2. Compositional, morphological, and structural characterization
only for inorganic PCMs and results in a capsules size of 2− 1200 µm, an techniques of ePCMs
encapsulation efficiency of 80− 95%, and a core content of 26− 67%. In
contrast, no studies have been performed on the nano-encapsulation of Various techniques have been used to identify the morphology, size,
PCMs based on this method. core@shell structure, stability, and thermophysical properties of ePCMs.
The most widely used characterization techniques can be classified into:
Sol-gel method. The term “sol-gel” corresponds to the abbreviation "so­ 1) microscopy techniques (SEM, TEM, and AFM), 2) X-ray techniques
lution-gel". The "sol" is a colloidal suspension of oligomers with a (XRD, EDX, XPS, SAXS, and WAXS, 3) non-X-ray spectroscopic tech­
diameter of only a few nanometers. Subsequently, this "sol" can be niques (FTIR, Raman spectroscopy, and UV-Vis-NIR), and 4) thermal
evolved, through chemical reactions, into a network with infinite vis­ techniques (DSC and TGA). In the following sections, a detailed
cosity, called a “gel”. This network is linked by covalent and hydrogen description of each characterization technique is provided. Moreover,
bonds and van der Waals forces [285]. The sol-gel method is an some of the results obtained by using these techniques are presented.
economical technique for synthesizing PCM capsules. The following are Fig. 32 shows a detailed classification of various ePCM characterization
the main steps in the preparation of ePCMs using this method: 1) the techniques.
reactive substances (including precursor, solvent, PCMs, and emulsifier)
are suspended in a continuous solution to obtain a colloidal suspensions 3.2.1. Electron microscopy techniques
via a hydrolysis mechanism, 2) a three-dimensional oxide network (gel)
is formed via condensation polymerization, and 3) sintering, curing, and Scanning electron microscopy (SEM). Scanning electron microscopy
drying processes are used to create the ePCMs [285]. The sol-gel process (SEM) is based on the scanning of a high-energy electron beam (e.g., 20
is depicted in Fig. 31. keV) over the surface of the material. Three signals are produced when
Many studies have been reported on the micro-encapsulation of the electron beam is focused on the surface of the sample; namely,
PCMS using this method [161,286–290,306–310]. The reported data backscattered electrons (electrons that are reflected by the sample),
has shown that this method is used for both organic and inorganic PCMs secondary electrons (electrons that are emitted from the sample), and X-
and led to capsule sizes of 2− 30 µm, an encapsulation efficiency of rays. Details on the morphology and elemental composition of the
82− 90.7%, and a core content of 46− 74%. However, very few studies sample are revealed from these signals [295]. The produced image has a
have been conducted at the nanoscale. Latibari et al. [291] prepared resolution of almost 5 nm and a high magnification of 100,000. SEM is
used to visualize and characterize particle size distribution, surface

Fig. 30. A schematic illustration of the coacervation method (physical-chemical method) for encapsulating PCMs.

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Fig. 31. A schematic illustration of the sol-gel method (physical-chemical method) for encapsulating PCMs.

as PCM and SiO2/BN as a shell. It was observed that all nano-ePCMs


possessed a core@shell structure, indicating that the PCM was well
encapsulated by the shell. The shell thickness, diameter, and
core-to-shell ratio of nano-ePCMs were also measured using TEM.

Atomic force microscopy (AFM). Atomic force microscopy (AFM) is a


surface analysis technique employed for analyzing nanomaterials. AFM
measures various forces (including magnetic forces), adhesion strength,
and mechanical properties. It provides information on the physical
properties of the sample, including morphology, size, surface roughness,
and texture. Statistical information, including area, particle distribution,
and size, can also be determined. A wide variety of particle sizes can be
characterized (1 nm-8 µm) using AFM. Different surface measurements
are provided with 3D topography so that it is possible to measure the
nano/microparticle height. Furthermore, AFM is simple to operate and
very cost-effective. However, there are some limitations, such as sample
breakage during detection and limited magnification [298]. For
example, Huang et al. [299] measured the roughness of ePCMs made of
MF as the shell and n-octadecane as the core using AFM. The measured
root-mean-square roughness and the average roughness were 21.09 and
Fig. 32. Compositional, morphological, and structural characterization tech­ 17.12 nm, respectively.
niques for encapsulated PCMs.
3.2.2. X-ray techniques
morphology, agglomeration of particles, particle shape, single-particle
analysis, and surface functionalization. The main drawback of SEM is X-ray diffraction (XRD). X-ray diffraction (XRD) is used to measure the
that the process takes place under a high vacuum. Consequently, wet average spacing between layers or rows of atoms, find the crystalline
samples cannot be analyzed or characterized via SEM. Several studies structure, measure the size, determine the orientation of a single crystal,
have been reported on the morphology, crystallography, and chemical and evaluate whether the material is crystalline or amorphous [300].
composition of different types of ePCMs using the SEM technique. For XRD is similar to the diffraction of neutrons or electrons. However, the
example, recently, Zhu et al. [296] presented SEM images of SnBi58/­ only difference is in the mechanism of scattering. In addition to some
TiO2 micro-ePCMs, where it was shown that the capsules had a spherical size limitations (measuring small crystalline structures is inaccurate), a
shape with a size of 30 ± 15 μm without surface defects. disadvantage of this technique is that the sample must be homogeneous,
single-phased, and very small. Lin et al. [301] reported the XRD analysis
of micro-ePCMs with MA as the PCM and ethyl cellulose as the shell. It
Transmission electron microscopy (TEM). Transmission electron micro­
was demonstrated that the shell possessed a good crystalline structure
scopy (TEM) is the most widely used technique for characterization of
and that the PCM maintained a complete and stable crystal state. Wang
ePCMs. TEM uses a beam of electrons (100− 1000 keV), which is
et al. [302] analyzed the structure of nano-encapsulated palmic acid
described by the wave-particle duality concept. A TEM device consists of
with silica using XRD analysis. The XRD patterns of silica powder indi­
an electromagnetic lens, an electron emission source, and an electron
cated that the silica was amorphous, while the XRD patterns of the
detector. The electron beam is produced, accelerated, and then focused
nano-ePCMs revealed the coexistence of amorphous silica and crystal­
by the lenses on the sample. The beam alters and imprints the image of
lized PCM in the nano-capsules.
the sample as it travels through it. The image is then magnified by lenses
and detected [295]. TEM allows magnification and chemical identifi­
cation of very thin samples down to atomic dimensions. The limitations Energy-dispersive X-ray spectroscopy (EDX). Energy dispersive X-ray
of the TEM technique are that it is very time-consuming, expensive, and spectroscopy (EDX, EDS, EDXS or XEDS), also known as energy-
requires a high level of skill. Various research studies have been con­ dispersive X-ray microanalysis (EDXMA) or energy-dispersive X-ray
ducted on analyzing the microstructure of ePCMs using TEM. Lan et al. analysis (EDXA), is an analytical technique which uses X-rays generated
[297] showed the TEM results of nano-ePCMs containing n-octadecane by the solid sample during electron beam bombardment to quantify and
identify the chemical composition of the sample at the micro or

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

nanoscale [303]. EDX systems are usually used in conjunction with an with respect to the incident beam direction. Measurements are per­
electron microscope, such as an SEM or TEM. The main disadvantages of formed at very small angles between 0.1 and 5 degrees. SAXS is a pri­
this method are: 1) it can be destructive in many cases, 2) peaks are mary structural characterization technique of nanocomposites and
obtained with poor energy resolution, 3) surface senility, and 4) quan­ nanomaterials. The sample can be solid, powder, gel, or liquid, and it
titative examination of heterogeneous materials often yields inaccurate can be amorphous, crystalline, or semi-crystalline. From evaluation of
results. Chai et al. [290] used an EDX spectrometer coupled with SEM to the measured diffusion profiles, information about the structure and
determine the chemical composition of micro-ePCMs containing properties of the material can be obtained, such as the particle shape,
n-eicosane as the core and titania as the shell. The EDX pattern revealed size, and distribution, aggregation behavior, and liquid crystal phases.
the existence of two peaks corresponding to O and Ti elements, which One of the main limitations of this method is the high cost and
indicates the formation of a titania shell. Moreover, the calculated mole complexity of instrumentation [305]. It should be noted that very few
ratio of O/Ti indicated an O2− TiO2 shell with a higher number of hy­ studies have examined ePCMs using SAXS. In one such study, Li et al.
droxyl groups. Karthikeyan et al. [276] performed an elemental analysis [306] used SAXS measurements to confirm the absence of leakage
of nano-ePCMs made of PEG as the PCM and urea UF as the shell. EDX during heating/cooling cycles.
results demonstrated that the PCM consisted of C and O atoms. The
encapsulation of the PCM with UF was confirmed by the presence of N Wide-angle X-ray scattering (WAX). Wide-angle X-ray scattering (WAXS)
atoms. The chemical composition of the PCM was 55 wt% C, 38 wt% O, and SAXS are complementary techniques. WAXS has an atomic resolu­
and 55 wt% C, while that of the nano-ePCM was 27 wt% O, 38 wt% C, tion of 1-0.1 nm, while SAXS has a nanoscale resolution of 1-100 nm. As
and 35 wt% N. a result, SAXS is often employed to investigate the larger scale bulk
microstructure inside a sample, whereas WAXS is more akin to XRD and
X-ray photoelectron spectroscopy (XPS). X-ray photoelectron spectros­ can observe atomic features [305]. SAXS and WAXS can be done
copy (XPS), also known as electron spectroscopy for chemical analysis concurrently and easily interchanged. This simply involves moving the
(ESCA), is a technique for determining the elemental composition of sample and detector farther apart or closer to each other, as illustrated in
mesoporous samples based on the electronic state of the elements pre­ Fig. 33. It should be mentioned that studies on the characterization of
sent in a powder sample. During the measurement, high-energy X-rays ePCMs using this technique are rarely reported. For example, He et al.
impinge on the sample, causing the generation of photoelectrons via the [307] confirmed the crystallinity of micro-ePCMs containing n-octade­
ejection of core electrons from the sample. Then, the kinetic energy of cane as core and silica as shell. They indicated that the silica wall was
the photoelectrons is collected and measured by the spectrometer so that amorphous using a WAXS analysis.
the binding energy can be calculated. From the binding energy, we can
evaluate the oxidation state of elements and which element the electron 3.2.3. Non-X-ray spectroscopic techniques
came from [304]. The main drawbacks of this method are the size
limitation and the high vacuum environment. XPS spectra of n-eicosa­ Fourier-transformed infrared spectroscopy (FTIR). Fourier-transformed
ne@TiO2 micro-ePCMs were presented by Chai et al. [290]. They infrared spectroscopy (FTIR) is used to identify inorganic or organic
observed two signals corresponding to Ti2p3/2 and Ti2p1/2 at 458.7 and samples. It measures the IR absorption of the sample as a function of
464.5 eV, respectively, indicating the presence of Ti in a trivalent state. wavelength. The absorption bands in the IR spectra describe the mo­
Moreover, the absorption characteristics revealed the presence of the lecular structures and components of the sample. When IR radiation is
shell in the micro-ePCM. The obtained results of the XPS analysis absorbed by the sample, molecules are excited into a higher vibrational
showed that the core-shell structure was successfully produced. state. The energy difference between the excited and at-rest vibrational
states is a function of the wavelength of the absorbed IR. The absorbed
Small-angle X-ray scattering (SAXS). Small angle X-ray scattering (SAXS) wavelengths are characteristic of the molecular structure [308]. FTIR
is an analytical technique for measuring the scattered X-ray intensities spectra are generally presented as plots of the percentage of light

Fig. 33. Schematic illustration of WAXS and SAXS techniques. Both techniques can be performed simultaneously or interchangeably by adjusting the sample-to-
detector distance.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

absorbance or transmittance at each wavenumber. One of the main was slightly higher than that of the PCM.
limitations of this method is that it can only be used for samples that
completely absorb IR. Zhang et al. [309] investigated the chemical Thermogravimetric analysis (TGA). Thermogravimetric analysis (TGA),
stability and composition of nano-ePCMs using FTIR, where the core and or simply thermogravimetry, is another type of thermal analysis
shell were respectively confirmed to be composed of n-octadecane and commonly employed to evaluate change in the chemical and physical
pentafluorostyrene. properties of ePCMs. TGA measurements are conducted as a function of
time by considering both temperature and mass loss constant, or as a
3.2.3.44. Raman spectroscopy. Similar to FTIR, Raman spectroscopy is a function of temperature at a fixed heating rate. Through TGA analysis,
molecular spectroscopy technique that relies on the interaction of light chemical (such as dehydration or decomposition) and physical (such as
with matter to determine the composition and characteristics of the vaporization, phase transition, or desorption) phenomena can be
sample under study. While IR spectroscopy is based on the absorption of examined. Moreover, the thermal stability of PCMs can be measured.
light, the information obtained by Raman spectroscopy results from the The limitations of this method are that 1) it is only relevant to solid
process of light scattering. Raman spectroscopy provides information on particles and 2) temperature measurements are not very accurate. Ma
intramolecular and intermolecular vibrations. FTIR and Raman spec­ et al. [315] used TGA to show that micro-encapsulated paraffin and
troscopies define the characteristic spectrum of the vibrations of a butyl stearate with PUR/PU degraded in three different steps at a rela­
molecule (chemical fingerprint) to identify a substance. However, tively low temperatures, indicating that these micro-ePCMs possessed
Raman spectroscopy provides additional information on lower fre­ high thermal stability.
quency modes and on the vibration characteristics of crystal lattices and
molecular structures. The main drawbacks of this method are: 1) it
cannot be employed for alloys or metals and 2) the material can be 3.3. Stability of ePCM slurries/dispersions
destroyed if it is heated by intense laser radiation [310]. It should be
emphasized that studies on the characterization of ePCMs using this Slurries and dispersions of ePCMs, also called latent functionally
technique are rarely reported. Yuan et al. [311] employed Raman thermal fluids (LFTFs), are generally prepared by suspending ePCM
spectroscopy to identify the grapheme oxide (GO) on the silica shell of particles of different sizes, shapes, and core@shell types in a carrier
micro-ePCMs containing paraffin as PCM and silica/GO as the shell. The fluid. It is important to note that the terms "dispersion" and "slurry" both
Raman spectrum of paraffin@silica/GO micro-ePCMs showed two peaks refer to the two-phase solid-liquid system formed by suspending solid
of graphene, while no peaks were observed for paraffin@silica, indi­ particles in the carrying fluid. However, in the case of a dispersion, the
cating that the grapheme was successfully impregnated in the silica particles are so small that they do not settle in the absence of flow, which
shell. is attributed to their Brownian motion (e.g., many nano-ePCMs). On the
other hand, in a slurry, the particle size is typically larger, such that
Ultra-violet-visible- near infrared spectroscopy (UV− Vis− NIR). Ultra-vio­ particles will sediment and settle in the absence of flow (e.g., most
let–visible–near infrared (UV–Vis–NIR) spectroscopy examines a wide micro-ePCMs). Suspension is a more general term that can incorporate
range of wavelengths. The wavelengths measured in the UV–Vis region both nano- and micro-ePCMs.
range from around 200 to 800 nm. When a molecule absorbs visible or Slurries and dispersions offer the following benefits: 1) storing and
UV radiation, it causes transitions between its electronic energy levels. releasing large amounts of thermal energy with minimal temperature
This technique is suitable for determining the electrical and optical changes, 2) having a large heat capacity during the phase-change pro­
properties of a wide range of materials, including powders, films, liq­ cess, 3) having higher heat transfer rates at constant temperatures, and
uids, and solids. Wavelengths of 800-2500 nm are used in the NIR region 4) having good stability under higher shear forces and during heating/
of the spectrum. The measured transitions in this region are related to cooling cycles. In the following, we will present the most important
electronic transitions as well as vibrational motions. This technique can requirements for ePCMs to reach the state of thermal, chemical, and
only be used for samples of high absorbance. Huang et al. [312] used physical stability. Also, the adopted stabilization strategies and stability
UV–Vis–NIR spectroscopy to determine the optical properties of evaluation techniques related to ePCM slurries/dispersions are reported.
micro-ePCMs, fabricated with n-eicosane as a core and two different
shells (PMMA and PMMA/BPs). It was shown that micro-ePCMs with 3.3.1. Stability requirements for an ePCM
and without modified BPs exhibited high and low light absorption ca­ The main challenge of ePCMs is their stability while being used in
pacities, respectively. their intended application. Therefore, enhancing the stability of ePCMs
and understanding their physical, chemical, and thermal behavior is
3.2.4. Thermal techniques highly desired before commercialization and long-term use. The most
common techniques for measuring the stability of ePCMs are AFM, TGA,
Differential scanning calorimeter (DSC). DSC is a thermo-analytical DSC, SEM, and FTIR. This section therefore reviews the research studies
technique that measures the heat flow to or from a material as a func­ devoted to the stability of ePCMs.
tion of time while the material is subjected to controlled temperature. It
is a very effective method to examine such material properties such as Physical stability. The physical (or mechanical) stability of ePCMs is an
melting, glass transition temperature, specific heat capacity, purity, important factor that determines their failure or success in practical
thermal stability, variations in material oxidation, crystallinity, and deployments. ePCMs should be strong enough to resist shear stress
composition. DSC analysis is used to evaluate a variety of materials, during fluid flow; otherwise, they may undergo serious damage. Despite
including organic materials, polymers, composites, plastics, metals, and this fact, limited attention has been paid to the measurement of the
coatings. The main limitations of this technique are as follows: 1) mechanical stability of ePCMs. Su et al. [316] investigated the me­
quantitative analysis of individual processes is impossible, 2) result chanical properties of MF encapsulating n-dodecanol by observing
interpretation is frequently difficult, 3) it is sensitive to any sample change in the ePCM morphology after pressure application. As show in
changes, and 4) optimizing both resolution and sensitivity during Fig. 34, the micro-ePCMs were compressed between two horizontal
measurement is not possible [313]. Methaapanon et al. [314] used DSC plates made of glass. It was found that when the core-to-shell ratio was
analysis to study the latent heat of fusion, crystallization, and melting 3:1, there existed an optimum yield point beyond which the
point of microencapsulated methyl palmitate and n-octadecane with a micro-ePCMs exhibited plastic behavior. This result was attributed to
silica shell. They found that the melting temperature of the micro-ePCMs the shell material reaction and cross-link density. As a result, the me­
chanical behavior of micro-ePCMs was affected by the yield point value.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

material had no effect on the force required to break the micro-ePCMs.


Moreover, the effective Young’s modulus for the core-to-shell mass ratio
of 1:3 was greater than that of 1:1. Therefore, micro-ePCMs with PS
possessed a higher stiffness. In a number of other studies, different
micro-ePCMs were fabricated with different shell materials, involving
UF and MF with various PCMs [304–306]. The results indicated that for
a given shell thickness and micro-ePCM size, micro-ePCMs with a MF
shell were stronger compared to ePCMs with UF shells. However, they
both ruptured with a larger deformation. The authors concluded that the
deformability and strength of micro-ePCMs were dependent on their
synthesis process and formulation. Hu et al. [320] found that the size of
micro-ePCMs had a considerable impact on the mechanical strength of
Fig. 34. Schematic illustration of the mechanical stability measurement of microencapsulated dicyclopentadiene with MF, and that large
micro-encapsulated PCMs via the compression of capsules between two hori­ micro-ePCMs are weaker. It was concluded that the mechanical strength
zontal plates made of glass.
can be controlled through change in the reaction time for producing
micro-ePCMs with various shell thicknesses.
Moreover, the mechanical stability of double-shell micro-ePCMs was Yin et al. [321] produced micro-ePCMs with dodecanol as the PCM
shown to be higher than that of single-shell micro-ePCMs. In another and polymer/silica as a hybrid shell. Their results showed that the
study, Su et al. [317] compared the mechanical properties of addition of silica in the shell or divinylbenzene (DVB) to the PCM
methanol-modified MF shells with unmodified MF shells, both con­ increased the mechanical strength of the shell. However, the addition of
taining paraffin. They revealed that the mechanical properties of the high DVB content led to breakage of micro-ePCMs. Fig. 36 (a) and (b)
shell made of methanol-modified MF presented a higher yield-point depict a typical core@shell structure and a broken micro-ePCM,
value compared to the unmodified MF shell, indicating that methanol respectively. Qiu et al. [322] fabricated micro-ePCMs containing
modification can improve the deformation resistance of MF shells. n-octadecane as a PCM and PETRA-modified poly(lauryl methacrylate)
Borreguero et al. [264] performed a mechanical test for as a shell. It was found that the modified shell increased the mechanical
micro-ePCMs containing paraffin as a PCM and polyethylene-ethylene strength of the micro-ePCMs. However, ePCMs with a higher PETRA
vinyl acetate as a shell, with and without carbon nanofibers (CNFs) in mass fractions showed lower capsule strength. According to some
the core. Their results showed that micro-ePCMs with CNFs could research studies [323,310], the mechanical strength of the shell material
withstand more pressure force compared to micro-ePCMs without CNFs, is closely related to the PCM content of the polymer shell.
as illustrated in Fig. 35. In fact, it was shown that when 2 wt% CNFs
were added to the core, the force required to generate the same micro­ 3.3.1.49. Chemical stability. Chemical stability can be described as the
capsule deformation was almost 183% higher. The addition of CNFs ability of the ePCMs to resist any change due to chemical reactions be­
increased the stiffness of the micro-ePCMs, and consequently the tween the ePCM and its surrounding environment or between the core
Young’s modulus of the micro-ePCMs was increased. Giro-Paloma et al. and shell after prolonged periods of time and/or under several repeated
[318] studied the effect of PCM core type (paraffin or palmic acid) on the heating/cooling cycles. The chemical stability of ePCMs can be affected
mechanical properties of micro-ePCMs encapsulated with PScEA. by several factors, including pH value, use of surfactants, synthesis
Micro-ePCMs with paraffin showed the same mechanical properties at a process, and core-to-shell ratio. The most common techniques for
temperature range between 25 and 50 ◦ C. However, the micro-ePCMs measuring chemical stability of ePCMs are FTIR and SEM.
with palmic acid presented different mechanical behaviors between 25 Anti-osmosis is a very effective technique to determine the release
and 70 ◦ C. Specifically, the Young’s module was the same, while the rate of micro-ePCMs, and thus, their chemical stability. Zhang et al.
force to deform the micro-ePCMs at 70 ◦ C was found to be ten times [163] performed anti-osmosis measurements using a spectrophotometer
lower compared to the case at 25◦ C. Giro-Paloma et al. [319] examined to evaluate the durability of micro-ePCMs (i.e., the ability of the shell
the mechanical properties of ePCMs containing tetracosane as a PCM material to protect the PCM from leakage) produced with n-octadecane
and PS or PMMA as a shell at different core-to-shell ratios (1:1 and 1:3). as the PCM and PU as the shell. The micro-ePCMs were synthesized
It was found that with a ratio of 1:3, the PS shell was a better option using different aliphatic amines. The results showed that micro-ePCMs
when the PCM was in its liquid state since the evaluated effective obtained from the reaction of tolylene 2,4-diisocyanate with ethylene
Young’s modulus was reduced by almost 350%. However, the shell diamine had the highest release rate, which resulted in leakage of the
PCM, and hence, poor durability. On the other hand, micro-ePCMs
synthesized with Jeffamine demonstrated the best anti-osmosis prop­
erty. Moreover, it was found that the core-to-shell ratio had a substantial
effect on the release rate as micro-ePCMs with a lower core weight
content showed a lower release rate. A similar study was conducted by
Zhang et al. [161] where the micro-ePCMs were obtained at the different
pH values of 2.26, 2.45, and 2.89 while the shell was made of silica. The
findings showed that the fastest release rate was obtained at a pH value
of 2.89, indicating that the release rate was influenced by the shell
thickness, and that micro-ePCMs with compact and thick shells can
exhibit good anti-osmosis properties. Su et al. [324] also performed an
anti-osmosis test of micro-ePCMs with n-octadecane as the PCM, PUR as
the shell, and different weight contents of styrene-maleic anhydride
(SMA) as a surfactant. It was shown that the SMA content significantly
affected the release properties of the micro-ePCMs, as shown in Fig. 37.
Another method to assess the chemical stability of ePCMs is to
Fig. 35. Applied force versus deformation of micro-encapsulated PCMs observe if they can remain stable when immersed in continuous phases
(paraffin as core and LDPE-EVA as shell) with and without CNFs in the core with different chemical compositions. Wei et al. [159] investigated the
[264]. (Reused with permission from Elsevier).

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 36. SEM images of micro-encapsulated PCMs (dodecanol as core and polymer/silica as shell) with a) as-prepared core@shell structure and b) broken capsule
due to the addition of high DVB content in the core [321]. (Reused with permission from Elsevier).

conducted a chemical stability test on stearic acid (SA)@titania and


palmic acid@silica microcapsules. They revealed that despite a large
number of repeated heating/cooling cycles, the chemical structure of the
micro-ePCMs was not affected. Wang et al. [270] observed that 1000
heating/cooling cycles had no effect on the chemical structure of
nano-ePCMs containing SA as PCM and PMMA as shell, and that no
chemical degradation occurred. Therefore, the nano-ePCMs were
deemed chemically stable.

3.3.1.50. Thermal stability. Thermal stability is another important fac­


tor to ensure the long-term efficiency of ePCMs before use in solar-
thermal systems. Thermal stability of ePCMs can be defined as the
ability of ePCMs to retain their phase-change properties and the same
decomposition temperature after several heating/cooling cycles at high
or low temperatures, depending on the heat/cold TES application.
Several studies have been performed on the thermal stability of ePCMs
at the nano and microscale mainly using TGA, FTIR, and DSC analyses.
Tahan Latibari et al. [292] evaluated the thermal degradation of
Fig. 37. Release rates of micro-encapsulated PCMs prepared at 1, 2, 3, and 4% nano-ePCMs based on SA as PCM and titania as shell. It was observed
of SMA [324]. (Reused with permission from Elsevier). that the pure PCM exhibited one degradation step at 150− 250 ◦ C, while
the nano-ePCMs showed two thermal degradation steps at 160− 320 ◦ C
chemical stability of micro-ePCMs prepared with polyamide as the shell and 320− 450 ◦ C. In addition, nano-ePCMs exhibited a maximum release
and paraffin as the core material using various solvents. Their results rate at higher temperatures than the pure PCM. This result indicated that
showed that the micro-capsules kept their properties and shapes after the titania shell improved thermal stability and prevented leakage of the
immersion for one hour in a NaOH solution, a H2SO4 solution, ethanol, melted PCM. Fuensanta et al. [269] investigated the thermal stability of
ether, acetone, dimethyl sulfoxide, and dimethylformamide. However, paraffin nano-encapsulated with PMMA by measuring the melting and
the micro-ePCMs were destroyed when immersed in a ZnCl2 solution. freezing latent heats after 220 melting/freezing cycles. It was shown that
The superior chemical stability was attributed to the aromatic-molecular the latent heats of freezing and fusion were respectively is in the range of
and cross-link structure of the ePCMs. Another common method to test 15.5− 22.5 J/g and 19.1− 24.4 J/g. These values remained unchanged
chemical stability is to observe the chemical structure of ePCMs after after 220 cycles, and the nano-ePCMs were deemed to have high thermal
repeated heating/cooling cycles through FTIR analysis. Sarı et al. stability. Moreover, thermal stability was confirmed by measuring the
[246–248] prepared nano/micro-ePCMs with different PCMs (n-octa­ temperature degradation of both nano-ePCMs and pure PCM. It was
decane, n-heptadecane, n-eicosane, n-nonadecane, and n-tetracosane) observed that the thermal degradation temperature of nano-ePCMs was
and different shells (PS and PMMA). The nano/micro-ePCMs were higher than that of the pure PCM. Zhang et al. [326] studied the effects
subjected to 5000 thermal cycles with no effect on the chemical struc­ of the stirring rate and styrene-maleic anhydride and cyclohexane con­
ture of the nano/micro-ePCMs. Fuensanta et al. [269] investigated the tents on the thermal stability of micro/nano-capsules containing
chemical composition of micro-ePCMs based on paraffin as a PCM and n-octadecane as PCM and MF as shell. They observed that as the stirring
styrene-butyl acrylate as a shell. It was found that the FTIR absorption rate and styrene-maleic anhydride content increased, the ePCMs were
characteristics were unchanged after 220 heating/cooling cycles, which produced with a more uniform shell thickness. A higher thermal stability
indicated that the micro-ePCMs exhibited good chemical stability. was realized when the capsules were synthesized with a stirring rate of
Through FTIR analysis, Graham et al. [271] determined the chemical 9000 rpm and a styrene-maleic anhydride content of 2.3 wt%. However,
stability of nano-ePCMs containing salt hydrate as the PCM and PECA the increase in cyclohexane content had no effect on thermal stability.
shells. It was observed that the spectrum was almost identical after 100 Fang et al. [327] determined the thermal stability of nano-ePCMs pre­
melting/freezing cycles, indicating high chemical stability during the pared with UF as a shell and n-tetradecane as a PCM by measuring the
release/storage of latent heat. Konuklu et al. [325] evaluated the PCM weight release rate under the effect of different concentrations of
chemical stability of CA coated with different shell materials using FTIR NaCl. It was revealed that during the heating process, nano-ePCMs with
analysis. They showed that the chemical structure of the PCM before and 1− 3% NaCl presented lower release rates. However, greater release
after encapsulation remained stable. Tahan Latibari et al. [291,292] rates could be observed with NaCl concentrations of 8 and 10%. This

35
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

result indicated that NaCl was responsible for stabilizing the reaction the aforementioned instability issues. The stability of ePCM slurries/
rate of the UF shell. Hu et al. [328] micro-encapsulated methyl laurate dispersions is crucial for any thermal or solar application, and poor
(ML) with a PUR shell at various core-to-shell mass ratios. It was found stability can decrease the heat capacity storage and heat transfer rate. In
that the PUR shell can protect the PCM from volatilization and leakage addition, the technical viability will be reduced due to the stratification
and can provide the PCM with high thermal stability. Moreover, it was of the slurry/dispersion [20]. The stability of the slurry/dispersion is
observed that higher core-to-shell mass ratios resulted in a faster mass affected by a number of factors, including the use of surfactants, syn­
loss rate and lower thermal stability, indicating that the core-to-shell thesis process of the ePCMs, temperature, pH value, ePCM size/shape,
ratio was a key parameter governing the thermal stability of core-to-shell ratio, PCM content, shell type, and density difference be­
micro-ePCMs, as illustrated in Fig. 38. Lee et al. [294] examined the tween the capsules and the carrying fluid. The main stabilization stra­
thermal stability of binary nitrate molten salt (NaNO3:KNO3 in a 60:40 tegies for ePCM slurries/dispersions are highlighted in the remainder of
mass ratio) nano-encapsulated with a silica shells during 50 hea­ this section.
ting/cooling cycles over a temperature range of 27− 700 ◦ C. The silica The density difference between ePCM particles and the carrying fluid
shell was found to preserve the PCM even far beyond the decomposition induces separation and instability due to gravity, resulting in either
temperature of the PCM, which was advantageous for practical appli­ sedimentation or creaming of particles. The most effective strategy to
cations up to 610 ◦ C. Wu et al. [329] prepared micro-ePCMs for a prevent sedimentation/creaming is by reducing the density difference
high-temperature TES system. In their work, they encapsulated Na2SO4 between capsules and the carrying fluid, which could also reduce the
with silica shells at different silica mass ratios. It was observed that viscosity of the slurry/dispersion as a whole, and hence, decrease the
under the heating process from room temperature to 1000◦ C, the PCM pumping power. Qiu et al. [332] examined the impact of the density
showed a mass loss of roughly 0.4%. However, the PCM mass loss difference between micro-ePCM particles and their carrying fluid, sur­
increased to 4% when the silica mass content increased to 26.8%. It was factant type and concentration, and pH value on the stability of
concluded that a silica mass content of less than 5.4% kept the PCM mass micro-ePCM slurries at 10 wt%. It was revealed that the density differ­
loss stable at 1%, ensuring high thermal stability at high temperatures. ence between was the most important parameter affecting stability. A
Li et al. [330] micro-encapsulated NaNO3 with perhydropolysilazane. combination of the appropriate surfactant (in terms of type and con­
The thermal stability of the capsules was measured under 80 repeated centration) and pH value with a zero-density difference was found to
thermal cycles at higher temperatures. It was found that between 250 significantly enhance the physical stability of micro-ePCM slurries,
and 350◦ C, the latent heat of the nano-ePCMs was reduced by 3.6%, the allowing them to be used in TES systems. Wang et al. [333] formulated a
melting temperature was reduced by 1◦ C, and the supercooling degree binary mixture as the carrying fluid to match the density of micro-ePCMs
remained almost constant. Yet, in the temperature range of 350-550◦ C, containing resin as the shell and n-hexacosane as the PCM core. Water
the latent heat decreased by 4% at 500◦ C with a sharp decrease of about was chosen as one component of the binary mixture since it is one of the
20% at 550◦ C. The authors concluded that the encapsulation of PCM most common HTFs. The micro-ePCMs had a density of 900 kg/m3,
increased their thermal stability by two folds up to 500 ℃, indicating which was lower than that of water. Therefore, propanol as a lighter
their high potential for TES systems at high temperatures. Ji et al. [331] fluid was chosen as the second mixture component. The authors
fabricated micro-ePCMs of solar salt with GO-modified silica shells. It observed some sedimentation and creaming in the micro-ePCM slurry
was observed that, compared to the pure PCM, the temperature at which when the fluid density was 900 and 950 kg/m3, respectively. However,
the PCM started to decompose in the nano-ePCMs increased by 28.1 ◦ C, after several tests, it was found that the highest physical stability was
while the maximum decomposition temperature increased by 17.5 ◦ C. achieved with a carrying fluid density of 941 kg/m3. Wang et al. [334]
This indicated that silica shells can successfully improve the thermal studied the stability of micro-ePCM slurries characterized by paraffin as
stability of PCMs. PCM, MEL as shell, and water/ethanol as the carrying fluid. The slurry
was prepared using a combination of sonication and magnetic stirring,
3.3.2. Stabilization strategies of ePCM slurries/dispersions and to achieve higher stability, an optimal ethanol/water mixing ratio
The use of ePCM slurries/dispersions in a wide range of thermal was determined. The micro-ePCM slurry showed stability for more than
applications appears to be beneficial, with the key drawbacks so far a month without obvious sedimentation or delamination with a
being their high cost of production, particularly at the nanoscale, and water/ethanol mixing ratio of 1:2. Recently, Fu et al. [335] performed

Fig. 38. a) DTG and b) TGA curves of a pure PCM (ML) and nano-encapsulated PCMs (ML as core and PUR as shell) with core-to-shell mass ratios of 1:1, 1:2, 1:3, and
1:4 [328]. (Reused with permission from Elsevier).

36
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

several measurements on micro-ePCM slurries based on paraffin as PCM PS as the shell, and observed no sedimentation after centrifugation at
and polymer shells by adjusting the pH value and adding a small amount 1500 rpm. However, the precipitate weight increased as the centrifuge
of sodium dialkylsulfateas as a surfactant so as to not affect the ther­ speed was increased. The R values were found to be almost negligible,
mophysical properties of water. Moreover, density of the carrying fluid indicating high mechanical stability.
was fixed at 941 kg/m3 to keep the density difference between the fluid
and capsules close to zero. These stabilization strategies resulted in 3.3.3.52. Zeta-potential analysis. Zeta potential, also known as electro­
excellent thermal and physical stabilities of the micro-ePCM slurry. kinetic potential, is another method used to assess the stability of ePCMs
In general, the mixing and pumping processes associated with ePCM slurries/dispersions. The zeta potential is the electrical potential dif­
slurries induce shear forces, which may cause breakage of the shell and ference, measured in millivolts, between the hydrodynamic surface of
leakage of the PCM (when in liquid state) to the surrounding fluid. shear (the slipping plane) and the bulk fluid. It is known that for purely
Damaged/leaking ePCMs may also occur due to thermal cycling. Drissi or dominantly electrostatically-stabilized colloidal suspensions, a low
et al. [336] reported that damaged ePCMs can negatively affect their zeta potential is a sign of low electrostatic stability, while a high zeta
thermal properties. The drop in specific heat capacity of damaged potential indicates high electrostatic stability. In general, for dominantly
ePCMs was reported to be about 28% compared to the non-damaged charge-protected dispersions, zeta potential values greater than ± 30
ePCMs. Although several studies examined the stability of ePCMs, as and ± 60 mV indicate good and excellent charge-induced stabilities,
discussed in Section 3.3.1, very limited studies focused on leakage/­ respectively. According to Karaipekli et al. [340], the zeta potential of
damage prevention strategies. Zhang et al. [337] prepared a novel type their prepared nano-ePCMs slurries at pH of 7 was − 56.8 mV. Joseph
of micro-ePCMs with no mass loss and high encapsulation capacity using et al. [342] prepared ePCMs using n-octadecane as the PCM and PS as
an in-situ polymerization technique. MF and paraffin were used as shell the shell. They measured the zeta potential of the dispersion at different
and PCM, respectively. GO was placed at the core/shell interface to act concentrations, and observed that for a concentration of 0.7 vol%, the
as a second protective layer that prevents the leakage of paraffin. It was maximum zeta-potential value was 70 mV. The zeta-potential values
found that the micro-ePCMs had better leakage prevention with an were found to decrease as the concentration increased.
encapsulation ratio of almost 94%, which was a significant improve­
ment. Shi et al. [338] produced leak-proof micro-ePCMs based on 3.3.3.53. Thermal/phase-change properties measurement. Tracking
acetylated cellulose nanofibrils (AcCNF) as a shell and paraffin as a changes in thermal/phase-change properties over time is another tech­
PCM. The AcCNF acted as a supporting material which prevented the nique to assess the stability of ePCM slurries/dispersions. In general,
leakage of paraffin during phase-change transitions. The ePCMs showed sedimentation may result in thermal conductivity reduction over time or
reduced supercooling (efficiency of 53% with PCM content of 83%) and a change in the phase-change latent heat and melting temperature
high melting heat. Compared to CNF, higher improvements in thermal during heating/cooling cycles. Liu et al. [343] measured the stability of
performance and encapsulation efficiency were obtained with the their micro-ePCMs slurry using a DSC analysis and thermal conductivity
AcCNF shell due to its compatibility with paraffin. It is worth noting that apparatus. They found that the thermal conductivity, melting temper­
leakage measurements are generally made by measuring the weight ature, and phase-change latent heat of the micro-ePCMs remained un­
change of ePCMs placed in a heated oven on top of filter papers or by changed under several thermal cycles, indicating good physical stability.
visual observation under repeated heating/cooling cycles [339]. Del­ Cingarapu et al. [344] produced nano-ePCMs with tin as the PCM and
gado et al. [20] suggested reducing the ePCM size and/or increasing the silica as the shell. They assessed the stability of the slurry through an
shell thickness to prevent damage to the ePCMs. evaluation of the thermal conductivity at 1− 5 vol%. The values were
recorded every 15 min for a period of 15 h. They concluded that all
3.3.3. Stability evaluation techniques of ePCM slurries/dispersions slurries were stable since no change was observed in thermal conduc­
The stability of ePCM slurries/dispersions can affect their thermal, tivity with time.
optical, and rheological properties, with a direct effect on their appli­
cation and utility. One can notice from the literature that very few 3.3.3.54. Turbidity method. The turbidity method is another effective
studies have reported on the stability evaluation of ePCM slurries/dis­ technique to judge the stability of ePCM slurries/dispersion. In general,
persions. The stability of ePCM slurries/dispersions is evaluated using a change in turbidity is a sign of instability in the ePCM slurry. When
several techniques, such as the centrifugation method, zeta-potential light travels through a well-dispersed slurry/dispersion, the radiation
measurement, thermal/phase-change properties measurement, and the intensity is decreased exponentially along the direction of propagation
turbidity method. due to absorption and scattering by the suspended particles. Since
turbidity is proportional to light extinction (i.e., absorption plus scat­
3.3.3.51. Centrifugation method. Centrifugation is the easiest and most tering), when light travels through ePCM slurries/dispersions, turbidity
commonly used method to assess the stability of ePCM slurries/disper­ can be quantified by comparing transmitted and incident radiations. Lin
sions. This method is based on sediment formation at the bottom of the et al. [345] and Zheng et al. [346] measured the stability of ePCM
slurry/dispersion due to gravity. Stability is determined by the time it slurries with different dispersants (PEG and SA) at different concentra­
takes for precipitation to occur. This method has been employed by a tions (up to 40% vol) using the turbidity method. They observed that
number of researchers to assess the stability of various ePCM slurries. ePCM slurries without dispersants exhibited a higher stability than those
Karaipekli et al. [340] fabricated nano-ePCMs with n-nonadecane as the with dispersants. Similarly, using the turbidity method, Qiu et al. [332]
PCM and poly(styrene-co-methacrylic-acid) (P(st-co-MAA)) as the shell. was able to capture the effects of surfactants, pH value, and the density
Centrifugation measurements under 1500 and 3000 rpm and for 1 h difference between capsule and fluid on the stability of ePCM slurries.
showed the absence of sedimentation at 1500 rpm, while negligible
sedimentation was observed at 3000 rpm. Fu et al. [341] produced
micro-ePCMs with tetradecane as the PCM and silica with/without PS as 3.4. Measurement of thermophysical properties of ePCM slurries
the shell. Their results indicated that slurries at 3000 rpm generated
some sediment, while little sediment was observed at 1000 rpm. The R The overall effectiveness of ePCM slurries in solar-thermal applica­
values (the weight ratio of the solid product acquired by centrifugation tions depends on their thermal, rheological, and optical properties.
and the one obtained by demulsification) were found to be negligible, Therefore, an in-depth understanding of these properties is important
indicating that both slurries possessed excellent physical stability. Fang for optimal implementation in industrial applications. A summary of the
et al. [267] prepared nano-ePCMs, using n-tetradecane as the PCM and thermal conductivity and specific heat capacity of ePCM slurries is
presented in Table 8, while a summary of their rheological properties is

37
Table 8

S.A. Albdour et al.


Reported data on the thermal conductivity and specific heat capacity of ePCM slurries and dispersions.
Core@shell Temperature ePCM Carrying Concentration Synthesis method Measurementapparatus Main results Ref.
(◦ C) size fluid

N-tetradecane@PS 5− 25 144.5 nm Water 0-15 wt% In-situ miniemulsion - Hot disk method - Thermal conductivity was not affected by the addition of nano-ePCMs [267]
polymerization - DSC at 5 ◦ C. However, a clear increase was observed at 25 ◦ C.
- Specific heat capacity increased rapidly during the phase change,
while it was constant when the PCM was in its solid or liquid state.
N-hexacosane@resin 20− 70 10− 40 Propanol/ 40 wt% Not reported Hot disk method Thermal conductivity dropped with concentration. However, it [333]
μm water increased first and then reduced with temperature.
N-nonadecane@P(St- 25− 34 212 nm Water 0− 2 wt% Mini-emulsion - KD2 Pro analyzer - Thermal conductivity increased with concentration and temperature. [340]
co-MAA) polymerization - DSC - Specific heat capacity increased significantly during the phase
change, while it was constant when the PCM was in its solid or liquid
state.
N-tetradecane@PS/ 5− 20 80− 120 Water 0− 5 wt% Miniemulsion poly- - Hot disk method - Thermal conductivity increased with temperature and decreased with [341]
silica nm merization - DSC mass fraction.
N-tetradecane@PS - Addition of nano-ePCMs improved specific heat capacity.
Paraffin@MF 25− 50 5.392 μm Water/ 0− 40 wt% Not reported Hot disk method Thermal conductivity dropped with concentration and was mainly [343]
ethanol affected by the physical state of the PCM.
Sn@silica Not reported 50− 100 Therminol 0− 5 vol% Modified KD2 Pro analyzer Thermal conductivity of slurries increased linearly with weight [344]
nm polyole wet-chemical fraction following the Maxwell model.
reduction
Paraffin@polymer 20 10− 100 Water 35 wt% Commercial Hot disk method Thermal conductivity dropped with micro-ePCM concentration, while [347]
Paraffin@PMMA μm it was improved with temperature.
n-octadecane@PS 30 209 nm Water 1.5 vol% Miniemulsion polymerization KD2 Pro analyzer No enhancement was observed in thermal conductivity. [342]
Paraffin@polymer 24− 36 1− 20 μm Water 30% Commercial Laser Flash method Thermal conductivity dropped with micro-ePCM concentration, while [348]
it slightly increased with temperature.
Paraffin@PMMA 10− 40 Not Water/PG 0− 43.0 wt% Commercial KD2 Pro analyzer Maximum enhancement was observed at the melting temperature, [349]
reported particularly at higher concentrations.
38

N-eicosane@UF 25− 50 5− 15 μm Water 10 wt% Not reported KD2 Pro analyzer Thermal conductivity dropped with concentration and was mainly [350]
affected by the physical state of the PCM.
N-nonadecane@PUR 25− 35 55− 175 Water 0− 3.36 wt% Interfacial polymerization Transient hot wire Thermal conductivity of slurries with EG were higher than that with [351]
nm EG water.
Paraffin@titania-GO 30− 80 2− 5 μm Water 3 wt% In-situ hydrolysis and - Hot disk method - Thermal conductivity of both slurries increased with temperature and [352]
Paraffin@titania polycondensation - DSC concentration.
- Specific heat capacity increased sharply during the phase-change
transition.
Paraffin@Cu-Cu2O/ 10− 80 688 nm Water 4 wt% In-situ deposition - Hot disk method - Thermal conductivity increased slightly with addition of micro- [353]
CNTs - DSC ePCMs.
- Specific heat capacity depended mainly on the physical state of the
PCM.

Progress in Energy and Combustion Science 93 (2022) 101037


Acid@MWCNTs 25− 85 50− 60 Water 0− 15 wt% Vacuum absorption - Hot disk method - A sharp increase in thermal conductivity was observed during the [354]
nm - DSC phase-change transition. However, after the phase-change transition,
thermal conductivity was slightly reduced.
- Specific heat capacity depended mainly on the physical state of the
PCM.
Paraffin@MF/ 20− 145 Not [BMIM]BF4 0− 20 wt% In-situ polymerization - Hot disk method - Thermal conductivity increased significantly with concentration and [355]
graphitec reported - DSC temperature.
- Specific heat capacity of paraffin@MF/graphite and paraffin@MF
slurries exhibited a maximum value during the phase transition.
Paraffin@SiO2/GO 30− 80 20 μm Water 10 wt% Interfacial - Hot disk method - Thermal conductivity increased with concentration and temperature. [311]
hydrolysis–condensation - DSC - Specific heat capacity of both slurries exhibited a sharp increase
during the phase-change transition.
Paraffin@SnO2/CNTs 30− 80 1− 5 μm Water 5 wt% In-situ precipitation Hot disk method - Thermal conductivity increased with concentration and temperature. [356]
- Specific heat capacity of both slurries exhibited sharp increase during
the phase-change transition.
Paraffin@PMMA 15− 22 1− 5 μm Water 3 wt% Commercial T-history method Addition of micro-ePCMs caused an increase in the specific heat [357]
capacity during the phase change, while a decrease (increase) was
observed for slurries with liquid (solid) PCM.
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

provided in Table 9.

[358]

[341]

[342]

[349]

[353]

[359]

[360]

[361]

[362]
Ref.
3.4.1. Thermal properties

- Viscosity at 14, 20, and 30 wt% was 5, 6, and 18 times higher than

The viscosity of paraffin@Cu-Cu2O/CNTs slurry was lower than that

- Viscosity was not affected by the phase-change transition, and was


- Viscosity decreased with temperature and increased with particle
3.4.1.55. Thermal conductivity. HTFs with higher thermal conductiv­

- Viscosity was higher at higher concentrations, particularly for


ities are strongly desired to develop thermal systems with higher heat

Viscosity of both slurries increased with temperature, while it


concentration until it reached a maximum value at 40 wt%.

- The slurry with surfactant exhibited Newtonian behavior.


transfer rates. The suspension of micro/nano-ePCMs into HTFs may

Viscosity of the slurries increased slowly with increasing


result in higher thermal conductivity values. Therefore, several attempts

- Viscosity was lower at higher temperatures and lower

- Viscosity increased as the concentration increased.


have been made in this research area to give a clear picture of the

- The slurry exhibited a non-Newtonian behavior.

- The slurry exhibited a non-Newtonian behavior.

- The slurry exhibited a non-Newtonian behavior.

- The slurry exhibited a non-Newtonian behavior.

-The slurry exhibited a non-Newtonian behavior.


thermal conductivity of ePCM slurries. In the thermal conductivity

almost 8-14 times greater than that of water.


measurements of ePCM slurries/dispersions, researchers mainly focused
on two different shell materials, namely, polymeric and carbon-modified
shells.
3.4.1.56.0. Polymeric shells. Fang et al. [267] measured the thermal

concentration greater than 30%.


decreases with concentration.
conductivity of nano-ePCM slurries prepared with n-tetradecane as PCM
and PS as shell. They observed that the thermal conductivity was not

size and concentration.


affected by the addition of nano-ePCMs at 5 ◦ C. However, a clear in­

of paraffin@Cu-Cu2O.
crease was observed at 25 ◦ C with a maximum improvement of about

concentrations.
16%. Wang et al. [333] investigated the thermal conductivity of

that of water.
Main results
micro-ePCM slurries at different temperatures and weight fractions. It
was shown that thermal conductivity dropped as the weight fraction
increased. However, thermal conductivity first increased and then
dropped with temperature. In addition, the thermal conductivity values
were found to match well with the Maxwell-Garnett model at 17 ◦ C.

Brookfield viscometer

Brookfield viscometer
Karaipekli et al. [340] found that the thermal conductivity of

Cylindrical Couette
Hot disk method
nano-ePCM slurries increased with weight fraction and temperature,

NDJ-1 rotation
Measurement

Not reported
even though the thermal conductivity was lower than that of the car­

Rheometer

Rheometer

Rheometer
viscometer

viscometer

viscometer
rying fluid. This result was attributed to the interactions between apparatus
surface-functionalized nano-ePCMs as well as their Brownian motion. Fu
et al. [341] showed that, within 5 to 20 ◦ C, the thermal conductivity of
nano-ePCM slurries with and without silica on the PS shell increased

Interfacial polymerization
with temperature and decreased with weight fraction. A higher thermal

Complex coacervation
In-situ polymerization

In-situ polymerization

Coacervation method
In-situ miniemulsion

conductivity was obtained by using silica/PS shells compared to PS


Synthesis method

In-situ deposition
shells. The thermal conductivity of slurries with silica-modified shells
polymerization

was 8.4% higher than slurries without silica. Liu et al. [343] observed Not reported
Commercial

Commercial
that the thermal conductivity of micro-ePCM slurries was enhanced with
temperature before and after the phase-change temperature occurred.
However, there was an abrupt reduction during phase change, indi­
cating that thermal conductivity of the solid PCM was higher than that of
Concentration

the liquid PCM. In addition, it was found that the thermal conductivity

0− 17.7 wt%
0− 40 wt%

0− 35 wt%

0− 30 wt%

0− 44 wt%
of the slurry dropped with weight fraction, which was attributed to the
0− 5 wt%

16 wt%
0− 30%
4 wt%

low thermal conductivity of the shell material. Cingarapu et al. [344]


measured the thermal conductivity of nano-ePCM slurries based on sil­
ica as a shell and tin as a PCM. They observed that thermal conductivity
increased linearly with weight fraction following the Maxwell model. An
Carrying

enhancement of 3% was observed for each 1% increase in the


Water

Water

Water

Water

Water

Water

Water

Water

Water
fluid

nano-ePCM concentration. Zhang and Zhao [347] investigated the


thermal conductivity of two different types of micro-ePCM slurries at 20
Reported data on the rheological properties of ePCM slurries.


C. It was observed that thermal conductivity of the slurries dropped as
2− 260 µm
1− 20 µm

1− 20 µm

3.34 µm
5− 1000
80− 120

1− 5 µm
688 nm

the weight fraction increased. They attributed this to the thermal con­
10 µm
ePCM
size

ductivity of water being higher than that of the PCM cores. Joseph and
nm

µm

Sajith [342] measured the thermal conductivity of nano-ePCM disper­


sions at different fractions. No enhancement in thermal conductivity was
Temperature

observed, which was attributed to the poor thermal conductivity of the


shell material. Delgado et al. [348] demonstrated that the addition of
10− 80

10− 50

17− 70

micro-ePCMs to the carrying fluid actually caused a reduction in thermal


5− 25

5− 25

5− 40

2− 11
(◦ C)

27

25

conductivity. For instance, a reduction of 39% was observed at a weight


fraction of 30% and a temperature of 30 ◦ C. They attributed this to the
fact that the thermal conductivity of water was higher than that of
Ntetradecane@PS-silica

Paraffin@Cu-Cu2O/CNTs

CrodathermTM 60@PU-
n-tetradecane@gelatine

paraffin. Dutkowski and Kruzel [349] presented detailed results on the


Tetradecane@PMMA

thermal conductivity of micro-ePCM slurries containing paraffin as PCM


n-tetradecane@MF
n-dodecane@MF
Ntetradecane@PS

Paraffin@PMM

Paraffin@PMMA
Paraffin@acrylic

and PMMA as shell. It was found that an increase in weight fraction


induced an increase in thermal conductivity during the phase-change
Core@shell

0.1%GNP
Paraffin@p
olymer

transition. A maximum enhancement was observed at the melting


Table 9

temperature of 27 ◦ C, particularly for higher particle concentrations.

39
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Moreover, it was observed that the thermal conductivity of slurries with increased by 4.5 and 3.1%, respectively. This result was attributed to the
solid PCMs was lower than that of slurries with liquid PCMs. They also higher thermal conductivity of the titania/GO composite compared to
observed that when the PCM was in the form of a solid or liquid, the that of only titania. Xu et al. [353] measured the thermal conductivity of
thermal conductivity of the slurry could be evaluated from Maxwell’s the carrying fluid, a paraffin@Cu-Cu2O slurry, and a paraffin@Cu-­
model with good accuracy. The thermal conductivity of the micro-ePCM Cu2O/CNTs slurry. They revealed that the thermal conductivity of the
slurries at various weight fractions and temperatures is presented in pure fluid slightly increased with the addition of micro-ePCMs. A
Fig. 39. maximum increase of about 2.8% was observed for paraffin@Cu-­
Ho et al. [350] reported that the thermal conductivity of micro-ePCM Cu2O/CNTs at 4 wt%. Chen et al. [354] examined the thermal con­
slurries was significantly affected by the physical state of the PCM, and ductivity of nano-ePCM slurries with MWCNTs as shells at particle
that for temperatures below the melting temperature, thermal conduc­ fractions of 5, 10, and 15 wt%. Their results showed that the thermal
tivity increased with temperature. However, in vicinity of the melting conductivity of the slurries increased with temperature and particle
temperature, the ascending trend became considerably more pro­ fraction, with a sharp increase in thermal conductivity observed during
nounced due to the effect of the latent heat of fusion, while during the the phase-change transition between 55 and 75◦ C. When the fraction of
phase-change process, thermal conductivity significantly decreased, and capsules was 15 wt%, thermal conductivity increased by almost 54% at
when the PCM completely melted, thermal conductivity began to 60 ◦ C, which was attributed to the intense natural convective flow.
gradually increase. Barlak et al. [351] studied the effect of the type of However, after the phase-change transition, the thermal conductivity
carrying fluid on the thermal conductivity of nano-ePCM slurries pre­ was slightly reduced. At different concentrations and over a wide tem­
pared with PUR as the shell and n-nonadecane as the PCM. As base perature range, Liu et al. [355] determined the thermal conductivity of
fluids, water and EG were used. It was revealed that the thermal con­ micro-ePCM slurries containing paraffin as the PCM, MF/graphite as the
ductivity of nano-ePCM dispersions with EG or water increased and shell, and an ionic liquid as the carrying fluid. It was observed that the
decreased, respectively, with increasing the weight fraction. The ther­ thermal conductivity of the paraffin@MF/graphite slurry enhanced by 9
mal conductivity of dispersions with water was found to be lower than and 13% at 10 and 20 wt%, respectively. The result indicated that the
that with EG. They reported a maximum enhancement of almost 35% thermal conductivity increases with weight fraction. Moreover, the
and 15% with EG and water dispersions, respectively. paraffin@MF/graphite slurry showed higher thermal conductivity
3.4.1.57.0. Carbon-modified shells. While several studies have been compared to that of paraffin@MF at 10 wt%, which was attributed to the
performed on the thermal conductivity of ePCM slurries using polymeric higher thermal conductivity of MF/graphite compared to that of MF. A
shells, limited studies have been devoted to those with carbon-modified similar trend for the thermal conductivity of paraffin@SiO2/GO and
shells. Ma et al. [352] measured the thermal conductivity of paraffin@SnO2/CNTs slurries was reported by Yuan et al. [363] and Ma
micro-ePCM slurries with and without GO integrated in the shell ma­ et al. [356], respectively.
terial. It was observed that the thermal conductivity of both types of
slurries increased with temperature and weight fraction. Compared to 3.4.1.58. Specific heat capacity
water, the thermal conductivity of slurries with and without GO was 3.4.1.59.0. Polymeric shells. Specific heat is another important

Fig. 39. Thermal conductivity of encapsulated PCM slurries (paraffin as core and PMMA as shell) at different particle concentrations [349].

40
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

property that characterizes any HTF. However, the specific heat of ePCM PCM decreased by 6.7%, whereas the specific heat capacity of slurries
slurries has received little attention and has only lately been investi­ with solid PCM increased by 17.5%.
gated. Fang et al. [267] determined the specific heat capacity of 3.4.1.60.0. Carbon-modified shells. Ma et al. [352] found that the
nano-ePCM slurries and found that when the PCM was in its solid or specific heat of paraffin@TiO2/GO and paraffin@TiO2 slurries, at 3 wt%
liquid states, the specific heat capacity was almost constant and and between 40− 50◦ C and 55− 65◦ C, was significantly higher than that
decreased with nano-ePCM concentration. However, the specific heat of the carrying fluid. Because of the occurrence of a phase-change
capacity increased rapidly during phase change, in proportion to the transition, a sharp increase was observed around 60◦ C. Xu et al. [189]
nano-ePCMs concentration. A maximum enhancement of 15% in spe­ observed different behaviors regarding the specific heat capacity of
cific heat capacity was observed at 15 wt%. Karaipekli et al. [340] paraffin@Cu-Cu2O/CNTs and paraffin@Cu-Cu2O slurries at 4 wt%.
studied the specific heat capacity of nano-ePCM slurries at different When the PCM was solid, the specific heat capacity of the paraf­
concentrations and temperatures. They revealed that when the PCM was fin@Cu-Cu2O slurry was higher than that of water, while the specific
solid (5− 22◦ C) or liquid (40− 60◦ C), the specific heat capacity was heat capacity of the paraffin@Cu-Cu2O/CNTs slurry was lower. How­
nearly constant and slightly affected by the addition of nano-ePCMs. ever, when the PCM was liquid, both specific heat capacities were lower
However, during phase change (22− 28◦ C), the specific heat capacity than that of water. In addition, during phase change, both specific heat
increased as the temperature and weight fraction increased. The specific capacities were greater than that of water, but the paraffin@Cu-Cu2O
heat capacity was increased by 4.5 and 9.6% at 1.0 and 2.0 wt%, slurry had a larger heat capacity compared to paraffin@Cu-Cu2O/CNTs,
respectively. They concluded that during the solid-liquid phase change, which was attributed to the higher encapsulation efficiency of paraf­
the addition of nano-ePCMs significantly improved the specific heat fin@Cu-Cu2O. Liu et al. [355] showed that the specific heat capacity of
capacity of the carrying fluid. Fig. 40 illustrates the specific heat ca­ an ionic liquid increased by 13.4% as the temperature varied from 30 to
pacity of nano-ePCM slurries at different concentrations and tempera­ 25◦ C. The specific heat capacity of paraffin@MF/graphite and paraf­
tures, as reported in [340]. Fu et al. [341] measured the specific heat fin@MF slurries exhibited a maximum value during the phase transition.
capacity of nano-ePCM slurries with different shell materials, at various The specific heat capacity of the paraffin@MF/graphite slurry at 10 wt%
concentrations and temperatures. Their results revealed that the addi­ was enhanced by 70% compared to the pure fluid. Moreover, it was
tion of nano-ePCM particles improved the specific heat capacity of the found that as the weight fraction of paraffin@MF/graphite increased to
carrying fluid within the temperature range of − 20 to 40 ◦ C. The specific 20 wt%, the maximum value of the specific heat capacity increased by
heat capacity values showed a maximum between − 10 and 0 ◦ C due to two fold compared to the ionic liquid. Yuan et al. [363] compared the
the phase-change of water. However, a slight increase in specific heat specific heat capacity of the carrying fluid with paraffin@SiO2/GO and
capacity was observed in the range of 0 to 10 ◦ C. Furthermore, slurries paraffin@SiO2 slurries at 10 wt% within the temperature range of
with a PS/silica shell were found to have a higher specific heat capacity 30− 85◦ C. The specific heat capacity of both slurries exhibited a sharp
compared to slurries with a PS shell. Recently, Dutkowski et al. [357] increase during the phase-change transition at approximately 60 ◦ C.
examined in detail the effects of both temperature and ePCM concen­ However, when temperature was higher than 70 ◦ C, the specific heat
tration on the specific heat capacity of ePCM slurries. They observed that capacity had a lower value compared to that of the carrying fluid. A
the addition of ePCMs to the carrying fluid caused an increase in the similar trend was obtained by Ma et al. [194] for paraffin@SnO2/CNTs.
specific heat capacity of the slurry during the phase-change process. As
the weight fraction varied between 8.6 and 30.1 wt%, the specific heat 3.4.2. Rheological properties
capacity at the melting point increased by almost 266%. Furthermore,
the specific heat capacity of slurries with solid PCMs was higher than 3.4.2.61. Polymeric shells. Rheological properties have a significant
that of slurries with liquid PCMs. When the concentration varied be­ impact on pressure drop, pumping power, and heat transfer rate.
tween 8.6 and 30.1 wt%, the specific heat capacity of slurries with liquid Though the benefits of ePCM slurries for thermal applications depend on

Fig. 40. Specific heat capacity of nano-encapsulated PCM slurries (n-nonadecane as core and P(St-co-MAA) as shell) at different weight concentrations and tem­
peratures [340]. (Reused with permission from Elsevier).

41
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

the compromise between the viscosity increase and thermal properties observed that the relative viscosity, defined as the ratio of the apparent
improvement, the viscosity of ePCM slurries as well as their rheological viscosity of the micro-ePCM slurry to that of the carrying fluid, was
behavior have received less attention than thermal properties. Yang independent of temperature. Viscosity was lower at higher temperatures
et al. [358] prepared four types of micro-ePCM slurries with tetradecane and lower weight fractions. The findings further showed that the slurries
encapsulated by PEMA, PMMA, PS, or PVAc shells. It was found that exhibited Newtonian behavior up to 17.7 wt%. At six different ePCM
tetradecane could not be encapsulated with PVAc since the phase concentrations, Dutkowski and Fiuk. [361] performed a detailed study
change cannot be manifested. They attributed this to the volatile nature on the rheological properties of micro-ePCM slurries prepared with
of the monomer, which made polymerization at the surface of tetrade­ Micronal@DS 5039 X–water aqueous solution. It was found that the
cane difficult. However, tetradecane could be encapsulated with PMMA, aqueous solution had a viscosity of several hundred to several dozen
PS, and PEMA, resulting in a core@shell structure with good times that of water in the temperature range of 10-50 ◦ C. Viscosity
heat-storage properties. It was revealed that the viscosity of the slurries increased as the weight fraction of capsules increased. On the other
increased slowly with an increase in weight fraction until it reached a hand, the rheological behavior study demonstrated that the viscosity of
maximum value at a weight fraction of 40%. The viscosity at 25 ◦ C and a the slurry dropped with an increase in shear rate until it reached the
particle concentration of 40% was about 20 times the viscosity of water. Newtonian plateau, where it appeared to be constant, indicating that
Fu et al. [341] investigated the viscosity of nano-ePCM slurries with and there existed a shear rate threshold beyond which the slurry exhibited
without silica in the shell material. It was observed that the viscosity of Newtonian behavior. Furthermore, when steady-state conditions were
both slurries increased with weight fraction while it decreased with maintained, the phase-change process of the micro-ePCM slurry had no
temperature. At the melting point and 5 wt%, viscosity with and without discernible effect on viscosity near the melting point. However, the
silica increased by almost 21 and 16.7%, respectively. Zhang and Zhao phase-change process influenced viscosity during unsteady-state con­
[347] measured the rheological properties of two different micro-ePCM ditions. It was proposed to measure the melting temperature of PCMs
slurries at different weight fractions, ePCM sizes, and temperatures. It through viscosity measurements in case PCM properties were unknown
was found that both slurries showed a Newtonian behavior for shear [365]. Latibari et al. [362] examined the rheological properties of
rates greater than 200 s− 1, and that viscosity decreased with tempera­ photothermal slurries with CrodathermTM 60 as the PCM and PU as the
ture while it increased with particle size and concentration. At various shell. Results showed that the viscosity of the slurry increased with
weight fractions and a temperature of 27 ◦ C, Delgado et al. [348] weight fraction and decreased with temperature. It was observed that
investigated the rheological properties of micro-ePCM slurries contain­ viscosity was not affected by the phase-change transition and was almost
ing paraffin as the PCM and PMMA as the shell. It was shown that the 8-14 times greater than that of water. Furthermore, increasing the shear
viscosity of the slurry at 14, 20, and 30 wt% was 5, 6, and 18 times rate caused the viscosity to drop rapidly, and then it became constant,
higher than that of the carrying fluid. Moreover, when the shear rate resulting in non-Newtonian behavior.
increased, the viscosity dropped until it reached the Newtonian plateau,
where it stayed constant, as illustrated in Fig. 41. It was found that the 3.4.2.62. Carbon-modified shells. To the best of our knowledge, only one
viscosity-shear rate profiles could be predicted by the Carreau model study has been performed on the viscosity of ePCM slurries with a
[364]. Yamagishi et al. [359] found that the apparent viscosity of carbon-modified shell. Xu et al. [353] measured the viscosity of paraf­
n-dodecane and n-tetradecane slurries depended on various parameters, fin@Cu-Cu2O/CNTs and paraffin@Cu-Cu2O slurries at 4 wt%, and found
such as temperature, concentration, and micro-ePCM size. The viscosity a viscosity enhancement of 33 and 22%, respectively, compared to
of slurries was higher at higher concentrations, particularly at concen­ water. This indicated that the paraffin@Cu-Cu2O/CNTs slurry was more
trations greater than 30 wt%. It was observed that surfactants were viscous than the paraffin@Cu-Cu2O slurry.
effective in lowering the viscosity, and that the slurry with surfactant
exhibited Newtonian behavior. This behavior was attributed to the fact 3.4.3. Optical properties
that surfactants affected the core-shell or fluid-PCM interactions. Solar-thermal systems based on the direct volumetric absorption of
Alvarado et al. [360] presented the relative viscosity of micro-ePCM solar radiation (to be discussed in Section 3.5) are directly dominated by
slurries based on n-tetradecane as PCM and gelatin as shell. It was the optical properties of the HTF. As a result, developing novel HTFs
with outstanding thermophysical characteristics and photothermal
conversion performance is critical. Several attempts were made to
improve the optical properties of pure HTFs by suspending ePCM par­
ticles into the carrying fluid. Wang et al. [334] studied the spectral
transmittance of several colloidal fluids at the wavelength range of
200− 2000 nm, including the carrying fluid (a mixture of ethanol and
water), paraffin@MEL slurry at 1 wt%, a mixture of paraffin@MEL
slurry at 1 wt% and MWCNTs at 0.005 wt%, and a MWCNTs nanofluid at
0.005 wt%. It was observed that transmittance considerably decreased
with the addition of MWCNTs to the carrying fluid, indicating high
optical absorption over the studied wavelength range. However, the
micro-ePCM slurries with and without MWCNTs had almost zero
transmittance, indicating higher optical absorption compared to the
MWCNT nanofluid. Ma et al. [352] prepared a micro-ePCM slurry con­
taining paraffin as PCM and titania/GO as a shell to improve the effi­
ciency of direct solar collectors. The photographs of
paraffin@titania/GO and paraffin@titania slurries at 3 wt% revealed
that the paraffin@titania/GO slurry was darker. Therefore, it exhibited
superior light-absorption properties in the range of visible light
compared to paraffin@titania. This result indicates that the modifica­
tion of a titania shell with GO played a key role in enhancing the optical
Fig. 41. Viscosity versus shear rate for micro-encapsulated PCM slurries properties of the slurry. Xu et al. [353] measured the optical absorption
(paraffin as core and PMMA as shell) at different weight concentrations [348]. of paraffin@Cu-Cu2O and paraffin@Cu-Cu2O/CNTs slurries for direct
(Reused with permission from Elsevier).

42
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

solar collectors. It was found that paraffin@Cu-Cu2O/CNTs exhibited


better light absorption. They attributed this finding to the CNTs struc­
ture, which was similar to hexagonal carbon. Liu et al. [355] prepared
micro-ePCM slurries by suspending paraffin@MF/graphite and paraf­
fin@MF composites into an ionic liquid to examine the effect of
embedding graphite in the shell on the photothermal performance of the
slurry. It was observed that the optical absorption of paraffin@MF/­
graphite was four times higher than that of paraffin@MF. This result was
ascribed to the resonant band-to-band transition and the effect of plas­
mon excitation. Yuan et al. [363] found that the optical absorption
properties of paraffin@SiO2/GO were higher than that of paraf­
fin@SiO2, which indicated that adding GO to the silica shell improved
the solar absorption of micro-ePCM slurries. Ma et al. [356] examined
the optical properties of paraffin@SnO2/CNTs and paraffin@SnO2
slurries. It was shown that paraffin@SnO2/CNTs exhibited a three-fold
increase in optical absorbance within the range of visible light as
compared to paraffin@SnO2, indicating that embedding CNTs within
the shell material can significantly improve optical absorption. Latibari
et al. [362] prepared CrodathermTM 60@PU slurries with the addition of
graphite nanoplatelets (GNPs) to improve optical and thermal proper­
ties. The optical transmittance of the slurries was measured at room
temperature and over a wavelength range of 200− 2500 nm using a
UV-Vis-NIR spectrophotometer. It was found that the GNPs played a
significant role in the absorption of visible light. Gao et al. [366] pro­
posed micro-ePCM slurries with superior magnetic and optical proper­
ties using octadecane@MF composites. MF was modified with GO or
rGO to improve the optical properties and thermal conductivity of the
micro-ePCMs, while octadecane was doped with Fe3O4-OA to enhance
magnetic properties when the micro-ePCMs were recycled under an
external magnetic field. Results showed that the rGO-modified slurry
possessed the highest optical absorbance, followed by the GO-modified
slurry, which had a higher absorbance than the unmodified micro-ePCM
slurry and water, as shown in Fig. 42 (a) and (b). The attributed reasons
for this phenomenon were twofold. First, the optical absorbance was Fig. 42. a) Photographs and b) optical absorbance of magnetic micro-ePCM
improved with GO due to electron conjugation and aromatic character slurries (octadecane doped with Fe3O4-OA as core and MF as shell) with and
effects. Second, a large amount of oxygen-containing functional groups, without modifying the shell with GO or rGO [366]. (Reused with permission
causing damage to the π-π conjugated system of GO, underwent reduc­ from Elsevier).
tion by UV radiation.
absorption of solar radiation using an absorber plate, whereas in DASCs,
3.5. Solar photothermal absorption and storage using ePCM slurries/ solar radiation is volumetrically absorbed within the HTF without the
dispersions need for an absorber plate. The energy efficiency of IASCs can be
improved by increasing the thermal properties of conventional HTFs.
Solar energy appears to be the best choice among other renewable Improvement of the optical properties is not necessary owing to the high
energy technologies because of its abundance, sustainability, and absorptivity of the coated surface. On the other side, due to the low
cleanliness, as well as its ability to be produced at a lower cost and on a absorptivity of conventional HTFs, optical properties are more impor­
larger scale [367,368]. Photothermal, photochemical, and photovoltaic tant in DASCs than thermal properties. In DASCs, the problem of peeling
conversions are all efficient methods for converting solar energy into or oxidation of the absorber plate in IASCs is avoided; yet, the working
other forms of useful energy. However, solar photothermal conversion fluids in DASCs are directly exposed to solar radiation and must be
coupled with TES is one of the most convenient and frequently used durable with cyclic solar radiation.
methods to harvest solar energy due to its high energy conversion and Conventional HTFs, such as ethylene glycol, molten salt, thermal
simplistic operational mechanism. There are numerous applications for oils, and water, possess limited thermal characteristics and are weak
solar photothermal conversion that span a wide temperature range, absorbers over the visible and ultra-violet ranges of the solar spectrum
including solar cookers, solar water heaters, and concentrated solar (absorption of only 13% of solar radiation), resulting in poor thermal
power [369] (refer to Section 2.5). and optical properties, which result in a decrease in the energy effi­
Solar collectors, which collect solar energy and convert it to thermal ciency of solar-thermal collectors. For solar-thermal collectors, nano­
energy, are the cornerstone of photothermal systems. Solar-thermal fluids, which are mixtures of nanoparticles and conventional HTFs, have
collectors can be classified as direct or indirect solar collectors. For been proposed to achieve better performance. Studies on nanofluid-
indirect-absorption solar collectors (IASC), also called surface- based IASCs have shown that the efficiency of IASCs is enhanced
absorption solar collectors, solar radiation is first absorbed and then mainly owing to the increased thermal conductivity of nanofluids.
indirectly transferred to the HTF. However, the high surface tempera­ However, the IASC efficiency is found to drop at higher nanoparticle
ture of the IASC results in significant heat losses and low conversion concentrations due to the increase in viscous forces, which leads to a
efficiencies. Therefore, an alternative type of solar collectors called the decrease in heat transfer rates and an increase in pumping power [215].
direct-absorption solar collector (DASC), also known as a volumetric- On the other hand, studies performed on nanofluid-based DASCs have
absorption solar collector, was developed for further improvement of revealed that the addition of nanoparticles (e.g. plasmonic nano­
the energy efficiency of solar-thermal collectors [6]. There are key dif­ particles) to conventional HTFs can improve optical features even at
ferences between IASCs and DASCs. IASCs are based on the surface

43
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

very low concentrations as long as long-term radiation stability [370] convection and radiation and to the other components by conduction.
and thermal stability [371] are maintained. The reported data indicates Moreover, the high temperature of the absorber leads to a decrease in
that nanoparticle concentration has a significant impact on the perfor­ optical absorption due to peeling and oxidation of the coated surface.
mance of DASCs. When nanoparticle volume fraction is above an opti­ Therefore, IASCs typically exhibit low overall conversion efficiencies,
mum value, incident radiation is absorbed in the thin top layer of the especially at high operating temperatures. A schematic representation of
nanofluid instead of being volumetrically absorbed, and consequently, a an ePCM slurry-based IASC is presented in Fig. 43.
DASC approaches the surface-absorption limit of IASCs [369]. Relative Although reported data have shown that ePCM slurries offer higher
to IASCs, nanofluid-based DASCs show an increase in solar-to-thermal thermal conductivity and specific heat capacity relative to conventional
efficiency [372]. Some concerns with nanofluids include their rela­ HTFs, studies on IASCs based ePCM slurries are still largely unexplored.
tively low heat capacity in comparison with conventional HTFs, which Dutkowski et al. [375] presented a preliminary research study regarding
indicates that high receiver efficiency can be obtained at high solar ra­ the effect of ePCM water slurries (with paraffin as a core and PMMA as a
diation levels [373], and the time mismatch between solar energy shell) at 4.3 and 8.6 wt% on the efficiency of flat-plate solar collectors.
availability and energy demand, which reduces the utility of solar col­ The solar irradiance varied between 250 and 950 W/m2. Their results
lectors [374]. revealed that at the same solar irradiance, the higher the load fraction of
Other than the limited thermal and optical characteristics of con­ ePCM, the lower the outlet temperature from the solar collector,
ventional HTFs, the stored energy in solar-thermal collectors based on allowing for a reduction in heat loss. At the maximum radiation in­
conventional HTFs or nanofluids is also a major issue. The stored ther­ tensity, the temperature of the ePCM slurry at 8.6 wt% was around 10
mal energy can be released when solar radiation is intermittent (e.g., degrees lower than that of water. Serale et al. [191] numerically eval­
cloudy periods of the day), which may hinder their widespread uated the performance of a flat-plate solar collector based on an ePCM
commercialization. Recently, ePCM slurries and dispersions were found slurry with n-eicosane as the PCM and glycol-water as the carrying fluid.
to be an appealing option for solar-thermal collectors due to their su­ It was shown that the total and instantaneous photothermal conversion
perior thermal and optical properties, constant temperature during efficiencies using the ePCM slurry surpassed that of the glycol-water
solid-liquid transition, high latent heat storage capacity, and better mixture, with efficiency enhancements of 4 and 6% reported at vol­
matching between energy supply and demand [31]. ePCM slurries and ume concentrations of 30 and 40%, respectively. Huang et al. [376]
dispersions exhibit superior thermal and optical properties compared to characterized the thermal charge/discharge process of a TES system
pure fluids and colloidal dispersions. In addition, they can release and with a helical coil exchanger under constant heat flux and turbulent flow
store a considerable amount of latent heat during phase change at conditions. Water was used as the carrying fluid and microencapsulated
constant temperature. In the following sections, research studies are paraffin as the heat storage medium. An ePCM slurry with a melting
reviewed for the application of ePCMs in DASCs and IASCs. temperature of 65 ◦ C and various concentrations was tested and
compared to the pure fluid. They observed that slurries with 50 vol%
3.5.1. Indirect surface-absorption systems were not suitable for thermal storage due to the low heat transfer rate.
There are various types of IASCs, among which evacuated-tube col­ Moreover, the location and size of the heat exchanger were found to
lectors and flat-plate collectors are the most common. IASCs consist of significantly impact thermal performance of the TES system.
an absorber plate of steel, aluminum, copper, or polymers to which a
wavelength-selective or black coating is applied. The coated plate ab­ 3.5.2. Direct volumetric-absorption systems
sorbs solar radiation and transforms it into thermal energy, resulting in a The twin design aims of any solar-thermal collector are to minimize
significantly high surface temperature. Then, the HTF flowing below the heat loss and maximize solar absorption, consequently maximizing
absorber plate collects heat indirectly via both conduction and convec­ solar-to-thermal efficiency. Conventional IASCs intrinsically suffer from
tion. Since the exposed absorber plate has the highest temperature in the high thermal losses due to their hot surface temperatures, hence their
system, a large amount of heat is lost to the environment by both low efficiency. Such drawback is significantly limiting the photothermal

Fig. 43. Schematic illustration of an indirect-absorption solar collector (IASC) based on an ePCM slurry. Solar radiation is first absorbed by the absorber plate and
then indirectly transferred to the HTF.

44
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

utilization of solar energy. To overcome this limitation, the concept of supports. CuS has a broad absorption band over the whole spectrum,
DASCs was proposed in 1975 by Minardi and Chuang [377]. In contrast with a prominent absorption peak in the near-infrared range. This
to IASCs, the incident solar radiation is directly absorbed by the bulk combination maximizes the use of solar energy and enhances the pho­
HTF (i.e., volumetric absorption) rather than by the coated surface. tothermal efficiency. On the other hand, using Crodatherm (melting
Therefore, thermal resistance between the absorber plate and HTF is point of 60◦ C) as a core material with polyurea as a shell, which is
completely eliminated, and heat losses are minimized due to the lower sensitive to UV light, results in a photothermal efficiency of 30%,
surface temperature of the collector. A schematic representation of an meaning that the potential of solar photothermal conversion is not
ePCM slurry-based DASC is illustrated in Fig. 44. As the surface tem­ efficiently utilized with the polyurea shell (more details are presented in
perature of the capsules is expected to be greater than the temperature of Sections 3.6.2 and 5.1).
the surrounding fluid (since the shell material is engineered for As illustrated in Fig. 46, Wang et al. [334] compared the photo­
maximum solar absorption), ePCMs are considered to behave as heat thermal conversion performance (during irradiation time of 3000 s) of
sources for the surrounding fluid during the thermal charging and dis­ MWCNT-ePCM slurries at 5, 10, and 15 wt% with that of water-ethanol
charging processes (i.e., heat is transferred from capsules to fluid). mixture and MWCNT nanofluid at 0.005 wt%. At the charging stage, the
Although DASCs can outperform IASCs [6], there are still many attempts temperature rise of the MWCNT-ePCM slurry was found to be lower than
to acquire DASCs with superior photothermal conversion efficiencies. that of MWCNT nanofluid and higher than that of the pure fluid. The
One of these attempts is by suspending ePCMs in conventional solar terminal temperature of the MWCNT nanofluid and slurry with 5 wt%
fluids. In contrast to ePCM-based IASCs, studies on ePCM-based DASCs was increased by 16.3 and 9.5 ◦ C, respectively. Moreover, the terminal
have received more attention from the scientific community. Fig. 45 temperature of the slurries was further reduced as the weight concen­
presents the photothermal conversion efficiency of micro/nano-ePCM tration was increased from 5 to 15 wt%. This result was attributed to the
slurries/dispersions with different core-shell combinations when used heat-absorption and high reflectivity of the slurry at higher concentra­
for direct-absorption solar applications. Photothermal efficiencies pro­ tions. Moreover, at the discharging stage, the terminal temperature of
vide a strong indicator of the combined optical and thermal function­ the slurry at different concentrations was found to be greater than that of
ality of ePCMs as solar energy is absorbed, the PCM cores are melted, the MWCNT nanofluid. As compared to the base fluid, an increase of
and thermal energy is retained while transferring heat to/from the about 4.6 ◦ C in the terminal temperature of the slurry (at 15 wt%) was
ePCMs during charging/discharging. The photothermal (solar-­ observed, indicating that suspending both nanoparticles and ePCMs into
to-thermal) conversion efficiency in an ePCM-based direct-absorption the base fluid revealed a promising solution for DASCs to overcome the
system can be defined as [311]: intermittence of solar radiation.
Ma et al. [352] measured the photothermal conversion performance
mΔH
η= , (14) of an ePCM slurry and a GO-ePCM slurry under an irradiation time of
AIt
4000 s and a weight concentration of 3%. It was found that the tem­
where m is the mass of ePCMs, ΔH is the latent heat enthalpy during perature of the GO-ePCM slurry increased from 30 to 92◦ C, while the
phase transition, A is the effective surface area, I is solar intensity, and tis temperature of the ePCM slurry increased from 30 to 85◦ C. Moreover,
the irradiation time. the effective receiver efficiency of both slurries was calculated at the
As shown in Fig. 45, for the same core material, modifications to the same temperature and weight fraction, and it was observed that the
shell material result in varying photothermal efficiencies based on the effective receiver efficiency of the GO-ePCM slurry was greater than that
ability of the shell to absorb one or more spectral bands in the incident of the ePCM slurry. Their result indicated that GO granted the slurry
solar radiation. This motivates the synthesis of composite shells made of with superior photothermal conversion properties. Xu et al. [353]
multiple martials able to absorb different bands of the solar spectrum. measured the photothermal conversion performance of the base fluid,
For example, with TiO2 used in the shell, which is almost exclusively CNT nanofluid, paraffin@Cu-Cu2O slurry, and paraffin@Cu-Cu2O/CNT
sensitive to absorbing UV light, and n-eicosane (melting point of 38◦ C) slurry, at a weight concentration of 4%. The overall results showed that
as a core material, a TiO2/CuS-GO composite shell reaches an efficiency the CNT nanofluid, paraffin@Cu-Cu2O slurry, and paraffin@Cu-­
of 97.1%. CuS and GO were utilized as photothermal fillers, with CuS Cu2O/CNT slurry had higher temperatures compared to the base fluid
nanoparticles loaded into GO nanosheets that served as structural during 3500 s irradiation time. However, before 500 s, the addition of

Fig. 44. Schematic illustration of a direct-absorption solar collector (DASC) based on an ePCM slurry. Solar radiation is volumetrically absorbed within the HTF
without the need for an absorber plate.

45
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 45. Photothermal conversion efficiency of various micro/nano-ePCM slurries/dispersions for volumetric solar-absorption applications

Fig. 46. Temperature variation of MWCNTs-ePCM slurries at 5, 10, and 15 wt% while irradiated for 3000 s at the a) charging and b) discharging stages. Also shown
are the temperature variations for a 1:2 ethanol/water mixture and a 0.005 wt% MWCNTs nanofluid [334]. (Reused with permission from Elsevier).

particles had no significant impact on temperature, while after 500 s, the respectively. Liu et al. [355] examined the photothermal conversion
temperature of the CNT nanofluid was higher than that of the slurries, performance of graphite-ePCM-based DASCs at different weight frac­
which was ascribed to the heat absorption of ePCMs during the melting tions. Their results indicated that the temperature of the ePCM slurry at
process. After 3000 s, the temperature of the CNT nanofluid, paraf­ 10 wt% was lower than that of the base fluid, resulting in a lower
fin@Cu-Cu2O slurry, and paraffin@Cu-Cu2O/CNT slurry increased to photothermal conversion performance and thermal storage capacity.
99.3, 96.5, and 88.7◦ C, respectively, while the temperature of the base The authors attributed this result to the white color of the ePCM slurry
fluid was only 79.8◦ C. Moreover, the calculated photothermal conver­ and the resulting higher light reflection.
sion efficiency showed that the paraffin@Cu-Cu2O/CNT slurry had the Yuan et al. [363] studied the variation in temperature under irradi­
highest efficiency, which makes them favorable for DASCs. ation for 3000 s for slurries of paraffin@SiO2/GO and paraffin@SiO2 at
Chen et al. [354] observed that during 7000 s of irradiation, the 10 wt%. It was found that the temperature of the paraffin@SiO2/GO and
temperature of an ePCM slurry at 5 wt% increased to 75 ◦ C, while the paraffin@SiO2 slurries increased to 80 and 67 ◦ C, respectively, with the
temperature at 10 wt% increased to 80 ◦ C. However, the temperature at paraffin@SiO2/GO slurry having a higher receiver efficiency. Ma et al.
15 wt% increased to 65 ◦ C. The decrease in temperature was attributed [356] indicated that the temperature of a paraffin@SnO2 slurry and a
to the reflection of radiation at higher weight concentrations. Moreover, paraffin@SnO2/CNT slurry at 5 wt% increased to 90.2 and 82.5 ◦ C,
it was found that the ePCM slurries at 10 and 15 wt% exhibited higher respectively. In addition, it was shown that the paraffin@SnO2/CNT
and lower receiver efficiencies compared to the slurry at 5 wt%, slurry had a higher conversion efficiency. Latibari et al. [362] measured

46
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

the photothermal conversion performance of an ePCM slurry containing properties have demonstrated that encapsulated paraffin has great po­
water and 0.1% of GNP. It was shown that the temperature of the tential applications in solar-thermal systems.
GNP-ePCM slurry at 16 wt% and under an irradiation time of 3000 s
increased to 85 ◦ C, while the temperature of the base fluid and ePCM 3.6.2. The encapsulating solid shell
slurry increased to 55 and 35 ◦ C, respectively. This result was attributed
to the white color of the ePCM slurry and the poor light absorption of the 3.6.2.63. Surface-modified shells. As previously shown, polymer is one
base fluid. The authors concluded that the required time for the base of the most commonly used shell materials for creating ePCMs due to its
fluid and ePCM slurry to achieve 85 ◦ C was greatly reduced in the appropriate plasticity and outstanding sealing tightness compared with
presence of GNP. inorganic shell materials. PMMA, PS, poly(urea-formaldehyde) (PUF),
Gao et al. [366] evaluated the photothermal performance of the base poly(melamine-formaldehyde) (PMF), and PUR are commonly chosen as
fluid, ePCM slurry, GO-ePCM slurry, and rGO-ePCM slurry. The ePCMs shell materials to encapsulate PCMs. Among the organic shell materials,
were produced with MF as the shell and octadecane modified by OA and MF shells have been widely employed due to their low price, high
Fe3O4 as the PCM. It was found that the rGO-ePCM slurry attained the strength, good stability, and thermal durability [6].
highest thermal storage capacity and temperature in DASCs. They Since polymer shells have low thermal conductivity, researchers
attributed the photothermal performance enhancement to the superior have suggested inorganic shell materials which have undoubtedly
absorption property of rGO. A summary of the photothermal conversion higher thermal conductivities compared to polymers. The most widely
performance and efficiency data of ePCM slurries is presented in used inorganic materials for encapsulating PCMs are titania (TiO2)
Table 10. [292], silica (SiO2) [291], zinc oxide (ZnO) [378], tin dioxide (SnO2)
[365], and calcium carbonate (CaCO3) [379]. However, these shell
materials are usually white-colored with poor optical properties, which
3.6. Functional requirements of ePCM slurries/dispersions in solar seriously limits their application in DASCs. Consequently, it is impera­
photothermal systems tive to develop ePCMs with superior photothermal conversion capa­
bility. Recently, some researchers have attempted to use
3.6.1. The solid-liquid PCM core surface-modified shells instead of conventional shells, including
To date, various core materials, including organic and inorganic, TiO2/GO [352], Cu/Cu2O/CNTs [353], MWCNTs [354], MF/graphite
have been used in ePCM systems. The selection of a PCM as the core [355], SiO2/GO [363], SnO2/CNTs [380], PMMA/GNP [362], and
material mainly depends upon the intended application. In solar pho­ MF/rGO [366]. The proposed shells, due to the introduction of carbon
tothermal systems, paraffin is the most preferred core material. Non- materials as fillers, were found to exhibit higher thermal conductivity
encapsulated paraffin has the advantages of little-to-no supercooling, and solar-absorption capability compared to conventional polymeric
long-term chemical stability, wide melting temperature range (up to 100 and inorganic shells (refer to Section 3.5.2).

C), non-corrosiveness, and commercial availability. However, the main
drawbacks of paraffin are low thermal conductivity, flammability, and
3.6.2.64. Multiple concentric shells. One of the current research hotspots
low latent heat storage density (see Section 2.2.4). To resolve this
is producing ePCMs with multi-layered shells for solar volumetric-
problem, paraffin has been encapsulated using a variety of shell mate­
absorption applications. Liu et al. [381] fabricated bifunctional
rials, as will be discussed later. The advantages of encapsulating paraffin
micro-ePCMs for solar-thermal energy storage and solar photocatalysis.
are: 1) absence of any reaction between paraffin and its surrounding
The capsules were produced with n-eicosane as PCM and SiO2/cadmium
environment, 2) ability to resist changes in volume during phase-change
sulfide (CdS) as double-layered shell material. It was found that the
transitions, 3) better leakage prevention, and 4) higher specific heat
micro-ePCMs achieved an energy storage efficiency of 46%, an increase
capacity, thermal conductivity, and light absorption properties. These

Table 10
Reported data on the photothermal conversion performance and efficiency of various ePCM slurries/dispersions.
Core@shell Irradiance ePCM Carrying fluid Concentration Main results Ref.
time size

Paraffin@MF 3000 s 10 μm Ethanol/water 5, 10 and 15 wt Hybrid slurries possess lower photothermal conversion compared to [334]
MWCNT % MWCNT-nanofluids at the charging state. However, an inverse trend
nanofluid was observed at the discharging state.
Paraffin@titania-GO 4000 s 2− 5 μm Water 3 wt% Paraffin@titania-GO slurry showed superior photothermal conversion [352]
performance relative to paraffin@titania slurry.
Paraffin@Cu-Cu2O/ 3500 s 688 nm Water 4 wt% Paraffin@Cu-Cu2O/CNTs slurry has higher photothermal conversion [353]
CNTs efficiency compared to CNT nanofluids, paraffin@Cu-Cu2O slurry, and
base fluid.
Acid@MWCNTs 7000 s 50− 60 Water 0-15 wt% Acid@MWCNTs slurry with 10 and 20 wt% showed higher and lower [354]
nm photothermal conversion efficiency compared to the base fluid,
respectively.
Paraffin@MF/graphite 6000 s Not [BMIM]BF4 0-20 wt% - Paraffin@MF/graphite slurry with 10 wt% exhibited higher [355]
reported photothermal conversion performance and thermal storage capacity
compared to paraffin@MF slurry.
- Photothermal conversion performance of paraffin@MF/graphite is
reduced as the weight concentration is increased.
Paraffin@SiO2/GO 3000 s 20 μm Water 10 wt% Paraffin@SiO2/GO slurry revealed higher receiver efficiency and [311]
photothermal conversion performance compared to paraffin@SiO2/
GO slurry.
Paraffin@SnO2/CNTs 3000 s 1− 5 μm Water 5 wt% Paraffin@SnO2/CNTs slurry showed higher photothermal conversion [356]
performance compared to paraffin@SiO2/GO slurry.
CrodathermTM 60@PU 3000 s 3.34 μm Water 16 wt % Slurry with GNP showed higher photothermal conversion performance [362]
-0.1%GNP relative to the slurry without GNP.
Octadecane@MF/rGO 800 s Not Water 15.0 wt% Octadecane@MF/rGO slurry has higher photothermal conversion [366]
reported performance as compared to octadecane@MF/rGO, octadecane@MF/
rGO, and octadecane@MF slurries.

47
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

in phase-change enthalpy over 70 J/g, and a thermal conductivity in­ noticeable. The mean heat transfer coefficient improved by almost 5.3%
crease of 580%. Therefore, the micro-ePCMs exhibited excellent per­ as the size was decreased from 1000 to 100 μm. Furthermore, it was
formance in phase-change reliability, thermoregulation, and found that as the volume concentration increased, the average heat
solar-thermal performance. The micro-ePCMs also revealed excellent transfer coefficient initially increased, then dropped, reaching a
photocatalytic activity under solar radiation. The capsules led to pho­ maximum value of almost 107 W/m2•K at a volume concentration of 20
todegradation in MB by about 90 wt% under an irradiation time of vol%. The decrease in heat transfer coefficient was attributed to the high
14400 s. Furthermore, the capsules showed a fluorescent property due to viscosity and low thermal conductivity of the slurry.
the CdS layer. It was concluded that these unique bifunctional properties Xu et al. [384] also numerically investigated the effect of capsule size
can be utilized for sustainable solar photocatalytic and photochemical on the heat transfer performance of an ePCM slurry. Their results
systems. Yuan et al. [363] fabricated double-layered micro-ePCMs that showed that for a diameter less than or equal to 10 µm, the capsules were
contained n-eicosane as a PCM and PMF/polydopamine (PDA) as a uniformly distributed throughout the pipe. However, at diameters be­
double-layer shell. They found that with the addition of PDA, the tween 100 and 1000 µm, the distribution was non-uniform and the
durability remained unchanged, the latent heat increased to over 190 capsules accumulated at the center of the tube. Also, when capsule sizes
J/g, and the ePCMs exhibited excellent photothermal conversion fea­ were small, relative velocity between the capsules and water was nearly
tures, including a quick heating rate and high latent heat. In addition, zero, indicating that the slurry could be considered as a single-phase
the PDA layer decreased the leakage rate and strengthened the shell. fluid (at least from a momentum transfer perspective). However, the
Recently, Pornea and Kim [382] designed and synthesized relative velocity increased significantly when the capsule size increased.
micro-ePCMs with a three-layered shell, containing TiO2, SiO2, and PDA In addition, it was revealed that pumping power was reduced with
as shell materials and n-eicosane as PCM, as shown in Fig. 47. The au­ smaller capsule sizes. The pressure-drop and viscosity dramatically
thors provided an extensive investigation on the chemical structure and increased by almost 31 and 85.5% respectively, as the size increased
composition, thermal induction capacity, and crystallinity of the ePCMs, from 500 to 1000 µm. Ma et al. [385] examined the size effect on the
and it was found that the micro-ePCMs had a phase-change enthalpy of velocity distribution, pressure drop, and volume fraction distribution of
125.92 J/g. Their study confirmed that the combination TiO2, SiO2, and a slurry in a horizontal pipe subjected to constant heat flux. It was
PDA not only improved the durability, photocatalytic activity, and concluded that as the size decreased from 1000 to 1 µm, the mean heat
structural stability of the ePCMs, but also promoted localized visible transfer coefficient increased by 243%. Furthermore, excellent heat
light absorption and scattering in the shell. Therefore, the designed transfer performance with no penalty in pressure drop was observed for
micro-ePCMs were deemed promising for solar-thermal conversion capsule sizes in the range of 10-100 μm.
applications.
3.7.2. Morphology of PCM capsules
As one can notice from the previous sections, most research studies
3.7. The influence of key design parameters on solar ePCM systems
on ePCMs to date have focused on spherical shapes. To the best of our
knowledge, only one study has taken into account the possibility of
3.7.1. Size of PCM capsules
having various ePCM morphologies. Liu et al. [386] aimed to investigate
The size of the PCM capsules is a factor that can greatly affect the
the morphology effect on thermal storage performance and thermal
thermal and optical characteristics of the slurry/dispersion as a whole.
response of ePCMs. They designed and fabricated spherical, tubular, and
In addition, the size distribution of ePCMs in the slurry/dispersion may
octahedral ePCMs with n-eicosane as the core and TiO2 as the shell, as
be non-uniform, and the ePCM motion may significantly affect the heat
illustrated in Fig. 48. The thermal analysis under non-isothermal con­
transfer and flow characteristics. However, limited studies have
ditions indicated that the spherical ePCMs showed the highest amount of
attempted to capture the effect of this parameter. Lin et al. [383]
heat charging/discharging due to their highest encapsulation efficiency,
numerically analyzed the heat transfer characteristics of ePCM slurries
while the tubular ePCMs had the fastest thermal response because of
under various volume concentrations (5-25 vol%) and sizes (5-1000
their specific internal nanostructures. The spherical ePCMs showed the
µm). Their results showed that a smaller capsule size led to higher heat
best energy storage, followed by the octahedral ePCMs, and then the
transfer enhancement, particularly when the size was smaller than 100
tubular ePCMs. All the studied ePCMs exhibited excellent photocatalytic
μm. Otherwise, the size effect on the heat transfer coefficient was not
capabilities, temperature regulation, thermal durability, prominent heat
charging/discharging performance, and good shape stability.

3.7.3. The core-to-shell ratio


The core-to-shell ratio is another influencing factor for ePCMs.
However, few studies have examined its impact on the thermal stability
and the core/shell structure of ePCMs. The reported data has shown that
a smaller core-to-shell ratio means having a thicker shell and less PCM
content, and hence, a smaller capacity of latent heat storage. At a higher
core-to-shell ratio, however, the ePCM strength diminishes and the risk
of PCM leakage increases. Zhang et al. [163] microencapsulated
n-octadecane with a PU shell at core-to-shell mass ratios of 75:25 and
70:30. It was shown that as the mass ratio increased, the mean diameter
of the micro-ePCMs increased significantly. Specifically, the mean
diameter at mass ratios of 75:25 and 70:30 was 6.9 and 7.1 µm,
respectively. It is also observed that the latent heat of the ePCM with a
mass ratio of 75:25 is lower than that of 70:30. However, the mass ratio
of 75:25 resulted in better thermal stability.
Roy and Sengupta [387] evaluated the properties of micro­
encapsulated SA and n-eicosane with shell thicknesses of 15 and 30%
when subjected to radiation and thermal cycling tests. It was observed
Fig. 47. A composite three-layered shell of TiO2, SiO2, and PDA micro- that for at least 100 heating/cooling cycles, the ePCMs with a thickness
encapsulating an n-eicosane core (modified from [382]). of 30% were thermally and structurally stable. However, the

48
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 48. SEM image of a) tubular, b) octahedral, and c) spherical micro-ePCMs (n-eicosane as core and TiO2 as shell) [386]. (Reused with permission from Elsevier).

micro-ePCMs with a shell thickness of 15% failed the heating/cooling performance and thermal storage capacity than that at 10 wt%. This
cycling tests. Moreover, degradation in thermal properties of the ePCMs result was attributed to the higher reflectivity of the slurry at 20 wt%.
was observed under the radiation test (1 MeV radiation). Hawlader et al. Fig. 49 illustrates the photothermal conversion performance and ther­
[158] showed that a lower amount of shell material led to incomplete mal storage capacity of slurries at 10 and 20wt%. Dutkowski et al. [375]
encapsulation of the PCM, and that the efficiency of micro-ePCMs observed that the more capsules are in the carrying fluid, the lower the
increased as the core-to-shell mass ratio decreased, enabling the rapid temperature of the solar collector. The outlet temperature of a solar
release and storage of thermal energy. collector with an ePCM slurry at 8.6 wt% was 10 K lower than that of the
Ohtsubo et al. [388] microencapsulated fenitrothion with a PUR pure fluid, indicating that ePCM slurries are very effective in reducing
shell to examine the relationship between mechanical strength and the heat loss to the environment. Wang et al. [334] observed that sus­
mean diameter, shell thickness, and their ratio. The results showed that pending ePCMs in a fluid has an adverse effect. The photothermal per­
the breaking behavior was mainly affected by the mean diameter. The formance of slurries was found to decrease with increasing the loading
smaller the pressure required to damage half of the ePCMs, the higher fraction, which was due to the high reflectivity of micro-ePCMs. They
the mean diameter-to-shell ratio. Su et al. [316] studied the impact of suggested modifying the shell material with a nanolayer to considerably
different core-to-shell ratios (1:1, 3:1, and 4:1) on the performance of improve the optical absorption properties of ePCMs.
ePCMs. MF and lauryl alcohol were employed as shell and core mate­
rials, respectively. It was proven that higher PCM content was always 3.7.5. Flow rate
required to release/store more thermal energy. However, a reduced shell Mass/volume flow rate is another parameter that may affect the ef­
thickness can have a negative impact on the mechanical properties of the ficiency of ePCM slurries in solar systems. However, very limited studies
capsules. By striking a balance between core content and shell thickness, have taken this parameter into consideration, which may broaden the
it was found that the best performance of the ePCMs was achieved at a possible applications of ePCM slurries in the area of solar systems.
mass ratio of 3:1. Dutkowski et al. [375] evaluated the photothermal efficiency at the
Zou et al. [375] prepared ePCMs with the different core-to-shell ra­ different mass flow rates of 20, 40, and 80 kg/h, under different irra­
tios of 2:1, 3:2, 1:1, and 1:2. Melamine urea-formaldehyde was used as a diance values. It was observed that an increase in solar irradiance led to
shell and paraffin as a PCM. The shell was doped with Ag, CNT, and an increase in the temperature of both the pure fluid and slurry. How­
graphene nanomaterials. The authors found that the freezing and ever, the temperature of the slurry decreased with increasing the mass
melting latent heats decreased with the reduction of the core-to-shell flow rate at the same irradiance, thereby providing a higher energy
ratio. This was mainly attributed to the decrease in the PCM content conversion efficiency. Fu et al. [335] performed an experimental study
as the core-to-shell ratio dropped. Zhang et al. [309] prepared ePCMs, on an ePCM slurry-based PVT system. Their results showed that as the
with poly(2,3,4,5,6-pentafluorostyrene) as the shell and n-octadecane as flow rate increased, the maximum temperature on the surface of the
the PCM, at six different core-to-shell ratios. It was revealed that ePCMs panel decreased. Moreover, by increasing the flow rate from 200 to 400
with a core-to-shell mass ratio of 2:1 had the highest encapsulation ef­ ml/min, the average electrical efficiency increased from 12.2 to 12.4%
ficiency, minimum size, and highest thermal storage efficiency, while and the thermal efficiency increased from 58.3 to 68.5%.
ePCMs with a core-to-shell ratio of 3:1 had the lowest latent heat and
encapsulation efficiency. Furthermore, it was observed that the thermal 3.8. Comparing macro-, micro-, and nano-ePCMs
conductivity of ePCMs was not affected by the core-to-shell ratio.
The encapsulation of PCMs is important to prevent the leakage of
3.7.4. Loading fraction of PCM capsules liquid PCMs, improve heat transfer by overcoming the low thermal
As previously described in Section 3.4, dispersing ePCMs into a fluid conductivity of PCMs, control volume change during solid-liquid tran­
can significantly alter the thermophysical properties of the fluid. sition, and reduce chemical interaction with the environment. PCM
Numerous studies have reported that increasing the loading fraction of encapsulation can be classified into three types based on their size;
ePCMs leads to an increase in specific heat, in particular during the namely, macroencapsulation (≥ 1 mm), microencapsulation (1− 1000
phase-change process, an increase in dynamic viscosity, and an increase µm), and nanoencapsulation (≤ 1 µm). Table 11 summarizes the ad­
or a decrease in thermal conductivity. Moreover, the addition of PCM vantages and disadvantages of PCM encapsulation at different scales.
capsules to a pure fluid led to a moderate-to-substantial increase in the Macroencapsulation is the most common technique for encapsu­
absorption property of the fluid, mainly depending on the shell material. lating PCMs, in which a considerable amount of PCM, that can range
Note that the absorption properties of ePCM slurries have been mostly from a few grams to a kilogram, is encapsulated. PCMs can be macro­
examined at only one loading fraction. encapsulated in different shapes, such as tubes, rectangular panels, and
While there are several studies that examined the loading fraction spheres. The most cost-effective macro-encapsulants are mild steel, tin-
effect on the thermophysical and optical properties of ePCM slurries, plated cans, and plastic bottles (made of low/high density poly­
there are limited studies on the impact of loading fraction on the pho­ propylene and polyethylene). In general, macro-ePCMs can be easily
tothermal performance of ePCM slurries for solar systems. The study by fabricated into any desired shape or size to suit various applications.
Liu et al. [355] revealed that, despite the fact that more ePCMs can result They can be employed for a wide range of energy storage purposes by
in an improvement in photothermal conversion, a high loading fraction carefully selecting the capsule design and material, which can be
of ePCMs does not always lead to a higher heat transfer rate. They directly used as a heat exchanger or integrated into building materials.
observed that an ePCM slurry at 20 wt% had lower photothermal Although macroencapsulation techniques have been known for many

49
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 49. a) Thermal storage capacity and b) temperature rise as a function of irradiation time for a pure ionic liquid ([BMIM]BF4) and slurries containing different
micro-ePCMs at different weight concentrations [355]. (Reused with permission from Elsevier).

inorganic shell materials using several chemical, physical, and physical-


Table 11
chemical techniques. Microencapsulation is an effective way to prevent
The advantages and disadvantages of ePCM encapsulation at different scales.
PCM leakage in TES systems under several heating/cooling cycles,
Encapsulation Advantages Disadvantages reduce interaction of the PCM with the outside environment, and
technique
enhance heat transfer rate due to the large surface area. Sari et al. [390]
Macroencapsulation (≥ • Can be easily handled • Leakage/perforation observed that micro-ePCMs have higher thermal reliability and chemical
1mm) during production. issues. stability compared to macro-ePCMs. However, micro-ePCMs are more
• Low supercooling • Poor conductivity.
degree. • Non-uniform
difficult to manufacture than macro-ePCMs since their size is less than 1
solidification (PCM mm. Yamagishi et al. [359] showed that the damage rate of
core and boundary). micro-ePCMs decreased as their size was reduced, and that smaller
• Complicated micro-ePCMs (5-10 μm) exhibited higher mechanical strength and could
incorporation into
better withstand shear forces while being pumped. Therefore, the sta­
building materials.
Microencapsulation • Easy to integrate into • Leakage/damage bility of micro-ePCMs was found to be strongly affected by their size.
(1− 1000 µm) building materials. issues. The most recent technique to overcome the drawbacks of uncoated
• Volume change • High viscosity. PCMs is nanoencapsulation, which is similar to microencapsulation,
resistivity during solid- with the exception that it involves ePCMs at the nanoscale. Nano­
liquid transition.
• Various encapsulation
encapsulation is expected to result in higher heat transfer rates due to
techniques are the massive surface area of nano-ePCMs. Nano-ePCMs are also known to
available. be physically more stable than micro-ePCMs. Sukhorukov et al. [391]
• High heat transfer area. demonstrated that the deformation of ePCMs with a size of 10 nm was
Nanoencapsulation (≤ • High mechanical • High supercooling
lower than that of 10-µm capsules when the same force was applied. Yet,
1 µm) stability. degree.
• Volume change • Encapsulation it should be emphasized that nanoencapsulation of PCMs is still in the
resistivity during solid- techniques are limited. infancy stage. Therefore, at present, a clear picture of the characteristics
liquid transition. • High cost. of nano-ePCMs and their benefits over macro- and micro-ePCMs cannot
• Excellent suspension be drawn.
stability.
• High heat transfer area.
• Promising structures to
integrate into building 3.9. Conclusions and future research directions
materials.
Despite the huge potential for micro/nano-ePCM slurries and dis­
persions in photothermal applications, where they perform the com­
years, further work is required to address concerns over corrosion pro­
pound functions of solar absorbers, storage media, and heat carriers,
tection, leakage/perforation issues, and improvement of heat transfer
there is a number of critical challenges that must be resolved before
rates. For example, recently, Vérez et al. [389] experimentally examined
micro/nano-ePCMs may be used in thermal and solar applications in a
the effect of the design of macro-ePCMs on the energy storage perfor­
commercial capacity.
mance using two rectangular slabs with thicknesses of 17 and 35 mm.
Perhaps the most demanding challenge facing ePCMs is related to
Their results revealed that, compared to the thicker slab, the thinner slab
their synthesis and encapsulation method. This is particularly the case
resulted in higher thermal efficiency with reductions of 14 and 30% in
for nano-ePCMs, which have shown superior stability, heat transfer, and
charging and discharging times. One can conclude that the ePCM size
solar absorption characteristics over conventional micro-ePCMs. Phys­
can critically affect the TES performance.
ical and physical-chemical methods have shown their limitation in
Unlike macro-ePCMs, which do not require any predefined proced­
achieving nano-size capsules. However, nano-ePCMs can be produced
ures to encapsulate the PCM, micro-ePCMs require more sophisticated
using chemical methods, particularly polymerization methods, which
techniques. In microencapsulation, PCM capsules, which are mostly
necessitates further research into these methods. Moreover, it was found
spheres, are formed by coating a small amount of PCM with organic or
that the selection of the ePCM preparation method is highly dependent

50
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

on the core/shell material, capsule size, shell thickness, and desired and optical properties. However, studies on these properties for different
thermal, chemical, and mechanical properties. Therefore, the procedure capsules sizes and shapes, at different particle loadings, under unsteady-
must often be custom-tailored to produce desirable micro/nano-ePCMs. state conditions, using non-paraffin cores, and during phase change, are
This is a costly, complicated, and time-consuming process that results in still largely unexplored. The particle loading, in particular, can be a
techniques limited to the lab scale without any prospects for widescale decisive factor since using too high or low a concentration can severely
production. Therefore, the future direction should be the proposition of reduce photothermal efficiency due to reflection losses or radiation non-
novel cost-effective techniques which combine the simplicity of the absorption losses, respectively. Moreover, compared to thermal con­
synthesis process with encapsulation of more than one core/shell ma­ ductivity and optical properties, limited studies have been devoted to
terial type. the measurement of heat capacity (before, during, and after phase
The use of complementary and orthogonal characterization tech­ transition) and rheological properties of ePCMs.
niques is highly recommended to adequately identify the structural, The presented data revealed that slurries/dispersions with conven­
thermophysical, and optical properties of micro/nano-ePCMs. However, tional polymeric shells were significantly less promising in the
some of these techniques are not recommended as they can be very enhancement of thermal conductivity and solar-weighted absorption
costly and complex to use (e.g., SAXS and WAXS), while others may hide relative to carbon-modified shells. In particular, double-layered shells
the impurities of ePCMs or even damage them under intense laser ra­ were found to increase the photothermal conversion properties, reduce
diation (e.g., Raman spectroscopy). Therefore, simpler, faster, and more the leakage rate, and strengthen mechanical properties of the capsule.
efficient techniques for the characterization of micro/nano-ePCMs Furthermore, nano-sized PCM capsules were found to incur a lower
should be explored. penalty on viscosity (and pumping requirements) relative to micro-sized
Despite its paramount importance for practical deployments, un­ ones, especially at high concentrations. Therefore, it is highly recom­
derstanding and evaluating the chemical, mechanical, and thermal mended that future development efforts be focused on nano-ePCM sys­
stability of micro/nano-ePCMs is still in its infancy. Clearly, a uniform tems with carbon- or metal-modified shells for volumetric direct-
standard for the preparation of stable micro/nano-ePCMs needs to be absorption applications.
developed. Although it can change the morphology and structure of
ePCMs, one parameter that has not yet been reported is the long-term 4. Theory and fundamentals of solar ePCM systems
direct exposure to cyclic solar radiation. Stability evaluation of ePCM
slurries/dispersions is still at an early stage, and only a few character­ 4.1. Modeling of flow and heat transfer in ePCM slurries/dispersions
ization techniques have been reported. However, these techniques
either require extreme dilution of the slurry/dispersion, cannot be per­ From the perspective of thermal and hydrodynamic transport, an
formed without capsule damage, or are limited by the centrifuge ca­ ePCM slurry/dispersion is a two-phase solid-liquid system that exhibits
pacity. Consequently, the development of non-invasive stability different behaviors at different scales. By delving into the system, as
evaluation techniques is critical to further advance the field of ePCM. shown in Fig. 50, it includes molecules/atoms at the molecular scale,
The efficiency of micro/nano-ePCM slurries/dispersions in solar PCM molecular assemblies at mesoscale I, micro/nano-capsules at the
photothermal applications is determined by their thermal, rheological, microscale, capsules aggregated at mesoscale II, and whole unit

Fig. 50. Multi-scale structures encountered in the analysis of ePCM slurries. This includes molecules/atoms at the molecular scale, PCM molecular assemblies at
mesoscale I, micro/nano-capsules at the microscale, capsule aggregates at mesoscale II, and whole unit operation.

51
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

operation at the macroscale. Some behaviors, such as molecules/atoms, 4.1.1. Continuum models
discrete entities, and unit operations, have well-established models that In general, continuum mechanics is a discipline that studies the
make them relatively simple to identify. However, despite their impor­ behavior of a system while ignoring its particulate nature. As a result, an
tance in understanding and modeling dynamic behaviors, complex be­ area can be divided indefinitely with no individual particles. This
haviors at scales such as those for PCM molecular assemblies and ePCM simplification allows us to study fluid movement on scales larger than
clusters are not well described. The complexity lies in understanding and particle distances. The flow and heat transfer of ePCM slurries/disper­
analyzing the material and interfacial structures at mesoscale I, as well sions are simulated using two models under the general umbrella of
as the heterogeneous flow structures at mesoscale II, before introducing continuum mechanics: single-phase and two-phase models.
their effects on neighboring scales (boundary scales and ePCM
particles). Single-phase models. To date, the majority of numerical studies on ePCM
Many researchers have experimentally and numerically investigated slurries/dispersions has been based on a single-phase approach that
the different scales and physical phenomena in ePCM slurries/disper­ assumes the two phases (PCM capsules and the carrying fluid) are well
sions to reveal the thermal transport mechanisms associated with the mixed and travel at equal velocities in thermal equilibrium, i.e., there
phase-change process. Because of the problem complexity and building are no velocity or temperature slips between them. Other common as­
on the rapid development of computers, numerical methods have sumptions in single-phase models include [6,118,191,393,394]:
proven to be a powerful tool due to their ability to provide the benefits of
high efficiency and low cost [118]. Therefore, the purpose of this section • Below a threshold of ePCM concentration, the slurry/dispersion is
is to address the possible models to be used to simulate ePCM slur­ considered Newtonian (usually less than 30%).
ries/dispersions, including their characteristics and limitations, and • Thermophysical properties of the slurry that are dependent on tem­
demonstrate their applicability to ePCM systems. While not all of the perature include thermal conductivity, specific heat, and density.
models listed below have been applied to the field of ePCMs, they should • The capsules are rigid and the shell is thin with an appropriate ratio
be considered as candidate simulation methods in future works. to the core. This way, the PCM makes up the majority of the capsule
Fig. 51. illustrates the range of numerical techniques that will be volume.
discussed in the following sections. Micro and mesoscale models are • The phase-change process is governed by conduction and convec­
discrete in nature, capturing comprehensive information about particle tion, with natural convection controlled by the Boussinesq
dispersion and trajectory, particle-wall interactions, and particle- approximation.
particle interactions. Macroscale models are based on a continuum
approach, in which the ePCM slurry/dispersion is viewed as a homo­ According to the way of handling the phase-change process in the
geneous medium with effective properties. Multi-scale models combine ePCM slurry/dispersion, the single-phase approach is divided into three
discrete and continuum approaches. models: the heat source-term model, the effective heat-capacity model,
The Knudsen number is commonly used to assess whether a fluid and the enthalpy model. The finite-difference method (FDM), finite-
phase may be deemed continuous or not. Knudsen number can be element method (FEM), or finite-volume method (FVM) are used to
expressed as, discretize the governing equations of fluid flow and heat transfer. After
λkn discretizing the equations, the temperature and velocity profiles are
Kn = , (15) obtained. The previously mentioned single-phase models are commonly
L
implemented in commercial computational fluid dynamics (CFD)
where λKn is the molecular mean free path and L is characteristic packages, such as ANSYS Fluent and COMSOL Multiphysics [116].
physical length scale. Fluid flow can be categorized into four regions 4.1.1.66.0. Heat source-term model. This methodology assumes that
based on the Knudsen number [392]: continuum flow (Kn < 0.001), slip the phase-change effect—heat absorption or generation—is equivalent
flow (0.001 < Kn < 0.1), transition flow (0.1 < Kn < 10), and free to internal heat source within the fluid, thus serving as a heat source in
molecule flow (Kn > 10). the energy equation. As shown in Fig. 52, an ePCM particle consisting of
a core and shell can be considered a standard spherical particle.

Fig. 51. Classification of the numerical simulation methods for ePCM slurries/dispersions into microscale, mesoscale, macroscale, and multiscale.

52
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

4.1.1.67.0. Effective heat-capacity model. This approach is regarded


as a simple and effective heat transfer model for ePCM slurries in which
the complicated source term is avoided; thus, it can be easily used in
commercial CFD packages [396]. Effective heat capacity (ceff) includes
both sensible heat (cp) and latent heat (Hs-l). The general energy
equation based on the effective heat-capacity model is written as
follows,
∂T
ρceff = ∇.(k∇T). (25)
∂t
An accurate result is dependent on selecting an appropriate model
that describes actual variation in the specific heat of the slurry [118,397,
398]. In Eq. (25), it can be seen that temperature is the only unknown
variable, where determining the specifications of ceff is key to this
method,
cp,s , T < Ts (solid state)
cp,s + cp,l Hs − l
ceff = { + , Ts ≤ T < Tl (mushy state) . (26)
2 Tl − Ts
cp,l , T ≥ Tl (liquid state)
Fig. 52. Schematic diagram of an ePCM particle consisting of a core with
radius rco and a shell with thickness rpa-rco. It should be noted that the previous empirical equation considers
latent heat, Hs-l, a constant within the phase-change temperature range,
Assuming the slurry is pumped through a circular pipe, the energy i.e., within the mushy zone. An alternative empirical relationship for ceff
equation in cylindrical coordinates is [393,395,396], as a function of temperature can be obtained using data from DSC [399],
( ) as follows,
∂Tb 1 ∂ ∂Tb
ρslcp, slu = ksl r + S. (16) /( )
∂x r ∂r ∂r dHs − l dT
ceff (T) = m , (27)
dt dt
The velocity equation of the fully-developed laminar slurry flow in
the circular pipe is: where the heat flow rate through ePCM particles is represented by dHs-l/
u = 2umax[1 − (r / ro)2]. (17) dt, and the rate of temperature increase or decrease is represented by dT/
dt, which is known from the scanning rate of the DSC test. It is worth
Thermophysical property correlations are used to find the density, noting that theceff(T)profile obtained by DSC is typically non-linear,
thermal conductivity, and specific heat of the ePCM slurry, as will be necessitating piecewise linear interpolation to be used in numerical
detailed in Section 4.2. simulations.
The fluid internal heat source, S, is defined as the product of the Total enthalpy model. In the final single-phase strategy, cp and Hs-l
absorption/generation rate per particle and the number of ePCM parti­ are merged into the total enthalpy, H, as a primary variable for the
cles per unit volume of slurry. The heat absorption/generation rate per energy equation, as shown in Eq. (28) [118,400],
particle is expressed as follows:
∂H
2
Q = − 4π rpa hpa(Tpa − Tf ). (18) ρ = ∇.(k∇T). (28)
∂t
And the number of ePCM particles per unit volume is: The critical step, as with the effective heat-capacity model, is to use
an accurate H(T) relationship, as given in Eq. (29) [401,402],
3C
N= . (19) ⎧
4πrpa
3 ∫T



⎪ Cp, s, T < Ts (solid state)
As a result, the source term in Eq. (16) becomes, ⎪




⎪ Ti


3C ⎪
S = Q.N = − hpa(Tpa − Tf ). (20) ⎪
⎨ ∫Ts T − Ts
rpa H= Cp, sdT + Hs − l , Ts ≤ T < Tl (mushy state) , (29)

⎪ Tl − Ts
Equivalently, the control energy equation in spherical coordinates is: ⎪



Ti


( ) ⎪
⎪ ∫Ts ∫T
∂Tpa ∂ ∂Tpa ⎪

r2 ρpacp, pa = kpar2 . (21) ⎪

⎩ Cp, sdT + Hs − l + Cp, ldT, T ≥ Tl (liquid state)
∂t ∂r ∂r
Ti Tl
The thermophysical properties of shell material are calculated as
follows: where Ti is the initial temperature at total enthalpy H = 0 kJ/kg.

rco < r < rsh : cp,pa = cp,sh , kpa = ksh , ρpa = ρsh . (22)
Two-phase models. In most cases, the slip velocity between ePCM par­
The thermophysical properties of core material are calculated as ticles and the carrying fluid is non-zero, especially at high ePCM particle
follows: concentrations [403]. As a result, particle movement causes spatially
and temporally non-uniform distributions of concentration and thermal
0 < r ≤ rco : kpa = kco , ρpa = ρco , (23)
properties through the flow domain. To capture these effects, two-phase
Eulerian–Eulerian models were proposed to describe the flow and heat
− cp,co , Tpa < Tm − ΔTpa
transfer of ePCM slurries and to gain a better understanding of the
( )
cp,pa Tpa = { cp,co +
Hs − l
, Tm − ΔTpa ≤ Tpa ≤ Tm . (24) thermal and hydrodynamic transports in the solid-liquid two-phase
ΔTpa system. Generally, three different Eulerian–Eulerian methods have been
cp,co , Tpa > Tm described in the literature: mixture model, Eulerian, and volume of fluid

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

[404]. In numerical investigations of ePCM slurries, the two-phase where Cdr, Clift,Ctdand Cvm are the drag, lift, turbulent dispersion, and
Eulerian (TPE) model was used. The TPE model regards the solid and virtual mass force coefficients, respectively. The diameter and volume
liquid phases as interpenetrative continua with interphase momentum fraction of dispersed ePCM particles are dpa and αpa.
and energy exchange. While both phases share the same pressure, The parameters P, μ, and ξ in Eqs. (33) and (35) denote the pressure,
separate continuity, momentum, and energy equations are used for each shear viscosity, and bulk viscosity of each phase, which are affected by
phase (i.e., fluid and particles), while using appropriate interaction the magnitude of velocity fluctuations of the ePCM particles. These three
terms to represent interphase effects. quantities can be derived from the kinetic theory of granular flow after
The following are assumptions commonly employed in the TPE solving the conservation equation of solid fluctuating energy to obtain
model to simplify computations [385]: the granular temperature [385]. As for energy conservation, presently,
there are two approaches for dealing with an ePCM slurry/dispersion
• It is assumed that solid particles are smooth and spherical, with a based on the TPE model; namely, the effective specific-heat model [385,
uniform diameter. 406] and the total enthalpy model [407,408]. Each is adopted for the
• The slurry/dispersion is considered to be incompressible and energy conservation to describe phase change in the ePCM particle
Newtonian. phase.
• Inelasticity of ePCMs is considered, so the energy loss caused by
collisions can be evaluated in the kinetic theory of granular flow. 4.1.2. Discrete models
• The flow of ePCM slurry can be laminar or turbulent. The physical meaning of a discrete model is straightforward—it
models discrete entities in the flow domain as the primary elements in
The mass conservation equations are as follows: the simulation, with their motions and interactions computed individ­
∂ ually. In such methods, each discrete entity can represent a given
(αlρl) + ∇.(αlρlvl) = 0, (30) physical particle. Discrete models, like continuum models, are rarely
∂t
solved analytically. Discrete models are discretized at the implementa­

(αsρs) + ∇.(αsρsvs) = 0. (31) tion level, with the physical models already being discrete. As a result,
∂t discretization is essential to numerically integrate forces between
The momentum conservation equations are as follows: discrete elements and to update their states (e.g., velocity and position)
[409]. The strength of many discrete models primarily stems from the

(αlρlvl) + ∇.(αlρlvlvl) = − αl∇P + αlρlg + ∇.→
τ l + Fsl, l, (32) well-known molecular dynamics (MD) method at the microscale. As a
∂t result, as the foundation of this approach, molecular dynamic simula­
tions are revised first, followed by Monte Carlo simulations and
2

τ l = αlμl[∇vl + (∇vl)T] − αlμl(∇.vl)I, (33) smoothed particle hydrodynamics.
3

∂ → 4.1.2.70. Molecular dynamics. The MD approach considers the in­


(αsρsvs) + ∇.(αsρsvsvs) = ( − αs∇P − ∇Ps ) + αsρsg + ∇.→
τ s − F sl,s ,
∂t teractions of a group of molecules and atoms (system components) as
(34) fluid particles. Over a given time period, the dynamics and interactions
[ ] of molecules and atoms are computed. The calculation period is defined
→ 2
τ s = αsμs ∇vs + (∇vs)T − (∇.vs)I + ( − Ps + ξs∇.vs)I. (35) as the time required to reach a dynamic evaluation between molecules
3 and atoms [410]. MD has a very small time step, usually on the order of
The first term on the right-hand side of Eqs. (32) and (34) shows the fs (10− 15 s) [116].
pressure gradient, the second and third terms are for gravity and stress. MD solves the system of interacting particles using Newton’s equa­
→ tion of motion to specify the trajectories of atoms and molecules.
The last term represents the interfacial forces, F sl , between the two
→ → Therefore, thermophysical properties can be derived. Using interatomic
phases, which are due to the drag force, F dr , lift force, F lift , and tur­ potential force fields, such as the Lennard-Jones potential, the forces
→ between particles are calculated. The calculation of the force field is
bulent dispersion force, F td . This is in addition to the virtual-mass force,

F vm , applicable only when the density of the dispersed phase is much regarded as the most critical factor influencing MD accuracy [410].
lower than that of the liquid phase [405]. As a result, the final term of Based on knowledge of the forces acting on molecules, the velocity,
the momentum equation can be expressed as follows (i represents s or l acceleration, and position of particles can be calculated. Thus, statistical
phase), averaging is used to calculate bulk flow domain properties such as ve­
locity, vorticity, stream function, viscosity, density, mass diffusivity, and
→ → → → → pressure [410].
F sl,i = F dr,i + F lift,i + F td,i + F vm,i . (36)
The MD method has been applied in a variety of fields, including
The drag force, lateral lift force, turbulent dispersion force, and physics, biophysics, pharmacophores, and multiphase flow. Despite the
virtual mass force exerted on scattered ePCM particles can be calculated differences in particle characteristics and interaction models between
using the following equations: these fields, they all share common aspects. For instance, the principle of
⃒ ⃒( )
→ 3 ⃒ ⃒ conservation of energy is explicitly used. In other words, there are no
F dr = Cdr ρi αpa ⃒⃒→ v i ⃒⃒ →
v pa − → v pa − →
vi , (37) hidden energy dissipation or energy production during the particle
4d pa
interaction process without addressing a quantitative description. The
random behavior of particles with high motion fluctuations is then
→ tracked. This often takes a long time, and most of the details of such
F lift,i = − Clift ρi αpa →
vi− →
v pa × ∇ × →
v i, (38)
behavior are eventually discarded [410].
→ The most common codes for MD are the large-scale atomic/molec­
F td,i = Ctd ρi ki ∇vpa , (39) ular massively parallel simulator (LAMMPS) package [411,412], mate­
⎛ ⎞ rials studio package [123,413], and condensed-phase optimized
→ di →
v i dpa →
v pa ⎠ molecular potentials for atomistic simulation studies (COMPASS) [414].
F vm,i = Cvm ρi αpa ⎝ − , (40)
dt dt It is reported that MD is suitable for simulating complex fluids and ge­
ometries, as well as non-equilibrium processes at the atomic level [410].

54
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

However, MD is disadvantaged by difficulties in selecting the most representation of the field function [420].
appropriate force field [413] and being computationally demanding in The requirement for virtual particles in SPH increases the number of
terms of the number of particles [116]. particles inside the domain, making the method computationally
A few researchers used MD to study phase-change processes. For expensive and difficult to implement in available solvers [421]. Far­
example, Zhang et al. [123] used MD to study the thermophysical rokhpanah et al. [421] focused on using SPH to simulate conduction
properties of a paraffin-ethylene-vinyl acetate PCM with different con­ heat transfer within a PCM. Modifying heat capacity in the energy
centrations of graphene (0.7, 1.5, 3.6, and 7.0 wt%). Results showed that equation took into account the amount of released and absorbed latent
using graphene at 0.7 wt% provided the highest thermal conductivity heat during phase transition. The proposed model used five different
and diffusion coefficient, enhancing molecule mobility and encouraging methods to improve accuracy, yielding five equations. The robustness of
phonon transport. Yu et al. [413] employed an optimized MD method to SPH was demonstrated by comparing the five equations to available
create a physical model of an NaCl-SiO2-based molten-salt composite analytical and numerical studies.
PCM, and to study the effect of adding SiO2 nanoparticles on the ther­
mophysical parameters of the PCM. Results showed that simulated 4.1.3. Limitations of continuum and discrete models
densities under the chosen force field were 10.8% lower than the Notwithstanding their tremendous success, continuum numerical
experimental data. Furthermore, 2.4 vol% of SiO2 nanoparticles approaches (macroscale) have their own limitations. Despite the fact
increased the thermal conductivity of NaCl by 44% while increasing that continuum approaches are more suitable for systems with smoother
viscosity by 23.6%. spatial and temporal variations, the continuum assumption fails for
Some studies reported that MD is an effective way to describe the problems with length scales of 10 nm or smaller [410]. The single-phase
melting behavior of PCM slurries. For example, Rao et al. [414] inves­ model, in particular, is limited by the inaccurate/incomplete capture of
tigated the melting behavior of n-nonadecane PCM slurries using MD. the interactions between ePCM particles, particles and the container
The melting temperatures simulated were very close to the experimental wall, and particles and the carrier fluid. Furthermore, the slip velocity
data. Using the COMPASS force field, Wang et al. [415] investigated the may not be zero due to a variety of factors, such as particle-fluid friction,
melting mechanism in a nano-ePCM slurry. The simulated results gravity, and sedimentation, as well as the non-uniform distribution of
revealed that the heat capacity of the nano-ePCM slurry decreased as the ePCM concentration and thermal properties in the flow domain. More­
mass fraction of PCM (octadecane) increased. Furthermore, a sharp heat over, when an ePCM particle undergoes phase change, a portion of it
capacity peak was observed near the melting temperature, indicating becomes liquid. As a result, the carrier liquid, solid phase of the shell,
that a large amount of latent heat was absorbed. and liquid phase of the core all coexist. These phases can have different
velocities and temperatures [408]. This necessitates a thorough exami­
4.1.2.71. Monte Carlo models. A Monte Carlo (MC) simulation is based nation of each phase without losing the discrete character of the
on calculating the characteristics of a given system by generating micro/nano-ePCM particles.
enough stochastic events to catch and record its behavior. It is less The non-uniform distribution of ePCM particles within flow systems
complicated than a MD in that it does not require a force field [416]. is expected due to lateral migration, particularly near the entrance re­
Monte Carlo methods make use of the concept of computational parti­ gion and boundary layers, which violates the homogeneous assumption
cles, which are significantly larger than actual molecules but behave like of the single-phase model. Additionally, because Brownian motion and
them. In the direct-simulation Monte Carlo method, for example, a thermophoresis can have a large effect on nano-ePCM particle disper­
computational particle may represent a set of 106− 1011 molecules [417, sions, temperature and velocity slips between fluid and particles can be
418]. significant. As a result, it appears that using a two-phase model is
The Monte Carlo method begins with an initial particle configuration preferable to using a single-phase one. Ma et al. [385] demonstrated that
in a given system and then attempts to change this original configura­ the two-phase Eulerian model could predict the variation of solid par­
tion. The Stokes-Einstein equation [419] is used to select the particles to ticle concentration and provide high accuracy in energy transport per­
be changed. The movement may be accepted or rejected based on an formance, particularly for particles larger than 100 μm in diameter.
acceptance criterion. The acceptance standard should ensure that new The concept of interpenetrative continua in the energy equations of
configurations sampled in the simulation are drawn from a statistical the two-phase Eulerian model, on the other hand, ignores the develop­
mechanics ensemble distribution and are sampled with the appropriate ment of the phase-change process within ePCM particles. As a result, the
weight. After the acceptance/rejection step, one value for the property thermophysical properties of ePCM particles are assumed to be the
of interest is obtained, and an accurate average value of the property can same, as is the temperature distribution within the particles. As a result,
be obtained after many repetitions of the move [416]. The implemented the energy exchange would be linear during phase change based on the
scheme must be ergodic, which means that every accessible particle in heat transfer and temperature difference between particles and the
the configuration space must be able to reach any other particle in the carrying fluid, which requires ad hoc assumptions. Thus, errors in the
space with an infinite number of Monte Carlo moves. simulation results are unavoidable. Many studies reported that the
phase-change process within spherical capsules was reduced non­
4.1.2.72. Smoothed particle hydrodynamics. Smoothed particle hydro­ linearly, resulting in nonlinear energy exchange between particles and
dynamics (SPH) is a well-known mesh-free method that has received a the carrier fluid [406,422,423]. Moreover, because of the existence of
lot of attention. SPH represents the entire continuous system as a series particle shells, the phase-change process of each particle is independent,
of particles, each with its own set of information and adhering to the and the temperature distribution of the particles is discrete rather than
governing equations. The simulation is carried out after marking the continuous, according to Lin et al. [383]. Despite the benefits of discrete
location and specifying all the physical information for each particle. As approaches (at the micro and mesoscales) in revealing the details of a
such, SPH has the advantage of being able to easily capture the interface complex process, discrete methods require a large amount of computer
and distribute the particles freely [420]. Using kernel and particle ap­ memory and computational time, severely limiting the size of their
proximations, approximate numerical solutions are obtained based on computational domain.
the motion and physical properties of particles. A weight function
known as the smoothing kernel function is used inside the integral 4.1.4. Multi-scale models
representation of the field function approximation in kernel approxi­ Multi-scale problems encompass any system or process that spans
mation. By contrast, the particle approximation substitutes a sum of all multiple geometric or temporal scales. For example, fluid flow can be
the equivalent values of surrounding particles for the integral classified into three scales: macroscale, mesoscale, and microscale. The
continuity and Navier-Stokes equations are the governing equations for

55
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

fluid at the macroscale, as they reliably predict velocity, density, and 4.1.4.73. Fully-discrete coarse-grained methods. Coarse graining is the
pressure. At the mesoscale level, sometimes referred to as the mean-free- process of converting a microscopic description to a simpler macro­
path scale, the kinetic theory based on the well-known Boltzmann’s scopic one by removing degrees of freedom and shrinking the di­
equation is utilized to describe the one-particle phase-space distribution mensions of the state space, making a large system computationally
function. Additionally, Newton’s law [424] is applied at the microscale tractable. Coarse graining is a technique that aggregates clusters of
level to establish the real position and velocity of fluid particles (mole­ atoms into a single bigger unit [427]. The larger unit is more restricted
cules/atoms). The inherent time scale at each level is also different. For in its degrees of freedom than the atoms. The coarse-graining process has
example, the typical time scale in the macroscale is about one second; the disadvantage of causing information loss in the system. Further­
however, at the microscale, it drops down to around 10− 12− 10− 14 s more, determining which degree of coarse-graining is optimal in some
[425]. Thus, to faithfully comprehend a multi-scale phenomenon, ways, as well as identifying microstates that can be reliably
coupled analysis on multiple scales rather than an individual one is coarse-grained, are both significant challenges in this procedure [428].
required. It should be noted that, despite the notable multi-scale char­ Dissipative particle dynamics (DPD), as an example of fully-discrete
acteristics, multiphase flow computer simulations have traditionally coarse-grained methods, bears a strong resemblance to MD and can be
followed two approaches: fully continuum or fully discrete, with no thought of as a coarse-grained version of it. DPD tackles a cluster of
explicit consideration of multi-scale structures. atoms or molecules (coarse-grained) rather than an individual atom or
The main principle behind multi-scale models is that the various molecule as in MD [429]. DPD evolved as a result of an
scales are regulated by distinct equations and solved numerically in application-driven need to simulate molecular systems for which the
distinct ways. Then, they exchange the needed data by coupling at the current space and time constraints of MD are insufficient. DPD’s accu­
interface (i.e., solving regionally and coupling at the interface) [425]. rate representation of thermal fluctuations distinguishes it from con­
The information exchange at the interface can be expressed mathe­ ventional continuum methods, enabling accurate representation of
matically as [425,426], critical physical phenomena occurring at the micro and nanoscales, such
as heat and mass diffusion [430]. Additionally, its spatial scales vary
U = Cu, (41)
considerably across the physical domain and encompass a wide range of
sizes, from macro to nanoscales. Abu-Nada [431,432] investigated
u = RU, (42)
steady-state 2-D conduction heat transfer with a variety of boundary
where U and u are the macroscopic and microscopic variables, respec­ conditions, including those with and without internal heat generation.
tively, and C and R denote the compression and reconstruction opera­ Analytical solutions and finite-difference techniques were benchmarked
tors, respectively. Using various averaging methods, the compression against the DPD simulations. Temperature distributions in the conduc­
operator C is easily defined. It compresses massive amounts of data tion domain were found to be accurately predicted by DPD. In addition,
obtained from nano/micro-scale numerical solutions. The reconstruc­ Abu-Nada [433,434] also implemented the DPD technique for natural
tion operator R, on the other hand, is difficult to create. However, both convection applications, including heat transfer enhancement of nano­
operators are based on fundamental physical principles such as mass and particles [435]. Ng and Sheu [436] established the DPD model with
energy conservation, as well as being physically meaningful, mathe­ energy conservation to accurately simulate the speed of the solid-liquid
matically stable, computationally efficient, and easily implementable. interface in the mushy zone, particularly in the case of a high thermal
The main idea behind the coupled solution method is to divide the conductivity ratio. The effective thermal diffusivities of mushy particles
domain into three regions; namely, the particle region (discrete), the were linearly interpolated using the estimated solid percentage. When
continuum region, and the hybrid region. The exchange happens at the numerical solutions to one- and two-dimensional solidification problems
interface of the particle and continuum regions within the hybrid region. were compared to analytical solutions and/or experimental results,
The information exchange process should be repeated indefinitely until there was a high degree of agreement.
the convergence criterion is met. Different coupling pairs have been
investigated, such as FVM with LBM, FVM with MD, FVM with MC, and 4.1.4.74. Hybrid continuum-discrete methods. The analysis of ePCM flow
LBM with MD. Using FVM and LBM as an example, the coupling pro­ systems has traditionally been conducted using Eulerian–Eulerian
cedure can be summarized as follows: methods [393,396,397]. These techniques begin by solving conserva­
tion equations on a set grid and then adding suitable source terms to
1- Assume the initial conditions at the interfaces. account for mass, momentum, and energy transfer between phases [397,
2- The FVM numerical simulation is performed in the continuum 408]. Recent attention has focused on a hybrid continuum-discrete
region. approach that can account for the continuum nature of the carrying
3- The FVM numerical solution yields the temporary solution; thus, the fluid using the Eulerain description and the discrete nature of ePCM
proposed reconstruction operator is used to transform data at the particles using the Lagrangian description. Rather than depending on
interface with the hybrid area. semi-empirical correlations to determine interfacial forces and fluxes,
4- The LBM numerical simulation is performed in the discrete region. hybrid Eulerian-Lagrangian methods directly acquire these variables via
5- In the same manner as in Step 3, the temporary solution obtained direct coupling at the two-phase interface. The carrying fluid and ePCM
from the LBM numerical simulation is transformed at the interface particles can be solved in two different frames of reference by applying
with the hybrid region to be used in the FVM simulation using the Eulerian-Lagrangian models to ePCM slurries/dispersions.
proposed compression operator. The physical phenomena captured using Eulerian-Lagrangian
6- Steps 2 to 5 are repeated until the solutions achieve convergence models include temperature and velocity slips between fluid and parti­
standards. cles [437], colloidal and collisional interactions between particles
[438], non-homogeneities in the particle spatial distribution [439],
It should be noted that the numerical data obtained from the micro/ particle agglomeration [440], and particle-wall interactions [441].
nanoscale solution is significantly larger than the data obtained from the Eulerian-Lagrangian methods would use the continuum technique
macroscale solution. As a result, numerical solutions are transferred wherever possible while incorporating the preceding physical processes
from one with fewer data points to one with more data points. The via the particle approach. As a result, Eulerian-Lagrangian methods can
following subsections introduce the fully-discrete coarse-grained and accurately capture physical phenomena at a much lower computational
hybrid continuum-discrete methods as specific implementations of the cost. However, the degree to which a model is coupled determines its
multi-scale approach. accuracy, which can be classified into four categories. Only the

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

continuous phase can influence the particle phase in one-way coupling. the transient conduction equation. The results indicated that when
In two-way coupling, both phases can influence the other. When a Reynolds number was 1000, volumetric concentration was 10%, and
particle disrupts the fluid phase and interacts with another particle, this there was no supercooling, the Nusselt number increases by 13%.
is referred to as three-way coupling. Finally, four-way coupling accounts Shabgard et al. [451] simulated the settling of a PCM slurry in a
for particle interactions as well as particle-wall interactions [442]. vertical tube with heated wall surfaces. The arbitrar­
The mass, momentum, and energy conservation equations for the y–Lagrangian–Eulerian (ALE) approach was adopted and implemented
continuous phase can be written as follows [404], in a finite-volume formulation using two coupling methods. A
body-conformal mesh was used to account for particle sedimentation
∇.(ρb vb ) = 0, (43)
and interface morphological changes. The average Nusselt number at
the particle surfaces was obtained, which could be utilized as an input to
∇.(ρb vb vb ) = − ∇P + ∇.(μb ∇vb ) + Sp,m , (44)
mixture-based Eulerian–Eulerian models (that are less computationally
( )
∇. ρb cp,b vb Tb = ∇.(kb ∇Tb ) + Sp,e , (45) expensive) for simulating slurry flows.

where Sp,m in Eq. (44) is a source term that represent momentum transfer
4.2. Thermophysical property correlations for ePCM slurries/dispersions
between the carrying fluid and ePCM particles. This can be determined
by finding the change in the momentum of particles as they move
The governing equations presented in Section 4.1 show that the
through a control volume. The source term, Sp,e in Eq. (45) denotes
required slurry thermophysical properties are specific heat capacity,
energy transfer between the fluid and particles. It can be determined by
thermal conductivity, viscosity, and density. Therefore, this section aims
calculating energy variations of the particles as they traverse the fluid
to present the experimental and theoretical correlations that represent
phase. Sp,m and Sp,e can be expressed as follows,
each property.
∑ mpa
Sp,m = npa F, (46)
δV 4.2.1. Specific heat capacity
∑ mpa dTpa The effective specific heat of an ePCM slurry cp, sl is made up of the
Sp,e = npa cp,pa , (47) specific heats of the ePCM particles cp, pa and base fluid cp, b. The first
δV dt
step in calculating the effective specific heat capacity of an ePCM slurry
where δV denotes the cell volume and npa is the number of solid particles is to assume that the specific heat of the PCM is the same in both solid
contained within a cell volume. The mass and total specific force acting and liquid phases (i.e. cp, pa= cp, s= cp, l), so it is calculated as follows in
on an ePCM particle are denoted bympaand F, respectively. the absence of phase-change processes [452],
In Eq. (46), the total specific force, F, is made up of body and hy­ ( )
cp, sl = mf cp, pa + 1 − mf cp, b, (50)
drodynamic forces, such as gravity, drag, thermophoresis, Saffman’s lift,
magnetic, Brownian, and virtual mass forces [404].
wheremfrepresent the mass fraction of PCM.
The energy equation of a particle is as follows:
Based on available parameters, there are two methods for calculating
dTpa ( ) cp, pa. Chen et al. [453] proposed calculating cp, pa by treating an ePCM
mpa cp,pa = Nupa πdpa kb Tb − Tpa , (48)
dt particle as a core and shell, as shown below,

where Nupa can be calculated as follows, cp, pa =


(cp, co + ycp, sh)ρcoρsh
, (51)
(yρco + ρsh)ρpa
Nupa = 2.0 + 0.6Re0.5 0.3
pa Pr , (49)
where ρpa is calculated as following,
where Re and Pr are the Reynolds and Prandtl numbers, respectively.
(1 + y)ρcoρsh
Thus, in hybrid Eulerian-Lagrangian methods, the carrying fluid is ρpa = . (52)
treated as a continuum and the computational speed is determined by
ρsh + yρco
how the computational domain is discretized while treating PCM cap­ The models above do not consider the phase-change process inside
sules as particles with distinct properties. Newton’s second law is used to the ePCM particles. However, if the latent heat of the ePCM particles is
predict the positions and velocities of N particles in linear motion given known and the phase-change process is taken into account when esti­
external and interparticle forces. The deterministic forces operating on mating heat transfer performance, the effective specific heat of the
the carrying fluid can be mathematically replaced by random fluctuating ePCM slurry will be a function of temperature during the phase transi­
forces when it comes to the mobility of ePCM particles in the carrying tion, cp,pa = cp,pa(T), which can be related to the latent heat of fusion as
fluid. These random forces have a zero mean over time, and their follows [396,454],
amplitude is determined by the dissipation fluctuation theorem.
∫Tl
The equations that regulate phenomena in the Eulerain reference
frame can be solved using different numerical techniques, such as FDM Hs − l = cp, pa(T) dT. (53)
[443], FEM [444], FVM [445], and LBM [446]. Similarly, phenomena in Ts

the Lagrangian reference frame are governed by approaches such as As shown in Fig. 53, the variation of effective specific heat of ePCM
Langevin-dynamics [447], Brownian dynamics [448], Stokesian dy­ particles with temperature within the phase-change temperature range
namics [449], and particle-in-cell. can be represented by five different profiles. Rectangles, middle tri­
Rostami [450] used the Eulerian-Lagrangian approach in two-way angles, and sinusoidal curves are used to represent symmetric profiles,
coupling to investigate the heat transfer characteristics of a paraffin while the two oppositely oriented triangles are used to represent
wax micro-ePCM slurry in a mini-channel. A thin layer of Fe3O4 was asymmetric profiles. The effective specific heat for each case is described
used to coat the particles, with volumetric concentrations ranging from next [396,398,452].
0 to 10%. Drag, buoyancy, and weight were the forces acting on the For the right triangle profile:
particle phase. The control volume and SIMPLE methods were used to ( )
solve the velocity and temperature fields for the carrying fluid. The cp, pa(T) = cp, s + 2
Hs − l cp, s
− (T − Ts). (54)
fourth-order Runge-Kutta method was used to solve for the velocity of
2
Tmr Tmr
particles. The temperature of the particles was determined by solving For the left triangle profile:

57
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037



⎪ co = 4.047



⎨ A = 3.86 × 10− 3 + 3.944 × 10− 2 ∅
T < 30∘ C : ,

⎪ B = 9.698 × 10− 2 − 0.56568∅ + 0.16672∅2




Tc = 25.35


⎪ (62)





⎪ co = 4.054


T ≥ 30 C : A = − 6.667 × 10− 3 + 0.2555∅



⎪ B = − 0.25721 − 0.2252∅ + 9.708 × 10− 2 ∅2





Tc = 36.24
It is worth highlighting that the majority of authors extend the use of
correlations for micro-ePCM slurries in their numerical simulations to
nano-ePCM dispersions [454,456,457].

Fig. 53. Sine curve, left triangle, right triangle, rectangle, and middle triangle 4.2.2. Thermal conductivity
profiles for the variation of specific heat capacity of ePCM particles with As a starting point, calculating the thermal conductivity of a slurry is
temperature. possible using the Maxwell model [458]. Because it assumes no slip
( ) between the base fluid and particles, it is known as a static model. The
− Hs − l cp, s formula obtained can be written as follows:
cp, pa(T) = cp, s + 2 2
+ (T − Tl). (55)
Tmr Tmr
2 + kpa/kf + 2∅(kpa/kf − 1)
ksl = kf . (63)
For the middle triangle profile: 2 + kpa/kf − ∅(kpa/kf − 1)
[ ]
cp,l − cp,s 4Hs − l
(
Ts + Tl
) And the thermal conductivity of the core-and-shell particles is
cp,s +
Tl − Ts
+
(Tl − Ts )2
(T − Ts ), Ts ≤ T ≤
2 calculated from [453],
cp,pa (T)= { [ ] ( ) . 1 1 dpa − dco
4Hs − l cp,l − cp,s Ts + Tl = + , (64)
cp,l + − (Tl − T), < T ≤ Tl kpadpa kcodco ksh dpa dco
(Tl − Ts )2 Tl − Ts 2
( )2
(56) dco ρsh
= . (65)
For the rectangular profile: dpa ρsh + yρco

Hs− l This model typically produces accurate results for spherical ePCMs.
cp, pa(T) = . (57) However, as the shape of suspended particles deviates from spherical,
Tmr
the accuracy of the model degrades. Furthermore, the predicted thermal
For the sine curve profile: conductivity values for the slurry are less than the experimentally re­
( ) [ ( )]
π Hs − l T − T1 ported ones due to the enhancement caused by particle-carrier fluid
cp, pa(T) = cp, s + − cp, s sin π . (58) interactions [394]. Hamilton and Crosser [459] considered this effect
2 Tmr Tmr
and modified Maxwell’s model by introducing the shape factor of sus­
Thus, Eq. (50) can be rewritten to represent the effective specific heat pension particles as follows:
of the ePCM slurry undergoing phase change, as follows [452],
kpa + (w − 1)kf + (w − 1)(kpa − kf )∅
( )
cp, eff , sl = mf cp, pa(T) + 1 − mf cp, b. (59) ksl = kf , (66)
kpa + (w − 1)kf − (kpa − kf )∅
In an important study [452], the right triangle, left triangle, rect­
where w represents the shape factor of suspension particles and it varies
angular, and sine curve models were compared for microcapsules con­
within the range of 3-3.13 [394]. The model is reduced to Maxwell’s
taining 20− 25% PCM. The results revealed that the difference between
model by substituting w = 3, which is the shape factor of a spherical
the four models was less than 4%.
capsule. However, this modified model failed in several aspects,
Another correlation based on experimental data for nano-ePCM
including underestimating the thermal conductivity enhancement
dispersions is written as follows [340],
caused by dispersing nanoparticles and considering the temperature
(1 − ∅)ρb cp, b + ∅ρpacp, pa dependence of nanoparticle size [454].
cp, sl = . (60)
(1 − ∅)ρb + ∅ρpa Several authors explored the augmentation of thermal conductivity
caused by particle-particle, particle-liquid, and particle-wall in­
Based on the experimental results of Karaipekli et al. [340], Haddad
teractions while the ePCM slurry passes through channels. They used
et al. [455] derived the following correlation for nano-ePCM dispersions
particles and fluids with the same thermal conductivity at different
(n-nonadecane as a core and styrene/methacrylic acid copolymer as
particle Péclet numbers and found the following relationships
shell):
[460–463],
cp, sl = co + AeB(T− Tc )2
, (61) keff = f .ksl,
Where for, kf = 0.020833Tf − 0.0275,

rpa
kpa = rpa r − r ,
kco
+ paksh co

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

( )
2+
kpa k
+ 2∅ kpaf − 1 between viscosity and nanoparticle volume fraction [454], as follows:
kf
ksl = kf ( ),
μsl
(73)
k k
2 + kpaf − ∅ kpaf − 1 = 1 + Nv∅.
μf

⎨ A = 3.0, m = 1.5, Pe < 0.67 It is worth mentioning that Eq. (73) is valid only for a low volume
f = 1 + A∅Pem, A = 1.8, m = 0.18, 0.67 ≤ Pe ≤ 250 . (67) fraction of nano-ePCMs (5%).

A = 3.0, m = 1/11, Pe > 250 Another correlation was developed [455] for a suspension of
nano-ePCMs operating in the temperature range of 25 − − 34◦ C, as
It is worth mentioning that Eqs. (63) and (67) are the most frequently
shown below,
used correlations for numerical simulations of nano/micro-ePCM slur­
( )
ries/dispersions. On the other hand, inspired by the linear relationship μsl = 2.838 + 0.3753∅1.79 (1 + T)− 0.355 . (74)
between thermal conductivity and the volume concentration of nano­
particles in a nanofluid, many researchers employed the following 4.3.1. Density
equation to calculate the effective thermal conductivity [454],
ρsl = (1 − ∅)ρf + ∅ρpa, (75)
ksl
= 1 + Nc∅, (68)
kf The most widely used equation for calculating the density of a nano/
micro-ePCM slurry/dispersion is as follows [394,468]: where ρpa is
where Nc is a constant referred to as the number of thermal conductivity, computed as shown in Eq. (52). Based on experimental results, another
which can be altered by changing parameters such as the size, shape, relationship was derived for a suspension of nano-ePCMs, valid in the
and concentration of nanoparticles, as well as the type of base fluid. It temperature range of 25− 34◦ C, as follows:
can also be affected by the preparation method, suspension temperature, ( ) (
ρsl = 1.0008 + 2.03 × 10− 3 ∅ +
ultrasonication time, and other factors. It is important to note that Eq. )
(68) is limited to dilute suspensions and a low volume fraction of nano- − 10.79 + 8.84∅ − 11.53∅2 + 4.063∅3 10− 8 T 3.18 . (76)
ePCMs (5%) [454]. For a suspension of nano-ePCMs in water that in the
Correlations such as those mentioned above are derived using strict
temperature range of 25 − − 34◦ C, Haddad et al. [455] derived another
assumptions regarding temperature and PCM concentration values.
correlation based on the available experimental data of Karaipekli et al.
However, a thorough theoretical understanding of energy transport at
[340],
the nanoscale is required, especially for thermal conductivity and spe­
( ) (
ksl = 0.63456 + 2.5 × 10− 2 ∅ + cific heat. This includes both fundamental knowledge gained through
) statistical thermodynamic analysis of such nano-systems and theoretical
− 1.39 + 10.99∅ + 10.59∅2 + 3.3466∅3 10− 11 T 6.37 (69)
modeling of nanoscale energy transport mechanisms. As a result, the
The thermal conductivity obtained in [455] was compared to the following two sections will discuss the theoretical foundations for
thermal conductivity of nanofluids at the same concentrations. For both analyzing energy transport at the nanoscale in PCMs.
of them, thermal conductivity increased as the particle volume fraction
and temperature increased. Additionally, the results were consistent 4.4. Theoretical background of thermal conductivity in PCMs
with some experimental data published in the literature.
Thermal conductivity is similar to the majority of non-equilibrium
transport quantities that cannot be solved in closed form without
4.3. Viscosity
imposing certain assumptions. A thorough theoretical investigation of
the thermal conductivity of solid and liquid PCMs that is consistent with
The most common models for predicting the effective viscosity of an
experimental data is required for further development and enhancement
ePCM slurry, applicable to Newtonian fluids (∅ < 30%), are Einstein’s
of the performance of PCMs in latent TES systems. Thermal conductivity
[464], Batchelor’s [465], and Vand’s [466] models, which are respec­
in solids is fundamentally based on the kinetic theory of thermal con­
tively expressed as:
duction in gases, which provides a framework for analyzing the micro­
μsl = μf (1 + 2.5∅), (70) scopic processes governing heat conduction. Therefore, in the current
( ) section, gas thermal conductivity is revisited first, followed by solid and
μsl = μf 1 + 2.5∅ + 6.2∅2 , (71) liquid thermal conductivity.
( )
μsl = μf 1 − ∅ − A∅2 − 2.5. (72) 4.4.1. Gas thermal conductivity
Thermal conductivity in gases is caused by energy transfer between
In Vand’s model, A is a parameter that varies between 1.16 and 4.5
gas molecules, which is highly dependent on the average distance
for different materials and sizes [455]. It is worth noting that Vand’s
traveled by a phonon between collisions. This is known as the mean free
model is most frequently used by researchers because it is relatively
path of molecules, λ. High-temperature gas molecules diffuse among
insensitive to particle size in the range of 3 to 300 μm and valid for
low-temperature gas molecules, collide with them, and release kinetic
volume ratios of less than 37%. Chai et al. [394] compared the previ­
energy. The mean free path, λ, is related to the mean free path compo­
ously mentioned correlations at various PCM volume concentrations. A
nents in the x-, y-, and z-directions, as shown in Fig. 54, via the following
was 1.16, 3.4, and 4.45 in Eq. (72) when the volume fraction was less
relationship:
than 10%. The viscosity predictions from all correlations were quite low
√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
and showed little difference from the base fluid. When the volume
λ = (Δx)2 + (Δy)2 + (Δz)2 . (77)
concentration exceeded 10%, the predictions showed a significantly
larger difference from the base fluid, and they increased drastically as If an isotropic substance is assumed, then phonons can travel in all
concentrations increased, except for the Einstein model. The most three directions in space equally well. Therefore, Δx = Δy = Δz and Eq.
notable increase was in Eq. (72) when A was equal to 4.45. It is worth (77) can be rewritten as follows,
noting that Eq. (72) is also the most frequently used correlation for
numerical simulations of nano/micro-ePCMs in mini/microchannels, 1
(Δx)2 = λ2 . (78)
with A = 1.16 [467]. 3
Another correlation was established using the linear relationship The total heat flow rate is expressed as follows,

59
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 54. Relationship between the mean free path in three dimensions and the
mean free path in the heat flow direction.
Fig. 55. Sketches of a) mass-spring system of lattice material, b) non-vibrating
Q = cv mΔT, (79) atom, and c) atom vibration associated with phonon generation.

where cv and m are the isochoric specific heat capacity and mass of the temperature increases, its vibrations deviate from the equilibrium state.
material, respectively, and ΔT is the temperature change across Δx. The Following that, high-energy phonons are created and diffuse, resulting
mass of the material can be expressed as follows, in the formation of a temperature gradient [470]. As a consequence, in
the presence of a temperature gradient, heat will flow from the hot end
m = ρV = ρAΔx, (80)
to the cold end, as shown in Fig. 56.
where ρ, V, and A are the density, volume, and area of the material, Each phonon carries an amount of energy equal to hv instead of the
respectively. Thus, Eq. (79) can be rewritten as follows: kinetic energy equal to 1/2mv2 since a phonon is massless. Phonon
transport is modeled like that of gas molecules, which is known as the
Q = cv ρAΔxΔT. (81) phonon gas model (FGM) [471]. By analogy, to describe the thermal
By defining the mean time interval between two phonon collisions as conductivity of a crystal lattice, the phonon gas model considers pho­
τ, we obtain the heat transferred within the time τ as follows, nons in crystalline solids to be gas particles. This approach has been
shown to be effective for understanding heat transport in solids at
Q cv ρAΔxΔT various scales. According to the model, each phonon contributes the
Q̇ = = . (82)
τ τ following to the heat flux [471]:
From Fourier’s law, the thermal conductivity coefficient is expressed vg
as follows, Q = hω ∼ (86)
V,
Q̇Δx
k= . (83) where ω is the phonon frequency, h is the reduced Planck’s constant, vgis
AΔT
phonon velocity, and Ṽ is the volume per mode of vibration. The
By substituting Eqs. (78) and (82) into Eq. (83), we obtain,
1 2
Δx2 λ 1 λ
k = cv ρ = cv ρ 3 = cv ρ λ. (84)
τ τ 3 ⏟⏞⏞⏟τ
v

Therefore, the gas thermal conductivity coefficient is expressed as


follows,
1 1
k = cv ρvλ = Cv vλ, (85)
3 3

where Cv is the heat capacity per unit volume obtained from the product
ofcvandρ.

4.4.2. Solid thermal conductivity


For solids, heat can be conducted via excitations caused by electrical
carriers (electrons or holes) or lattice waves (phonons). In metallic
materials, the majority of heat transfer occurs via electrical carriers
[469]. However, in crystalline dielectric materials, lattice waves are the
dominant heat transporters [469]. When heat energy reaches the surface
of crystalline PCMs, it is transferred to the atoms located on the surface.
Each atom vibrates as it receives heat, which is then transferred at the
same rate to neighboring atoms. Thus, a quasi-particle exists as a result
of the vibrational waves called phonons. For this reason, the lattice
structure of the crystalline PCM can be assumed as a coupled mass and
spring system, as illustrated in Fig. 55. At low temperatures, atoms in the
crystal lattice vibrate close to their equilibrium positions, working to
Fig. 56. Phonon energy variation with temperature and distance. In the pres­
prevent the phonon from being excited. However, when crystal ence of a temperature gradient, heat will flow from the hot end to the cold end.

60
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

problem with this model is mainly encountered with materials that do conductivity model is given as follows:
not have well-defined phonon dispersion and therefore do not have well- ∫∞
defined velocities. According to Eq. (86), knowing the phonon velocity 1
k= cv (ω)v(ω)λ(ω) dω. (87)
determines the rate at which the energy of a phonon moves through the 3
material (from the hot end to the cold end).
0

Thermal energy does not flow directly through the crystal but rather By assuming a spring connecting two types of atoms with masses M1
diffuses through it according to the type of phonon scattering. Phonon and M2, the bonds between the atoms are described by a spring constant,
scattering can be classified into three types: phonon-phonon scattering, and then the solution of the lattice vibration frequency, ω, is given as a
phonon-defect scattering, and phonon-interface scattering [470]. function of wavevector, k, as follows [476],
Phonon-phonon collisions (also known as three-phonon scattering) ( ) (( )2 )1/2
are further classified into two types [472]: normal processes (N pro­ 2
ω(k ) = SC
1
+
1
+ SC
1
+
1

4
sin2k a
, (88)
cesses) and Umklapp processes (U processes). As illustrated in Fig. 57, M1 M2 M1 M2 M1 M2 2
energy and momentum are conserved in N processes, whereas U pro­
cesses conserve only energy. When only a few phonons are present in the where a is the distance between two atoms at equilbrium, i.e., the lattice
crystalline PCM, the probability of a phonon collision is extremely small, constant, and SC is the spring constant. Then, the dispersion relation can
resulting in a long mean free path. However, as the number of phonons be used to calculate the phonon velocity, as follows [477],
increases, the collision probability increases, the mean free path be­
dωk
comes shorter, and the thermal conductivity increases as well. Thus, the v= . (89)
dk
greater the degree of phonon collision in a PCM, the greater its thermal
conductivity and ability to conduct heat. Defects in the PCM lattice in­ The phonon dispersion relationship is considered critical for thermal
crease the likelihood of phonon scattering, such as reflection and transport research since it establishes a link between statistical atomic
diffraction, which has a detrimental effect on phonon transport. Small behavior and macroscopic heat transfer [477].
impurities in the PCM lattice increase thermal resistance and decrease The basic assumption in Eq. (87) is that, as previously stated, the
thermal conductivity [490]. Point defects, dislocations, vacancy defects, dispersion relation and bulk mean free paths are isotropic. This holds
and impurities are the most frequent types of lattice defects [473]. true for gases (such as molecules, photons, and free electrons), as well as
On the other hand, the effect of phonon-boundary scattering is electrons and phonons in amorphous materials. Yet, the dispersion
greatest at low temperatures, where the mean free path of the phonon is relation of electrons and phonons in crystalline materials is direction-
the longest. In composite PCMs, the interface between the filler matrix dependent, necessitating a more generic form of Eq. (87) [478]. Thus,
and the PCM is the primary barrier to thermal transport. Interfacial introducing the mean free path into Eq. (87), to acquire better knowl­
resistance impedes heat flow within composite PCMs, minimizing the edge of the internal heat transport mechanisms of crystalline materials,
advantage of using a highly thermally conductive filler. As a result, will produce more accurate results [479].
composite materials have a lower thermal conductivity than thermal The mean free path is affected by three forms of phonon scattering.
conductivity fillers [474]. Whichever of the three factors produces the shortest mean free path has
The thermal conductivity of solids is similar to that of kinetic gases, a real influence over the other scattering processes. Matthiessen’s rule
taking into account the direct factors affecting thermal conductivity, defines the effective mean free path, λeff, as follows [2, 24],
including heat capacity per unit volume, Cv, phonon velocity, v, and 1 1 1 1
phonon mean free path, λ. This is in addition to the three phonon po­ = + + , (90)
λeff λph λd λb
larizations in solids: one longitudinal and two transverse branches. The
Debye formulation can be used to estimate the lattice thermal conduc­ where λph, λd, and λb denote the mean free path as determined by the
tivity of crystalline materials with respect to the lattice vibration fre­ phonon-phonon, phonon-defect, and phonon-boundary scatterings,
quency, assuming that the dispersion relation and bulk mean free respectively. Fig. 58 shows a representation of phonon mean free
pathways are well approximated as isotropic [475]. The thermal pathways due to different scattering types.
Therefore, to focus on the bulk mean free path, λ, and reflect its
contribution on thermal conductivity, the integral variables in Eq. (87)
are changed from ωto λ, with an exchange of the order of integration and
summation [478]:

∑∫ 1
∞ ( )− 1
dλbulk
kbulk = − Cv λbulk dλbulk . (91)
s
3 dω
0

The negative sign is introduced since the dominant trend of dλbulk/


dω is negative, therefore, the resultant value of kbulk is positive [478].
By applying Fubini’s theorem, we can exchange the summation and
integration in Eq. (91) and rewrite it as follows:
∫∞
kbulk = kλ dλbulk , (92)
0

where,
∑1 ( )− 1
dλbulk
kλ = − Cv λbulk , (93)
s
3 dω

Fig. 57. Phonon-phonon collisions are classified into a) normal (N) and b) wherekλis the thermal conductivity per mean free path.
Umklapp (U) processes. Energy and momentum are conserved in N processes, Holland [480] provided another analytical model of crystal thermal
whereas U processes conserve only energy.

61
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

follow the model of kinetic gas conduction, which assumes that the gas
particles are dilute and non-interacting [475].
The majority of the theoretical expressions for liquid thermal con­
ductivity are based on Bridgman’s model. It assumes a liquid as a cubic
lattice with side lengths of d. Each corner contains a molecule with 2KBof
energy transferred at the speed of sound from the water molecule to
other neighboring molecules through the cross-sectional area d2 [483],
yielding,
2kB vsound
kBridgman = = 2kB vsound n2/3 , (98)
d2

where vsound is the longitudinal sound speed in the liquid, and d is the
mean distance between the centers of molecules, which can be expressed
in terms of the molecular density of the liquid as d=n− 1/3.
Prior to proceeding, it is worth noting that amorphous solids and
liquids exhibit a similar degree of short-range order in their structure, as
evidenced by the similarity of the theories used to describe their thermal
conductivity. A clear similarity can be seen between Eqs. (97) and (98).
Xi et al. [484] recently proposed a unified formula for calculating the
thermal conductivity of liquids and amorphous solids at room temper­
ature based on their structural similarity.
Bridgman’s model was shown to agree well with the experimental
thermal conductivity results of polar liquids, such as ethanol, hydrogen
sulfide, and methanol [475]. However, it deviated from the experi­
Fig. 58. Phonon mean free paths due to a) phonon-phonon, b) phonon-defect, mental results of other liquids, such as water and molten salts [475].
and c) phonon-boundary scattering. Bridgman’s model was developed based on a reinterpretation of the
rigid spheres assumption in the kinetic theory of gases, as follows [485],
conductivity that completely accounts for the effect of longitudinal and k = 2.8kB Usn2/3 . (99)
transverse phonons on heat conduction. The formula, as indicated in Eq.
(94), is made up of two parts: thermal conductivity of transverse kTraand In Eq. (99), the numerical coefficient of 2.8 was initially 3 [484].
longitudinal phonons kLon, However, it has been modified to obtain better agreement with the
experimental data. Due to uncertainty around the sound velocity in
k = kTra + kLon , (94) many liquids, a semi-empirical relationship for sound speed in liquids
based on more certain physical characteristics gained acceptance [486],
where, as follows:
θ∫T /T ( )1/2
2 CTra T 3 x4 ex (ex − 1)− 2 dx 1
kTra = , (95) Us = , (100)
3 τ−Tra1 ρks
0

where ks is the adiabatic compressibility. Thus, Eq. (99) is rewritten as


θ∫L /T
2 CLon T 3 x4 ex (ex − 1)− 2 dx follows,
kLon = , (96)
3 τ−Lon1 ( )1/2
1
(101)
0
k = 2.8kB n2/3 .
ρks
where x = KhBωT, and by considering i = Tra or Lon, θi = KBhωi and Ci =
( )( )3 However, due to difficulty in obtaining adiabatic compressibility, the
KB KB
2π 2 vi h . isothermal compressibility kTis used instead, which is much simpler to
At this point, it is worth mentioning that amorphous solids have obtain [486], yielding,
vibrational modes that can conduct heat. However, since they do not ( )1/2
1
have long-range order like crystalline material, heat is transferred via k = 2.8kB n− 2/3
. (102)
collective vibrations distinct from phonons, referred to as locons, dif­ ρkT
fusions, and propagons [481]. The Cahill–Pohl model was proposed for Overall, consistency between Bridgman’s model and experimental
the minimum thermal conductivity of the amorphous solid, assuming data is insufficient. This difference in ionic liquids and ionanofluids is
that the mean free path of each vibrational mode is half its wavelength. typically between 5 and 15%, and it can reach up to 50% [486].
Later on, their model was simplified to [482], On the other hand, Chapman and Enskog [475] revised the kinetic
1.21 gas theory to integrate the comparatively high density of liquids into a
(97)
2
k=
3
kB (2vTra + vLon )n3 , new kinetic theory of liquids. Their concept is based on the observation
that liquid molecules collide more frequently than gas molecules. Their
where KB is Boltizmann’s constant, vTra is the transverse speed of sound, assumption is backed by the effective scattering diameter of liquid
vLon is the longitudinal speed of sound, n is the number density of atoms. molecules, D, which can be computed using viscosity measurements:
[ ]2
4.4.3. Liquid thermal conductivity ko 2 3kB ∏
kChapman− Enskog = 1 + πρD3 g(D) + , (103)
Thermal conduction processes in liquids are based on the movement g(D) 5 2m
and vibration of molecules as a response to the temperature gradient. [ ]2
However, because of the strength of the density and intermolecular μo 4 3∏
μChapman− Enskog = 1+ πρD3 g(D) + , (104)
contacts in liquid molecules, thermal conduction in liquids does not g(D) 15 5

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

√̅̅̅̅̅̅̅̅̅̅̅̅̅̅ equilibrium. This theorem is represented by the so-called "Green-Kubo"


25 πmkB T 3kB
ko = , (105) relations [489]. This avoids some of the complexities associated with
32 D2 π 2m
non-equilibrium approaches due to the large temperature gradients. The
25
√̅̅̅̅̅̅̅̅̅̅̅̅̅̅
πmkB T general form of Green-Kubo relations used in MD calculations is:
μo = , (106)
32 D2 π ∫∞
∏ √̅̅̅̅̅̅̅̅̅̅̅̅̅̅ Y=β 〈Ao (t)Ao (0)〉eq dt, (114)
4
= ρ2 D4 g(D) πmkB T , (107) 0
9
( ) where Y is the transport coefficient of interest (in our case, thermal
1 − 119ρb
g= , (108) conductivity), Ao is an observable, and β is a constant. The expressions
1 − 2ρb
for Ao and β depend on the considered coefficient. Depending on the
macroscopic quantity of interest, the derivation of Green-Kubo formulas
2
b = πD3 , (109) can be quite different. In the case of thermal transport, the Green-Kubo
3
formula establishes a relationship between thermal conductivity and
where ko is the dilute-gas thermal conductivity, μo is viscosity, D is the heat flux spontaneous fluctuations as follows [490],
effective molecule diameter,ρis liquid density, mis the mass of a liquid ∫∞
molecule, and T is absolute temperature. Unfortunately, the Chap­ k=
V
〈J(t).J(0)〉dt, (115)
man–Enskog kinetic theory of liquids failed to account for the temper­ kB T 2
0
ature dependence of liquid thermal conductivity [475].
Another well-known model for liquid thermal conductivity was where J(t) is the heat flux vector at time t, V and T are system volume
established by Horrocks and McLaughlin [487]. It was based on the fact and temperature, respectively.
that liquids have a lattice structure through which excess energy caused The total heat flux is the summation of the convective term, Jc,
by a temperature gradient is transferred in two ways. The first is by the arising primarily from the diffusion of particles, and the virial term, Jv,
movement of molecules between cells, expressed as follows: arising primarily from atomic interactions. Each term can be expressed
( ) as follows [490]:
( )1 √̅̅̅
n h k B T 2 Cv 2 ( nh ) kB T
− eo

kconv = 1− e , (110) J(t) = Jc (t) + Jv (t), (116)


N 2πm vf a N
[ ]
1 ∑
where vfis the free volume of the liquid, eo is the height of the boundary Jc = ei vi , (117)
V i
potential barrier restricting a molecule to its cell, nhis the number of
vacancies, N is Avogadro’s number, m is the mass of a molecule, and Cv is [ ]
the specific heat per molecule. The second way is via a vibrational 1 ∑( ( ))
Jv = Fij . vi + vj rij , (118)
mechanism in which the molecule vibrates inside its cell, as follows: 2V i<j
√̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅̅
[ { (r )14 (r )8 }]1/2 m ( 1 − nh )
ε where ei and vi are the per-atom energy and velocity, Fij is the force
(111)
o o N
kvib = P 2 2 11C14 − 5C8 Cv 2 ,
π Ro m a a a between atoms i and j, viand vj are their velocities, and rij is the sepa­
ration distance between them. Therefore,
where P represents the probability that energy is transferred when two
∫∞
vibrating molecules collide and ε is the depth of the potential well at the V
k= ((Jc (t) + Jv (t)).(Jc (0) + Jv (0)))dt. (119)
equilibrium diameter ro. C14and C8 are lattice summation constants of kB T 2
values 12.05899 and 12.80194. Therefore, 0

k = kvib + kconv . (112) 4.5. Theoretical background of specific heat capacity in PCMs
However, it is reported that the thermal conductivity of simple liq­
uids up to their boiling points is almost entirely due to the vibrational In the early nineteenth century, the French physicists Pierre-Louis
contribution and that convective contributions can be ignored [487]. Dulong and Alexis-Thérèse Petit demonstrated that the gram-atomic
Thus, heat capacity (specific heat multiplied by its atomic weight) of an
element is constant; that is, approximately six calories per gram atom for
k ≈ kvib . (113) all solid elements. They accounted for the molar specific heat of the solid
By comparing Horrocks and McLaughlin’s and Bridgman’s models at high temperatures using the energy equipartition theorem of classical
with experimental data, values from the Horrocks and McLaughlin statistical mechanics. They assumed that at high temperatures, solid
model agree on average within 20% of experimental values, as opposed atoms behaved like simple harmonic oscillators, with all vibrational
to values from Bridgman’s model, which are within about 35% [487]. degrees of freedom fully excited. Their model is known as the
Another approach to determining the thermal conductivity of liquids Dulong–Petit law, which is defined as follows [491]:
is grounded in MD simulations, where the central premise is to consider
cp = 3R = 3NA kB, (120)
that every substance is composed of elementary particles at the most
fundamental level (atoms or molecules). Once the fundamental dy­ where R and Na are the gas constant in kJ/kmol•K and Avogadro’s
namics parameters of these molecules are determined (i.e., position, number, respectively.
velocity, and interaction force), macroscopic physical properties of the The weaknesses of the model lie in the overestimation of the cp of
substance, such as volume, temperature, and pressure, can be deter­ many materials, such as graphite and diamond, and an inability to
mined using statistical methods [488]. predict material behavior at low temperatures [492]. Additionally, it has
Transport coefficients, such as thermal conductivity, viscosity, and been observed experimentally that the cp of certain solids decreases as
diffusion, are determined from MD by utilizing the fluctuation- the temperature decreases, which contradicts the Dulong–Petit law
dissipation theorem, which establishes a relationship between non- [492]. Later on, and under the umbrella of the quantum harmonic
equilibrium coefficients and spontaneous fluctuations occurring at oscillator, Einstein used new assumptions to overcome the previously

63
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

mentioned shortfalls. He believed that all atoms vibrated at the same


1 dE
frequency, leading to: Cv = , (125)
N dT
( )
TE
cp,E = 3NA kB fE , (121) where N is the number of phonon longitudinal modes. The results
T
revealed that the obtained liquid energy described the experimental
where fE
(T )
is the Einstein heat capacity function and TE = behavior of an extensive variety of simple and complicated liquids.
k . It is
E hωE
T
B By knowing the values of thermal conductivity and specific heat
capacity of a PCM, the rate of heat transfer from a heat source to the
worth mentioning that when T ≫ TE, cp in the Einstein model can innermost part of a PCM can be determined using thermal diffusivity, as
expressed as cp,E = 3NAkB, which is consistent with the Dulong–Petit law. follows:
Debye offered another model based on the concept of collective
k
lattice vibrations. He made the assumption that the crystal is an isotropic α= . (126)
continuum and that elastic waves accurately described the thermal ρcp
motion of atoms. Each mode of elastic wave vibration has a harmonic
oscillator analogy. Additionally, he took into account all vibrations 4.6. Optical properties and radiation transfer in ePCM slurries/
below the Debye frequency (upper limit of the specified elastic wave dispersions
frequency). His model is expressed as follows:
( )3 ∫TD Understanding the fundamentals of radiation transfer and optical
cp = 9NA kB
T x4 ex
dx, (122) properties of ePCM slurries/dispersions is key in DASCs that rely on the
TDe (ex − 1)2 dual functionality of ePCMs for solar absorption and storage. For
0
instance, in the DASC system that was discussed in Section 3.5.2, part of
where x = the incident solar radiation was directly absorbed by the carrying fluid
kB T . When T ≫ TDe,the model showed good agreement with
hωE
and the other part by the ePCM particles, which is highly dependent on
the Dulong–Petit law and the Einstein model. However, when T ≪ TDe,
their optical properties and the nature of their interactions with the
the low frequancy modes are excited by thermal excitation. The cp of
electromagnetic waves. Therefore, the following sections are dedicated
Debye model becomes,
to presenting the foundation of radiation transfer in ePCM slurries and
( )3
12 T dispersions, in addition to analytically and numerically evaluating their
cp = NA kB . (123) optical properties.
5 TDe
Eq. (123) is referred to as Debye-T3 law. 4.6.1. Radiation transfer in ePCM slurries/dispersions
Although the Einstein and Debye models provide an excellent bal­ The interactions of electromagnetic waves with an ePCM slurry are
ance of precision and applicability in describing the heat capacity of somewhat different from their interactions with a homogeneous me­
solid states, it is difficult to predict melting, which is a significant dium such as a liquid or gas. In general, electromagnetic waves traveling
shortcoming in crystal thermodynamics theory. This is due to the diffi­ through a homogeneous medium can be reflected, absorbed, or trans­
culties in controlling anharmonicity around the melting point, which is mitted [497], as illustrated in Fig. 59 (a).
believed to produce instability that drives the discontinuity in the free When photons reach a participating radiative medium (solid, liquid,
energy curve. The underlying mechanisms responsible for the lattice or gas), their energy is attenuated exponentially throughout the medium
instability that drives the transition to the liquid state are currently due to absorption and scattering. The absorbed energy is converted into
unknown, and no self-consistent solid-state model can predict it. The internal energy, the amount of which is proportional to intensity of the
reason behind this is that the interactions in a liquid are both strong and incoming electromagnetic waves and traveled distance through the
system-specific, suggesting that energy greatly depends on the liquid medium. However, due to scattering, radiation is redirected from the
type, leading to a statement that liquid energy cannot be calculated in direction of propagation to be augmented in another direction.
general form. Computational methods like MD and density functional Assuming that the incident waves, Iη, are traveling within an infini­
theory are often needed to understand the transition from solid to liquid tesimal volume in the direction ̂s through a medium with a constant
[493]. Modern MD approaches, such as the instantaneous normal mode refractive index, i.e., waves traveling in a straight line, as shown in
theory [494] and the two-phase thermodynamic model [495], are Fig. 59 (a), we obtain,
helpful for deriving thermodynamic properties for MD simulations, but
their implementation is rather complicated. Consequently, scientists and (dIη )abs = − σ η,a Iη ds, (127)
engineers have relied primarily on empirical criteria to estimate ther­
modynamic properties of liquids. (dIη )sca = − σ η,s Iη ds, (128)
Bolmatov et al. [496] developed a phonon theory of liquid thermo­
dynamics that encompasses both classical and quantum regimes. They where ση,sand ση,a are the scattering and absorption coefficients,
hypothesized that the phonon states of a liquid are only impacted by its respectively. By summing up Eqs. (127) and (128), then integrating the
relaxation time, τ, which is the average time between two successive resultant equation over a geometric path ̂s , we obtain,
atomic jumps at a single place in space. They were able to obtain liquid ⎛
∫s

energy in the following way: ⎝
Iη (s) = Iη (0)exp − (σaη + σ sη )ds⎠ = Iη (0)e− τη , (129)
( )( ( ) ( )3 ( )) 0
αT hωD ωF hωF
E = NT 1 + 3D − D , (124)
2 T ωD T where the total attenuation of waves by both absorption and scattering is
quantified using the extinction coefficient,ση,ex, defined as,
where α is the coefficient of thermal expansion, ωD is Debye’s frequency,
σ η,ex = ση,a + σ η,s . (130)
and ωF = 2τπ is Frenkel’s frequency. Then, for each temperature, they
utilized Eq. (124) to evaluate the isochoric heat capacity of a liquid, as The optical path length, τη, is a dimensionless quantity that aids in
follows: determining the phase of light and controlling interference and
diffraction as it travels. It is defined based on the extinction coefficient,
as follows:

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 59. Electromagnetic radiation interactions with a) a homogeneous medium and b) a small particle. This includes transmission, absorption, reflection, refraction,
and diffraction.

∫s
dIη (τη , ̂s )
τη = ση,ex ds. (131) ̂s = ση,a Ibη (τη , ̂s ) − ση,a Iη (τη , ̂s ) − ση,s Iη (τη , ̂s )
d τη
0

σ η,s
As for interacting with a small individual particle, the direction of + Iη (τη , ̂s i )ϕη (̂s i , ̂s )dΩ i , (133)

incident photons may change, as seen in Fig. 59 (b). This directional 4π
change can take place through one of three methods [497]:
where Iη is radiation intensity, τη is optical path length, Ibη is Planck’s
• Diffraction: The photon may change its direction without ever function, and Ω is solid angle. ϕη (̂s i , ̂s ) denotes the scattering phase
colliding with the particle. function which describes the likelihood that a ray from one direction, ̂s i ,
• Reflection: The photon may be reflected from the particle. will be scattered in another direction, ̂s . The right-hand side of Eq. (133)
• Refraction: The photon may change its direction after penetrating shows that intensity increases by emission (ση,aIbη) and in-scattering
the particle. (σ ∫ )
from other directions 4ηπ,s 4π Iη (τη , ̂s i )ϕη (̂s i , ̂s )dΩi while decreasing by
absorption (σ η,a Iη (τη , ̂s )) and out-scattering away from the incident di­
These three mechanisms are collectively known as the scattering of
radiation. rection (ση,s Iη (τη ,̂s )). All quantities in Eq. (133) are a function of location,
The mechanism of interaction between electromagnetic waves and time, and wavenumber. Since the intensity and scattering phase function
particles is determined by the relative size of the particle in comparison are both functions of ̂s i and ̂s , Eq. (133) can also be written as follows:
to the characteristic wavelength of incident radiation, λ. This is quan­ dIη (τη , ̂s ) ωη

tified using the size parameter of the particle, defined as follows, ̂s + Iη (τη , ̂s ) = (1 − ωη )Ibη (τη , ̂s ) + Iη (τη , ̂s i )ϕη (̂s i , ̂s )dΩi ,
d τη 4π

2π rpa
χη = , (132) (134)
λ

where rpa is effective radius of the particle. where ωηis the single scattering albedo, which indicates the relative
When electromagnetic waves interact with an ePCM slurry, they are importance of scattering to absorption. When ωη = 0, the medium does
partially absorbed by the liquid and partially absorbed and scattered by not scatter at all, whereas ω = 1 indicates pure scattering. The single
the ePCM particles. As a result, an ePCM slurry can be optically viewed scattering albedo is formulated as follows,
as a participating radiative medium. The radiative transfer equation ση,s σ η,s
ωη ≡ = . (135)
(RTE) can then be used to evaluate radiative transfer within the ePCM ση,a + σ η,s σ η,ex
slurry in the presence of absorption, emission, and/or scattering. The
The last two terms in Eq. (134) are frequently combined, and this is
RTE describes the radiative intensity field within an enclosure as a
known as the source function for radiative intensity, defined as follows:
function of radiation direction (unit vector, ̂s ), location, → r , and a

spectral variable, e.g., wavenumber, η. ωη
Sη (τη , ̂s ) = (1 − ωη )Ibη (τη , ̂s ) + Iη (τη , ̂s i )∅η (̂s i , ̂s )dΩi . (136)
To compute the net radiative heat flux across a surface element, it is 4π
necessary to evaluate radiative energy contributions from all possible 4π

directions and wavenumbers. When an electromagnetic wave travels in Therefore, Eq. (134) can be written in the deceptively simple form of,
the direction of ̂s through an ePCM slurry, it loses energy by absorption
dIη
and scattering away from the direction of travel, while acquiring energy ̂s + Iη = Sη . (137)
d τη
through emission and scattering in the direction of travel ̂s from other
directions. As a result, the RTE depicts the intensity change by adding The RTE is generally difficult to solve due to several factors,
the contributions from absorption, emission, in-scattering, and out- including geometry as problems are often multi-dimensional while the
scattering along the direction of ̂s . Consequently, the RTE in its full majority of exact solutions are for one-dimensional geometries. Another
form is given by (computations detail can be found elsewhere, e.g., factor is that the temperature field is unknown and uncoupled from
[497]), conduction and convection, so it must be determined through the

65
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

directional and spectral integration of the RTE. It is also common to where D and H are the electric and magnetic field vectors, respectively,
assume that there is no scattering or that scattering is isotropic as and E and μ0 are electric field intensity and magnetic permeability,
anisotropic scattering is difficult to model and is rarely reported. respectively. The charge density owing to free electrons is denoted by ρf,
Furthermore, most calculations are restricted to situations involving the and it is considered to be related to the electric field vector as follows:
domain with constant properties [497]. Some solution methods for the
RTE are reported in the literature to be used in complex situations with ∂ρf
= − ∇.(σ e E). (144)
the aforementioned difficulties, such as the spherical harmonics method ∂t
[498], the discrete ordinates method [499], the zonal method [500], As previously mentioned, whenever an electromagnetic wave or
and the Monte Carlo method [501]. photon interacts with a medium that includes small particles, the radi­
In [502], the authors investigated the influence of radiation heat ative intensity of the photon or wave may be changed by absorption
transfer during the melting of a PCM inside a spherical shell. The RTE and/or scattering. If scattering by one particle is unaffected by the
was expressed under the assumption of isotropic scattering in a spheri­ presence of other particles, we have independent scattering; otherwise,
cally symmetric medium, as follows: we have dependent scattering. The scattering regime of a particle system
μ ∂[r2 I(r, μ)] 1 ∂[(1 − μ2 )I(r, μ)] ( ) is determined by three parameters: the size parameter, χη, volume
r2 ∂r
+
r ∂μ
+ σ η,a + σ η,s I(r, μ) fraction, αp, and the interparticle distance to wavelength [505].
For suspension systems (nanofluid or ePCM dispersion), the inde­
∫1
σ η,s pendent scattering region is widely used since it enables the determi­
= σ aη Ibη (T) + I(r, μ′ )dμ′ , (138)
2 nation of the optical properties and radiation extinction of a particle
cloud via a first-order summation of the optical properties and radiation
− 1

where μ is cosine of the angle formed by the beam’s direction, Ω, and the extinction of individual particles. Siegel and Howell [506] proposed the
radial vector’s extension, r. The last term in Eq. (138) specifies fluctu­ following condition for the interparticle distance that should be satisfied
ation in the intensity of radiation inside a medium as a result of scat­ for the independent scattering region:
tering from the incoming direction μ . Therefore, the authors solved the

λ
ID + 0.1D > , (145)
RTE using the discrete ordinate method. This entailed discretizing the 2
full incidence solid angle with a finite number of ordinate directions and
weight factors. Thus, the integral term in the integro-differential Eq. where D is equivalent diameter of the particle. According to [507], the
(138) is substituted for a quadrature calculated over each ordinate. This interparticle distance can be expressed in terms of the volume fraction
resulted in the transformation of the problem into a discrete system of as,
differential equations, which can be used to calculate the radiation in­ ID = 2.77Dαpa− 3.081
. (146)
tensity Ii at any point within the medium:
To sum up, if the solid volume fraction, αpa,is less than 10% and a
μi ∂[r2 Ii ] 1 ∂[(1 − μ2 )I]μ=μi ( ) σ sη ∑
n
particle meets the independent scattering condition, the extinction co­
+ + σ η,a + σ η,s Ii = σaη Ibη + wi Ii . (139)
r ∂r
2 r ∂μ 2 i=1 efficient can be determined using the independent scattering theory [6],
as follows [497,508],
The subscript i represents quadrature points (ordinate directions),
and a weighting factor for each ordinate direction is represented by wi. 3αpaQ η,ex
σ η,ex = . (147)
After the radiation intensity is known, the local radiative heat flow, qr, 2dpa
which contributes to the energy equation, can be estimated using the
However, if αpa is greater than 10% and less than 70%, the modified
following expression:
independent scattering theory can be applied, which involves incorpo­
∫1 ∑
n rating a scaling factor based on the solid volume percentage [6,508],
qr = 2π I(r, μ)μdμ = 2π μi wi Ii . (140) 3αpaQ η,ex
− 1
i=1 σ η,ex = Sr, (148)
2dpa
The discrete ordinates method was also used to solve the RTE in its
form as written in Eq. (134) to analyze the melting process of a fatty where Sr is the Singh-Kaviany scaling factor, which introduces the effect
acid-filled glass brick wall [502]. The melting process was linked to the of the solid volume percentage of ePCM slurries/dispersions in the
discretized energy equation based on the enthalpy method to compute calculation of the extinction coefficient. It can be stated as follows:
the temperature field, while the LBM was used to compute the velocity Sr = 1 + 1.84αpa − 3.15α2pa + 7.20α3pa . (149)
field. The main conclusions were that convection had a significant effect
on the heat transfer process, whereas long-wave radiation could be Qη,ex in Eq. (147) represents the extinction efficiency, which is equal
ignored when studying the melting process. to the summation of the absorption and scattering efficiencies. These
three quantities can be determined using a variety of analytical and
4.6.2. Evaluation of the optical properties of ePCM slurries/dispersions computational methods. The optimal technique is determined by the
Maxwell’s equations serve as the foundation for all scattering the­ geometry, composition, and concentration of the particles, as outlined in
ories. Based on electrical experiments with very coarse temporal and the following sections.
spatial resolutions, Maxwell proposed a set of equations that fully
describe electromagnetic waves, i.e., the interactions of electric and Analytical approaches. Rayleigh’s and Mie’s scattering theories are two
magnetic fields. The equations are presented as follows [503,504], general optical theories that have been widely used. Both are based on
→ Maxwell’s equations and impose rather strict conditions. Both basic
∂D ̅→ theories, as well as Mie’s theory for encapsulated spheres, will be dis­
= ∇ × H, (141)
∂t cussed in the following subsections.
Rayleigh’s theory. Two conditions must be satisfied if the optical
D(ω) = ε(ω)E(ω), (142)
properties of an individual particle are to be derived using the Rayleigh
→ scattering approximation. First, the ePCM suspension should be dilute
∂D 1 →
=− × E, (143) enough so that the dependent scattering effects are negligible. Second,
∂t μ0

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

the particle size should be smaller than the wavelength of incident ra­ where an and bn are the Mie coefficients, which can be computed by
diation. Strictly speaking, the Rayleigh scattering approximation is valid applying Maxwell’s boundary conditions at the surface of the particle
under the assumptions of χη << 1 and |m|χη << 1 [497,509], where m = after expanding the electromagnetic waves. Ultimately, they can be
n + ik is the ratio of the complex refractive indices of the ePCM particle expressed as follows [511],
to the surrounding fluid medium. The Refractive index and the ab­
sorption index are denoted by n and k, respectively. an =
ψ n(x)ψ ′n (mx) − mψ ′n (x)ψ n(mx)
(157)
By meeting these conditions, the absorption and scattering effi­

ξn(x)ψ ′n (mx) − mξn (x)ψ n(mx)
ciencies can be calculated using the following equations,
mψ n(x)ψ ′n (mx) − ψ ′n (x)ψ n(mx)
{ 2
m − 1
[ ( )
χ 2η m2 − 1 m4 + 27m2 + 38
]} bn = (158)
Qη,a = 4χ η Im 2 1+ , (150) mξn(x)ψ ′n (mx) − ξ′n (x)ψ n(mx)
m +1 2
15 m + 2 2
2m + 3
ψ n and ξn are the Riccati-Bessel functions, which must be solved in a
8
⃒( 2 )⃒
⃒ m − 1 ⃒2 step-by-step manner. To derive these functions, the following mathe­
Qη,s = χ 4η Re⃒⃒ 2 ⃒. (151) matical computations based on the recursive technique are used [509,
3 m +2 ⃒
512],
As a result, the extinction efficiency of a single particle is calculated
2n − 1
as follows: ψ n (z) = ψ n− 1 (z) − ψ n− 2 (z), (159)
z
{ 2 [ ( ) ]}
m − 1 χ 2η m2 − 1 m4 + 27m2 + 38
Qη,ex = 4χ η Im 2 1+ n
m +1 2
15 m + 2 2
2m + 3 ξ′n (z) = − ψ (z) + ψ n− 1 (z), (160)
⃒( )⃒2 z n
8 4 ⃒⃒ m2 − 1 ⃒⃒
+ χ η Re⃒ 2 . (152)
3 m +2 ⃒ ξn (z) =
2n − 1
ξn− 1 (z) − ξn− 2 (z), (161)
z
It is important to note that there is a lack of experimental in­
vestigations into the absorption index of PCMs. Additionally, the ab­ n
ξ′n (z) = − ξ (z) + ξn− 1 (z) (162)
sorption of a PCM is changed by the addition of nanoparticles or the z n
encapsulation of the PCM by a shell [6], further emphasizing the As initial conditions, the recursive relationships listed below are
importance of conducting systematic investigations to reveal the optical applied,
properties of ePCMs and NE-PCMs.
The scattering efficiency varies with the fourth power of particle size, ψ − 1 (z) = cos(z), (163)
as seen in Eq. (152). However, the absorption efficiency varies almost
ψ o (z) = sin(z), (164)
linearly with particle size, even though there is a χ 2η term inside the
imaginary part of Eq. (150) [374], which does not have a significant ξ− 1 (z) = exp(− iz), (165)
impact. By substituting Eq. (152) into Eq. (148), the extinction coeffi­
cient can be defined as follows: ξo (z) = i exp(− iz). (166)
12παpa
{ 2
m − 1
[ ( )
χ 2η m2 − 1 m4 + 27m2 + 38
]} Mie’s theory for encapsulated spheres. Mie’s theory, which is fasci­
σ η,ex =
λ
Im 2
m +1
1+
15 m2 + 2 2m2 + 3 nating when applied to a single spherical particle, can be extended to a
⃒( 2 )⃒2 coated/encapsulated sphere. Mie’s theory is based on the expansion of
4 3 ⃒
8π D αp⃒ m − 1 ⃒ ⃒
+ . (153) incident electromagnetic waves, scattered waves, and waves inside the
λ4 ⃒ m2 + 2 ⃒ particle in terms of spherical vector harmonics. When it comes to coated
In some circumstances, the conditions of χη ≪ 1 and |m|χη ≪ 1 are no particles, the expansion of these waves applies to the core and each shell.
longer met in a system after some time due to particle clustering. As a Therefore, the electromagnetic fields must meet Maxwell’s boundary
result, the size and shape of the original particles can be greatly altered.
The produced clusters are always large and irregular since clustering (i.
e., aggregation and/or agglomeration) is categorized as a random pro­
cess [505].
Mie’s theory. The Rayleigh scattering approximation is applicable to
small particle sizes. But as the particle diameter and incident wavelength
become of the same order of magnitude, Rayleigh’s theory no longer
applies. As a result, Mie’s theory can be used, which takes into account
the effect of various scattering directions by the expansion of incident
electromagnetic waves, scattered waves, and waves inside the particle in
terms of spherical vector harmonics [505], allowing it to describe
scattering for large particles. The literature can be consulted for more
information on the calculation procedure (e.g., [510]).
In Mie’s scattering theory, the scattering Qη,s and absorption Qη,a
efficiencies can be obtained as follows,

2 ∑ ∞ ( )
Qη,s = 2 2
(2n + 1) |an | + |bn | , (154)
x2 n=1

2 ∑ ∞
Qη,ex = (2n + 1)Re(an + bn ), (155)
x2 n=1 Fig. 60. Schematic view of a spherical particle with r − 1 concentric shells (or r
concentric spheres) and s materials (where s = r) embedded in a non-absorbing
Qη,a = Qη,ex − Qη,s , (156) medium. The 1st boundary is between the core and the innermost shell, the 2nd
boundary is between any two consecutive shells, and the 3rd boundary is be­
tween the outermost shell and the embedding medium.

67
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

conditions at three different boundary levels, as indicated in Fig. 60. The T matrix in Eq. (171) is a transition matrix that converts the
Namely, the boundary between the core and the innermost shell, the coefficients of the incident field to the coefficients of the scattered field.
boundary between two consecutive shells, and the boundary between This technique is mostly used for axisymmetric particles, such as finite
the outermost shell and the embedding medium. From the first bound­ circular cylinders and spheroids.
ary to the third, the solution is worked out step by step [497]. To the best Finite-difference time-domain (FDTD). Finite-difference time-domain
of the authors’ knowledge, no works have utilized Mie’s theory for (FDTD) is a method for obtaining the optical coefficients of an object
encapsulated spheres in ePCM slurries. with complicated geometry and/or composition by directly solving
Fig. 60 depicts a multilayered spherical particle (i.e., r concentric Maxwell’s time-dependent curl equations. The equations are discretized
spheres). The core sphere of radius R is represented by material s = 1 and in time and space using finite-difference approximations. As a result,
refractive index n1. Concentric with the core sphere is a multi-shell of r when electromagnetic waves interact with particles, the discretized
− 1of various materials, s = 2, …., r, different thicknessesds, and the Maxwell equations are employed to describe their propagation and
refractive indices of each material are denoted byns. It is assumed that scattering. Based on the source of the electromagnetic wave, conver­
the coated particle is embedded in a non-absorbing medium with a gence information for the scattered field can be obtained. For example,
refractive index of nM. The relative complex refractive index, m, is when the sinusoidal source is used, the scattering information is ac­
defined as the relative refractive indices from shell sto shell s + 1. For s quired by establishing a steady-state field at each grid. However, when a
= r, the refractive index nr + 1 corresponds to the refractive index nM of pulse source is utilized, information is extracted when the scattered field
the embedding medium. The wavenumber for each medium is defined as decreases significantly to a small value. This approach can be used on a
follows [497], variety of materials as well as full-wave bands. It can also be used for any
shape or defect that can be found in the particles [509].
2πns
ηs = . (167) For a 1D system, the discrete form of the electric flux-dependent form
λ
of Maxwell’s equations in Eq. (141) is written as follows,
And the corresponding size parameter, χs, is defined as follows,
Ej+1/2 (i) − Ej− 1/2
(i) H j (i + 1/2) − H j (i − 1/2)
(
∑s
) = , (172)
Δt Δx
χ s = ηs+1 R + dj , (168)
where i and j are space and time coordinates, respectively. It is important
j=2

to note that the time step must be small enough to ensure that this in­
where η, R, and d are the wavenumber, core radius, and shell thickness,
formation does not travel from one grid cell to the next faster than the
respectively. Index j varies from 2 to the number of shell materials used,
speed of light in the medium [514].
s. Calculations details for the extended Mie coefficients for coated
Discrete dipole approximation (DDA). The discrete dipole approxi­
spheres and their initial conditions can be found in [497].
mation (DDA) method solves the integral volume equation discretized
Basic optical theories such as Rayleigh’s and Mie’s theories have
from Maxwell’s equations for an array of virtual N-point dipoles instead
clear physical implications and are simple to solve. However, they
of the particles. As a result, this approach is ideal for irregular and
necessitate extremely strict conditions, and in some cases, they are
complex geometries. It solves the electrodynamic interaction of elec­
inapplicable. For example, only certain geometries have perfect solu­
tromagnetic waves and dipoles based on fast Fourier transform (FFT)
tions to Maxwell’s equations, such as spheres, spheroids, or infinite
iterations [515]. If the array spacing is narrow enough in comparison to
cylinders. In addition, the small size of particles increases the collision
the wavelength of electromagnetic waves in the target material, and N is
rate while decreasing interparticle distance. Therefore, particle clus­
large enough to correctly characterize the target shape, the approach is
tering often occurs. Rayleigh’s scattering theory in this case cannot be
valid [516]. DDSCAT [517] and OpenDDA [518] are two well-known
used to describe the scattering process because the particle size has
codes for performing DDA calculations to determine the absorption
increased (i.e., χη ≫ 1). Hence, computational/approximate methods are
and scattering properties of particles. Ref. [516] provides a full account
required, as presented next.
of the DDA procedure.
Generalized multi-particle Mie (GMM) theory. The generalized multi-
Computational approaches
particle Mie (GMM) theory is an extension of Mie’s theory in which the
T-matrix method. The T-matrix method, also known as the extended
incident and scattering electromagnetic fields are expanded in terms of
boundary condition method, begins the same as Mie’s theory by
vector spherical wave functions [519]. Using this method requires full
expanding the incident, scattered, and internal electromagnetic waves
geometric description of particles or their clusters (aggregates or ag­
into the corresponding vector spherical harmonics [509]. This is fol­
glomerates). All sorts of materials and full-wave bands can be used in
lowed by finding the internal field expansion coefficients, cn and dn,
this process, but the particles must be homogeneous. In this method, the
through solving a set of linear equations, as follows [509],
incident and scattered electromagnetic fields are expanded as a
( )
(
Kqn + mJqn Lqn + mIqn
)( )
cn eTM third-kind vector spherical harmonic expansion, as shown in Eqs. (173)
n
= (− i) TM . (169) and (174) [520,521],
Iqn + mLqn Jqn + mKqn dn en
∞ ∑
∑ n ∑
2
K,J, L, and I are area integrals evaluated numerically across the i
Einc = p(1) (1)
mnp Nmnp (ηri ), (173)
particle’s surface area. eTM n and eTM
n are the incident beam coefficients.
n=1 m=− n p=1

The coefficients of scattered field expansion, an and bn, are obtained


in the same way [513], ∑
∞ ∑
n ∑
2
i
Esca = aimnp Nmnp
(3)
(ηri ), (174)
( )( ) ( ) n=1 m=− n p=1
̃ qn + m̃
K J qn ̃Lqn + m̃I qn − icn an
= . (170)
̃I qn + m̃
Lqn ̃ ̃ qn
J qn + mK − idn bn
where η is the wavenumber, ri is the position vector, n is a multi-index
By designating the matrix in Eq. (169) as A and the matrix in Eq. that subsumes the polarization p = 1, 2 and the multipole indices m
(170) as B, we have [513], = − n,..., n. The vector spherical wave functions for incoming and out­
going waves are denoted by Nmnp and Nmnp .
( ) ( ) (1) (3)
( )
an eTM eTM
= BA− 1 nTM = T nTM . (171) Evaluation of the scattered field of each particle is needed to solve
bn en en
multi-particle scattering problems. Therefore, aimnp is determined
through applying boundary conditions on the surface of a single particle.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Assuming that the total incident electromagnetic field for each particle is motion and interactions of discrete entities in the flow domain are
Eiinc , which consists of the original incident wave Eio and the scattered individually computed, are constrained by the computer’s memory and
field
∑N i computational time. Multi-scale models (e.g., coarse-grained and
=i Es (j) from all other particles in the simulation area, the
j∕
continuum-discrete models) have the potential to overcome the limita­
following relations are obtained [519],
tions of continuum and discrete models and accurately describe ePCM
aimnp = aimn pimnp , (175) slurries/dispersions where coupled analysis on multiple scales is
required. Studies on the mesoscale, in particular, are poorly explored.

N Understanding and analyzing the material and interfacial structures of
i
Einc = Eoi + Esi (j), (176) PCM molecular assemblies, as well as the heterogeneous flow structures
of ePCM clusters, are the main challenges at this scale.
j∕
=i

For a better description of slurry behavior, empirical/semi-empirical


where aimn is the Mie coefficient of single spherical particle i and pimnp is
thermophysical property correlations for the density, heat capacity, and
the expansion coefficient of the total incident electromagnetic field. thermal conductivity of ePCMs are needed over a broad range of tem­
peratures and concentrations. Parallel to experimental data, a funda­
4.7. Energy analysis of ePCM-based direct-absorption solar collectors mental understanding of the thermal conductivity and heat capacity of
(DASCs) PCMs will expedite progress toward the design of advanced PCM sys­
tems capable of storing and releasing latent heat more efficiently.
Generally, the energy efficiency of a latent TES system can be Computational methods like molecular dynamics and density functional
determined, using the first law of thermodynamics, as the ratio of useful theory can allow us to better understand the transition from solid to
output energy to input energy. Due to energy loss, the useful energy liquid.
output is always less than the energy input in a practical TES system. In the design for direct-absorption solar applications, optical prop­
Thus, understanding the energy efficiency of TES can help in increasing erties of the micro/nano-ePCMs and radiation transfer in their slurries/
the amount of stored/released energy by minimizing losses. dispersions ought to be properly evaluated. Although both Mie’s and
Mosaffa et al. [522] conducted an energy analysis of a latent TES Rayleigh’s theories are based on Maxwell’s equations, only Mie’s theory
system for free cooling applications to demonstrate the advantages of should be used to evaluate the optical properties of most ePCM systems
cascading PCMs over a single PCM system. Their findings indicated that as dependent scattering often cannot be ignored. Of particular interest to
by employing multiple PCMs, decreasing the temperature difference ePCMs is the Mie theory for encapsulated spheres where incident elec­
between the HTF and PCM over time increased the energy efficiency. Yu tromagnetic waves, scattered waves, and waves inside the particle are
et al. [523] investigated the energy performance of a PV/T system based expanded at each shell. However, both Rayleigh’s and Mie’s theories are
on a micro-ePCM slurry. Results showed that, when compared to pure no longer applicable if the particles cluster. In such cases, it is recom­
water, the slurry provided a maximum improvement in energy effi­ mended to use computational approaches such as the T-matrix method,
ciency at a lower inlet velocity. Eisapour et al. [524] investigated the finite-difference time-domain, discrete dipole approximation, or the
energy efficiency of a PV/T system with a sinusoidal wavy tube based on generalized multi-particle Mie theory.
a micro-ePCM slurry enhanced with nanoparticles as the coolant fluid.
The electrical and thermal efficiencies of a typical PV/T module were 5. Recent advances in solar photothermal conversion using
increased from 10.73% for the former and 58.56% for the latter, to micro/nano-ePCMs
11.33% and 63.74%, respectively, when using a micro-ePCM slurry
enhanced with nanoparticles instead of pure water. In light of this comprehensive review on PCMs and the dual func­
For the energy analysis of a DASC based on an ePCM slurry/disper­ tionality of micro/nano-ePCMs for solar photothermal absorption and
sion, the main idea is that solar radiation is absorbed by both the car­ storage, it is critical to highlight present knowledge gaps and future
rying fluid and ePCM particles. Thus, the overall energy efficiency is research objectives. As such, the following sections will highlight a
given as: number of topics that the authors believe represent potential or realized
breakthroughs that should guide future research directions.
Quse,slurry
ηtotal = . (177)
Qsun
5.1. Custom engineering of multi-functional PCM shells
The following expression is used to find the amount of useful heat
carried by the ePCM slurry, The degree of success of any solar conversion and storage system is
dependent on the solar photothermal capture, transfer, and storage
Quse,slurry = ṁslurry cp,eff (Tout − Tinlet ). (178)
processes. By employing ePCM slurries/dispersions in volumetric ab­
The received energy from the sun is written as follows: sorption systems, the processes of radiation extinction, thermal storage,
and heat transport are seamlessly and synergistically combined. The
∫∞
majority of research advances in the field of solar TES systems based on
Qsun = A.αg . I(λ)dλ. (179)
ePCMs have focused on the storage process, which has been extensively
discussed in the preceding sections. As such, the current section will
0

highlight some of the most interesting advancements in the field of


4.8. Conclusions and future research directions ePCMs that have been made to optimize the integration of the processes
of solar capture, conversion, and storage, with a particular emphasis on
A sound understanding of the theory and fundamentals that govern capsule shell optimization.
the performance of ePCM systems can be realized through a variety of The shell encapsulating a PCM plays a critical and multi-functional
tools. As inherently multi-phase and multi-scale systems, it is unfortu­ role that determines the efficiency and longevity of a photothermal
nate that the majority of published research on ePCM slurries and dis­ conversion and storage system. This is particularly true for direct
persions is based on continuum, single-phase models. In continuum volumetric absorption systems with the dual functionality of solar
models, intraparticle, interparticle, particles-wall, and particle-fluid in­ photothermal absorption and storage. As shown in Fig. 61, the shell has
teractions are inaccurately or incompletely captured. Furthermore, if multi-functional roles in a direct-absorption system, including optical,
friction or gravity forces are important, the assumption of no-slip ve­ thermal, and structural roles. The optical role of the shell entails solar
locity clearly fails. Discrete approaches, on the other hand, where the energy absorption and conversion to cause the PCM cores to melt and

69
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Fig. 61. The multi-functional roles of the shell encapsulating a PCM in a direct-absorption photothermal conversion and storage system.

retain thermal energy. The broadband or selective extinction of solar accounts for 44%, and UV light accounts for about 7% of the spectrum.
radiation is a critical function assumed by the shell in volumetric ab­ However, the majority of the aforementioned shell materials are strong
sorption systems. To improve heat transfer in both the PCM core and the absorbers only in the UV band. This indicates that the majority of solar
carrying fluid, the thermal role of the shell entails having high thermal radiation would be unused by the shell and slurry/dispersion as a whole.
conductivity. Structurally, the shell is responsible for preventing leakage In light of these considerations, extensive research is being conducted
and degradation of the PCM core during charging and discharging along a variety of pathways to design and synthesize new PCM shells
processes. Traditionally, shell materials are synthesized from polymer, that maximize solar radiation absorption while simultaneously main­
organic, or inorganic materials such as polymethyl methacrylate taining the aforementioned structural and thermal functionalities.
(PMMA) [525], melamine formaldehyde resin [526], polystyrene (PS) For instance, TiO2 is a popular inorganic shell material since it out­
[527], polyurethane [528], urea formaldehyde [160], silica [529], ti­ performs polymer materials in terms of mechanical strength and thermal
tanium dioxide [386], calcium carbonate (CaCO3) [379], cuprous oxide conductivity, which improves the operational reliability of the ePCM
(Cu2O) [530], zirconia (ZrO2) [531], and aluminum hydroxide oxide and the heat transfer performance of the slurry/dispersion as a whole.
Al2O3•xH2O [532]. However, because of its poor optical absorption properties in the visible
The infinite potential of solar radiation in direct-absorption ePCM light range (TiO2 is in the form of a white powder), it is unable to
slurries and dispersions is limited mainly by the inability of conventional effectively absorb solar radiation. Nonetheless, in a recent important
shell materials to harvest a significant portion of sunlight. This is despite development, Zhao et al. [533] reported that by reducing the oxygen
the PCM core and carrying fluid being able to absorb a small part of content of TiO2 to form TiO2-x, the ability to absorb visible light was
incident radiation, mainly in the infrared range. As shown in Fig. 62, enhanced as a result of narrowing the bandgap. Thus, by modification of
infrared radiation accounts for 49% of the solar spectrum, visible light conventional shell materials for ePCM particles, it is possible to meet
their multifunctional needs by combining the intrinsic properties of the
component materials to boost their light-harvesting capacity.
Pornea and Kim [382] designed an innovative ePCM with a hierar­
chical SiO2/TiO2/polydopamine (PDA) compound shell and n-eicosane
as the core. The traditional interfacial polycondensation method was
used to prepare silica-coated n-eicosane. The TiO2 white particles were
then deposited in varying amounts on the SiO2 layer to create different
samples, and then a PDA surface modifier was deposited on top of the
TiO2 layer. SiO2 functions as a refracting channel that extends the op­
tical path of incoming light by exciting electrons, thereby increasing
localized surface heating at the outer surface of n-eicosane without the
need of a thermal conductivity initiator. The deposition of the PDA film
on the TiO2 surface was dictated by how PDA, due to its π-system,
mimics organic semiconductors, which was previously exploited as a
photosensitizer for visible light absorption [534]. Because of the
increased localized surface photothermal heating at the outer surface of
the core, an absorption shift was induced over a wider wavelength
range, allowing for more photon usage. The proposed triple-layer
structure was shown to surpass existing shell designs in terms of latent
Fig. 62. Extraterrestrial (yellow) and terrestrial (red) solar spectra. Also shown heat, mechanical strength, thermal conductivity, capsule leakage, and
is the spectrum of blackbody radiation (black).

70
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

solar energy absorption.


Modification efforts of conventional TiO2 shells were not limited to
absorption augmentation in the visible light range but included the
entire light spectrum. For example, Fan et al. [535] synthesized
n-eicosane/TiO2/CuS-GO microcapsules capable of capturing and
absorbing radiation across the entire solar spectrum. The combination of
CuS and GO was used as a photothermal filler, where CuS nanoparticles
were loaded into GO nanosheets that acted as structural supports. CuS
has a broad absorption band across the entire spectrum, with a strong
near-infrared (NIR) absorption peak, as shown in Fig. 63(a). This is
mostly due to the influence of the surface plasmon resonance of CuS,
which occurs when a collective oscillation of conduction electrons on
the surface of nanoparticles is excited by light with a wavelength longer
than the size of the particle, resulting in unusual absorption and scat­
tering properties. GO, on the other hand, operated synergistically with
CuS due to its high surface area, mechanical strength, and abundance of
oxygen-containing groups, avoiding severe aggregation of GO flakes and
CuS nanoparticles. This uniformly localized CuS nanoparticles on the Fig. 64. Absorption spectra of Ti4O7, paraffin, paraffin/SiO2 microcapsules,
flakes, leading to hot-carrier transfer and easier electron transport. The and paraffin/SiO2/Ti4O7 microcapsules with different percentages of Ti4O7
photothermal storage efficiency was up to 97.1% under simulated sun­ [537]. (Reused with permission from Elsevier).
light irradiation, outperforming existing solar-driven microcapsules by
91.8% [536]. The absorbance spectra of the microcapsule samples are reached up to 85.36%, whereas pure paraffin was limited to only
shown in Fig. 63 (b). Because of the brookite-phase TiO2 shells with 24.14%.
wide bandgaps, all of the microcapsule samples were strongly respon­ Another shell enhancement technique to simultaneously increase
sive to UV light. The n-eicosane/TiO2/CuS-GO microcapsules were solar-absorption and thermal conductivity is based on using graphite
found to display significant broadened absorption across the full solar and its derivatives, which have high thermal conductivity, ultra-light
spectrum. weight, and intrinsic blackbody-like optical absorption. For example,
SiO2 is another inorganic shell material that is commonly chosen due GO nanosheets have the advantage of being extremely thin, with a
to its non-toxicity, structural stability, and well-defined surface char­ monolayer thickness of around 1 nm [538], while exhibiting a high
acteristics. Unfortunately, in addition to having poor optical properties, degree of elasticity [539], making them ideal for barrier applications
SiO2 has low mechanical strength and can be easily damaged. To address [540]. Furthermore, the presence of a variety of hydrophilic oxygen
these issues, Zhang et al. [537] developed and synthesized new paraf­ functional groups, such as epoxy, carboxylic, and carbonyl, on the hy­
fin/SiO2/Ti4O7 microcapsules with paraffin cores and Ti4O7 drophobic carbon layers results in the formation of amphiphilic GO,
nanoparticle-modified SiO2 shells through the sol-gel technique. The which facilitates its assembly at the oil-water interface [541]. Therefore,
TES capacity of the synthesized microcapsules was high (122.4− 169.5 GO has been used to encapsulate PCMs and serve as a leak-proof seal
kJ/kg). The thermal conductivity of the new microcapsules increased [337,542].
from 0.304 to 1.322 W/m•K as compared to paraffin due to the high Ma et al. [352] created a novel heat transfer slurry incorporating
thermal conductivity of the SiO2 shells enhanced by Ti4O7 nanoparticles. paraffin/TiO2/GO microcapsules to improve the receiver efficiency of a
Additionally, as illustrated in Fig. 64, Ti4O7 nanoparticles exhibited an DASC system. By in-situ hydrolysis and polycondensation of tetrabutyl
exceptional optical absorption capacity across the wavelength range of titanate, the microcapsule with paraffin as a core and TiO2 as a shell was
200− 2500 nm, indicating that they are excellent photo-capturing ma­ developed. GO was self-assembled onto the TiO2 shell to improve visible
terials. As a result, the optical absorption of paraffin/SiO2/Ti4O7 light absorption and thermal transfer performance. The color of paraf­
increased as the Ti4O7 nanoparticle concentration increased. The pho­ fin/TiO2/GO was darker than that of paraffin/TiO2, indicating a greater
tothermal storing efficiency of the paraffin/ SiO2/Ti4O7 microcapsules capacity for visible light absorption. Furthermore, thermal conductivity

Fig. 63. Absorption spectra of a) CuS and GO and b) different microcapsule samples (n-eicosane as a PCM core with different shells) [535]. (Reused with permission
from Elsevier).

71
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

rose from 0.25 to 0.95 W/m•K upon encapsulating paraffin with this the top surface continually rose as the extinction coefficient grew and
composite shell material. the temperature of the top layer of the collector increased.
Reduced graphene oxide (rGO) is a modified version of GO in which Ma and Zhang [6] extended their work to compare the performance
the oxygen content is reduced chemically, thermally, or using other of direct- and indirect-absorption solar collectors (IASCs) based on an
reduction techniques. rGO cannot have the original structure of gra­ ePCM slurry at a volume fraction of 10% and an absorption index of 1 ×
phene because some oxygen functional groups remain within or on its 10− 4. The results indicated that the DASC had a higher photothermal
surface. Gao et al. [366] synthesized magnetic phase-change micro­ conversion efficiency than the IASC because the ePCM slurry could
capsules modified with rGO. The core material was octadecan doped absorb incident radiation directly. Additionally, they demonstrated that
with oleic acid (OA) and covered with Fe3O4 magnetic nanoparticles, the optical properties of a phase-change slurry with a fixed particle size
while the MF shell was modified with rGO. The authors produced are largely determined by the absorption index and solid volume frac­
GO-modified micro-ePCMs, which were darker in color than the tion of the capsules.
micro-ePCMs without GO, and then converted them into rGO-modified The authors also studied the temperature distribution in DASCs and
micro-ePCMs using a UV-assisted reduction method. When compared IASCs using a slurry without phase change (SWPC) and polyalphaolefin,
to the GO-modified micro-ePCMs, the thermal conductivity of respectively. According to their findings (shown in Fig. 65), the tem­
rGO-modified micro-ePCMs rose from 0.31 to 0.41 W/m•K. The increase perature of the working fluid inside the DASC was higher than that
in thermal conductivity was attributed to the reduction of oxygen con­ within the IASC. On the other hand, the temperature of the working fluid
tent, which led to a decrease in GO defects. In turn, this limited the near the top surface of the DASC was substantially lower than that of the
scattering of phonons, ultimately resulting in an increase in thermal IASC since incident radiation was absorbed by the top plate of the IASC.
conductivity. During the UV-assisted reduction to form rGO, several As a result, it was deemed almost unavoidable that the maximum tem­
oxygen-containing functional groups were removed. These groups were perature of the solar collector appeared on the top surface of an IASC,
the reason for destroying the π − π conjugated structure of GO. Due to causing increased heat losses to the environment via convection and
partial recovery of the conjugated network and the delocalized electron radiation. Furthermore, the temperature of the working fluid inside the
configuration in graphene, the rGO-modified ePCMs exhibited superior DASC for both the PCM slurry and the SWPC was found to be higher than
optical absorbance relative to the GO-modified ones. By effectively the top surface temperature. The temperature of the working fluid rose
doping magnetic nanoparticles into the microcapsules, the vertically from top to middle before gradually decreasing as the incident
rGO-modified capsules demonstrated a strong magnetic response, depth increases. The optical characteristics of the slurry, as well as heat
excellent controllability, and recyclability. Despite this, the latent heat loss from the top surface, influenced the location of the highest
of the GO-modified ePCM slurry decreased from 183.43 to 178.73 J/g temperature.
due to the presence of a small number of faulty microcapsules after the Wang et al. [334] experimentally investigated the transmittances of
addition of GO, resulting in octadecane leakage. Furthermore, a few a micro-ePCM slurry, a water/ethanol MWCNT nanofluid, and a mixture
GO-modified capsules with inherent structural flaws were easily broken of the slurry and nanofluid for DASCs. The results showed that adding
during the UV-assisted reduction process, leading to a minor decrease in MWCNTs to the base fluid dramatically enhanced absorption across the
latent heat capacity. whole wavelength range. Without MWCNTs, the micro-ePCM slurry

5.2. ePCMs or nanofluids in direct-absorption solar collectors

Numerous studies on DASCs have been conducted using nanofluids


[543]. Zain et al. [544] investigated the dispersion of different nano­
structured materials in water, such as CuO, GO, and ZnO, for a DASC
application under the weather conditions of Lahore over a year. The
outcomes revealed that, when compared to pure water, the GO, ZnO,
and CuO nanofluids improved the rate of heat transfer by 23.5, 21.1, and
15.1%, respectively. According to the findings, GO nanofluids have
considerable potential for solar thermal applications. Sharaf et al. [545]
proposed a novel Eulerian-Lagrangian hybrid modeling approach to
capture the discrete nature of dispersed nanoparticles in a DASC. Results
showed that by increasing the loading of nanoparticles from 0.001 to
0.05%, a significant increase in the nanofluid absorption efficiency was
observed.
Alternatively, it is believed that by employing ePCM slurries and
dispersions into DASCs, the efficiency of the solar collector can be
further increased, building on the high latent TES capacity and nearly
constant-temperature characteristics of ePCMs [546]. However,
research into ePCM-based DASCs is still at its infancy.
Ma and Zhang [406] numerically investigated the heat transfer
properties of a volumetric-absorption solar collector based on
nano-ePCM dispersions using a two-dimensional model of a parallel
plate. The results of the nano-ePCM dispersion were compared to those
of a conventional nanofluid devoid of phase change. Due to the spatially
uniform slurry temperature caused by phase change in the cores, the
efficiency of the collector using nano-ePCM dispersions was found to be
greater than that based on conventional nanofluids. The results indi­
cated that the DASC based on nano-ePCM dispersions was sensitive to Fig. 65. Temperature distribution in DASCs based on an ePCM slurry a) with
the extinction coefficient of the particles. The collector efficiency and b) without phase change as opposed to IASCs operating with c) an ePCM
initially increased as the extinction coefficient increased, but then slurry with phase change and d) a pure HTF [6]. (Reused with permission
dropped as the extinction coefficient further increased. Heat loss from from Elsevier).

72
S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

exhibited extremely low (near-zero) transmittances in the desired incident beam is divided into PV and thermal spectral components
wavelength range. Mixing ePCMs with the nanofluid resulted in nearly [547].
the same transmittance as the nanofluid alone. As a result, it was pre­ Recently, it has been suggested that using spectral splitters/filters
dicted that combining micro-ePCMs with MWCNTs may enable enhances the performance of a PV/T system by thermally decoupling the
combining their photothermal conversion and TES capabilities to be PV and thermal components, allowing them to operate at significantly
employed in solar-thermal energy harvesting. different temperatures. As a result, the PV component can deliver high-
Xu et al. [353] prepared a slurry of spherical microcapsules with quality heat without significantly increasing the PV cell temperature.
paraffin cores and a shell layer of irregularly shaped copper and cuprous Liquid absorptive filters, such as nanofluids, are frequently utilized as
oxide (Cu2O) nanoparticles covered with a large number of CNTs for use coolant fluids and spectral splitters. In the coolant case, the nanofluid
in a DASC system. This combination was motivated by the high thermal flows beneath the PV cells to collect their heat and cool them down.
conductivity of copper (401 W/m•K), the excellent absorption ability of While acting as a spectral filter, the nanofluid divides the light spectrum
Cu2O in the visible range, and the ability of CNTs to absorb 99.97% of so that visible light is delivered to PV cells, while infrared and ultraviolet
incident sunlight. The results indicated that adding CNTs substantially lights are absorbed to increase nanofluid temperature [548]. An et al.
increased the thermal conductivity of the paraffin/Cu-Cu2O/CNTs [549] used a customized experimental system to investigate the per­
slurry, expedited heat transfer, and increased the rate of heat storage. As formance of a concentrating PV/T collector equipped with a Cu9S5
a result, the slurry of paraffin/Cu-Cu2O/CNTs displayed considerable nanofluid as a spectral splitting filter. Their findings indicate that when
improvements in thermal conductivity, light absorption performance, Cu9S5 nanofluid was used as an optical filter, the efficiency of the PV
specific heat capacity, and rate of heat storage. module increased from 16.3 to 34.2%. Crisostomo et al. [550] sus­
pended core-shell Ag-SiO2 nanoparticles in water to filter out the
5.3. Optical filtration using ePCMs for direct-absorption PV/T collectors optimal spectrum for silicon PV cells. The results indicated that when
exposed to the same illumination, the proposed PV/T prototype with the
A PV/T collector can utilize the same solar input to simultaneously nanofluid produced 12% more energy than a stand-alone PV system.
generate both electrical and thermal outputs. Additionally, optical On the other hand, benefiting from their ability to store energy and
concentrators may be used to reduce the required area of PV cells. work at an almost constant temperature, PCMs have been employed to
However, increasing the optical concentration may cause the tempera­ regulate the temperature of PV panels. Su et al. [551] integrated a PCM
ture of PV cells to rise, which is undesirable since it decreases the con­ layer into the heat transfer tubes of an air-based PV/T collector. Ac­
version efficiency of the cells. To maintain reasonable efficiencies, PV cording to their findings, the overall PV/T efficiency with a 3-cm PCM
cells must be cooled. At the same time, heat collected from the solar cells layer above the PV panel was 10.7% higher than when no PCM was used.
can be utilized. Sharma et al. [7] investigated the effect of using a micro-fin (surfaces
In general, the photothermal conversion process turns solar energy that have been expanded in one or more micro-scaled dimensions) with
into heat with a very constant efficiency across the solar spectrum, with a PCM enhanced with Cu nanoparticles on the thermal management of
the only variable being the optical characteristics of the absorber ma­ building-integrated photovoltaics. When compared to standard PCMs,
terial utilized. The PV conversion process, on the other hand, is the proposed micro-fins reduced the temperature of the PV panel, while
extremely wavelength-dependent and most efficient when photons with the nano-enhanced PCM increased heat release, resulting in an overall
energies close to the bandgap energy of the PV cell are utilized. Because lower PV temperature.
of these concerns, an efficient way to employ solar cells is to focus only Numerous studies have reported that PCMs in their liquid state may
the section of the solar spectrum that is most efficiently converted into be useful for solar spectrum transmission. For example, Buddhi and
electricity (typically, visible light) onto the cells and divert the rest of the Sharma [8] measured the transmittance of commercial-grade stearic
solar spectrum to a thermal receiver (usually, UV and infrared lights). acid and discovered that it has a higher transmittance than glass at the
This is the fundamental concept behind spectral splitting or optical same thickness. Consequently, they recommended using it as trans­
filtration in hybrid PV/T systems, as illustrated in Fig. 66 in which the parent insulation due to its high transmittance and low thermal con­
ductivity. Goia et al. [552] found that paraffin wax exhibited nearly
constant transmittance in the visible range and more preferential
selectivity in the NIR range when it is liquid. Additionally, Manz et al.
[553] investigated the transmittance of CaCl2.6H2O in a solar space
heating and daylighting external wall system. The result indicated that
visible light was primarily transmitted, whereas invisible radiation was
primarily absorbed and converted to heat, resulting in a phase-change
process. Based on these findings, it is possible to conclude that PCMs
can be used as optical filters in concentrated PV/T systems.
Motivated by this, Yazdanifard et al. [554] developed a dynamic
numerical model to examine the energetic and exergetic efficiencies of a
concentrated PV/T collector integrated with a hybrid PCM-nanofluid
spectral splitter. As spectral filter components, they used two PCMs
(paraffin RT25 and salt hydrate S27) as well as an Ag/water nanofluid.
In their investigation, the PCM was positioned once above and once
below the nanofluid channel. In both situations, the salt hydrate pro­
duced a greater fluid temperature and a higher overall exergy efficiency
than paraffin, suggesting that choosing the suitable PCM can have a
substantial effect on system performance. However, when the PCM was
placed beneath the nanofluid channel, relatively higher temperatures
and higher total energy and exergy efficiencies were obtained. Addi­
tionally, relative to the nanofluid-based PV/T collector, exergy effi­
Fig. 66. Working principle of an ideal concentrating spectral-splitting PVT ciency was raised by 14.9% and fluid temperature was increased by 54%
collector. Incident radiation is concentrated then split into photoelectric (PV to of 111◦ C. As a result of the greater absorptivity of PCMs of infrared
cell) and photothermal (thermal absorber) spectral components. radiation, they claimed that the suggested system may exploit a broader

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

area of the solar spectrum. microencapsulation method in which sodium nitrate (NaNO3) was
Yazdanifard et al. [512] took this a step further by employing a enclosed by protective silica. The results revealed the suitability of
NE-PCM layer as the optical filter rather than bulk PCM. The researchers NaNO3/SiO2 microcapsules for storing thermal energy in various
used 32-carbon paraffin (C32H66) as a base PCM and glycerol as a base high-temperature applications with a high encapsulation efficiency of
fluid. Both the base PCM and fluid were doped with gold and/or silver 89% on average. In another study, Lee and Jo [559] devised a
nanoparticles. Five distinct configurations of the spectral splitter were surfactant-free encapsulation methodology for the synthesis of
examined in terms of energy, exergy, and energy storage. The results NaNO3/SiO2 microcapsules for solar-thermal energy storage. They
indicated that placing the nanofluid on top of the NE-PCM layer resulted evaluated the influence of precursor and catalyst concentrations on the
in the maximum output temperature and energy and exergy efficiencies. NaNO3/SiO2 microcapsules, as well as the synthesis time. Microcapsules
However, placing the NE-PCM layer at the bottom of the nanofluid can retain 2.1 times more thermal energy than solar salts, according to
resulted in the highest energy storage performance. Overall, energy ef­ the study. The microcapsules retained their high performance after 50
ficiency was more dependent on the Ag volume fraction, whereas exergy thermal cycles and 12 hours of high-temperature heating.
efficiency was found more sensitive to the Au volume fraction. Zhang et al. [560] synthesized microcapsules using a complex ma­
The aforementioned studies pave the way for further research in this terial system composed of a binary salt of LiNa as the core and silica as
area, including enhancing the optical and thermal properties of PCMs. the shell. Results indicated that the proposed binary carbonate salts
Therefore, utilizing micro/nano-ePCM slurries and dispersions as spec­ were suitable for CSP applications because they had a latent heat ca­
tral filters for PV/T collectors is an unexplored future route. Fig. 67 pacity of over 220 J/g at 498 ◦ C with a 134.4% increase in effective heat
shows a schematic of the proposed spectral-splitting PV/T system using capacity over the best-commercialized product. Additionally, it was
an ePCM slurry for optical filtration. demonstrated that the micro-ePCMs were thermally stable up to 540 ◦ C
without any change to their latent heat capacity.
5.4. Encapsulation of molten salts for high-temperature solar applications Li et al. [561] used sodium nitrate (NaNO3) as the core material and
titanium dioxide as the shell to fabricate a micro-ePCM. The
A variety of organic PCMs have been used for TES. However, because micro-ePCM had a melting point of 306.5◦ C and a solidification point of
organic PCMs operate at low phase-change temperatures, they are 296.7◦ C, which indicated that it could be used in CSP TES systems. The
limited to temperatures below 100◦ C in most cases. As a result, to sup­ resultant micro-ePCM maintained thermal stability after 200 thermal
plement CSP plants with suitable high-energy-density PCMs, molten cycles with a latent heat of 135.3 J/g. Furthermore, when the
salts have been investigated. Molten salts outperform organic PCMs in NaNO3/TiO2 micro-capsules were suspended in thermal oil, thermal
terms of volumetric melting enthalpy and operating (melting) temper­ conductivity and specific heat were enhanced by 18.4 and 131.7%,
atures, increasing the energy density for storage by up to 50% and respectively, compared to thermal oil.
lowering the cost by more than 40% [155]. Unfortunately, they are On the other hand, to our best knowledge, there is only one study on
corrosive at elevated temperatures, which complicates their handling the nanoencapsulation of molten salts published by Lee and Jo [294]. In
[555]. this study, the authors developed the nanoencapsulation technique by
Encapsulation strategies have been proposed to address this concern taking advantage of the high solubility of molten salt in water and
by encapsulating core components within macro, micro, and nanoscale employing emulsification and sol-gel processes. The results revealed
capsules to avoid chemical interactions between molten salts and the that nanoencapsulation in silica shells boosted thermal stability of the
surrounding environment [556,190]. Micro-ePCMs offer the benefit of solar salt, with the breakdown temperature of the nano-encapsulated
increasing the available surface area for heat transmission as compared solar salt increasing to 596.5◦ C. Through the repetition of 50 thermal
to macro-ePCMs. Thus, effective thermal conductivity of the TES system cycles, excellent thermal dependability was established as the morpho­
may be enhanced [557]. Nano-ePCMs, on the other hand, are more logical appearance and thermal performance of the nano-ePCM were not
durable and have a lower breakage rate than micro-ePCMs [558]. As a degraded.
result, micro and nanoscale applications of molten salt encapsulation are
being considered. 5.5. New physical insights into ePCM slurries/dispersion using multi-scale
However, due to the high water-solubility of molten salts, the modeling
encapsulation process is disturbed when using conventional techniques
such as the sol-gel method. Therefore, a limited-water sol-gel method is As mentioned earlier in Section 4.1.4, the phase-change rate inside
required. Lee and Jo [155] proposed a surfactant-free spherical capsules is reduced nonlinearly during the phase-change

Fig. 67. Schematic of the proposed spectral-splitting concentrated PV/T system using an ePCM slurry/dispersion for optical filtration. The ePCM slurry/dispersion
flowing through the upper channel functions as a spectrum splitter (optical filter) that absorbs specific wavelength bands while transmitting other bands.

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

process, which naturally results in non-linear energy exchange between polymerization methods to nano-encapsulation, and reducing the de­
the capsule and the carrying fluid [422]. Additionally, due to existence gree of supercooling in confinement by using nucleation additives. Yet,
of the shell, the phase-change process of each particle is independent. there remains a long road ahead for solar ePCMs to become an available
Consequently, the temperature distribution of the particles is discrete and affordable industrial commodity. Throughout this work, a number
rather than continuous [383]. Nonetheless, using a purely continuum or of new research directions have been identified to lift the application
discrete approach is insufficient to fully understand the heat transfer limitations of ePCM systems.
phenomena in an ePCM slurry/dispersion. To gain a better under­ As the suspensions of PCM capsules simultaneously perform the
standing of ePCM slurries/dispersions, multi-scale approaches are functions of solar absorption, storage, and transport, equal attention
required that take into account the disparity of behaviors and the in­ must be given to their optical, thermal, rheological, and structural
teractions between different scales [426]. properties at a wide range of working temperatures, particle loadings,
In micro/nano-ePCM slurries/dispersions, multi-scale modeling has and flow rates. Compared to thermal conductivity and optical proper­
not been extensively employed. However, multi-scale models have been ties, limited studies have been devoted to the measurement of heat ca­
utilized in different thermal and fluidic systems between the atomistic pacity and rheological properties of ePCMs before, during, and after
and continuum scales, which could be used to establish the groundwork phase transition. But perhaps more pressingly, the introduction of
for the multi-scale modeling of micro/nano-ePCM slurries/dispersions. ePCMs to high-temperature applications has been disadvantaged.
Under the umbrella of multi-scale modeling, many coupling pairs have It was observed that the majority of studies have been limited to the
been implemented, including MD/SPH [562], MD/FVM [563,564], use of water as the carrying fluid, paraffin as the core material, and/or
MD/FEM [565], and MD/LBM [566,556] (details are presented in Sec­ polymers as the shell material. This has narrowly restricted the use of the
tion 4.4.1). resulting ePCM slurries and dispersions to low-temperature applica­
To the best of the authors’ knowledge, only one recently published tions. Therefore, it is important for future studies to focus on improving
study employed a multi-scale approach for an ePCM slurry [383]. The the encapsulation of non-paraffin core materials that possess high phase-
authors attempted to bring a new perspective on understanding the change temperatures (e.g., salt hydrates and metal alloys) using inor­
practical thermal energy transport of the ePCM slurry by implementing a ganic and solar-active shells (e.g., carbon-based and plasmonic metals),
hybrid continuum-discrete approach. As a result, they created a along with their suspension in carrier fluids with high boiling points (e.
multi-scale mathematical model to predict the flow and heat transfer of g., thermal oils) to open the room for high-temperature applications.
the micro-ePCM slurry during phase transition. The macroscale flow and Relative to conventional micro-ePCMs, nano-ePCMs have shown
heat transfer model was coupled with heat transfer during phase change superior structural stability, heat transfer, cyclic reliability, and solar
at the microscale. Then, in the confined microscale simulation, a absorption characteristics. Moreover, nano-ePCMs incur a much lower
sequence of constrained simulations were performed at each point when penalty on viscosity (and pumping power) with no clogging or abrasion
macroscale data was required. The constraints included ambient tem­ issues in the pumping and piping system. These characteristics make
perature of the microcapsule shell and the heat transfer coefficient. The nano-ePCMs more promising for both solar and thermal applications,
results indicated that when nonlinear latent energy release was which should give a strong thrust for future research efforts to be
considered, numerical results from the multi-scale model were the directed on investigating nano-ePCMs rather than micro-ePCMs. For
closest to experimental data of any known model. Additionally, when instance, one poorly understood area is the effect of nanoconfinement on
the microcapsule size was decreased from 1000 to 100 µm, the average the phase-change properties and behavior of PCMs relative to their bulk
heat transfer coefficient rose from 97.03 to 102.11 W/m2•K. However, properties. Another area that requires special attention is the develop­
when the microcapsule size was smaller than 100 µm, the microcapsule ment of non-invasive stability evaluation techniques for nano-ePCMs.
size had a negligible effect on the heat transfer coefficient. From a system-level perspective, ePCM slurries and dispersions are a
natural fit for PV/T collectors in which they can simultaneously perform
6. Concluding remarks: Prospects and recommendations the functions of optical filtration and thermal regulation, thus maxi­
mizing thermal and electrical outputs from the same solar input. This is
The encapsulation and suspension of solid-liquid PCMs using possible by using ePCMs to selectively absorb the non-PV-useful bands
custom-engineered shells for solar photothermal conversion and storage of the solar spectrum before reaching the PV receiver while removing
is a highly promising concept that paves the way for smart, multi- excess heat from below the PV cells at a semi-constant temperature.
functional solar fluids. The resulting ePCM slurries and dispersions Therefore, a huge capacity for future research, on the material and
elegantly combine the functions of solar absorbers, heat carriers, and system levels, is available for ePCM-based PV/T collectors. Another
storage media, thus circumventing the need for absorber plates and completely unexplored and highly interesting system-level concept is
separate TES systems. This promotes ePCM-based direct-absorption the mixing of PCM capsules with different core and/or shell materials in
systems as the next-generation of solar-thermal collectors. the same suspension. This is expected to lead to significant improve­
Relative to nano-enhanced and shape-stabilized PCMs (considered, ments in the thermal (due to the initiation of multiple phase-change
along with ePCMs, to be the most advanced and promising PCM-based processes that can span a wide temperate range) and optical (due to
solutions), ePCMs offer the often-overlooked advantage of continuous the possibility of maximizing broadband/selective solar absorption over
fluidity regardless of the working temperature and phase-change ac­ multiple spectral bands) properties of the suspension as a whole.
tivity (charging or discharging, solid or liquid). This translates into In parallel with experimental campaigns, a better understanding of
seamless integration into active-cooling systems and solar-thermal col­ the multi-scale and multi-phase nature of ePCM slurries and dispersions
lectors that require a continuously flowing fluid. Other advantages of is pivotal. Adopting purely continuum or discrete approaches was found
ePCMs over alternatives at the forefront of the PCM scene include leak- to be insufficient to completely comprehend the heat and mass transfer
proof operation over numerous thermal cycles, complete prevention of phenomena in an ePCM slurry or dispersion. Multi-scale models have the
chemical interactions between the PCM and its surroundings, and potential to overcome the limitations of continuum and discrete models
effective suppression of phase separation (incongruent melting). This is by effectively representing an ePCM system with coupled analysis on
in addition to inherently overcoming the low-thermal-conductivity issue various scales. This enables multi-scale models to describe the nonlinear
that long plagued PCMs by significantly increasing the available surface latent heat release of PCMs in agreement with experimental results.
area for heat transfer. Therefore, to capture the key physical phenomena in solar ePCMs, it is
There has been a number of interesting developments in recent years recommended that hybrid continuum-discrete methods (which do not
in the field of solar ePCMs, including the synthesis of broadband- rely on any property correlations) be used in conjunction with Mie’s
absorbing composite and multi-layered shells, the expansion of theory for encapsulated spheres.

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Ms. Samah Albdour is a PhD candidate in Mechanical Engineering at Khalifa University
[542] Maithya OM, et al. High-energy storage graphene oxide modified phase change
working under supervision of Dr. Abu-Nada and Dr. Alazzam. She got her MSc from
microcapsules from regenerated chitin Pickering Emulsion for photothermal
Kyungpook National University in South Korea. Her research topic in the PhD is in the area
conversion. Sol. Energy Mater. Sol. Cells 2021;222(May 2020):110924. https://
of phase change material and numerical simulation/modeling.
doi.org/10.1016/j.solmat.2020.110924.
[543] Goel N, Taylor RA, Otanicar T. A review of nanofluid-based direct absorption
solar collectors: Design considerations and experiments with hybrid PV/Thermal Dr. Zoubida Haddad is an associate professor at the Superior National School of Marine
Science and Coastal Planning (ENSSMAL) in Algeria. She is an alumna of Ecole

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S.A. Albdour et al. Progress in Energy and Combustion Science 93 (2022) 101037

Polytechnique, Université d’Aix-Marseille, France. Her recent research interests are in international patents. His research expertise in microfluidics, nanofluids, Dielectropho­
phase change materials, energy storage, heat transfer, porous media, nanofluids and nu­ resis, graphene, and healthcare applications of microdevices. His research in the BioMEMS
merical simulations. area has received substantial recognition in the form of awards and media appearance. He
has been the Principal Investigator of numerous research projects with budgets exceeding
$2 million. He has served as the advisor to numerous PhD and MSc students and post­
Dr. Omar Sharaf is a Post-Doc fellow at Khalifa Univesity. His research includes solar
doctoral fellows. Dr. Alazzam is a member of the editorial board of Micromachines and
photothermal conversion, colloidal dispersions, particle-laden flow, hybrid continuum-
PLOS ONE Journals.
discrete modeling, integrated energy systems, CSP and solar polygeneration systems,
concentrated photovoltaic-thermal (CPVT) solar collectors, hydrogen systems and fuel-
cells, and thermoelectric generators. Dr. Eiyad Abu-Nada is a Full Professor of Mechanical Engineering in the Department of
Mechanical Engineering at Khalifa University in Abu Dhabi, UAE. He joined Khalifa
University in 2013. Prior to that, he worked as a Full Professor at King Faisal University in
Dr. Anas Alazzam is an alumna of Concordia University – Montreal. After a brief Post-
Saudi Arabia and Associate Professor at Hashemite University in Jordan. Dr. Abu-Nada is
Doctoral Fellow appointment with the Canadian Space Agency, he joined Khalifa Uni­
an Alexander von Humboldt Fellow and a recipient of Abdul-Hameed Shoman Award in
versity in 2012. He is currently an associate professor of Mechanical Engineering and the
Jordan. Also, he received the Distinguished Scholar Award from the Arab Fund in Kuwait.
head of the microfluidics lab at Khalifa University. In addition, he is a visiting associate
His recent research interests are in nanofluid heat transport and microfluidics simulations.
professor in the department of electrical engineering at École de technologie supérieure
ÉTS. Dr. Alazzam has more than one hundred peer-reviewed publications and a number of

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