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Krishna SeparationPowersIndian 2006
Krishna SeparationPowersIndian 2006
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Shashank Krishna*
I. Introduction
II . The Controversy
13
(II) Constitutionalism
(in) Democracy
B. The Secon
Protect Constitutional Values
VII. Conclusion
14
I. Introduction
15
The Jharkhand case arose from the fact that after the elections to the
Jharkhand State Legislature in 2005, no single party or pre-poll alliance had a
majority in the Legislative Assembly. The National Democratic Alliance ("N.D.A.")
emerged as the single largest pre-poll alliance, falling five seats short of the
majority, whereas, the Rashtriya Janta Dal - Jharkhand Mukti Morcha ("R.J.D. -
J.M.M.") alliance was second by a distance. Going against established norms and
conventions, the Governor of Jharkhand, Mr. Syed Sibte Rizvi invited Mr. Shibu
Soren, leader of the R.J.D. - J.M.M. alliance to form the government, and gave
him one month to prove its majority in the Legislative Assembly- allegedly giving
enough time for bribery and "horse trading" amongst members of the Legislative
Assembly. In addition to this, the Governor tried to nominate an Anglo - Indian
member to the Legislative Assembly before the floor test, to tilt the balance in
favour of the R.J.D. - J.M.M combine.
The Governor did not call the leader of the largest pre-poll alliance or the
leader of the largest single party (who happened to be the same person). He called
the person who in his individual judgement was likely to provide a "stable
government." Mr. Arjun Munda was elected leader of the largest pre-poll alliance.
Also, he had the established support of 41 M.L.A.s, which constituted a clear
majority. This included five independent M.L.A.s, whom the Governor met
separately and individually to ascertain their views.2 This generated a political
storm in the country and the Opposition at the Centre took the government to
task for allegedly calling the shots in the states through pliant governors. Further,
the actions of the Governor was challenged in the Supreme Court, in the case of
Anil Kumar Jha v . Union of India.3
In its directive dated 9th March, 2005, the Supreme Court ordered that the
session of the Jharkhand Assembly be held on 11-03-2005 instead of the later
date specified by the Governor. It went on to direct the senior officials to ensure
2 It is submitted that it is not the function of the Governor to take a head count. Several
Supreme Court judgments have held, that the strength of the government has to be
tested on the floor of the House. See S.R. Bommai v. Union of India, (1994) 3 S.C.C. 1.
[hereinafter Bommai ]; Jagdambika Pal v. Union of India, 1999 (9) S.C.C. 95;
Narendra Kumar Singh Gaur v. Union of India, MANU/UP/0092/1998.
3 Jharkhand case, supra note 1.
16
that the voting was peaceful, free and fair, and devoid of any interference. It also
required of the Protem Speaker to record the proceedings of the Assembly and
send a copy of the video recording to the Supreme Court. Furthermore, it
restrained the Governor from nominating any Anglo Indian member to the
Assembly till the Floor Test was conducted.4
The decision of the Supreme Court was attacked in various quarters as being
violative of the doctrine of Separation of Powers, as the Judiciary had over-stepped
its limits and encroached upon the powers of the Legislature. The following parts
discuss this issue, by examining the doctrine of Separation of Powers, and
extending the analysis to the facts of the present case.
9 5 Charles Louis De Secondât, Baron Montesquieu, De L'Esprit Des Lois ch. 19 (1748) :
[W]hen the Legislature and executive powers are united in the same
person, or in the same body of magistrates, there can be no liberty.... Again
there is no liberty, if the judicial power be not separated from the
17
Before Montesquieu, several other authors have noted and discussed the doctrine
Separation of Powers starting from Aristotle, Politics (1297); Viscount Henry St. Joh
Bolingbroke, Remarks on The History of England 80-83 (1748). Sir William Blackstone
adopted and adapted this doctrine, reworking this central idea to incorporate t
theory of mixed government. See 1 Sir William Blackstone, Commentaries on The Laws
England (1765 - 69).
10 It has been noted that The United States system is the one having closest resemblance
to the doctrine as discussed by Montesquieu. The United Kingdom has a close
resemblance but academic writing argues for it whereas court cases hold otherwise.
Montesquieu wrote about this doctrine while studying the British system but he did
not purport to give an account of it, rather he outlined an ideal type of the Constitution
appropriate to an ideal state. For academic writing refuting the existence of Separation
of Powers in United Kingdom, see generally C.S. Emden, Principles of British Constitutional
Law (1925); W.A. Robson, Justice and Administrative Law 16 (1951); 6 Sir William
Holdsworth, Halsbury's Laws of England 385 (1932); J A.G. Griffith And H. Street, Principles
of Administrative Law 16 (1973); O Hood Phillips, A Constitutional Myth: Separation of
Powers , 93 Law. Q. Rev. 11 (1974); S.A. de Smith, The Separation of Powers in New
Dress , 12 Mcgill. Law J. 491 (1966). For cases acknowledging the existence of
Separation of Powers in United Kingdom see Hinds v. R, [1976] 1 All. E.R. 353 (Lord
Diplock); Duport Steels Ltd. v. Sirs, [1980] 1 All. E.R. 529 (Lord Diplock & Lord
Scarman); R v. HM Treasury, ex parte Smedley, [1985] 1 All. E.R. 589 (Sir John
Donaldson); M v. Home Office, [1993] 2 All. E.R. 537 (Lord Templeman).
18
A pure form of the Separation of Powers doctrine has the following features:
1 . The functions of the government are to be divided into the Legislative, the
Executive, and the Adjudicative;
2. Different functions are to be vested in separate and appropriate institutions;
From the foregoing discussion, certain key points emerge. First, Separation
of Powers is not rigid and is moulded to fit into the requirements of a system. So
there can be two states "X" and "Y", having Separation of Powers as a
Constitutional principle, but with widely differing systems in place to effectuate
this doctrine. Second, it is not so much the doctrine that is important but the
underlying value that it seeks to preserve- that power should be divided within
the institutions so that one institution does not become all powerful, subverting
11 Galligan, supra note 6. See also J.M.C. Vile, Constitutionalism and the Separation of Powers
45 (1967); W.B. Gwyn, The Meaning of the Separation of Powers 78 (1965); Hans Kelsen,
General Theory of Law and State (1961).
12 Sir Ivor Jennings, Law and the Constitution app. 1 (1959) [hereinafter Jennings].
13 Colin R. Munro, Studies in Constitutional Law 306 (1999). Munro notes that checks and
balances represent the doctrine in its highest form.
19
Under the Indian Constitution, the Legislature has the power to impeach
judges and overturn judgments of higher courts by legislating on the subject. At
16 Kesavananda Bharati v. State of Kerala, (1973) 4 S.C.C. 225; Indira Nehru Gandhi
v. Raj Narain, A.I.R. 1975 S.C. 2299. [hereinafter Indira Nehru Gandhi ].
20
the same time, higher courts have the power of judicial review over administrative
and legislative action. Also, the Executive is accountable to the Legislature.
Simultaneously, the Executive, through its power to promulgate ordinances,
exercises Legislative power. Various administrative bodies exercise quasi -
judicial functions during the course of theirs works. As for its legislative functions,
it is now an accepted fact that Indian courts have legislated or issued policy
directives while exercising the powers of judicial review. Another significant
feature of the Constitution which, shows that there is no strict separation of power,
is the fact that the Executive is drawn from the Legislature and therefore, there is
commonality of personnel.
17 Id.
18 The following cases were cited in support of this proposition: In re Delhi Laws Act,
A.I.R. 1951 S.C. 332; Jayantilal Shodhan v. F. N. Rana, MANU/SC/0046/1963;
Chandra Mohan v. State of U. P., MANU/SC/0052/1966; Udai Ram Sharma v.
Union of India, MANU/SC/0154/1968.
21
Beg, J. dealt with this argument in detail. Apart from technical objec
he noted that the above argument implies that the constituent power is "ab
22
outside" the Constitution itself and hence "independent" of it. He dismissed the
argument, noting that there is no authority for it,22 and observed that
23
(ii) Constitutionalism
27 A.V. Dicey, Introduction to the Study of the Law of the Constitution (1885).
28 Indira Nehru Gandhi, A.I.R. 1975 S.C. 2299.
29 Bachan Singh v. State of Punjab, A.I.R. 1982 S.C. 1325.
24
(iii) Democracy
We, the people of India, having solemnly resolved to constitute India into
a Sovereign, Socialist, Secular, Democratic Republic and to secure to all
its citizens: Justice, social, economic and political; Liberty of thought,
expression, belief, faith and worship; Equality of status and of opportunity;
and to promote among them all, Fraternity assuring the dignity of the
individual and the unity and integrity of the Nation; in our constituent
assembly this twenty-sixth of November, 1949, do hereby adopt, enact
and give to ourselves this Constitution.
25
The Jharkhand imbroglio was the latest in a long series where the
Government, acting through a pliant Governor, sought to upstage the m
the people by inviting their own party to form the Government, and th
go by to constitutional conventions. The Governor acted in an i
unconstitutional manner, which posed a threat to the underlying consti
values outlined above. For example, the entire democratic process w
go by and political power was bestowed on a party, not through the exe
the democratic will of the people, but by the whims and caprice of one
- the Governor. This went against the fundamental values of rule
constitutionalism as well as democracy, and mandated the need for
the actions of the Governor. If the Supreme Court had not "stepped out
conventionally accepted limits to exercise a "check and balance" on the E
an irreparable harm would have been caused to the constitutional system
country. As has already been discussed before, there is no fixed concept
doctrine of Separation of Powers and each system has is own model base
experience and philosophy. The Indian experience, with judicial review h
that the Supreme Court has increasingly taken an activist role to e
erring institutions remain and act within their own spheres. It is unrea
test actions of the Supreme Court on the touchstone of Separation of P
propounded by Baron Montesquieu. Therefore, the Supreme Court direc
within the parameters of the doctrine of Separation of Powers as under
India and not an infringement of it.
Article 164 (1) states that the Chief Minister shall be appointed by
Governor. On the face of it, Article 164 (1) gives an unregulated power
Governor to appoint anyone as the Chief Minister. Under the federal system
government as adopted by our Constitution, the Governor is the form
constitutional head of the state and he exercises all his powers and fun
conferred upon him by the Constitution with the aid of his Council of Ministe
the same time, there are certain exceptional situations where the Governor
exercise his discretion. It is now a settled position of law that the Gover
discretion is amenable to judicial review.34 In our constitutional system,
26
such a person can be appointed as Chief Minister who can carry with him a majority
of the members of the Legislative Assembly. Therefore, in these exceptional cases,
where he does not have to act on the advice of the Council of Ministers, since
there is none in existence, the Governor is still bound by the language and spirit of
the Constitution.
J.R. Siwach argues that in cases where it is not clear who among several
claimants commands majority support, the leader of the largest party in the
Assembly must be appointed as Chief Minister.35 Shri H.M. Seervai and other have
also echoed similar views.36 In the era of coalition politics, this may mean the
largest pre or post-poll alliance. In other words, the party which commands the
widest support in the Assembly must be called upon to form the government. In
Bommai,37 K. Ramaswamy J., noted that Governor should exercise his discretion,
where he is so authorized by the Constitution, keeping in view the Constitution
and conventions of the Parliamentary system of government. This again indicates
that the Governor is bound to call the leader of the party with the widest support
to form the government.
35 J.R. Siwach, Appointment and Dismissal of the Chief Ministers, 2 J. of Const. Parl. Stud.
75 (1968).
36 Shri H.M Seervai has noted that "in the era of coalition politics, this may mean the
largest pre or post poll alliance. In other words, the party which commands the
widest support in the House must be called upon to form the government." H.M.Seervai,
Constitutional Law of India 2063 (2002). M.C. Setalvad and M.C. Mahajan have noted
that the Governor, like the Queen in England, should invite the "most influential
leader of the party or the group commanding a majority in the House of Commons."
Response to a Request to Advice from Home Minister S.B. Chavan in 1967 , cited in
Granville Austin, Working a Democratic Constitution 587 (1999). Setalvad also emphasized
the Queen's impartiality when making her selection. This is difficult in India since a
Governor in reality is neither independent nor impartial in practice, being an
appointee of Central Government.
37 Bommai , (1994) 3 S.C.C. 1.
38 D.D. Kaushik, Governor: The Façade and the Fact , 16(2) Indian Bar Rev. 185 (1989).
27
Further, the Supreme Court has observed that the Indian Constitution is
modelled on the British Parliamentary system where the executive is deemed to
have primary responsibility for the formulation of Governmental policy and its
transmission into law. The condition precedent to the exercise of this responsibility
is its retaining the confidence of the legislative branch of the State.40 This can only
be achieved when the Chief Minister has the confidence of the House (and not of
the Governor). Hence it is imperative that the leader of the largest single party or
the largest single pre-poll alliance should have been invited first to form the
government.
(ii) Articles 212 and 122 were not Infringed by the Directive
Article 212. Courts not to inquire into the proceedings of the Legislature.
(1) The validity of any proceedings in the Legislature of a State shall not
be called in question on the ground of any alleged irregularity of
procedure.
(2) No officer or member of the Legislature of a State in whom powers
are vested by or under this Constitution for regulating procedure or
the conduct of business, or for maintaining order, in the Legislature
shall be subject to the jurisdiction of any court in respect of the
exercise by him of those powers.
42 Constitution Of India, 1950, Article 122 uses identical language and makes similar
arrangements for the Parliament.
43 In Re Keshav Singh, A.I.R. 1965 S.C. 745.
28
the Legislature has not been granted under the Constitution. Accordingly, if the
impugned procedure is illegal and unconstitutional, it would be open to scrutiny
in a court of law.44 Since the actions of the Governor went against established
constitutional conventions, there is no doubt that his actions were illegal and
unconstitutional. As per the above analysis, such actions can be inquired into by
the Judiciary since they transcend the borders of mere "irregularity" and enter
the domain of patent "illegality."
It should also be noted that similar orders were given in the case of
Jagdambika Pal v. Union of India,45 thereby creating a precedent applicable to
the facts of the present case. Also, in the case of State of Punjab v. Satya Pal
Dang,46 the Court had held that even if the Speaker adjourned the Assembly, the
Governor could summon it and direct the Assembly to transact only one specified
business. In determining this case, it was accepted by implication that the Court
has power of judicial review to "interfere" to this extent in the affairs of the
legislature and the same does not amount to the breach of Separation of Powers
or unwarranted intrusion into the domain of the Legislature. By the same accord,
directives of the Supreme Court to the Jharkhand Assembly in the Jharkhand
case do not constitute breach of this doctrine. It is a mere exercise of the power of
judicial review.47
The discussion above brings into sharp focus the inter-relationship, and
often contradictory natures of the doctrine of separation of powers and the power
of judicial review. These two constitutional principles need to be carefully
balanced to ensure that the constitutional setup is maintained as envisaged. The
following part discusses the issues raised by the application of the power of judicial
review in a Constitution which is premised on the separation of powers.
44 Id. See also Vinod Kumar v. State of H.P., A.I.R. 1959 S.C. 223; Anand Bih
v. Ram Sahay, A.I.R. 1952 M.B. 31; Kihoto Hollohan v. Zachillhu, A.I.R.
412.
29
In what sense may we say that judicial review enhances democracy? Courts
are neither accountable to the Parliament for their actions, nor to the democratic
process in any other direct way. Like any public institution, courts are bound to
be influenced by the political process. However, they are not responsible to the
48 In the case of Marbury v. Madison , 2 L. Ed. 30, the Supreme Court of the United States
asserted that "it is, emphatically, the province and duty of the judicial department,
to say what the law is." It needs to be noted that when this decision was given, its
status was not effectively established and there was a real possibility that Congress
may reclaim the ground by enacting legislation or by simply ignoring the decision.
However, The Supreme Court's assertion of judicial review in Marbury v. Madison
went largely unchallenged for two reasons. First, although claiming the right to
review legislation, the Court avoided a confrontation with the President and Congress.
Secondly, the provision invalidated by the Court was not a major element of public
policy. Rather, it was a minor provision of a law dealing with the judicial process
itself, an area in which the Supreme Court might be presumed to have greater
expertise, and hence a greater claim to exercise judicial review. See Otis H. Stephens
& John M. Scheb II, American Constitutional Law 35 (2003).
49 D.N.Saraf, Limit of Judges Domain: Some Policy Considerations , 30(1) J. of Indian L.
Inst. 46 (1988). Eminent Senior Advocate, K.K.Venugopal has noted that Indian
Supreme Court is the most powerful Supreme Court in the world. See generally A S
Anand, Judicial Review - Its content - Its reach , 87 (11) All. Ind. Rep. (J.) 161 (2000);
Ravi P Jashuva & Shahin Shaik, The Necessity of Accountability in Judicial Review
Power , 29 (03 - 04) Indian B. Rev. 203 (2002); A S Anand, Judicial Review - Judicial
Accountability - Need for Caution , 42 (2-4) J. of Indian L. Inst. 149 (2000); Sathe
argues in his book that a necessary corollary of judicial activism in India is the need
for courts to step out of their limits and step into other domains to enforce the law. S
P Sathe, Judicial Activism in India 245 (2002).
30
53 The wide powers for judicial review given by Articles 136, 141, 142 and 144 of the
Constitution of India, 1950 and its predominance over the adjudicative process are
settled conclusively by a combined reading of these articles:
(2)...
(2)...
31
144. Civil and judicial authorities to act in aid of the Supreme Court.- All
authorities, civil and judicial, in the territory of India shall act in aid of
the Supreme Court.
54 Attorney General v. Gouriet, [1978] A.C. 435; Council of Civil Service Unions v.
Minister for Civil Service, [1984] 3 W.L.R. 1174.
55 Galugan, supra note 6, at 241.
56 State of Rajasthan v. Union of India, A.I.R. 1977 S.C. 1361; Bommai, (1994)
3 S.C.C. 1.
32
33
34
passed without any substantive debate on policy issues, lack of legislative business
and its systematic disruption leading to lost business hours, etc. The Supreme
Court is probably the only institution left with some credibility before the public.62
It has also acted in the past to set at rest issues that were threatening to divide the
country.63 It is submitted that its increasing activism is in the best interest of the
Indian democracy.
62 This was one reason which forced Mr. Shibu Soren to resign from the Chief
Ministership of the State of Jharkhand, after repeated disruptions by the RJD - JMM
alliance ensured that no "Floor Test" could be conducted, contrary to the express
orders of the Supreme Court. The general political consensus was that order of the
Supreme Court was the law of the land and should be respected even if fit was
constitutionally untenable. See Manmohan Singh cuts UPA losses , available at http:/
/www.samachar. com/features/140305-editorial.html (last visited June 25, 2005);
There is Merit in Respecting Limits , The Tribune, March 14, 2005, http://
www.tribuneindia.c0m/2005/20050314/edit.htm#1 (last visited June 25, 2005);
Tempering Vigilance with Restraint , The Hindu, March 11, 2005,
www.hindu0nnet.c0m/2005/03/12/st0ries/2005031201141000.htm (last visited
June 25, 2005).
63 The disruptive and divisive politics of Mandai and Kamandal were set at rest in the
former case by a Supreme Court judgment and in the latter by Allahabad High
Court sitting over the dispute. In both the instances, since the matter became sub
judice, it cooled the politically charged atmosphere created by insensitive politicians
for their narrow political gains. Furthermore, the inter - state river water disputes
is another area where the Executive has been more than willing to surrender its
jurisdiction to the Judiciary contrary to the Constitution's mandate. See Article
262, Constitution of India.
64 Ulrich K. Preuss, Constitutionalism - Meaning, Endangerment, Sustainability , in Rules,
Laws, Constitutions 172 ( Satish Saberwal et al. eds., 1998).
65 Eric Barendt, An Introduction To Constitutional Law 6 (1998).
66 Jutta Limbach, The Concept of the Supremacy of the Constitution 64 Mod. L. Rev. 1,
10 (2001).
35
67 Gerald Rosenberg, The Hollow Hope: Can Courts Bring About Social Change? 67 (1991).
68 Edwin Messe III, The Law of the Constitution, 61 Tul. L. Rev. 979 (1987).
69 American Constitutional Interpretation 410 (Walter F. Murphy et al. eds. 2003).
70 With reference to the legislature and the judiciary, some of these cases are
Kesavananda Bharati v. State of Kerala, (1973) 4 S.C.C. 225; In Re Keshav Singh,
A.I.R. 1965 S.C. 745; Bommai, (1994) 3 S.C.C. 1; Jagdambika Pal v. Union of India,
(1999) 9 S.C.C. 95; Kihoto Hollohan v. Zachillhu, A.I.R. 1993 S.C. 412.
36
judgment, the Central Government has been cautious in the application of Article
356. These decisions have ensured that Legislature and the Executive act within
their respective domain.
VII. Conclusion
[T]he fact that any people are able to govern themselves democratica
is an act of faith even more than one of reason, particularly becaus
constitutions and their institutions may shape men's actions, but the
cannot improve human character. Democracy is a messy business: subj
to greatness, meanness, and error. Constitutional government is work
progress; a matter of never ending adjustments. Each generation mu
cope with one anew.
37