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International Journal of Caring Sciences January-April 2022 Volume 15 | Issue 1| Page 1587

Original Article

Professional Burnout: Models Explaining the Phenomena in Nursing

Antigoni Fountouki, MSc, PhD(c)


Clinical Lecturer, Nursing Department, International Hellenic University, Greece
Dimitrios Theofanidis, MSc, PhD
Assistant Professor, Nursing Department, International Hellenic University, Greece
Correspondence: Antigoni Fountouki, Nursing department, International Hellenic University,
Greece, email: antifountou@yahoo.gr

Abstract
Introduction: Burnout is a syndrome defined by emotional exhaustion leading to depersonalization
and reductions in personal accomplishments at work. The negative consequences can be negative for
the efficiency of the organization, reducing productivity and quality of care.
Aim: The purpose of this critical review is it to elaborate on the main theoretical models that describe
and interpret professional burnout in contemporary nursing.
Methods: For this paper’s needs a systematic review following the Preferred Reporting Items for
Systematic Reviews was conducted. The search engines used were PubMed, CINAHL, PsychInfo,
Scopus, and Embase. The inclusion criteria were any primary studies examining models of burnout in
nurses in peer-reviewed journals, and published in English dating back to mid-1970s until 2022.
Results: Many theoretical models have been developed by researchers who attempted to interpret
burnout syndrome and how it interacts with the individual and the environment. Hereafter are listed the
most common models for describing and explaining burnout syndrome. Thus, our search revealed nine
main models which are: Job-Demand-Control-Support; Stages of Disillusionment; Staff Burnout
Model; Model of 3 Dimensions; Unfairness and Fairness Model; 12-Phase Burnout Check; Effort-
Reward Imbalance Model and Job Demands Resources Model.
Discussion: Many studies emphasize the relationships between burnout, job dis-satisfaction and
declining mental health coupled often with cynicism. Within the theoretical analysis though, the same
factors arise which are viewed either as predictors of burnout or may be also viewed as outcomes of it.
This observation highlights a further characteristic of the burnout literature in nursing, namely the
similarity of the findings and the cross-sectional nature of the evidence. Yet, in order to promote
theoretical understanding of burnout, research needs to set priorities on the use of more routine but
concrete empirical data on employee behaviors such as attrition levels, absenteeism and turnover.
Conclusions: Nurses around the world need to recognize that burnout is a solid occupational hazard
per se that affects not only themselves but patients, organizations, health care systems and even society
in general. In this context, burnout in nursing is also associated with worsening safety and quality of
care.
Keywords: burnout, models, factors, nursing, nurses, professional, exhaustion.

Introduction shortage of nurses is related to both working


and personal conditions, such as unrealistic
A lack of healthcare provision is a major
job expectations, poor working conditions,
concern worldwide. A 2006 World Health
work demands that go beyond resources,
Organization (WHO) report addressed the
poor collective relationships, increased
issue of shortcomings of healthcare services,
workplace risks (Cao et al., 2019;Luan et al.,
in particular the shortage of nurses and how
2017). These factors have contributed
this affects national and international efforts
towards feelings of discontent and
to enhance the health and well-being of the
exhaustion amongst nurses worldwide.
world's population (WHO, 2006). This

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Changes in working conditions of nursing preventing their development and evolution


staff in recent years have shown to affect the of nursing, the objectives of which are to
working environment and may influence achieve the best results for patients. There is
negatively areas such as work satisfaction, no doubt that burnout is a serious issue
burnout, perceived quality of care and patient facing the nursing profession (Li et al., 2021;
well-being (Khamisa et al., 2016; Akman et Boamah & Laschinger, 2016).
al., 2016; Van Bogaert et al., 2014).
Numerous studies have documented the
Worldwide current budget cuts for health
negative impact of burnout. Burnout reduces
care have made the working environment
the quality of life of nurses, the level of
more difficult for nurses in general and
performance and organizational commitment
especially for nurses working in surgical
which may increase their intention to leave
units, because the workload has increased
their jobs (Aiken et al., 2002). Burnout also
and waiting lists for surgical interventions
adversely affects the quality of nursing care
have also increased. As a result, stress levels
(Hayes et al., 2006, Kanai-Pak et al., 2008;
have risen significantly and may become a
Tsolakidis et al., 2022).
burnout factor among nurses in surgical units
(Maslach & Leiter, 2016; Manzano-García & The scientific world began to take a special
Ayala-Calvo, 2014). interest in burnout syndrome after the
publication by Haebert Freudenberger in a
Nurses in this clinical area have the
psychology journal in 1974. In this article he
responsibility of the patient throughout the
described a set of symptoms that he observed
postoperative process and their role is to
the workers and volunteers in the psychiatry
ensure the quality of peri-operative care and
unit he was working in, defining burnout as a
the safety of surgical patients (Kotrotsiou et
"state of mental and physical exhaustion
al, 2021). However, some stress factors limit
caused by one's professional life"
the ability of nurses to work to provide better
(Freudenberger, 1974).
patient care. Several studies have shown that
in surgical units the working environment, Yet, the most commonly accepted definition
work stress and burnout are related to factors of burnout is that given by Christina
such as increased workload, time pressure, Maslach, defining burnout as "a
patient safety, insufficient communication multidimensional state of emotional
between team members, feeling unprepared exhaustion, depersonalization, and a sense of
for surgeries and endless demands for reduced professional achievement"
continuous learning (Zhang et al., 2020, (Maslach, 1982).
Schmitz et al., 2020, Eskola et al., 2016). Burnout is included in the 11th Review of
The surgical sector of a hospital has a major the International Classification of Diseases
role in the intended results of a health (ICD-11) as a professional phenomenon.
organization as a whole. In contrast, with all According to the World Health Organization
the other departments of a hospital the issue (WHO, 2019), burnout syndrome is defined
of the exhaustion of staff in such units has as a set of symptoms resulting from long-
been relatively poorly researched as few term work stress. The syndrome results from
publications have focused on the exhaustion unsuccessful treatment of chronic work
of nurses working in this clinical area stress and is characterized by the following
(Zangaro, et al., 2022; Johnson et al., 2017; symptoms: feeling of lack of energy,
Nantsupawat et al., 2017). exhaustion, professional distancing,
negativity, cynicism as well as a decrease in
Burnout is a syndrome defined by emotional
job performance. Moreover, WHO stresses
exhaustion leading to depersonalization and
that burnout refers specifically to
reductions in personal accomplishments at
occupational phenomena and should not be
work (Maslach and Jackson, 1986). The
applied to describe experiences in other areas
negative consequences can be negative for
of life thus in that respect it is not classified
the efficiency of the organization, reducing
as a medical condition (WHO, 2019).
productivity and quality of care (Dutra et al.,
2018; Roch et al., 2014). Burnout is thus Aim: The purpose of this critical review is it
linked to negative effects for nurses, to elaborate on the main theoretical models

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that describe and interpret professional historical nature of the theories and their
burnout in contemporary nursing. development, the search included references
dating back to mid-1970s until 2022.
Methods: For this paper’s needs a
systematic review following the Preferred Therefore, keywords used were ‘burnout’,
Reporting Items for Systematic Reviews was ‘models’, ‘factors’, ‘nursing’, ‘nurses’,
conducted. The search engines used were ‘professional’, ‘exhaustion’, together with
PubMed, CINAHL, PsychInfo, Scopus, and the Boolean operator ‘AND’ appearing in
Embase. The inclusion criteria were any both the title and the full text. Search
primary studies examining models of strategy with reasons for inclusion-exclusion
burnout in nurses in peer-reviewed journals, and the final number of papers (i.e. 64)
and published in English. Due to the included can be found in figure 1 below:

Figure 1: Flow chart of systematic search

- Electronic database search in Medline, CINAHL, PsychInfo, Scopus and Embase.


- Inclusion criteria: articles published in English, research articles and reviews, from 1974
to 2022.

734 potentially relevant abstracts 150 double entries


identified

584 potentially relevant abstracts no access to full text for 85 abstracts


remained

499 potentially relevant abstracts 143 papers excluded as they focused on


remained burnout and pharmacological interventions

356 potentially relevant abstracts 124 studies excluded as they focused on the
remained effects of burnout on healthcare systems

232 relevant abstracts remained 214 papers excluded as their main focus was
on professional issues and not burnout

64 studies met the inclusion criteria and were included for further for analysis

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Results Hereafter are listed the most common models


for describing and explaining burnout
Many theoretical models have been
syndrome. Thus, our search revealed nine
developed by researchers who attempted to
main models as shown in chronological order
interpret burnout syndrome and how it
in table 1.
interacts with the individual and the
environment (Dekker and Schaufeli, 1995).

Table 1: Main theoretical models for burnout

Model Year Authors

Job-Demand-Control-Support 1979 Karasek R.

Stages of Disillusionment 1980 Edelwich J., Brodsky A.

Staff Burnout Model 1980 Cherniss C.

Model of 3 Dimensions 1981 Maslach C., Jackson S.

Unfairness and Fairness Model 1988 Pines A., Aronson E.

12-Phase Burnout Check 1992 Freudenberger H., North G.

Effort-Reward Imbalance Model 1996 Siegrist J.

Job Demands Resources Model 2001 Demerouti E., Bakker, A.B., Nachreiner, F.,
Schaufeli, W.B.

Copenhagen model 2006 Borritz M, Rugulies R, Bjorner J, Villadsen


E, Mikkelsen O, Kristensen T.

Job-Demand-Control-Support individuals can manage these requirements,


using job skills that allow them to gain
Karasek's model of requirements and control
autonomy and control over their work. The
is a well-known theory that explains how the
model works when the employee uses the
characteristics of labor affect the
following principles:
psychological welfare of workers (Karaesk
1979). The model illustrates how work 1. Gaining autonomy in decision-making at
requirements can cause stress to workers. work,
Such requirements can be: a heavy workload,
2. Support from Superiors, Co-workers and
vagueness of roles and the pressure
Alternates; and
associated with work (Karasek and Theorell,
1990). However, the model argues that 3. Tackling the stressful demands of work.

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Stages of Disillusionment excessive fatigue and exhaustion from the


many emotional demands of their
Edelwich and Brodsky (1980) defined four
professional or personal life. The most
stages of gradual disappointment, therefore
common sources of emotional exhaustion are
explaining the beginning of burnout.
the workload and personal conflicts at work.
1. Excitement: It is the feeling that usually
2. Depersonalization: Depersonalization
comes to us when we start a new job. In the
occurs when a worker is apathetic and
first stage the worker works hard, devotes a
cynical with those receiving a service or
lot of time to the work, invests in
care; it is usually the result of intense
relationships with colleagues and patients,
emotional exhaustion and is a defensive
sets high expectations and goals that are
mechanism, providing an emotional
often not realizable.
protective ‘shield’ from the work
2. Stagnation: At this stage, the worker environment.
begins to realize that the work does not meet
3. Reduced Personal Achievement: Reduced
the expectations and objectives one had set
personal achievement occurs when a worker
and is getting disappointed.
considers themselves ineffective and
3. Disappointment and Cancelation: In this inadequate in fulfilling their duties and the
third stage, the worker's frustration is ability to care for others.
increasing and they are beginning to
Unfairness and Fairness Model
reconsider their aims and expectations.
According to the Pines and Aronson’s
4. Apathy: In the final stage, the worker feels
model, burnout is defined "as a state of
an emotional void for the work that was once
physical, emotional and mental exhaustion
fascinating, now they feel inadequate to meet
caused by long-term exposure to emotionally
the needs of patients and continue to work
demanding conditions" (Pines and Aronson,
for purely personal income reasons.
1998).
Staff Burnout Model
The authors argue that the working
According to Cherniss (1980) burnout is a environment plays a primary role in the
process associated with the worker's appearance of the syndrome and individual
frustration with work over time and consists characteristics are responsible only for the
of three stages: time of its triggering. They treat burnout as a
1. Stress stage: Work stress is created when one-dimensional concept assessed by a
the resources available are insufficient to single scale that gives an overall score (Pines
meet the expectations and objectives set by et al., 1981).
the worker. Within the healthcare workplace, the concept
2. State of exhaustion: At this stage begins of ‘unfairness’ tends to be moderated by a
the emotional exhaustion of the worker as variety of stressors associated with
signs of fatigue, helplessness and lack of difficulties in the occupational field which
interest in their work begin to appear. The are mainly not addressed or confronted.
worker becomes frustrated and can be led to Yet, more importantly, there is evidence to
resignation. suggest that the effects of unfairness may
3. Defensive end stage: The third and final affect not only the psychological health but
stage is characterized by the negative change the physiological state of the individual who
in attitude and behavior either to patients or is clearly experiencing ‘unfairness’.
to colleagues. Thus, a sense of injustice in workplace
Model of 3 Dimensions exacerbates stress and strain levels and hence
work efficacy. In this context, Fountouki &
In the multidimensional model of Maslach Theofanidis, (2021) suggest that ensuring
and Jackson (1981), burnout consists of three workplace fairness is essential for improving
dimensions: both mental health promotion and disease
1. Emotional exhaustion: Emotional prevention.
exhaustion occurs when a person feels

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12-Phase Burnout Check 10. Inner Space: Phobias and panic attacks
appear.
The 12-phase model of burnout was
developed by psychologists Herbert 11. Depression: This is characterized by deep
Freudenberger and Gail North in 1992, with despair, self-hatred, exhaustion and even
the aim for clients/patients to review suicidal thoughts.
personal and professional orientation.
12. Total Exhaustion: At this stage there are
However, it should be noted that the phases
physical disorders, psychological and
do not need to occur in the same order
emotional collapse.
(Freudenberger & North, 1992)
Effort-Reward Imbalance model (ERI)
1. Forcing to prove oneself: At this stage, the
worker wants to do their job very well ERI which was first proposed by German
(perfectionism) and the idea that being less medical sociologist Siegrist (1996), is a
than 100% devoted to it seems scary. theoretical model of a psychosocial work
environment with adverse effects on the
2. Increased Commitment: Getting the
health and well-being of workers that focuses
feeling that everything must be done by
on a mismatch between high efforts spent
oneself and quickly; this indicates that they
and low rewards and recognition received at
are irreplaceable since they can do so much
work (Ren et al., 2019).
work without asking other people for help.
This theoretical model assesses adverse
3. Neglecting one’s own needs: In this phase
health effects of stressful work experiences.
the first small errors appear. Lifestyle
Moreover, the focus of this particular model
practices become unhealthier and social
stresses the importance of high-cost/low-gain
obligations are considered secondary.
occupational conditions which are
4. Offset Collisions: Conflicts in the considered to be particularly stressful. Where
workplace and in the family environment there is low reward and little opportunity for
increase. Yet, the appearance of the first improved job status in association with high
symptoms often passes unnoticed. extrinsic or intrinsic factors, there is
increased risk for cardiovascular events in
5. Value Revision: The way things are
employees within the demanding healthcare
perceived changes. One becomes
arena. Under this light, the study of adverse
emotionally tough, and those who were
health effects within the context of high-
important in their lives become secondary
effort and low-reward conditions seems
because one looks only at the present.
appropriate, especially in view of the current
6. Problem Denial: One begins to treat the global uncertainties (Colindres, et al., 2018).
environment cynically, with reduced
Job Demands-Resources Model (JD-R)
performance at work and the first complaints
appear. The central tenet of the JD-R model is based
on the imbalance between the demands of
7. Retire: Family and friends are now treated
labor (labor resources) and the labor
as a burden, often even as hostile. Criticism
resources available to the worker to meet
can no longer be tolerated.
these demands (Demerouti, et al., 2001).
8. Change in Behavior: In this phase, there is
Under this light, work requirements are
increasingly indifference, everything is
defined as the psychological, physical, or
perceived as targeted aggression towards
organizational aspects of work, which
them. Any additional work is regarded as a
require physical and psychological effort on
burden and excuses are given to avoid it.
the part of the worker, such work
9. Depersonalization: In this phase, one feels requirements may be high workload and
no longer oneself and may describe organizational changes. Working resources
themselves as "a machine that has to work". are defined as the physical, mental and
They see their life as meaningless and organizational aspects available to the
inevitable. They also neglect their own employee to meet the requirements of the
health. job.

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Working resources may include, work burnout tool. This was to cover work-related,
control, decision-making, career client-related, and personal burnout levels.
development opportunities and Head of Unit
Their findings suggest that potential
feedback (Bakker and Dermouti, 2007). This
determinants of burnout include the
implies that job resources gain their
psychosocial work environment, various
motivational potential particularly when
social relations outside work, general
employees are confronted with high job
lifestyle factors, and finally personality
demands.
profiles.
For example, when employees are faced with
Moreover, the consequences of burnout
high emotional demands, the social support
extent to low job satisfaction, fast turnover,
of colleagues, friends and family become
increased absenteeism and overall poor
more important and more instrumental in
health.
sustaining job satisfaction and staff retention.
Discussion
Therefore, interactions between excessive
job demands and limited job resources are This review aimed to identify the main
determining factors for job strain and de- theoretical models that explain the
motivation. Thus, according to the JD-R relationships between nursing and burnout,
model, positive job resources may buffer the in order to elaborate on the factors known to
effect of job demands preventing job strain be associated with burnout in nursing. We
and burnout (Dhaini et al., 2018; Bakker et found nine models whereby associations of
al., 2003). nursing work-life and burnout are generally
clarified (Bagheri Hosseinabadi et al., 2019;
It is important to recognize which specific
Vidotti et al., 2018).
job resources may buffer the specific effects
of different job demands. Many depend on The findings show that adverse job
the work environment, including social characteristics such as intense workload,
interactions. Under this light, it can be inadequate resources, low staffing levels,
argued that the combination of excessive job high job demands, long shifts and frequent
demands and low resources may cause night shift-work, low control over working
various levels and types of job strain. conditions, work-schedule inflexibility, high
psychological demands, low task variety,
Constructive and positive performance
time pressure, low professional-autonomy,
feedback and social support are known to be
conflicting professional roles, negative
examples of having potential to buffer high
nurse-nurse and nurse-physician
job demands and associated strain in the
relationships, poor supervisor support and
healthcare arena (Liu et al., 2018; Lavoie et
inadequate leadership, negative team spirit
al., 2018; Schaufeli et al., 2009).
and job insecurity were all associated with
The Copenhagen model burnout in nursing (Khatatbeh et al., 2022;
Lewis & Cunningham, 2016; Rouxel et al.,
The Copenhagen model is the latest model of
2016).
burnout and was created by Borritz et al.,
(2006), during the Danish Project on The field is vital for supervisors and nursing
Burnout, Motivation and Job Satisfaction staff to recognize the vast complexities
(PUMA) a long-term study on 2,391 involved when trying to prevent burnout
employees from different organizations in (Lee et al., 2019; Giorgi et al., 2018). This
the human service sector on the burnout of critical review identifies the key models
human service workers launched in 1997. involved in understanding, explaining and
quantifying burnout and thus, possibly serves
The Copenhagen model consists of three
as a primary checklist for tackling the
scales measuring personal burnout, burnout
‘pathways’ leading to burnout on nursing
and client-related burnout, for use in
staff (Shao et al., 2018; Moloney et al.,
different areas. Thus, the authors during their
2018).
5-year prospective intervention study
comprising collected data at baseline and at Moreover, many studies emphasize the
two follow-ups in order to develop a new relationships between burnout, job dis-

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satisfaction and declining mental health ‘hazard’ that needs prompt and tactful
coupled often with cynicism. Within the tackling.
theoretical analysis though, the same factors
Finally, nurses around the world need to
arise which are viewed either as predictors of
recognize that burnout is a solid occupational
burnout or may be also viewed as outcomes
hazard per se that affects not only themselves
of it (Liu & Aungsuroch, 2018).
but patients, organizations, health care
This observation highlights a further systems and even society in general. In this
characteristic of the burnout literature in context, burnout in nursing is also associated
nursing, namely the similarity of the findings with worsening safety and quality of care.
and the cross-sectional nature of the evidence
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