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EXECUTING BROKER MPID CLEARING BROKER

AALC 0226
ABAI 0279
ABBK 0158
ABDA 0158
ABDW 0158
ABEA 0158
ABEN 0158
ABHE 0158
ABLE 0031
ABNA 0349
ABRM 0534
ABST 0158
ACAD 0443
ACAP 0235
ACCI 0226
ACCP 0158
ACCU 0052
ACII 0158
ACLP 0235
ACLV 0294
ACPL 0235
ACPS 0534
ACRA 0436
ACRN 0235
ACSL 0226
ACSS 3450
ADAM 0161
ADMS 0534
ADSB 1476
ADSO 0141
AEFA 0756
AESX 0355
AETL 0158
AEXG 0158
AFCO 0284
AFMG 0235
AFSS 0750
AGCO 0052
AGCP 0052
AGES 0750
AGIS 0235
AGPM 1043
AGTS 0158
AHSI 0141
AIRS 0279
AISG 0235
AJCO 0443
ALBS 0158
ALCG 0235
ALFA 0551
ALGP 0235
ALGR 0158
ALIS 0235

737373DTCC Public (White)


#
ALLC 0436
ALLE 0226
ALLN 0443
ALNC 0226
ALPS 8072
ALTR 3164
ALTU 0158
AMBB 0141
AMER 0235
AMMS 0141
AMRI 8199
ANDG 0235
ANOS 0235
ANOV 0750
AOSD 0158
APBO 0158
APCA 3021
APCC 0158
APOG 8430
APRO 0158
APRT 0226
APTO 0103
APXO 0158
APXS 0052
AQUA 0197
AQUB 0197
ARBC 0235
ARCA 0436
ARCD 0443
ARIC 0052
ARKI 0226
ARQS 0279
ARRB 0436
ARSC 1043
ARVS 0443
ASCM 0052
ASEL 0370
ASII 0226
ASLB 0370
ASLT 1043
ASOI 0226
ASPI 0534
ASSO 0075
ATIS 0052
ATKC 0141
ATMC 0100
ATPA 0161
ATRA 4305
ATRU 0695
ATVT 0443
AUTO 0505
AUTX 0100
AVEN 0226
AVEW 8199

737373DTCC Public (White)


#
AVIL 0158
AVML 0443
AVNU 0158
AVSC 0294
AVSI 0443
AVTR 8199
AXCL 0052
AXCS 0443
AXGP 0443
AXIO 0279
AXOS 0052
AXXX 8601
BALA 0005
BALE 0443
BALS 0750
BANK 0701
BARD 0547
BARR 0226
BATM 0050
BATS 8199
BAYC 0161
BAYP 0161
BAYT 0005
BBGC 0235
BBHC 0010
BBII 0235
BBOK 0229
BCDX 0229
BCEP 0551
BCEX 0161
BCMX 0443
BCPI 0279
BCPL 0750
BCRK 0279
BCSA 0443
BCWM 4077
BCZC 0443
BDCO 0534
BDTM 0235
BEAF 0235
BEAR 0352
BELZ 0627
BERN 0013
BERS 0235
BEST 0352
BESX 8199
BFEC 0443
BFFI 0226
BFSL 0235
BGCE 0161
BGCF 0537
BGHT 0141
BGIS 0443
BGMI 0158

737373DTCC Public (White)


#
BGSG 0226
BHIS 0052
BHKS 0141
BIDS 0161
BIGG 0005
BIGP 0443
BIGZ 0443
BIMI 0136
BIRM 0013
BISB 0286
BISE 0286
BISG 0286
BISH 0286
BISI 0443
BISO 0286
BJCM 0235
BJRC 0235
BKCM 0443
BKRT 0235
BLAS 0595
BLAV 0013
BLCK 0534
BLKX 0067
BLNI 0226
BLOC 0158
BLOX 0443
BLTD 0695
BLTK 0443
BLUE 4305
BMOC 0045
BMSI 0750
BMSY 0294
BMUR 0443
BNBB 0750
BNCH 0235
BNJM 0235
BNPS 2154
BNPX 2154
BNTE 0158
BNYN 0226
BOBS 0534
BOKI 0443
BOLL 0279
BPWP 0226
BRBR 0279
BRCY 0443
BRGE 0052
BRLI 0226
BRLY 0158
BRNK 0226
BROC 0443
BRPR 0534
BRRR 8199
BRSA 0103

737373DTCC Public (White)


#
BRSE 0226
BRUT 0568
BRVL 0443
BRWM 0226
BSCM 0052
BSPI 0235
BSSC 0352
BTBS 0695
BTCK 0158
BTDG 0161
BTGP 2402
BTIG 0005
BTIM 1043
BTIS 0443
BTSI 0158
BTSS 0279
BUMP 0158
BUNT 5017
BVIS 0235
BWNA 0235
BXXX 8602
BYXM 0050
BYXX 8199
BZTN 0141
BZWV 0005
BZYD 0005
BZYF 0005
BZYJ 0005
CAAA 0750
CABR 0161
CADG 0005
CAES 0734
CAFS 0158
CAGI 0279
CAIB 0534
CALD 0103
CALT 0279
CAMC 0052
CANA 0443
CANR 0388
CANT 0696
CAPC 0235
CAPE 0279
CARY 0141
CASH 0158
CATE 0235
CATH 0534
CATS 8430
CBLC 0505
CBOL 0226
CBRA 0103
CBRC 3450
CBRV 8199
CBTD 0226

737373DTCC Public (White)


#
CBUZ 0695
CCAI 5046
CCAT 0505
CCCO 0226
CCIG 0235
CCMB 0443
CCMI 0443
CCMK 0005
CCMM 0235
CCMX 8430
CCOC 0235
CCPM 0595
CCPP 0235
CCSS 0226
CCUS 0100
CDEA 0438
CDED 8430
CDEL 0161
CDFS 0052
CDGO 0551
CDLC 0395
CDMI 0005
CDON 0534
CDRG 8430
CEDL 8430
CEMM 8430
CEON 0235
CERS 0226
CFCD 0005
CFCO 7311
CFCS 0005
CFDI 0226
CFGM 0235
CFGN 0103
CFGT 0235
CFII 0235
CFIN 0279
CFPT 0197
CFRC 3259
CFSI 0052
CFSX 0794
CGQT 0505
CGWM 0443
CGXS 0067
CHAS 0164
CHBC 0235
CHCH 0226
CHCK 0226
CHDA 0141
CHDN 8199
CHLC 0443
CHLM 0226
CHPP 0624
CHRD 0158

737373DTCC Public (White)


#
CHUB 0226
CIBP 0438
CICC 0443
CICF 5046
CIIV 0052
CIMB 0005
CIOI 0505
CIRI 0443
CISI 0352
CIST 0161
CISV 0226
CJSC 0443
CLDN 0235
CLHT 9132
CLIC 0158
CLRK 0235
CLSA 0161
CLSC 0235
CLST 9132
CMBA 0551
CMBB 0551
CMBC 0551
CMBD 0551
CMCE 0226
CMMW 0226
CMPR 0158
CMPT 0750
CMRA 9132
CMSI 0279
CMTT 0695
CNAB 1186
CNCD 0235
CNFR 0443
CNSI 0226
CNTR 0103
COAK 0443
COAS 0141
CODA 0161
COEI 0052
COEX 0161
COFS 0279
COHN 0235
COHR 9132
COKE 0235
COMP 0595
CONI 0235
CONR 0235
COOR 0141
COWN 0100
COWP 0226
COWR 0443
COWX 0161
COWZ 0100
COYL 0235

737373DTCC Public (White)


#
CPEM 0161
CPLC 0595
CPNT 8199
CPRC 0235
CPRM 8199
CPST 9132
CRAG 0443
CRCM 0235
CRDL 0235
CRED 0443
CRFN 6769
CRIT 0294
CRNJ 0103
CROS 0355
CRPT 0235
CRTT 0695
CRUS 0005
CRYN 0235
CSAI 0793
CSAP 0141
CSCM 0279
CSEC 8430
CSGI 7587
CSIN 0161
CSIX 0443
CSMI 0534
CSMM 9132
CSOT 9132
CSPD 0197
CSPI 0235
CSSA 0695
CSTI 0161
CTAS 0443
CTCO 0534
CTDL 0551
CTDN 0352
CTLA 0443
CTNL 0235
CTRD 3856
CTSC 0443
CUAL 3450
CUAN 3450
CUAX 3450
CUFT 0226
CUGS 8199
CURG 3450
CURI 3450
CURM 3450
CURO 3450
CURT 3450
CURV 3450
CUTT 0141
CUTW 0235
CUWB 0103

737373DTCC Public (White)


#
CVCN 0158
CVRB 0005
CWMC 0438
CWMK 0438
CXCX 0505
CXPS 0534
CXXX 8603
CYND 0443
DABS 0534
DADA 0361
DAIN 0235
DAIS 0052
DARA 0235
DARQ 0568
DART 0005
DASH 0161
DAVA 0443
DAVS 0103
DAWA 0647
DBAB 0573
DBAE 0573
DBAT 0573
DBAX 0573
DBIB 0573
DBLV 0573
DBMS 0573
DBPC 0443
DBPR 0573
DBPT 0573
DBQT 0573
DBRC 0573
DBRT 0573
DBST 0573
DBUL 0573
DCAF 0226
DCHF 0695
DCMI 0226
DCSD 0235
DCVL 0005
DEAN 0015
DEDT 0695
DEFA 0443
DEGS 0005
DEIF 0551
DEMA 0534
DEMP 0100
DENI 0279
DESJ 5028
DETF 0005
DEXP 0551
DFIN 0161
DFPG 0235
DFTA 0695
DFTR 9132

737373DTCC Public (White)


#
DGLE 0695
DIBS 0226
DIGG 0595
DINO 0103
DJGW 0141
DJMA 0158
DJSA 0750
DJST 0443
DLAI 0235
DLPS 0595
DLSI 0226
DLTA 8445
DLZT 0235
DMER 0551
DMKC 0141
DNID 0100
DNOR 0005
DNSR 0158
DNWL 0443
DOFT 0443
DOMI 0279
DOMS 0235
DOPE 0158
DORN 0235
DOTC 0226
DOVE 0226
DOWL 0443
DPAA 0235
DRAT 0571
DREX 0235
DRIV 2402
DRSC 0443
DRTG 0005
DRTL 0695
DRTR 0005
DRVW 0235
DRWC 0005
DRWJ 0551
DRWK 0695
DRWM 0005
DRWP 0695
DRWS 0005
DRWW 8199
DRXL 0443
DSNG 0695
DTEX 0235
DTTX 0295
DUST 0161
DVEQ 0695
DVSE 0695
DWEL 3856
DWEQ 0551
DWIZ 0235
DWLY 2402

737373DTCC Public (White)


#
DXXX 8604
EAMC 0235
EAMG 0235
EBKR 0537
EBRD 0103
EBXL 0161
ECCC 0534
ECFI 0158
ECUT 0100
EDDI 0294
EDDY 0294
EDFC 0443
EDFI 8873
EDFO 0158
EDFP 8873
EDJC 5012
EDJO 0057
EFHT 0235
EGAM 0050
EGAW 8199
EGLE 1043
EGXM 0050
EGXW 8199
ELET 0388
ELEV 0235
ELSH 0534
EMOC 0750
ENTR 0235
EQHA 0075
EQSV 0226
EROM 0551
EROP 0158
ESBD 0235
ESPD 0696
ETBE 9132
ETCB 3505
ETCL 0015
ETDX 9132
ETEJ 9132
ETFU 9132
ETLS 0100
ETMM 0005
ETNY 0100
ETOR 0158
ETRD 0100
ETRF 0161
ETRS 0015
EVRS 0052
EWMX 0279
EXEQ 1043
EXOS 1043
EXSS 1043
EXTF 0534
EZOP 0158

737373DTCC Public (White)


#
FALC 0103
FARA 8199
FATS 0443
FBCO 0355
FBLM 0235
FBLT 8199
FBNS 0235
FBPC 0443
FBSB 0280
FCCP 0141
FCCU 5059
FCML 0279
FCMP 0595
FCST 0443
FDMI 0571
FDSC 0158
FDSI 0141
FEDR 0235
FENX 0595
FFCM 0235
FFGI 0235
FFSI 0158
FGIC 0534
FGOE 0226
FHON 0235
FIBS 0226
FIDT 5040
FIGG 0750
FINF 0235
FISA 0443
FISH 0235
FJRF 0052
FKSC 0235
FLAT 0226
FLEX 0158
FLIB 0235
FLIO 0158
FLTG 0005
FLTL 0235
FLTU 0551
FLWT 0161
FMAF 5008
FMAT 0608
FMCO 0443
FMEX 0750
FMGF 0695
FMNC 0226
FNBR 0728
FNET 0141
FNFD 0443
FNIC 0443
FNNL 0158
FNSJ 0443
FNTN 0158

737373DTCC Public (White)


#
FNXE 0158
FNXS 0750
FOGS 0235
FOMA 0188
FORD 0052
FORI 0750
FQLA 0695
FQLB 0695
FQLS 0695
FRCE 2402
FREC 0158
FRKS 0294
FRSO 0534
FRTN 0103
FRTS 0534
FSRP 0443
FTBR 0728
FTEN 0226
FTIT 0005
FTLP 8244
FTRD 0161
FTSC 0202
FUTA 4272
FUTC 4272
FUTG 4272
FUTI 4272
FUTJ 4272
FUTM 4272
FUTU 0534
FWSI 0141
GABE 0534
GAFI 0235
GAGN 0226
GARB 0148
GARC 0161
GARR 0226
GARW 0595
GATE 0505
GBMT 0443
GCPL 0750
GDOC 0551
GEBB 0551
GELB 0005
GELP 0235
GENS 0279
GENW 0226
GETS 0295
GFIG 0537
GFIS 0005
GFLO 0295
GFRY 0695
GFYC 0438
GHCC 0226
GILG 0226

737373DTCC Public (White)


#
GJSS 0235
GLED 0283
GLII 5005
GLIP 5062
GLIR 5021
GLIS 5036
GLLL 0279
GLPX 9132
GMSE 0750
GMSG 0443
GONE 0551
GPCA 0235
GPCE 9132
GPCW 8199
GPSI 0534
GPSS 0443
GPTG 0534
GRAD 0235
GRBD 0052
GRFN 0103
GRIL 0235
GROD 0226
GRPS 0226
GRWD 0052
GSBI 0279
GSCO 0005
GSCS 0005
GSFS 0352
GSLT 0005
GSLZ 0005
GSMM 0005
GSQQ 0005
GSSC 0161
GSSI 0052
GSUU 0005
GSVV 0005
GSWW 0005
GSXX 0005
GSYY 0005
GTBY 0158
GTEX 0005
GTNA 0294
GTSB 0005
GTSM 0005
GTSW 0005
GTSY 0005
GTSZ 0005
GTTX 0695
GUGI 0526
GUGS 0443
GVSA 0100
GWDS 0534
GZML 0161
HACA 0701

737373DTCC Public (White)


#
HAFS 0279
HALA 0534
HALO 0235
HAPB 0161
HAPI 0158
HARC 0235
HARS 8199
HASF 5058
HAVK 0235
HAZL 0226
HBCA 0430
HBCL 0430
HBIF 0695
HBIW 0695
HCGC 0103
HCMX 0235
HCTA 0005
HCWW 0235
HDVS 0226
HEAD 0443
HEDG 0158
HENN 0235
HENY 0443
HIGG 0235
HNTR 0443
HOLD 0430
HONR 0235
HOOD 6769
HOPK 0750
HORW 0534
HOVD 0103
HPOL 0141
HPOM 0235
HPSR 0534
HRBF 0756
HRFS 0750
HRGR 0235
HRTF 0369
HRTW 0369
HRTX 0369
HSAC 0158
HSBC 0816
HSBK 0816
HTCM 0235
HTIS 0443
HTSC 0750
HUCO 0226
HUNT 0141
HWJC 0052
HWLS 0443
HYSI 0226
IAAK 0279
IAEW 0595
IAEX 0235

737373DTCC Public (White)


#
IATS 0017
IBCO 0534
IBDF 0750
IBFS 0824
IBKR 0534
IBND 0103
IBSH 0595
IBSJ 0052
ICBC 0824
ICBK 0388
ICBX 0067
ICCP 0443
ICCS 0750
ICDS 0750
ICEN 0443
ICFS 0534
ICMH 0235
ICON 0235
ICRD 0551
ICVT 8430
IDAY 0103
IELP 8430
IEOS 0534
IEQY 0551
IESI 0443
IEXG 0161
IFCS 0161
ILND 0520
ILNK 0750
IMCC 0005
IMCS 0005
IMCX 0005
IMMG 0226
IMPC 0443
INAB 0695
INAM 0695
INCA 0067
INCD 0100
INCE 0067
INCR 0067
INCV 0294
INCX 9132
INCY 9132
INDB 0067
INDX 0158
INDY 0695
INET 0568
INFI 0279
INFX 0067
INGF 0270
INGS 0124
INJX 0536
INNO 0052
INPI 0235

737373DTCC Public (White)


#
INSR 0067
INTB 0158
INTL 0161
INTW 0067
INTX 0235
ISCN 0235
ISEY 0520
ISIG 0226
ISLL 0052
ISSI 0052
ITAU 0443
ITCC 0750
ITGC 5059
ITGI 0295
ITGP 0295
IURS 0534
IVNT 0235
IVOL 0235
JANE 0352
JANS 0352
JANY 0374
JBLK 0019
JDRB 0595
JEFF 0019
JEFM 0235
JEFX 0536
JEVO 0235
JEXF 0536
JGRC 0103
JGUN 0235
JHDR 0052
JHYT 0019
JKFS 0279
JLEQ 0161
JMLS 0235
JMPT 0551
JMSI 0374
JNST 0352
JOHN 8072
JONE 0161
JPBX 0352
JPII 0534
JPME 0352
JPMG 0352
JPMP 0352
JPMS 0352
JPMT 0352
JPMX 0352
JPPB 0443
JRCO 0226
JSAP 8497
JSCA 0352
JSCL 0052
JSCO 3856

737373DTCC Public (White)


#
JSCT 0005
JSEB 0161
JSEG 0161
JSJX 0352
JSML 0551
JSOL 0551
JSPT 0352
JSSC 3492
JSSF 0226
JTOT 0005
JUSX 3856
JVBF 0235
JVBG 0443
JVDA 0534
JWCF 0226
JWTT 0158
JXLI 0536
KALA 0226
KALS 0235
KAPG 0158
KART 0750
KBKF 0695
KBWI 0793
KCGM 0295
KCIM 0235
KCIX 0279
KCMP 0295
KCRD 0052
KEEN 0279
KELG 0295
KELL 0295
KENS 0279
KEYB 0443
KEYS 2402
KING 0235
KISA 0294
KNGW 0158
KOVS 0226
KRCO 0235
KRMQ 0158
KRSH 0005
KRTH 0235
KUYK 0279
KYAN 0103
LAFB 0235
LAFC 0443
LAFF 0443
LAFI 0750
LAGI 0226
LAMA 0141
LAMP 4305
LANE 0235
LASI 0141
LASS 0226

737373DTCC Public (White)


#
LATG 0537
LATM 0537
LATN 0443
LATS 0229
LBKI 0235
LDGA 0052
LDIL 0226
LDLW 0750
LDOT 0235
LEAD 0226
LEBO 0226
LEDE 5071
LEER 0443
LEHB 0229
LEHM 0229
LEHP 0229
LESW 0443
LEXM 0158
LEYA 0235
LFAC 0226
LFRO 0235
LGLL 0534
LGNT 0052
LGSA 0158
LHMA 0229
LHMB 0229
LHSB 0229
LIFG 0279
LIME 8199
LINC 0158
LIVC 0294
LIWM 0695
LIWO 0695
LMAR 0226
LMGP 8199
LMKO 0235
LMNX 0226
LMPC 0695
LMPT 0695
LNCL 0443
LOMB 0141
LOOP 0443
LOUE 0161
LOUI 0005
LPCA 3856
LPCM 0103
LPFS 0235
LPSP 1043
LQFI 0505
LQNA 0005
LQNB 0005
LQNF 0005
LQNT 0005
LQPT 0161

737373DTCC Public (White)


#
LRBC 0235
LSAH 0229
LSCM 0235
LSCP 8199
LSKO 0226
LSPS 8199
LSSI 0750
LSUS 0443
LTAA 0226
LTCO 0226
LTCS 0141
LTPL 0355
LVAR 0443
LVMR 0235
MACC 0226
MACQ 0114
MADV 0443
MATD 3856
MATI 9132
MAVB 0103
MAXC 0537
MAXM 0443
MAXN 0537
MBSE 0052
MBTS 0158
MBUS 0052
MCAP 0161
MCBT 0235
MCMF 5076
MCMG 0279
MDBC 0534
MDEB 0141
MDGP 0235
MEAL 0226
MEMX 0161
MERC 0235
MERP 0235
MESF 0443
MEXD 0551
MGIS 5008
MGPC 0534
MGTX 0695
MIAM 0141
MIDL 0226
MILE 0052
MILN 0235
MINP 0235
MINT 0537
MINV 0235
MIRA 1043
MISL 0161
MITR 0443
MJWH 0235
MKRT 0235

737373DTCC Public (White)


#
MKTI 0226
MKTX 4265
MKTY 4265
MLBC 0161
MLCA 0161
MLCB 0161
MLCC 0161
MLCD 0161
MLCG 0161
MLCO 0161
MLCP 0161
MLCQ 0161
MLCS 0161
MLCX 0161
MLEL 0161
MLEX 0161
MLIX 0161
MLMA 0671
MLPK 0161
MLPL 0075
MLRM 0161
MLRO 0161
MLSE 0161
MLSK 0161
MLSL 0161
MLTA 0161
MLTC 0161
MLTE 0161
MLTI 0161
MLTJ 0161
MLTK 0161
MLTL 0161
MLTP 0161
MLTQ 0161
MLTR 0158
MLTX 0161
MLUA 0161
MLUB 0161
MLUC 0161
MLUD 0161
MLVX 0161
MLWM 0671
MLZB 0161
MLZC 0161
MLZD 0161
MLZE 0161
MLZF 0161
MLZI 0161
MLZJ 0161
MLZL 0161
MLZM 0161
MLZN 0161
MLZO 0161
MLZP 0161

737373DTCC Public (White)


#
MLZQ 0161
MLZR 0161
MLZS 0161
MLZT 0161
MLZU 0161
MLZV 0161
MLZW 0161
MMNT 0158
MNCO 0279
MNDC 4305
MNDX 0235
MOCM 0235
MOFI 0158
MOFO 1497
MOKO 0695
MOLO 0235
MONR 0226
MORE 0361
MPLA 0158
MPLW 0226
MPSG 0161
MRAD 0052
MRBA 0052
MRCY 0520
MREC 5029
MRNA 0161
MRSC 0287
MSBT 0445
MSCB 0279
MSCO 0050
MSEC 0235
MSED 0050
MSEM 0050
MSET 0050
MSFP 0050
MSLC 0534
MSML 0050
MSMP 0050
MSNY 0015
MSPL 0050
MSPW 0050
MSRO 0226
MSRP 0050
MSTC 0226
MSTI 0050
MSTW 0050
MSTX 0050
MTCA 0279
MTDB 0443
MTGO 0158
MTLE 0235
MTRX 1186
MTSL 0226
MUFG 0076

737373DTCC Public (White)


#
MULA 0534
MULL 8199
MURJ 0750
MVMP 0534
MWCC 0235
MWIL 0235
MYSS 0158
MZHO 0892
NACL 0279
NACM 0161
NADL 0235
NAMI 0695
NAPK 0052
NASC 0279
NASJ 0352
NBAR 0226
NBCS 0235
NBFI 5008
NBKT 8353
NBLB 0226
NEED 0443
NEFO 0608
NEHL 0235
NENB 0608
NEST 0235
NEUS 0534
NFBS 2402
NFGR 0141
NFSC 0226
NFTY 0235
NHWI 0141
NIAD 0052
NICK 0161
NITC 0295
NITD 0295
NITE 0295
NITP 0295
NITX 0295
NMRA 0180
NMRB 0180
NOBL 0750
NORC 0235
NORM 0695
NORT 0443
NORW 0250
NOSO 0443
NPNT 0005
NPTP 0443
NQBX 0163
NQOP 0520
NQPX 0237
NQRB 0568
NSDQ 0759
NSFP 0235

737373DTCC Public (White)


#
NSIF 5061
NSRD 0235
NTBF 5043
NTFN 0052
NTRC 0226
NUMS 0750
NVEN 0448
NVGT 0388
NVSR 0158
NWCM 0235
NWIA 0750
NYFT 0100
NYFX 0100
NYLS 0226
OAIF 0158
OAKR 0235
OBDS 0695
OBEX 0534
OBWS 0226
OCAC 0235
OCEA 0052
OCEN 0568
OCTG 0295
ODCO 0279
ODNC 0235
OFGF 0235
OFKS 0235
OFMC 9132
OGRU 0161
OGTL 0005
OHIO 0226
OHOS 0551
OLDM 0005
OLMN 0005
OLNE 0279
OMMA 0005
ONEC 0505
ONEL 0161
OPAL 8199
OPCO 0571
OPTG 0005
OPTU 0695
OPTY 0158
OSFI 0534
OTAA 0551
OTCE 0235
OTCN 0158
OTCX 0158
OTSB 0103
PACT 0443
PAPP 0534
PARK 0750
PASF 2402
PASL 0443

737373DTCC Public (White)


#
PATR 0624
PAUL 0595
PBON 0161
PCAP 0608
PCCA 0279
PCFF 5075
PCIS 0226
PCKG 0695
PCPT 8460
PCSG 0158
PECA 0388
PERC 0279
PERO 9132
PERS 0443
PERX 0443
PFCG 0279
PFCL 0158
PFCM 0158
PFDC 0235
PFPI 0161
PFRA 0443
PHBP 0052
PHLY 0520
PHRS 0279
PICF 5027
PICI 0279
PICK 0235
PICL 0052
PICT 5027
PIER 3018
PINA 0141
PIPR 0443
PISC 0750
PIUS 5075
PJCX 0443
PJEF 0443
PKSD 8460
PLAT 0443
PLHT 0750
PLTF 0534
PNCC 0226
PNCS 3856
PNFP 0279
PNSA 0235
PNSR 0161
PODE 0235
POPS 0226
PPFD 0443
PPNY 3450
PPPP 0122
PPSI 0235
PPSL 0443
PRDG 0551
PREB 0005

737373DTCC Public (White)


#
PRFT 0158
PRJX 0695
PRST 0551
PRUC 0226
PRXX 2793
PSFL 0534
PSII 0226
PSIM 0226
PSRI 0103
PSUT 0235
PTFI 0221
PTIS 0235
PTIX 0534
PTLV 8353
PTSB 0534
PUBV 3341
PULX 0067
PUMA 8199
PUMX 8199
PUND 0551
PUPL 0226
PURE 0161
PURP 0279
PWCP 0534
PWJC 0221
PWJX 0221
PXCJ 0161
PXGA 0551
PXGG 0695
PXGJ 0352
QAMM 0294
QBSI 0226
QCAP 0235
QCAS 0226
QEDA 0695
QGSB 0158
QLBR 0695
QMSR 0235
QMSX 0595
QNTX 0294
QRQR 0534
QUOI 0279
RAAA 0052
RAAI 0226
RABO 0443
RACO 0158
RAJA 0725
RAYG 0443
RBAC 0235
RBCD 0235
RBCF 5002
RBCM 0235
RBCX 0235
RBDG 0158

737373DTCC Public (White)


#
RCKF 0534
RCMA 0235
RCMI 0608
RDBN 0443
RECA 5029
REGN 0443
REGR 0141
REPP 0226
REVO 2402
RFRC 0279
RGLD 0279
RGLS 0235
RHCO 0226
RHDS 0141
RHOX 0005
RHPP 0750
RICJ 0235
RICM 0235
RIED 0235
RILY 0226
RJFI 0390
RKWS 0235
RLIN 0005
RMAC 0235
RMPI 0141
RNYB 3350
ROAR 0103
ROBT 0443
ROCK 0226
ROCM 0443
ROMO 0141
RONI 0005
ROSN 0443
ROTB 0235
ROTH 0161
RPTR 0235
RREZ 0443
RRUD 0235
RSCM 0235
RSKY 0695
RSSE 0443
RTHS 0443
RWPS 0443
RWSM 0279
RYDS 0235
SAFS 0750
SAFX 0235
SAGE 0141
SAGL 9132
SAGP 8199
SAGR 4305
SAGT 3856
SAIN 0226
SALI 0750

737373DTCC Public (White)


#
SALL 0534
SALT 0750
SAMI 0226
SANC 3499
SANT 0443
SARG 0226
SAVY 0235
SBER 0013
SBLS 0235
SBLT 0226
SBRO 0443
SBRT 0226
SBRX 0445
SBSC 0226
SBSH 0505
SBSI 0103
SBSL 1043
SCAP 0595
SCBO 0013
SCBT 0013
SCFA 0226
SCIL 0052
SCMC 0096
SCMF 5011
SCSI 0370
SCSS 0750
SDIC 0235
SEAP 0226
SEBR 0279
SEEL 0443
SEFB 0052
SEIB 0158
SEIC 0295
SEID 0388
SEIF 0696
SEMT 7311
SERL 0443
SETX 0695
SFGB 0161
SFSI 0235
SGAL 0534
SGAS 0286
SGBI 0226
SGFC 0226
SGLC 0235
SGMA 0005
SGMT 0005
SGNL 0279
SGOV 0286
SGSM 1043
SHMR 0695
SHOT 0005
SHYR 0158
SIBO 8199

737373DTCC Public (White)


#
SILC 0158
SILK 0005
SIMP 0551
SKTR 0279
SLRD 0226
SMCO 0235
SMHI 0443
SMNS 0226
SMPX 0695
SMRD 0443
SMRI 0226
SNCC 0534
SOCO 0443
SOFI 0158
SOGO 0158
SOHO 0161
SORS 0235
SOVG 0226
SPBR 3856
SPCS 0052
SPCX 8199
SPDR 4305
SPEX 0235
SPFI 2402
SPGS 0161
SPHN 0443
SPLC 0226
SPLN 0103
SPLX 0005
SPNN 0052
SPOT 0005
SPTD 0052
SPTS 0158
SQTF 0695
SSBS 0189
SSCO 8457
SSEI 0824
SSGC 0226
SSGM 0226
SSGR 0443
SSIN 0226
SSLC 0279
SSLL 0189
SSNE 0226
STEP 0235
STFC 0443
STFL 0793
STFX 0793
STGC 0279
STHR 0388
STKP 0158
STNH 0534
STOV 0443
STOX 0445

737373DTCC Public (White)


#
STRM 0005
STRS 0161
STSB 3856
STSH 0158
STSV 3856
STTT 0052
STUR 0158
STXG 0445
SUFI 0551
SUMI 0443
SUNF 0695
SUNI 0695
SUNT 0695
SUNX 0695
SUSQ 0551
SUST 0235
SVBS 0443
SWIM 0188
SWSS 0443
SWST 0279
TAGB 0052
TAGC 1043
TAGD 1043
TAIQ 8199
TAPP 0294
TBCL 0750
TBCR 0235
TBGO 4305
TBIA 0158
TBIS 0158
TBLK 4305
TBRD 0226
TBRO 8199
TCBI 0443
TCBR 0158
TDAR 0188
TDCO 0235
TDED 0284
TDFS 0052
TDFV 0294
TDNF 2568
TDSI 0226
TFAS 0443
TFSL 0235
THEM 0235
TIAD 8199
TIAN 0226
TIGC 0235
TIGE 1043
TIRE 0695
TJMI 0235
TKEQ 1186
TKNG 0158
TLSA 4230

737373DTCC Public (White)


#
TMAS 0235
TMBI 0141
TMBR 0534
TMCD 0235
TMIN 0443
TOCQ 0443
TONE 8199
TORB 0294
TORI 0750
TORX 0284
TOUR 0005
TPIS 0161
TPMR 0141
TPMX 0695
TPRO 4305
TPTG 2402
TPVC 0294
TRAD 0271
TRBT 0083
TRCJ 0352
TRCM 0695
TRCS 0388
TRCX 0695
TREX 1043
TRIB 0235
TRID 0226
TRIM 0295
TRIP 0235
TRLN 0551
TRMZ 0161
TRSH 0279
TRSQ 0443
TRUB 0141
TRWN 0443
TRYC 0158
TRYN 0279
TSCD 0235
TSPI 0141
TSSM 0161
TTAL 0695
TTSI 0158
TTTG 0294
TTTS 0158
TTTX 0695
TWDP 0443
TWIT 0158
TWTT 0158
TWXS 0161
TYLO 1186
TZCL 0712
UBII 0221
UBSA 0642
UBSB 0642
UBSI 0141

737373DTCC Public (White)


#
UBSS 0642
UBSW 0642
UBSX 0642
UCAP 0750
UCCM 0279
UCML 0052
UFPF 0226
UHLM 0235
UMBF 0226
UNIV 3856
UPLN 0443
USCA 0226
USDB 0279
USEC 3450
USFB 0595
USIC 0226
USLF 5075
USSI 0279
USTZ 0595
UVUV 0161
VALA 0294
VALD 0295
VALI 0226
VALR 0295
VALU 0294
VALX 0295
VBLT 0226
VBSL 0595
VCAB 0294
VCAX 0294
VCBB 0294
VCBY 0294
VCCA 0294
VCEC 0294
VCEL 0294
VCEX 0294
VCFL 0294
VCFN 0235
VCFS 0294
VCGD 0294
VCGL 0294
VCGO 0005
VCGP 0294
VCGS 0294
VCGT 0294
VCIN 0294
VCIT 0294
VCKW 0294
VCLT 0294
VCMA 0294
VCPR 4424
VCPS 0294
VCSG 0294
VCSH 0294

737373DTCC Public (White)


#
VCSK 0294
VCSM 0294
VCSO 0294
VCSS 0294
VCST 0294
VCSV 0052
VCTC 0294
VCTH 6019
VCTP 0294
VCTS 0294
VCTY 0294
VCUG 0294
VCUS 0294
VCVL 0294
VCVS 0294
VCVT 0294
VCVU 0294
VCVV 0294
VCVW 0294
VCWC 0294
VEAA 3856
VEAB 3856
VEAD 3856
VEAE 3856
VEAF 3856
VELC 0294
VERF 0235
VERT 8199
VESB 0158
VEST 0750
VETS 0235
VFSI 2402
VGRD 0062
VHTO 0294
VIEW 4305
VIRT 0295
VKMI 0692
VLCT 0294
VLEO 0158
VLET 0294
VLFX 0294
VLMM 0294
VLNT 4305
VLOX 3856
VMDI 0443
VNDM 0443
VNMS 0295
VORP 0103
VPEW 0158
VSIN 0595
VTDT 0158
VTRN 0443
WABR 0443
WACC 0279

737373DTCC Public (White)


#
WACL 0709
WAIN 1043
WAYN 0141
WBAX 0052
WBBC 0226
WBET 0161
WBLR 0771
WBNF 0226
WBPA 0161
WBSI 8199
WBUL 0158
WCHV 0250
WCIG 0750
WCSC 0235
WCSF 0235
WDCO 0283
WDLF 5078
WDLP 0005
WDOG 0158
WDSB 0536
WEBL 0158
WEDB 0103
WEDP 0103
WEGI 0235
WEGP 0235
WELX 0250
WEMM 0250
WESC 0141
WEXC 7350
WEXM 0161
WEXX 0005
WEYE 0005
WFES 0250
WFGP 0075
WFPB 0250
WGIF 5030
WHBB 0537
WHOT 0595
WIDS 0279
WINO 0695
WINR 0695
WINZ 0695
WISC 0235
WISE 0052
WISP 0443
WLMS 0443
WLTH 0235
WMCL 0279
WMLL 0235
WNUT 0443
WPCC 0052
WPCI 0595
WPRM 8199
WPSG 0005

737373DTCC Public (White)


#
WRDN 0534
WRET 0141
WRIS 0141
WSAG 0443
WSAT 0443
WSCC 0235
WSCX 0235
WSEA 0695
WSGD 8199
WSRP 0052
WSTI 0226
WTCO 0005
WTFS 0052
WTLP 0005
WTRI 0235
WUND 0141
WVBD 0161
WWLD 0647
XCAP 0695
XDOZ 0438
XGWD 0695
XGWX 0695
XIST 0067
XPQR 0695
XPSE 0158
XPUS 0443
XRVR 0279
XSTM 0226
XTLS 0052
XTLW 0052
XTXE 0161
XXXX 0123
YLPL 0075
YOSE 0052
YSBI 0534
YYYY 0122
ZACK 0534
ZBAH 0712
ZCAN 0712
ZDIB 0534
ZEDB 0161
ZEDD 0295
ZERO 0158
ZIPD 3450
ZIVI 8082
ZNTH 0695
ZOUL 0235
ZPFD 0443
ZZZZ 0123

737373DTCC Public (White)


#
EXECUTING BROKER NAME
THRIVENT INVESTMENT MANAGEMENT, INC.
ABACUS INVESTMENTS, INC.
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
NATIXIS SECURITIES AMERICAS LLC
ABN AMRO SECURITIES (USA) LLC
ABRAHAM & CO., INC.
APEX CLEARING CORPORATION
ACADEMY SECURITIES, INC.
ALAMO CAPITAL
WORTH FINANCIAL GROUP INC
AEGIS CAPITAL CORP.
ATB CAPITAL MARKETS USA INC.
ARCA CAPITAL INVESTMENTS, INC.
ALEXANDER CAPITAL, L.P.
ALEXANDER CAPITAL, L.P.
AMERICAN CAPITAL PARTNERS
ACP SECURITIES LLC
ARCHIPELAGO SECURITIES, L.L.C.
ACORNS SECURITIES, LLC
FINTRUST BROKERAGE SERVICES, LLC
AC SUNSHINE SECURITIES LLC
CANACCORD GENUITY INC.
ADM SECURITIES LLC
ADELPHI STOCK BROKERS
PROSPERA FINANCIAL SERVICES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CREDIT SUISSE SECURITIES (USA) LLC
AET INVESTMENT SERVICES, LLC
ALTERNATIVE EXECUTION GROUP
TD PRIME SERVICES LLC
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
FOUR POINTS CAPITAL PARTNERS LLC
AUERBACH GRAYSON & COMPANY LLC
AEGIS CAPITAL CORP.
ADVISORY GROUP EQUITY SERVICES LTD.
AEGIS CAPITAL CORP.
A.G.P. / ALLIANCE GLOBAL PARTNERS
AVANT-GARDE TRADING SECURITIES
AMERICAN HERITAGE SECURITIES, INC.
HAND SECURITIES, INC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
IDB CAPITAL CORP.
ALBERT SECURITIES, LLC
ALTITUDE CAPITAL GROUP LLC
ALPHA TRADING L.P.
A.G.P. / ALLIANCE GLOBAL PARTNERS
ALGER (FRED) & CO INC
ALEXANDER INVESTMENT SERVICES CO.

737373DTCC Public (White)


#
ARCHIPELAGO SECURITIES L.L.C.
ALLEGHENY INVESTMENTS, LTD.
ALLEN & COMPANY LLC
A.G.P./ALLIANCE GLOBAL PARTNERS
ALPINE SECURITIES CORPORATION
ALTRUIST FINANCIAL LLC
ALTRUIST FINANCIAL LLC
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
AMERICAN TRUST INVESTMENT SERVICES, INC.
AMUNI FINANCIAL, INC.
AMERICAS EXECUTIONS, LLC
GARRETT (ANDREW), INC.
ABEL NOSER, LLC.
ANOVEST FINANCIAL SERVICES, INC.
TRADING BLOCK
APEX CLEARING CORPORATION
ALPACA SECURITIES LLC
APEX CLEARING CORPORATION
CITADEL SECURITIES LLC
APEX CLEARING CORPORATION
PARTNERS
APTO PARTNERS, LLC
APEX CLEARING CORPORATION
APEXUS CAPITAL LLC
AQUA SECURITIES L.P.
AQUA SECURITIES L.P.
ARKADIOS CAPITAL
ARCHIPELAGO TRADING SERVICES, INC.
ARCADIA SECURITIES, LLC
ARIVE CAPITAL MARKETS
ARKADIOS CAPITAL
ARQ ADVISORS LLC
ARCHIPELAGO SECURITIES L.L.C.
ARCTIC SECURITIES LLC
ARVEST WEALTH MANAGEMENT
ASCENDIANT CAPITAL MARKETS, LLC
TRADITION SECURITIES AND DERIVATIVES LLC
AURORA SECURITIES
TRADITION SECURITIES AND DERIVATIVES LLC
ASL CAPITAL MARKETS INC.
ASSOCIATED INVESTMENT SERVICES, INC.
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
ASSOCIATED SECURITIES CORP.
AMERICAN TRUST INVESTMENT SERVICES, INC.
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
ATM EXECUTION LLC
COWEN AND COMPANY, LLC
ATREYU TRADING
ATREYU GROUP LLC
ATOMIC BROKERAGE LLC
CITIGROUP GLOBAL MARKETS INC.
REUTERS TRANSACTION SERVICES LLC
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC

737373DTCC Public (White)


#
AVANZA CAPITAL MARKETS INC.
AVM, L.P.
AVENUE SECURITIES LLC
AVENUE SECURITIES LLC
AMERIVET SECURITIES, INC.
AVATAR SECURITIES, LLC
AXOS CLEARING LLC
ACCESS SECURITIES INC.
ACCESS SECURITIES, LLC
AXIOM CAPITAL MANAGEMENT, INC.
AXOS CLEARING LLC
DTC/NSCC FTS TEST ACCOUNT 1
G1 EXECUTION SERVICES, LLC
M&T SECURITIES, INC.
BRUCE A. LEFAVI SECURITIES, INC.
CETERA INVESTMENT SERVICES LLC
ROBERT W. BAIRD & CO. INCORPORATED
BARRETT & COMPANY
BATS TRADING, INC.
BATS TRADING, INC.
BAY CREST PARTNERS, LLC
BAY CREST PARTNERS, LLC
BTIG, LLC
GRAHAM (B.B.) & COMPANY
BROWN BROTHERS HARRIMAN & CO.
SIERRA EQUITY GROUP LTD.
BARCLAYS CAPITAL INC.
BARCLAYS CAPITAL INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BERENBERG CAPITAL MARKETS LLC
GVC CAPITAL LLC
STOCKKINGS CAPITAL LLC
BEAR CREEK SECURITIES, LLC
BCS AMERICAS, INC.
BETA CAPITAL SECURITIES LLC
ZIEGLER (B.C.) & COMPANY
BARDI CO. LLC
BDT & MSD PARTNERS, LLC
BEACONSFIELD FINANCIAL SERV.
J.P. MORGAN SECURITIES LLC
DASH FINANCIAL TECHNOLOGIES LLC
SANFORD C. BERNSTEIN & CO., LLC
BESTEX RESEARCH SECURITIES, LLC
J.P. MORGAN SECURITIES LLC
BESTEX RESEARCH SECURITIES, LLC
BENJAMIN F. EDWARDS & COMPANY
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BRIGGS-FICKS SECURITIES, LLC
BGC FINANCIAL INC.
BGC FINANCIAL, L.P.
BRIGHTON SECURITIES CORP.
BLACKROCK EXECUTION SERVICES
BRICKELL GLOBAL MARKETS, INC.

737373DTCC Public (White)


#
CBIZ FINANCIAL SOLUTIONS, INC.
CALLAWAY FINANCIAL SERVICES, INC.
BHK SECURITIES, LLC
BIDS TRADING L.P.
BROWNSTONE INVESTMENT GROUP, LLC
BROWNSTONE INVESTMENT GROUP, LLC
BROWNSTONE INVESTMENT GROUP, LLC
INTESA SANPAOLO IMI SECURITIES CORP.
SANFORD C. BERNSTEIN & CO., LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
BERNSTEIN INSTITUTIONAL SERVICES LLC
BANORTE SECURITIES INTERNATIONAL, LTD.
BERNSTEIN INSTITUTIONAL SERVICES LLC
ESSEX SECURITIES LLC
CASCADE INVESTMENT GROUP, INC.
BNY CAPITAL MARKETS INC.
BUCKMAN, BUCKMAN & REID, INC.
SAN BLAS SECURITIES LLC
SANFORD C. BERNSTEIN & CO., LLC
JAMES I. BLACK & COMPANY
INSTINET, LLC
AMERITAS INVESTMENT COMPANY, LLC
TRADING BLOCK
JONESTRADING
BLUEFIN CAPITAL MANAGEMENT, LLC
BULLTICK, LLC
BLUE OCEAN ATS, LLC
BMO CAPITAL MARKETS CORP.
BULL MARKET SECURITIES, INC.
BULL MARKET SECURITIES, INC.
BREAN CAPITAL, LLC
INTERCOASTAL CAPITAL MARKETS, INC.
THE BENCHMARK COMPANY, LLC
BENJAMIN SECURITIES, INC.
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP.
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
BANYAN SECURITIES, LLC
BULLISH BOB BAGLEY SECURITIES, INC.
BOSC, INC.
BODELL OVERCASH ANDERSON & CO.
BUTTONWOOD PARTNERS, INC.
BROWN AND BROWN SECURITIES, INC.
BCP SECURITIES, LLC
NEWBRIDGE SECURITIES CORPORATION
BROWN, LISLE/CUMMINGS, INC.
B. RILEY WEALTH MANAGEMENT, INC.
BRINKER CAPITAL SECURITIES, LLC
PAVILION GLOBAL MARKETS LTD
BRASIL PLURAL SECURITIES LLC
BARRINGTON RESEARCH ASSOCIATES, INC.
BOURSA INVESTMENTS

737373DTCC Public (White)


#
BRADESCO SECURITIES, INC.
NASDAQ EXECUTION SERVICES, LLC
BLAYLOCK BEAL VAN, LLC
B. RILEY WEALTH MANAGEMENT
BROAD STREET CAPITAL MARKETS, LLC
BALANCED SECURITY PLANNING, INC.
J.P. MORGAN SECURITIES LLC
BELVEDERE TRADING LLC
BULLTICK, LLC
BIDS TRADING LP
BTG PACTUAL US CAPITAL, LLC
BTIG, LLC
BTIG, LLC
BTIG, LLC
LIGHT HORSE MARKET SOLUTIONS INC
HILLTOP SECURITIES INDEPENDENT NETWORK INC.
BUMPED FINANCIAL LLC
UBS SECURITIES CANADA INC./CDS
BESTVEST INVESTMENTS, LTD.
BROWN ASSOCIATES INC.
ANONYMOUS BROKER ACCOUNT
BATS TRADING, INC.
BATS TRADING, INC.
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
AKAR CAPITAL MANAGEMENT, INC.
CABRERA CAPITAL MARKETS, INC.
WEEDEN PRIME SERVICES, LLC.
THE NASDAQ STOCK MARKET LLC
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC
CRESCENT SECURITIES GROUP, INC.
CALTON & ASSOCIATES, INC.
CALDWELL SECURITIES,INC.
CALTON & ASSOCIATES, INC.
CAMBRIA CAPITAL, LLC
CANACCORD GENUITY INC.
CANTONE RESEARCH INC.
CANTOR FITZGERALD & CO.
CAPITAL CITY SECURITIES, LLC
CAPE SECURITIES, INC.
CARY STREET PARTNERS
PLANNER SECURITIES LLC
CARTER, TERRY & COMPANY, INC.
CATHAY SECURITIES, INC.
CITADEL SECURITIES LLC
CITIGROUP GLOBAL MARKETS INC.
MUTUAL SECURITIES, INC.
COBRA TRADING, INC.
COBRA TRADING, INC.
COBRA TRADING, INC.
SYNOVOUS SECURITIES INC.

737373DTCC Public (White)


#
JUMP TRADING, LLC
CANACCORD CAPITAL CORPORATION/CDS
CITIGROUP GLOBAL MARKETS INC.
CARNES CAPITAL CORPORATION
CINCAP INVESTMENT GROUP, INC
MAREX CAPITAL MARKETS INC.
JMP SECURITIES LLC
COWEN AND COMPANY, LLC
CRAFT CAPITAL MANAGEMENT LLC
CITADEL SECURITIES LLC
CCO CAPITAL, LLC
CAMBRIA CAPITAL, LLC
CHALICE CAPITAL PARTNERS
CROWN CAPITAL SECURITIES, L.P.
CM-CIC MARKET SOLUTIONS INC.
CIBC WORLD MARKETS CORP.
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
NAVIAN CAPITAL SECURITIES, LLC
CITADEL SECURITIES LLC
CITADEL CLEARING LLC
CITIGROUP DERIVATIVES MARKETS INC.
CELADON FINANCIAL GROUP LLC
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
RICE, VOELKER, LLC
CEROS FINANCIAL SERVICES, INC.
CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.
CFD INVESTMENTS, INC.
TRUSTMONT FINANCIAL GROUP, INC.
CELADON FINANCIAL GROUP LLC
CF GLOBAL TRADING, LLC
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CHELSEA FINANCIAL SERVICES
CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO.
CEROS FINANCIAL SERVICES, INC.
CF SECURED, LLC
CITIGROUP GLOBAL MARKETS INC.
CITIGROUP GLOBAL MARKETS INC.
ONECHRONOS
CHARLES SCHWAB & CO., INC.
PENSERRA SECURITIES, LLC
CHURCHILL FINANCIAL, LLC
CHICKASAW SECURITIES, LLC
CHAPIN, DAVIS
CHARDAN CAPITAL MARKETS LLC
CHURCHILL CAPITAL USA, INC.
CRAIG-HALLUM CAPITAL GROUP LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
CHERRY TRADING

737373DTCC Public (White)


#
LINCOLN FINANCIAL SECURITIES CORPORATION
CIBC WORLD MARKETS CORP.
CICC US SECURITIES, INC.
CANACCORD GENUITY CORP./CDS
CORPORATE INVESTMENTS GROUP, INC.
CIMB SECURITIES (USA), INC
CITIGROUP GLOBAL MARKETS INC.
CAMBRIDGE INVESTMENT RESEARCH, INC.
CHASE INVESTMENT SERVICES CORP.
CAPITAL INSTITUTIONAL SERVICES, INC.
CITIZENS SECURITIES, INC.
CJS SECURITIES, INC.
CELADON FINANCIAL GROUP LLC
CLEAR STREET LLC
CLICK IPO SECURITIES, LLC
CLARK DODGE & CO, INC.
CLSA AMERICAS, LLC
CABOT LODGE SECURITIES LLC
CLEAR STREET, LLC
DRW EXECUTION SERVICES, LLC
DRW EXECUTION SERVICES, LLC
DRW EXECUTION SERVICES, LLC
DRW EXECUTION SERVICES, LLC
COMMERCE BROKERAGE SERVICES
COMMONWEALTH FINANCIAL NETWORK
COMPOSER SECURITIES LLC
COMPASS POINT RESEARCH & TRADING, LLC
CHIMERA SECURITIES, LLC
CAPITAL MANAGEMENT SECURITIES, INC.
CMT TRADING LLC
COR CLEARING LLC
CONCORDE INVESTMENT SERVICES, LLC
MAREX CAPITAL MARKETS INC.
CITY NATIONAL SECURITIES, INC.
PRECISION SECURITIES, LLC
CASTLE OAK SECURITIES, L.P.
COASTAL EQUITIES, INC.
CODA MARKETS, INC.
COASTAL EQUITIES, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
COLORADO FINANCIAL SERVICE CORPORATION
COHEN BROS. & COMPANY
COMHAR CAPITAL MARKETS, LLC
COKER & PALMER, INC.
COMPASS POINT RESEARCH & TRADING, LLC
CONTINENTAL INVESTORS SERVICES, INC.
CONNERS & CO., INC.
COORDINATED CAPITAL SECURITIES, INC.
COWEN & COMPANY, LLC
COWEN & COMPANY, LLC
COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC
COYLE SECURITIES LLC

737373DTCC Public (White)


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CLEARPOOL EXECUTION SERVICES, LLC
COVA CAPITAL PARTNERS LLC
PRECISION SECURITIES, LLC
CORINTHIAN PARTNERS, L.L.C.
CELADON FINANCIAL GROUP LLC
CLEAR STREET LLC
KEPLER CAPITAL MARKETS, INC.
COHNREZNICK CAPITAL
CARDINAL INVESTMENTS, INC.
CREDICORP CAPITAL LLC
ROBINHOOD FINANCIAL, LLC.
CRITO CAPITAL LLC
CANTONE RESEARCH INC.
CREDIT SUISSE SECURITIES (USA) LLC
CROSS POINT CAPITAL LLC
CRITICAL TRADING, LLC
CHINA RENAISSANCE SECURITIES (US) INC.
BRENDAN E. CRYAN AND COMPANY, L.L.C.
STIFEL INDEPENDENT ADVISORS, LLC
CRESAP, INC.
CENTRAL STATES CAPITAL MARKETS, LLC
CITADEL SECURITIES LLC
CHARLES SCHWAB & CO., INC.
CITADEL SECURITIES INSTITUTIONAL LLC
C6 CAPITAL SECURITIES LLC
CAPITOL SECURITIES MANAGEMENT, INC.
SUMMIT SECURITIES GROUP, LLC
CLEAR STREET, LLC
CANTOR FITZGERALD & CO.
CAPITAL SYNERGY PARTNERS
JUMP TRADING, LLC
CANACCORD GENUITY INC.
OSAIC INSTITUTIONS, INC.
CITCO SECURITIES, INC
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
CANTELLA & CO, INC.
CENTENNIAL SECURITIES COMPANY LLC
CHOICETRADE
ICE BONDS SECURITIES CORPORATION
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC
FROST BROKERAGE SERVICES, INC.
DRIVEWEALTH INSTITUTIONAL, LLC
CURVATURE SECURITIES LLC
CURVATURE SECURITIES, LLC
CURVATURE SECURITIES, LLC
CURVATURE SECURITIES LLC
CURVATURE SECURITIES LLC
CURVATURE SECURITIES, LLC
CUTTER & COMPANY BROKERAGE, INC.
CUTTER & COMPANY, INC.
DRIVEWEALTH INSTITUTIONAL, LLC

737373DTCC Public (White)


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CV BROKERAGE, INC
CITADEL SECURITIES LLC
CIBC WORLD MARKETS CORP.
CIBC WORLD MARKETS CORP.
CITIGROUP GLOBAL MARKETS INC.
MAREX CAPITAL MARKETS INC.
DTC/NSCC FTS TEST ACCOUNT #3
TIGRESS FINANCIAL PARTNERS LLC
DABBAH SECURITIES CORP.
D. A. DAVIDSON & CO.
RBC CAPITAL MARKETS, LLC
DAI SECURITIES, LLC
DARWOOD ASSOCIATES, INC
NASDAQ EXECUTION SERVICES, LLC
DART EXECUTIONS, LLC
DASH FINANCIAL TECHNOLOGIES LLC
DAVENPORT & COMPANY LLC
DAVIS SECURITIES LLC
DAIWA CAPITAL MARKETS AMERICA INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
VIII CAPITAL CORP.
DART EXECUTIONS, LLC
DAVINCI CAPITAL MANAGEMENT, INC.
DAIN CORRESPONDENT SERVICES
DART EXECUTIONS, LLC
MORGAN STANLEY SMITH BARNEY LLC
DRW EXECUTION SERVICES, LLC
JEFFERIES LLC
DART EXECUTIONS, LLC
DRW EXECUTION SERVICES, LLC
DEMATTEO MONNESS LLC
E*TRADE CAPITAL MARKETS, LLC
H.C. DENISON CO.
DESJARDINS SECURITIES INC./CDS
DART EXECUTIONS, LLC
DRW EXECUTION SERVICES, LLC
DASH FINANCIAL LLC
DFPG INVESTMENTS, INC.
DASH FINANCIAL TECHNOLOGIES LLC
DASH FINANCIAL TECHNOLOGIES LLC

737373DTCC Public (White)


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DRW EXECUTION SERVICES, LLC
DIGITAL BROKERAGE SERVICES LLC
BOUSTEAD SECURITIES, LLC
DINOSAUR FINANCIAL GROUP, L.L.C
ST. GERMAIN SECURITIES, INC.
DOJIMA SERVICES LLC
DAWSON JAMES SECURITIES, INC
D.J. ST. GERMAIN CO., INC.
DAVID LERNER ASSOCIATES, INC.
DLP SECURITIES,.LLC
DEMPSEY LORD SMITH, LLC
DEALERWEB INC.
DALZELL TRADING, LLC
DRW EXECUTION SERVICES, LLC
D.M. KELLY & COMPANY
E*TRADE CAPITAL MARKETS, LLC
DNB MARKETS, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
DUNCAN & WILLIAMS, INC.
DOFT & CO., INC.
DOMINION INVESTOR SERVICES, INC.
DOMINARI SECURITIES LLC
DOUGH LLC
DORN & CO., INC.
COLLIERS SECURITIES LLC
SECURITIES EQUITY GROUP
DOWLING & PARTNERS SECURITIES LLC
PALMIERI (ANGNARDO) & CO., INC.
DRATEL GROUP (THE)
DREXEL HAMILTON, LLC
DRIVEWEALTH, LLC
BNY MELLON SECURITIES CORPORATION
DART EXECUTIONS, LLC
DART EXECUTIONS, LLC
DART EXECUTIONS, LLC
DRIVEWEALTH, LLC
DRW SECURITIES, L.L.C.
DRW SECURITIES, L.L.C.
DRW SECURITIES, LLC
DRW SECURITIES, L.L.C.
DRW EXECUTION SERVICES, LLC
DRW SECURITIES, L.L.C.
DRIVEWEALTH, LLC
DREXEL HAMILTON, LLC
DRW EXECUTION SERVICES, LLC
INSTITUTIONAL SECURITIES CORPORATION
VIRTU AMERICAS LLC
JUMP TRADING, LLC
DV EQUITIES
DV SECURITIES, LLC
DRIVEWEALTH, LLC
DRW EXECUTION SERVICES, LLC
DRIVEWEALTH INSTITUTIONAL LLC
DRIVELOYALTY

737373DTCC Public (White)


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DTC/NSCC FTS TEST ACCOUNT #4
EMPIRE ASSET MANAGEMENT COMPANY
EMPIRE ASSET MANAGEMENT COMPANY
BGC FINANCIAL INC.
EARLYBIRD CAPITAL, INC.
EBX LLC
EAGLES COAST CAPITAL, LLC
DASTA FINANCIAL, LLC
COWEN AND COMPANY LLC
EDDID SECURITIES USA INC.
BOUSTEAD SECURITIES, LLC
E D & F MAN CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC.
MAREX CAPITAL MARKETS INC.
EDWARD JONES/CDS
EDWARD D. JONES & CO.
EF HUTTON LLC
BATS TRADING, INC.
BATS TRADING, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
BATS TRADING, INC.
BATS TRADING, INC.
ELECTRONIFIE SECURITIES LLC
ELEVATION, LLC
PETER ELISH INVESTMENTS SECURITIES
E. MAGNUS OPPENHIEM & CO. INC.
ENTRUSTODY FINANCIAL, LLC
EQUITABLE ADVISORS, LLC
EQUITY SERVICES, INC.
EROOM SECURITIES L.L.C.
EROOM SECURITIES L.L.C.
EASTDIL SECURED ADVISORS LLC
CANTOR FITZGERALD & CO.
CLEAR STREET LLC
ETC BROKERAGE SERVICES, LLC
MORGAN STANLEY SMITH BARNEY LLC
CLEAR STREET LLC
CLEAR STREET LLC
CLEAR STREET LLC
E*TRADE CAPITAL MARKETS, LLC
G1 EXECUTION SERVICES, LLC
E*TRADE CAPITAL MARKETS, LLC
ETORO USA SECURITIES INC.
E*TRADE CAPITAL MARKETS, LLC
G1 EXECUTION SERVICES, LLC
MORGAN STANLEY SMITH BARNEY LLC
E1 ASSET MANAGEMENT, INC.
EAST WEST MARKETS, LLC
EXCELSIOR EQUITIES
EXOS SECURITIES LLC
EXOS SECURITIES LLC
WYNSTON HILL CAPITAL, LLC
OPTIONSHOUSE, INC.

737373DTCC Public (White)


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FALCON SQUARE CAPITAL, LLC
FARINA & ASSOCIATES, INC.
FIRST BROKERS SECURITIES LLC
CREDIT SUISSE SECURITIES (USA) LLC
FBL MARKETING SERVICES LLC
FIRST BALLANTYNE, LLC
FBN SECURITIES, INC.
CREDIT SUISSE SECURITIES (USA) LLC
U.S. BANCORP INVESTMENTS, INC.
WELLS FARGO CLEARING SERVICES, LLC
FIDELITY CLEARING CANADA ULC #2/CDS
FNBB CAPITAL MARKETS, LLC
PRIME EXECUTIONS, INC.
STONEX FINANCIAL INC.
FREEDOM INVESTMENTS, INC.
1ST DISCOUNT BROKERAGE INC.
FIRST DALLAS SECURITIES, INC.
FEDERATED SECURITIES INC.
FENIX SECURITIES, LLC
FOREFRONT CAPITAL MARKETS LLC
FELDSTEIN FINANCIAL GROUP, LLC
FIRSTRADE SECURITIES INC.
FINANCORP GROUP INTERNATIONAL CORPORATION
FIRST GEORGETOWN SECURITIES, INC.
FIRST HONOLULU SECURITIES INC.
FIDELITY BROKERAGE SERVICES LLC
FIDELITY CLEARING CANADA ULC/CDS
THE FIG GROUP, LLC
FINANCE 500, INC.
ADVISORS ASSET MANAGEMENT, INC.
L.B. FISHER & COMPANY
PARITER SECURITIES, INC.
FIRST KENTUCKY SECURITIES CORP.
FLORIDA ATLANTIC SECURITIES CORP.
GWM GROUP, INC.
FIRST LIBERTIES FINANCIAL
SANTOS CAPITAL GROUP, LLC
FLOW TRADERS U.S. LLC
FELTL & COMPANY
FLOW TRADERS U.S. LLC
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
NBCN INC./CDS
SG AMERICAS SECURITIES, LLC
FIRST MANHATTAN CO.
FINAMEX INTERNATIONAL, LLC
ABN AMRO CLEARING CHICAGO LLC
FMN CAPITAL CORPORATION
FOLIOFN INVESTMENTS, INC.
WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FINANCIAL NETWORK INVESTMENT CORP.
FENNEL
FINANCIAL NORTHEASTERN SECURITIES, INC.
FINTRON INVEST

737373DTCC Public (White)


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FENIX SECURITIES, LLC
FENIX SECURITIES, LLC
FOG EQUITIES LLC
TD AMERITRADE, INC.
THINKEQUITY, LLC
FORTREND SECURITIES, INC.
QUANTLAB SECURITIES LP
QUANTLAB SECURITES LP
QUANTLAB SECURITES LP
FIN2
FREC SECURITIES LLC
FARKAS CAPITAL
FIRST OMEGA, LLC
FORTUNE SECURITIES, INC.
FORTRESS PRIVATE LEDGER, LLC
J.P. MORGAN SECURITIES LLC
FOLIO INVESTMENTS, INC.
FTB ADVISORS, INC.
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
FIRST TRUST PORTFOLIOS, L.P.
FLOW TRADERS U.S. LLC
FHN FINANCIAL SECURITIES CORP.
FUTU CLEARING INC
FUTU CLEARING INC
FUTU CLEARING INC
FUTU INC
FUTU CLEARING INC.
FUTU CLEARING INC
FUTU INC
FIRST WESTERN SECURITIES, INC.
G. RESEARCH, INC.
GARDNER FINANCIAL SERVICES INC.
GAGNON SECURITIES, LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC
ICAP CORPORATES LLC
GARRETT NAGLE & CO., INC.
GAR WOOD SECURITIES, LLC
CITIGROUP GLOBAL MARKETS INC.
GBM INTERNATIONAL, INC.
GLOBAL CREDIT PARTNERS, LLC
DRW EXECUTION SERVICES, LLC
GLOBAL EXECUTION BROKERS, LP
GELBER SECURITIES, LLC
RBC CAPITAL MARKETS, LLC
GENERAL SECURITIES CORP
GENEOS WEALTH MANAGEMENT, INC.
GETCO SECURITIES, LLC
GFI SECURITIES LLC
GFI SECURITIES LLC
VIRTU AMERICAS LLC
JUMP TRADING, LLC
JUMP TRADING, LLC
GORDON, HASKETT CAPITAL CORPORATION
GILDER GAGNON HOWE & CO. LLC

737373DTCC Public (White)


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SCHWARTZ, GREGORY J & CO. INC.
GLENDALE SECURITIES, INC.
TD SECURITIES INC./CDS
TD SECURITIES INC.
TD WATERHOUSE CANADA INC. #5/CDS
TD WATERHOUSE CANADA INC./CDS
GILL CAPITAL PARTNERS
ACS EXECUTION SERVICES, LLC
GAMMA SECURITIES, LLC
GMS GROUP (THE), L.L.C.
GROUP ONE TRADING, L.P.
GREAT POINT CAPITAL LLC
CLEAR STREET LLC
GREAT POINT CAPITAL LLC
GLOBAL PACIFIC SECURITIES US, INC.
GREAT PACIFIC SECURITIES
SMITH CAPITAL MARKETS, LLC.
GRADIENT SECURITIES, LLC
GREENBIRD CAPITAL LLC
GRIFFIN FINANCIAL GROUP, LLC
GLOBAL RESOURCE INVESTMENTS, LTD.
GRODSKY ASSOCIATES, INC.
MML INVESTORS SERVICES, LLC
GAR WOOD SECURITIES, LLC
GLOBAL BROKERAGE SERVICES, INC.
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GLOBAL SHARES FINANCIAL SERVICES INC.
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GEORGESON SHAREHOLDER SECURITIES CORP.
GARDEN STATE SECURITIES, INC.
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GATSBY SECURITIES, LLC
GTS EXECUTION SERVICES LLC
GTN AMERICAS FINANCIAL SERVICES INC
GTS SECURITIES, LLC
GTS SECURITIES LLC
GTS SECURITIES LLC
GTS SECURITIES, LLC
GTS SECURITIES, LLC
ABN AMRO CLEARING CHICAGO LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM SECURITIES, LLC
E*TRADE CAPITAL MARKETS, LLC
GAR WOOD SECURITIES, LLC
GUZMAN & COMPANY
HARVEST CAPITAL LLC

737373DTCC Public (White)


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HANTZ FINANCIAL SERVICES, INC.
HALIFAX AMERICA LLC
HALO SECURITIES, LLC
HAP TRADING, LLC
HAPI
HARLEY CAPITAL LLC
HARVESTONS SECURITIES, INC.
HAYWOOD SECURITIES INC./ CDS
EMPIRE STATE FINANCIAL, INC.
HAZLETT, BURT AND WATSON, INC.
HOLD BROTHERS CAPITAL LLC
HOLD BROTHERS CAPITAL LLC
DRW SECURITIES, LLC
DRW SECURITIES, LLC
FALCON SQUARE CAPITAL, LLC
HOOPOE CAPITAL MARKETS, LLC
PEAK6 CAPITAL MANAGEMENT LLC
H.C.WAINWRIGHT & CO., LLC
AVANTAX INVESTMENT SERVICES, INC.
TD SECURITIES AUTOMATED TRADING LLC
HEDGE PRO LLC
CARL M. HENNIG, INC.
HENLEY & COMPANY LLC
HIGGINS CAPITAL MANAGEMENT, INC.
HUNTER ASSOCIATES, INC.
HOLD BROTHERS CAPITAL LLC
ROBERTS & RYAN INVESTMENTS INC.
ROBINHOOD SECURITIES, LLC
SILVER OAK SECURITIES, INCORPORATED
INSIGHT SECURITIES, INC.
HOVDE GROUP, LLC
HERNDON PLANT OAKLEY, LTD.
HERNDON PLANT OAKLEY, LTD.
HEWLETT POINT SECURITIES, LLC
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
HALL & ROMKEMA FINANCIAL SERVICES, LLC
HARGER AND COMPANY, INC.
HRT FINANCIAL LP
HRT FINANCIAL LP
HRT EXECUTION SERVICES LLC
KBFG SECURITIES AMERICA INC.
HSBC SECURITIES (USA), INC.
HSBC SECURITIES (USA) INC.
HOWDEN TIGER CAPITAL MARKETS & ADVISOF LLC
HAITONG INTERNATIONAL SECURITIES (USA) INC.
HUATAI SECURITIES (USA), INC.
HUNTINGTON INVESTMENT COMPANY
HUNTLEIGH SECURITIES CORPORATION
HWJ CAPITAL PARTNERS II, LLC
M.S. HOWELLS & CO.
HEIM, YOUNG & ASSOCIATES, INC.
ISAAK BOND INVESTMENT, INC.
SRT SECURITIES LLC
SRT SECURITIES LLC

737373DTCC Public (White)


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INTERACTIVE BROKERS LLC
INTERACTIVE BROKERS CORP.
I-BANKERS DIRECT, LLC
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
INTERACTIVE BROKERS LLC
INSTITUTIONAL BOND NETWORK, LLC
INTEGRITY BROKERAGE SERVICES, INC.
INTEGRITY BROKERAGE SERVICES, INC.
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/CLEARIN
INSTINET, LLC
INVESTORS CAPITAL CORPORATION
INTL CUSTODY & CLEARING SOLUTIONS INC.
ICD SECURITIES
THE INVESTMENT CENTER, INC.
INTERCAROLINA FINANCIAL SERVICES, INC.
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
ICON CAPITAL GROUP, LLC
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
BROKERAGESELECT
CITADEL SECURITIES LLC
INTERACTIVE BROKERS LLC
CITADEL SECURITIES LLC
ITAU EUROPA SECURITIES INC
IEX SERVICES, LLC
STONEX FINANCIAL INC.
NASDAQ EXECUTION SERVICES, LLC
INVESTORLINK CAPITAL MARKETS, LLC
IMC FINANCIAL MARKETS
IMC FINANCIAL MARKETS
IMC EXECUTION SERVICES LLC
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
IMPERIAL CAPITAL, LLC
INSTINET, LLC
INSTINET, LLC
INSTINET, LLC
INSTINET, LLC
INSTINET, LLC
INTELLIGENT CROSS LLC
INSTINET, LLC
INSTINET, LLC
INSTINET, LLC
INSTINET, LLC
LINDEN THOMAS AND COMPANY SECURITIES, LLC
JUMP TRADING, LLC
NADAQ EXECUTION SERVICES, LLC
INTEGRAL FINANCIAL, LLC
INSTINET, LLC
ING FINANCIAL MARKETS LLC
INGALLS & SNYDER, LLC
INSTINET, LLC
ETC BROKERAGE SERVICES, LLC
INVESTMENT PLANNERS INC.

737373DTCC Public (White)


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INTELLIGENT CROSS LLC
INTER&CO SECURITIES LLC
STONEX FINANCIAL INC.
INSTINET, LLC
INTERNATIONAL ASSETS ADVISORY, LLC
INSTITUTIONAL SECURITIES CORPORATION
NASDAQ EXECUTION SERVICES, LLC
EVERCORE GROUP L.L.C.
INLET SECURITIES LLC
INSIGHT SECURITIES, INC.
ITAU BBA USA SECURITIES INC.
STERNE AGEE FINANCIAL SERVICES, INC.
ITG CANADA
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
IUR SECURITIES LLC
INVESTMENT NETWORK, INC.
UNION CAPITAL COMPANY
JANE STREET MARKETS, LLC
JANE STREET MARKETS, LLC
JANNEY MONTGOMERY SCOTT LLC
JEFFERIES LLC
J.H. DARBIE & CO., INC.
JEFFERIES LLC
JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
JEFFERIES EXECUTION SERVICES, INC.
ATIS, INC
ABN AMRO CLEARING CHICAGO LLC
JOSEPH GRACE
JOSEPH GUNNAR & CO. LLC
JH DARBIE & CO. INC.
JEFFERIES PARTNER OPPORTUNITY FUND II, LLC
J.K. FINANCIAL SERVICES INC.
JUMP EXECUTION, LLC
J.M LUMMIS SECURITIES, INC.
JUMP TRADING, LLC
JANNEY MONTGOMERY SCOTT LLC
JANE STREET CAPITAL LLC
SCOTTSDALE CAPITAL ADVISORS
JONESTRADING
J.P. MORGAN SECURITIES LLC
JAYPEE INTERNATIONAL, INC.
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
J.P. MORGAN SECURITIES LLC
JEFFERIES LLC
JOHNSON RICE & COMPANY L.L.C.
JANE STREET CAPITAL, LLC
JANE STREET CAPITAL LLC
JOSEPH STONE CAPITAL L.L.C.
J. STREICHER & CO. L.L.C.

737373DTCC Public (White)


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JANE STREET CAPITAL LLC
JANE STREET EXECUTION SERVICES, LLC
JANE STREET EXECUTION SERVICES, LLC
JANE STREET CAPITAL LLC
JANE STREET CAPITAL, LLC
JANE STREET OPTIONS, LLC
JANE STREET MARKETS, LLC
JANE STREET EXECUTION SERVICES, LLC
JMP SECURITIES LLC
JONES TRADING
JUST2TRADE, INC.
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B. FINANCIAL GROUP LLC
J.V. DELANEY & ASSOCIATES
J. W. COLE FINANCIAL, INC.
JWTT INC.
LIME BROKERAGE LLC
KA ASSOCIATES, INC.
KALOS CAPITAL, INC.
KAPITALL GENERATION, LLC
REVERE SECURITIES CORP.
KABRIK TRADING
KEEFE, BRUYETTE & WOODS, INC.
VIRTU AMERICAS LLC
INVESTMENT MANAGEMENT CORPORATION
KILEY PARTNERS, INC.
VIRTU AMERICAS LLC
PHX FINANCIAL, INC.
ST. BERNARD FINANCIAL SERVICES, INC.
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
KENSINGTON CAPITAL CORP.
KEYBANC CAPITAL MARKETS INC.
ARETE WEALTH MANAGEMENT, LLC
C. L. KING & ASSOCIATES, INC.
KOREA INVESTMENT & SECURITIES AMERICA, INC.
KINGSWOOD CAPITAL PARTNERS, LLC
KOVACK SECURITIES INC.
KR SECURITIES, LLC
KARMEQ, LLC
KERSHNER SECURITIES, LLC
J.W. KORTH & COMPANY
KUYKENDALL & SCHNEIDER, INC.
KAYAN SECURITIES, INC.
R.F. LAFFERTY & CO., INC.
R.F. LAFFERTY & CO., INC.
R.F. LAFFERTY & CO., INC.
LAFISE SECURITIES CORPORATION
ALLSTATE FINANCIAL SERVICES, LLC
XML SECURITIES
LAMPOST CAPITAL, L.C.
MARC J. LANE & COMPANY
LIEBLONG & ASSOCIATES, INC.
LASALLE ST. SECURITIES, INC.

737373DTCC Public (White)


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GFI SECURITIES LLC
GFI SECURITIES LLC
HEROLD & LANTERN INVESTMENTS, INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
LIBUCKI & CO., LLC
DOUGALL & ASSOCIATES
LINCOLN DOUGLAS INVESTMENTS, LLC
LAIDLAW & COMPANY (UK) LTD.
LANDOLT SECURITIES, INC.
THE LEADERS GROUP, INC.
LEIGH BALDWIN & CO., LLC
LEEDE JONES GABLE INC./CDS
LEERINK SWANN & COMPANY
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
LEERINK SWANN & COMPANY
LEX MARKETS LLC
LEMLEY, YARLING & CO.
LINCOLN FINANCIAL ADVISORS CORPORATION
LF ROTHSCHILD, LLC
MM GLOBAL SECURITIES, INC.
AXOS CLEARING LLC
WOORI INVESTMENT AND SECURITIES AMERICA, INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
LONG ISLAND FINANCIAL GROUP, INC.
SCORE PRIORITY CORP.
LIBERUM
LIME TRADING CORP
SCORE PRIORITY CORP.
SCORE PRIORITY CORP.
LIFEMARK SECURITIES CORP.
SCORE PRIORITY CORP.
KOHN (L.M.) & COMPANY
LUMINEX TRADING & ANALYTICS LLC
SCORE PRIORITY CORP.
SCORE PRIORITY CORP.
LINCOLN INVESTMENT
LOMBARD SECURITIES INCORPORATED
LOOP CAPITAL MARKETS LLC
ICAP CORPORATES LLC
LOUIS CAPITAL MARKETS, LP
ALPACA SECURITIES LLC
LAMPERT CAPITAL MARKETS INC.
LIBERTY PARTNERS FINANCIAL SERVICES, INC.
LPS CAPITAL LLC
CITIGROUP GLOBAL MARKETS INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
DASH FINANCIAL TECHNOLOGIES LLC

737373DTCC Public (White)


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LIBERTY ASSOCIATES, INC.
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
LAKE STREET CAPITAL MARKETS, LLC
LIFESCI CAPITAL, LLC
LESKO SECURITIES INC.
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
EJ STERLING INC.
LATIN SECURITIES INC.
LUMINEX TRADING & ANALYTICS LLC
LADENBURG, THALMANN & CO., INC.
LINDEN THOMAS AND COMPANY SECURITIES, LLC
CREDIT SUISSE SECURITIES (USA) LLC
LARRAINVIAL SECURITIES US LLC
LIVERMORE TRADING GROUP, INC.
NEWEDGE SECURITIES, INC.
MACQUARIE CAPITAL (USA) INC.
MILLENNIUM ADVISORS, LLC
MM GLOBAL SECURITIES, INC.
MATRIX EXECUTIONS, LLC
GREAT POINT CAPITAL LLC
BGC FINANCIAL INC.
MAXIM GROUP LLC
BGC FINANCIAL INC.
MBS SOURCE ETRADING, INC.
MB TRADING
MEDIOBANCA SECURITIES USA LLC
MCAP LLC
MOORS & CABOT, INC.
RAYMOND JAMES LTD./CDS
MUNICIPAL CAPITAL MARKETS GROUP, INC.
MDB CAPITAL GROUP LLC
WORLD FIRST FINANCIAL SERVICES, INC.
MD GLOBAL PARTNERS, LLC
M. E. ALLISON & CO., INC.
MEMX EXECUTION SERVICES LLC
MERCADIEN SECURITIES
MERIDIAN EQUITY PARTNERS, INC.
MESIROW FINANCIAL, INC.
DYNAMEX TRADING, LLC
INDUSTRIAL ALLIANCE SECURITIES INC.
MADISON GLOBAL PARTNERS LLC
JUMP TRADING, LLC
FMSBONDS, INC.
MIDDLEGATE SECURITIES LTD.
I-BANKERS SECURITIES INC.
MILLENNIUM ADVISORS, LLC
MINISTRY PARTNERS SECURITIES, LLC
BGC FINANCIAL INC.
MACK INVESTMENTS SECURITIES, INC.
MIRAE ASSET SECURITIES (USA) INC.
MISCHLER FINANCIAL GROUP, INC.
STONEX FINANCIAL INC.
ETICO PARTNERS LLC
MARKET SECURITIES, LLC

737373DTCC Public (White)


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U.S. BANCORP ADVISORS, LLC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MUTUAL SERVICE CORPORATION
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MONEYLION SECURITIES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.

737373DTCC Public (White)


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BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.
MOMENT MARKETS, LLC
NELSON (MARTIN) & CO., INC.
MONDEUM CAPITAL, LLC
TJM INVESTMENTS, LLC
MORETON CAPITAL MARKETS, LLC
M1 FINANCE LLC
M1 FINANCE LLC
MOCHO TRADING LLC
MOLONEY SECURITIES
MONROE FINANCIAL PARTNERS, INC.
MITCHELL SECURITIES CORPORATION OF OREGON
EMPALA SECURITIES, LLC
MAPLEWOOD INVESTMENT ADVISORS, INC.
E D & F MAN CAPITAL MARKETS INC.
MACRO RISK ADVISORS LLC
IBN FINANCIAL SERVICES, INC.
NASDAQ EXECUTION SERVICES, LLC/OPTIONS
MACKIE RESERCH CAPITAL CORPORATION/CDS
INTL FILLMORE ADVISORS LLC
TRADEUP SECURITIES, INC.
MURIEL SIEBERT & CO., INC.
MAINE SECURITIES CORPORATION
MORGAN STANLEY & CO. LLC
MSEC, LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MCDONNAUGH SECURITIES LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY SMITH BARNEY LLC
MESIROW FINANCIAL, INC.
MORGAN STANLEY & CO. LLC
MIDWESTERN SECURITIES TRADING COMPANY, LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MORGAN STANLEY & CO. LLC
MUTUAL TRUST CO. OF AMERICA SECURITIES
M&T SECURITIES, INC.
MTG, LLC
MTL EQUITY PRODUCTS, INC.
MATRIX EXECUTIONS, LLC
MSEC, LLC
MUFG SECURITIES AMERICAS INC.

737373DTCC Public (White)


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MUNDIAL FINANCIAL GROUP, LLC
MARK J. MULLER EQUITIES, INC.
COMMERCE ONE FINANCIAL INC.
MICROVENTURE MARKETPLACE INC.
MONNESS CRESPI HARDT & CO., INC.
MORGAN WILSHIRE SECURITIES, INC.
M.Y. SAFRA SECURITIES, INC.
MIZUHO SECURITIES USA LLC
NATIONAL ALLIANCE SECURITIES CORPORATION
NABSECURITIES, LLC
WARREN D. NADEL & COMPANY
NUNAMI SERVICES, LLC
B. RILEY WEALTH MANAGEMENT
NATIONAL ALLIANCE SECURITIES CORPORATION
JANE STREET MARKETS, LLC
NANCY BARRON & ASSOCIATES, INC.
NBC SECURITIES, INC.
NBF SECURITIES (USA) CORP.
NATIONAL BANK OF CANADA FINANCIAL INC.
NEUBERGER BERMAN BD LLC
NEEDHAM & COMPANY, LLC
SG AMERICAS SECURITIES, LLC
GREENBERG FINANCIAL GROUP
SG AMERICAS SECURITIES, LLC
NEST INVESTMENTS BD LLC
NINTH ETERNITY SECURITIES LLC
NAVY FEDERAL INVESTMENT SERVICES, LLC
NATIONS FINANCIAL GROUP, INC.
NATIONAL FINANCIAL SERVICES LLC
INFINITY FINANCIAL SERVICES
HENNION & WALSH, INC.
NI ADVISORS
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
VIRTU AMERICAS LLC
NOMURA SECURITIES INTERNATIONAL, INC./FIXED INCOME
NOMURA SECURITIES INTERNATIONAL, INC
NOBLE FINANCIAL CAPITAL MARKETS
NORTHERN CAPITAL SEC. CORP.
JUMP TRADING, LLC
NORTHLAND SECURITIES, INC.
WELLS FARGO BROKERAGE SERVICES, LLC
NORTH SOUTH CAPITAL LLC
MAREX CAPITAL MARKETS INC.
MAREX CAPITAL MARKETS INC.
NASDAQ BX, INC.
NASDAQ EXECUTION SERVICES, LLC/OPTIONS
NASDAQ PHLX LLC
NASDAQ EXECUTION SERVICES, LLC
NASDAQ STOCK MARKET LLC/OMNIBUS ACCOUNT
NORTHSTAR FINANCIAL PARTNERS, INC.

737373DTCC Public (White)


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TD WATERHOUSE - NORSTAR SECURITIES/CDS
NESTLERODE & CO., INC.
BMO NESBITT BURNS INC./CDS
NETWORK 1 FINANCIAL SECURITIES INC.
NORTHERN TRUST SECURITIES, INC.
NUMIS SECURITIES INC.
NUVEEN SECURITIES, LLC
NAVIGATE ADVISORS LLC
NVSTR FINANCIAL LLC
NW CAPITAL MARKETS INC.
NORTHWEST INVESTMENT ADVISORS, INC.
COWEN AND COMPANY LLC
COWEN AND COMPANY LLC
NYLIFE SECURITIES INC.
OPTIONS AI FINANCIAL, LLC
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OBD SECURITIES LLC
OBEX SECURITIES LLC
OBERWEIS SECURITIES, INC.
OLSON, CROSS & ALAMO LLC
OCEAN FINANCIAL SERVICES, LLC
NASDAQ EXECUTION SERVICES, LLC
OCTEG, LLC
ODEON CAPITAL GROUP LLC
ODEON CAPITAL GROUP LLC
OFG FINANCIAL SERVICES INC
FULCRUM SECURITIES, INC.
CLEAR STREET, LLC
OSCAR GRUSS & SON, INCORPORATED
OUTSET GLOBAL TRADING LIMITED
FIFTH THIRD SECURITIES, INC.
TWO SIGMA SECURITIES, LLC
OLD MISSION CAPITAL, LLC
OLD MISSION MARKETS LLC
OLDEN LANE SECURITIES, LLC
OLD MISSION MARKETS LLC
CITIGROUP GLOBAL MARKETS INC.
O'NEIL (WILLIAM) & CO
OPAL SECURITIES, INC.
OPPENHEIMER & CO. INC.
OPTIVER US, LLC
OPTIVER US, LLC
OPTIONALITY SECURITIES
ONESOURCE FI LLC
OTA LIMITED PARTNERSHIP
OTCEX, LLC
OTC LINK LLC
OTC LINK LLC
OAK TREE SECURITIES, INC.
BTG PACTUAL US CAPITAL LLC
EUROPEAN FAMILY OFFICE INSTITUTE LLC.
PARK WALK CAPITAL MARKETS, LLC
PASSFOLIO SECURITIES, LLC
PERSHING ADVISOR SOLUTIONS, LLC

737373DTCC Public (White)


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TP ICAP GLOBAL MARKETS AMERICAS LLC.
PAULSON INVESTMENT COMPANY, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
SG AMERICAS SECURITIES, LLC/SUB 608
PEACHCAP SECURITIES, INC.
PI FINANCIAL CORP./CDS
BANKOH INVESTMENT SERVICES, INC.
JUMP TRADING
PHILLIP CAPITAL INC.
PACIFIC CENTURY SECURITIES, LLC
PERAZA CAPITAL AND INVESTMENT, LLC
PERCIVAL FINANCIAL PARTNERS, LTD.
CLEAR STREET LLC
PERSHING LLC
PERSHING LLC
PREFERRED CLIENT GROUP, INC.
APEX CLEARING CORPORATION
PENSON FINANCIAL SERVICES, INC.
PREFERRED CAPITAL SECURITIES, LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PERSHING LLC
PENNHAVEN BROKERAGE PARTNERS, LLC
NASDAQ EXECUTION SERVICES, LLC
NAVAID FINANCIAL SERVICES, INC.
PICTET CANADA L.P./CDS
POLAR INVESTMENT COUNSEL, INC.
TUDOR, PICKERING & CO. SECURITIES, INC.
PAULSON INVESTMENT COMPANY LLC
PICTET OVERSEAS, INC.
GREEN PIER FINTECH LLC
PINNACLE INVESTMENTS, LLC
PIPER SANDLER & CO.
PACIFIC INVESTMENT SECURITIES CORP.
PI FINANCIAL (US) CORP.
PIPER SANDLER & CO.
JEFFERIES LLC
PARKSIDE SECURITIES, INC.
CLARKSONS PLATOU SECURITIES, INC.
PEEL HUNT INC.
PLACE TRADE FINANCIAL, INC.
PNC INVESTMENTS
PRIME NUMBER CAPITAL, LLC
PNFP CAPITAL MARKETS, INC.
PENSERRA SECURITIES, LLC
PENSERRA SECURITIES, LLC
PODESTA & CO.
POPULAR SECURITIES, INC.
PERSHING LLC
PRIME NUMBER CAPITAL LLC
PPPP CLEARING 0122 TEST
PENSION PLANNERS SECURITIES, INC.
SANTANDER US CAPITAL MARKETS LLC
CITADEL SECURITIES LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.

737373DTCC Public (White)


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PROOF SERVICES LLC
JUMP TRADING, LLC
BOFA SECURITIES, INC.
PRUCO SECURITIES, LLC.
JUMP TRADING, LLC
PUENTE SERVICIOS FINANCIEROS LLC
KESTRA INVESTMENT SERVICES, LLC
PRINCIPAL SECURITIES, INC.
GLOBALINK SECURITIES, INC.
INNOVATION PARTNERS LLC
UBS FINANCIAL SERVICES INC.
PTI SECURITIES & FUTURES L.P.
PTI SECURITIES & FUTURES L.P.
NATIONAL BANK OF CANADA FINANCIAL INC.
PTS BROKERAGE, LLC
PUBLIC VENTURES, LLC
INSTINET, LLC
PUMA CAPITAL, LLC
PUMA CAPITAL, LLC
PUNDION LLC
PUPLAVA SECURITIES, INC.
PURESTREAM, LLC
LIBERTY CAPITAL INVESTMENT CORPORATION
PICKWICK CAPITAL PARTNERS, LLC
UBS FINANCIAL SERVICES INC.
UBS FINANCIAL SERVICES INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
JUMP TRADING, LLC
JUMP TRADING
JUMP TRADING, LLC
QUANTEX CLEARING, LLC
GLEN EAGLE WEALTH, LLC
QUINT CAPITAL CORPORATION
QUINCY CASS ASSOCIATES, INCORPORATED
QUANTUM EDGE DERIVATIVES TRADING LLC
QUAESTOR GLOBAL SECURITIES, LLC
QUANTLAB BROKERAGE, LLC
QUATTRO M SECURITIES INC.
QUATTRO M SECURITIES INC.
VELOCITY CLEARING, LLC
QUANTRIVER FINANCIAL, LLC
QUOIN CAPITAL LLC
RICHARD JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
RABO SECURITIES USA, INC.
SHEARMAN, RALSTON, INC.
RAYMOND JAMES & ASSOCIATES, INC.
BOLTON GLOBAL CAPITAL
ROBERT B. AUSDAL & CO. INC.
RBC CAPITAL MARKETS CORPORATION
RBC DOMINION SECURITIES INC./CDS
RBC CAPITAL MARKETS CORPORATION
RBC CAPITAL MARKETS CORPORATION
REDBRIDGE SECURITIES LLC

737373DTCC Public (White)


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ROCKFLEET FINANCIAL SERVICES, INC.
RBC CAPITAL MARKETS ARBITRAGE, S.A.
DEALERWEB INC.
REDBURN PARTNERS (USA) LP
MACKIE RESEARCH CAPITAL CORPORATION/CDS
REGIONS SECURITIES LLC
REGISTER & AKERS INVESTMENTS, INC.
G. A. REPPLE & COMPANY
REVOLUT SECURITIES INC.
THE ROCKWELL FINANCIAL GROUP, INC.
REGAL SECURITIES, INC.
REGAL SECURITIES, INC.
TRUIST SECURITIES, INC.
RHODES SECURITIES, INC.
XR SECURITIES LLC
ARQUE CAPITAL, LTD.
RICE SECURITIES, LLC
RICE FINANCIAL PRODUCTS COMPANY
RIEDL, FIRST SECURITIES COMPANY OF KANSAS
B. RILEY FBR, INC.
RAYMOND JAMES & ASSOCIATES, INC.
ROCKWELL SECURITIES LLC
WELLS FARGO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC
RICHARDS, MERRILL & PETERSON, INC.
ROYAL BANK OF CANADA, WFC BRANCH
DINOSAUR SECURITIES, L.L.C.
ROBOTTI & COMPANY, LLC
ROCKEFELLER FINANCIAL LLC
RIM SECURITIES LLC
ROMANO BROTHERS AND COMPANY
RONIN CAPITAL, LLC
ROSENBLATT SECURITIES INC.
ROTH CAPITAL PARTNERS, LLC
ROTH CAPITAL PARTNERS, LLC
DINOSAUR SECURITIES, L.L.C.
SAMUEL A RAMIREZ & CO., INC.
REID & RUDIGER, LLC
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
ITG DERIVATIVES, LLC
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSE
ROTHSCHILD INVESTMENT CORPORATION
R.W. PRESSPRICH & CO.
R.W. SMITH & ASSOCIATES, INC.
RBC DOMINION SECURITIES CORPORATION
STERNE AGEE FINANCIAL SERVICES, INC.
SAF FINANCIAL SECURITIES LLC
SAGE, RUTTY & CO., INC.
SAGETRADER LLC
SAGETRADER, LLC
SAGETRADER, LLC
SAGETRADER, LLC
SECURITIES AMERICA, INC.
STONEX FINANCIAL INC.

737373DTCC Public (White)


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SUPREME ALLIANCE LLC
WATKINS FINANCIAL SERVICES, INC.
SAMI BROKERAGE LLC
SANTANDER US CAPITAL MARKETS LLC
SANTANDER US CAPITAL MARKETS LLC
PURSHE KAPLAN STERLING INVESTMENTS, INC.
SAVOY CAPITAL MANAGEMENT, INC.
SANFORD C. BERNSTEIN & CO., LLC
SAN BLAS SECURITIES LLC
SUNBELT SECURITIES, INC.
STERN BROTHERS & CO.
SIEBERT(MURIEL) & CO.,INC.
MURIEL SIEBERT & CO., INC.
SIEBERT CISNEROS SHANK & CO., L.L.C.
CITIGROUP GLOBAL MARKETS INC.
SUN'S BROTHERS SECURITIES INC.
STOCKBLOCK SECURITIES LLC
STRONG CAPITAL MARKETS, LLC
SANFORD C. BERNSTEIN & CO., LLC
SANFORD C. BERNSTEIN & CO., LLC
SCF SECURITIES, INC.
STRATEGIC CAPITAL INVESTMENTS, LLC
SCOTIA CAPITAL MARKETS (USA) INC.
SCOTIA CAPITAL INC./CDS
STANDARD CREDIT SECURITIES INC.
STONECASTLE SECURITIES, LLC
SAUER DAZEY INVESTMENT CO.
SEAPORT SECURITIES CORP.
SENTINEL BROKERS COMPANY, INC.
R. SEELAUS & CO., INC.
SOUTHEAST INVESTMENTS, N.C., INC.
SEIBERT (J.D.) & COMPANY INC.
SEI INVESTMENTS DISTRIBUTION CO.
SEIDEL & SHAW LLC
SEI INVESTMENTS DISTRIBUTION CO.
MINT BROKERS
SEARLE & CO.
ABN AMRO CLEARING USA LLC
SUSQUEHANNA FINANCIAL GROUP, LLP
SUPERIOR FINANCIAL SERVICES, INC.
S. GOLDMAN ADVISORS, LLC
SG AMERICAS SECURITIES, LLC
SMITH, BROWN & GROOVER, INC.
SIGMA FINANCIAL CORPORATION
S.G. LONG & COMPANY
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
GOLDMAN SACHS & CO. LLC
SIGNAL SECURITIES, INC.
SG AMERICAS SECURITIES, LLC
SEAPORT GLOBAL SECURITIES LLC
ABN AMRO CLEARING USA LLC
SCHOTTENFELD GROUP LLC
STERLINGSHIRE INVESTMENTS
PRIME EXECUTIONS, INC.

737373DTCC Public (White)


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SOCIAL INVSTR
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SIMPLEX TRADING, LLC
STOCK TRADERS
S.L. REED & COMPANY
SMITH, MOORE & CO.
SANDERS MORRIS HARRIS INC.
PARKLAND SECURITIES, LLC
SIMPLEX TRADING, LLC
SUMRIDGE PARTNERS, LLC
SECURITIES MANAGEMENT & RESEARCH, INC.
SNC CAPITAL MANAGEMENT CORP.
CAPITAL ONE SECURITIES, INC.
SOFI SECURITIES LLC
WANG INVESTMENT ASSOCIATES, INC.
TWO SIGMA SECURITIES, LLC
SORSBY FINANCIAL CORP.
SOVEREIGN GLOBAL ADVISORS, LLC
SPRINKLEBROKERAGE, INC.
SPARTAN CAPITAL SECURITIES, LLC
SCORE PRIORITY CORP.
SPEEDROUTE LLC
INSPEREX LLC
NORTHBOUND SECURITIES LLC
SEAPORT GLOBAL SECURITIES LLC
STEPHENS INC.
SPIRE SECURITIES, LLC
CELADON FINANCIAL GROUP LLC
SIMPLEX TRADING, LLC
SPARTAN CAPITAL SECURITIES, LLC
SPOT TRADING
MINT GLOBAL MARKETS, INC.
SEVEN POINTS CAPITAL, LLC
SQT TRADING, LLC
STATE STREET GLOBAL MARKETS, LLC
SAFRA SECURITIES LLC
SEI INVESTMENTS DISTRIBUTION CO.
SIGNATURE SECURITIES
STATE STREET GLOBAL MARKETS, LLC
SHAREHOLDERS SERVICES GROUP INC.
TRUIST INVESTMENT SERVICES, INC.
SANDERLIN SECURITIES, LLC
STATE STREET GLOBAL MARKETS, LLC
SANTANDER SECURITIES LLC
FERRETTI GROUP, INC.
STUART FRANKEL & CO., INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STERLING GRACE MUNICIPAL SECURITIES CO
STORMHARBOUR SECURITIES LP
STOCKPILE INVESTMENTS, INC.
STONEHAVEN, LLC
STOEVER,GLASS & COMPANY INC.
MURIEL SIEBERT & CO., INC.

737373DTCC Public (White)


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LIQUIDNET, INC.
STRATEGAS RESEARCH PARTNERS, LLC
SOUTHERN TRUST SECURITIES, INC.
STASH CAPITAL LLC
SOUTHERN TRUST SECURITIES, INC.
STATETRUST INVESTMENTS INC.
STURDIVANT & CO., INC.
MURIEL SIEBERT & CO., INC.
SUSQUEHANNA FINANCIAL GROUP, LLP
SMBC NIKKO SECURITIES AMERICA, INC.
SUN TRADING, LLC
SUN TRADING, LLC
SUN TRADING LLC
ABN AMRO CLEARING CHICAGO LLC
SUSQUEHANNA FINANCIAL GROUP, LLP
SUNSTREET SECURITIES, LLC
SVB SECURITIES LLC
TD AMERITRADE, INC.
SANCTUARY SECURITIES, INC.
HILLTOP SECURITIES INC.
TAGLICH BROTHERS, INC.
TELSEY ADVISORY GROUP LLC
TELSEY ADVISORY GROUP LLC
THINK ALPHA SECURITIES, LLC
TAPP ENGINE SECURITIES
TRADE BRIDGE CAPITAL LLC
TRADE BRIDGE CAPITAL LLC
TRADINGBLOCK
TRADIER BROKERAGE, INC.
TRADIER BROKERAGE, INC.
TRADINGBLOCK
THOROUGHBRED FINANCIAL SERVICES, LLC
TUOHY BROTHERS INVESTMENT RESEARCH, INC.
TCBI SECURITIES, INC.
TC2000 BROKERAGE, INC.
TD AMERITRADE, INC.
THOMPSON DAVIS & CO., INC.
TD SECURITIES (USA) LLC
TRADERFIELD SECURITIES INC.
TRADERFIELD SECURITIES INC.
TD SECURITIES (USA) LLC
TD SECURITIES (USA) LLC
TRADITION SECURITIES AND DERIVATIVES LLC
TECKMEYER FINANCIAL SERVICES
THEMIS TRADING LLC
TRIAD SECURITIES CORP
TRIAD SECURITIES CORP
NELSONREID, INC.
US TIGER SECURITIES, INC.
JUMP TRADING
TJM INVESTMENTS, LLC
FORDHAM FINANCIAL MANAGEMENT, INC.
TRADEKING LLC
TRADELINK SECURITIES, LLC

737373DTCC Public (White)


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TRADEMAS INC.
THURSTON SPRINGER FINANCIAL
IBKR SECURITIES SERVICES LLC
MCDONALD PARTNERS LLC
TRADITION SECURITIES AND DERIVATIVES LLC
TOCQUEVILLE SECURITIES L.P.
2021 CAPITAL
TOR BROKERAGE LLC
TORINO CAPITAL LLC
TORC INVESTMENTS AND RESEARCH LLC
TOURMALINE PARTNERS, LLC
TULLETT PREBON FINANCIAL SERVICES, LLC
TRADE-PMR INC.
TOWER PRINCIPAL MARKETS LLC
TRADEPRO SECURITIES, INC.
CASH APP INVESTING LLC
TRADEPRO SECURITIES,INC.
TRADESTATION SECURITIES, INC.
TRADEBOT SYSTEMS, INC.
TRC MARKETS LLC
TRC MARKETS LLC
TIGERRISK CAPITAL MARKETS & ADVISORY
TRC MARKETS LLC
DINOSAUR FINANCIAL GROUP, L.L.C
TRIBAL CAPITAL MARKETS, LLC
TRIAD ADVISORS, LLC
VIRTU AMERICAS LLC
TRIDENT PARTNERS LTD
TRADELINK SECURITIES, LLC
VIRTU AMERICAS LLC
THRASHER & CHAMBERS, INC.
TOWER SQUARE SECURITIES, INC.
TRUBEE, COLLINS & CO., INC.
T.R. WINSTON & COMPANY, LLC
SIXTEEN SECURITIES, INC.
FIRST TRYON SECURITIES, LLC
STURGES COMPANY (THE)
T.S. PHILLIPS INVESTMENTS, INC.
TWO SIGMA SECURITIES, LLC
TIBRA TRADING AMERICA LLC
T3 SECURITIES, INC.
T3 TRADING GROUP, LLC
T3 SECURITIES, INC.
ABN AMRO CLEARING CHICAGO LLC
TRADEWEB DIRECT LLC
ST INVEST LLC
TASTYWORKS, INC.
TRADEWORX SECURITIES LLC
DOUGALL & ASSOCIATES
TZ CLEAR LLC
UBS INTERNATIONAL, INC.
UBS SECURITIES LLC
UBS SECURITIES LLC
UNITED BROKERAGE SERVICES, INC

737373DTCC Public (White)


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UBS SECURITIES LLC
UBS SECURITIES LLC
UBS SECURITIES LLC
UCAP SECURITIES LLC
CU INVESTMENT SOLUTIONS, INC.
UNITED CAPITAL MARKETS, INC.
UNITED FIRST PARTNERS, LLC
UHLMANN PRICE SECURITIES, LLC
UMB FINANCIAL SERVICES, INC.
UNIVEST SECURITIES, LLC
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
USCA SECURITIES LLC
U.S. BROKERAGE, INC.
UNIVEST SECURITIES, LLC
U.S. FINANCIAL INVESTMENTS, INC.
U.S. SECURITIES, INTL. CORP.
PI FINANCIAL CORP.
U.S. STERLING SECURITIES, INC.
TRADEZERO AMERINCA, INC.
ULTRAVIOLET SECURITIES, LLC
VALUABLE CAPITAL SECURITIES
VIRTU AMERICAS LLC
VALLEY NATIONAL INVESTMENTS, INC.
VIRTU AMERICAS LLC
VALUABLE CAPITAL SECURITIES
VIRTU AMERICAS LLC
VANDERBILT SECURITIES, LLC
VISION BROKERAGE SERVICES, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VAN CLEMENS & CO. INCORPORATED
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CAPITAL, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC

737373DTCC Public (White)


#
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
PRIMARY CAPITAL, LLC
VELOCITY CLEARING, LLC
VELOCITY CAPITAL LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOX CLEARING LLC
VELOX CLEARING LLC
VELOX CLEARING LLC
VELOX CLEARING LLC
VELOX CLEARING LLC
VELOCITY CAPITAL, LLC
THE VERTICAL TRADING GROUP, LLC
THE VERTICAL TRADING GROUP, LLC
VESTFI INC.
VESTECH SECURITIES, INC.
AMERICAN VETERANS GROUP, PBC
VF SECURITIES
VANGUARD MARKETING CORPORATION
VELOCITY CLEARING, LLC
VIEWTRADE SECURITIES, INC.
VIRTU AMERICAS LLC
INVESCO CAPITAL MARKETS, INC.
VELOCITY CLEARING, LLC
VOLEO USA, INC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VELOCITY CLEARING, LLC
VOLANT SECURITIES, LLC
VELOX CLEARING LLC
DESJARDINS SECURITIES INTERNATIONAL INC.
VANDHAM SECURITIES CORP.
VIRTU AMERICAS LLC
VORPAHL WING SECURITIES INC.
VPE WERTPAPIERHANDELSBANK AG
VISION FINANCIAL MARKETS LLC
VIEWTRADE SECURITIES, INC.
BANCROFT CAPITAL, LLC
WALL STREET ACCESS
MIDLAND SECURITIES, LTD

737373DTCC Public (White)


#
WACHTEL & CO., INC.
H.C. WAINWRIGHT & CO., INC.
WAYNE HUMMER INVESTMENTS LLC
WALLACHBETH CAPITAL LLC
WBB SECURITIES, LLC
WALLACHBETH CAPITAL LLC
WILLIAM BLAIR & COMPANY, L.L.C.
WILLIAM BLAIR & COMPANY L.L.C.
CLEAR STREET MARKETS LLC
WEDBUSH SECURITIES INC.
WEBULL FINANCIAL LLC
WELLS FARGO SECURITIES, LLC
WILLOW COVE INVESTMENT GROUP, INC.
WILMINGTON CAPITAL SECURITIES, LLC
WORLD CHOICE SECURITIES, INC.
WILSON-DAVIS & CO., INC.
W.D. LATIMER CO LTD./CDS
WOLVERINE TRADING, LLC
WATCHDOG CAPITAL, LLC
JEFFERIES LLC
WEBULL FINANCIAL LLC
WEDBUSH SECURITIES INC.
WEDBUSH MORGAN SECURITIES INC.
WORLD EQUITY GROUP INC.
WESTERN EQUITY GROUP, INC.
WELLS FARGO SECURITIES, LLC
WELLS FARGO SECURITIES, LLC
WELLINGTON SHIELDS & CO., LLC
WOLVERINE EXECUTION SERVICES, LLC
WOLVERINE EXECUTION SERVICES, LLC
WOLVERINE EXECUTION SERVICES, LLC
WALLEYE TRADING LLC
WELLS FARGO SECURITIES, LLC
WATERSTONE FINANCIAL GROUP, INC.
WELLS FARGO SECURITIES, LLC
CIBC WORLD MARKETS INC./CDS
BGC FINANCIAL INC.
JUST2TRADE, INC.
WISCONSIN DISCOUNT SECURITIES CORP.
JUMP TRADING, LLC
JUMP TRADING
JUMP TRADING, LLC
WINDSOR, SHEFFIELD & CO., INC.
AXOS INVEST LLC
WESTERN INTERNATIONAL SECURITIES, INC.
SIEBERT CISNEROS SHANK & CO., L.L.C.
WEALTHFRONT BROKERAGE CORPORATION
WHITE MOUNTAIN CAPITAL, LLC
WATERMILL INSTITUTIONAL TRADING LLC
WALNUT STREET SECURITIES, INC.
WESTPARK CAPITAL, INC.
WESTPARK CAPITAL, INC.
WEDBUSH SECURITIES INC.
WEEDEN PRIME SERVICES, LLC.

737373DTCC Public (White)


#
WORDENTRADE, INC.
WELLS FARGO CLEARING SERVICES, LLC
SMH CAPITAL INVESTMENTS LLC
WALL STREET ACCESS
WALL STREET ACCESS
WASHINGTON SECURITIES CORPORATION
WORKMAN SECURITIES CORP
WOLVERINE SECURITIES, LLC
WEDBUSH SECURITIES INC./P3
WESTROCK CAPITAL MANAGEMENT, INC.
WESTERN INTERNATIONAL SECURITIES, INC.
WILLIAMS TRADING LLC
LIME TRADING CORP
WOLVERINE TRADING, LLC
WATERFORD INVESTORS SERVICES, INC.
B. RILEY WEALTH MANAGEMENT
BOFA SECURITIES, INC.
WHITEWELD TRADING, LLC
XAMBALA CAPITAL, LLC
JUMP TRADING, LLC
LATOUR TRADING LLC
LATOUR TRADING LLC
INSTINET, LLC
JUMP TRADING
XP INVESTMENTS US, LLC
XP SECURITIES, LLC
CRB SECURITIES, LLC
NATIONAL FINANCIAL SERVICES LLC
XTELLUS CAPITAL PARTNERS, INC.
XTELLUS CAPITAL PARTNERS, INC.
XTX EXECUTION SERVICES LLC
XXXX CLEARING 0123 TEST
LPL FINANCIAL LLC
YORK SECURITIES, INC.
YORK STOCKBROKERS, INC.
TEST ACCOUNT FORWARD TO P & S DEPT
LBMZ SECURITIES, INC.
TZ CLEAR LLC
TZ CLEAR LLC
ZIONS DIRECT, INC.
INVESCO CAPITAL MARKETS, INC.
VAN KAMPEN FUNDS, INC.
TRADEZERO AMERICA, INC.
SPEEDTRADER, INC
ZIV INVESTMENT COMPANY
JUMP TRADING, LLC
N.B. ZOULLAS SECURITIES, INC.
B. C. ZIEGLER AND COMPANY
TEST ACCOUNT - FORWARD TO P&S DEPARTMENT

737373DTCC Public (White)


#
EXECUTING BROKER MPID CLEARING BROKER
AALC 0226
ABAI 0279
ABAS 0226
ABBK 0158
ABDA 0158
ABDW 0158
ABEA 0158
ABEN 0158
ABHE 0158
ABST 0158
ACAD 0443
ACAM 0388
ACAP 0235
ACCP 0158
ACCU 0052
ACII 0158
ACLP 0235
ACPL 0235
ACPS 0443
ACRN 0235
ACSL 0226
ACTI 0443
ADAM 0161
ADSD 0725
ADSO 0141
AEFS 0226
AETL 0158
AEXG 0158
AFGI 0725
AFMG 0235
AFSL 0443
AFSS 0750
AGCO 0052
AGCP 0052
AGES 0750
AGFA 0226
AGIS 0235
AGPM 1043
AGSS 0443
AHSI 0141
AIGF 0443
AIGN 0226
AIRS 0279
AISG 0235
AJCO 0443
ALCG 0235
ALCM 0279
ALGP 0235
ALGR 0158
ALIS 0235
ALLE 0226
ALLN 0443
ALNC 0226

737373DTCC Public (White)


#
ALTR 3164
AMBB 0141
AMER 0235
AMIC 0226
AMMS 0141
AMRG 0443
ANDB 0443
ANDG 0235
ANOS 0235
ANOV 0750
AOCS 0388
AONC 0443
AOSD 0158
APBO 0158
APFS 0443
APRT 0226
APXO 0158
APXS 0052
ARBC 0235
ARCD 0443
ARIC 0052
ARKA 0443
ARKI 0226
ARQS 0279
ARSC 1043
ARTI 1043
ARVS 0443
ASCM 0052
ASCP 0443
ASII 0226
ASLB 0370
ASOI 0226
ASPI 0725
ATIS 0052
ATKC 0141
ATMC 0100
ATPA 0161
ATVT 0443
AULC 0443
AVEN 0226
AVEW 8199
AVIL 0158
AVML 0443
AVON 0226
AVSI 0443
AWMI 0725
AXAA 0075
AXCB 0443
AXCL 0052
AXCS 0443
AXGP 0443
AXIO 0279
AXOS 0052
AXTN 0052

737373DTCC Public (White)


#
BAKR 0443
BALE 0443
BALS 0750
BANK 0701
BARC 0388
BARD 0547
BARR 0226
BAYC 0161
BAYP 0161
BBGC 0235
BBII 0235
BBNI 0443
BCAP 7256
BCCS 0443
BCEX 0161
BCGS 0443
BCIB 0443
BCKL 0443
BCLE 0229
BCPI 0279
BCRK 0279
BCSA 0443
BCWM 4077
BCZC 0443
BDBS 0443
BDDK 0443
BDIR 0443
BDTM 0235
BDTR 0443
BEAF 0235
BECM 0725
BELS 0443
BERN 0013
BERS 0235
BEST 0352
BFEC 0443
BFEW 0443
BFFI 0226
BFSL 0235
BGCE 0161
BGCF 0537
BGCX 0537
BGHT 0141
BGIS 0443
BGMI 0158
BGSG 0226
BGVS 0443
BHII 0443
BHIS 0052
BHKS 0141
BIFS 0443
BIGG 0005
BIGP 0443
BIMI 0136

737373DTCC Public (White)


#
BISI 0443
BJCM 0235
BJRC 0235
BKCM 0443
BKRT 0235
BLAS 0595
BLNI 0226
BLOC 0158
BLTK 0443
BMKS 0279
BMSA 0443
BMSI 0750
BMUR 0443
BNBB 0750
BNCH 0235
BNDI 0443
BNDS 0226
BNJM 0235
BNPS 2154
BNPX 2154
BNTE 0158
BNYM 8355
BNYN 0226
BOFA 0773
BOKI 0443
BOLL 0279
BOSE 0443
BOTS 0052
BPWP 0226
BRAD 0443
BRAZ 0279
BRBR 0279
BRCY 0443
BRGE 0052
BRLI 0226
BRNK 0226
BROC 0443
BRRR 8199
BRSA 0103
BRSE 0226
BRVL 0443
BRWM 0226
BSCM 0052
BSPI 0235
BTCK 0158
BTDG 0161
BTIM 1043
BTIS 0443
BTSS 0279
BURK 0141
BURT 0725
BVIS 0235
BWNA 0235
BYAI 0226

737373DTCC Public (White)


#
BZTN 0141
BZWV 0005
BZYD 0005
BZYF 0005
CABA 0443
CABR 0161
CADG 0005
CAFS 0158
CAGI 0279
CALD 0103
CALT 0279
CAMC 0052
CAMS 0443
CANA 0443
CANT 0696
CAPC 0235
CAPE 0279
CAPF 0443
CAPP 0443
CARG 0141
CART 0443
CARY 0141
CASH 0158
CATE 0235
CAVU 0443
CBEV 0226
CBII 0443
CBIN 0443
CBOL 0226
CBSE 1043
CBTD 0226
CCCO 0226
CCIG 0235
CCMB 0443
CCMC 0443
CCMI 0443
CCMK 0005
CCMM 0235
CCOC 0235
CCPM 0595
CCPP 0235
CCRD 0443
CCSS 0443
CDFS 0052
CDGO 0551
CEON 0235
CERS 0226
CFCO 7311
CFCS 0005
CFGM 0235
CFGT 0235
CFII 0235
CFIN 0279
CFSC 0443

737373DTCC Public (White)


#
CFSI 0052
CFSX 0794
CGAM 0443
CGAT 0443
CGCO 0443
CGLN 0103
CGMI 0505
CGWM 0443
CHAS 0164
CHBC 0235
CHCH 0226
CHCK 0226
CHDA 0141
CHHS 0141
CHLC 0443
CHPP 0624
CHSI 0187
CHUB 0226
CICC 0443
CICI 0443
CICL 0141
CIIV 0052
CIMB 0005
CIRI 0443
CIST 0161
CISV 0226
CJSC 0443
CLDN 0235
CLRK 0235
CLRT 1043
CLSA 0161
CLSC 0235
CLSS 0235
CLTN 0226
CMCE 0226
CMFS 0443
CMMW 0226
CMPT 0750
CMSI 0279
CNCD 0235
CNFI 0443
CNFR 0443
CNSI 0226
CNTR 0103
COAK 0443
COAS 0141
CODA 0161
COEI 0052
COEX 0161
COFS 0279
COHN 0235
COKE 0235
COLS 0279
COMP 0595

737373DTCC Public (White)


#
CONI 0235
CONR 0235
CONS 0141
COOR 0141
COSL 0443
COWN 0100
COWP 0226
COWR 0443
COWX 0161
COYL 0235
CPGL 0226
CPLC 0595
CPRC 0235
CPRM 8199
CRCM 0235
CRDL 0235
CRED 0443
CREF 0443
CREW 0443
CRFN 6769
CRII 0443
CRNJ 0103
CRON 0443
CRPT 0235
CRTH 0443
CRYN 0235
CSAI 0793
CSAP 0141
CSCA 4264
CSCM 0279
CSIX 0443
CSPA 0226
CSPD 0197
CSPI 0235
CSTI 0161
CTAS 0443
CTBK 4270
CTDL 0551
CTDN 0352
CTNL 0235
CTSC 4264
CUFT 0226
CUGS 8199
CULL 0725
CUSO 0443
CUTT 0141
CUTW 0235
CUWB 0103
CVGP 0443
CWEI 0443
CWMK 0438
CYND 0443
DADA 0361
DAII 0235

737373DTCC Public (White)


#
DAIN 0235
DAIS 0052
DARA 0235
DART 0005
DASH 0161
DAVA 0443
DAVS 0103
DAWA 0647
DBKS 0573
DBPC 0443
DCAN 0279
DCSD 0235
DCVL 0005
DEAN 0015
DEGS 0005
DENI 0279
DETF 0005
DFIN 0161
DFPG 0235
DIGG 0595
DINO 0103
DJGW 0141
DJSA 0750
DJST 0443
DLAI 0235
DLPS 0595
DLSI 0226
DLZT 0235
DMKC 0141
DNOR 0005
DNSR 0158
DNWL 0443
DOFT 0443
DOMI 0279
DOMS 0235
DORN 0235
DOTC 0226
DOVE 0226
DOWL 0443
DPAA 0235
DREX 0235
DRSC 0443
DRTG 0005
DRTR 0005
DRVW 0235
DRWM 0005
DSAI 0443
DSGG 0226
DTEX 0235
DUST 0161
DWIZ 0235
EAMC 0235
EAMG 0235
EBKD 0537

737373DTCC Public (White)


#
EBKR 0537
EBRD 0103
ECCC 0226
EDFC 0443
EDFO 0158
EDIR 0235
EDJO 0057
EFGC 0443
EFHT 0235
EFSP 0443
EGLE 1043
EGMT 0005
ELET 0388
ELEV 0235
EMER 0443
EMOC 0750
EMPR 0279
EMRP 0161
ENTR 0235
EPIC 0443
EQHA 0075
EQSV 0226
EROP 0158
ESBD 0235
ESHC 0443
ESTR 0279
ETCB 3505
ETCL 0015
ETRF 0161
ETRS 0015
EUBR 0537
EVOL 0226
EVRS 0052
EWMX 0279
EXCS 0443
EXEQ 1043
EXOS 1043
EXSS 1043
FAFI 0279
FALC 0103
FALL 0725
FAMV 0226
FANC 0235
FARA 8199
FATS 0443
FBCO 0355
FBLM 0235
FBLT 8199
FBNS 0235
FBPC 0443
FBSB 0280
FCFP 0141
FCFS 0443
FCGB 0537

737373DTCC Public (White)


#
FCIT 0443
FCML 0279
FCMP 0595
FCST 0443
FDSC 0158
FDSI 0141
FEDR 0235
FENX 0595
FERN 0443
FFCM 0235
FFGI 0235
FFSI 0158
FHCI 0443
FHON 0235
FIBS 0226
FIGG 0750
FINF 0235
FISA 0443
FISB 0226
FISH 0235
FJRF 0052
FKSC 0235
FLAT 0226
FLEX 0158
FLIB 0235
FLIO 0750
FLOU 0443
FLTG 0005
FLTL 0235
FLTU 0551
FLWT 0161
FMAT 0608
FMCO 0443
FMEX 0750
FMFS 0226
FMGT 0443
FNCM 0750
FNFD 0443
FNIC 0443
FNPN 0443
FNSJ 0443
FNXB 0537
FNXS 0750
FOGS 0235
FOMA 0188
FORD 0052
FORI 0750
FOXC 0443
FRLZ 0103
FRTN 0103
FSCS 0443
FSIX 0725
FSRP 0443
FTEN 0226

737373DTCC Public (White)


#
FTLP 8244
FTSC 0202
FUBO 0443
FWSI 0141
GABE 0141
GAFI 0235
GAGN 0226
GAII 0279
GARB 0148
GARC 0161
GARE 0148
GARR 0226
GARW 0595
GBMS 0158
GBMT 0443
GCMC 0443
GDCO 0443
GELP 0235
GENS 0279
GENW 0443
GFIG 0537
GFSI 0725
GGWI 0141
GHCC 0226
GILG 0226
GJSS 0235
GLCM 0443
GLLL 0279
GLYN 0443
GMSE 0750
GMSG 0443
GPCA 0158
GPCG 0443
GPSS 0443
GRAD 0235
GRBD 0052
GRIL 0235
GROD 0226
GRPS 0226
GRWD 0052
GRYG 0226
GSBI 0279
GSCO 0005
GSIL 0158
GSMM 0005
GSQQ 0005
GSSC 0161
GSSI 0052
GSUU 0005
GSVV 0005
GTSM 0005
GWFS 0443
GWNS 0443
GZML 0161

737373DTCC Public (White)


#
HAFS 0279
HALO 0235
HAPB 0161
HARB 0443
HARC 0235
HARS 8199
HAVK 0235
HAZL 0226
HBCK 0443
HBCO 0443
HBUS 0443
HCGC 0103
HCMX 0235
HCTA 0005
HCWW 0235
HDVS 0226
HEAD 0443
HENN 0235
HENY 0443
HFLD 0279
HIAL 0443
HIGG 0235
HINO 0235
HITS 0443
HJSC 0443
HNTR 0443
HONR 0235
HOOD 6769
HOPK 0750
HOTO 0443
HPOL 0141
HPOM 0235
HPWD 0443
HRBF 0756
HRCO 0103
HRCS 0443
HRFS 0750
HRGR 0235
HRRS 0443
HSAI 0443
HSBK 0443
HSBM 0486
HTCM 0235
HTDX 0279
HTIS 0443
HTPS 0443
HTWR 0226
HUCO 0226
HUFS 0443
HUNT 0141
HUTC 0443
HWJC 0052
HWLS 0443
IAAK 0279

737373DTCC Public (White)


#
IAEW 0595
IAEX 0235
IBDF 0750
IBKR 0017
IBND 0103
IBOT 0279
IBSJ 0052
ICBK 0388
ICCI 0279
ICCS 0750
ICDS 0750
ICEN 0443
ICEX 4264
ICMB 1043
ICMH 0235
ICMI 0279
ICON 0235
ICRL 0443
ICTI 0158
IDAY 0103
IESI 0443
IFCS 0161
IMCC 0005
IMPC 0443
INCC 0443
INFI 0279
INGF 0270
INGS 0124
INNO 0052
INPI 0235
INSC 0443
INST 0750
INTL 0750
INTX 0235
IPGR 0443
IRMD 0443
ISCN 0235
ISIG 0226
ISLL 0052
ISSI 0052
ITAU 0443
ITCC 0750
ITCM 0443
ITFS 0226
IVEX 0443
IVNT 0235
IVOL 0235
IVST 0443
JADN 0725
JANY 0374
JBLW 0443
JDLS 0103
JDRB 0595
JEFF 0019

737373DTCC Public (White)


#
JEFM 0235
JEVO 0235
JGUN 0235
JHDR 0052
JJKE 0443
JKFS 0279
JKRC 0443
JLEQ 0161
JMLS 0235
JNSN 0443
JNST 0352
JONE 0161
JPMS 0352
JPPB 0443
JQII 0443
JRCO 0226
JSAP 8497
JSCL 0052
JSCT 0005
JSEB 0161
JSEG 0161
JSSF 0226
JVBF 0235
JVBG 0443
JWCF 0226
JWML 0235
KALS 0235
KAPG 0158
KART 0750
KAWM 0443
KBCO 0443
KCIM 0235
KCIX 0279
KCRD 0052
KEEN 0279
KENS 0279
KERC 0443
KEYB 0443
KIML 0226
KING 0235
KISL 0443
KJCO 0725
KMSF 0443
KOTK 1043
KOVP 0443
KOVS 0226
KRCO 0235
KRSH 0005
KRTH 0235
KUYK 0279
LADY 0443
LAFB 0235
LAFC 0443
LAFF 0443

737373DTCC Public (White)


#
LAFI 0750
LAGI 0226
LANE 0235
LARC 0235
LASI 0141
LASS 0226
LATG 0537
LATM 0537
LATN 0443
LBKI 0235
LDAS 0443
LDIL 0226
LDLW 0750
LDOT 0235
LEAD 0226
LEBO 0226
LEER 0443
LENX 0279
LEXI 0226
LEYA 0235
LFAC 0226
LFRO 0235
LGNT 0052
LGSA 0158
LIFG 0279
LIIS 0226
LINC 0158
LISI 0443
LMAR 0226
LMBD 0443
LMKO 0235
LMNX 0226
LNCL 0443
LNKS 0443
LOMB 0141
LOOP 0443
LOUE 0161
LOUI 0005
LPCM 0103
LPFS 0235
LPSP 1043
LQNA 0005
LQNB 0005
LQNF 0005
LQNT 0005
LQPT 0161
LRBC 0235
LSCM 0235
LSFB 0443
LSKO 0226
LSPI 0141
LSSI 0750
LSUS 0443
LTAA 0226

737373DTCC Public (White)


#
LTCO 0226
LTIN 2786
LVAR 0443
LVMR 0235
LWFL 0443
LYON 0651
LYSI 0443
MACC 0226
MADV 0443
MAMA 0443
MAPA 0279
MASE 0141
MAVS 0443
MAXM 0443
MBBS 0443
MBSA 0052
MBSE 0052
MBSL 0443
MBUS 0052
MCAP 1043
MCBT 0235
MCCL 0443
MCMG 0279
MCNA 0443
MDEB 0141
MDGP 0235
MEAL 0226
MERC 0235
MERP 0235
MERQ 0052
MESF 0443
MFRS 0443
MHSI 0443
MIAM 0141
MIBS 0443
MIDA 0725
MIDL 0226
MIFI 0226
MILE 0052
MILN 0235
MINP 0235
MINV 0235
MIRA 1043
MISL 0161
MITR 0443
MJDW 0279
MJWH 0235
MKMP 0161
MKRT 0235
MKTI 0226
MKTX 4265
MKTY 4265
MLCO 0161
MLEX 0161

737373DTCC Public (White)


#
MLMA 0671
MLMS 0279
MLTX 0161
MLWM 0671
MMCS 0443
MMNT 0158
MNCC 0443
MNCO 0279
MNDX 0235
MNRC 0443
MNXS 0443
MOCM 0235
MOFI 0158
MOIS 0443
MOLO 0235
MONE 0443
MONR 0226
MONX 0443
MORA 0443
MPLA 0158
MPLW 0226
MPSG 0161
MPWR 0226
MRBA 0052
MRIS 0443
MRKS 0443
MRNA 0161
MRPH 0226
MRSC 0287
MSCB 0279
MSCO 0050
MSEC 0235
MSII 0226
MSRO 0226
MSTC 0226
MTBK 0443
MTCA 0279
MTDB 0443
MTGO 0158
MTLE 0235
MTSL 0226
MUFG 0076
MULT 0443
MURJ 0750
MWAF 0443
MWCC 0235
MWIL 0235
MWMS 0443
MYSS 0158
MZHO 0892
MZHO 2396
NACL 0279
NACM 0161
NADL 0235

737373DTCC Public (White)


#
NAPK 0052
NBAR 0226
NBCS 0235
NBLB 0226
NBSL 0226
NEED 0443
NEHL 0235
NEPP 0226
NEST 0235
NEXT 0443
NFGR 0141
NFSC 0226
NFTY 0235
NHFS 0443
NHWI 0141
NIAD 0052
NILL 0725
NITE 0295
NMRA 0180
NMRA 5222
NOBL 0750
NORC 0235
NORP 0443
NORT 0443
NOSO 0443
NPAI 0443
NPBF 0443
NPNT 0005
NPTP 0443
NRAM 0443
NSFP 0235
NSRD 0235
NTFN 0052
NTMG 0443
NTRC 0226
NTSI 0443
NVEN 0448
NWCM 0235
NWIA 0750
NWML 0443
NYLS 0226
OAKR 0235
OBWS 0226
OCAC 0235
OCEA 0052
OCON 0103
ODCO 0279
ODEO 0388
ODNC 0235
OFGF 0235
OFKS 0235
OGTL 0005
OHIO 0226
OLNE 0279

737373DTCC Public (White)


#
OMSL 0158
ONEL 0161
ONES 0443
OPCO 0571
ORTL 0443
OTCE 0235
OTCN 0158
PACK 0279
PACT 0443
PAMC 0226
PAPA 0443
PARI 0630
PARK 0750
PARV 0443
PASC 0443
PASL 0443
PATR 0624
PAUL 0595
PBON 0161
PBSL 0725
PCCA 0279
PCIS 0226
PCSB 0443
PEER 0226
PENG 0443
PERC 0279
PERS 0443
PFCG 0279
PFCL 0158
PFDC 0235
PFPI 0161
PHBP 0052
PHCO 0443
PHIN 0443
PHRS 0279
PICE 0443
PICI 0279
PICK 0235
PICL 0052
PIMS 0226
PINA 0141
PIPR 0443
PIRR 0443
PISC 0750
PJEF 0443
PLAT 0443
PMAS 0443
PNCC 0226
PNCM 2835
PNFP 0279
PNSA 0235
PNSR 0161
PODE 0235
POOH 0443

737373DTCC Public (White)


#
POPS 0226
POWL 0443
PPFD 0443
PPSI 0235
PPSL 0413
PREB 0005
PRGI 0443
PROE 0443
PRPO 0443
PRSB 0141
PRSI 0103
PRST 0551
PSII 0226
PSIM 0226
PSIN 0443
PSUT 0235
PTCM 0443
PTIS 0235
PUPL 0226
PURE 0161
PURP 0279
PWAS 0443
PWJC 0221
PXGJ 0352
QBSI 0226
QCAP 0235
QCAS 0226
QMSR 0235
QMSX 0595
QUOI 0279
RAAA 0052
RAAI 0226
RABO 0443
RACO 0158
RAJA 0725
RAJC 0443
RAYG 0443
RBAC 0443
RBCD 0235
RBCM 0235
RBCX 0235
RBII 0279
RCMA 0235
RCRS 0226
RDCG 0443
RDSS 0141
REGN 0443
REGR 0141
RFAI 0725
RFRC 0279
RGLD 0279
RGLS 0235
RHDS 0141
RHOX 0005

737373DTCC Public (White)


#
RHPP 0750
RICE 0235
RICJ 0235
RICM 0235
RIED 0235
RILY 0226
RJFI 0390
RJFS 0725
RKWS 0235
RLIN 0005
RMAC 0235
RMPI 0141
RMST 0443
ROAR 0103
ROBT 0443
ROCK 0226
ROCM 0443
ROMO 0141
RONI 0005
ROTB 0235
ROTH 0161
ROYL 0443
RPTR 0235
RREZ 0443
RRII 0388
RRUD 0235
RSCM 0235
RSSE 0443
RTHS 0443
RWSM 0279
RYDS 0235
SABS 0443
SAFX 0235
SAGE 0141
SAIN 0226
SAKL 0226
SALB 0274
SALI 0750
SAMI 0226
SANT 0443
SAPA 0141
SARG 0226
SAVY 0235
SAXO 0443
SBAM 0443
SBLS 0235
SBLT 0226
SBRO 0443
SBRT 0226
SBRX 0445
SBSC 0226
SBSI 0103
SBSL 1043
SCAP 0595

737373DTCC Public (White)


#
SCFA 0226
SCIL 0052
SCMC 0096
SCSS 0750
SCTI 0443
SCTL 0443
SDDC 0443
SDIC 0235
SEAP 0226
SEBR 0279
SEBS 0443
SEEL 0443
SEFB 0052
SEIB 0158
SEMT 7311
SEND 0443
SERL 0443
SEVN 0443
SFGB 0161
SFPS 0443
SFSI 0235
SGAS 0286
SGBI 0226
SGFC 0226
SGLC 0235
SGNL 0279
SGSM 1043
SHMR 0443
SHOT 0005
SIAN 0443
SJGM 0443
SKTR 0279
SLRD 0226
SMCO 0235
SMHI 0443
SMNS 0226
SMPR 0443
SMRD 0443
SMRI 0226
SNWS 0443
SOCO 0443
SOFI 0158
SOGO 0158
SORS 0235
SPAC 0279
SPCS 0052
SPEX 0235
SPGS 0161
SPHN 0443
SPLC 0226
SPLD 0443
SPLN 0103
SPOT 0005
SPTD 0052

737373DTCC Public (White)


#
SPTS 0158
SRAM 0443
SSBS 0443
SSCO 8457
SSGC 0226
SSGM 0226
SSGR 0443
SSIN 0226
SSLC 0279
SSLL 0189
SSNE 0226
SSNG 0443
STCM 2095
STEP 0235
STFC 0443
STFG 0443
STFL 0793
STGC 0279
STKP 0158
STOV 0443
STOX 0445
STRM 0005
STRS 0161
STSM 0443
STTT 0052
STUR 0158
STXG 0445
STXW 0443
SUFI 0551
SUMI 0443
SUSQ 0551
SUST 0235
SVSI 0725
SWBC 0443
SWIM 0188
SWSS 0443
SWST 0279
SYCA 0443
SYMP 0443
TAFI 0443
TAGB 0052
TAGC 1043
TAGD 1043
TALR 0725
TBCL 0750
TBCR 0235
TBIA 0158
TBIS 0158
TBRD 0226
TCBI 0443
TDAR 0188
TDCO 0235
TDFS 0052
TDNF 2568

737373DTCC Public (White)


#
TDPA 0226
TDPW 0443
TDSI 2568
TEDP 0443
TERA 0443
TFAI 0226
TFAS 0443
TFSL 0235
TFSS 0443
TGHS 0443
THEM 0235
TIAD 8199
TIAN 0226
TIGC 0235
TIGE 1043
TJMB 1043
TJMI 0235
TKNG 0158
TMAS 0235
TMCC 4264
TMCD 0235
TOCQ 0443
TONE 8199
TORI 0750
TORO 0279
TOUR 0005
TOYS 0443
TPCD 0624
TPIS 0161
TPMR 0141
TRAD 0271
TRCS 0388
TREX 1043
TRIB 0235
TRID 0226
TRIP 0235
TRSH 0279
TRUB 0141
TRWN 0443
TRYC 0158
TRYN 0279
TSCD 0235
TSFA 0443
TSPI 0141
TSSM 0161
TTSI 0158
TWCM 0443
TWDI 0443
TWDL 0443
TWDP 0443
TWDR 0443
TWDS 0443
TWTT 0158
UBSI 0141

737373DTCC Public (White)


#
UBSW 0642
UCAP 0750
UCCM 0279
UCML 0052
UFPF 0226
UHLM 0235
UMBF 0226
UNIB 0443
UNIV 0595
UNTD 0443
UPLN 0443
USAF 0443
USCA 0226
USDB 0279
USIC 0226
USSI 0279
USTZ 0595
UVST 0443
VABD 4264
VALI 0226
VALM 0443
VBCS 0279
VBLT 0226
VBSL 0595
VCAP 0443
VCAS 0443
VCFN 0235
VCPL 0443
VCSV 0052
VENE 0443
VERF 0235
VERT 8199
VEST 0750
VETS 0235
VFSL 0443
VGRD 0062
VISI 0443
VKMI 0692
VLEO 0158
VMDI 0443
VMEX 0443
VPEW 0158
VSIN 0595
VSRF 0141
VTDT 0158
VTRN 0443
WABR 0443
WACC 0279
WACL 0709
WAIN 0443
WAYN 0141
WBAX 0052
WBBC 0226
WBET 0161

737373DTCC Public (White)


#
WBFS 0443
WBLR 0771
WBNA 2072
WBNF 0226
WBRO 0443
WBUL 0158
WCHV 0250
WCIG 0750
WCSC 0235
WCSF 0235
WEDB 0103
WEGE 0443
WEGI 0235
WEGP 0235
WESC 0141
WEST 0443
WEXM 0161
WEXX 0005
WHAE 0443
WHCG 0388
WHOT 0595
WIDS 0279
WING 0443
WISC 0235
WISE 0052
WISP 0443
WJBI 0443
WLMS 0443
WLTH 0235
WMCL 0279
WMFS 0226
WMLL 0005
WODL 0279
WOOD 0725
WPCC 0052
WPCI 0595
WPSG 0005
WRET 0141
WSBI 0443
WSCC 0235
WSCX 0235
WSEC 0443
WSGD 8199
WSRP 0052
WSTI 0226
WTCO 0005
WTFS 0052
WTKR 0388
WTLP 0388
WTRI 0235
WUND 0141
WVBD 0161
WZSC 0443
WZVB 0725

737373DTCC Public (White)


#
XPUS 0443
XRVR 0279
XTLS 0052
XTLW 0052
XTXE 0161
YLPL 0075
YOSE 0052
ZAHK 0443
ZAND 0443
ZEDB 0161
ZERO 0158
ZEUS 0443
ZION 0065
ZIVI 0235
ZOUL 0235

737373DTCC Public (White)


#
EXECUTING BROKER NAME
THRIVENT INVESTMENT MANAGEMENT, INC.
ABACUS INVESTMENTS, INC.
CONOVER SECURITIES CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
ACADEMY SECURITIES, INC.
ACADEMY SECURITIES, INC.
ALAMO CAPITAL
AEGIS CAPITAL CORP.
ATB CAPITAL MARKETS USA INC.
ARCA CAPITAL INVESTMENTS, INC.
ALEXANDER CAPITAL, L.P.
AMERICAN CAPITAL PARTNERS
ACP SECURITIES LLC
ACORNS SECURITIES, LLC
FINTRUST BROKERAGE SERVICES, LLC
ACTIVNER SECURITIES, INC.
CANACCORD GENUITY INC.
ROGAN & ASSOCIATES, INC.
PROSPERA FINANCIAL SERVICES, INC.
AE FINANCIAL SERVICES, LLC
AET INVESTMENT SERVICES, LLC
ALTERNATIVE EXECUTION GROUP
ACCESS FINANCIAL GROUP, INC.
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
SORRENTO PACIFIC FINANCIAL
FOUR POINTS CAPITAL PARTNERS LLC
AUERBACH GRAYSON & COMPANY LLC
AEGIS CAPITAL CORP.
ADVISORY GROUP EQUITY SERVICES LTD.
VALIC FINANCIAL ADVISORS, INC.
AEGIS CAPITAL CORP.
A.G.P. / ALLIANCE GLOBAL PARTNERS
GREAT AMERICAN ADVISORS, INC.
AMERICAN HERITAGE SECURITIES, INC.
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
HAND SECURITIES, INC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
IDB CAPITAL CORP.
ALTITUDE CAPITAL GROUP LLC
ALPHALEDGER MARKETS, INC.
A.G.P. / ALLIANCE GLOBAL PARTNERS
ALGER (FRED) & CO INC
ALEXANDER INVESTMENT SERVICES CO.
ALLEGHENY INVESTMENTS, LTD.
ALLEN & COMPANY LLC
A.G.P./ALLIANCE GLOBAL PARTNERS

737373DTCC Public (White)


#
ALTRUIST FINANCIAL LLC
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
AMERICAN TRUST INVESTMENT SERVICES, INC.
L.S.Y., INC.
AMUNI FINANCIAL, INC.
WORLD CAPITAL BROKERAGE, INC.
ANDBANC BROKERAGE, LLC
GARRETT (ANDREW), INC.
ABEL NOSER, LLC.
ANOVEST FINANCIAL SERVICES, INC.
AOC SECURITIES
AON BENFIELD SECURITIES
TRADING BLOCK
APEX CLEARING CORPORATION
AMERICA'S PORTFOLIO'S
PARTNERS
APEX CLEARING CORPORATION
APEXUS CAPITAL LLC
ARKADIOS CAPITAL
ARCADIA SECURITIES, LLC
ARIVE CAPITAL MARKETS
ARKA SECURITIES, INC.
ARKADIOS CAPITAL
ARQ ADVISORS LLC
ARCTIC SECURITIES LLC
ARBOR RESEARCH & TRADING, LLC
ARVEST WEALTH MANAGEMENT
ASCENDIANT CAPITAL MARKETS, LLC
BOK FINANCIAL SECURITIES
AURORA SECURITIES
TRADITION SECURITIES AND DERIVATIVES LLC
ASSOCIATED INVESTMENT SERVICES, INC.
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
AMERICAN TRUST INVESTMENT SERVICES, INC.
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
ATM EXECUTION LLC
COWEN AND COMPANY, LLC
ATOMIC BROKERAGE LLC
ONEAMERICA SECURITIES, INC.
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC
AVANZA CAPITAL MARKETS INC.
AVM, L.P.
AVONDALE PARTNERS, LLC
AMERIVET SECURITIES, INC.
AMERICAN WEALTH MANAGEMENT INC
AXA ADVISORS LLC
ACCESS SECURITIES
AXOS CLEARING LLC
ACCESS SECURITIES INC.
ACCESS SECURITIES, LLC
AXIOM CAPITAL MANAGEMENT, INC.
AXOS CLEARING LLC
AX TRADING, LLC

737373DTCC Public (White)


#
JAMES BAKER & ASSOCIATES, L.P.
M&T SECURITIES, INC.
BRUCE A. LEFAVI SECURITIES, INC.
CETERA INVESTMENT SERVICES LLC
BARCLAY
ROBERT W. BAIRD & CO. INCORPORATED
BARRETT & COMPANY
BAY CREST PARTNERS, LLC
BAY CREST PARTNERS, LLC
GRAHAM (B.B.) & COMPANY
SIERRA EQUITY GROUP LTD.
PERFORMANCE TRUST CAPITAL PARTNERS, INC.
BARCLAYS CAPITAL, INC./FIXED INCOME
BAC FLORIDA INVESTMENTS CORP.
BOFA SECURITIES, INC.
BCG SECURITIES, INC.
BCI SECURITIES, INC.
BANCOLOMBIA CAPITAL LLC
BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
GVC CAPITAL LLC
BEAR CREEK SECURITIES, LLC
BCS AMERICAS, INC.
BETA CAPITAL SECURITIES LLC
ZIEGLER (B.C.) & COMPANY
BANCO DO BRASIL SECURITIES
TRADEWEB DIRECT LLC
JEFFERIES LLC
BDT & MSD PARTNERS, LLC
TRADEWEB DIRECT LLC
BEACONSFIELD FINANCIAL SERV.
BETA CAPITAL SECURITIES LLC
BEL AIR SECURITIES LLC
SANFORD C. BERNSTEIN & CO., LLC
BESTEX RESEARCH SECURITIES, LLC
J.P. MORGAN SECURITIES LLC
BENJAMIN F. EDWARDS & COMPANY
BILL FEW ASSOCIATES, INC.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BRIGGS-FICKS SECURITIES, LLC
BGC FINANCIAL INC.
BGC FINANCIAL, L.P.
BGC FINANCIAL INC.
BRIGHTON SECURITIES CORP.
BLACKROCK EXECUTION SERVICES
BRICKELL GLOBAL MARKETS, INC.
CBIZ FINANCIAL SOLUTIONS, INC.
BGV SECURITIES
BELLE HAVEN INVESTMENTS, LP
CALLAWAY FINANCIAL SERVICES, INC.
BHK SECURITIES, LLC
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
BROWNSTONE INVESTMENT GROUP
BROWNSTONE INVESTMENT GROUP, LLC
INTESA SANPAOLO IMI SECURITIES CORP.

737373DTCC Public (White)


#
BANORTE SECURITIES INTERNATIONAL, LTD.
ESSEX SECURITIES LLC
CASCADE INVESTMENT GROUP, INC.
BNY CAPITAL MARKETS INC.
BUCKMAN, BUCKMAN & REID, INC.
SAN BLAS SECURITIES LLC
AMERITAS INVESTMENT COMPANY, LLC
TRADING BLOCK
BULLTICK, LLC
BENCHMARK SECURITIES LLC
MARIVA CAPITAL MARKETS, LLC
BULL MARKET SECURITIES, INC.
BREAN CAPITAL, LLC
INTERCOASTAL CAPITAL MARKETS, INC.
THE BENCHMARK COMPANY, LLC
BERNARDI SECURITIES, INC.
MTS MARKETS INTERNATIONAL, INC
BENJAMIN SECURITIES, INC.
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP.
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
BNYM/UIT NSCC CNS CLEARANCE
BANYAN SECURITIES, LLC
BOFA SECURITIES, INC./FIXED INCOME
BOSC, INC.
BODELL OVERCASH ANDERSON & CO.
BOE SECURITIES INC.
C A BOTZUM & CO
BUTTONWOOD PARTNERS, INC.
BERNARD HEROLD & CO
BRAZOS SECURITIES INC
BROWN AND BROWN SECURITIES, INC.
BCP SECURITIES, LLC
NEWBRIDGE SECURITIES CORPORATION
BROWN, LISLE/CUMMINGS, INC.
BRINKER CAPITAL SECURITIES, LLC
PAVILION GLOBAL MARKETS LTD
BARRINGTON RESEARCH ASSOCIATES, INC.
BOURSA INVESTMENT
BRADESCO SECURITIES, INC.
BLAYLOCK BEAL VAN, LLC
B. RILEY WEALTH MANAGEMENT
BROAD STREET CAPITAL MARKETS, LLC
BALANCED SECURITY PLANNING, INC.
BULLTICK, LLC
BIDS TRADING LP
BTIG, LLC
BTIG, LLC
HILLTOP SECURITIES INDEPENDENT NETWORK INC.
BURKE, LAWTON, BREWER & BURKE
HARBOR FINANCIAL SERVICES, L.L.C.
BESTVEST INVESTMENTS, LTD.
BROWN ASSOCIATES INC.
BRECEK & YOUNG

737373DTCC Public (White)


#
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
CABRERA CAPITAL MARKETS, INC.
CABRERA CAPITAL MARKETS, INC.
WEEDEN PRIME SERVICES, LLC.
COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC
CRESCENT SECURITIES GROUP, INC.
CALDWELL SECURITIES,INC.
CALTON & ASSOCIATES
CAMBRIA CAPITAL, LLC
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
CANACCORD GENUITY INC.
CANTOR FITZGERALD & CO.
CAPITAL CITY SECURITIES, LLC
CAPE SECURITIES, INC.
CAPITAL FINANCIAL SERVICES, INC.
CAPTRUST FINANCIAL ADVISORS
CARTHAGE GROUP INC.
CARTY & COMPANY, INC.
CARY STREET PARTNERS
PLANNER SECURITIES LLC
CARTER, TERRY & COMPANY, INC.
CAVU SECURITIES LLC
CITY NATIONAL BANK, BEVERLY HILLS, CALIFORNIA
WESBANCO SECURITIES, INC.
COMPASS BROKERAGE, INC.
MUTUAL SECURITIES, INC.
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
SYNOVOUS SECURITIES INC.
CARNES CAPITAL CORPORATION
CINCAP INVESTMENT GROUP, INC
MAREX CAPITAL MARKETS INC.
COMMERZEBANK CAPITAL CORP.
JMP SECURITIES LLC
COWEN AND COMPANY, LLC
CRAFT CAPITAL MANAGEMENT LLC
CCO CAPITAL, LLC
CAMBRIA CAPITAL, LLC
CHALICE CAPITAL PARTNERS
CONCORDE INVESTMENT SERVICES, LLC
CROWN CAPITAL SECURITIES, L.P.
NAVIAN CAPITAL SECURITIES, LLC
CITADEL SECURITIES LLC
RICE, VOELKER, LLC
CEROS FINANCIAL SERVICES, INC.
CANTOR FITZGERALD & CO.
CANTOR FITZGERALD & CO
TRUSTMONT FINANCIAL GROUP, INC.
CF GLOBAL TRADING, LLC
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CHELSEA FINANCIAL SERVICES
INSIGNEO INTERNATIONAL FINANCIAL SERVICES, LLC

737373DTCC Public (White)


#
CEROS FINANCIAL SERVICES, INC.
CF SECURED, LLC
CGIS SECURITIES LLC
CADARET, GRANT & CO., INC.
CG COMPASS (USA) LLC
COUGHLIN & CO
CITIGROUP GLOBAL MARKETS INC.
CITIGROUP GLOBAL MARKETS INC.
CHARLES SCHWAB & CO., INC.
PENSERRA SECURITIES, LLC
CHURCHILL FINANCIAL, LLC
CHICKASAW SECURITIES, LLC
CHAPIN, DAVIS
CHESTER HARRIS & CO., INC.
CHURCHILL CAPITAL USA, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
J.P. MORGAN SECURITIES LLC
LINCOLN FINANCIAL SECURITIES CORPORATION
CICC US SECURITIES, INC.
COMMERCE BANK INVESTMENT SERVICES, INC.
CAROLINAS INVESTMENT CONSULTING
CORPORATE INVESTMENTS GROUP, INC.
CIMB SECURITIES (USA), INC
CAMBRIDGE INVESTMENT RESEARCH, INC.
CAPITAL INSTITUTIONAL SERVICES, INC.
CITIZENS SECURITIES, INC.
CJS SECURITIES, INC.
CELADON FINANCIAL GROUP LLC
CLARK DODGE & CO, INC.
ARBOR RESEARCH & TRADING, LLC
CLSA AMERICAS, LLC
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC
CALTON & ASSOCIATES, INC.
COMMERCE BROKERAGE SERVICES
BNY MELLON CAP MKTS
COMMONWEALTH FINANCIAL NETWORK
COMPASS POINT RESEARCH & TRADING, LLC
CAPITAL MANAGEMENT SECURITIES, INC.
CONCORDE INVESTMENT SERVICES, LLC
CENTAURUS FINANCIAL INC.
MAREX CAPITAL MARKETS INC.
CITY NATIONAL SECURITIES, INC.
PRECISION SECURITIES
CASTLE OAK SECURITIES, L.P.
COASTAL EQUITIES, INC.
CODA MARKETS, INC.
COASTAL EQUITIES, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
COLORADO FINANCIAL SERVICE CORPORATION
COHEN BROS. & COMPANY
COKER & PALMER, INC.
COLONIAL SECURITIES INC.
COMPASS POINT RESEARCH & TRADING, LLC

737373DTCC Public (White)


#
CONTINENTAL INVESTORS SERVICES, INC.
CONNERS & CO., INC.
CONSULTIVA SECURITIES, INC.
COORDINATED CAPITAL SECURITIES, INC.
CLIENT ONE SECURITIES, LLC
COWEN & COMPANY, LLC
COWEN & COMPANY, LLC
COWEN AND COMPANY, LLC
COWEN AND COMPANY, LLC
COYLE SECURITIES LLC
CONTINUITY PARTNERS GROUP, LLC
COVA CAPITAL PARTNERS LLC
CORINTHIAN PARTNERS, L.L.C.
CELADON FINANCIAL GROUP LLC
COHNREZNICK CAPITAL
CARDINAL INVESTMENTS, INC.
CREDICORP CAPITAL LLC
TIAA-CREF INDIVIDUAL AND INSTITUTIONAL SERVICES, LLC
CREWS & ASSOCIATES, INC.
ROBINHOOD FINANCIAL, LLC.
CRI SECURITIES INC.
CANTONE RESEARCH
CRONIN & CO., INC.
CROSS POINT CAPITAL LLC
CORINTHIAN PARTNERS, LLC
BRENDAN E. CRYAN AND COMPANY, L.L.C.
STIFEL INDEPENDENT ADVISORS, LLC
CRESAP, INC.
ICE BONDS SECURITIES CORPORATION
CENTRAL STATES CAPITAL MARKETS, LLC
C6 CAPITAL SECURITIES LLC
CREDIT SUISSE PRIVATE ADVISORS
CANTOR FITZGERALD & CO.
CAPITAL SYNERGY PARTNERS
CANACCORD GENUITY INC.
OSAIC INSTITUTIONS, INC.
CENTRAL TRUST BANK
CITADEL SECURITIES LLC
CITADEL SECURITIES LLC
CENTENNIAL SECURITIES COMPANY LLC
ICE BONDS SECURITIES CORPORATION
FROST BROKERAGE SERVICES, INC.
DRIVEWEALTH INSTITUTIONAL, LLC
CULLEN INVESTMENT GROUP, LTD.
CUSO FINANCIAL SERVICES, L.P.
CUTTER & COMPANY BROKERAGE, INC.
CUTTER & COMPANY, INC.
DRIVEWEALTH INSTITUTIONAL, LLC
COWEN AND COMPANY LLC
BEECH HILL SECURITIES, INC.
CIBC WORLD MARKETS CORP.
TIGRESS FINANCIAL PARTNERS LLC
D. A. DAVIDSON & CO.
ALEXANDER (DON) INVESTMENTS, INC.

737373DTCC Public (White)


#
RBC CAPITAL MARKETS, LLC
DAI SECURITIES, LLC
DARWOOD ASSOCIATES, INC
DART EXECUTIONS, LLC
DASH FINANCIAL TECHNOLOGIES LLC
DAVENPORT & COMPANY LLC
DAVIS SECURITIES LLC
DAIWA CAPITAL MARKETS AMERICA INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
R. M. DUNCAN SECURITIES, INC.
DAIN CORRESPONDENT SERVICES
DART EXECUTIONS, LLC
MORGAN STANLEY SMITH BARNEY LLC
DART EXECUTIONS, LLC
H.C. DENISON CO.
DART EXECUTIONS, LLC
DASH FINANCIAL LLC
DFPG INVESTMENTS, INC.
BOUSTEAD SECURITIES, LLC
DINOSAUR FINANCIAL GROUP, L.L.C
ST. GERMAIN SECURITIES, INC.
DAWSON JAMES SECURITIES, INC
D.J. ST. GERMAIN CO., INC.
DAVID LERNER ASSOCIATES, INC.
DLP SECURITIES,.LLC
DEMPSEY LORD SMITH, LLC
DALZELL TRADING, LLC
D.M. KELLY & COMPANY
DNB MARKETS, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
DUNCAN & WILLIAMS, INC.
DOFT & CO., INC.
DOMINION INVESTOR SERVICES, INC.
DOMINARI SECURITIES LLC
DORN & CO., INC.
COLLIERS SECURITIES LLC
SECURITIES EQUITY GROUP
DOWLING & PARTNERS SECURITIES LLC
PALMIERI (ANGNARDO) & CO., INC.
DREXEL HAMILTON, LLC
BNY MELLON SECURITIES CORPORATION
DART EXECUTIONS, LLC
DART EXECUTIONS, LLC
DRIVEWEALTH, LLC
DRW SECURITIES, L.L.C.
DAEWOO SECURITIES (AMERICA) INC.
DMG SECURITIES, INC.
INSTITUTIONAL SECURITIES CORPORATION
JUMP TRADING, LLC
DRIVEWEALTH INSTITUTIONAL LLC
EMPIRE ASSET MANAGEMENT COMPANY
EMPIRE ASSET MANAGEMENT COMPANY
BGC FINANCIAL, L.P.

737373DTCC Public (White)


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BGC FINANCIAL INC.
EARLYBIRD CAPITAL, INC.
EAGLES COAST CAPITAL, LLC
E D & F MAN CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC.
EDI FINANCIAL, INC.
EDWARD D. JONES & CO.
EFG CAPITAL INTERNATIONAL
EF HUTTON LLC
ESSEX FINANCIAL SERVICES, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
EG MARKET TECHNOLOGIES LLC
ELECTRONIFIE SECURITIES LLC
ELEVATION, LLC
EMERSON EQUITY LLC
E. MAGNUS OPPENHIEM & CO. INC.
SELKIRK INVESTMENTS, INC.
EMPIRICAL RESEARCH PARTNERS LLC
ENTRUSTODY FINANCIAL, LLC
EPIC CAPITAL SECURITIES
EQUITABLE ADVISORS, LLC
EQUITY SERVICES, INC.
EROOM SECURITIES LLC
EASTDIL SECURED ADVISORS LLC
FIRST SOUTHERN, LLC
ESTRADA HINOJOSA & COMPANY
ETC BROKERAGE SERVICES, LLC
MORGAN STANLEY SMITH BARNEY LLC
G1 EXECUTION SERVICES, LLC
MORGAN STANLEY SMITH BARNEY LLC
BGC FINANCIAL INC.
EVOLVE SECURITIES, INC.
E1 ASSET MANAGEMENT, INC.
EAST WEST MARKETS, LLC
EXCEL SECURITIES AND ASSOCIATES, INC.
EXCELSIOR EQUITIES
EXOS SECURITIES LLC
EXOS SECURITIES LLC
FIRST ASSET FINANCIAL
FALCON SQUARE CAPITAL, LLC
FALLLINE SECURITIES LLC
FAMILY INVESTORS CO.
FINANCE 500, INC.
FARINA & ASSOCIATES, INC.
FIRST BROKERS SECURITIES LLC
CREDIT SUISSE SECURITIES (USA) LLC
FBL MARKETING SERVICES LLC
FIRST BALLANTYNE, LLC
FBN SECURITIES, INC.
CREDIT SUISSE SECURITIES (USA) LLC
U.S. BANCORP INVESTMENTS, INC.
FIRST CITIZENS FINANCIAL PLUS, INC.
FIRST COMMAND FINANCIAL PLANNING, INC.
BGC FINANCIAL, L.P.

737373DTCC Public (White)


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FIRST CITIZENS INVESTOR SERVICES, INC.
FNBB CAPITAL MARKETS, LLC
PRIME EXECUTIONS, INC.
STONEX FINANCIAL INC.
1ST DISCOUNT BROKERAGE INC.
FIRST DALLAS SECURITIES, INC.
FEDERATED SECURITIES INC.
FENIX SECURITIES, LLC
FEARNLEY SECURITIES
FOREFRONT CAPITAL MARKETS LLC
FELDSTEIN FINANCIAL GROUP, LLC
FIRSTRADE SECURITIES INC.
FIRST HEARTLAND CAPITAL, INC
FIRST HONOLULU SECURITIES INC.
FIDELITY BROKERAGE SERVICES LLC
THE FIG GROUP, LLC
FINANCE 500, INC.
ADVISORS ASSET MANAGEMENT, INC.
ADVISORS ASSET MANAGEMENT, INC.
L.B. FISHER & COMPANY
PARITER SECURITIES, INC.
FIRST KENTUCKY SECURITIES CORP.
FLORIDA ATLANTIC SECURITIES CORP.
GWM GROUP, INC.
FIRST LIBERTIES FINANCIAL
SANTOS CAPITAL GROUP, LLC
FIRST ST. LOUIS SECURITIES, INC.
FLOW TRADERS U.S. LLC
FELTL & COMPANY
FLOW TRADERS US LLC
FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
SG AMERICAS SECURITIES, LLC
FIRST MANHATTAN CO.
FINAMEX INTERNATIONAL, LLC
FISRT MERIT FINANCIAL SERVICES, INC
FAMILY MANAGEMENT SECURITIES, LLC
FIRST NATIONAL CAPITAL MARKETS
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FINANCIAL NETWORK INVESTMENT CORP.
UNIVEST INVESTMENTS
FINANCIAL NORTHEASTERN SECURITIES, INC.
BGC FINANCIAL, L.P.
FENIX SECURITIES, LLC
FOG EQUITIES LLC
TD AMERITRADE, INC.
THINKEQUITY, LLC
FORTREND SECURITIES, INC.
FOX CHASE CAPITAL PARTNERS, LLC
FRIEDMAN LUZZATTO & CO
FORTUNE SECURITIES, INC.
OSAIC WEALTH, INC.
FSIC
J.P. MORGAN SECURITIES LLC
FTB ADVISORS, INC.

737373DTCC Public (White)


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FIRST TRUST PORTFOLIOS, L.P.
FHN FINANCIAL SECURITIES CORP.
GRIFFINEST ASIA SECURITIES, LLC
FIRST WESTERN SECURITIES, INC.
G. RESEARCH, INC.
GARDNER FINANCIAL SERVICES INC.
GAGNON SECURITIES, LLC
GREAT AMERICAN INVESTORS, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC
ICAP CORPORATES LLC
GARE
GARRETT NAGLE & CO., INC.
GAR WOOD SECURITIES, LLC
GBM INTERNATIONAL, INC.
GBM INTERNATIONAL, INC.
GLADOWSKY CAPITAL MANAGEMENT CORP.
GILBERT, DONIGER CO., INC.
RBC CAPITAL MARKETS, LLC
GENERAL SECURITIES CORP
GENEOS WEALTH MANAGEMENT, INC.
GFI SECURITIES LLC
GLOBAL FINANCIAL SERVICES, L.L.C.
GAGE-WILEY & COMPANY INC.
GORDON, HASKETT CAPITAL CORPORATION
GILDER GAGNON HOWE & CO. LLC
SCHWARTZ, GREGORY J & CO. INC.
GREENSLEDGE CAPITAL MARKETS
GILL CAPITAL PARTNERS
GLYNN (J.A.) & CO.
GAMMA SECURITIES, LLC
GMS GROUP (THE), L.L.C.
GREAT POINT CAPITAL LLC
GREENMAN, PARKER, CONNALLY, GREENMAN, INC.
GREAT PACIFIC SECURITIES
GRADIENT SECURITIES, LLC
GREENBIRD CAPITAL LLC
GLOBAL RESOURCE INVESTMENTS, LTD.
GRODSKY ASSOCIATES, INC.
MML INVESTORS SERVICES, LLC
GAR WOOD SECURITIES, LLC
GOLDBERG (GARY) & CO., INC.
GLOBAL BROKERAGE SERVICES, INC.
GOLDMAN SACHS & CO. LLC
GLOBAL STRATEGIC INVESTMENTS, LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GEORGESON SHAREHOLDER SECURITIES CORP.
GARDEN STATE SECURITIES, INC.
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GTS SECURITIES LLC
GWFS EQUITIES, INC.
GWN SECURITIES INC.
GUZMAN & COMPANY

737373DTCC Public (White)


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HANTZ FINANCIAL SERVICES, INC.
HALO SECURITIES, LLC
HAP TRADING, LLC
HARBOUR INVESTMENTS INC.
HARLEY CAPITAL LLC
HARVESTONS SECURITIES, INC.
EMPIRE STATE FINANCIAL, INC.
HAZLETT, BURT AND WATSON, INC.
H. BECK, INC.
GLOBAL INVESTOR SERVICES, L.C.
HOLISTIC BROKERAGE, LLC
FALCON SQUARE CAPITAL, LLC
HOOPOE CAPITAL MARKETS, LLC
PEAK6 CAPITAL MANAGEMENT LLC
H.C.WAINWRIGHT & CO., LLC
AVANTAX INVESTMENT SERVICES, INC.
TD SECURITIES AUTOMATED TRADING LLC
CARL M. HENNIG, INC.
HENLEY & COMPANY LLC
HARTFIELD TITUS & DONNELLY LLC
HARBOR INVESTMENT ADVISORY, LLC
HIGGINS CAPITAL MANAGEMENT, INC.
ESTRADA HINOJOSA & COMPANY, INC.
HEIGHT SECURITIES, LLC
SIMS (HERBERT J.) & CO., INC.
HUNTER ASSOCIATES, INC.
ROBERTS & RYAN INVESTMENTS INC.
ROBINHOOD SECURITIES, LLC
SILVER OAK SECURITIES, INCORPORATED
HORNOR, TOWNSEND & KENT, INC.
HERNDON PLANT OAKLEY, LTD.
HERNDON PLANT OAKLEY, LTD.
PIPER SANDLER & CO.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
H RIVKIN & COMPANY
HRC INVESTMENT SERVICES, INC.
HALL & ROMKEMA FINANCIAL SERVICES, LLC
HARGER AND COMPANY, INC.
HARRIS INVESTORS SERVICES, INC.
INDEPENDENT FINANCIAL GROUP, LLC
HSBC SECURITIES (USA) INC.
HSBC SECURITIES (USA), INC/ FIXED INCOME SECS
HOWDEN TIGER CAPITAL MARKETS & ADVISOF LLC
HARTFIELD TITUS & DONNELLY LLC
HAITONG INTERNATIONAL SECURITIES (USA) INC.
HIGHTOWER SECURITIES, LLC
HIGHTOWER SECURITIES, LLC
HUNTINGTON INVESTMENT COMPANY
HUNT FINANCIAL SECURITIES, LLC
HUNTLEIGH SECURITIES CORPORATION
HUNTINGTON SECURITIES, INC.
HWJ CAPITAL PARTNERS II, LLC
M.S. HOWELLS & CO.
ISAAK BOND INVESTMENT, INC.

737373DTCC Public (White)


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SRT SECURITIES LLC
SRT SECURITIES LLC
I-BANKERS DIRECT, LLC
INTERACTIVE BROKERS LLC
INSTITUTIONAL BOND NETWORK, LLC
INVESTORS BROKERAGE OF TEXAS, INC
INTEGRITY BROKERAGE
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/CLEARIN
INDEPENDENCE CAPITAL CO.
INTL CUSTODY & CLEARING SOLUTIONS INC.
ICD SECURITIES
THE INVESTMENT CENTER, INC.
ICE SECURITIES EXECUTION & CLEARING, LLC
INTERCOASTAL CAPITAL MARKETS, INC.
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
INTERCOASTAL CAPITAL MARKETS, INC.
ICON CAPITAL GROUP, LLC
RIDEAU (I.C.) LYONS AND CO.
INTERNATIONAL CORRESPONDENT TRADING, INC.
BROKERAGESELECT
ITAU EUROPA SECURITIES INC
STONEX FINANCIAL INC.
IMC FINANCIAL MARKETS
IMPERIAL CAPITAL, LLC
SATURNA BROKERAGE SERVICES, INC.
INTEGRAL FINANCIAL, LLC
ING FINANCIAL MARKETS LLC
INGALLS & SNYDER, LLC
ETC BROKERAGE SERVICES, LLC
INVESTMENT PLANNERS INC.
TRANSAMERICA FINANCIAL ADVISORS
ARCA CAPITAL INVESTMENTS, INC.
STONEX FINANCIAL INC.
INTERNATIONAL ASSETS ADVISORY, LLC
INVESTMENT PLACEMENT GROUP
PLANMEMBER SECURITIES CORP
INSTITUTIONAL SECURITIES CORPORATION
EVERCORE GROUP L.L.C.
INLET SECURITIES LLC
INSIGHT SECURITIES, INC.
ITAU BBA USA SECURITIES INC.
STERNE AGEE FINANCIAL SERVICES, INC.
INTERCAM SECURITIES, INC.
KEEL POINT CAPITAL, LLC
INVEX, INC.
INVESTMENT NETWORK, INC.
UNION CAPITAL COMPANY
INTERVEST INTERNATIONAL EQUITIES CORPORATION
J ALDEN ASSOCIATES
JANNEY MONTGOMERY SCOTT LLC
OHANESIAN / LECOURS, INC.
JDL SECURITIES
J.H. DARBIE & CO., INC.
JEFFERIES LLC

737373DTCC Public (White)


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JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
ATIS, INC
JOSEPH GUNNAR & CO. LLC
JH DARBIE & CO. INC.
TRADEWEB DIRECT LLC
J.K. FINANCIAL SERVICES INC.
J.K.R. & CO., INC.
JUMP EXECUTION, LLC
J.M LUMMIS SECURITIES, INC.
D A DAVIDSON
JANE STREET CAPITAL LLC
JONESTRADING
J.P. MORGAN SECURITIES LLC
JEFFERIES LLC
THE GARBACZ GROUP
JOHNSON RICE & COMPANY L.L.C.
JANE STREET CAPITAL, LLC
JOSEPH STONE CAPITAL L.L.C.
JANE STREET CAPITAL LLC
JANE STREET EXECUTION SERVICES, LLC
JANE STREET EXECUTION SERVICES, LLC
JMP SECURITIES LLC
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B. FINANCIAL GROUP LLC
J. W. COLE FINANCIAL, INC.
MILLEGAN (J.W.), INC.
KALOS CAPITAL, INC.
KAPITALL GENERATION, LLC
REVERE SECURITIES CORP.
ARETE WEALTH MANAGEMENT, LLC
KAHN BROTHERS LLC
INVESTMENT MANAGEMENT CORPORATION
KILEY PARTNERS, INC.
PHX FINANCIAL, INC.
ST. BERNARD FINANCIAL SERVICES, INC.
KENSINGTON CAPITAL CORP.
KERCHEVILLE & COMPANY
KEYBANC CAPITAL MARKETS INC.
KIMELMAN & BAIRD, LLC
C. L. KING & ASSOCIATES, INC.
KEY INVESTMENT SERVICES LLC
KIPLING JONES & CO., LTD.
KMS FINANCIAL SERVICES
KOTAK MAHINDRA, INC.
KOVACK SECURITIES INC.
KOVACK SECURITIES, INC.
KR SECURITIES, LLC
KERSHNER SECURITIES, LLC
J.W. KORTH & COMPANY
KUYKENDALL & SCHNEIDER, INC.
TRUSTFIRST, INC.
LAFFERTY (R.F.) & CO., INC.
R.F. LAFFERTY & CO., INC.
R.F. LAFFERTY & CO., INC.

737373DTCC Public (White)


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LAFISE SECURITIES CORPORATION
ALLSTATE FINANCIAL SERVICES, LLC
MARC J. LANE & COMPANY
LARIMER CAPITAL CORPORATION
LIEBLONG & ASSOCIATES, INC.
LASALLE ST. SECURITIES, INC.
GFI SECURITIES LLC
GFI SECURITIES LLC
HEROLD & LANTERN INVESTMENTS, INC.
LIBUCKI & CO., LLC
LANDAAS & CO.
LINCOLN DOUGLAS INVESTMENTS, LLC
LAIDLAW & COMPANY (UK) LTD.
LANDOLT SECURITIES, INC.
THE LEADERS GROUP, INC.
LEIGH BALDWIN & CO., LLC
LEERINK SWANN & COMPANY
LENOX FINANCIAL SERVICES, INC.
LEXINGTON INVESTMENT COMPANY, INC.
LEMLEY, YARLING & CO.
LINCOLN FINANCIAL ADVISORS CORPORATION
LF ROTHSCHILD, LLC
AXOS CLEARING LLC
WOORI INVESTMENT AND SECURITIES AMERICA, INC.
LONG ISLAND FINANCIAL GROUP, INC.
USAA FINANCIAL ADVISORS, INC.
LIBERUM
LEUMI INVESTMENT SERVICES, INC.
LIFEMARK SECURITIES CORP.
LAZARD ASSET MANAGEMENT SECURITIES LLC
KOHN (L.M.) & COMPANY
LUMINEX TRADING & ANALYTICS LLC
LINCOLN INVESTMENT
GUGGENHEIM SECURITIES, LLC
LOMBARD SECURITIES INCORPORATED
LOOP CAPITAL MARKETS, LLC
ICAP CORPORATES LLC
LOUIS CAPITAL MARKETS, LP
LAMPERT CAPITAL MARKETS INC.
LIBERTY PARTNERS FINANCIAL SERVICES, INC.
LPS CAPITAL LLC
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
DASH FINANCIAL TECHNOLOGIES LLC
LIBERTY ASSOCIATES, INC.
LAKE STREET CAPITAL MARKETS, LLC
LION STREET FINANCIAL, LLC
LESKO SECURITIES INC.
LAFAYETTE INVESTMENTS
EJ STERLING INC.
LATIN SECURITIES INC.
LUMINEX TRADING & ANALYTICS LLC

737373DTCC Public (White)


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LADENBURG, THALMANN & CO., INC.
BBVA SECURITIES INC.
LARRAINVIAL SECURITIES US LLC
LIVERMORE TRADING GROUP, INC.
LAWSON FINANCIAL CORPORATION
CREDIT AGRICOLE SECURITIES (USA) INC.
LLOYDS SECURITIES INC.
NEWEDGE SECURITIES, INC.
MILLENNIUM ADVISORS, LLC
SECUREVEST FINANCIAL GROUP
MADISON PAIGE SECURITIES LLC
MANAGED ACCOUNT SERVICES, LLC
MADISON AVENUE SECURITIES
MAXIM GROUP LLC
INFINEX INVESTMENTS
MBS SOURCE ETRADING, INC.
MBS SOURCE ETRADING, INC.
MBS CAPITAL MARKETS, LLC
MEDIOBANCA SECURITIES USA LLC
MCAP LLC
MOORS & CABOT, INC.
MCCLURG CAPITAL CORPORATION
MUNICIPAL CAPITAL MARKETS GROUP, INC.
MCNALLY FINANCIAL SERVICES CORPORATION
WORLD FIRST FINANCIAL SERVICES, INC.
MD GLOBAL PARTNERS, LLC
M. E. ALLISON & CO., INC.
MERCADIEN SECURITIES
MERIDIAN EQUITY PARTNERS, INC.
MERCATOR ASSOCIATES LLC
MESIROW FINANCIAL, INC.
MFR SECURITIES, INC.
M HOLDINGS SECURITIES
FMSBONDS, INC.
BMO HARRIS FINANCIAL ADVISORS
MID-ATLANTIC SECURITIES, INC.
MIDDLEGATE SECURITIES LTD.
MILKIE FERGUSON INVESTMENTS, INC.
I-BANKERS SECURITIES INC.
MILLENNIUM ADVISORS, LLC
MINISTRY PARTNERS SECURITIES, LLC
MACK INVESTMENTS SECURITIES, INC.
MIRAE ASSET SECURITIES (USA) INC.
MISCHLER FINANCIAL GROUP, INC.
STONEX FINANCIAL INC.
MURRAY SECURITIES
ETICO PARTNERS LLC
ROTH CAPITAL PARTNERS, LLC
MARKET SECURITIES, LLC
U.S. BANCORP ADVISORS, LLC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION
BOFA SECURITIES, INC.
BOFA SECURITIES, INC.

737373DTCC Public (White)


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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MAINLINE WEST MUNICIPAL SECURITIES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MMC SECURITIES CORP.
MOMENT MARKETS, LLC
MONEY CONCEPTS CAPITAL CORP.
NELSON (MARTIN) & CO., INC.
TJM INVESTMENTS, LLC
MONARCH CAPITAL GROUP LLC
MUNIAXIS LEBENTHAL LLC
MORETON CAPITAL MARKETS, LLC
M1 FINANCE LLC
MUTUAL OF OMAHA INVESTOR SERVICES INC.
MOLONEY SECURITIES
MONERE INVESTMENTS, INC.
MONROE FINANCIAL PARTNERS, INC.
MONEX SECURITIES INC.
MORA WM SECURITIES
EMPALA SECURITIES, LLC
MAPLEWOOD INVESTMENT ADVISORS, INC.
ED & F MAN CAPITAL MARKETS INC.
GWFS EQUITIES, INC.
IBN FINANCIAL SERVICES, INC.
BMO HARRIS FINANCIAL ADVISORS
M. RAMSEY KING
INTL FILLMORE ADVISORS LLC
WM FINANCIAL SERVICES, INC.
TRADEUP SECURITIES, INC.
MAINE SECURITIES CORPORATION
MORGAN STANLEY & CO. LLC
MSEC, LLC
MSI FINANCIAL SERVICES, INC.
MESIROW FINANCIAL, INC.
MIDWESTERN SECURITIES TRADING COMPANY, LLC
MULTI-BANK SECURITIES, INC.
MUTUAL TRUST CO. OF AMERICA SECURITIES
M&T SECURITIES, INC.
MTG, LLC
MTL EQUITY PRODUCTS, INC.
MSEC, LLC
MUFG SECURITIES AMERICAS INC.
MULTI-FINANCIAL SECURITIES GROUP
COMMERCE ONE FINANCIAL INC.
MWA FINANCIAL SERVICES, INC.
MONNESS CRESPI HARDT & CO., INC.
MORGAN WILSHIRE SECURITIES, INC.
MUREX CAPITAL LLC
M.Y. SAFRA SECURITIES, INC.
MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC
NATIONAL ALLIANCE SECURITIES CORPORATION
NABSECURITIES, LLC
WARREN D. NADEL & COMPANY

737373DTCC Public (White)


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B. RILEY WEALTH MANAGEMENT
NANCY BARRON & ASSOCIATES, INC.
NBC SECURITIES, INC.
NEUBERGER BERMAN BD LLC
BMO NESBITT BURNS SECURITIES LTD.
NEEDHAM & COMPANY, LLC
GREENBERG FINANCIAL GROUP
N.E. PRIVATE CLIENT ADVISORS, LTD.
NEST INVESTMENTS BD LLC
NEXT FINANCIAL GROUP, INC.
NATIONS FINANCIAL GROUP, INC.
NATIONAL FINANCIAL SERVICES LLC
INFINITY FINANCIAL SERVICES
HEWITT FINANCIAL SERVICES
HENNION & WALSH, INC.
NI ADVISORS
NIAGARA INTERNATIONAL CAPITAL LIMITED
VIRTU AMERICAS LLC
NOMURA SECURITIES INTERNATIONAL, INC./FIXED INCOME
NOMURA SECURITIES INTERNATIONAL, INC./FIXED INCOME
NOBLE FINANCIAL CAPITAL MARKETS
NORTHERN CAPITAL SEC. CORP.
PARETO SECURITIES INC
NORTHLAND SECURITIES, INC.
NORTH SOUTH CAPITAL LLC
NATIONWIDE PLANNING ASSOCIATES
NPB FINANCIAL GROUP, LLC.
MAREX CAPITAL MARKETS INC.
MAREX CAPITAL MARKETS INC.
CANACCORD WEALTH MANAGEMENT (USA) INC.
NORTHSTAR FINANCIAL PARTNERS, INC.
NESTLERODE & CO., INC.
NETWORK 1 FINANCIAL SECURITIES INC.
FIELDPOINT PRIVATE SECURITIES, LLC
NORTHERN TRUST SECURITIES, INC.
NESBITT THOMSON SECURITIES, INC.
NUVEEN SECURITIES, LLC
NW CAPITAL MARKETS INC.
NORTHWEST INVESTMENT ADVISORS, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
NYLIFE SECURITIES INC.
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OBERWEIS SECURITIES, INC.
OLSON, CROSS & ALAMO LLC
OCEAN FINANCIAL SERVICES, LLC
O'CONNOR & CO SECURITIES
ODEON CAPITAL GROUP LLC
ODEON CAP
ODEON CAPITAL GROUP LLC
OFG FINANCIAL SERVICES INC
FULCRUM SECURITIES, INC.
OUTSET GLOBAL TRADING LIMITED
FIFTH THIRD SECURITIES, INC.
OLDEN LANE SECURITIES, LLC

737373DTCC Public (White)


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OM SECURITIES, LLC
O'NEIL (WILLIAM) & CO
O N EQUITY SALES CO.
OPPENHEIMER & CO. INC.
ORIENTAL FINANCIAL SERVICES
OTCEX, LLC
OTC LINK LLC
PACKERLAND BROKERAGE SERVICES
BTG PACTUAL US CAPITAL LLC
PROGRESSIVE ASSET MANAGEMENT
PAPAMARKOU WELLNER & CO., INC.
BNP PARIBAS SECURITIES CORP.
PARK WALK CAPITAL MARKETS, LLC
PAR5 CAPITAL & CO LLC
PARK AVENUE SECURITIES LLC
PERSHING ADVISOR SOLUTIONS, LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PAULSON INVESTMENT COMPANY, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PEAK BROKERAGE SERVICES, LLC
PEACHCAP SECURITIES, INC.
BANKOH INVESTMENT SERVICES, INC.
PRIVATE CLIENT SERVICES, LLC
AMERICAN TRUST INVESTMENT SERVICES, INC.
PENNSYLVANIA GROUP INCORPORATED (THE)
PERCIVAL FINANCIAL PARTNERS, LTD.
PERSHING LLC
PREFERRED CLIENT GROUP, INC.
APEX CLEARING CORPORATION
PREFERRED CAPITAL SECURITIES, LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC
PENNHAVEN BROKERAGE PARTNERS, LLC
PHILLIPS & COMPANY SECURITIES, INC.
PHILADELPHIA INVESTORS, LTD.
NAVAID FINANCIAL SERVICES, INC.
T ROWE PRICE INVESTMENT SERV
POLAR INVESTMENT COUNSEL, INC.
TUDOR, PICKERING & CO. SECURITIES, INC.
PAULSON INVESTMENT COMPANY LLC
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, LLC
PINNACLE INVESTMENTS, LLC
PIPER SANDLER & CO.
PIRRONE & CO., INC.
PACIFIC INVESTMENT SECURITIES CORP.
JEFFERIES LLC
CLARKSONS PLATOU SECURITIES, INC.
PMA SECURITIES, INC.
PNC INVESTMENTS
PNC CAPITAL MARKETS LLC
PNFP CAPITAL MARKETS, INC.
PENSERRA SECURITIES, LLC
PENSERRA SECURITIES, LLC
PODESTA & CO.
QUESTAR CAPITAL CORPORATION

737373DTCC Public (White)


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POPULAR SECURITIES, INC.
POWELL (ELMER E.) COMPANY
PERSHING LLC
PENSION PLANNERS SECURITIES, INC.
SANTANDER US CAPITAL MARKETS LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PORTFOLIO RESOURCES GROUP, INC.
PROEQUITIES, INC.
PRIVATE PORTFOLIO, INC.
PRESIDENTIAL BROKERAGE, INC.
GLOBALINK SECURITIES
BOFA SECURITIES, INC.
KESTRA INVESTMENT SERVICES, LLC
PRINCIPAL SECURITIES, INC.
LUMENT SECURITIES, LLC
INNOVATION PARTNERS LLC
CAVU SECURITIES LLC
PTI SECURITIES & FUTURES L.P.
PUPLAVA SECURITIES, INC.
PURESTREAM, LLC
LIBERTY CAPITAL INVESTMENT CORPORATION
PWA SECURITIES, INC.
UBS FINANCIAL SERVICES INC.
JUMP TRADING, LLC
GLEN EAGLE WEALTH, LLC
QUINT CAPITAL CORPORATION
QUINCY CASS ASSOCIATES, INCORPORATED
QUATTRO M SECURITIES INC.
QUATTRO M SECURITIES INC.
QUOIN CAPITAL LLC
RICHARD JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
RABO SECURITIES USA, INC.
SHEARMAN, RALSTON, INC.
RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES USA
BOLTON GLOBAL CAPITAL
ROBERT B. AUSDAL & CO. INC.
RBC CAPITAL MARKETS CORPORATION
RBC CAPITAL MARKETS CORPORATION
RBC CAPITAL MARKETS CORPORATION
REGIONAL BROKERS, INC.
RBC CAPITAL MARKETS ARBITRAGE, S.A.
ROOSEVELT & CROSS, INCORPORATED
RD CAPITAL GROUP, INC.
RDSC, LLC
REGIONS SECURITIES LLC
REGISTER & AKERS INVESTMENTS, INC.
RYAN FINANCIAL, INC.
THE ROCKWELL FINANCIAL GROUP, INC.
REGAL SECURITIES, INC.
REGAL SECURITIES, INC.
RHODES SECURITIES, INC.
XR SECURITIES LLC

737373DTCC Public (White)


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ARQUE CAPITAL, LTD.
RICE FINANCIAL PRODUCTS COMPANY
RICE SECURITIES, LLC
RICE FINANCIAL PRODUCTS COMPANY
RIEDL, FIRST SECURITIES COMPANY OF KANSAS
B. RILEY FBR, INC.
RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES FINANCIAL SVCS. INC.
ROCKWELL SECURITIES LLC
WELLS FARGO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC
RICHARDS, MERRILL & PETERSON, INC.
R.M. STARK & CO., INC.
DINOSAUR SECURITIES
ROBOTTI & COMPANY, LLC
ROCKEFELLER FINANCIAL LLC
RIM SECURITIES LLC
ROMANO BROTHERS AND COMPANY
RONIN CAPITAL, LLC
ROTH CAPITAL PARTNERS, LLC
ROTH CAPITAL PARTNERS, LLC
ROYAL ALLIANCE ASSOCIATES, INC.
DINOSAUR SECURITIES, L.L.C.
SAMUEL A RAMIREZ & CO., INC.
ROBERTS & RYAN INVESTMENTS, INC.
REID & RUDIGER, LLC
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSE
ROTHSCHILD INVESTMENT CORPORATION
R.W. SMITH & ASSOCIATES, INC.
RBC DOMINION SECURITIES CORPORATION
SABADELL SECURITIES USA, INC.
SAF FINANCIAL SECURITIES LLC
SAGE, RUTTY & CO., INC.
SECURITIES AMERICA, INC.
STEPHEN A. KOHN & ASSOCIATES, LTD.
CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS
STONEX FINANCIAL INC.
SAMI BROKERAGE LLC
SANTANDER US CAPITAL MARKETS LLC
SAPERSTON ASSET MANAGEMENT INC.
PURSHE KAPLAN STERLING INVESTMENTS, INC.
SAVOY CAPITAL MANAGEMENT, INC.
SAXONY SECURITIES
INVESTMENT PROFESSIONALS, INC.
SAN BLAS SECURITIES LLC
SUNBELT SECURITIES, INC.
STERN BROTHERS & CO.
SIEBERT(MURIEL) & CO.,INC.
MURIEL SIEBERT & CO., INC.
SIEBERT CISNEROS SHANK & CO., L.L.C.
SUN'S BROTHERS SECURITIES INC.
STOCKBLOCK SECURITIES LLC
STRONG CAPITAL MARKETS, LLC

737373DTCC Public (White)


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SCF SECURITIES, INC.
STRATEGIC CAPITAL INVESTMENTS, LLC
SCOTIA CAPITAL MARKETS (USA) INC.
STONECASTLE SECURITIES, LLC
SECURITY CAPITAL BROKERAGE, INC.
SENTINEL SECURITIES, INC.
SDDCO BROKERAGE AQDVISORS
SAUER DAZEY INVESTMENT CO.
SEAPORT SECURITIES CORP.
SENTINEL BROKERS COMPANY, INC.
SECU BROKERAGE SERVICES
R. SEELAUS & CO., INC.
SOUTHEAST INVESTMENTS, N.C., INC.
SEIBERT (J.D.) & COMPANY INC.
MINT BROKERS
SENDERO SECURITIES
SEARLE & CO.
NATIONWIDE SECURITIES
SUSQUEHANNA FINANCIAL GROUP, LLP
SF INVESTMENTS, INC.
SUPERIOR FINANCIAL SERVICES, INC.
SG AMERICAS SECURITIES, LLC
SMITH, BROWN & GROOVER, INC.
SIGMA FINANCIAL CORPORATION
S.G. LONG & COMPANY
SIGNAL SECURITIES, INC.
SEAPORT GLOBAL SECURITIES LLC
ABN AMRO CLEARING USA LLC
SCHOTTENFELD GROUP LLC
SECURIAN FINANCIAL SERVICES
SCOTT JAMES GROUP, INC.
STOCK TRADERS
S.L. REED & COMPANY
SMITH, MOORE & CO.
SANDERS MORRIS HARRIS INC.
PARKLAND SECURITIES, LLC
SUMMIT BROKERAGE SERVICES, INC.
SUMRIDGE PARTNERS, LLC
SECURITIES MANAGEMENT & RESEARCH, INC.
SNOWDEN ACCOUNT SERVICES, INC.
CAPITAL ONE SECURITIES, INC.
SOFI SECURITIES LLC
WANG INVESTMENT ASSOCIATES, INC.
SORSBY FINANCIAL CORP.
SIERRA PACIFIC SECURITIES, LLC
SPARTAN CAPITAL SECURITIES, LLC
INSPEREX LLC
SEAPORT GLOBAL SECURITIES LLC
STEPHENS INC.
SPIRE SECURITIES, LLC
SPIRE SECURITIES, LLC.
CELADON FINANCIAL GROUP LLC
SPOT TRADING
MINT GLOBAL MARKETS, INC.

737373DTCC Public (White)


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SEVEN POINTS CAPITAL, LLC
SAMCO CAPITAL MARKETS, INC.
STATE STREET GLOBAL MARKETS, LLC
SAFRA SECURITIES LLC
SIGNATURE SECURITIES
STATE STREET GLOBAL MARKETS, LLC
SHAREHOLDERS SERVICES GROUP INC.
TRUIST INVESTMENT SERVICES, INC.
SANDERLIN SECURITIES, LLC
STATE STREET GLOBAL MARKETS, LLC
SANTANDER SECURITIES LLC
SISUNG SECURITIES CORPORATION
TRUIST SECURITIES, INC.
FERRETTI GROUP, INC.
STUART FRANKEL & CO., INCORPORATED
STANFORD GROUP COMPANY
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STERLING GRACE MUNICIPAL SECURITIES CO
STOCKPILE INVESTMENTS, INC.
STOEVER,GLASS & COMPANY INC.
MURIEL SIEBERT & CO., INC.
LIQUIDNET, INC.
STRATEGAS RESEARCH PARTNERS, LLC
STERLING SMITH CORPORATION
STATETRUST INVESTMENTS INC.
STURDIVANT & CO., INC.
MURIEL SIEBERT & CO., INC.
SA STONE WEALTH MANAGEMENT INC.
SUSQUEHANNA FINANCIAL GROUP, LLC
SMBC NIKKO SECURITIES AMERICA, INC.
SUSQUEHANNA CAPITAL GROUP
SUNSTREET SECURITIES, LLC
SILICON VALLEY SECURITIES, INC
SWBC INVESTMENT SERVICES, LLC
TD AMERITRADE, INC.
SANCTUARY SECURITIES, INC.
HILLTOP SECURITIES INC.
SYNDICATED CAPITAL, INC.
SYMPHONIC SECURITIES LLC
NATHAN HALE CAPITAL, LLC
TAGLICH BROTHERS, INC.
TELSEY ADVISORY GROUP LLC
TELSEY ADVISORY GROUP LLC
TAYLOR SECURITIES, INC.
TRADE BRIDGE CAPITAL LLC
TRADE BRIDGE CAPITAL LLC
TRADIER BROKERAGE, INC.
TRADIER BROKERAGE, INC.
THOROUGHBRED FINANCIAL SERVICES, LLC
TCBI SECURITIES, INC.
TD AMERITRADE, INC.
THOMPSON DAVIS & CO., INC.
TRADERFIELD SECURITIES INC.
TD SECURITIES (USA) LLC

737373DTCC Public (White)


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TD SECURITIES (USA) LLC
TD PRIVATE CLIENT WEALTH, LLC
TD SECURITIES (USA) LLC
TRADEWEB DIRECT LLC
CETERA FINANCIAL SPECIALISTS
TRANSAMERICA FINANCIAL ADVISORS, INC.
TRADITION SECURITIES AND DERIVATIVES LLC
TECKMEYER FINANCIAL SERVICES
TFS SECURITIES, INC.
TGH SECURITIES, INC.
THEMIS TRADING LLC
TRIAD SECURITIES
TRIAD SECURITIES CORP
NELSONREID, INC.
US TIGER SECURITIES, INC.
TJM INVESTMENTS, LLC
TJM INVESTMENTS, LLC
TRADEKING LLC
TRADEMAS INC.
ICE BONDS SECURITIES CORPORATION
MCDONALD PARTNERS LLC
TOCQUEVILLE SECURITIES L.P.
2021 CAPITAL
TORINO CAPITAL LLC
VALDES & MORENO, INC
TOURMALINE PARTNERS, LLC
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
TP ICAP GLOBAL MARKETS AMERICAS LLC.
TULLETT PREBON FINANCIAL SERVICES, LLC
TRADE-PMR INC.
TRADESTATION SECURITIES, INC.
TIGERRISK CAPITAL MARKETS & ADVISORY
DINOSAUR FINANCIAL GROUP, L.L.C
TRIBAL CAPITAL MARKETS, LLC
TRIAD ADVISORS, LLC
TRIDENT PARTNERS LTD
THRASHER & CHAMBERS, INC.
TRUBEE, COLLINS & CO., INC.
T.R. WINSTON & COMPANY, LLC
SIXTEEN SECURITIES, INC.
FIRST TRYON SECURITIES, LLC
STURGES COMPANY (THE)
STRATEGIC FINANCIAL ALLIANCE (THE)
T.S. PHILLIPS INVESTMENTS, INC.
TWO SIGMA SECURITIES, LLC
T3 SECURITIES, INC.
TOWERS WATSON CAPITAL MARKETS
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TASTYWORKS, INC.
UNITED BROKERAGE SERVICES, INC

737373DTCC Public (White)


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UBS SECURITIES LLC
UCAP SECURITIES LLC
CU INVESTMENT SOLUTIONS, INC.
UNITED CAPITAL MARKETS, INC.
UNITED FIRST PARTNERS, LLC
UHLMANN PRICE SECURITIES, LLC
UMB FINANCIAL SERVICES, INC.
UNIBANCO SECURITIES INC
UNIVEST SECURITIES, LLC
WADDELL & REED, INC.
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
USA FINANCIAL SECURITIES CORP.
USCA SECURITIES LLC
U.S. BROKERAGE, INC.
U.S. SECURITIES, INTL. CORP.
U.S. STERLING SECURITIES, INC.
TRADEZERO AMERINCA, INC.
UVEST FINANCIAL SERVICES GROUP, INC.
ICE BONDS SECURITIES CORPORATION
VALLEY NATIONAL INVESTMENTS, INC.
VALMARK SECURITIES, INC.
VBC SECURITIES
VANDERBILT SECURITIES, LLC
VISION BROKERAGE SERVICES, LLC
VANGUARD CAPITAL
VCA SECURITIES, LP
VAN CLEMENS & CO. INCORPORATED
VELOCITY CLEARING, LLC
PRIMARY CAPITAL, LLC
VENECREDIT SECURITIES
THE VERTICAL TRADING GROUP, LLC
THE VERTICAL TRADING GROUP, LLC
VESTECH SECURITIES, INC.
AMERICAN VETERANS GROUP, PBC
VALOR FINANCIAL SECURITIES LLC
VANGUARD MARKETING CORPORATION
VISION INVESTMENT SERVICES, INC.
INVESCO CAPITAL MARKETS, INC.
VOLEO USA, INC
DESJARDINS SECURITIES INTERNATIONAL INC.
VECTORGLOBAL WMG
VPE WERTPAPIERHANDELSBANK AG
VISION FINANCIAL MARKETS LLC
VSR FINANCIAL SERVICES
VIEWTRADE SECURITIES, INC.
BANCROFT CAPITAL, LLC
WALL STREET ACCESS
MIDLAND SECURITIES, LTD
WACHTEL & CO., INC.
H.C. WAINWRIGHT & CO., INC.
WAYNE HUMMER INVESTMENTS LLC
WALLACHBETH CAPITAL LLC
WBB SECURITIES, LLC
WALLACHBETH CAPITAL LLC

737373DTCC Public (White)


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WOODBURY FINANCIAL SERVICES, INC.
WILLIAM BLAIR & COMPANY, L.L.C.
WELLS FARGO BANK, N.A./SIG
WILLIAM BLAIR & COMPANY L.L.C.
WILEY BROS.-AINTREE CAPITAL, LLC
WEBULL FINANCIAL LLC
WELLS FARGO SECURITIES, LLC
WILLOW COVE INVESTMENT GROUP, INC.
WILMINGTON CAPITAL SECURITIES, LLC
WORLD CHOICE SECURITIES, INC.
WEDBUSH SECURITIES INC.
WORLD EQUITY GROUP, INC.
WORLD EQUITY GROUP INC.
WESTERN EQUITY GROUP, INC.
WELLINGTON SHIELD & CO, LLC
WESTERN GROWERS FINANCIAL SERVICES, INC.
W OLVERINE EXECUTION SERVICES LLC
WOLVERINE EXECUTION SERVICES
WHARTON EQUITY CORPORATION
WHITAKER
JUST2TRADE, INC.
WISCONSIN DISCOUNT SECURITIES CORP.
ING FINANCIAL PARTNERS, INC.
WINDSOR, SHEFFIELD & CO., INC.
AXOS INVEST LLC
WESTERN INTERNATIONAL SECURITIES, INC.
WJB CAPITAL GROUP
SIEBERT CISNEROS SHANK & CO., L.L.C.
WEALTHFRONT BROKERAGE CORPORATION
WHITE MOUNTAIN CAPITAL, LLC
WESTMINSTER FINANCIAL SECURITIES, INC.
WATERMILL INSTITUTIONAL TRADING LLC
WOODLANDS SECURITIES CORP.
ARTHUR W WOOD COMPANY
WESTPARK CAPITAL, INC.
WESTPARK CAPITAL, INC.
WEEDEN PRIME SERVICES, LLC.
WELLS FARGO CLEARING SERVICES, LLC
W&S BROKERAGE SVCS
WASHINGTON SECURITIES CORPORATION
WORKMAN SECURITIES CORP
WILLIS SECURITIES, INC.
WEDBUSH SECURITIES INC./P3
WESTROCK CAPITAL MANAGEMENT, INC.
WESTERN INTERNATIONAL SECURITIES, INC.
WILLIAMS TRADING LLC
LIME TRADING CORP
WHITAKER
WOLVERINE TRADING, LLC
WATERFORD INVESTORS SERVICES, INC.
B. RILEY WEALTH MANAGEMENT
BOFA SECURITIES, INC.
WATERMARK SECURITIES, INC.
IMPACTIVE ADVISORS, LLC

737373DTCC Public (White)


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XP SECURITIES, LLC
CRB SECURITIES, LLC
XTELLUS CAPITAL PARTNERS, INC.
XTELLUS CAPITAL PARTNERS, INC.
XTX EXECUTION SERVICES LLC
LPL FINANCIAL LLC
YORK SECURITIES, INC.
TRANSAMERICA FINANCIAL ADVISORS
MCLAUGHLIN RYDER INVESTMENTS
INVESCO CAPITAL MARKETS, INC.
TRADEZERO AMERICA, INC.
ZEUS SECURITIES, INC
ZIONS DIRECT, INC.
ZIV INVESTMENT COMPANY
N.B. ZOULLAS SECURITIES, INC.

737373DTCC Public (White)


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EXECUTING BROKER MPID CLEARING BROKER EXECUTING BROKER NAME
AALC 0226 THRIVENT INVESTMENT MANAGEMENT, INC.
ABAI 0279 ABACUS INVESTMENTS, INC.
ABAS 0226 CONOVER SECURITIES CORPORATION
ABBK 0158 APEX CLEARING CORPORATION
ABDA 0158 APEX CLEARING CORPORATION
ABDW 0158 APEX CLEARING CORPORATION
ABEA 0158 APEX CLEARING CORPORATION
ABEN 0158 APEX CLEARING CORPORATION
ABHE 0158 APEX CLEARING CORPORATION
ABLE 0031 NATIXIS SECURITIES AMERICAS LLC
ABPI 0235 ALLIED BEACON PARTNERS, INC.
ABST 0158 APEX CLEARING CORPORATION
ACAD 0443 ACADEMY SECURITIES, INC.
ACAP 0235 ALAMO CAPITAL
ACCP 0158 AEGIS CAPITAL CORP.
ACLP 0235 ALEXANDER CAPITAL, L.P.
ACSL 0226 FINTRUST BROKERAGE SERVICES, LLC
ACTI 0443 ACTIVNER SECURITIES, INC.
ADAM 0161 CANACCORD GENUITY INC.
ADSO 0141 PROSPERA FINANCIAL SERVICES, INC.
AEFS 0226 AE FINANCIAL SERVICES, LLC
AETL 0158 AET INVESTMENT SERVICES, LLC
AFCO 0284 TD PRIME SERVICES LLC
AFMG 0235 ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
AGCO 0052 AUERBACH GRAYSON & COMPANY LLC
AGCP 0052 AEGIS CAPITAL CORP.
AGES 0750 ADVISORY GROUP EQUITY SERVICES LTD.
AGFA 0226 VALIC FINANCIAL ADVISORS, INC.
AGIS 0235 AEGIS CAPITAL CORP.
AGPM 1043 A.G.P. / ALLIANCE GLOBAL PARTNERS
AGSS 0443 GREAT AMERICAN ADVISORS, INC.
AHSI 0141 AMERICAN HERITAGE SECURITIES, INC.
AIGF 0443 OSAIC WEALTH, INC.
AIGN 0226 OSAIC WEALTH, INC.
AIRS 0279 HAND SECURITIES, INC
AISG 0235 AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AJCO 0443 IDB CAPITAL CORP.
ALAD 0235 ALLIANCE ADVISORY & SECURITIES, INC.
ALCG 0235 ALTITUDE CAPITAL GROUP LLC
ALCM 0279 ALPHALEDGER MARKETS, INC.
ALGP 0235 A.G.P. / ALLIANCE GLOBAL PARTNERS

# 737373DTCC Public (White)


ALIS 0235 ALEXANDER INVESTMENT SERVICES CO.
ALLE 0226 ALLEGHENY INVESTMENTS, LTD.
ALLS 0443 ALLARIA SECURITIES, LLC
ALNC 0226 A.G.P./ALLIANCE GLOBAL PARTNERS
ALTR 3164 ALTRUIST FINANCIAL LLC
AMBB 0141 ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
AMER 0235 AMERICAN TRUST INVESTMENT SERVICES, INC.
AMGN 0443 AMERICAN GENERAL SECURITIES INCORPORATED
AMIC 0226 L.S.Y., INC.
AMMI 0443 AM&M INVESTMENT BROKERS, INC.
AMMS 0141 AMUNI FINANCIAL, INC.
AMTD 0188 TD AMERITRADE CLEARING, INC.
ANDB 0443 ANDBANC BROKERAGE, LLC
ANDG 0235 GARRETT (ANDREW), INC.
ANOS 0235 ABEL NOSER, LLC.
ANOV 0750 ANOVEST FINANCIAL SERVICES, INC.
ANSR 0443 ANDERSON & STRUDWICK, INCORPORATED
APBO 0158 APEX CLEARING CORPORATION
APFS 0443 AMERICA'S PORTFOLIO'S
APRT 0226 PARTNERS
APTO 0103 APTO PARTNERS, LLC
APXO 0158 APEX CLEARING CORPORATION
APXS 0052 APEXUS CAPITAL LLC
AQUB 0197 AQUA SECURITIES L.P.
ARBC 0235 ARKADIOS CAPITAL
ARBR 6783 ARBOR RESEARCH & TRADING, LLC
ARGA 0443 AURIGA USA, INC.
ARIC 0052 ARIVE CAPITAL MARKETS
ARKA 0443 ARKA SECURITIES, INC.
ARKI 0226 ARKADIOS CAPITAL
ARQS 0279 ARQ ADVISORS LLC
ARTI 1043 ARBOR RESEARCH & TRADING, LLC
ARVS 0443 ARVEST WEALTH MANAGEMENT
ASCM 0052 ASCENDIANT CAPITAL MARKETS, LLC
ASEL 0370 TRADITION SECURITIES AND DERIVATIVES LLC
ASII 0226 AURORA SECURITIES
ASKR 0141 ASKAR CORP.
ASOI 0226 ASSOCIATED INVESTMENT SERVICES, INC.
ATIS 0052 AMERICAN TRUST INVESTMENT SERVICES, INC.
ATKC 0141 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
ATMC 0100 ATM EXECUTION LLC
ATPA 0161 COWEN AND COMPANY, LLC

737373DTCC Public (White)


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ATVT 0443 ATOMIC BROKERAGE LLC
AVEN 0226 AVENTURA SECURITIES, LLC
AVEW 8199 AVENTURA SECURITIES, LLC
AVIA 0443 AVIAN SECURITIES, L.L.C.
AVIL 0158 AVANZA CAPITAL MARKETS INC.
AVML 6704 AVM, L.P.
AVSI 0443 AMERIVET SECURITIES, INC.
AXAA 0075 AXA ADVISORS LLC
AXCL 0052 AXOS CLEARING LLC
AXIO 0279 AXIOM CAPITAL MANAGEMENT, INC.
AXOS 0052 AXOS CLEARING LLC
BAKR 6069 JAMES BAKER & ASSOCIATES, L.P.
BALS 0750 BRUCE A. LEFAVI SECURITIES, INC.
BANK 0701 CETERA INVESTMENT SERVICES LLC
BARD 0547 ROBERT W. BAIRD & CO. INCORPORATED
BARR 0226 BARRETT & COMPANY
BAYC 0161 BAY CREST PARTNERS, LLC
BAYP 0161 BAY CREST PARTNERS, LLC
BBBI 0443 BLUEBID BROKERAGE, LLC
BBCM 1608 BRYANT BANK
BBGC 0235 GRAHAM (B.B.) & COMPANY
BBID 2557 BANKERS' BANK
BBII 0235 SIERRA EQUITY GROUP LTD.
BBNI 0443 PERFORMANCE TRUST CAPITAL PARTNERS, INC.
BCAP 7256 BARCLAYS CAPITAL, INC./FIXED INCOME
BCCS 0443 BAC FLORIDA INVESTMENTS CORP.
BCIB 0443 BCI SECURITIES, INC.
BCLE 0229 BARCLAYS CAPITAL INC./BARCLAYS CAPITAL INC.
BCPI 0279 GVC CAPITAL LLC
BCRK 0279 BEAR CREEK SECURITIES, LLC
BCWM 4077 BETA CAPITAL SECURITIES LLC
BCZC 0443 ZIEGLER (B.C.) & COMPANY
BDDK 0443 TRADEWEB DIRECT LLC
BDTM 0235 BDT & MSD PARTNERS, LLC
BDTR 0443 TRADEWEB DIRECT LLC
BEAF 0235 BEACONSFIELD FINANCIAL SERV.
BEAL 0443 M.R. BEAL & COMPANY
BEAR 0352 J.P. MORGAN SECURITIES LLC
BECS 0443 BECKER & SUFFERN LTD.
BELS 0443 BEL AIR SECURITIES LLC
BERM 0443 BERMUDA INVESTMENT ADVISORY SERVICES
BERN 0013 SANFORD C. BERNSTEIN & CO., LLC

737373DTCC Public (White)


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BERS 0235 BESTEX RESEARCH SECURITIES, LLC
BEST 0352 J.P. MORGAN SECURITIES LLC
BFEW 0443 BILL FEW ASSOCIATES, INC.
BFFI 0226 BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BFSL 0235 BRIGGS-FICKS SECURITIES, LLC
BGCF 0537 BGC FINANCIAL, L.P.
BGHT 0141 BRIGHTON SECURITIES CORP.
BGMI 0158 BRICKELL GLOBAL MARKETS, INC.
BGSG 0226 CBIZ FINANCIAL SOLUTIONS, INC.
BGVS 0443 BGV SECURITIES
BHII 0443 BELLE HAVEN INVESTMENTS, LP
BHIS 0052 CALLAWAY FINANCIAL SERVICES, INC.
BHKS 0141 BHK SECURITIES, LLC
BICA 0443 BEACON INVESTMENT COMPANY
BIDS 0161 BIDS TRADING L.P.
BIGP 0443 BROWNSTONE INVESTMENT GROUP, LLC
BIGZ 0443 BROWNSTONE INVESTMENT GROUP, LLC
BIMI 0136 INTESA SANPAOLO IMI SECURITIES CORP.
BISI 0443 BANORTE SECURITIES INTERNATIONAL, LTD.
BJCM 0235 ESSEX SECURITIES LLC
BJRC 0235 CASCADE INVESTMENT GROUP, INC.
BKCM 0443 BNY CAPITAL MARKETS INC.
BKRT 0235 BUCKMAN, BUCKMAN & REID, INC.
BLAS 0595 SAN BLAS SECURITIES LLC
BLKB 0642 BLACKBURN & COMPANY
BLNI 0226 AMERITAS INVESTMENT COMPANY, LLC
BMCB 0103 BACKSTROM MCCARLEY BERRY & CO., LLC
BMKS 0279 BENCHMARK SECURITIES LLC
BMSA 0443 MARIVA CAPITAL MARKETS, LLC
BMUR 0443 BREAN CAPITAL, LLC
BNBB 0443 INTERCOASTAL CAPITAL MARKETS, INC.
BNCH 0235 THE BENCHMARK COMPANY, LLC
BNDI 0443 BERNARDI SECURITIES, INC.
BNDS 0226 MTS MARKETS INTERNATIONAL, INC
BNTE 0158 BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
BNYI 0443 BNY INVESTMENT CENTERS, INC.
BNYM 8355 BNYM/UIT NSCC CNS CLEARANCE
BNYN 0226 BANYAN SECURITIES, LLC
BOFA 0773 BOFA SECURITIES, INC./FIXED INCOME
BOKI 0443 BOSC, INC.
BOKL 6752 BANK OF OKLAHOMA
BOYR 0443 MARK BOYAR & CO., INC.

737373DTCC Public (White)


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BPNS 2154 BNP PARIBAS SECURITIES CORP.
BPSG 0443 GLEACHER & COMPANY SECURITIES, INC.
BPWP 0226 BUTTONWOOD PARTNERS, INC.
BRBR 0279 BROWN AND BROWN SECURITIES, INC.
BRCY 0443 BCP SECURITIES, LLC
BRGE 0052 NEWBRIDGE SECURITIES CORPORATION
BRKE 0443 BIRKELBACH INVESTMENT SECURITIES, INC.
BRLI 0226 BROWN, LISLE/CUMMINGS, INC.
BRNK 0226 BRINKER CAPITAL SECURITIES, LLC
BRNT 0235 H.D. BRENT & COMPANY, INC.
BRRR 8199 BARRINGTON RESEARCH ASSOCIATES, INC.
BRSA 0103 BOURSA INVESTMENT
BRSE 0226 BRADESCO SECURITIES, INC.
BRVL 0443 BLAYLOCK BEAL VAN, LLC
BRWM 0226 B. RILEY WEALTH MANAGEMENT
BSAZ 0103 BERRY SHINO SECURITIES, INC.
BSCM 0052 BROAD STREET CAPITAL MARKETS, LLC
BSIS 0443 BANCORPSOUTH INVESTMENT SERVICES, INC.
BSPI 0235 BALANCED SECURITY PLANNING, INC.
BSSC 0352 J.P. MORGAN SECURITIES LLC
BSTO 0443 BANESTO SECURITIES, INC.
BTDG 0161 BIDS TRADING LP
BTIM 1043 BTIG, LLC
BTSS 0279 HILLTOP SECURITIES INDEPENDENT NETWORK INC.
BURK 0141 BURKE, LAWTON, BREWER & BURKE
BUZZ 0141 HEIDTKE & COMPANY, INC.
BVIS 0235 BESTVEST INVESTMENTS, LTD.
BWNA 0235 BROWN ASSOCIATES INC.
BYAI 0226 BRECEK & YOUNG
BZTN 0141 ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
BZWV 0005 GOLDMAN SACHS & CO. LLC
BZYD 0005 GOLDMAN SACHS & CO. LLC
BZYF 0005 GOLDMAN SACHS & CO. LLC
CABA 0443 CABRERA CAPITAL MARKETS, INC.
CABR 0161 CABRERA CAPITAL MARKETS, INC.
CADG 0005 WEEDEN PRIME SERVICES, LLC.
CAFS 0158 COMMUNITYAMERICA FINANCIAL SOLUTIONS, LLC
CAGI 0279 CRESCENT SECURITIES GROUP, INC.
CALT 0279 CALTON & ASSOCIATES
CAMC 0052 CAMBRIA CAPITAL, LLC
CAMS 0443 COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
CANR 0388 CANTONE RESEARCH INC.

737373DTCC Public (White)


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CANT 0696 CANTOR FITZGERALD & CO.
CAPC 0235 CAPITAL CITY SECURITIES, LLC
CAPE 0279 CAPE SECURITIES, INC.
CAPI 0443 CAPITAL ANALYSTS INC.
CARL 0443 BASE SECURITIES LLC
CART 0443 CARTY & COMPANY, INC.
CARY 0141 CARY STREET PARTNERS
CATC 0443 CHICAGO ANALYTIC TRADING COMPANY, LLC
CATE 0235 CARTER, TERRY & COMPANY, INC.
CAVU 0443 CAVU SECURITIES LLC
CBAL 0443 ACCESS SECURITIES, INC
CBEV 0226 CITY NATIONAL BANK, BEVERLY HILLS, CALIFORNIA
CBII 0443 WESBANCO SECURITIES, INC.
CBIN 0443 COMPASS BROKERAGE, INC.
CBKC 2170 COMMERCE BANK
CBNA 0950 CITIBANK N.A./DEALER
CBOL 0226 MUTUAL SECURITIES, INC.
CBSE 1043 CAMBRIDGE INTERNATIONAL SECURITIES, LLC
CBTD 0226 SYNOVOUS SECURITIES INC.
CCBI 6744 COUNTRY CLUB BANK, KANSAS, KANSAS CITY, MO.
CCCO 0226 CARNES CAPITAL CORPORATION
CCIG 0235 CINCAP INVESTMENT GROUP, INC
CCMC 0443 COMMERZEBANK CAPITAL CORP.
CCMK 0005 COWEN AND COMPANY, LLC
CCOC 0235 CCO CAPITAL, LLC
CCPM 0595 CAMBRIA CAPITAL, LLC
CCPP 0235 CHALICE CAPITAL PARTNERS
CCSS 0443 CROWN CAPITAL SECURITIES, L.P.
CCUS 0100 CM-CIC MARKET SOLUTIONS INC.
CEON 0235 RICE, VOELKER, LLC
CERS 0226 CEROS FINANCIAL SERVICES, INC.
CESI 0235 INTL FILLMORE ADVISORS LLC
CFCO 7311 CANTOR FITZGERALD & CO.
CFGM 0235 TRUSTMONT FINANCIAL GROUP, INC.
CFGO 0161 CF GLOBAL TRADING, LLC
CFGT 0235 CF GLOBAL TRADING, LLC
CFII 0235 CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CFIN 0279 CHELSEA FINANCIAL SERVICES
CFSI 0052 CEROS FINANCIAL SERVICES, INC.
CFSX 0794 CF SECURED, LLC
CGAT 0443 CADARET, GRANT & CO., INC.
CGCO 0443 CG COMPASS (USA) LLC

737373DTCC Public (White)


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CGLN 0103 COUGHLIN & CO
CGMI 0505 CITIGROUP GLOBAL MARKETS INC.
CHAS 0164 CHARLES SCHWAB & CO., INC.
CHBC 0235 PENSERRA SECURITIES, LLC
CHCH 0226 CHURCHILL FINANCIAL, LLC
CHCK 0226 CHICKASAW SECURITIES, LLC
CHDA 0141 CHAPIN, DAVIS
CHPP 0624 TP ICAP GLOBAL MARKETS AMERICAS LLC.
CHSI 0187 J.P. MORGAN SECURITIES LLC
CHUB 0226 LINCOLN FINANCIAL SECURITIES CORPORATION
CICI 0443 COMMERCE BANK INVESTMENT SERVICES, INC.
CICL 0141 CAROLINAS INVESTMENT CONSULTING
CIIV 0052 CORPORATE INVESTMENTS GROUP, INC.
CIMB 0005 CIMB SECURITIES (USA), INC
CINV 0158 CORPORATE INVESTMENTS GROUP, INC.
CIRI 0443 CAMBRIDGE INVESTMENT RESEARCH, INC.
CISI 0352 CHASE INVESTMENT SERVICES CORP.
CIST 0161 CAPITAL INSTITUTIONAL SERVICES, INC.
CISV 0226 CITIZENS SECURITIES, INC.
CLDN 0235 CELADON FINANCIAL GROUP LLC
CLRK 0235 CLARK DODGE & CO, INC.
CLRT 1043 ARBOR RESEARCH & TRADING, LLC
CLSA 0161 CLSA AMERICAS, LLC
CLSS 0443 CABOT LODGE SECURITIES LLC
CLTN 0226 CALTON & ASSOCIATES, INC.
CLYN 0443 CARLIN EQUITIES, LLC
CMCE 0226 COMMERCE BROKERAGE SERVICES
CMMB 2781 U.S. BANK N.A./U.S. BANK MUNICIPAL SECURITIES GROUP
CMMC 0279 COOPER MALONE MCCLAIN INC.
CMMW 0226 COMMONWEALTH FINANCIAL NETWORK
CNCD 0235 CONCORDE INVESTMENT SERVICES, LLC
CNFI 0443 CENTAURUS FINANCIAL INC.
CNFR 0443 MAREX CAPITAL MARKETS INC.
CNSI 0226 CITY NATIONAL SECURITIES, INC.
COAK 0443 CASTLE OAK SECURITIES, L.P.
COAS 0141 COASTAL EQUITIES, INC.
CODA 0161 CODA MARKETS, INC.
COEI 0052 COASTAL EQUITIES, INC.
COEX 0161 TP ICAP GLOBAL MARKETS AMERICAS LLC.
COFS 0279 COLORADO FINANCIAL SERVICE CORPORATION
COHN 0235 COHEN BROS. & COMPANY
COLS 0279 COLONIAL SECURITIES INC.

737373DTCC Public (White)


#
COMP 0595 COMPASS POINT RESEARCH & TRADING, LLC
CONI 0235 CONTINENTAL INVESTORS SERVICES, INC.
CONS 0141 CONSULTIVA SECURITIES, INC.
COOR 0141 COORDINATED CAPITAL SECURITIES, INC.
COWN 0100 COWEN & COMPANY, LLC
COWP 0226 COWEN & COMPANY, LLC
COWX 0161 COWEN AND COMPANY, LLC
COYL 0235 COYLE SECURITIES LLC
CPAM 0141 CAPITAL SECURITIES OF AMERICA, INC.
CPEM 0161 CLEARPOOL EXECUTION SERVICES, LLC
CPGL 0226 CONTINUITY PARTNERS GROUP, LLC
CPLC 0595 COVA CAPITAL PARTNERS LLC
CPPM 0443 COKER & PALMER
CPRC 0235 CORINTHIAN PARTNERS, L.L.C.
CPRM 8199 CELADON FINANCIAL GROUP LLC
CQSI 0443 CAPITALQUEST SECURITIES, INC.
CRCM 0235 COHNREZNICK CAPITAL
CRDL 0235 CARDINAL INVESTMENTS, INC.
CRED 0443 CREDICORP CAPITAL LLC
CREF 0443 TIAA-CREF INDIVIDUAL AND INSTITUTIONAL SERVICES, LLC
CREW 0443 CREWS & ASSOCIATES, INC.
CRII 0443 CRI SECURITIES INC.
CRIS 0443 CARIS & COMPANY, INC.
CRNJ 0103 CANTONE RESEARCH
CRON 0443 CRONIN & CO., INC.
CRPT 0235 CROSS POINT CAPITAL LLC
CRRT 0443 BREAN MURRAY, CARRET & CO., LLC.
CRTH 0443 CORINTHIAN PARTNERS, LLC
CRYN 0235 BRENDAN E. CRYAN AND COMPANY, L.L.C.
CSAI 0793 STIFEL INDEPENDENT ADVISORS, LLC
CSCA 4264 ICE BONDS SECURITIES CORPORATION
CSCB 0161 COMPUTERSHARE SECURITIES, CORP.
CSCM 0279 CENTRAL STATES CAPITAL MARKETS, LLC
CSFL 6770 SOUTH STATE BANK, NATIONAL ASSOCIATION
CSIB 0443 RBC CENTURA SECURITIES, INC.
CSII 0443 COMMONWEALTH SECURITIES AND INVESTMENTS, INC.
CSIN 0161 CITADEL SECURITIES INSTITUTIONAL LLC
CSOA 0443 CLEARING SERVICES OF AMERICA
CSPA 0226 CREDIT SUISSE PRIVATE ADVISORS
CSPD 0197 CANTOR FITZGERALD & CO.
CSPI 0235 CAPITAL SYNERGY PARTNERS
CSTI 0161 CANACCORD GENUITY INC.

737373DTCC Public (White)


#
CTBK 4270 CENTRAL TRUST BANK
CTNL 0235 CENTENNIAL SECURITIES COMPANY LLC
CTSC 4264 ICE BONDS SECURITIES CORPORATION
CUEF 0443 CUE FINANCIAL GROUP, INC.
CUFT 0226 FROST BROKERAGE SERVICES, INC.
CUSO 0443 CUSO FINANCIAL SERVICES, L.P.
CUTT 0141 CUTTER & COMPANY BROKERAGE, INC.
CUTW 0235 CUTTER & COMPANY, INC.
CUWB 0103 DRIVEWEALTH INSTITUTIONAL, LLC
CWEI 0443 BEECH HILL SECURITIES, INC.
CWMK 0438 CIBC WORLD MARKETS CORP.
DADA 0361 D. A. DAVIDSON & CO.
DAGH 0443 DAUGHERTY COLE, INC.
DAIS 0052 DAI SECURITIES, LLC
DARA 0235 DARWOOD ASSOCIATES, INC
DART 0005 DART EXECUTIONS, LLC
DASH 0161 DASH FINANCIAL TECHNOLOGIES LLC
DAVA 0443 DAVENPORT & COMPANY LLC
DAVS 0103 DAVIS SECURITIES LLC
DAWA 0647 DAIWA CAPITAL MARKETS AMERICA INC.
DBAB 0573 DEUTSCHE BANK SECURITIES INC.
DBIB 0573 DEUTSCHE BANK SECURITIES INC.
DBKS 0573 DEUTSCHE BANK SECURITIES INC.
DBMC 0725 D.B. MCKENNA & CO., INC.
DBPC 0443 DEUTSCHE BANK SECURITIES INC.
DCAF 0226 VIII CAPITAL CORP.
DCAN 0279 R. M. DUNCAN SECURITIES, INC.
DCSD 0235 DAIN CORRESPONDENT SERVICES
DCVL 0005 DART EXECUTIONS, LLC
DEAN 0015 MORGAN STANLEY SMITH BARNEY LLC
DEFA 0443 JEFFERIES LLC
DEGS 0005 DART EXECUTIONS, LLC
DELA 0443 DELAFIELD & HAMBRECHT, INC.
DEMF 0443 DEMPSEY FINANCIAL NETWORK
DENI 0279 H.C. DENISON CO.
DETF 0005 DART EXECUTIONS, LLC
DIDI 0443 DWS INVESTMENT DISTRIBUTORS INC.
DIGG 0595 BOUSTEAD SECURITIES, LLC
DINO 0103 DINOSAUR FINANCIAL GROUP, L.L.C
DJGW 0141 ST. GERMAIN SECURITIES, INC.
DJST 0443 D.J. ST. GERMAIN CO., INC.
DKEI 0141 DALE K. EHRHART, INC.

737373DTCC Public (White)


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DLAI 0235 DAVID LERNER ASSOCIATES, INC.
DLPS 0595 DLP SECURITIES,.LLC
DLSI 0226 DEMPSEY LORD SMITH, LLC
DLTA 0161 DEALERWEB INC.
DLZT 0235 DALZELL TRADING, LLC
DMKC 0141 D.M. KELLY & COMPANY
DNOR 0005 DNB MARKETS, INC.
DNSR 0158 DINOSAUR FINANCIAL GROUP, L.L.C
DNWL 0443 DUNCAN & WILLIAMS, INC.
DOFT 0443 DOFT & CO., INC.
DOMI 0279 DOMINION INVESTOR SERVICES, INC.
DOMK 0443 DOMINICK & DOMINICK LLC/CDS
DOMS 0235 DOMINARI SECURITIES LLC
DOTC 0226 COLLIERS SECURITIES LLC
DOVE 0226 SECURITIES EQUITY GROUP
DOWD 0161 WALTER J. DOWD, INC.
DPAA 0235 PALMIERI (ANGNARDO) & CO., INC.
DRAT 0571 DRATEL GROUP (THE)
DREX 0235 DREXEL HAMILTON, LLC
DRTG 0005 DART EXECUTIONS, LLC
DRTR 0005 DART EXECUTIONS, LLC
DRVW 0235 DRIVEWEALTH, LLC
DRWM 0005 DRW SECURITIES, L.L.C.
DSGG 0226 DMG SECURITIES, INC.
DSTR 0443 DESTRA CAPITAL INVESTMENTS LLC
DTAP 0161 DIRECT TRADING INSTITUTIONAL L.P.
DTEX 0235 INSTITUTIONAL SECURITIES CORPORATION
DUST 0161 JUMP TRADING, LLC
DWFN 0443 DEWAY FINANCIAL NETWORK, LLC
DWIZ 0235 DRIVEWEALTH INSTITUTIONAL LLC
EAMC 0235 EMPIRE ASSET MANAGEMENT COMPANY
EAMG 0235 EMPIRE ASSET MANAGEMENT COMPANY
EAST 6742 EASTERN BANK CAPITAL MARKETS
EBRD 0103 EARLYBIRD CAPITAL, INC.
EBXL 0161 EBX LLC
ECCC 0226 EAGLES COAST CAPITAL, LLC
ECUT 0100 COWEN AND COMPANY LLC
EDFC 0443 E D & F MAN CAPITAL MARKETS INC.
EDJO 0057 EDWARD D. JONES & CO.
EDLR 0103 DE LA ROSA (E.J.) & CO., INC.
EFHT 0235 EF HUTTON LLC
EGLE 1043 DINOSAUR FINANCIAL GROUP, L.L.C

737373DTCC Public (White)


#
EGMT 0005 EG MARKET TECHNOLOGIES LLC
ELEV 0235 ELEVATION, LLC
EMET 0279 EMMET & CO.
EMOC 0750 E. MAGNUS OPPENHIEM & CO. INC.
EMPR 0279 SELKIRK INVESTMENTS, INC.
ENTR 0235 ENTRUSTODY FINANCIAL, LLC
EPIC 0443 EPIC CAPITAL SECURITIES
EQHA 0075 EQUITABLE ADVISORS, LLC
EQSV 0226 EQUITY SERVICES, INC.
EQUA 0443 EQUITAS AMERICA, L.L.C.
ESBD 0235 EASTDIL SECURED ADVISORS LLC
ESHC 0443 FIRST SOUTHERN, LLC
ESTR 0279 ESTRADA HINOJOSA & COMPANY
ESUS 0443 EVOLUTION SECURITIES US INC
ETCB 3505 ETC BROKERAGE SERVICES, LLC
ETCL 0015 MORGAN STANLEY SMITH BARNEY LLC
ETRF 0161 G1 EXECUTION SERVICES, LLC
ETRS 0015 MORGAN STANLEY SMITH BARNEY LLC
EVOL 0226 EVOLVE SECURITIES, INC.
EVRS 0052 E1 ASSET MANAGEMENT, INC.
EWMX 0279 EAST WEST MARKETS, LLC
EXCS 0443 EXCEL SECURITIES AND ASSOCIATES, INC.
EXCU 0443 XCU CAPITAL CORPORATION, INC.
EXEQ 1043 EXCELSIOR EQUITIES
EXOS 1043 EXOS SECURITIES LLC
EXSS 1043 EXOS SECURITIES LLC
FACA 0443 FINANCIAL ASSETS CORPORATION
FAFT 0161 FACTFET SYSTEMS, INC.
FALC 0103 FALCON SQUARE CAPITAL, LLC
FAMI 0235 FIRST AMERICAN MUNICIPALS, INC.
FAMV 0226 FAMILY INVESTORS CO.
FARA 8199 FARINA & ASSOCIATES, INC.
FATS 0443 FIRST BROKERS SECURITIES LLC
FBCO 0355 CREDIT SUISSE SECURITIES (USA) LLC
FBLM 0235 FBL MARKETING SERVICES LLC
FBLT 8199 FIRST BALLANTYNE, LLC
FBNS 0235 FBN SECURITIES, INC.
FBPC 0443 CREDIT SUISSE SECURITIES (USA) LLC
FBSB 0280 U.S. BANCORP INVESTMENTS, INC.
FCCP 0141 WELLS FARGO CLEARING SERVICES, LLC
FCIT 0443 FIRST CITIZENS INVESTOR SERVICES, INC.
FCML 0279 FNBB CAPITAL MARKETS, LLC

# 737373DTCC Public (White)


FCMP 0595 PRIME EXECUTIONS, INC.
FDMI 0571 FREEDOM INVESTMENTS, INC.
FDSC 0158 1ST DISCOUNT BROKERAGE INC.
FDSI 0141 FIRST DALLAS SECURITIES, INC.
FENX 0595 FENIX SECURITIES, LLC
FFCI 0443 FRONTIER FINANCIAL CONSULTANTS, INC.
FFCM 0235 FOREFRONT CAPITAL MARKETS LLC
FFGI 0235 FELDSTEIN FINANCIAL GROUP, LLC
FFPS 0443 FFP SECURITIES
FGOE 0226 FIRST GEORGETOWN SECURITIES, INC.
FHCI 0443 FIRST HEARTLAND CAPITAL, INC
FHON 0235 FIRST HONOLULU SECURITIES INC.
FIAF 0443 FLORIDA INVESTMENT ADVISERS
FIBS 0226 FIDELITY BROKERAGE SERVICES LLC
FINC 0443 AWM SECURITIES, INC.
FINF 0235 FINANCE 500, INC.
FISA 0443 ADVISORS ASSET MANAGEMENT, INC.
FISB 0226 ADVISORS ASSET MANAGEMENT, INC.
FISH 0235 L.B. FISHER & COMPANY
FITE 0443 FORESIGHT INVESTMENTS, LLC
FJRF 0052 PARITER SECURITIES, INC.
FKSC 0235 FIRST KENTUCKY SECURITIES CORP.
FLAT 0226 FLORIDA ATLANTIC SECURITIES CORP.
FLCO 6909 FRAZER LANIER COMPANY, INCORPORATED (THE)
FLEX 0158 GWM GROUP, INC.
FLIB 0235 FIRST LIBERTIES FINANCIAL
FLOU 0443 FIRST ST. LOUIS SECURITIES, INC.
FLTL 0235 FELTL & COMPANY
FLTU 0551 FLOW TRADERS US LLC
FLWT 0161 FLOW TRADERS U.S. INSTITUTIONAL TRADING LLC
FMAT 0608 SG AMERICAS SECURITIES, LLC
FMCO 0443 FIRST MANHATTAN CO.
FMFS 0226 FISRT MERIT FINANCIAL SERVICES, INC
FMGT 0443 FAMILY MANAGEMENT SECURITIES, LLC
FNBB 6753 FIRST NATIONAL BANKERS BANK
FNCM 0750 FIRST NATIONAL CAPITAL MARKETS
FNET 0141 WACHOVIA SECURITIES FINANCIAL NETWORK, LLC
FNFD 0443 FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FNIC 0443 FINANCIAL NETWORK INVESTMENT CORP.
FNSJ 0443 FINANCIAL NORTHEASTERN SECURITIES, INC.
FOGS 0235 FOG EQUITIES LLC
FOMA 0188 TD AMERITRADE, INC.

# 737373DTCC Public (White)


FORD 0052 THINKEQUITY, LLC
FORT 0443 FORTE SECURITIES LLC
FRLZ 0103 FRIEDMAN LUZZATTO & CO
FROS 6751 FROST BANK
FRSE 0443 FRANKLIN SECURITIES, LLC
FSCC 6731 FIRST SOUTH CAROLINA SECURITIES INC
FSCN 0226 OSAIC WEALTH, INC.
FSCS 0443 OSAIC WEALTH, INC.
FSEC 0161 FRS SECURITIES, LLC
FSFA 0443 FIRST SECURITY FINANCIAL ADVISORS, INC.
FSRP 0443 J.P. MORGAN SECURITIES LLC
FSST 0443 FRANKLIN STREET SECURITIES, INC.
FTCM 2445 FHN FINANCIAL CAPITAL MARKETS A DIVISION OF FIRST HORIZON BANK-DTC 244
FTEN 0226 FTB ADVISORS, INC.
FTLP 8244 FIRST TRUST PORTFOLIOS, L.P.
FTSC 0202 FHN FINANCIAL SECURITIES CORP.
FUJI 0443 MIZUHO SECURITIES USA INC.
FWCO 0443 FIRST WASHINGTON CORPORATION
FWSI 0141 FIRST WESTERN SECURITIES, INC.
GABE 0141 G. RESEARCH, INC.
GAFI 0235 GARDNER FINANCIAL SERVICES INC.
GARB 0148 TP ICAP GLOBAL MARKETS AMERICAS LLC
GARC 0161 ICAP CORPORATES LLC
GARQ 0161 ICAP CORPORATES, LLC
GARR 0226 GARRETT NAGLE & CO., INC.
GARW 0595 GAR WOOD SECURITIES, LLC
GBMT 0443 GBM INTERNATIONAL, INC.
GBSI 0443 GREENTREE BROKERAGE SERVICES, INC.
GCMC 0443 GLADOWSKY CAPITAL MANAGEMENT CORP.
GCMT 0443 GOLD CAPITAL MANAGEMENT, INC.
GDCO 0443 GILBERT, DONIGER CO., INC.
GFBD 0226 G. F. INVESTMENT SERVICES, LLC
GFIG 0537 GFI SECURITIES LLC
GFSI 0443 GLOBAL FINANCIAL SERVICES, L.L.C.
GGWI 0141 GAGE-WILEY & COMPANY INC.
GHCC 0226 GORDON, HASKETT CAPITAL CORPORATION
GILG 0226 GILDER GAGNON HOWE & CO. LLC
GJSS 0235 SCHWARTZ, GREGORY J & CO. INC.
GLBZ 0443 ONLINE BROKERAGE SERVICES
GLII 5005 TD SECURITIES INC./CDS
GLIR 5021 TD WATERHOUSE CANADA INC. #5/CDS
GLLL 0279 GILL CAPITAL PARTNERS

737373DTCC Public (White)


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GLYN 0443 GLYNN (J.A.) & CO.
GMSG 0443 GMS GROUP (THE), L.L.C.
GPCA 0158 GREAT POINT CAPITAL LLC
GPCG 0443 GREENMAN, PARKER, CONNALLY, GREENMAN, INC.
GPSS 0443 GREAT PACIFIC SECURITIES
GRBD 0052 GREENBIRD CAPITAL LLC
GRCF 0443 GREATER COMMUNITY FINANCIAL L.L.C.
GRIN 0443 SANDGRAIN SECURITIES, INC.
GROD 0226 GRODSKY ASSOCIATES, INC.
GRPS 0226 MML INVESTORS SERVICES, LLC
GRWC 0443 GRW CAPITAL CORPORATION
GRWD 0052 GAR WOOD SECURITIES, LLC
GRYG 0226 GOLDBERG (GARY) & CO., INC.
GSAD 0235 GATTEN SADOWSKI INC.
GSBI 0279 GLOBAL BROKERAGE SERVICES, INC.
GSCO 0005 GOLDMAN SACHS & CO. LLC
GSIL 0158 GLOBAL STRATEGIC INVESTMENTS, LLC
GSMM 0005 GOLDMAN SACHS & CO. LLC
GSQQ 0005 GOLDMAN SACHS & CO. LLC
GSRI 0443 GLOBAL STRATEGIC INVESTMENTS, LLC
GSSC 0161 GEORGESON SHAREHOLDER SECURITIES CORP.
GSSI 0052 GARDEN STATE SECURITIES, INC.
GSUU 0005 GOLDMAN SACHS & CO. LLC
GSVV 0005 GOLDMAN SACHS & CO. LLC
GTSM 0005 GTS SECURITIES LLC
GUGI 0526 GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GWFS 0443 GWFS EQUITIES, INC.
GZML 0161 GUZMAN & COMPANY
HACA 0701 HARVEST CAPITAL LLC
HALO 0235 HALO SECURITIES, LLC
HAPB 0161 HAP TRADING, LLC
HARB 0443 HARBOUR INVESTMENTS INC.
HARC 0235 HARLEY CAPITAL LLC
HARS 8199 HARVESTONS SECURITIES, INC.
HAVK 0235 EMPIRE STATE FINANCIAL, INC.
HAZL 0226 HAZLETT, BURT AND WATSON, INC.
HBCK 0443 H. BECK, INC.
HBCO 0443 GLOBAL INVESTOR SERVICES, L.C.
HBKI 0352 HBK FINANCE, LP
HBUS 0443 HOLISTIC BROKERAGE, LLC
HCGC 0103 FALCON SQUARE CAPITAL, LLC
HCMX 0235 HOOPOE CAPITAL MARKETS, LLC

737373DTCC Public (White)


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HCTA 0005 PEAK6 CAPITAL MANAGEMENT LLC
HCWW 0235 H.C.WAINWRIGHT & CO., LLC
HDVS 0226 AVANTAX INVESTMENT SERVICES, INC.
HEAD 0443 TD SECURITIES AUTOMATED TRADING LLC
HENN 0235 CARL M. HENNIG, INC.
HENY 0443 HENLEY & COMPANY LLC
HFIS 0141 HFI SECURITIES, INC.
HFLD 0279 HARTFIELD TITUS & DONNELLY LLC
HIGG 0235 HIGGINS CAPITAL MANAGEMENT, INC.
HIGH 0443 HIGHLANDER CAPITAL GROUP, INC
HILF 0443 HILL THOMPSON MAGID & CO INC.
HINO 0235 ESTRADA HINOJOSA & COMPANY, INC.
HJSC 0443 SIMS (HERBERT J.) & CO., INC.
HMRB 0235 W.R. HAMBRECHT + CO., LLC
HNTR 0443 HUNTER ASSOCIATES, INC.
HONR 0235 ROBERTS & RYAN INVESTMENTS INC.
HOPK 0750 SILVER OAK SECURITIES, INCORPORATED
HOTO 0443 HORNOR, TOWNSEND & KENT, INC.
HPOL 0141 HERNDON PLANT OAKLEY, LTD.
HPOM 0235 HERNDON PLANT OAKLEY, LTD.
HPWD 0443 PIPER SANDLER & CO.
HRBF 0756 AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
HRCS 0443 HRC INVESTMENT SERVICES, INC.
HRFS 0750 HALL & ROMKEMA FINANCIAL SERVICES, LLC
HRGR 0235 HARGER AND COMPANY, INC.
HRRS 0443 HARRIS INVESTORS SERVICES, INC.
HSBM 0486 HSBC SECURITIES (USA), INC/ FIXED INCOME SECS
HTCM 0235 HOWDEN TIGER CAPITAL MARKETS & ADVISOF LLC
HTIS 0443 HAITONG INTERNATIONAL SECURITIES (USA) INC.
HTPS 0443 HIGHTOWER SECURITIES, LLC
HTWR 0226 HIGHTOWER SECURITIES, LLC
HUCO 0226 HUNTINGTON INVESTMENT COMPANY
HUTC 0443 HUNTINGTON SECURITIES, INC.
HWLS 0443 M.S. HOWELLS & CO.
HXGN 0443 HEXAGON SECURITIES, LLC
IAAK 0279 ISAAK BOND INVESTMENT, INC.
IAEW 0595 SRT SECURITIES LLC
IAEX 0235 SRT SECURITIES LLC
IBCO 0534 INTERACTIVE BROKERS CORP.
IBDF 0750 I-BANKERS DIRECT, LLC
IBFS 0824 INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
IBKR 0534 INTERACTIVE BROKERS LLC

737373DTCC Public (White)


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IBND 0103 INSTITUTIONAL BOND NETWORK, LLC
IBSH 0595 INTEGRITY BROKERAGE SERVICES, INC.
IBSJ 0052 INTEGRITY BROKERAGE
ICBK 0388 INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/CLEARIN
ICCP 0443 INVESTORS CAPITAL CORPORATION
ICCS 0750 INTL CUSTODY & CLEARING SOLUTIONS INC.
ICEN 0443 THE INVESTMENT CENTER, INC.
ICEX 4264 ICE SECURITIES EXECUTION & CLEARING, LLC
ICMB 1043 INTERCOASTAL CAPITAL MARKETS, INC.
ICMH 0235 INSTITUTIONAL CAPITAL MANAGEMENT, INC.
ICMI 0279 INTERCOASTAL CAPITAL MARKETS, INC.
ICON 0235 ICON CAPITAL GROUP, LLC
ICPX 0443 ICP SECURITIES LLC
ICRL 0443 RIDEAU (I.C.) LYONS AND CO.
ICTI 0158 INTERNATIONAL CORRESPONDENT TRADING, INC.
IESI 0443 ITAU EUROPA SECURITIES INC
IFCS 0161 STONEX FINANCIAL INC.
IMCC 0005 IMC FINANCIAL MARKETS
IMPC 0443 IMPERIAL CAPITAL, LLC
INGS 0124 INGALLS & SNYDER, LLC
INGW 0443 ING PRIVATE WEALTH MANAGEMENT LLC
INNO 0052 ETC BROKERAGE SERVICES, LLC
INPI 0235 INVESTMENT PLANNERS INC.
INTL 0750 STONEX FINANCIAL INC.
INTX 0235 INTERNATIONAL ASSETS ADVISORY, LLC
IPGR 0443 INVESTMENT PLACEMENT GROUP
IRIS 0279 IRIS TRADING, INC.
ISCN 0235 INSTITUTIONAL SECURITIES CORPORATION
ISIG 0226 EVERCORE GROUP L.L.C.
ISLL 0052 INLET SECURITIES LLC
ISSB 0443 IRONSTONE SECURITIES INC.
ISSC 0443 INVESTORS SECURITIES SERVICES, LLC
ISSI 0052 INSIGHT SECURITIES, INC.
ITCC 0750 STERNE AGEE FINANCIAL SERVICES, INC.
ITFS 0226 KEEL POINT CAPITAL, LLC
IVEX 0443 INVEX, INC.
IVNT 0235 INVESTMENT NETWORK, INC.
IVOL 0235 UNION CAPITAL COMPANY
IVST 0443 INTERVEST INTERNATIONAL EQUITIES CORPORATION
JACK 0443 JACKSON SECURITIES LLC
JANC 0443 JANCO PARTNERS INC.
JANE 0352 JANE STREET MARKETS, LLC

737373DTCC Public (White)


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JANY 0374 JANNEY MONTGOMERY SCOTT LLC
JASC 0352 JANE STREET CAPITAL, LLC
JDAA 0443 DARDIS (JACK) & ASSOCIATES
JDRB 0595 J.H. DARBIE & CO., INC.
JEFF 0019 JEFFERIES LLC
JEFM 0235 JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
JEVO 0235 ATIS, INC
JGUN 0235 JOSEPH GUNNAR & CO. LLC
JHDR 0052 JH DARBIE & CO. INC.
JHYT 0019 JEFFERIES PARTNER OPPORTUNITY FUND II, LLC
JJKE 0443 TRADEWEB DIRECT LLC
JKCA 0103 J.K. CHILTON & ASSOCIATES, INC.
JKFS 0279 J.K. FINANCIAL SERVICES INC.
JKRC 0443 J.K.R. & CO., INC.
JLEQ 0161 JUMP EXECUTION, LLC
JMFL 0235 THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
JMLS 0235 J.M LUMMIS SECURITIES, INC.
JNST 0352 JANE STREET CAPITAL LLC
JNWS 0443 WHIPPLE (J.N.) INC.
JONE 0161 JONESTRADING
JPMC 0443 MCGOWAN (J.P.) & COMPANY, INC.
JPMT 0352 J.P. MORGAN SECURITIES LLC
JPPB 0443 JEFFERIES LLC
JRCO 0226 JOHNSON RICE & COMPANY L.L.C.
JSAP 8497 JANE STREET CAPITAL, LLC
JSCT 0005 JANE STREET CAPITAL LLC
JSEB 0161 JANE STREET EXECUTION SERVICES, LLC
JSEG 0161 JANE STREET EXECUTION SERVICES, LLC
JSSF 0226 JMP SECURITIES LLC
JVBF 0235 JACK V. BUTTERFIELD INVESTMENT COMPANY
JVBG 0443 J.V.B. FINANCIAL GROUP LLC
JWCF 0226 J. W. COLE FINANCIAL, INC.
KALA 0226 KA ASSOCIATES, INC.
KALS 0235 KALOS CAPITAL, INC.
KART 0750 REVERE SECURITIES CORP.
KBWI 0793 KEEFE, BRUYETTE & WOODS, INC.
KCIM 0235 INVESTMENT MANAGEMENT CORPORATION
KCIX 0279 KILEY PARTNERS, INC.
KCRD 0052 PHX FINANCIAL, INC.
KENY 0443 KENNY SECURITIES CORP.
KEYB 0443 KEYBANC CAPITAL MARKETS INC.
KEYS 0226 ARETE WEALTH MANAGEMENT, LLC

737373DTCC Public (White)


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KILD 0103 KILDARE CAPITAL, INC.
KIML 0226 KIMELMAN & BAIRD, LLC
KING 0235 C. L. KING & ASSOCIATES, INC.
KISL 0443 KEY INVESTMENT SERVICES LLC
KMSF 0443 KMS FINANCIAL SERVICES
KOVP 0443 KOVACK SECURITIES INC.
KOVS 0226 KOVACK SECURITIES, INC.
KRAM 0141 KRAMER SECURITIES CORP.
KRCO 0235 KR SECURITIES, LLC
KRSH 0005 KERSHNER SECURITIES, LLC
KRTH 0235 J.W. KORTH & COMPANY
KRUG 0235 KRUEGER BROKERAGE, INC.
KUYK 0279 KUYKENDALL & SCHNEIDER, INC.
LABR 0188 LABRUNERIE FINANCIAL SERVICES, INC.
LAFB 0235 LAFFERTY (R.F.) & CO., INC.
LAFC 0443 R.F. LAFFERTY & CO., INC.
LAFF 0443 R.F. LAFFERTY & CO., INC.
LAGI 0226 ALLSTATE FINANCIAL SERVICES, LLC
LAMA 0141 XML SECURITIES
LANE 0235 MARC J. LANE & COMPANY
LARC 0235 LARIMER CAPITAL CORPORATION
LASE 0235 LEGACY ASSET SECURITIES, INC.
LASI 0141 LIEBLONG & ASSOCIATES, INC.
LASS 0226 LASALLE ST. SECURITIES, INC.
LATG 0537 GFI SECURITIES LLC
LATN 0443 HEROLD & LANTERN INVESTMENTS, INC.
LBKI 0235 LIBUCKI & CO., LLC
LDIL 0226 LINCOLN DOUGLAS INVESTMENTS, LLC
LDLW 0750 LAIDLAW & COMPANY (UK) LTD.
LDOT 0235 LANDOLT SECURITIES, INC.
LEAD 0226 THE LEADERS GROUP, INC.
LEBO 0226 LEIGH BALDWIN & CO., LLC
LEDG 0443 LEDGEWOOD CAPITAL MANAGEMENT, LLC
LEER 0443 LEERINK SWANN & COMPANY
LENX 0279 LENOX FINANCIAL SERVICES, INC.
LEON 0235 LEONARD SECURITIES, INC.
LESW 0443 LEERINK SWANN & COMPANY
LEXI 0226 LEXINGTON INVESTMENT COMPANY, INC.
LEYA 0235 LEMLEY, YARLING & CO.
LFAC 0226 LINCOLN FINANCIAL ADVISORS CORPORATION
LFIN 0161 LIGHTHOUSE FINANCIAL GROUP, LLC
LFRO 0235 LF ROTHSCHILD, LLC

737373DTCC Public (White)


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LGLL 0141 MM GLOBAL SECURITIES, INC.
LGNT 0052 AXOS CLEARING LLC
LGSA 0443 WOORI INVESTMENT AND SECURITIES AMERICA, INC.
LIBE 0443 KCG AMERICAS LLC
LIFG 0279 LONG ISLAND FINANCIAL GROUP, INC.
LIIS 0226 USAA FINANCIAL ADVISORS, INC.
LINQ 0443 LINKBROKERS DERIVATIVES CORPORATION
LISI 0443 LEUMI INVESTMENT SERVICES, INC.
LMAR 0226 LIFEMARK SECURITIES CORP.
LMKO 0235 KOHN (L.M.) & COMPANY
LMSC 0235 BAY COLONY SECURITIES CO., INC.
LNKS 0443 GUGGENHEIM SECURITIES, LLC
LOMB 0141 LOMBARD SECURITIES INCORPORATED
LOOP 0443 LOOP CAPITAL MARKETS, LLC
LOUE 0161 ICAP CORPORATES LLC
LOUI 0005 LOUIS CAPITAL MARKETS, LP
LPCM 0103 LAMPERT CAPITAL MARKETS INC.
LPFS 0235 LIBERTY PARTNERS FINANCIAL SERVICES, INC.
LPSP 1043 LPS CAPITAL LLC
LQNA 0005 LIQUIDNET, INC.
LQNB 0005 LIQUIDNET, INC.
LQNF 0005 LIQUIDNET, INC.
LQNT 0005 LIQUIDNET, INC.
LQPT 0161 DASH FINANCIAL TECHNOLOGIES LLC
LRBC 0235 LIBERTY ASSOCIATES, INC.
LSCM 0235 LAKE STREET CAPITAL MARKETS, LLC
LSKO 0226 LESKO SECURITIES INC.
LSPI 0141 LAFAYETTE INVESTMENTS
LSSM 0443 LOCUST STREET SECURITIES, INC.
LSUS 0443 LATIN SECURITIES INC.
LTCO 0226 LADENBURG, THALMANN & CO., INC.
LTCS 0141 LINDEN THOMAS AND COMPANY SECURITIES, LLC
LTIN 2786 BBVA SECURITIES INC.
LTLI 0141 L.P. LITTLEWOOD & ASSOCIATES, INC.
LVMR 0235 LIVERMORE TRADING GROUP, INC.
LYON 0651 CREDIT AGRICOLE SECURITIES (USA) INC.
LYSI 0443 LLOYDS SECURITIES INC.
MACC 0226 NEWEDGE SECURITIES, INC.
MACP 0443 GRIFFON MAY, INC.
MADV 0443 MILLENNIUM ADVISORS, LLC
MAMA 0443 SECUREVEST FINANCIAL GROUP
MASE 0141 MANAGED ACCOUNT SERVICES, LLC

737373DTCC Public (White)


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MAVS 0443 MADISON AVENUE SECURITIES
MAXM 0443 MAXIM GROUP LLC
MBSA 0052 MBS SOURCE ETRADING, INC.
MBSE 0052 MBS SOURCE ETRADING, INC.
MBSL 0443 MBS CAPITAL MARKETS, LLC
MBTS 0158 MB TRADING
MBUS 0052 MEDIOBANCA SECURITIES USA LLC
MCAP 0161 MCAP LLC
MCBT 0235 MOORS & CABOT, INC.
MCCL 0443 MCCLURG CAPITAL CORPORATION
MCMG 0279 MUNICIPAL CAPITAL MARKETS GROUP, INC.
MDEB 0141 WORLD FIRST FINANCIAL SERVICES, INC.
MDGP 0235 MD GLOBAL PARTNERS, LLC
MDGS 0103 MIDDLEGATE SECURITIES LTD.
MDTH 0443 MEREDITH (ROBERT R.) & CO.
MEAL 0226 M. E. ALLISON & CO., INC.
MERC 0235 MERCADIEN SECURITIES
MERP 0235 MERIDIAN EQUITY PARTNERS, INC.
MERQ 0161 MERCATOR ASSOCIATES LLC
MESF 0443 MESIROW FINANCIAL, INC.
MFCA 0141 MONARCH FINANCIAL CORPORATION OF AMERICA
MFRS 0443 MFR SECURITIES, INC.
MIAM 6440 FMSBONDS, INC.
MICG 0141 MICG INVESTMENT MANAGEMENT
MIDL 0226 MIDDLEGATE SECURITIES LTD.
MIFI 0226 MILKIE FERGUSON INVESTMENTS, INC.
MILN 0235 MILLENNIUM ADVISORS, LLC
MINV 0235 MACK INVESTMENTS SECURITIES, INC.
MIRA 1043 MIRAE ASSET SECURITIES (USA) INC.
MISL 0161 MISCHLER FINANCIAL GROUP, INC.
MISM 0161 MISMI, INC.
MITR 0443 STONEX FINANCIAL INC.
MJWH 0235 ETICO PARTNERS LLC
MKRT 0235 MARKET SECURITIES, LLC
MKTI 0226 U.S. BANCORP ADVISORS, LLC
MKTX 4265 MARKETAXESS CORPORATION
MKTY 4265 MARKETAXESS CORPORATION
MLCO 0161 BOFA SECURITIES, INC.
MLMA 0671 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MLMS 0279 MAINLINE WEST MUNICIPAL SECURITIES, LLC
MLWM 0671 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MMAN 0443 MCMAHAN SECURITIES CO. L.P.

737373DTCC Public (White)


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MMNT 0158 MOMENT MARKETS, LLC
MNCO 0279 NELSON (MARTIN) & CO., INC.
MNDX 0235 TJM INVESTMENTS, LLC
MNRC 0443 MONARCH CAPITAL GROUP LLC
MNXS 0443 MUNIAXIS LEBENTHAL LLC
MOCM 0235 MORETON CAPITAL MARKETS, LLC
MOJO 0103 MONTAG & JOSELSON
MOLO 0235 MOLONEY SECURITIES
MONR 0226 MONROE FINANCIAL PARTNERS, INC.
MORA 0443 MORA WM SECURITIES
MPLA 0158 EMPALA SECURITIES, LLC
MPLM 0651 MOMENTUM TRADING PARTNERS, LLC
MPLW 0226 MAPLEWOOD INVESTMENT ADVISORS, INC.
MPSG 0161 ED & F MAN CAPITAL MARKETS INC.
MPWR 0226 GWFS EQUITIES, INC.
MRBA 0052 IBN FINANCIAL SERVICES, INC.
MRNA 0161 INTL FILLMORE ADVISORS LLC
MRPH 0226 WM FINANCIAL SERVICES, INC.
MRSC 0287 TRADEUP SECURITIES, INC.
MSCH 0443 MAGNA SECURITIES CORP.
MSCO 0050 MORGAN STANLEY & CO. LLC
MSEC 0235 MSEC, LLC
MSII 0226 MSI FINANCIAL SERVICES, INC.
MSMC 0188 MAIN STREET MANAGEMENT COMPANY
MSNY 0015 MORGAN STANLEY & CO. LLC
MSPW 0050 MORGAN STANLEY SMITH BARNEY LLC
MSRO 0226 MESIROW FINANCIAL, INC.
MSSS 0050 MS SECURITIES SERVICES, INC.
MSTC 0226 MIDWESTERN SECURITIES TRADING COMPANY, LLC
MTBK 0443 MULTI-BANK SECURITIES, INC.
MTCN 0443 MILLER TABAK & CO., LLC
MTDB 0443 M&T SECURITIES, INC.
MTLE 0235 MTL EQUITY PRODUCTS, INC.
MTNS 0443 MOUNTAINSIDE SECURITIES LLC
MTRN 0443 MULTITRADE SECURITIES LLC
MTSL 0226 MSEC, LLC
MUFG 0076 MUFG SECURITIES AMERICAS INC.
MULT 0443 MULTI-FINANCIAL SECURITIES GROUP
MUNP 0443 MUNICIPAL PARTNERS
MURF 0443 MURPHY & DURIEU
MVII 0235 MINNESOTA VALLEY INVESTMENTS
MWCC 0235 MONNESS CRESPI HARDT & CO., INC.

737373DTCC Public (White)


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MWCO 0443 MADISON WILLIAMS AND COMPANY
MWIL 0235 MORGAN WILSHIRE SECURITIES, INC.
MYMK 0443 MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER
MYSS 0158 M.Y. SAFRA SECURITIES, INC.
MZHO 2396 MIZUHO SECURITIES USA LLC
NACL 0279 NATIONAL ALLIANCE SECURITIES CORPORATION
NACM 0161 NABSECURITIES, LLC
NADL 0235 WARREN D. NADEL & COMPANY
NAIS 0443 NORTH AMERICAN CAPITAL MARKETS
NAPK 0052 B. RILEY WEALTH MANAGEMENT
NBAR 0226 NANCY BARRON & ASSOCIATES, INC.
NBCS 0235 NBC SECURITIES, INC.
NBLB 0226 NEUBERGER BERMAN BD LLC
NBNA 6737 BANK OF AMERICA, N.A.
NBSL 0226 BMO NESBITT BURNS SECURITIES LTD.
NBST 0103 BRANDIS TALLMAN LLC
NEHL 0235 GREENBERG FINANCIAL GROUP
NEPP 0226 N.E. PRIVATE CLIENT ADVISORS, LTD.
NEST 0235 NEST INVESTMENTS BD LLC
NEXT 0443 NEXT FINANCIAL GROUP, INC.
NFGR 0141 NATIONS FINANCIAL GROUP, INC.
NFSC 0226 NATIONAL FINANCIAL SERVICES LLC
NFTY 0235 INFINITY FINANCIAL SERVICES
NHWI 0141 HENNION & WALSH, INC.
NIAD 0052 NI ADVISORS
NITC 0295 VIRTU AMERICAS LLC
NOBL 0443 NOBLE FINANCIAL CAPITAL MARKETS
NORC 0235 NORTHERN CAPITAL SEC. CORP.
NORP 0443 PARETO SECURITIES INC
NORT 0443 NORTHLAND SECURITIES, INC.
NORW 0250 WELLS FARGO BROKERAGE SERVICES, LLC
NQBX 0163 NASDAQ BX, INC.
NSFP 0235 NORTHSTAR FINANCIAL PARTNERS, INC.
NSRD 0235 NESTLERODE & CO., INC.
NTFN 0052 NETWORK 1 FINANCIAL SECURITIES INC.
NTMG 0443 FIELDPOINT PRIVATE SECURITIES, LLC
NTRC 0226 NORTHERN TRUST SECURITIES, INC.
NTSI 0443 NESBITT THOMSON SECURITIES, INC.
NVEN 0448 NUVEEN SECURITIES, LLC
NVGT 0388 NAVIGATE ADVISORS LLC
NWCM 0235 NW CAPITAL MARKETS INC.
NWIA 0750 NORTHWEST INVESTMENT ADVISORS, INC.

737373DTCC Public (White)


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NYLS 0226 NYLIFE SECURITIES INC.
OAKR 0235 THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OBWS 0226 OBERWEIS SECURITIES, INC.
OCAC 0235 OLSON, CROSS & ALAMO LLC
OCON 0103 O'CONNOR & CO SECURITIES
ODCO 0279 ODEON CAPITAL GROUP LLC
ODEO 0388 ODEON CAP
ODNC 0235 ODEON CAPITAL GROUP LLC
OFGF 0235 OFG FINANCIAL SERVICES INC
OGRU 0161 OSCAR GRUSS & SON, INCORPORATED
OGTL 0005 OUTSET GLOBAL TRADING LIMITED
OHIO 0226 FIFTH THIRD SECURITIES, INC.
OLNE 0279 OLDEN LANE SECURITIES, LLC
OMMA 0005 OLD MISSION MARKETS LLC
ONEL 0161 O'NEIL (WILLIAM) & CO
ONES 0443 O N EQUITY SALES CO.
OPCO 0571 OPPENHEIMER & CO. INC.
ORTL 0443 ORIENTAL FINANCIAL SERVICES
OSHM 0226 OSHIMA & ASSOCIATES
OTCE 0235 OTCEX, LLC
OTCN 0158 OTC LINK LLC
OTSC 0443 OGILVIE SECURITY ADVISORS CORPORATION
PAFA 0443 PAN-AMERICAN FINANCIAL ADVISORS
PAMC 0226 PROGRESSIVE ASSET MANAGEMENT
PAMI 0141 PROFESSIONAL ASSET MANAGEMENT, INC.
PAMS 0443 PACIFIC AMERICAN SECURITIES, LLC
PANA 0443 PANAMERICA CAPITAL GROUP INC.
PAPA 0443 PAPAMARKOU WELLNER & CO., INC.
PARI 0630 BNP PARIBAS SECURITIES CORP.
PARK 0443 PARK WALK CAPITAL MARKETS, LLC
PARV 0443 PAR5 CAPITAL & CO LLC
PASC 0443 PARK AVENUE SECURITIES LLC
PASL 0443 PERSHING ADVISOR SOLUTIONS, LLC
PASQ 0443 DUPASQUIER & CO., INC.
PATR 0624 TP ICAP GLOBAL MARKETS AMERICAS LLC.
PAUL 0595 PAULSON INVESTMENT COMPANY, INC.
PBON 0161 TP ICAP GLOBAL MARKETS AMERICAS LLC.
PCAP 0608 SG AMERICAS SECURITIES, LLC/SUB 608
PCCA 0279 PEACHCAP SECURITIES, INC.
PCCN 0443 PACTUAL CAPITAL CORPORATION
PCIS 0226 BANKOH INVESTMENT SERVICES, INC.
PEER 0226 AMERICAN TRUST INVESTMENT SERVICES, INC.

737373DTCC Public (White)


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PENG 0443 PENNSYLVANIA GROUP INCORPORATED (THE)
PERC 0279 PERCIVAL FINANCIAL PARTNERS, LTD.
PERS 0443 PERSHING LLC
PFCG 0279 PREFERRED CLIENT GROUP, INC.
PFCL 0158 APEX CLEARING CORPORATION
PFDC 0235 PREFERRED CAPITAL SECURITIES, LLC
PFPI 0443 TP ICAP GLOBAL MARKETS AMERICAS LLC
PGRS 0443 PGR SECURITIES, LLC
PGSI 0443 PRIME GLOBAL SECURITIES, INC.
PHBP 0052 PENNHAVEN BROKERAGE PARTNERS, LLC
PHCO 0443 PHILLIPS & COMPANY SECURITIES, INC.
PHIN 0443 PHILADELPHIA INVESTORS, LTD.
PHRS 0279 NAVAID FINANCIAL SERVICES, INC.
PICI 0279 POLAR INVESTMENT COUNSEL, INC.
PICK 0235 TUDOR, PICKERING & CO. SECURITIES, INC.
PICL 0052 PAULSON INVESTMENT COMPANY LLC
PIGS 0443 PENN INVESTMENT GROUP, INC. (THE)
PIMS 0226 PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, LLC
PINA 0141 PINNACLE INVESTMENTS, LLC
PIPR 0443 PIPER SANDLER & CO.
PIRR 0443 PIRRONE & CO., INC.
PJEF 0443 JEFFERIES LLC
PMAS 0443 PMA SECURITIES, INC.
PMKS 0141 PMK SECURITIES & RESEARCH, INC.
PNCC 0226 PNC INVESTMENTS
PNCM 2835 PNC CAPITAL MARKETS LLC
PNFP 0279 PNFP CAPITAL MARKETS, INC.
PNSA 0235 PENSERRA SECURITIES, LLC
PNSR 0161 PENSERRA SECURITIES, LLC
PODE 0235 PODESTA & CO.
POND 0141 POND EQUITIES
POOH 0443 QUESTAR CAPITAL CORPORATION
POPS 0226 POPULAR SECURITIES, INC.
POWL 0443 POWELL (ELMER E.) COMPANY
PPFD 0443 PERSHING LLC
PPSI 0235 PENSION PLANNERS SECURITIES, INC.
PPSL 0413 SANTANDER US CAPITAL MARKETS LLC
PREB 0005 TP ICAP GLOBAL MARKETS AMERICAS LLC.
PRGL 0141 PRUDENTIAL EQUITY GROUP, LLC
PROE 0443 PROEQUITIES, INC.
PRPO 0443 PRIVATE PORTFOLIO, INC.
PRSB 0141 PRESIDENTIAL BROKERAGE, INC.

737373DTCC Public (White)


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PRST 0551 BOFA SECURITIES, INC.
PRUC 0226 PRUCO SECURITIES, LLC.
PSAE 0141 PSA EQUITIES, INC.
PSII 0226 KESTRA INVESTMENT SERVICES, LLC
PSIM 0226 PRINCIPAL SECURITIES, INC.
PSIN 0443 LUMENT SECURITIES, LLC
PSRI 0103 GLOBALINK SECURITIES, INC.
PSUT 0235 INNOVATION PARTNERS LLC
PTCM 0443 CAVU SECURITIES LLC
PTIS 0235 PTI SECURITIES & FUTURES L.P.
PTRI 0443 PETRIE PARKMAN & CO.
PULB 0052 PULASKI BANK
PUMP 0141 C.E. GAYE & SONS SECURITIES LTD.
PUPL 0226 PUPLAVA SECURITIES, INC.
PURE 0161 PURESTREAM, LLC
PURP 0279 LIBERTY CAPITAL INVESTMENT CORPORATION
PWJC 0221 UBS FINANCIAL SERVICES INC.
PWPR 0221 UBS FINANCIAL SERVICE INC.
PXGJ 0352 JUMP TRADING, LLC
QBSI 0226 GLEN EAGLE WEALTH, LLC
QCAP 0235 QUINT CAPITAL CORPORATION
QCAS 0226 QUINCY CASS ASSOCIATES, INCORPORATED
QMSR 0235 QUATTRO M SECURITIES INC.
QMSX 0595 QUATTRO M SECURITIES INC.
QUOI 0279 QUOIN CAPITAL LLC
RAAA 0052 RICHARD JAMES & ASSOCIATES, INC.
RAAI 0226 OSAIC WEALTH, INC.
RACO 0158 SHEARMAN, RALSTON, INC.
RAIS 0443 ROYAL AMERICAN INVESTMENT SERVICES, INC.
RAIT 0161 RAIT SECURITIES
RAJA 0725 RAYMOND JAMES & ASSOCIATES, INC.
RAYG 0443 BOLTON GLOBAL CAPITAL
RBAC 0235 ROBERT B. AUSDAL & CO. INC.
RBCD 0235 RBC CAPITAL MARKETS CORPORATION
RBCX 0235 RBC CAPITAL MARKETS CORPORATION
RBII 0279 REGIONAL BROKERS, INC.
RBMU 0279 BLUM (ROBERT) MUNICIPALS INC.
RCRS 0226 ROOSEVELT & CROSS, INCORPORATED
RCSK 0642 RUANE, CUNNIFF & GOLDBARB LLC
RDSS 0141 RDSC, LLC
REID 0141 REID AND ASSOCIATES LLC
REPG 0443 FIRST REPUBLIC GROUP, LLC

737373DTCC Public (White)


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RFRC 0279 THE ROCKWELL FINANCIAL GROUP, INC.
RGIC 0443 R-G INVESTMENTS CORPORATION
RGLD 0279 REGAL SECURITIES, INC.
RGLS 0235 REGAL SECURITIES, INC.
RGWD 0141 RIDGEWOOD ASSOCIATES INC., NJ
RHCO 0505 TRUIST SECURITIES, INC.
RHDS 0141 RHODES SECURITIES, INC.
RHOX 0005 XR SECURITIES LLC
RHPP 0750 ARQUE CAPITAL, LTD.
RICE 0235 RICE FINANCIAL PRODUCTS COMPANY
RICJ 0235 RICE SECURITIES, LLC
RICM 0235 RICE FINANCIAL PRODUCTS COMPANY
RIED 0235 RIEDL, FIRST SECURITIES COMPANY OF KANSAS
RILY 0226 B. RILEY FBR, INC.
RINO 0019 RHINO TRADING PARTNERS, LLC
RJFI 0390 RAYMOND JAMES & ASSOCIATES, INC.
RKWS 0235 ROCKWELL SECURITIES LLC
RMAC 0235 RENAISSANCE MACRO SECURITIES, LLC
RMPI 0141 RICHARDS, MERRILL & PETERSON, INC.
RMST 0443 R.M. STARK & CO., INC.
ROAR 0103 DINOSAUR SECURITIES
ROBT 0443 ROBOTTI & COMPANY, LLC
ROCH 0443 ROCHDALE SECURITIES, LLC
ROCK 0226 ROCKEFELLER FINANCIAL LLC
RODE 0443 RODECKER & COMPANY, INVESTMENT BROKERS, INC.
ROMO 0141 ROMANO BROTHERS AND COMPANY
RONI 0005 RONIN CAPITAL, LLC
ROPK 0443 REINOSO & COMPANY, INCORPORATED
ROTB 0235 ROTH CAPITAL PARTNERS, LLC
ROTH 0161 ROTH CAPITAL PARTNERS, LLC
ROYL 0443 ROYAL ALLIANCE ASSOCIATES, INC.
RREZ 0443 SAMUEL A RAMIREZ & CO., INC.
RRII 0388 ROBERTS & RYAN INVESTMENTS, INC.
RRPR 0443 SAMUEL A RAMIREZ, & CO., INC.
RRUD 0235 REID & RUDIGER, LLC
RSCM 0235 ROBERTSON STEPHENS CAPITAL MARKETS, LLC
RSCO 0443 RAMIUS SECURITIES, LLC
RSSE 0443 RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSE
RSWM 0141 RIVERSTONE WEALTH MANAGEMENT, INC.
RVSI 0103 ROBERT VAN SECURITIES, INC.
RWPS 0443 R.W. PRESSPRICH & CO.
RWSM 0279 R.W. SMITH & ASSOCIATES, INC.

737373DTCC Public (White)


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RYAN 0443 RYAN, BECK & CO.
SABF 0161 SAUDI AMERICAN BANK
SABS 0443 SABADELL SECURITIES USA, INC.
SAFS 0750 STERNE AGEE FINANCIAL SERVICES, INC.
SAFX 0235 SAF FINANCIAL SECURITIES LLC
SAGE 0141 SAGE, RUTTY & CO., INC.
SAIN 0226 SECURITIES AMERICA, INC.
SAKL 0226 STEPHEN A. KOHN & ASSOCIATES, LTD.
SALB 0274 CITIGROUP GLOBAL MARKETS INC./SALOMON BROTHERS
SALI 0750 STONEX FINANCIAL INC.
SAMI 0226 SAMI BROKERAGE LLC
SAPA 0141 SAPERSTON ASSET MANAGEMENT INC.
SARG 0226 PURSHE KAPLAN STERLING INVESTMENTS, INC.
SAVY 0235 SAVOY CAPITAL MANAGEMENT, INC.
SAYB 0103 SAYBROOK CAPITAL CORPORATION
SBAM 0443 INVESTMENT PROFESSIONALS, INC.
SBER 0013 SANFORD C. BERNSTEIN & CO., LLC
SBLS 0235 SAN BLAS SECURITIES LLC
SBLT 0226 SUNBELT SECURITIES, INC.
SBRO 0443 STERN BROTHERS & CO.
SBRT 0226 SIEBERT(MURIEL) & CO.,INC.
SBRX 0445 MURIEL SIEBERT & CO., INC.
SBSC 0226 SIEBERT CISNEROS SHANK & CO., L.L.C.
SBSL 1043 STOCKBLOCK SECURITIES LLC
SCAP 0595 STRONG CAPITAL MARKETS, LLC
SCFA 0226 SCF SECURITIES, INC.
SCFL 0443 STANCHART SECURITES INTL, INC.
SCHM 0443 A. R. SCHMEIDLER & CO., INC.
SCIL 0052 STRATEGIC CAPITAL INVESTMENTS, LLC
SCMC 0096 SCOTIA CAPITAL MARKETS (USA) INC.
SCSI 0370 STANDARD CREDIT SECURITIES INC.
SCSS 0161 STONECASTLE SECURITIES, LLC
SCTI 0443 SECURITY CAPITAL BROKERAGE, INC.
SDIC 0235 SAUER DAZEY INVESTMENT CO.
SEAP 0226 SEAPORT SECURITIES CORP.
SEBR 0279 SENTINEL BROKERS COMPANY, INC.
SECS 0161 SECOND STREET SECURITIES, INC.
SEEL 0443 R. SEELAUS & CO., INC.
SEFB 0052 SOUTHEAST INVESTMENTS, N.C., INC.
SEGE 0443 SEGERDAHL & CO.
SEIB 0158 SEIBERT (J.D.) & COMPANY INC.
SEMT 7311 MINT BROKERS

737373DTCC Public (White)


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SEPN 0161 SEAPINE SECURITIES LLC
SERL 0443 SEARLE & CO.
SESL 0158 SESLIA SECURITIES
SFCO 0443 SYMETRA INVESTMENT SERVICES, INC.
SFGB 0161 SUSQUEHANNA FINANCIAL GROUP, LLP
SFPS 0443 SF INVESTMENTS, INC.
SFSI 0235 SUPERIOR FINANCIAL SERVICES, INC.
SGAS 0286 SG AMERICAS SECURITIES, LLC
SGBI 0226 SMITH, BROWN & GROOVER, INC.
SGFC 0226 SIGMA FINANCIAL CORPORATION
SGLC 0235 S.G. LONG & COMPANY
SGNL 0279 SIGNAL SECURITIES, INC.
SGOV 0286 SG AMERICAS SECURITIES, LLC
SGSM 1043 SEAPORT GLOBAL SECURITIES LLC
SHOT 0005 SCHOTTENFELD GROUP LLC
SHRR 0443 CARL P. SHERR AND CO., LLC
SIBI 0573 SUNGARD INSITUTIONAL BROKERAGE, INC.
SILK 0161 GOLDMAN SACHS EXECUTION & CLEARING, L.P.
SIMC 0443 SECURITIES INDUSTRY MANAGEMENT CORP.
SKFS 0443 HEFREN-TILLOTSON/SHELBY, KERN, FREDERICK AND SHELB
SKTR 0279 STOCK TRADERS
SLRD 0226 S.L. REED & COMPANY
SMCO 0235 SMITH, MOORE & CO.
SMHI 0443 SANDERS MORRIS HARRIS INC.
SMHJ 0141 SANDERS MORRIS HARRIS INC.
SMNS 0226 PARKLAND SECURITIES, LLC
SMPR 0443 SUMMIT BROKERAGE SERVICES, INC.
SMRD 0443 SUMRIDGE PARTNERS, LLC
SMRI 0226 SECURITIES MANAGEMENT & RESEARCH, INC.
SNTE 0279 SENATE SECURITIES
SNWS 0443 SNOWDEN ACCOUNT SERVICES, INC.
SOCO 0443 CAPITAL ONE SECURITIES, INC.
SORS 0235 SORSBY FINANCIAL CORP.
SPAC 0279 SIERRA PACIFIC SECURITIES, LLC
SPCA 0188 SPECTRUM CAPITAL, INC.
SPCS 0052 SPARTAN CAPITAL SECURITIES, LLC
SPEN 0443 SPENCER CLARKE LLC
SPEX 0235 INSPEREX LLC
SPGS 0161 SEAPORT GLOBAL SECURITIES LLC
SPHN 0443 STEPHENS INC.
SPLC 0226 SPIRE SECURITIES, LLC
SPLN 0103 CELADON FINANCIAL GROUP LLC

737373DTCC Public (White)


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SPOT 0005 SPOT TRADING
SPSR 0279 STARK MUNICIPAL BROKERS
SPTD 0052 MINT GLOBAL MARKETS, INC.
SPTS 0158 SEVEN POINTS CAPITAL, LLC
SPWM 0443 STILLPOINT WEALTH MANAGEMENT, LLC
SRAM 0443 SAMCO CAPITAL MARKETS, INC.
SSBS 0189 STATE STREET GLOBAL MARKETS, LLC
SSCO 8457 SAFRA SECURITIES LLC
SSET 0226 SUNSET FINANCIAL SERVICES, INC
SSGC 0226 SIGNATURE SECURITIES
SSGI 0443 SETON SECURITIES GROUP, INC.
SSGM 0226 STATE STREET GLOBAL MARKETS, LLC
SSGR 0443 SHAREHOLDERS SERVICES GROUP INC.
SSIN 0226 TRUIST INVESTMENT SERVICES, INC.
SSLC 0279 SANDERLIN SECURITIES, LLC
SSLL 0189 STATE STREET GLOBAL MARKETS, LLC
SSNE 0226 SANTANDER SECURITIES LLC
SSNG 0443 SISUNG SECURITIES CORPORATION
STAD 0141 STEELE ADVISORS, INC.
STCM 2095 TRUIST SECURITIES, INC.
STEP 0235 FERRETTI GROUP, INC.
STFL 0793 STIFEL, NICOLAUS & COMPANY, INCORPORATED
STGC 0279 STERLING GRACE MUNICIPAL SECURITIES CO
STHR 0388 STORMHARBOUR SECURITIES LP
STND 0279 FIRST STANDARD FINANCIAL COMPANY LLC
STOV 0443 STOEVER,GLASS & COMPANY INC.
STOX 0445 MURIEL SIEBERT & CO., INC.
STRM 0005 LIQUIDNET, INC.
STRS 0161 STRATEGAS RESEARCH PARTNERS, LLC
STRT 0352 OCTAVUS, LLC
STSI 0235 SPENCER TRASK VENTURES, INC.
STTR 0443 STATE TRUST INVESTMENTS INC.
STTT 0052 STATETRUST INVESTMENTS INC.
STUR 0158 STURDIVANT & CO., INC.
STXW 0443 SA STONE WEALTH MANAGEMENT INC.
STYO 0443 STONE & YOUNGBERG L.L.C.
SUFI 0551 SUSQUEHANNA FINANCIAL GROUP, LLC
SUSQ 0551 SUSQUEHANNA CAPITAL GROUP
SUST 0235 SUNSTREET SECURITIES, LLC
SWBC 0443 SWBC INVESTMENT SERVICES, LLC
SWSS 0443 SANCTUARY SECURITIES, INC.
SWST 0279 HILLTOP SECURITIES INC.

737373DTCC Public (White)


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SWTX 0443 SWBT SECURITIES, INC.
SYCA 0443 SYNDICATED CAPITAL, INC.
SYMP 0443 SYMPHONIC SECURITIES LLC
SZZI 0141 STOFAN, AGAZZI & COMPANY INC.
TAFI 0443 NATHAN HALE CAPITAL, LLC
TAGB 0052 TAGLICH BROTHERS, INC.
TAGC 1043 TELSEY ADVISORY GROUP LLC
TAGD 1043 TELSEY ADVISORY GROUP LLC
TASE 0443 TRADITION ASIEL SECURITIES INC.
TBCL 0750 TRADE BRIDGE CAPITAL LLC
TBCR 0235 TRADE BRIDGE CAPITAL LLC
TBIA 0158 TRADIER BROKERAGE, INC.
TBRD 0226 THOROUGHBRED FINANCIAL SERVICES, LLC
TCBI 0443 TCBI SECURITIES, INC.
TCMU 0443 TCM CAPITAL, INC.
TCPX 0443 TOUSSAINT CAPITAL PARTNERS, LLC
TDAR 0188 TD AMERITRADE, INC.
TDCO 0235 THOMPSON DAVIS & CO., INC.
TDNF 2568 TD SECURITIES (USA) LLC
TDPA 0226 TD SECURITIES (USA) LLC
TDSI 2568 TD SECURITIES (USA) LLC
TFAI 0226 TRANSAMERICA FINANCIAL ADVISORS, INC.
TFAS 0443 TRADITION SECURITIES AND DERIVATIVES LLC
TFSL 0235 TECKMEYER FINANCIAL SERVICES
TFSS 0443 TFS SECURITIES, INC.
TGHS 0443 TGH SECURITIES, INC.
THEM 0235 THEMIS TRADING LLC
THIM 0443 LONGVIEW FINANCIAL GROUP INC.
TIAN 0226 TRIAD SECURITIES CORP
TIBD 6412 TIB THE INDEPENDENT BANKERS BANK
TIBS 0443 TELEMUS INVESTMENT BROKERS, LLC
TIGC 0235 NELSONREID, INC.
TIGE 1043 US TIGER SECURITIES, INC.
TJMI 0235 TJM INVESTMENTS, LLC
TLDX 0226 TULLETT LIBERTY SECURITIES, INC
TMAS 0235 TRADEMAS INC.
TMBI 0141 THURSTON SPRINGER FINANCIAL
TMBR 0534 IBKR SECURITIES SERVICES LLC
TMBS 0443 TRADITION ASIEL SECURITIES INC.
TMCC 4264 ICE BONDS SECURITIES CORPORATION
TMCD 0235 MCDONALD PARTNERS LLC
TOCQ 0443 TOCQUEVILLE SECURITIES L.P.

737373DTCC Public (White)


#
TONE 8199 2021 CAPITAL
TONG 0443 TONGE (R.M.) & COMPANY
TORO 0279 VALDES & MORENO, INC
TOUR 0005 TOURMALINE PARTNERS, LLC
TOVC 0235 TOV CAPITAL MARKETS, INC.
TPIS 0161 TULLETT PREBON FINANCIAL SERVICES, LLC
TPMR 0141 TRADE-PMR INC.
TRAD 0271 TRADESTATION SECURITIES, INC.
TREX 1043 DINOSAUR FINANCIAL GROUP, L.L.C
TRIB 0235 TRIBAL CAPITAL MARKETS, LLC
TRID 0226 TRIAD ADVISORS, LLC
TRIM 0161 VIRTU AMERICAS LLC
TRIN 0141 TRIANGLE SECURITIES, LLC
TRIP 0235 TRIDENT PARTNERS LTD
TRSH 0279 THRASHER & CHAMBERS, INC.
TRSQ 0443 TOWER SQUARE SECURITIES, INC.
TRUB 0141 TRUBEE, COLLINS & CO., INC.
TRWN 0443 T.R. WINSTON & COMPANY, LLC
TRYN 0279 FIRST TRYON SECURITIES, LLC
TSCD 0235 STURGES COMPANY (THE)
TSFA 0443 STRATEGIC FINANCIAL ALLIANCE (THE)
TSPI 0141 T.S. PHILLIPS INVESTMENTS, INC.
TSSM 0161 TWO SIGMA SECURITIES, LLC
TTSI 0158 T3 SECURITIES, INC.
TWDI 0443 TRADEWEB DIRECT LLC
TWDL 0443 TRADEWEB DIRECT LLC
TWDP 0443 TRADEWEB DIRECT LLC
TWDR 0443 TRADEWEB DIRECT LLC
TWDS 0443 TRADEWEB DIRECT LLC
TWFS 0188 21ST CENTURY FINANCIAL SERVICES
TWPL 0793 STIFEL, NICOLAUS & COMPANY, INCORPORATED
UBII 0221 UBS INTERNATIONAL, INC.
UBKR 6732 UNITED BANKERS' BANK
UBSI 0141 UNITED BROKERAGE SERVICES, INC
UBSW 0642 UBS SECURITIES LLC
UMBF 0226 UMB FINANCIAL SERVICES, INC.
UMBI 2451 UMB BANK, NATIONAL ASSOCIATION
UNIB 0443 UNIBANCO SECURITIES INC
UNIV 0595 UNIVEST SECURITIES, LLC
UPLN 0443 UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
USCA 0226 USCA SECURITIES LLC
USDB 0279 U.S. BROKERAGE, INC.

737373DTCC Public (White)


#
USFB 0595 U.S. FINANCIAL INVESTMENTS, INC.
USIC 0226 U.S. SECURITIES, INTL. CORP.
USSI 0279 U.S. STERLING SECURITIES, INC.
USTZ 0595 TRADEZERO AMERINCA, INC.
UVST 0443 UVEST FINANCIAL SERVICES GROUP, INC.
VABD 4264 ICE BONDS SECURITIES CORPORATION
VALI 0226 VALLEY NATIONAL INVESTMENTS, INC.
VBCS 0279 VBC SECURITIES
VBLT 0226 VANDERBILT SECURITIES, LLC
VCAS 0443 VCA SECURITIES, LP
VCFN 0235 VAN CLEMENS & CO. INCORPORATED
VCMM 0279 VIRTUS CAPITAL MARKETS LLC
VCMS 0443 VCM SECURITIES, LLC
VCSV 0052 PRIMARY CAPITAL, LLC
VERF 0235 THE VERTICAL TRADING GROUP, LLC
VERT 8199 THE VERTICAL TRADING GROUP, LLC
VEST 0750 VESTECH SECURITIES, INC.
VETS 0235 AMERICAN VETERANS GROUP, PBC
VGRD 0062 VANGUARD MARKETING CORPORATION
VISI 0443 VISION INVESTMENT SERVICES, INC.
VKMI 0692 INVESCO CAPITAL MARKETS, INC.
VLYF 0443 VALLEY FORGE ASSET MANAGEMENT
VMEX 0443 VECTORGLOBAL WMG
VOLS 2447 HOME FINANCIAL SERVICES INC
VPEW 0158 VPE WERTPAPIERHANDELSBANK AG
VSIN 0595 VISION FINANCIAL MARKETS LLC
VSLP 6043 VINING-SPARKS IBG, L.P.
VTDT 0158 VIEWTRADE SECURITIES, INC.
VTRN 0443 BANCROFT CAPITAL, LLC
WABR 0443 WALL STREET ACCESS
WACC 0279 MIDLAND SECURITIES, LTD
WACL 0709 WACHTEL & CO., INC.
WARF 0235 WARD'S FINANCIAL SERVICES, LTD.
WAYN 0141 WAYNE HUMMER INVESTMENTS LLC
WBAX 0052 WALLACHBETH CAPITAL LLC
WBBC 0226 WBB SECURITIES, LLC
WBFS 0443 WOODBURY FINANCIAL SERVICES, INC.
WBLR 0771 WILLIAM BLAIR & COMPANY, L.L.C.
WBNA 2072 WELLS FARGO BANK, N.A./SIG
WBNF 0226 WILLIAM BLAIR & COMPANY L.L.C.
WBRO 0443 WILEY BROS.-AINTREE CAPITAL, LLC
WCHV 0250 WELLS FARGO SECURITIES, LLC

737373DTCC Public (White)


#
WCIG 0750 WILLOW COVE INVESTMENT GROUP, INC.
WCIS 0443 WESCORP INVESTMENT SERVICES, LLC
WCSC 0235 WILMINGTON CAPITAL SECURITIES, LLC
WCSF 0235 WORLD CHOICE SECURITIES, INC.
WEDB 0103 WEDBUSH SECURITIES INC.
WEGE 0443 WORLD EQUITY GROUP, INC.
WEGI 0235 WORLD EQUITY GROUP INC.
WEGP 0235 WESTERN EQUITY GROUP, INC.
WEIL 0226 THE WEIL COMPANY, INC.
WELD 0443 WHITE, WELD & CO. SECURITIES, LLC
WESC 0141 WELLINGTON SHIELD & CO, LLC
WEXX 0005 WOLVERINE EXECUTION SERVICES
WFPB 0250 WELLS FARGO SECURITIES, LLC
WGWD 0158 WEDGEWOOD PARTNERS, INC.
WHAE 0158 WHARTON EQUITY CORPORATION
WHBB 0537 BGC FINANCIAL INC.
WHOT 0595 JUST2TRADE, INC.
WIDS 0279 WISCONSIN DISCOUNT SECURITIES CORP.
WING 0443 ING FINANCIAL PARTNERS, INC.
WISC 0226 WINDSOR, SHEFFIELD & CO., INC.
WISE 0052 AXOS INVEST LLC
WISP 0443 WESTERN INTERNATIONAL SECURITIES, INC.
WLTH 0235 WEALTHFRONT BROKERAGE CORPORATION
WMCL 0279 WHITE MOUNTAIN CAPITAL, LLC
WMFS 0226 WESTMINSTER FINANCIAL SECURITIES, INC.
WMLL 0005 WATERMILL INSTITUTIONAL TRADING LLC
WNUT 0443 WALNUT STREET SECURITIES, INC.
WODL 0279 WOODLANDS SECURITIES CORP.
WOHU 0537 BGC FINANCIAL, L.P.
WPCC 0052 WESTPARK CAPITAL, INC.
WPCI 0595 WESTPARK CAPITAL, INC.
WPSG 0005 WEEDEN PRIME SERVICES, LLC.
WPST 0443 W.P. STEWART SECURITIES LIMITED
WRET 0141 WELLS FARGO CLEARING SERVICES, LLC
WRIS 0141 SMH CAPITAL INVESTMENTS LLC
WRLD 0235 HUNTER WORLD MARKETS, INC.
WSCC 0235 WASHINGTON SECURITIES CORPORATION
WSCX 0235 WORKMAN SECURITIES CORP
WSEC 0443 WILLIS SECURITIES, INC.
WSGD 8199 WEDBUSH SECURITIES INC./P3
WSMC 0443 WALL STREET MANAGEMENT CORPORATION
WSRP 0052 WESTROCK CAPITAL MANAGEMENT, INC.

# 737373DTCC Public (White)


WSTI 0226 WESTERN INTERNATIONAL SECURITIES, INC.
WSWW 0443 WESTMINSTER SECURITIES CORPORATION
WTCO 0050 WILLIAMS TRADING LLC
WTFS 0052 LIME TRADING CORP
WTLP 0388 WOLVERINE TRADING, LLC
WTRI 0235 WATERFORD INVESTORS SERVICES, INC.
WUND 0141 B. RILEY WEALTH MANAGEMENT
WVBD 0161 BOFA SECURITIES, INC.
WVEX 0161 MERRILL LYNCH PIERCE FENNER & SMITH INCORPOTATED
XRVR 0279 CRB SECURITIES, LLC
XTXE 0161 XTX EXECUTION SERVICES LLC
YLPL 0075 LPL FINANCIAL LLC
YOSE 0052 YORK SECURITIES, INC.
ZEDB 0161 INVESCO CAPITAL MARKETS, INC.
ZERO 0158 TRADEZERO AMERICA, INC.
ZEUS 0443 ZEUS SECURITIES, INC
ZFNB 2104 ZB, NATIONAL ASSOCIATION
ZION 0065 ZIONS DIRECT, INC.
ZIVI 0235 ZIV INVESTMENT COMPANY
ZOUL 0235 N.B. ZOULLAS SECURITIES, INC.

737373DTCC Public (White)


#
EXECUTING BROKER MPID CLEARING BROKER
AALC 0226
ABAI 0279
ABAS 0226
ABBK 0158
ABDA 0158
ABDW 0158
ABEA 0158
ABEN 0158
ABHE 0158
ABST 0158
ACAP 0235
ACCP 0158
ACCU 0052
ACII 0158
ACLP 0235
ACPL 0235
ACPS 0443
ACRN 0235
ACSL 0226
ACTI 0443
ADSO 0141
AEFS 0226
AEXG 0158
AFMG 0235
AFSL 0443
AFSS 0750
AGCO 0052
AGCP 0052
AGES 0750
AGIS 0235
AGSS 0443
AHSI 0141
AIGF 0443
AIGN 0226
AISG 0235
AJCO 0443
ALCG 0235
ALCM 0279
ALGP 0235
ALGR 0158
ALIS 0235
ALLE 0226
ALLN 0443
ALNC 0226
ALTR 3164
AMBB 0141
AMER 0235
AMIC 0226
AMMS 0141
AMRG 0443
ANDB 0443
ANDG 0235
ANOS 0235

737373DTCC Public (White)


#
ANOV 0750
AOCS 0388
AONC 0443
AOSD 0158
APBO 0158
APFS 0443
APRT 0226
APXO 0158
APXS 0052
ARBC 0235
ARCD 0443
ARIC 0052
ARKA 0443
ARKI 0226
ARQS 0279
ARUS 0158
ARVS 0443
ASCM 0052
ASCP 0443
ASII 0226
ASOI 0226
ATIS 0052
ATKC 0141
ATMC 0100
ATRU 0158
ATVT 0443
AULC 0443
AVEN 0226
AVIL 0158
AVML 0443
AXAA 0075
AXCB 0443
AXCL 0052
AXCS 0443
AXGP 0443
AXIO 0279
AXOS 0052
AXTN 0052
BAKR 0443
BALE 0443
BALS 0750
BANK 0701
BARC 0388
BARD 0547
BARR 0226
BAYP 0161
BBGC 0235
BBII 0235
BBNI 0443
BCCS 0443
BCGS 0443
BCIB 0443
BCSA 0443
BCWM 4077

737373DTCC Public (White)


#
BCZC 0443
BDBS 0443
BDDK 0443
BDIR 0443
BDTM 0235
BDTR 0443
BEAF 0235
BELS 0443
BERN 0013
BERS 0235
BEST 0352
BFEC 0443
BFEW 0443
BFFI 0226
BFSL 0235
BGHT 0141
BGIS 0443
BGSG 0226
BGVS 0443
BHII 0443
BHIS 0052
BHKS 0141
BIFS 0443
BIGG 0005
BIGP 0443
BISI 0443
BJCM 0235
BJRC 0235
BKCM 0443
BKRT 0235
BLAS 0595
BLNI 0226
BLOC 0158
BLTK 0443
BMSA 0443
BMUR 0443
BNBB 0750
BNCH 0235
BNDI 0443
BNDS 0226
BNJM 0235
BNPS 2154
BNPX 2154
BNTE 0158
BNYM 8355
BNYN 0226
BOFA 0773
BOKI 0443
BOSE 0443
BOTS 0052
BPWP 0226
BRAD 0443
BRBR 0279
BRCY 0443

737373DTCC Public (White)


#
BRGE 0052
BRLI 0226
BRNK 0226
BROC 0443
BRRR 8199
BRSE 0226
BRVL 0443
BRWM 0226
BSCM 0052
BSPI 0235
BTDG 0161
BTIM 1043
BTIS 0443
BTSS 0279
BURK 0141
BVIS 0235
BWNA 0235
BYAI 0226
BZTN 0141
BZWV 0005
BZYD 0005
BZYF 0005
CADG 0005
CAGI 0279
CALD 0103
CALT 0279
CAMC 0052
CAMS 0443
CANA 0443
CAPC 0235
CAPE 0279
CAPF 0443
CAPP 0443
CARG 0141
CART 0443
CARY 0141
CASH 0158
CATE 0235
CAVU 0443
CBEV 0226
CBII 0443
CBIN 0443
CBOL 0226
CBTD 0226
CCCO 0226
CCIG 0235
CCMB 0443
CCMC 0443
CCMK 0005
CCMM 0235
CCOC 0235
CCPM 0595
CCPP 0235
CCRD 0443

737373DTCC Public (White)


#
CCSS 0443
CDFS 0052
CEON 0235
CERS 0226
CFCS 0005
CFGM 0235
CFGT 0235
CFII 0235
CFIN 0279
CFSC 0443
CFSI 0052
CFSX 0794
CGAM 0443
CGAT 0443
CGCO 0443
CGLN 0103
CGWM 0443
CHAS 0164
CHBC 0235
CHCH 0226
CHCK 0226
CHDA 0141
CHHS 0141
CHLC 0443
CHPP 0624
CICC 0443
CICI 0443
CICL 0141
CIIV 0052
CIMB 0005
CIRI 0443
CISV 0226
CJSC 0443
CLDN 0235
CLRK 0235
CLSC 0235
CLSS 0235
CLTN 0226
CMCE 0226
CMFS 0443
CMMW 0226
CNCD 0235
CNFI 0443
CNFR 0443
CNSI 0226
COAS 0141
CODA 0161
COEI 0052
COEX 0161
COFS 0279
COHN 0235
COKE 0235
COMP 0595
CONI 0235

737373DTCC Public (White)


#
CONR 0235
CONS 0141
COOR 0141
COSL 0443
COWN 0100
COWP 0226
COWR 0443
COYL 0235
CPGL 0226
CPRC 0235
CPRM 8199
CRCM 0235
CRDL 0235
CRED 0443
CREF 0443
CREW 0443
CRFN 6769
CRII 0443
CRNJ 0103
CRON 0443
CRPT 0235
CRTH 0443
CRYN 0235
CSAI 0793
CSAP 0141
CSCA 4264
CSCM 0279
CSPA 0226
CSPI 0235
CTAS 0443
CTBK 4270
CTNL 0235
CTSC 4264
CUFT 0226
CUSO 0443
CUTT 0141
CUTW 0235
CUWB 0103
CVGP 0443
CWEI 0443
CWMK 0438
CYND 0443
DADA 0361
DAII 0235
DAIN 0235
DAIS 0052
DARA 0235
DART 0005
DASH 0161
DAVA 0443
DAWA 0647
DBKS 0573
DBPC 0443
DCAN 0279

737373DTCC Public (White)


#
DCSD 0235
DCVL 0005
DEAN 0015
DEGS 0005
DENI 0279
DETF 0005
DFPG 0235
DIBS 0226
DIGG 0595
DINO 0103
DJSA 0750
DJST 0443
DLAI 0235
DLPS 0595
DLSI 0226
DLZT 0235
DMKC 0141
DNOR 0005
DNSR 0158
DNWL 0443
DOFT 0443
DOMI 0279
DOMS 0235
DORN 0235
DOTC 0226
DOVE 0226
DOWL 0443
DPAA 0235
DREX 0235
DRSC 0443
DRTG 0005
DRTR 0005
DRVW 0235
DSAI 0443
DSGG 0226
DTEX 0235
DUST 0161
DWIZ 0235
EAMC 0235
EAMG 0235
ECCC 0226
EDFC 0443
EDFO 0158
EDIR 0235
EDJO 0057
EFGC 0443
EFHT 0235
EFSP 0443
EGLE 1043
EGMT 0005
ELET 0388
ELEV 0235
EMER 0443
EMOC 0750

737373DTCC Public (White)


#
EMPR 0279
ENTR 0235
EPIC 0443
EQHA 0075
EQSV 0226
EROP 0158
ESBD 0235
ETCB 3505
ETCL 0015
ETRS 0015
EVOL 0226
EVRS 0052
EXCS 0443
FAFI 0279
FALC 0103
FAMV 0226
FANC 0235
FATS 0443
FBCO 0355
FBLM 0235
FBLT 8199
FBNS 0235
FBPC 0443
FBSB 0280
FCFP 0141
FCFS 0443
FCIT 0443
FCML 0279
FCMP 0595
FCST 0443
FDSC 0158
FDSI 0141
FEDR 0235
FENX 0595
FERN 0443
FFCM 0235
FFGI 0235
FFSI 0158
FHCI 0443
FHON 0235
FIBS 0226
FIGG 0750
FINF 0235
FISA 0443
FISB 0226
FISH 0235
FJRF 0052
FKSC 0235
FLAT 0226
FLIB 0235
FLOU 0443
FLTG 0005
FLTL 0235
FMAT 0608

737373DTCC Public (White)


#
FMCO 0443
FMEX 0750
FMFS 0226
FMGT 0443
FNFD 0443
FNIC 0443
FNPN 0443
FNSJ 0443
FOGS 0235
FOMA 0188
FORD 0052
FOXC 0443
FSCS 0443
FSRP 0443
FTBR 0728
FTEN 0226
FTLP 8244
FUBO 0443
FWSI 0141
GABE 0141
GAFI 0235
GAGN 0226
GAII 0279
GARB 0148
GARC 0161
GARE 0148
GARR 0226
GARW 0595
GBMS 0158
GBMT 0443
GCMC 0443
GDCO 0443
GELP 0235
GENS 0279
GENW 0443
GFBD 0226
GFSI 0443
GGWI 0141
GHCC 0226
GILG 0226
GJSS 0235
GLCM 0443
GLYN 0443
GMSG 0443
GPCA 0235
GPCG 0443
GRAD 0235
GRBD 0052
GRIL 0235
GROD 0226
GRPS 0226
GRWD 0052
GRYG 0226
GSBI 0279

737373DTCC Public (White)


#
GSCO 0005
GSIL 0158
GSMM 0005
GSQQ 0005
GSSI 0052
GSUU 0005
GSVV 0005
GUGI 0526
GWFS 0443
GWNS 0443
HAFS 0279
HALO 0235
HAPB 0161
HARB 0443
HARC 0235
HAVK 0235
HAZL 0226
HBCK 0443
HBCO 0443
HBUS 0443
HCMX 0235
HCTA 0005
HCWW 0235
HDVS 0226
HEAD 0443
HENN 0235
HENY 0443
HIAL 0443
HIGG 0235
HINO 0235
HITS 0443
HJSC 0443
HNTR 0443
HONR 0235
HOOD 6769
HOPK 0750
HOTO 0443
HPOL 0141
HPOM 0235
HRBF 0756
HRCS 0443
HRFS 0750
HRGR 0235
HRRS 0443
HSAI 0443
HSBK 0443
HSBM 0486
HTCM 0235
HTPS 0443
HTWR 0226
HUCO 0226
HUNT 0141
HWJC 0052
HWLS 0443

737373DTCC Public (White)


#
IAAK 0279
IAEW 0595
IAEX 0235
IBDF 0750
IBND 0103
IBOT 0279
IBSJ 0052
ICBK 0388
ICCI 0279
ICCS 0750
ICDS 0750
ICEN 0443
ICEX 4264
ICMH 0235
ICMI 0279
ICON 0235
ICRL 0443
ICTI 0158
IDAY 0103
IESI 0443
IFCS 0161
IMCC 0005
IMPC 0443
INCC 0443
INFI 0279
INGS 0124
INNO 0052
INPI 0235
INSC 0443
INTX 0235
IPGR 0443
IRMD 0443
ISCN 0235
ISIG 0226
ISLL 0052
ISSI 0052
ITAU 0443
ITCC 0750
ITCM 0443
ITFS 0226
IVEX 0443
IVNT 0235
IVOL 0235
IVST 0443
JANY 0374
JDRB 0595
JEFF 0019
JEFM 0235
JEVO 0235
JGUN 0235
JHDR 0052
JJKE 0443
JKFS 0279
JKRC 0443

737373DTCC Public (White)


#
JLEQ 0161
JMLS 0235
JNSN 0443
JNST 0352
JPMS 0352
JPPB 0443
JQII 0443
JRCO 0226
JSAP 8497
JSCL 0052
JSCT 0005
JSEG 0161
JSSF 0226
JVBF 0235
JVBG 0443
JWCF 0226
JWML 0235
KALS 0235
KAPG 0158
KART 0750
KBCO 0443
KCIM 0235
KCIX 0279
KCRD 0052
KEEN 0279
KEYB 0443
KIML 0226
KING 0235
KISL 0443
KMSF 0443
KOVP 0443
KOVS 0226
KRCO 0235
KRSH 0005
KRTH 0235
LADY 0443
LAFB 0235
LAFC 0443
LAFF 0443
LAGI 0226
LANE 0235
LARC 0235
LASI 0141
LASS 0226
LATN 0443
LBKI 0235
LDAS 0443
LDIL 0226
LDLW 0750
LDOT 0235
LEAD 0226
LEBO 0226
LEER 0443
LENX 0279

737373DTCC Public (White)


#
LEXI 0226
LEYA 0235
LFAC 0226
LFRO 0235
LGNT 0052
LGSA 0158
LIIS 0226
LINC 0158
LISI 0443
LMAR 0226
LMBD 0443
LMKO 0235
LMNX 0226
LNCL 0443
LNKS 0443
LOMB 0141
LOOP 0443
LOUE 0161
LOUI 0005
LPFS 0235
LQNA 0005
LQNB 0005
LQNF 0005
LQNT 0005
LQPT 0161
LRBC 0235
LSCM 0235
LSFB 0443
LSKO 0226
LSPI 0141
LSSI 0750
LSUS 0443
LTAA 0226
LTCO 0226
LVAR 0443
LVMR 0235
LWFL 0443
LYSI 0443
MACC 0226
MADV 0443
MAMA 0443
MAPA 0279
MASE 0141
MAVS 0443
MAXM 0443
MBBS 0443
MBSE 0052
MBSL 0443
MBUS 0052
MCAP 1043
MCBT 0235
MCCL 0443
MCNA 0443
MDEB 0141

737373DTCC Public (White)


#
MDGP 0235
MEAL 0226
MERC 0235
MERP 0235
MERQ 0052
MESF 0443
MFRS 0443
MHSI 0443
MIAM 0141
MIBS 0443
MIFI 0226
MILE 0052
MILN 0235
MINP 0235
MINV 0235
MIRA 1043
MITR 0443
MJDW 0279
MJWH 0235
MKRT 0235
MKTI 0226
MKTX 4265
MKTY 4265
MLCO 0161
MLMS 0279
MLWM 0671
MMCS 0443
MNCC 0443
MNCO 0279
MNDX 0235
MNRC 0443
MNXS 0443
MOCM 0235
MOFI 0158
MOIS 0443
MOLO 0235
MONE 0443
MONR 0226
MONX 0443
MORA 0443
MPLW 0226
MPWR 0226
MRAD 0052
MRBA 0052
MRIS 0443
MRKS 0443
MRNA 0161
MRPH 0226
MRSC 0287
MSCB 0279
MSEC 0235
MSII 0226
MSRO 0226
MSTC 0226

737373DTCC Public (White)


#
MTBK 0443
MTCA 0279
MTDB 0443
MTGO 0158
MTLE 0235
MTSL 0226
MUFG 0076
MULT 0443
MURJ 0750
MWAF 0443
MWCC 0235
MWIL 0235
MWMS 0443
MZHO 2396
NACM 0161
NADL 0235
NAPK 0052
NBAR 0226
NBCS 0235
NBLB 0226
NBSL 0226
NEED 0443
NEHL 0235
NEPP 0226
NEST 0235
NEXT 0443
NFGR 0141
NFSC 0226
NFTY 0235
NHFS 0443
NHWI 0141
NIAD 0052
NITE 0295
NOBL 0750
NORC 0235
NORP 0443
NORT 0443
NOSO 0443
NPAI 0443
NPBF 0443
NPNT 0005
NPTP 0443
NRAM 0443
NSFP 0235
NSRD 0235
NTFN 0052
NTMG 0443
NTRC 0226
NTSI 0443
NVEN 0448
NWCM 0235
NWIA 0750
NWML 0443
NYLS 0226

737373DTCC Public (White)


#
OAKR 0235
OBWS 0226
OCAC 0235
OCEA 0052
OCON 0103
ODCO 0279
ODEO 0388
ODNC 0235
OFGF 0235
OFKS 0235
OHIO 0226
OLNE 0279
OMSL 0158
ONES 0443
OPCO 0571
ORTL 0443
OTCE 0235
OTCN 0158
PACK 0279
PACT 0443
PAMC 0226
PAPA 0443
PARI 0630
PASC 0443
PASL 0443
PATR 0624
PAUL 0595
PBON 0161
PCCA 0279
PCIS 0226
PCSB 0443
PENG 0443
PERC 0279
PERS 0443
PFCG 0279
PFDC 0235
PHBP 0052
PHCO 0443
PHIN 0443
PICE 0443
PICI 0279
PICK 0235
PICL 0052
PIMS 0226
PINA 0141
PIPR 0443
PIRR 0443
PISC 0750
PJEF 0443
PLAT 0443
PMAS 0443
PNCC 0226
PNCM 2835
PNFP 0279

737373DTCC Public (White)


#
PNSA 0235
PODE 0235
POOH 0443
POPS 0226
POWL 0443
PPFD 0443
PPSI 0235
PPSL 0413
PREB 0005
PRGI 0443
PROE 0443
PRPO 0443
PRSB 0141
PSII 0226
PSIM 0226
PSIN 0443
PSUT 0235
PTCM 0443
PTIS 0235
PUPL 0226
PURE 0161
PWAS 0443
PWJC 0221
QBSI 0226
QCAP 0235
QCAS 0226
QMSR 0235
QMSX 0595
RAAA 0052
RAAI 0226
RABO 0443
RACO 0158
RAJA 0725
RAJC 0443
RAYG 0443
RBAC 0443
RBCD 0235
RBCM 0235
RBCX 0235
RBII 0279
RCMA 0235
RCRS 0226
RDCG 0443
RDSS 0141
REGR 0141
RGLD 0279
RGLS 0235
RHDS 0141
RHOX 0005
RHPP 0750
RICE 0235
RICJ 0235
RICM 0235
RIED 0235

737373DTCC Public (White)


#
RILY 0226
RJFI 0390
RKWS 0235
RLIN 0005
RMAC 0235
RMPI 0141
RMST 0443
ROAR 0103
ROBT 0443
ROCK 0226
ROCM 0443
ROMO 0141
RONI 0005
ROTB 0235
ROYL 0443
RPTR 0235
RREZ 0443
RRUD 0235
RSCM 0235
RSSE 0443
RTHS 0443
RWPC 0443
RWSM 0279
RYDS 0235
SABS 0443
SAFX 0235
SAGE 0141
SAIN 0226
SAKL 0226
SALI 0750
SAMI 0226
SANT 0443
SAPA 0141
SARG 0226
SAVY 0235
SAXO 0443
SBAM 0443
SBLS 0235
SBLT 0226
SBRO 0443
SBRT 0226
SBRX 0445
SBSC 0226
SCAP 0595
SCFA 0226
SCIL 0052
SCSS 0750
SCTI 0443
SCTL 0443
SDDC 0443
SDIC 0235
SEAP 0226
SEBR 0279
SEBS 0443

737373DTCC Public (White)


#
SEEL 0443
SEFB 0052
SEIB 0158
SEIC 0443
SEND 0443
SERL 0443
SEVN 0443
SFPS 0443
SFSI 0235
SGAS 0286
SGBI 0226
SGFC 0226
SGLC 0235
SGNL 0279
SGSM 1043
SHMR 0443
SHOT 0005
SIAN 0443
SJGM 0443
SKTR 0279
SLRD 0226
SMCO 0235
SMHI 0443
SMNS 0226
SMPR 0443
SMRD 0443
SMRI 0226
SNWS 0443
SOCO 0443
SOFI 0158
SOGO 0158
SORS 0235
SPCS 0052
SPEX 0235
SPHN 0443
SPLC 0226
SPLD 0443
SPLN 0103
SPOT 0005
SPTD 0052
SPTS 0158
SRAM 0443
SSBS 0443
SSCO 8457
SSGC 0226
SSGM 0226
SSGR 0443
SSIN 0226
SSLL 0189
SSNE 0226
SSNG 0443
STCM 2095
STEP 0235
STFC 0443

737373DTCC Public (White)


#
STFG 0443
STFL 0793
STGC 0279
STKP 0158
STND 0279
STOV 0443
STOX 0445
STRM 0005
STSM 0443
STTT 0052
STUR 0158
STXG 0445
STXW 0443
SUMI 0443
SUST 0235
SWBC 0443
SWIM 0188
SWSS 0443
SWST 0279
SYCA 0443
SYMP 0443
TAFI 0443
TAGB 0052
TAGC 1043
TAGD 1043
TBCL 0750
TBCR 0235
TBIA 0158
TBIS 0158
TBRD 0226
TCBI 0443
TDAR 0188
TDCO 0235
TDFS 0052
TDNF 2568
TDPA 0226
TDPW 0443
TDSI 2568
TERA 0443
TFAI 0226
TFAS 0443
TFSL 0235
TFSS 0443
TGHS 0443
THEM 0235
TIAN 0226
TIGC 0235
TJMI 0235
TKGA 0226
TKNG 0158
TMAS 0235
TMCC 4264
TMCD 0235
TOCQ 0443

737373DTCC Public (White)


#
TORI 0750
TOUR 0005
TOYS 0443
TPIS 0161
TPMR 0141
TRAD 0271
TRCS 0388
TREX 1043
TRIB 0235
TRID 0226
TRIP 0235
TRSH 0279
TRUB 0141
TRWN 0443
TRYC 0158
TRYN 0279
TSCD 0235
TSFA 0443
TSPI 0141
TSSM 0161
TTSI 0158
TWCM 0443
TWDI 0443
TWDL 0443
TWDP 0443
TWDR 0443
TWDS 0443
TWTT 0158
UBSI 0141
UBSW 0642
UCAP 0750
UCCM 0279
UCML 0052
UHLM 0235
UMBF 0226
UNIB 0443
UNIV 0595
UNTD 0443
UPLN 0443
USAF 0443
USCA 0226
USIC 0226
USTZ 0595
UVST 0443
VABD 4264
VALI 0226
VALM 0443
VBCS 0279
VBLT 0226
VBSL 0595
VCAP 0443
VCAS 0443
VCFN 0235
VCSV 0052

737373DTCC Public (White)


#
VENE 0443
VERF 0235
VERT 8199
VEST 0750
VETS 0235
VFSL 0443
VGRD 0062
VISI 0443
VKMI 0692
VLEO 0158
VMDI 0443
VMEX 0443
VPEW 0158
VSIN 0595
VSRF 0141
VTDT 0158
WABR 0443
WACC 0279
WACL 0709
WAIN 0443
WAYN 0141
WBAX 0052
WBBC 0226
WBFS 0443
WBLR 0771
WBNF 0226
WBRO 0443
WCIG 0750
WCSC 0235
WCSF 0235
WEDB 0103
WEGE 0443
WEGI 0235
WEGP 0235
WESC 0141
WEST 0443
WEXX 0005
WHAE 0443
WHCG 0388
WHOT 0595
WIDS 0279
WING 0443
WISC 0235
WISE 0052
WISP 0443
WJBI 0443
WLMS 0443
WLTH 0235
WMFS 0226
WMLL 0005
WODL 0279
WPCC 0052
WPCI 0595
WRET 0141

737373DTCC Public (White)


#
WSBI 0443
WSCC 0235
WSCX 0235
WSEC 0443
WSGD 8199
WSRP 0052
WSTI 0226
WTCO 0005
WTFS 0052
WTKR 0388
WTLP 0388
WTRI 0235
WUND 0141
WZSC 0443
XPUS 0443
XRVR 0279
XTLS 0052
XTLW 0052
XTXE 0161
YLPL 0075
YOSE 0052
ZAHK 0443
ZAND 0443
ZEDB 0161
ZERO 0158
ZION 0065
ZIVI 0235
ZOUL 0235

737373DTCC Public (White)


#
EXECUTING BROKER NAME
THRIVENT INVESTMENT MANAGEMENT, INC.
ABACUS INVESTMENTS, INC.
CONOVER SECURITIES CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
APEX CLEARING CORPORATION
ALAMO CAPITAL
AEGIS CAPITAL CORP.
ATB CAPITAL MARKETS USA INC.
ARCA CAPITAL INVESTMENTS, INC.
ALEXANDER CAPITAL, L.P.
AMERICAN CAPITAL PARTNERS
ACP SECURITIES LLC
ACORNS SECURITIES, LLC
FINTRUST BROKERAGE SERVICES, LLC
ACTIVNER SECURITIES, INC.
PROSPERA FINANCIAL SERVICES, INC.
AE FINANCIAL SERVICES, LLC
ALTERNATIVE EXECUTION GROUP
ASIA PACIFIC FINANCIAL MANAGEMENT GROUP, INC.
SORRENTO PACIFIC FINANCIAL
FOUR POINTS CAPITAL PARTNERS LLC
AUERBACH GRAYSON & COMPANY LLC
AEGIS CAPITAL CORP.
ADVISORY GROUP EQUITY SERVICES LTD.
AEGIS CAPITAL CORP.
GREAT AMERICAN ADVISORS, INC.
AMERICAN HERITAGE SECURITIES, INC.
OSAIC WEALTH, INC.
OSAIC WEALTH, INC.
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
IDB CAPITAL CORP.
ALTITUDE CAPITAL GROUP LLC
ALPHALEDGER MARKETS, INC.
A.G.P. / ALLIANCE GLOBAL PARTNERS
ALGER (FRED) & CO INC
ALEXANDER INVESTMENT SERVICES CO.
ALLEGHENY INVESTMENTS, LTD.
ALLEN & COMPANY LLC
A.G.P./ALLIANCE GLOBAL PARTNERS
ALTRUIST FINANCIAL LLC
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
AMERICAN TRUST INVESTMENT SERVICES, INC.
L.S.Y., INC.
AMUNI FINANCIAL, INC.
WORLD CAPITAL BROKERAGE, INC.
ANDBANC BROKERAGE, LLC
GARRETT (ANDREW), INC.
ABEL NOSER, LLC.

737373DTCC Public (White)


#
ANOVEST FINANCIAL SERVICES, INC.
AOC SECURITIES
AON BENFIELD SECURITIES
TRADING BLOCK
APEX CLEARING CORPORATION
AMERICA'S PORTFOLIO'S
PARTNERS
APEX CLEARING CORPORATION
APEXUS CAPITAL LLC
ARKADIOS CAPITAL
ARCADIA SECURITIES, LLC
ARIVE CAPITAL MARKETS
ARKA SECURITIES, INC.
ARKADIOS CAPITAL
ARQ ADVISORS LLC
AUTONOMOUS RESEARCH US LP
ARVEST WEALTH MANAGEMENT
ASCENDIANT CAPITAL MARKETS, LLC
BOK FINANCIAL SECURITIES
AURORA SECURITIES
ASSOCIATED INVESTMENT SERVICES, INC.
AMERICAN TRUST INVESTMENT SERVICES, INC.
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
ATM EXECUTION LLC
ATREYU GROUP LLC
ATOMIC BROKERAGE LLC
ONEAMERICA SECURITIES, INC.
AVENTURA SECURITIES, LLC
AVANZA CAPITAL MARKETS INC.
AVM, L.P.
AXA ADVISORS LLC
ACCESS SECURITIES
AXOS CLEARING LLC
ACCESS SECURITIES INC.
ACCESS SECURITIES, LLC
AXIOM CAPITAL MANAGEMENT, INC.
AXOS CLEARING LLC
AX TRADING, LLC
JAMES BAKER & ASSOCIATES, L.P.
M&T SECURITIES, INC.
BRUCE A. LEFAVI SECURITIES, INC.
CETERA INVESTMENT SERVICES LLC
BARCLAY
ROBERT W. BAIRD & CO. INCORPORATED
BARRETT & COMPANY
BAY CREST PARTNERS, LLC
GRAHAM (B.B.) & COMPANY
SIERRA EQUITY GROUP LTD.
PERFORMANCE TRUST CAPITAL PARTNERS, INC.
BAC FLORIDA INVESTMENTS CORP.
BCG SECURITIES, INC.
BCI SECURITIES, INC.
BCS AMERICAS, INC.
BETA CAPITAL SECURITIES LLC

737373DTCC Public (White)


#
ZIEGLER (B.C.) & COMPANY
BANCO DO BRASIL SECURITIES
TRADEWEB DIRECT LLC
JEFFERIES LLC
BDT & MSD PARTNERS, LLC
TRADEWEB DIRECT LLC
BEACONSFIELD FINANCIAL SERV.
BEL AIR SECURITIES LLC
SANFORD C. BERNSTEIN & CO., LLC
BESTEX RESEARCH SECURITIES, LLC
J.P. MORGAN SECURITIES LLC
BENJAMIN F. EDWARDS & COMPANY
BILL FEW ASSOCIATES, INC.
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
BRIGGS-FICKS SECURITIES, LLC
BRIGHTON SECURITIES CORP.
BLACKROCK EXECUTION SERVICES
CBIZ FINANCIAL SOLUTIONS, INC.
BGV SECURITIES
BELLE HAVEN INVESTMENTS, LP
CALLAWAY FINANCIAL SERVICES, INC.
BHK SECURITIES, LLC
BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC
BROWNSTONE INVESTMENT GROUP
BROWNSTONE INVESTMENT GROUP, LLC
BANORTE SECURITIES INTERNATIONAL, LTD.
ESSEX SECURITIES LLC
CASCADE INVESTMENT GROUP, INC.
BNY CAPITAL MARKETS INC.
BUCKMAN, BUCKMAN & REID, INC.
SAN BLAS SECURITIES LLC
AMERITAS INVESTMENT COMPANY, LLC
TRADING BLOCK
BULLTICK, LLC
MARIVA CAPITAL MARKETS, LLC
BREAN CAPITAL, LLC
INTERCOASTAL CAPITAL MARKETS, INC.
THE BENCHMARK COMPANY, LLC
BERNARDI SECURITIES, INC.
MTS MARKETS INTERNATIONAL, INC
BENJAMIN SECURITIES, INC.
BNP PARIBAS SECURITIES CORP.
BNP PARIBAS SECURITIES CORP.
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
BNYM/UIT NSCC CNS CLEARANCE
BANYAN SECURITIES, LLC
BOFA SECURITIES, INC./FIXED INCOME
BOSC, INC.
BOE SECURITIES INC.
C A BOTZUM & CO
BUTTONWOOD PARTNERS, INC.
BERNARD HEROLD & CO
BROWN AND BROWN SECURITIES, INC.
BCP SECURITIES, LLC

737373DTCC Public (White)


#
NEWBRIDGE SECURITIES CORPORATION
BROWN, LISLE/CUMMINGS, INC.
BRINKER CAPITAL SECURITIES, LLC
PAVILION GLOBAL MARKETS LTD
BARRINGTON RESEARCH ASSOCIATES, INC.
BRADESCO SECURITIES, INC.
BLAYLOCK BEAL VAN, LLC
B. RILEY WEALTH MANAGEMENT
BROAD STREET CAPITAL MARKETS, LLC
BALANCED SECURITY PLANNING, INC.
BIDS TRADING LP
BTIG, LLC
BTIG, LLC
HILLTOP SECURITIES INDEPENDENT NETWORK INC.
BURKE, LAWTON, BREWER & BURKE
BESTVEST INVESTMENTS, LTD.
BROWN ASSOCIATES INC.
BRECEK & YOUNG
ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
WEEDEN PRIME SERVICES, LLC.
CRESCENT SECURITIES GROUP, INC.
CALDWELL SECURITIES,INC.
CALTON & ASSOCIATES
CAMBRIA CAPITAL, LLC
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC.
CANACCORD GENUITY INC.
CAPITAL CITY SECURITIES, LLC
CAPE SECURITIES, INC.
CAPITAL FINANCIAL SERVICES, INC.
CAPTRUST FINANCIAL ADVISORS
CARTHAGE GROUP INC.
CARTY & COMPANY, INC.
CARY STREET PARTNERS
PLANNER SECURITIES LLC
CARTER, TERRY & COMPANY, INC.
CAVU SECURITIES LLC
CITY NATIONAL BANK, BEVERLY HILLS, CALIFORNIA
WESBANCO SECURITIES, INC.
COMPASS BROKERAGE, INC.
MUTUAL SECURITIES, INC.
SYNOVOUS SECURITIES INC.
CARNES CAPITAL CORPORATION
CINCAP INVESTMENT GROUP, INC
MAREX CAPITAL MARKETS INC.
COMMERZEBANK CAPITAL CORP.
COWEN AND COMPANY, LLC
CRAFT CAPITAL MANAGEMENT LLC
CCO CAPITAL, LLC
CAMBRIA CAPITAL, LLC
CHALICE CAPITAL PARTNERS
CONCORDE INVESTMENT SERVICES, LLC

737373DTCC Public (White)


#
CROWN CAPITAL SECURITIES, L.P.
NAVIAN CAPITAL SECURITIES, LLC
RICE, VOELKER, LLC
CEROS FINANCIAL SERVICES, INC.
CANTOR FITZGERALD & CO
TRUSTMONT FINANCIAL GROUP, INC.
CF GLOBAL TRADING, LLC
CONSOLIDATED FINANCIAL INVESTMENTS, INC.
CHELSEA FINANCIAL SERVICES
INSIGNEO INTERNATIONAL FINANCIAL SERVICES, LLC
CEROS FINANCIAL SERVICES, INC.
CF SECURED, LLC
CGIS SECURITIES LLC
CADARET, GRANT & CO., INC.
CG COMPASS (USA) LLC
COUGHLIN & CO
CITIGROUP GLOBAL MARKETS INC.
CHARLES SCHWAB & CO., INC.
PENSERRA SECURITIES, LLC
CHURCHILL FINANCIAL, LLC
CHICKASAW SECURITIES, LLC
CHAPIN, DAVIS
CHESTER HARRIS & CO., INC.
CHURCHILL CAPITAL USA, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
CICC US SECURITIES, INC.
COMMERCE BANK INVESTMENT SERVICES, INC.
CAROLINAS INVESTMENT CONSULTING
CORPORATE INVESTMENTS GROUP, INC.
CIMB SECURITIES (USA), INC
CAMBRIDGE INVESTMENT RESEARCH, INC.
CITIZENS SECURITIES, INC.
CJS SECURITIES, INC.
CELADON FINANCIAL GROUP LLC
CLARK DODGE & CO, INC.
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC
CALTON & ASSOCIATES, INC.
COMMERCE BROKERAGE SERVICES
BNY MELLON CAP MKTS
COMMONWEALTH FINANCIAL NETWORK
CONCORDE INVESTMENT SERVICES, LLC
CENTAURUS FINANCIAL INC.
MAREX CAPITAL MARKETS INC.
CITY NATIONAL SECURITIES, INC.
COASTAL EQUITIES, INC.
CODA MARKETS, INC.
COASTAL EQUITIES, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
COLORADO FINANCIAL SERVICE CORPORATION
COHEN BROS. & COMPANY
COKER & PALMER, INC.
COMPASS POINT RESEARCH & TRADING, LLC
CONTINENTAL INVESTORS SERVICES, INC.

737373DTCC Public (White)


#
CONNERS & CO., INC.
CONSULTIVA SECURITIES, INC.
COORDINATED CAPITAL SECURITIES, INC.
CLIENT ONE SECURITIES, LLC
COWEN & COMPANY, LLC
COWEN & COMPANY, LLC
COWEN AND COMPANY, LLC
COYLE SECURITIES LLC
CONTINUITY PARTNERS GROUP, LLC
CORINTHIAN PARTNERS, L.L.C.
CELADON FINANCIAL GROUP LLC
COHNREZNICK CAPITAL
CARDINAL INVESTMENTS, INC.
CREDICORP CAPITAL LLC
TIAA-CREF INDIVIDUAL AND INSTITUTIONAL SERVICES, LLC
CREWS & ASSOCIATES, INC.
ROBINHOOD FINANCIAL, LLC.
CRI SECURITIES INC.
CANTONE RESEARCH
CRONIN & CO., INC.
CROSS POINT CAPITAL LLC
CORINTHIAN PARTNERS, LLC
BRENDAN E. CRYAN AND COMPANY, L.L.C.
STIFEL INDEPENDENT ADVISORS, LLC
CRESAP, INC.
ICE BONDS SECURITIES CORPORATION
CENTRAL STATES CAPITAL MARKETS, LLC
CREDIT SUISSE PRIVATE ADVISORS
CAPITAL SYNERGY PARTNERS
OSAIC INSTITUTIONS, INC.
CENTRAL TRUST BANK
CENTENNIAL SECURITIES COMPANY LLC
ICE BONDS SECURITIES CORPORATION
FROST BROKERAGE SERVICES, INC.
CUSO FINANCIAL SERVICES, L.P.
CUTTER & COMPANY BROKERAGE, INC.
CUTTER & COMPANY, INC.
DRIVEWEALTH INSTITUTIONAL, LLC
COWEN AND COMPANY LLC
BEECH HILL SECURITIES, INC.
CIBC WORLD MARKETS CORP.
TIGRESS FINANCIAL PARTNERS LLC
D. A. DAVIDSON & CO.
ALEXANDER (DON) INVESTMENTS, INC.
RBC CAPITAL MARKETS, LLC
DAI SECURITIES, LLC
DARWOOD ASSOCIATES, INC
DART EXECUTIONS, LLC
DASH FINANCIAL TECHNOLOGIES LLC
DAVENPORT & COMPANY LLC
DAIWA CAPITAL MARKETS AMERICA INC.
DEUTSCHE BANK SECURITIES INC.
DEUTSCHE BANK SECURITIES INC.
R. M. DUNCAN SECURITIES, INC.

737373DTCC Public (White)


#
DAIN CORRESPONDENT SERVICES
DART EXECUTIONS, LLC
MORGAN STANLEY SMITH BARNEY LLC
DART EXECUTIONS, LLC
H.C. DENISON CO.
DART EXECUTIONS, LLC
DFPG INVESTMENTS, INC.
DIGITAL BROKERAGE SERVICES LLC
BOUSTEAD SECURITIES, LLC
DINOSAUR FINANCIAL GROUP, L.L.C
DAWSON JAMES SECURITIES, INC
D.J. ST. GERMAIN CO., INC.
DAVID LERNER ASSOCIATES, INC.
DLP SECURITIES,.LLC
DEMPSEY LORD SMITH, LLC
DALZELL TRADING, LLC
D.M. KELLY & COMPANY
DNB MARKETS, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
DUNCAN & WILLIAMS, INC.
DOFT & CO., INC.
DOMINION INVESTOR SERVICES, INC.
DOMINARI SECURITIES LLC
DORN & CO., INC.
COLLIERS SECURITIES LLC
SECURITIES EQUITY GROUP
DOWLING & PARTNERS SECURITIES LLC
PALMIERI (ANGNARDO) & CO., INC.
DREXEL HAMILTON, LLC
BNY MELLON SECURITIES CORPORATION
DART EXECUTIONS, LLC
DART EXECUTIONS, LLC
DRIVEWEALTH, LLC
DAEWOO SECURITIES (AMERICA) INC.
DMG SECURITIES, INC.
INSTITUTIONAL SECURITIES CORPORATION
JUMP TRADING, LLC
DRIVEWEALTH INSTITUTIONAL LLC
EMPIRE ASSET MANAGEMENT COMPANY
EMPIRE ASSET MANAGEMENT COMPANY
EAGLES COAST CAPITAL, LLC
E D & F MAN CAPITAL MARKETS INC.
E D & F MAN CAPITAL MARKETS INC.
EDI FINANCIAL, INC.
EDWARD D. JONES & CO.
EFG CAPITAL INTERNATIONAL
EF HUTTON LLC
ESSEX FINANCIAL SERVICES, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
EG MARKET TECHNOLOGIES LLC
ELECTRONIFIE SECURITIES LLC
ELEVATION, LLC
EMERSON EQUITY LLC
E. MAGNUS OPPENHIEM & CO. INC.

737373DTCC Public (White)


#
SELKIRK INVESTMENTS, INC.
ENTRUSTODY FINANCIAL, LLC
EPIC CAPITAL SECURITIES
EQUITABLE ADVISORS, LLC
EQUITY SERVICES, INC.
EROOM SECURITIES LLC
EASTDIL SECURED ADVISORS LLC
ETC BROKERAGE SERVICES, LLC
MORGAN STANLEY SMITH BARNEY LLC
MORGAN STANLEY SMITH BARNEY LLC
EVOLVE SECURITIES, INC.
E1 ASSET MANAGEMENT, INC.
EXCEL SECURITIES AND ASSOCIATES, INC.
FIRST ASSET FINANCIAL
FALCON SQUARE CAPITAL, LLC
FAMILY INVESTORS CO.
FINANCE 500, INC.
FIRST BROKERS SECURITIES LLC
CREDIT SUISSE SECURITIES (USA) LLC
FBL MARKETING SERVICES LLC
FIRST BALLANTYNE, LLC
FBN SECURITIES, INC.
CREDIT SUISSE SECURITIES (USA) LLC
U.S. BANCORP INVESTMENTS, INC.
FIRST CITIZENS FINANCIAL PLUS, INC.
FIRST COMMAND FINANCIAL PLANNING, INC.
FIRST CITIZENS INVESTOR SERVICES, INC.
FNBB CAPITAL MARKETS, LLC
PRIME EXECUTIONS, INC.
STONEX FINANCIAL INC.
1ST DISCOUNT BROKERAGE INC.
FIRST DALLAS SECURITIES, INC.
FEDERATED SECURITIES INC.
FENIX SECURITIES, LLC
FEARNLEY SECURITIES
FOREFRONT CAPITAL MARKETS LLC
FELDSTEIN FINANCIAL GROUP, LLC
FIRSTRADE SECURITIES INC.
FIRST HEARTLAND CAPITAL, INC
FIRST HONOLULU SECURITIES INC.
FIDELITY BROKERAGE SERVICES LLC
THE FIG GROUP, LLC
FINANCE 500, INC.
ADVISORS ASSET MANAGEMENT, INC.
ADVISORS ASSET MANAGEMENT, INC.
L.B. FISHER & COMPANY
PARITER SECURITIES, INC.
FIRST KENTUCKY SECURITIES CORP.
FLORIDA ATLANTIC SECURITIES CORP.
FIRST LIBERTIES FINANCIAL
FIRST ST. LOUIS SECURITIES, INC.
FLOW TRADERS U.S. LLC
FELTL & COMPANY
SG AMERICAS SECURITIES, LLC

737373DTCC Public (White)


#
FIRST MANHATTAN CO.
FINAMEX INTERNATIONAL, LLC
FISRT MERIT FINANCIAL SERVICES, INC
FAMILY MANAGEMENT SECURITIES, LLC
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
FINANCIAL NETWORK INVESTMENT CORP.
UNIVEST INVESTMENTS
FINANCIAL NORTHEASTERN SECURITIES, INC.
FOG EQUITIES LLC
TD AMERITRADE, INC.
THINKEQUITY, LLC
FOX CHASE CAPITAL PARTNERS, LLC
OSAIC WEALTH, INC.
J.P. MORGAN SECURITIES LLC
FOLIO INVESTMENTS, INC.
FTB ADVISORS, INC.
FIRST TRUST PORTFOLIOS, L.P.
GRIFFINEST ASIA SECURITIES, LLC
FIRST WESTERN SECURITIES, INC.
G. RESEARCH, INC.
GARDNER FINANCIAL SERVICES INC.
GAGNON SECURITIES, LLC
GREAT AMERICAN INVESTORS, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC
ICAP CORPORATES LLC
GARE
GARRETT NAGLE & CO., INC.
GAR WOOD SECURITIES, LLC
GBM INTERNATIONAL, INC.
GBM INTERNATIONAL, INC.
GLADOWSKY CAPITAL MANAGEMENT CORP.
GILBERT, DONIGER CO., INC.
RBC CAPITAL MARKETS, LLC
GENERAL SECURITIES CORP
GENEOS WEALTH MANAGEMENT, INC.
G. F. INVESTMENT SERVICES, LLC
GLOBAL FINANCIAL SERVICES, L.L.C.
GAGE-WILEY & COMPANY INC.
GORDON, HASKETT CAPITAL CORPORATION
GILDER GAGNON HOWE & CO. LLC
SCHWARTZ, GREGORY J & CO. INC.
GREENSLEDGE CAPITAL MARKETS
GLYNN (J.A.) & CO.
GMS GROUP (THE), L.L.C.
GREAT POINT CAPITAL LLC
GREENMAN, PARKER, CONNALLY, GREENMAN, INC.
GRADIENT SECURITIES, LLC
GREENBIRD CAPITAL LLC
GLOBAL RESOURCE INVESTMENTS, LTD.
GRODSKY ASSOCIATES, INC.
MML INVESTORS SERVICES, LLC
GAR WOOD SECURITIES, LLC
GOLDBERG (GARY) & CO., INC.
GLOBAL BROKERAGE SERVICES, INC.

737373DTCC Public (White)


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GOLDMAN SACHS & CO. LLC
GLOBAL STRATEGIC INVESTMENTS, LLC
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GARDEN STATE SECURITIES, INC.
GOLDMAN SACHS & CO. LLC
GOLDMAN SACHS & CO. LLC
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GWFS EQUITIES, INC.
GWN SECURITIES INC.
HANTZ FINANCIAL SERVICES, INC.
HALO SECURITIES, LLC
HAP TRADING, LLC
HARBOUR INVESTMENTS INC.
HARLEY CAPITAL LLC
EMPIRE STATE FINANCIAL, INC.
HAZLETT, BURT AND WATSON, INC.
H. BECK, INC.
GLOBAL INVESTOR SERVICES, L.C.
HOLISTIC BROKERAGE, LLC
HOOPOE CAPITAL MARKETS, LLC
PEAK6 CAPITAL MANAGEMENT LLC
H.C.WAINWRIGHT & CO., LLC
AVANTAX INVESTMENT SERVICES, INC.
TD SECURITIES AUTOMATED TRADING LLC
CARL M. HENNIG, INC.
HENLEY & COMPANY LLC
HARBOR INVESTMENT ADVISORY, LLC
HIGGINS CAPITAL MANAGEMENT, INC.
ESTRADA HINOJOSA & COMPANY, INC.
HEIGHT SECURITIES, LLC
SIMS (HERBERT J.) & CO., INC.
HUNTER ASSOCIATES, INC.
ROBERTS & RYAN INVESTMENTS INC.
ROBINHOOD SECURITIES, LLC
SILVER OAK SECURITIES, INCORPORATED
HORNOR, TOWNSEND & KENT, INC.
HERNDON PLANT OAKLEY, LTD.
HERNDON PLANT OAKLEY, LTD.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
HRC INVESTMENT SERVICES, INC.
HALL & ROMKEMA FINANCIAL SERVICES, LLC
HARGER AND COMPANY, INC.
HARRIS INVESTORS SERVICES, INC.
INDEPENDENT FINANCIAL GROUP, LLC
HSBC SECURITIES (USA) INC.
HSBC SECURITIES (USA), INC/ FIXED INCOME SECS
HOWDEN TIGER CAPITAL MARKETS & ADVISOF LLC
HIGHTOWER SECURITIES, LLC
HIGHTOWER SECURITIES, LLC
HUNTINGTON INVESTMENT COMPANY
HUNTLEIGH SECURITIES CORPORATION
HWJ CAPITAL PARTNERS II, LLC
M.S. HOWELLS & CO.

737373DTCC Public (White)


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ISAAK BOND INVESTMENT, INC.
SRT SECURITIES LLC
SRT SECURITIES LLC
I-BANKERS DIRECT, LLC
INSTITUTIONAL BOND NETWORK, LLC
INVESTORS BROKERAGE OF TEXAS, INC
INTEGRITY BROKERAGE
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC/CLEARIN
INDEPENDENCE CAPITAL CO.
INTL CUSTODY & CLEARING SOLUTIONS INC.
ICD SECURITIES
THE INVESTMENT CENTER, INC.
ICE SECURITIES EXECUTION & CLEARING, LLC
INSTITUTIONAL CAPITAL MANAGEMENT, INC.
INTERCOASTAL CAPITAL MARKETS, INC.
ICON CAPITAL GROUP, LLC
RIDEAU (I.C.) LYONS AND CO.
INTERNATIONAL CORRESPONDENT TRADING, INC.
BROKERAGESELECT
ITAU EUROPA SECURITIES INC
STONEX FINANCIAL INC.
IMC FINANCIAL MARKETS
IMPERIAL CAPITAL, LLC
SATURNA BROKERAGE SERVICES, INC.
INTEGRAL FINANCIAL, LLC
INGALLS & SNYDER, LLC
ETC BROKERAGE SERVICES, LLC
INVESTMENT PLANNERS INC.
TRANSAMERICA FINANCIAL ADVISORS
INTERNATIONAL ASSETS ADVISORY, LLC
INVESTMENT PLACEMENT GROUP
PLANMEMBER SECURITIES CORP
INSTITUTIONAL SECURITIES CORPORATION
EVERCORE GROUP L.L.C.
INLET SECURITIES LLC
INSIGHT SECURITIES, INC.
ITAU BBA USA SECURITIES INC.
STERNE AGEE FINANCIAL SERVICES, INC.
INTERCAM SECURITIES, INC.
KEEL POINT CAPITAL, LLC
INVEX, INC.
INVESTMENT NETWORK, INC.
UNION CAPITAL COMPANY
INTERVEST INTERNATIONAL EQUITIES CORPORATION
JANNEY MONTGOMERY SCOTT LLC
J.H. DARBIE & CO., INC.
JEFFERIES LLC
JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
ATIS, INC
JOSEPH GUNNAR & CO. LLC
JH DARBIE & CO. INC.
TRADEWEB DIRECT LLC
J.K. FINANCIAL SERVICES INC.
J.K.R. & CO., INC.

737373DTCC Public (White)


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JUMP EXECUTION, LLC
J.M LUMMIS SECURITIES, INC.
D A DAVIDSON
JANE STREET CAPITAL LLC
J.P. MORGAN SECURITIES LLC
JEFFERIES LLC
THE GARBACZ GROUP
JOHNSON RICE & COMPANY L.L.C.
JANE STREET CAPITAL, LLC
JOSEPH STONE CAPITAL L.L.C.
JANE STREET CAPITAL LLC
JANE STREET EXECUTION SERVICES, LLC
JMP SECURITIES LLC
JACK V. BUTTERFIELD INVESTMENT COMPANY
J.V.B. FINANCIAL GROUP LLC
J. W. COLE FINANCIAL, INC.
MILLEGAN (J.W.), INC.
KALOS CAPITAL, INC.
KAPITALL GENERATION, LLC
REVERE SECURITIES CORP.
KAHN BROTHERS LLC
INVESTMENT MANAGEMENT CORPORATION
KILEY PARTNERS, INC.
PHX FINANCIAL, INC.
ST. BERNARD FINANCIAL SERVICES, INC.
KEYBANC CAPITAL MARKETS INC.
KIMELMAN & BAIRD, LLC
C. L. KING & ASSOCIATES, INC.
KEY INVESTMENT SERVICES LLC
KMS FINANCIAL SERVICES
KOVACK SECURITIES INC.
KOVACK SECURITIES, INC.
KR SECURITIES, LLC
KERSHNER SECURITIES, LLC
J.W. KORTH & COMPANY
TRUSTFIRST, INC.
LAFFERTY (R.F.) & CO., INC.
R.F. LAFFERTY & CO., INC.
R.F. LAFFERTY & CO., INC.
ALLSTATE FINANCIAL SERVICES, LLC
MARC J. LANE & COMPANY
LARIMER CAPITAL CORPORATION
LIEBLONG & ASSOCIATES, INC.
LASALLE ST. SECURITIES, INC.
HEROLD & LANTERN INVESTMENTS, INC.
LIBUCKI & CO., LLC
LANDAAS & CO.
LINCOLN DOUGLAS INVESTMENTS, LLC
LAIDLAW & COMPANY (UK) LTD.
LANDOLT SECURITIES, INC.
THE LEADERS GROUP, INC.
LEIGH BALDWIN & CO., LLC
LEERINK SWANN & COMPANY
LENOX FINANCIAL SERVICES, INC.

737373DTCC Public (White)


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LEXINGTON INVESTMENT COMPANY, INC.
LEMLEY, YARLING & CO.
LINCOLN FINANCIAL ADVISORS CORPORATION
LF ROTHSCHILD, LLC
AXOS CLEARING LLC
WOORI INVESTMENT AND SECURITIES AMERICA, INC.
USAA FINANCIAL ADVISORS, INC.
LIBERUM
LEUMI INVESTMENT SERVICES, INC.
LIFEMARK SECURITIES CORP.
LAZARD ASSET MANAGEMENT SECURITIES LLC
KOHN (L.M.) & COMPANY
LUMINEX TRADING & ANALYTICS LLC
LINCOLN INVESTMENT
GUGGENHEIM SECURITIES, LLC
LOMBARD SECURITIES INCORPORATED
LOOP CAPITAL MARKETS, LLC
ICAP CORPORATES LLC
LOUIS CAPITAL MARKETS, LP
LIBERTY PARTNERS FINANCIAL SERVICES, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
LIQUIDNET, INC.
DASH FINANCIAL TECHNOLOGIES LLC
LIBERTY ASSOCIATES, INC.
LAKE STREET CAPITAL MARKETS, LLC
LION STREET FINANCIAL, LLC
LESKO SECURITIES INC.
LAFAYETTE INVESTMENTS
EJ STERLING INC.
LATIN SECURITIES INC.
LUMINEX TRADING & ANALYTICS LLC
LADENBURG, THALMANN & CO., INC.
LARRAINVIAL SECURITIES US LLC
LIVERMORE TRADING GROUP, INC.
LAWSON FINANCIAL CORPORATION
LLOYDS SECURITIES INC.
NEWEDGE SECURITIES, INC.
MILLENNIUM ADVISORS, LLC
SECUREVEST FINANCIAL GROUP
MADISON PAIGE SECURITIES LLC
MANAGED ACCOUNT SERVICES, LLC
MADISON AVENUE SECURITIES
MAXIM GROUP LLC
INFINEX INVESTMENTS
MBS SOURCE ETRADING, INC.
MBS CAPITAL MARKETS, LLC
MEDIOBANCA SECURITIES USA LLC
MCAP LLC
MOORS & CABOT, INC.
MCCLURG CAPITAL CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION
WORLD FIRST FINANCIAL SERVICES, INC.

737373DTCC Public (White)


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MD GLOBAL PARTNERS, LLC
M. E. ALLISON & CO., INC.
MERCADIEN SECURITIES
MERIDIAN EQUITY PARTNERS, INC.
MERCATOR ASSOCIATES LLC
MESIROW FINANCIAL, INC.
MFR SECURITIES, INC.
M HOLDINGS SECURITIES
FMSBONDS, INC.
BMO HARRIS FINANCIAL ADVISORS
MILKIE FERGUSON INVESTMENTS, INC.
I-BANKERS SECURITIES INC.
MILLENNIUM ADVISORS, LLC
MINISTRY PARTNERS SECURITIES, LLC
MACK INVESTMENTS SECURITIES, INC.
MIRAE ASSET SECURITIES (USA) INC.
STONEX FINANCIAL INC.
MURRAY SECURITIES
ETICO PARTNERS LLC
MARKET SECURITIES, LLC
U.S. BANCORP ADVISORS, LLC
MARKETAXESS CORPORATION
MARKETAXESS CORPORATION
BOFA SECURITIES, INC.
MAINLINE WEST MUNICIPAL SECURITIES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MMC SECURITIES CORP.
MONEY CONCEPTS CAPITAL CORP.
NELSON (MARTIN) & CO., INC.
TJM INVESTMENTS, LLC
MONARCH CAPITAL GROUP LLC
MUNIAXIS LEBENTHAL LLC
MORETON CAPITAL MARKETS, LLC
M1 FINANCE LLC
MUTUAL OF OMAHA INVESTOR SERVICES INC.
MOLONEY SECURITIES
MONERE INVESTMENTS, INC.
MONROE FINANCIAL PARTNERS, INC.
MONEX SECURITIES INC.
MORA WM SECURITIES
MAPLEWOOD INVESTMENT ADVISORS, INC.
GWFS EQUITIES, INC.
MACRO RISK ADVISORS LLC
IBN FINANCIAL SERVICES, INC.
BMO HARRIS FINANCIAL ADVISORS
M. RAMSEY KING
INTL FILLMORE ADVISORS LLC
WM FINANCIAL SERVICES, INC.
TRADEUP SECURITIES, INC.
MAINE SECURITIES CORPORATION
MSEC, LLC
MSI FINANCIAL SERVICES, INC.
MESIROW FINANCIAL, INC.
MIDWESTERN SECURITIES TRADING COMPANY, LLC

737373DTCC Public (White)


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MULTI-BANK SECURITIES, INC.
MUTUAL TRUST CO. OF AMERICA SECURITIES
M&T SECURITIES, INC.
MTG, LLC
MTL EQUITY PRODUCTS, INC.
MSEC, LLC
MUFG SECURITIES AMERICAS INC.
MULTI-FINANCIAL SECURITIES GROUP
COMMERCE ONE FINANCIAL INC.
MWA FINANCIAL SERVICES, INC.
MONNESS CRESPI HARDT & CO., INC.
MORGAN WILSHIRE SECURITIES, INC.
MUREX CAPITAL LLC
MIZUHO SECURITIES USA LLC
NABSECURITIES, LLC
WARREN D. NADEL & COMPANY
B. RILEY WEALTH MANAGEMENT
NANCY BARRON & ASSOCIATES, INC.
NBC SECURITIES, INC.
NEUBERGER BERMAN BD LLC
BMO NESBITT BURNS SECURITIES LTD.
NEEDHAM & COMPANY, LLC
GREENBERG FINANCIAL GROUP
N.E. PRIVATE CLIENT ADVISORS, LTD.
NEST INVESTMENTS BD LLC
NEXT FINANCIAL GROUP, INC.
NATIONS FINANCIAL GROUP, INC.
NATIONAL FINANCIAL SERVICES LLC
INFINITY FINANCIAL SERVICES
HEWITT FINANCIAL SERVICES
HENNION & WALSH, INC.
NI ADVISORS
VIRTU AMERICAS LLC
NOBLE FINANCIAL CAPITAL MARKETS
NORTHERN CAPITAL SEC. CORP.
PARETO SECURITIES INC
NORTHLAND SECURITIES, INC.
NORTH SOUTH CAPITAL LLC
NATIONWIDE PLANNING ASSOCIATES
NPB FINANCIAL GROUP, LLC.
MAREX CAPITAL MARKETS INC.
MAREX CAPITAL MARKETS INC.
CANACCORD WEALTH MANAGEMENT (USA) INC.
NORTHSTAR FINANCIAL PARTNERS, INC.
NESTLERODE & CO., INC.
NETWORK 1 FINANCIAL SECURITIES INC.
FIELDPOINT PRIVATE SECURITIES, LLC
NORTHERN TRUST SECURITIES, INC.
NESBITT THOMSON SECURITIES, INC.
NUVEEN SECURITIES, LLC
NW CAPITAL MARKETS INC.
NORTHWEST INVESTMENT ADVISORS, INC.
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
NYLIFE SECURITIES INC.

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THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
OBERWEIS SECURITIES, INC.
OLSON, CROSS & ALAMO LLC
OCEAN FINANCIAL SERVICES, LLC
O'CONNOR & CO SECURITIES
ODEON CAPITAL GROUP LLC
ODEON CAP
ODEON CAPITAL GROUP LLC
OFG FINANCIAL SERVICES INC
FULCRUM SECURITIES, INC.
FIFTH THIRD SECURITIES, INC.
OLDEN LANE SECURITIES, LLC
OM SECURITIES, LLC
O N EQUITY SALES CO.
OPPENHEIMER & CO. INC.
ORIENTAL FINANCIAL SERVICES
OTCEX, LLC
OTC LINK LLC
PACKERLAND BROKERAGE SERVICES
BTG PACTUAL US CAPITAL LLC
PROGRESSIVE ASSET MANAGEMENT
PAPAMARKOU WELLNER & CO., INC.
BNP PARIBAS SECURITIES CORP.
PARK AVENUE SECURITIES LLC
PERSHING ADVISOR SOLUTIONS, LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PAULSON INVESTMENT COMPANY, INC.
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PEACHCAP SECURITIES, INC.
BANKOH INVESTMENT SERVICES, INC.
PRIVATE CLIENT SERVICES, LLC
PENNSYLVANIA GROUP INCORPORATED (THE)
PERCIVAL FINANCIAL PARTNERS, LTD.
PERSHING LLC
PREFERRED CLIENT GROUP, INC.
PREFERRED CAPITAL SECURITIES, LLC
PENNHAVEN BROKERAGE PARTNERS, LLC
PHILLIPS & COMPANY SECURITIES, INC.
PHILADELPHIA INVESTORS, LTD.
T ROWE PRICE INVESTMENT SERV
POLAR INVESTMENT COUNSEL, INC.
TUDOR, PICKERING & CO. SECURITIES, INC.
PAULSON INVESTMENT COMPANY LLC
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES, LLC
PINNACLE INVESTMENTS, LLC
PIPER SANDLER & CO.
PIRRONE & CO., INC.
PACIFIC INVESTMENT SECURITIES CORP.
JEFFERIES LLC
CLARKSONS PLATOU SECURITIES, INC.
PMA SECURITIES, INC.
PNC INVESTMENTS
PNC CAPITAL MARKETS LLC
PNFP CAPITAL MARKETS, INC.

737373DTCC Public (White)


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PENSERRA SECURITIES, LLC
PODESTA & CO.
QUESTAR CAPITAL CORPORATION
POPULAR SECURITIES, INC.
POWELL (ELMER E.) COMPANY
PERSHING LLC
PENSION PLANNERS SECURITIES, INC.
SANTANDER US CAPITAL MARKETS LLC
TP ICAP GLOBAL MARKETS AMERICAS LLC.
PORTFOLIO RESOURCES GROUP, INC.
PROEQUITIES, INC.
PRIVATE PORTFOLIO, INC.
PRESIDENTIAL BROKERAGE, INC.
KESTRA INVESTMENT SERVICES, LLC
PRINCIPAL SECURITIES, INC.
LUMENT SECURITIES, LLC
INNOVATION PARTNERS LLC
CAVU SECURITIES LLC
PTI SECURITIES & FUTURES L.P.
PUPLAVA SECURITIES, INC.
PURESTREAM, LLC
PWA SECURITIES, INC.
UBS FINANCIAL SERVICES INC.
GLEN EAGLE WEALTH, LLC
QUINT CAPITAL CORPORATION
QUINCY CASS ASSOCIATES, INCORPORATED
QUATTRO M SECURITIES INC.
QUATTRO M SECURITIES INC.
RICHARD JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
RABO SECURITIES USA, INC.
SHEARMAN, RALSTON, INC.
RAYMOND JAMES & ASSOCIATES, INC.
RAYMOND JAMES USA
BOLTON GLOBAL CAPITAL
ROBERT B. AUSDAL & CO. INC.
RBC CAPITAL MARKETS CORPORATION
RBC CAPITAL MARKETS CORPORATION
RBC CAPITAL MARKETS CORPORATION
REGIONAL BROKERS, INC.
RBC CAPITAL MARKETS ARBITRAGE, S.A.
ROOSEVELT & CROSS, INCORPORATED
RD CAPITAL GROUP, INC.
RDSC, LLC
REGISTER & AKERS INVESTMENTS, INC.
REGAL SECURITIES, INC.
REGAL SECURITIES, INC.
RHODES SECURITIES, INC.
XR SECURITIES LLC
ARQUE CAPITAL, LTD.
RICE FINANCIAL PRODUCTS COMPANY
RICE SECURITIES, LLC
RICE FINANCIAL PRODUCTS COMPANY
RIEDL, FIRST SECURITIES COMPANY OF KANSAS

737373DTCC Public (White)


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B. RILEY FBR, INC.
RAYMOND JAMES & ASSOCIATES, INC.
ROCKWELL SECURITIES LLC
WELLS FARGO SECURITIES, LLC
RENAISSANCE MACRO SECURITIES, LLC
RICHARDS, MERRILL & PETERSON, INC.
R.M. STARK & CO., INC.
DINOSAUR SECURITIES
ROBOTTI & COMPANY, LLC
ROCKEFELLER FINANCIAL LLC
RIM SECURITIES LLC
ROMANO BROTHERS AND COMPANY
RONIN CAPITAL, LLC
ROTH CAPITAL PARTNERS, LLC
ROYAL ALLIANCE ASSOCIATES, INC.
DINOSAUR SECURITIES, L.L.C.
SAMUEL A RAMIREZ & CO., INC.
REID & RUDIGER, LLC
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSE
ROTHSCHILD INVESTMENT CORPORATION
R.W. PRESSPRICH & CO.
R.W. SMITH & ASSOCIATES, INC.
RBC DOMINION SECURITIES CORPORATION
SABADELL SECURITIES USA, INC.
SAF FINANCIAL SECURITIES LLC
SAGE, RUTTY & CO., INC.
SECURITIES AMERICA, INC.
STEPHEN A. KOHN & ASSOCIATES, LTD.
STONEX FINANCIAL INC.
SAMI BROKERAGE LLC
SANTANDER US CAPITAL MARKETS LLC
SAPERSTON ASSET MANAGEMENT INC.
PURSHE KAPLAN STERLING INVESTMENTS, INC.
SAVOY CAPITAL MANAGEMENT, INC.
SAXONY SECURITIES
INVESTMENT PROFESSIONALS, INC.
SAN BLAS SECURITIES LLC
SUNBELT SECURITIES, INC.
STERN BROTHERS & CO.
SIEBERT(MURIEL) & CO.,INC.
MURIEL SIEBERT & CO., INC.
SIEBERT CISNEROS SHANK & CO., L.L.C.
STRONG CAPITAL MARKETS, LLC
SCF SECURITIES, INC.
STRATEGIC CAPITAL INVESTMENTS, LLC
STONECASTLE SECURITIES, LLC
SECURITY CAPITAL BROKERAGE, INC.
SENTINEL SECURITIES, INC.
SDDCO BROKERAGE AQDVISORS
SAUER DAZEY INVESTMENT CO.
SEAPORT SECURITIES CORP.
SENTINEL BROKERS COMPANY, INC.
SECU BROKERAGE SERVICES

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R. SEELAUS & CO., INC.
SOUTHEAST INVESTMENTS, N.C., INC.
SEIBERT (J.D.) & COMPANY INC.
SEI INVESTMENTS DISTRIBUTION CO.
SENDERO SECURITIES
SEARLE & CO.
NATIONWIDE SECURITIES
SF INVESTMENTS, INC.
SUPERIOR FINANCIAL SERVICES, INC.
SG AMERICAS SECURITIES, LLC
SMITH, BROWN & GROOVER, INC.
SIGMA FINANCIAL CORPORATION
S.G. LONG & COMPANY
SIGNAL SECURITIES, INC.
SEAPORT GLOBAL SECURITIES LLC
ABN AMRO CLEARING USA LLC
SCHOTTENFELD GROUP LLC
SECURIAN FINANCIAL SERVICES
SCOTT JAMES GROUP, INC.
STOCK TRADERS
S.L. REED & COMPANY
SMITH, MOORE & CO.
SANDERS MORRIS HARRIS INC.
PARKLAND SECURITIES, LLC
SUMMIT BROKERAGE SERVICES, INC.
SUMRIDGE PARTNERS, LLC
SECURITIES MANAGEMENT & RESEARCH, INC.
SNOWDEN ACCOUNT SERVICES, INC.
CAPITAL ONE SECURITIES, INC.
SOFI SECURITIES LLC
WANG INVESTMENT ASSOCIATES, INC.
SORSBY FINANCIAL CORP.
SPARTAN CAPITAL SECURITIES, LLC
INSPEREX LLC
STEPHENS INC.
SPIRE SECURITIES, LLC
SPIRE SECURITIES, LLC.
CELADON FINANCIAL GROUP LLC
SPOT TRADING
MINT GLOBAL MARKETS, INC.
SEVEN POINTS CAPITAL, LLC
SAMCO CAPITAL MARKETS, INC.
STATE STREET GLOBAL MARKETS, LLC
SAFRA SECURITIES LLC
SIGNATURE SECURITIES
STATE STREET GLOBAL MARKETS, LLC
SHAREHOLDERS SERVICES GROUP INC.
TRUIST INVESTMENT SERVICES, INC.
STATE STREET GLOBAL MARKETS, LLC
SANTANDER SECURITIES LLC
SISUNG SECURITIES CORPORATION
TRUIST SECURITIES, INC.
FERRETTI GROUP, INC.
STUART FRANKEL & CO., INCORPORATED

737373DTCC Public (White)


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STANFORD GROUP COMPANY
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STERLING GRACE MUNICIPAL SECURITIES CO
STOCKPILE INVESTMENTS, INC.
FIRST STANDARD FINANCIAL COMPANY LLC
STOEVER,GLASS & COMPANY INC.
MURIEL SIEBERT & CO., INC.
LIQUIDNET, INC.
STERLING SMITH CORPORATION
STATETRUST INVESTMENTS INC.
STURDIVANT & CO., INC.
MURIEL SIEBERT & CO., INC.
SA STONE WEALTH MANAGEMENT INC.
SMBC NIKKO SECURITIES AMERICA, INC.
SUNSTREET SECURITIES, LLC
SWBC INVESTMENT SERVICES, LLC
TD AMERITRADE, INC.
SANCTUARY SECURITIES, INC.
HILLTOP SECURITIES INC.
SYNDICATED CAPITAL, INC.
SYMPHONIC SECURITIES LLC
NATHAN HALE CAPITAL, LLC
TAGLICH BROTHERS, INC.
TELSEY ADVISORY GROUP LLC
TELSEY ADVISORY GROUP LLC
TRADE BRIDGE CAPITAL LLC
TRADE BRIDGE CAPITAL LLC
TRADIER BROKERAGE, INC.
TRADIER BROKERAGE, INC.
THOROUGHBRED FINANCIAL SERVICES, LLC
TCBI SECURITIES, INC.
TD AMERITRADE, INC.
THOMPSON DAVIS & CO., INC.
TRADERFIELD SECURITIES INC.
TD SECURITIES (USA) LLC
TD SECURITIES (USA) LLC
TD PRIVATE CLIENT WEALTH, LLC
TD SECURITIES (USA) LLC
CETERA FINANCIAL SPECIALISTS
TRANSAMERICA FINANCIAL ADVISORS, INC.
TRADITION SECURITIES AND DERIVATIVES LLC
TECKMEYER FINANCIAL SERVICES
TFS SECURITIES, INC.
TGH SECURITIES, INC.
THEMIS TRADING LLC
TRIAD SECURITIES CORP
NELSONREID, INC.
TJM INVESTMENTS, LLC
KELT (THE) GROUP, LLC
TRADEKING LLC
TRADEMAS INC.
ICE BONDS SECURITIES CORPORATION
MCDONALD PARTNERS LLC
TOCQUEVILLE SECURITIES L.P.

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TORINO CAPITAL LLC
TOURMALINE PARTNERS, LLC
TOYOTA FINANCIAL SERVICES SECURITIES USA CORPORATION
TULLETT PREBON FINANCIAL SERVICES, LLC
TRADE-PMR INC.
TRADESTATION SECURITIES, INC.
TIGERRISK CAPITAL MARKETS & ADVISORY
DINOSAUR FINANCIAL GROUP, L.L.C
TRIBAL CAPITAL MARKETS, LLC
TRIAD ADVISORS, LLC
TRIDENT PARTNERS LTD
THRASHER & CHAMBERS, INC.
TRUBEE, COLLINS & CO., INC.
T.R. WINSTON & COMPANY, LLC
SIXTEEN SECURITIES, INC.
FIRST TRYON SECURITIES, LLC
STURGES COMPANY (THE)
STRATEGIC FINANCIAL ALLIANCE (THE)
T.S. PHILLIPS INVESTMENTS, INC.
TWO SIGMA SECURITIES, LLC
T3 SECURITIES, INC.
TOWERS WATSON CAPITAL MARKETS
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TRADEWEB DIRECT LLC
TASTYWORKS, INC.
UNITED BROKERAGE SERVICES, INC
UBS SECURITIES LLC
UCAP SECURITIES LLC
CU INVESTMENT SOLUTIONS, INC.
UNITED CAPITAL MARKETS, INC.
UHLMANN PRICE SECURITIES, LLC
UMB FINANCIAL SERVICES, INC.
UNIBANCO SECURITIES INC
UNIVEST SECURITIES, LLC
WADDELL & REED, INC.
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
USA FINANCIAL SECURITIES CORP.
USCA SECURITIES LLC
U.S. SECURITIES, INTL. CORP.
TRADEZERO AMERINCA, INC.
UVEST FINANCIAL SERVICES GROUP, INC.
ICE BONDS SECURITIES CORPORATION
VALLEY NATIONAL INVESTMENTS, INC.
VALMARK SECURITIES, INC.
VBC SECURITIES
VANDERBILT SECURITIES, LLC
VISION BROKERAGE SERVICES, LLC
VANGUARD CAPITAL
VCA SECURITIES, LP
VAN CLEMENS & CO. INCORPORATED
PRIMARY CAPITAL, LLC

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VENECREDIT SECURITIES
THE VERTICAL TRADING GROUP, LLC
THE VERTICAL TRADING GROUP, LLC
VESTECH SECURITIES, INC.
AMERICAN VETERANS GROUP, PBC
VALOR FINANCIAL SECURITIES LLC
VANGUARD MARKETING CORPORATION
VISION INVESTMENT SERVICES, INC.
INVESCO CAPITAL MARKETS, INC.
VOLEO USA, INC
DESJARDINS SECURITIES INTERNATIONAL INC.
VECTORGLOBAL WMG
VPE WERTPAPIERHANDELSBANK AG
VISION FINANCIAL MARKETS LLC
VSR FINANCIAL SERVICES
VIEWTRADE SECURITIES, INC.
WALL STREET ACCESS
MIDLAND SECURITIES, LTD
WACHTEL & CO., INC.
H.C. WAINWRIGHT & CO., INC.
WAYNE HUMMER INVESTMENTS LLC
WALLACHBETH CAPITAL LLC
WBB SECURITIES, LLC
WOODBURY FINANCIAL SERVICES, INC.
WILLIAM BLAIR & COMPANY, L.L.C.
WILLIAM BLAIR & COMPANY L.L.C.
WILEY BROS.-AINTREE CAPITAL, LLC
WILLOW COVE INVESTMENT GROUP, INC.
WILMINGTON CAPITAL SECURITIES, LLC
WORLD CHOICE SECURITIES, INC.
WEDBUSH SECURITIES INC.
WORLD EQUITY GROUP, INC.
WORLD EQUITY GROUP INC.
WESTERN EQUITY GROUP, INC.
WELLINGTON SHIELD & CO, LLC
WESTERN GROWERS FINANCIAL SERVICES, INC.
WOLVERINE EXECUTION SERVICES
WHARTON EQUITY CORPORATION
WHITAKER
JUST2TRADE, INC.
WISCONSIN DISCOUNT SECURITIES CORP.
ING FINANCIAL PARTNERS, INC.
WINDSOR, SHEFFIELD & CO., INC.
AXOS INVEST LLC
WESTERN INTERNATIONAL SECURITIES, INC.
WJB CAPITAL GROUP
SIEBERT CISNEROS SHANK & CO., L.L.C.
WEALTHFRONT BROKERAGE CORPORATION
WESTMINSTER FINANCIAL SECURITIES, INC.
WATERMILL INSTITUTIONAL TRADING LLC
WOODLANDS SECURITIES CORP.
WESTPARK CAPITAL, INC.
WESTPARK CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC

737373DTCC Public (White)


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W&S BROKERAGE SVCS
WASHINGTON SECURITIES CORPORATION
WORKMAN SECURITIES CORP
WILLIS SECURITIES, INC.
WEDBUSH SECURITIES INC./P3
WESTROCK CAPITAL MANAGEMENT, INC.
WESTERN INTERNATIONAL SECURITIES, INC.
WILLIAMS TRADING LLC
LIME TRADING CORP
WHITAKER
WOLVERINE TRADING, LLC
WATERFORD INVESTORS SERVICES, INC.
B. RILEY WEALTH MANAGEMENT
WATERMARK SECURITIES, INC.
XP SECURITIES, LLC
CRB SECURITIES, LLC
XTELLUS CAPITAL PARTNERS, INC.
XTELLUS CAPITAL PARTNERS, INC.
XTX EXECUTION SERVICES LLC
LPL FINANCIAL LLC
YORK SECURITIES, INC.
TRANSAMERICA FINANCIAL ADVISORS
MCLAUGHLIN RYDER INVESTMENTS
INVESCO CAPITAL MARKETS, INC.
TRADEZERO AMERICA, INC.
ZIONS DIRECT, INC.
ZIV INVESTMENT COMPANY
N.B. ZOULLAS SECURITIES, INC.

737373DTCC Public (White)


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