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Research
Research strength index to identify strength index
the performance of research
universities: the case of Indonesia
Muhammad Dimyati
Department of Geography, Faculty of Mathematics and Science,
Universitas Indonesia, Depok, Indonesia Received 12 June 2020
Revised 5 July 2021
8 November 2021
Prakoso Bhairawa Putera Accepted 12 January 2022
National Research and Innovation Agency, Jakarta, Indonesia and Faculty of Social
and Political Sciences, Universitas Padjadjaran, Sumedang, Indonesia, and
Chichi Shintia Laksani, Muhammad Zulhamdani, Setiowiji Handoyo,
Yan Rianto and Laksana Tri Handoko
National Research and Innovation Agency, Jakarta, Indonesia
Abstract
Purpose – This paper aims to identify the strengths of the universities based on the research area which are
prioritized by the Government of Indonesia in the National Medium Term Development Plan 2015–2019, in the
research areas of food and agriculture; energy, new and renewable energy; health and medicine; transportation;
telecommunication, information and communication; defense and security technologies and advanced materials.
Design/methodology/approach – The mapping of the research strength in Indonesian universities is
performed by using data of the university research output in the Information System for Research and
Community Service, Ministry of Research, Technology and Higher Education and categorized into seven
categories, i.e. accredited national journals, international journals indexed by Scopus or others, Intellectual
Property ownership, textbooks, prototypes and an appropriate technology. Based on the data obtained from
Information System for Research and Community Service, there are 904 universities in Indonesia conducting
research activities and generating 14,188 research outputs.
Findings – This paper analyzes 3 of the 9 National Research Priorities, namely, food, energy and health and
medicine. The data show that there are 904 universities in Indonesia conducting research activities and producing
14,188 research results. The research strength index based on National Research Priorities shows that three
universities have the highest cluster strength index. Gadjah Mada with an index value of 4.95 is the highest index
in the food cluster. In the energy cluster of the Institut Teknologi Bandung with the highest index value of 0.63.
Meanwhile, the Universitas Indonesia reached 2.06 as the highest index value in the health and medicine cluster.
Originality/value – Measurement of the strength of the study was conducted using data from research
results from universities in 2016 which were recorded in the Information System for Research and Community
Service. The University’s R&D strength is calculated from seven categories of research results: accredited
national journals, international journals indexed by Scopus or others, intellectual property rights, textbooks,
prototypes and appropriate technology products.
Keywords Research strength, R&D strength, Higher education, National research priority,
Cluster research strength index
Paper type Research paper
Figure 1.
Higher education in
Indonesia by type
all countries in Southeast Asia have a better innovation index than 2017, such as Cambodia
(110), Malaysia (33), Indonesia (85), Vietnam (42), Singapore (8), Thailand (44), Philippines
(50) and Brunei Darussalam (71). Although the Indonesian innovation index has increased
from the ranking session, one factor causing the low innovation index is a weak research
activity in Indonesia (Dutta et al., 2020).
Indonesia R&D expenditure is low. In 2016, gross expenditure on R&D (GERD) is 30.78tn
rupiahs or 0.25% of gross domestic product (Knowledge Sector Initiative, 2019). This
describes that Indonesia is far behind other ASEAN countries, such as Thailand (0.63%),
Malaysia (1.3%) and Singapore (2.2%). The data also shows that R&D expenditure of the
universities (excluding from the government) is only 0.81tn rupiah or 2.65% of the total
GERD. The weak research contribution to an innovation in the university can also be
indicated by the number of patents. Data from the Ministry of Justice and Human Rights
noted that there are currently 34,000 registered patents (Dimyati et al., 2019). However, 95%
are foreign patents and only 5% are domestic patents. This is contradictory with the
number of research institutions and universities in Indonesia. This condition indicates the
low of research capacity of the universities for innovation.
To improve the competitiveness for national economic growth, and as efforts to promote, the
role of universities through strengthening research capacity become essential. And the current
limited national R&D budget, it is necessary to prioritize research according to the direction of the
research investment. There are a number of measures and efforts to optimize the role of research
universities. One of the measures is conducted by the provision of research incentives in the
priority area. University research incentive programs include Superior Research Programs of
Higher Education, Excellent Mainstay Research of Higher Education and Industry and National
Strategic Excellence Research (Mustangimah et al., 2021).
Superior Research Programs of Higher Education is granted based on the research
project that has been determined in the University Research Master Plan. The grant schema
can be top down or bottom up. Excellent Mainstay Research of Higher Education and
Industry is a top down research grant, in which the research area is strategic for improving
the competitiveness and sovereignty of the nation. Excellent Mainstay Research of Higher
JSTPM Education and Industry is a collaborative research grant between university and industry.
National Strategic Excellence Research is a semi top-down research grant, based on nine
national research priorities (Direktorat Riset dan Pengabdian Masyarakat, Deputi Bidang
Penguatan Riset dan Pengembangan, K. R. dan T./B. R. dan I. N, 2020; Gustina et al., 2020).
This commercialization-oriented scheme involves industrial partners or government R&D
institutions. The programs are not effective enough since the role of research in the
universities is still weak. One of the reasons is that the incentives did not consider the
research strength of the university. Identifying the strengths of the university research areas
is essential. This can be the basis for providing incentive programs to make the research
output and impact on innovation.
Based on the description above, the central research questions are as follows:
RQ1. How to map the power of research in universities in Indonesia, especially in the
fields of food and agriculture, energy, new and renewable energy and health and
medicine?
2. Research methodology
To map the strength of research in universities in Indonesia, a measurement indicator is first
compiled. In this section, two topics are explained, namely, the study of literature on
measuring research strength and measuring methods.
Figure 2.
Share of research
output on total
research output of
universities in
Indonesia
P M
N P
JSTPM Research Outputi;j X Weighti;j WAV
j¼1 i¼1
RS ¼
WAV
N : Number of university;
M : Number of type of Research Output; and
WAV: Weighted Average.
The number of research output produced by universities in Indonesia is a potential that can
be developed further to benefit the scientific community and society. Therefore, it is
necessary to examine what sectors can be more focused in conducting research activities in
the universities. Thus, the research resources can be more qualified for improving the
welfare of nation and not only rely on the quantity of the research output. Based on the data
obtained from Information System for Research and Community Service, there are 9,268
outputs that are in line with the national medium-term development plan in the field of
Science and Technology 2015–2019. These areas of focus include:
food and agriculture;
energy, new and renewable energy;
health and medicine;
transportation;
telecommunication, information and communication;
defense and security technologies; and
advanced materials.
The research strength measurement based on the focus research area results the university
group with the highest research output and also maps the universities according to their
research strength. The mapping of the university research strength is limited in the priority
areas of Indonesian government development, namely, food, energy and health.
1 IPR 18
2 Scopus-indexed international journal 17,2
3 Prototype 14,4
4 International journals indexed by other than Scopus 14,4
Table 1. 5 Appropriate technology 13,2
Weight of research 6 Textbooks 12,8
output 7 National journals 10,6
De Bra (2000); No. of publications
Research
Markusova et al., 2009; No. of citations strength index
Abramo and D’Angelo (2014)
Rudd (1988) Subjective evaluation (peer review)
Number of publications
Number of citation
Number of research grants/research contracts obtained
Meek and van der Lee (2005) Impact of research
Research sustainability
The importance of research
Research potential
Altvater-Mackensen et al. (2005) Number of publications (SciSearch database)
Number of patents (European Patent Office)
Lukman et al. (2010) Research and academic reputation (publications, research
expenses and library and equipment)
Education (student/staff ratio, graduation rate international
students, presence on the Web employment rate)
Environmental performance
Abramo and D’Angelo (2015) Individual performance
Scientific performance of the institution Table 2.
Cheng et al. (2017) Number of publications Indicators of
Number of patents university research
Social and economic impacts measurement
Figure 3.
The contribution of
research outputs
types to the total
output of higher
education research in
the field of food
JSTPM is Universitas Brawijaya (Unibraw) with 73 outputs. While Bogor Agricultural Institute
(IPB) known as a university that focuses on agriculture has only 66 outputs (Figure 4).
3.1.2 Energy, new and renewable energy. The number of the research output from
universities in the research area of energy is 346 output. The research output consist of
Scopus-indexed international journals (126), international journals indexed by others (157),
intellectual property (27), appropriate technology (23), prototype (6), textbook (5) and
accredited national journals (2). The contribution of research output in the research area of
energy is mostly generated in the form of international journals, both indexed by Scopus
and others with a total contribution of 81%. Similar to the research output of the field of food
and agriculture, the outcome of research in energy, new and renewable energy is also limited
to the improvement of scientific productivity rather than research output oriented to
research commercialization such as intellectual property and appropriate technology. As
shown in mapping the research output if term of intellectual property, appropriate
technology and prototype/prototype as low as 15% of the total research output of
universities (Figure 5).
As shown in Figure 6, there four national universities that have the most output of
research in the field of energy. Institut Teknologi Bandung (ITB) has most output of 33
output. Then followed by Universitas Indonesia (UI) which has 30 output. Meanwhile, UGM
and Institut Teknologi Sepuluh Nopember have 27 and 26 output, respectively (Figure 6).
3.1.3 Health and medicine. The number of the research output from universities in the
research area of health and medicine is 2,584 or 39% of the total research output from all
research areas undertaken. Based on these data, the research output of health and medicine
is the most research output produced by universities in Indonesia. The research output
consists of international journals indexed by Scopus (876), international journals indexed by
others (1,212), textbooks (187), accredited national journals (151), intellectual property (135),
appropriate technology (12) and prototype (11). The contribution of each research output to
the total output of research on health and medicine can be described as follows. The
contribution of health research output and medicines is mostly international journals, with a
total contribution of 81% (Figure 7).
However, the contribution of university research output is still largely dominated by
research output for scientific productivity improvement rather than output for
dissemination or commercialization of research results. Only 6% of university research
output are intellectual property and appropriate technology.
If viewed based on universities that produce research output in the field of health and
medicine then there are three national universities that produce the most output of research
in the field of health and medicine. The most productive university is UI with a total of 588
Figure 4.
Three universities
with the most
research output in the
research area of food
Research
strength index
Figure 5.
The contribution of
types of research
outputs to total
output of research in
the field of energy in
university
Figure 6.
Four universities
with the most
research output in the
energy sector
Figure 7.
Contribution of types
of research outputs to
total output of
research in the field of
health and drugs in
university
JSTPM output, then followed by UGM with a total of 305 output. While Universitas Airlangga
produces research output as much as 243 output are in third (Figure 8).
Figure 8.
Three universities
with the most
research output in the
field of health and
medicine
Figure 9.
Ten universities with
the weighted value of
research output and
the strength index in
the research area of
food
The cluster of top ten universities that has the strength to conduct research activities in area Research
of energy are shown in Figure 10. Top ten national universities have the highest index value strength index
of research output and the largest cluster strength in the energy field of the research area.
ITB is a university that has the largest cluster strength index of energy research with a
value of 0.63. This is in line with the research output of the energy field produced by the
university, which has the most number among other national universities. Next is the UI
with the energy cluster energy field value index value of 0.47. UGM and Institut Teknologi
Sepuluh Nopember have relatively the same cluster strength index of 0.30 and 0.29
respectively ranks third and fourth.
If further observed, the cluster of research in the field of energy is dominated by
universities located in Java Island with eight universities (ITB, UI, UGM, Institut Teknologi
Sepuluh Nopember, Universitas Diponegoro, Universitas Sebelas Maret, Politeknik Negeri
Malang, Universitas Brawijaya). There are only two universities located outside Java Island
with the index of research strength of energy field big enough that is Universitas Sriwijaya
and Universitas Haluolelo.
The cluster strength index of health and medicine research can be shown in Figure 11.
Ten national universities have the highest value of research output and cluster strength
index in health and medicine. UI is a university that has the largest cluster strength index of
health and medicine research with a score of 2.06. Next is UGM with the value of cluster
strength index of 0.59. The Universitas Airlangga has a cluster strength index of 0.23. This
indicates that UI has a research strength in health and medicine which is quite dominant
compared to other universities, as indicated by the value of research cluster strength index
which is quite distant compared to other universities
Furthermore, the research cluster in health and medicine field is dominated by
universities located in Java Island with eight universities (UI, UGM, Universitas Airlangga,
Universitas Brawijaya ITB, Universitas Padjajaran, Universitas Diponegoro and
Universitas Sebelas Maret). There are only two universities from outside of Java, namely,
Hasanuddin University and Universitas Andalas.
Figure 10.
Ten universities with
weight output value
of research and the
largest cluster
strength index in the
energy sector
JSTPM
Figure 11.
Ten universities with
weighted value of
research output and
the largest cluster
strength index in the
field of health and
drugs
4. Conclusions
This paper presents the study and discussion about the research strength of universities and
the following conclusions can be drawn: in the research area of food and agriculture, the
university with the highest research strength index is UGM with a value of 4.95, followed by
nine other universities, namely, IPB University, Universitas Brawijaya, ITB, UI, Universitas
Sebelas Maret, Universitas Hasanuddin, Universitas Diponegoro, Universitas Udayana and
Universitas Andalas; in the research area of energy, new energy and renewable energy, the
university with the highest research strength index is ITB with a value of 0.63, and the next
nine universities that have the highest energy and renewable energy strength are UI, UGM,
Institut Teknologi Sepuluh Nopember, Universitas Diponegoro, Universitas Sebelas Maret,
Universitas Sriwijaya, Politeknik Negeri Malang, Universitas Brawijaya and Universitas
Halu Oleo; in the research area of health and medicines, the university that has the highest
research strength index is UI with a value of 2.06. The other nine universities that have the
highest index are UGM, Universitas Airlangga, Universitas Brawijaya, Universitas
Hasanuddin, Institute Teknologi Bandung, Universitas Padjajaran, Universitas Diponegoro,
Universitas Andalas and Universitas Sebelas Maret.
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Corresponding author
Prakoso Bhairawa Putera can be contacted at: pb.putera@brin.go.id
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