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Planning, Practice & Research, Vol. 22, No.

1,
pp. 43 – 62, February 2007

PRACTICE FORUM: SPATIAL PLANS IN PRACTICE

The Emergence of the Spatial Planning


Approach in England
VINCENT NADIN
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Introduction refusal of planning permission and


which may be implemented by other
After lengthy debate about the need for change, means. (ODPM, 2004b, para. 30)
the 2004 Planning and Compulsory Purchase
Act introduced substantial reforms to system of Thus, the spatial planning approach widens the
town and country planning in England.1 The scope of what had become a rather narrowly
changes have most impact on the status and defined purpose of planning in England. The
form of regional and local planning policy impact of the reforms at the level of local
instruments but reform is also seeking a deeper government is the subject of evaluation through
‘culture change’ in planning. (See the article by the major government sponsored research project
Shaw and Lord in this issue.) A central theme on Spatial Plans in Practice (which is explained
is the promotion of ‘the spatial planning in the introduction to this collection of papers). In
approach’. This is set out in the government’s this article I draw on a literature review on The
policy guidance for the preparation of local Role and Scope of Spatial Planning, conducted
development frameworks (ODPM, 2004a) but for this project2 to review the origins of the idea
was first explained in guidance for the prepara- of spatial planning, in so far as it applies to
tion of regional spatial strategies in 2004. England.3 I use this explanation to suggest how
a plan prepared under ‘the spatial planning
The new system of regional spatial approach’ may differ from a traditional land
strategies and local development use or local plan. I also discuss issues that the
documents should take a spatial spatial planning approach raises for the delivery
planning approach. Spatial planning of reform of the planning system in relation to
goes beyond traditional land use local development planning.
planning to bring together and The goals of planning reform, as expressed by
integrate policies for the develop- government4 and other stakeholders, are very
ment and use of land with other ambitious. They are to put planning at the centre
policies and programmes which of the spatial development process, not just as a
influence the nature of places and regulator of land and property uses, but as a
how they can function. That will proactive and strategic coordinator of all policy
include policies which can impact and actions that influence spatial development;
on land use, for example by influen- and to do this in the interests of more sustainable
cing the demands on or needs for development. Numerous reviews of the planning
development, but which are not system (discussed below) are positive about the
capable of being delivered solely potential of a reinvigorated planning system, but
or mainly through the granting or also recognize the difficulties that reform will

Vincent Nadin, School of Planning and Architecture, University of the West of England, Bristol,
BS16 1QY, UK. Email: Vincent.Nadin@uwe.ac.uk

ISSN 0269-7459 print/1360-0583 online/07/010043–20 Ó 2007 Taylor & Francis 43


DOI: 10.1080/02697450701455934
Vincent Nadin

entail and the depth of change that is needed. Planning was not an immediate priority for
The reality of spatial planning will be built and fundamental reform under the Labour adminis-
defined in practice through the creation of tration from 1997, though it did agree a Planning
regional spatial strategies and local development Concordat with the Local Government Associa-
frameworks, and in the way these tools are used tion to address underperformance in some local
in decision making. authorities (LGA, 1999). It acted quickly on
The rationale for the article is that those who strengthening regional planning in line with its
are charged with putting ‘the spatial planning regionalist agenda (Marshall, 2003) but other-
approach’ into practice will be assisted by an wise promoted only incremental change with the
understanding of what the planning reforms are overriding aim to speed decision making in the
expected to achieve, and an appreciation of the context of the alleged failure of planning ‘to
reasoning that went into making them. keep pace with improvements in other council
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services’ (Audit Commission, 2002, p. 7).


The Need for Reform Elsewhere, there was a flood of initiatives, yet
few mentioned the planning system, let alone
Review and reform are constant features of the accepted that it might have some policy
English planning system. We should expect no coordinating role. The view expressed by the
less. In an open society where the planning 1999 Environment, Transport and Regional
system allocates far-reaching costs and benefits, Affairs Committee that government intervention
regular reworking of the machinery so as to in urban areas is ‘confused and badly coordi-
influence outcomes (or perhaps give the im- nated’ would have applied to planning more
pression of influencing outcomes) is inevitable. generally. The deficiencies of development
Much of this reworking is incremental but the planning were all too apparent in the context of
‘2004 reforms’5 result from the most extensive increasing fragmentation of public action affect-
discussion of the strengths and weaknesses of ing spatial development, and included:
the form and scope of planning instruments
since the mid-1960s (Planning Advisory Group the failure to tackle issues lying at
1965; Allmendinger, 2003). The 2004 reforms the boundaries between authorities
in England discussed here reflect a continuing and between policy sectors; the
political struggle over the planning system, ‘weight’ of local planning policy
but it is without doubt that they are also arising from too much attention to
informed by considerable reasoned debate over comprehensive coverage and not
the fitness for purpose of the system in the face enough concentration of effort
of vastly changing conditions and higher where change was anticipated or
aspirations. needed; an unwillingness of politi-
At the end of the 1990s there was wide cians and communities to accept
agreement that the system was falling far short new development and make difficult
of meeting its objectives and that it had failed decisions; the questionable qualities
to adapt in the face of social and economic of the eventual outcomes of new
change (Cullingworth, 1997). The sweeping development from the planning
modernization of government during the 1990s process; and poor management of
tended to affect planning much less than the system. (Cullingworth & Nadin,
other services and devolution was more 2006, pp. 116 – 117)
important in Scotland and Wales (Allmendinger
et al. 2005). In England, reorganization accen- We should recognize here that some of these
tuated the fragmentation of competences for problems were created by previous reforms; that
planning across counties, districts and unitary the plan-making process is generating more
authorities. This drew attention to the need for effective opposition from interest groups; and
better strategic planning, though coordination that some planning authorities managed these
across boundaries and policy sectors remained inevitable challenges well. Thus, not everyone
difficult. agreed that radical reform was needed. In his

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Emergence of Spatial Planning in England

submission to the 2002 Transport Local Govern- Preparing and Adopting Plans
ment and Regions Committee inquiry into the
reform of planning on behalf of the Town and The difficulties experienced by planning
Country Planning Association, David Lock authorities in adopting planning policy in good
argued that though the system had been ‘terribly time and then keeping it up-to-date are well
slow, very expensive and unsatisfactory in many known. In 2002 central government reported on
ways’ that adjustments rather than wholesale progress: 13% of local planning authorities
reform were needed (HC 476 III 24/04: para. had not yet managed to adopt a local or unitary
519). But Ministers were frustrated. The ‘old’ development plan (the local planning system
planning system’ was not delivering on political had been in operation for 34 years) and
imperatives (particularly house building), and more than half of those adopted were now
more radical reform was mooted. more than five years old and considered to be
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The 2001 Green Paper Planning: Delivering a ‘out of date’ (ODPM, 2002). Similar pro-
Fundamental Change (Department for Trans- blems had been experienced at the regional
port, Local Government and the Regions, level with considerable delay in central govern-
2001a)6 met with numerous commentaries on ment’s decision making on regional planning
the need for and preferred directions of change guidance (the forerunner of regional spatial
(Town and Country Planning Association, 2000; strategies).
CBI-TUC Investment Group, 2001; Local The reasons for ‘delay’ in adopting plans
Government Association, 2001; Christie et al., have been debated for many years (Coon,
2002, for the Royal Society for the Protection of 1988; Steel et al., 1995; Baker & Roberts,
Birds; Royal Commission on Environmental 1999). Practitioners tended to blame the
Pollution, 2002). Given the very different apparent complexity of the procedures
interests contributing, there was an unusual (Roberts, 1998; Royal Town Planning Institute,
measure of agreement. The discussion about 1999), but the form of the plan has been a
reform centred on five main topics: critical factor. The effect of the requirement to
prepare only ‘district-wide’ plans introduced
. more timely plan- and decision-making by the 1991 Planning and Compensation Act,
processes that enable planning authorities and other advice in the early 1990s to include
to positively shape rather than report on all policies in local plans that might be used to
outcomes; reject planning proposals, led to very long and
. a more inclusive and effective process of complex documents. Such plans were bound to
participation and consultation that lends generate much opposition and many local
more public confidence to plans and deci- planning authorities struggled to carry them
sions; through consultation and adoption procedures
. more effective collaboration with policy- (Cardiff University & Buchanan Partnership,
makers in other sectors and stakeholders 1997; Royal Town Planning Institute, 2000a,
that leads to integrated objectives and 2001).
joined-up policy; Variation in the performance of authorities is
. more positive, evidence-based reasoning in striking. Numerous studies showed that some
the formulation of strategies and policies, authorities have been able to deliver plans whilst
and in managing change; others continually struggle. Specific local fac-
. a focus on the delivery of wider priority tors, often political, play a part, but the critical
outcomes defined at national, regional and difference was often the quality of project mana-
local levels, so that planning can contribute gement of the plan process (Steel et al., 1995;
more effectively to wider government Hillier Parker et al., 1998). The performance in
objectives.7 plan making compared poorly with other ser-
vices in the context of increasing attention to
The next section briefly reviews the perfor- performance management in local government
mance of the planning system under these (Audit Commission, 2002; Carmona & Sieh,
headings. 2004).

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Vincent Nadin

To meet expectations of improved perfor- the community strategy (Entec, 2003; Lambert,
mance in leading development through up-to- 2006).
date plans, a much more selective and strategic
approach to plan making, was recommended. It Coordination and Integration
would be targeted at coordinating critical spatial
development issues (Royal Town Planning The role of the planning system in coordinating
Institute, 2000a) through a combination of inter- policies and actions that deliver spatial devel-
linked plan documents in a local development opment is widely promoted in principle (Healey,
framework that might be prepared, adopted and 1997, 2006) and is liberally expressed in
amended more easily. planning policy at all levels. But at the end of
the 1990s, policy integration through planning
Community Engagement 8 was at a low point, especially in contrast to the
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role of planning in some comparable countries


Planning has a longer history of community where there has been considerable innovation in
engagement than other public policy sectors, but strategic spatial planning (Healey et al., 1997;
by the 1990s the system was struggling to Salet & Faludi, 2000). Indeed, the significance
effectively cope with increasing active involve- of sectoral strategies and action for spatial
ment in (and often opposition to) development development often went unrecognized in
proposals (Davies, 2001; Bedford et al., 2002; England, and this applies to the transport
Coulson, 2003). Local planning authorities and environment sectors as well as less obvious
tended to follow traditional and defensive ones such as health and education (Stead
approaches, making use of exercises based on et al., 2003; Stead & Meijers, 2004). The Royal
draft plans with limited discussion of alterna- Commission on Environmental Pollution’s
tives and options (De Montfort University and report on Environmental Planning concluded
University of Strathclyde, 1998; Rydin, 1999). thus.
The turn to new public management and against
planning in the 1980s had left a legacy of a There is a multiplicity of often over-
concern for private interests and reducing delay lapping and sometimes conflicting
(Thomas, 1996; Higgins & Allmendinger, plans and strategies. Nowhere is the
1999). Elected members have not always been whole picture brought together and
engaged effectively and lack of local ownership the respective responsibilities of
of the plan has contributed to contrary planning all the different bodies clearly
decisions (Burley, 2005) assigned. (2002, p. 1)
Fresh ideas about collaborative planning
(Healey, 1997) have provided direction for Whilst there were positive examples of co-
change, and there has been evidence of innova- ordination through planning, for example in
tion, especially in relation to informal commu- area-based regeneration and coastal zone mana-
nity and village planning and visioning (Wates, gement, planning has not been prominent in
2000; Murtagh, 2001; Owen, 2002; Carmona initiatives to ‘join up’ policy in local govern-
et al., 2003; Owen & Mosely, 2003). Never- ment since the 1970s. Instead the development
theless, planning was unfavourably compared plan was, in the words of the Local Government
with progress on community engagement in Association, ‘marginalized’.
other areas of public policy such as neighbour-
hood action and the New Deal for Communities The more prolonged the deve-
(Carley, 1999; Carley & Kirk, 1999; Chanan, lopment plan process the more
2003; Reeves, 2004). Thus, the emphasis on the divorced it becomes from the main-
need for change from some quarters centred on stream of local authority policy.
more effective community engagement, espe- Rather than being the principal
cially with ‘hard to reach groups’, and the vehicle for linking local authority
potential to link spatial plans to the emerging policy with other public and private
new forum for the expression of local interests: investment decisions, development

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Emergence of Spatial Planning in England

plans are seen as unwieldy statutory development than about spatial structure or
documents and the preserve of spe- quality. Decision making has been dominated
cialists. (Local Government Asso- by a local political negotiation process, turning
ciation, 2001, p. 2) on the merits of individual projects and land
allocations rather than a broader understanding
The proliferation of disparate government in- of spatial development.
itiatives has tended to exacerbate the difficulties Numerous factors have worked against analy-
of coordination and contributed to ‘partnership tical enquiry and method, including the general
fatigue’, confusion about the purpose of partner- shift from a technocratic to an interactive and
ship and lines of accountability (Wilkinson & collaborative approach to plan making (Healey,
Appelbee, 1999; Cowell & Martin, 2003; Dais, 1993, 1997); the challenge to professionalism in
2006). Urban policy alone, was described by the planning and its claims to objective expertise
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then Minister, Lord Rooker, as ‘a bowl of (Reade, 1987; Evans & Rydin, 1997); the
spaghetti’ (quoted in Johnstone & Whitehead, increasing politicization of planning; the weak-
2004, p. 5). The local planning process had not ness of regional planning institutions and plan-
been taking on a leadership role in joining-up. ning (Baker, 1998; Counsell & Haughton, 2003)
Case studies reveal that ‘the system’s practices and the accent on efficiency and speed in the
fostered the neglect of the promotion of place planning process. The result is a substantial skills
quality and made little contribution to integrat- and knowledge deficit in analytical methods.
ing policy initiatives . . .’ (Vigar et al., 2000, Elsewhere, there has been an ‘evidence-base
p. 275). The potential of planning to play a more turn’ in government (Healy, 2002; Davoudi,
decisive role in integration and thus assist in the 2006) with a much stronger emphasis on the
government’s joining-up agenda became a major effects of policy through evaluation, monitoring
topic in the debate on reform, as explained indicators and analysis (Faludi & Waterhout,
further below. 2006; Wong, 2006). This is not to suggest that
there is any simple relationship between evi-
Evidence Base dence and policy, but in the planning field,
debate on critical issues has been relatively
Despite the enduring legacy of the notion of poorly informed and too open to political
‘survey-analysis-plan’, the analytical underpin- manipulation or spin. This is well illustrated
ning of planning policy in the 1980s and 1990s by the title of the Campaign to Protect Rural
was weak. Davoudi explains how planning was England’s response to the Policy Exchange’s
dominated by claims (Evans & Hartwich, 2006) about the
causes of unaffordable housing: Policy-based
a bureaucratic regulatory routine Evidence Making (CPRE, 2006).
largely preoccupied with procedural The reforms build on existing requirements for
rather than substantive issues. Pro- sustainability appraisal and strategic environ-
ject-by-project conflict mediation mental assessment, to require more substantial
and negotiation and detailed knowl- analysis to underpin strategy and policies. They
edge of regulatory rules became introduce a ‘test of soundness’ of plans that
planners’ new stock in trade. (2006, requires ‘a robust and credible evidence base’
p. 21) and systematic consideration of alternatives and
options.
From the 1980s there has been little use of
formal analytical methods of policy analysis, Delivery and Outcomes
and arguably, few planning policy documents at
regional or local level effectively analysed Many of the criticisms previously noted arise
and explained the spatial development charac- because of fundamental dissatisfaction with the
teristics and trends of their territories or the role of planning in delivering outcomes. There
factors that drive them. Planning disputes have have been few substantial studies on the effects
been more about numbers and amounts of of planning since the seminal works by

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Vincent Nadin

Hall et al. (1973) and Healey et al. (1988). to deliver on these goals, which means more
Numerous authors have lamented the lack of collaborative working across the fragmented and
attention to understanding the effects of plan- ‘congested’ governance system of multiple
ning intervention (Reade, 1987; Simmie, 1993), stakeholders and policy tools. Thus, the reforms
although there are obviously difficulties in reflect much less the role of planning in
measuring the contribution of planning to broad controlling the decisions of others or dictating
goals such as sustainable development or solutions, and more the role of planning in
economic competitiveness, especially isolating shaping attention to particular opportunities and
the effect of planning from other factors. threats (Mastop & Faludi, 1997; Faludi, 2000;
The critical question here is what is the Healey, 2006). In this view, the central problem
planning system meant to achieve? A previous for the planning system is not to find more
(and more fundamental) reform of the system in effective means of regulation, but to find ways of
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1968 widened the scope of planning arguing engaging and exerting influence over other
that it ‘could not be undertaken satisfactorily in actors—the points of intervention or levers that
isolation from the social and economic objec- will enable planning to facilitate more sustain-
tives which it served’ (Cullingworth & Nadin, able spatial development. The emphasis there-
2006, p. 129). These broad ambitions did not fore turns from detailed land allocations to
last. The scope of planning was curtailed during making spatial frameworks to encourage the
the 1980s when the content of plans was limited formulation of complementary sectoral strategies
to primarily land allocation (Healey, 1983; and action. Following much lobbying, added
Thornley, 1993). Local distinctiveness and impetus to a goal-oriented planning approach has
strategy was lost in the face of overriding provided by the incorporation of the statutory
national policies. Plans have since tended to purpose of sustainable development into the
pursue a narrow purpose, seeking to control 2004 Act.9 This is a considerable step in a system
development outputs in terms of housing that has fought shy of the expression of policy
numbers or employment land rather than goals in law.
broader goals or outcomes in terms of more
sustainable development or economic growth. Positive Expectations of Planning
Whilst broader aspirations might have been
claimed in plans, their content reflected ambi- The catalogue of criticisms previously listed
guity over purpose and the accent on regulating may give the wrong impression. Planning has
the supply of land and property uses (Healey, undoubtedly performed well in some areas and
1983; Poxon, 2000). Weaknesses in the form the reforms represent very positive expectations
and content of plans have tended to inhibit their of the system. Practitioners, academics and other
contribution to delivering wider outcomes: the observers have canvassed for a planning system
vague expression of goals which are not locally that has greater ambitions and achieves more;
distinctive; extensive decision rules or perfor- one that takes a much more positive and
mance criteria in plans that create ambiguity and proactive role in managing spatial development
inconsistency; insufficient flexibility in plans to through a territorially based strategy influencing
address novel or changed circumstances so as to the policies and actions of other sectors. The
arrive at more sustainable solutions; diffuse Royal Town Planning Institute has been at the
approaches without strategic direction or suffi- forefront of promoting positive change through
cient attention to influencing those responsible its New Vision for Planning (2000) and
for delivery; and perhaps most telling, little Manifesto (2004) calling for a more spatial,
spatial content. integrative and action-oriented system. (See also
The Labour administration from 1997 con- Tewdwr-Jones, 2004.)
centrated from the outset on organizing govern- Also, the problems may appear as indepen-
ment around the delivery of priority outcomes, dent when they are closely interrelated.
and these have been expressed subsequently in Many incremental amendments have been made
shared public service agreements. Like all parts over the years, but the ‘2004 reforms’ are more
of government the planning system must help substantial seeking to address the ‘tensions’

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Emergence of Spatial Planning in England

between demands for more timely production of processes in which it seeks to intervene. The
plans at the same time as more effective com- nature of spatial development is changing radi-
munity engagement and increased intersectoral cally because we travel more often and further;
working. Whilst much of the fundamental because economic activity and investment are
superstructure of the system remains intact, the much less tied to particular places; and because
reforms have sought to redefine the role of communications and media technologies have
planning and restructure policy instruments so as opened up the world in our homes. At the root of
to allow for this redefinition. this is the changing geography of social and
Inspiration for the direction of change has economic (capitalist) relations, which gives
come from many sources—from political de- rise to the network society (Albrechts &
mands for better delivery on policy; from Mandelbaum, 2005) and demands a rescaling
academic debate on the nature of planning; from of the territories of government intervention
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the challenge of achieving more sustainable (Brenner, 2003).


development; from recognition of the increasing The network society refers to the way
complexity of spatial development; and espe- extensive mobility has created strong intercon-
cially from the wider discussion on the nature nections between (sometimes distant) places;
of spatial planning arising in the European extensive flows among them and the creation of
arena. Awareness of these wider debates should new enlarged and layered functional regions
help to clarify the role and scope of spatial within which markets operate and citizens’
planning and what the reforms are expected to lives are played out. These concerns of spatial
achieve. relations are not new to planning—the city-
region concept based on commuting flows was
Influences on the Planning Reforms first developed in the 1930s (Wannop, 1995)
but they are now more intense and complex.
The drivers for change in government are the There are no simple conclusions for planning,
broad forces of globalization and shifting rela- for example, there is more freedom of move-
tions between the state and the market. Econom- ment but proximity is still important; firms are
ic and political dynamics stimulate changes in very mobile but people much less so; spatial
the way government intervenes in all spheres clustering of some activities is accompanied by
including spatial development. At a practical lower accessibility. Nevertheless, the increasing
level it is senior government officials who red- complexity of spatial relations does raise
esign the system influenced by demands from questions for policy and the organization of
political actors. Many factors may come into the planning system; not least it raises ques-
play in this process, providing sources for tions about attention to relations across bound-
rethinking the role and scope of spatial planning. aries at different scales (Richardson & Jenson,
Four interlinked factors seem to have been 2003).
particularly important in shaping the nature of The implications for planning are emerging
reform in England: (or perhaps reemerging) in the definition of new
‘functional territories’ (such as the reemergence
. the increasing complexity of spatial rela- of city-regions) and wider use of spatial policy
tionships; concepts (particularly at the European level as
. the political shift to New Labour priorities; explained later) such as urban networks, devel-
. the policy goal of more environmental opment corridors and polycentricity (Davoudi,
sustainability; 2005; Zonneveld, 2005; Meijers, 2006). In con-
. the European discourse on spatial planning. trast, the typical plans or strategy is presented in
its administrative space or ‘island’ disconnected
Complexity of Spatial Relationships from the reality of networks. Statutory obliga-
tions aside, this reflects a view of planning as a
Underlying consideration of reform of the plan- regulatory activity to be administered and
ning system is wide recognition of the changing contained within the areas of jurisdiction, rather
reality of spatial development patterns and than one that seeks to understand the nature

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Vincent Nadin

and drivers of spatial development for the Skelcher, 2002, p. 210). It also raises questions
authority. about the contribution of departmental policy
There are two key messages for the planning and action (including planning) to the delivery of
system. First, a stronger focus on the significant the fundamental goals of economic competitive-
spatial relationships and drivers that cut across ness and environmental sustainability, and parti-
boundaries calls for policy processes, planning cular policy objectives such as reducing child
instruments and policy communities that reflect poverty, raising educational attainment, or
those relationships. This will require review of improving the health of the population.
the spatial impacts of sectoral strategies or The government’s commitment to fundamen-
‘spatial policy’ as explained below. This tal change was evident in the Comprehensive
approach is already evident in Wales (Harris & Spending Review which required all govern-
Hooper, 2004). Second, the interconnectedness ment departments and services to explain how
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of places and the effect of sometimes distant were assisting to deliver a fairer distribution of
factors on spatial development within a plan services and opportunities that meet the needs of
area, lends weight to the argument that the role all community sectors. Also, the ‘democratic
of plans in prescribing or controlling change renewal’ agenda forced government bodies to
within that area is limited. It draws attention review their commitment to, and methods of,
instead to the role of plans in explaining the engaging communities in policy making.
drivers of spatial development; the part played Ministers pressed for more cross-departmental
by other public strategies and policies in creating working in coordinating the effects of sectoral
outcomes; and the ‘generative role’ of planning policies, and made changes to realize this (whilst
in shaping the attention of a wider range of maintaining central control), for example, in
players and building joint capacity to act and strengthening the (integrated) government
innovate (Healey, 2004, p. 50). offices for the regions (Musson et al., 2005).
The 2004 reforms enable and encourage This was followed up by public service agree-
approaches that reflect the reality of spatial ments, community strategies, area agreements
relationships with more attention to spatial and measures that freed up local authorities to
strategies, building evidence of spatial develop- work more actively with other partners (Cirell,
ment patterns and trends, and joint working 2003).
across boundaries. As explained earlier, although a coordination
role and social outcomes were at the centre of
New Labour Priorities the planning system in its formative years
(Cullingworth, 1975), aside from some structure
The New Labour Administration of 1997 planning in the 1970s (Cross & Bristow, 1983)
carried forward and accelerated the ‘moder- and area-based initiatives, an integrating role for
nization’ of government in pursuit of the goals planning and social goals had virtually disap-
of social justice, inclusion and community peared by the 1980s. Some progress had been
empowerment whilst seeking to strengthen made in reestablishing links between planning
economic competitiveness and productivity and other sectors, especially transport, but the
(Department of Environment, Transport and New Labour priorities opened up opportunities
the Regions, 1999; Allmendinger & Tewdwr- for (and indeed required) a more fundamental
Jones, 2000). Of particular significance to rethink of the role of planning in coordinating
planning in the late 1990s were the emphases efforts to achieve wider government goals and
on joining up government to deliver progres- how planning could assist in democratic renewal
sive outcomes, and democratic renewal through engaging communities. There is also a
(Morphet, 2004). strong spatial dimension to these issues of
The emphasis on joining-up government fairness, opportunity and engagement is evident
challenges the traditional ‘functional orientation’ in, for example, the problems of areas of
of policy ‘deeply embedded in departmental concentrated deprivation and regional disparities.
structures and areas of professional expertise’ Although the idea of a ‘spatial dimension’ was
(Richards et al., 1999, qtd in Sullivan & not stressed by politicians it has been implicit in

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Emergence of Spatial Planning in England

area-based initiatives for more than 40 years, and The notion of territorial plans (or place-based
these were strengthened by New Labour, by for strategies) as tools for wider policy integration
example, the New Deal for Communities was most strongly voiced in wider European
(Lawless, 2006) and the regional devolution debates.
agenda.
European Spatial Planning
Environmental Sustainability
The extensive debate about spatial development,
The wide interest in ‘joining-up’ government planning and territorial cohesion among the EU
and to some extent devolution has been driven member states and institutions has been an
primarily by concerns about social cohesion and important inspiration and source of ideas for
economic competitiveness, but similar concerns planning reform in England.10 It should be
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arise from concerns about environmental sus- stressed that the European debates do not
tainability and how it can be achieved within provide a specific model for a new approach to
the wider notion of more sustainable develop- planning, but they have infused and penetrated
ment. It requires a shift in thinking for many the planning discourse in England and
sectoral interests towards collaborative working elsewhere.
and approaches that cut across traditional The growing interest in ‘spatial planning’ in
disciplinary, professional and administrative the institutions of the EU is evident in the
boundaries (Cowell & Owens, 1998). It helps European Commission’s Europe 2000 studies of
to expose contradictory public policies (Meyer- spatial development trends at the European
son & Rydin, 1996) and demands more holistic, scale in the early 1990s (CEC, 1991, 1994).
integrated policy and action, and evaluation of This began a long debate among member states
outcomes (Davoudi, 2001). This approach was on spatial development that culminated in the
promoted very strongly by environmental lob- publication of the European Spatial Develop-
bies such as the Royal Commission on ment Perspective (ESDP) in 1999 (CEC, 1999;
Environmental Pollution (2002), which sup- Faludi & Waterhout, 2002). These initiatives
ported a change in methods and principles to represent a process of mutual learning: a
challenge well established and compartmenta- sharing and reshaping of ideas that continues
lized ways of working (Evans & Rydin, 1997). through the unprecedented extent of cooperation
The 2005 revision of the UK Sustainable through the Community initiative INTERREG
Development Strategy: Securing the Future, and other means (Faludi, forthcoming). The
identifies planning as a key lever in making learning process has a quite different starting
the necessary changes in other policy sectors to point here to the land-use orientation that has
meet emission and energy targets. Subse- tended to dominate planning in the member
quently, persuasive arguments have been made states, and on which the Community has little
to strengthen the role of planning in mitigating interest (Nadin & Shaw, 1999), It centres on the
climate change, particularly in relation to energy spatial impacts and coordination of Community
(Kellet, 2003) and flood risk (Howe & White, sectoral policies such as cohesion (regional)
2004). policy, environment, agriculture and transport
So although the sustainable development policy.
agenda, and particularly the notion of environ- It is important to note here the broad notion of
mental sustainability, has not been prominent in ‘development’ that flows from the Community’s
the government’s rhetoric about planning, it has fundamental goals of economic competitiveness,
had important indirect influence through other social cohesion and sustainable development.
organizations’ proposals. In the meantime, The Community is obviously concerned not
sustainability appraisal is now firmly established only with the distribution and quality of built
in the plan making process and has, almost by and natural features and human activity, but
default, has become the principal means of social and economic change and its impact on
policy integration for sustainability (Regional the life experiences of citizens, such as access to
Futures, 2004; Stead & Meijers, 2004). opportunities in education and employment

51
Vincent Nadin

(Nadin & Dühr, 2006a). The introduction of The European debate on spatial planning and
the notion of territorial cohesion into the particularly the publication of the ESDP in 1999
Constitutional Treaty is the latest step in this provided a timely contribution to the formula-
debate about European spatial development, tion of reform in England, and to some extent,
which is posed to counter the ‘destructuring its subsequent implementation (Tewdwr-Jones
effects’ of globalization and ‘the territorial & Williams, 2001; Shaw & Sykes, 2003, 2005).
incoherence of EU sectoral policies’ (Robert, Cross-national comparisons have also played
2007, p. 28; see also Davoudi, 2005; Nadin & a role. Although (aside from France)
Dühr, 2006b). ‘sectoralized’ planning systems addressing pri-
Williams (1996, p. 7) introduced the notion of marily the regulation of land use change are the
spatial policy to explain the spatial effect in norm (Nadin et al., 1997; Seaton & Nadin,
practice of Community sectoral policies 2002), there are examples of more robust
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‘whether or not they are designed to be’. Spatial approaches to sectoral policy coordination in
effects of sectoral policy may arise directly, for other countries. These make more use of spatial
example, targeting funding to designated areas, strategy and vision building to create practical
or indirectly, for example, the spatial implica- integration of policy and action around common
tions of research and development funding. goals. The contributions from the European
European spatial planning is concerned with debate (aside from the term ‘spatial planning’)
the costs of non-coordination of these ‘spatial has been to bolster and provide a simple and
policy’ impacts, avoiding contradictory actions clear rationale for the idea of planning as a
with perverse outcomes, and the potential of method of securing ‘convergence and co-
improving policy delivery and adding value ordination between various sectoral policies’
through more coordinated action (Robert et al., (Bastrup-Birk & Doucet, 1998). The European-
2001). These ideas owe much to cultures of level concerns with spatial equity and terri-
governance and planning that are far more torial cohesion are likely to figure also in
proactive and interventionist in seeking to the future. And for these ideas to take root
manage spatial development than in the UK. there needs to be, as Faludi (2007) explains
The ESDP explains the role of territorial or ‘a parallel process of unlearning of basic
place-based strategies as a mechanism for policy concepts’.
integration in three dimensions:
Other Factors
. horizontal coordination of largely indepen-
dent EU sectoral policies such as regional I have chosen to discuss four sources of
policy, environment, transport and research positive ideas on the reform of the planning
and development, particularly in the system that were discussed in the context of
way they impact together on particular great frustration with its operation at the end of
territories; the 1990s. This is not the full story and it could
. vertical coordination among jurisdictional not reflect the reality of debate in the govern-
levels, the need for which is particularly ment working group that formulated the
evident in the EU context with tensions detailed proposals (and which involved many
between EU, national and regional actions, non-governmental interests); it represents what
and which in turn draws attention to the was said at the time in the literature and reports
subsidiarity principle requiring justification from some of those involved in bringing
for decisions to be ceded to higher jurisdic- forward reform.
tional levels; and The principal factor that others might point to
. joint working across administrative bound- and that has not been mentioned so far is the
aries in a cross-border or interregional influence of economic actors within and outside
fashion to address problems as they occur government. At the end of the 1990s the
in their ‘functional regions’ such as cross- CBI-TUC Investment Group (2001, p. 31) raised
border infrastructure or environmental questions (or more accurately repeated ques-
catchments. tions) about the ability of the planning system to

52
Emergence of Spatial Planning in England

deliver ‘the speed certainty and responsiveness . to use planning as a learning process—
that businesses need’ and pointed to various promoting understanding and argument in a
specific problems, particularly in the delivery of collaborative political process.
infrastructure. It was not until the first Barker
Review of 2004, commissioned by the Treasury These points are elaborated in Table 1, which
in collaboration with the Office of the Deputy presents the practice of land use planning and
Prime Minister, that more substantial proposals spatial planning as ideal types. The content of
for the planning system came forward on the the table is derived from the preceding discus-
basis of its effects on the economy (Barker, sion of how planning shapes up to aspirations
2004). This report was concerned with the for the system, and the broader influences and
broader economic impacts of the operation of discussion about the nature of spatial planning
the housing market. A second report on that have helped shape reform. The comparison
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Land Use Planning (Barker, 2006) examined goes much further than government guidance,
the link between planning and economic but, like the rest of the article, it is not pres-
growth. The 2004 reforms were underway and ented as a model, but as a guide to provoke
the spatial planning approach promoted well thinking about how planning might change
before these reports were published. At the time and what the implications are for practice. They
of writing proposals for further reform are are ideal types, positioned at extremes. The
anticipated, but concentrate on speeding plan- local development framework will be to some
ning decisions. extent a combination of these ideal types,
and most local plans will fall somewhere
How Does Spatial Planning Differ from Land between them.
Use Planning? If there is one common theme in all this, it
is policy integration. This is reflected in what
The planning reforms comprise both changes to the professional bodies say about spatial
the framework of planning tools and a more planning and the government’s interpretation.
fundamental shift in the way those tools are We should note here that the integration and
used. The substantial changes to the framework engagement challenge is not new; it has been
of policy instruments and procedures are not visited many times and was part of the
rehearsed here. But the formal guidance on the original elaboration of the modern planning
meaning of the spatial planning approach is system in 1947. However, the context is very
limited. The previous discussion on the widely different and there is no suggestion of a return
shared concerns about the limitations of plan- here to comprehensive rational planning. Ideas
ning at the end of the 1990s, and the four about spatial planning are beginning to take
influential sources on the thinking behind reform shape within professional practice (Planning
are strongly reinforcing. They suggest five Officers’ Society, 2005a, 2005b) and some
interconnected themes in the spatial planning planning authorities take the opportunity to
approach: develop innovative solutions tailored to local
conditions.
. to focus on spatial development outcomes Broad policy statements are one thing, appli-
and make more effective use of the planning cation of these principles is another. It is
system to help achieve the goals of other unlikely that anyone will underestimate the
sectors; integration task. The planning system has no
. to influence and integrate the delivery of special rights or position to act as an integrative
spatial policy—the spatial impacts of other focus for sectoral policy, indeed, much pro-
sectoral policies; gress has already been made in ‘working across
. to inject a spatial or territorial dimension boundaries’ in and outside government that
into sectoral strategies and policy; barely refers to the planning system. Planning’s
. to create new policy communities that reflect particular claim for the joining-up task is in the
the realities of spatial development and its significance of place or territory as an organi-
drivers; zing device for joining up policy and action.

53
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TABLE 1. Comparison of ideal type land use plan and spatial plan
Land use plan Spatial plan
Purpose Regulating land use and development through designation Shaping spatial development through the coordination of
of areas of development and protection, and application the spatial impacts of sector policy and decisions.
of performance criteria.
Form Schedule of policies and decision rules to regulate land use Strategy identifying critical spatial development issues and
for the administrative area. defining clear desired outcomes across functional areas.
Mapping of designation of areas and sites for development Visualisation of spatial goals, and key areas of change.
purposes and protection. Principles and objectives that will guide coordinated
action.
Process Discrete process leading to adoption of final blueprint Continuous process of plan review and adjustment.
plan. Mutual learning and information sharing, driven by debate
Confrontational process, instigated through consultation on alternatives in collaborative political process.
on draft plans and political negotiation. Stakeholders using the process to achieve their own and
Stakeholders using the process to protect and promote their mutual goals.
interests.
Ownership and policy A document of the planning authority providing guidance A corporate document of the local authority in shared
community to other professional planners promoting and regulating ownership with communities and other stakeholders,
development. partnerships and NGOs.
Procedural safeguards Final plan determined through adversarial inquiry on parts Final plan determined by inquisitorial examination of the
of plan subject to objections. soundness and coherence of the whole plan.
Methods Mapping of constraints and collection of sectoral policy Building understanding of critical spatial development
demands. trends and drivers, market demands and needs, and
Bargaining and negotiation with objectors and other the social, economic and environmental impacts of
stakeholders, informed by broad planning principles. development.
Checking of proposals through sustainability appraisal/ Analysis of options through visioning and strategic
strategic environmental assessment. choice approaches.
Generation of alternatives and options assisted by
sustainability appraisal/strategic environmental
assessment.

(continued)
Emergence of Spatial Planning in England

joint ownership of the strategy and a range of incentives


and other mechanisms including land use regulation and
Seeks to influence decisions in other sectors by building
But political and professional boundaries and

Data informs understanding of spatial development and


Measures performance of the plan in influencing sector
allegiances are very firmly established along

Regular adjustment of components of plan around a


different lines—in sectoral policy communities,
in the professions, and in political constitu-
encies. All this raises considerable questions
for the application of the spatial planning
approach.

the application of the strategy.


policy and decision making. Implications for the Local Development
Framework: Challenges and Tensions
planning agreements.

This final section considers two major


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consistent vision. practical implications of these ideas about

Note: These are ideal types—local plans and development documents in practice will exhibit characteristics of both.
‘the spatial planning approach’ for the con-
struction of spatial planning practice at the
Spatial plan

local level.

Applying the Spatial Planning Approach


Planning reform in England is about reshaping
ideas on the role and scope of the land use
planning system. The new spatial planning
Measures conformance of the plan’s policies and proposals
TABLE 1. (Continued)

Data provides portrait of plan area as general context for


Seeks to direct change and control investment activity in

approach is expected to grow from the old and


mitigating local externalities through conditions and

apparently, according to government advice,


replace it. The assumption here is that it is
land use through prescriptive regulation, whilst

indeed necessary and possible to do this. Is the


Periodic but infrequent review of whole plan.

spatial planning approach a change in emphasis


for the land use planning system or an additional
and complementary form of planning? If the
with planning control outcomes.

former, then we have to ask if sufficient


attention has been paid to the land use regulation
implementation of proposals.

function of planning—development control.


This is ‘sectoral planning’. It will remain criti-
planning agreements.

cally important, not least in being a principal


lever to encourage more positive collaboration
around spatial development.
Land use plan

On the basis of the previous discussion, I


would opt for a different understanding, one that
sees the spatial planning approach as an addi-
tional and complementary approach to land use
regulation. Spatial planning is a corporate cross-
sectoral exercise of policy integration and
strategy development with wide ownership
(recognizing that this will also be happening at
Monitoring and review

the regional level). The development control


implementation

function (including regulation and some planning


guidance, enforcement etc.) will remain as a
Delivery and

sectoral land-use planning activity belonging to


the planning service, but, like other sectors,
helping to deliver the spatial strategy. Changes
are needed to regulation (though only incremental

55
Vincent Nadin

changes are proposed so far). There will be less the benefits of working in sectors, but also for
prescription and a move away in regulation from practical reasons. Separating out government
working with a ‘set of rules’ to working more to activity into sectors is an inevitable and bene-
objectives. There should be more positive action ficial approach to government. It allows specifi-
in ‘development management’ and a widening of cation and concentrated pursuit of more detailed
scope in decision making. objectives and it encourages beneficial compe-
At present the implications of the reforms for tition among sectors. This is why the sectoral
development control/management are uncer- organization of policy making is relatively
tain. An approach that separated out ‘the spatial robust. Attempts at working across sectors or
planning approach’ from the equally valuable intersectoralism may often be no more than a
‘sectoral development management approach’ reorganization of the compartments (Degeling,
could be useful in providing more clarity. 1995). We should remember too that town and
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Some authorities have long since separated country planning is itself a sector, or at least this
out the broader strategic function from the is the way it is perceived by many other sectors,
regulation task. The reform documentation including, perhaps, those where there are rela-
gives little guidance on these issues (and that tively close relationships such as transport and
may be a good thing) but planning authorities environment. Moreover, other policy sectors
will need to recognize and address the transi- such as education and health are already engaged
tion in terms of organizational structures and in cross-sectoral collaborative activity that does
competences, taking into account the broader not involve planning. All this may tend to dis-
principles. courage potential collaborators from more active
Whether we see the spatial planning approach involvement in the planning process.
as an additional complementary task or a new On the positive side, the statutory nature of
objective for the existing system, a very sub- the development documents and the potential to
stantial shift in thinking (learning and unlearn- deliver infrastructure and other benefits through
ing) and practice is needed if it is to be realized. planning agreements is a positive inducement to
There is considerable pressure on most autho- collaborate. How can planners encourage deeper
rities to drive ahead with the adoption of local collaboration among stakeholders through the
planning policy. Presenting the notion of ‘the planning process and joint ownership of the
spatial planning approach’ as a reengineering of planning strategy? How can other sectors be
the existing system may be one reason why early motivated to collaborate through the planning
experience in practice reflects a tendency to process and are incentives and sanctions being
adjust existing practices rather than to undertake put in place to encourage this?
the fundamental reforms that are suggested There is much literature explaining the forms
earlier. It may take some years and further itera- of integration and mechanisms developed else-
tions of development documents before real where in government from which planners can
fundamental change is realized even where bold learn (Sullivan & Skeltcher, 2002). Integration is
approaches are being taken. Is the planning an open and abstract concept—we should ask
profession taking a longer term view of the with whom and how and for what purpose?
challenge, especially in developing the skills, Government policy lists those organizations
experience and confidence needed to address with whom some measure of collaboration is
this opportunity? Central government has re- expected, though developing meaningful colla-
cognized this dimension of the challenge of boration with them all would certainly become
reform with its equal emphasis on culture complex and very difficult to handle. An
change and the support to new capacity building approach needs to be devised that guides efforts
initiatives.11 on collaboration and integration to local condi-
tions and priorities. Planning authorities will
The Integration Challenge need to be very explicit about the direction and
depth of integration.
Notions of comprehensive policy integration The direction for integration (following a
need to be rejected outright, partly because of learning spatial planning approach) can be

56
Emergence of Spatial Planning in England

informed by the analysis of the critical spatial which can play a central role in analysis of the
development challenges facing the area, but this integration of policy and action, though it is not
rarely exists. There is, thus, a strong link with always seen in this light.
the development of a robust evidence base. This Above all, if the argument that the territorial
has been given some attention in the reforms dimension (over which planners claim some
but in the context of the discussion of the expertise) is a valuable integrating mechanism,
principles of a spatial planning approach the then the plan must surely be able demonstrate a
advice appears to be overly sectoral and geared good knowledge of the territorial or spatial
towards land use outputs rather than outcomes. consequences of sectoral activity. It is in the
The obvious example is the attention to how presentation of the evidence base and its
many new houses are built, rather than the visualization that the existing mindset of officers
relative accessibility to good quality affordable and politicians can be challenged, and a strategic
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housing. There is also a distinct lack of and spatial understanding of development can be
analytical methods and skills to investigate encouraged. Is the importance of this job
the combined territorial impact of sectoral recognized? Will others be interested in a spatial
policies. planning approach if the vision and strategy do
New organizational arrangements will be not explain and present the reality and distinc-
needed for building collaboration and carrying tiveness of spatial development patterns and
forward joint policy and action, though the new trends?
joint committee arrangements for development
document adoption have not proved at all Conclusion
popular. It may involve a reorganization of
sectoral compartments and mechanisms to work The emergence of the planning reforms and ‘the
across them that address the varying demands spatial planning approach’ have been influenced
within sectors. It will draw new players in but by many factors. There is no simple equation
also leave some out. Internal integration (within showing how the factors came together. The
a department or sector, including planning) may perceived marginalization of the planning sys-
be as important as working with external bodies. tem from wider decision making and outcomes,
We should not assume either that there is a and particularly its limited influence on the
single voice from other ‘sectors’, or that they factors that are shaping spatial development
will speak different ‘languages’. provide the context. The spur for change comes
The viewpoints of politicians, policy-makers from awareness of the need for a spatial dimen-
and other interests are deeply embedded in sion in the task of joining-up government in
existing administrative and sectoral arrange- order to achieve critical economic and social
ments. So the integration challenge for planning outcomes and to avoid the costs of non-
cannot be met without also successfully ‘enga- coordination. This is strongly supported by
ging’ stakeholders in building new ‘policy advocacy for a renewed approach to planning
communities’ around issues defined in a new in support of sustainable development. In that
cross-sectoral and territorial way. Policy inte- context, the European spatial planning discourse
gration through a spatial planning approach will and emerging or renewed understanding of
require an understanding of how the other spatial development patterns and relationships
sectors work and, critically, how they interrelate have provided some inspiration for the direction
to produce development outcomes. What is the of change. All this leaves many questions for the
contribution of the education sector to spatial application of the spatial planning approach in
development in a district? What steps are being practice.
taken to build this sort of knowledge? Similar
questions need to be asked of the sectors too,
Acknowledgements
and all studies point to the critical issue of
leadership and commitment to collaborative I am very grateful to Kim Seaton who led on the
activity at the highest level. The principal literature review of integration in planning
integrating tool is the sustainability appraisal, (which will be the subject of a separate paper).

57
Vincent Nadin

The review was supplemented by interviews on procedures for dealing with major infrastruc-
with key personnel involved in the planning ture projects, planning obligations (planning gain),
reforms. Numerous people have read drafts of compulsory purchase and the Use Classes Order
this paper and given valuable comments. I am (DTLR, 2001b, 2001c, 2001d, 2001e).
7. These five categories have been used to structure
particularly grateful to Mike Ash, Tony Baden
the core research questions of the Spatial Plans in
and John Hack, all formerly with the ODPM; Practice project, as explained in the Inception
Leonora Rozee of the Planning Inspectorate, and Report (Baker Associates et al., 2006).
Andreas Faludi of Delft University of Technol- 8. See the article by Baker, Coaffee and Sheriff in
ogy. The perceptive comments of the SPIP this issue.
Expert Panel have also been helpful. 9. Section 39 of the 2004 Planning and Compulsory
Purchase Act requires those operating the plan-
ning system ‘to exercise the function with the
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objective of contributing to the achievement of


Notes
sustainable development’.
1. The 2004 Planning and Compulsory Purchase Act 10. The influence of the European debate and parti-
made other reforms in England (as the title cularly the ESDP was confirmed in interviews
implies) and also in Wales, including the intro- with civil servants at the former Office of the
duction of the statutory spatial plan for Wales. Deputy Prime Minister.
2. An earlier summary of the literature review is 11. For example, the Department for Communities
presented on the website of the Department for and Local Government has sponsored the creation
Communities and Local Government (http://www. of a new continuing professional development
communities.gov.uk/index.asp?id¼1143238). course in spatial planning for practising planners
3. The four countries of the United Kingdom have and others provided by the University of the West
separate systems of planning. In England, law is of England (see www.built-environment.uwe.ac.
made by the UK Parliament and policy by the UK uk/spatialplanning/).
Department of Communities and Local Govern-
ment (formerly the Office of the Deputy Prime
Minister). In Scotland law is made by the Scottish References
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