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CONSORT Randomized Clinical Trial

Efficacy of Articaine versus Lidocaine in


Supplemental Infiltration for Mandibular First
versus Second Molars with Irreversible Pulpitis:
A Prospective, Randomized, Double-blind
Clinical Trial
Michael R. Shapiro, DMD, MS,*† Neville J. McDonald, BDS, MS,* Richard J. Gardner, DDS, MS,*‡
Mathilde C. Peters, DMD, PhD,* and Tatiana M. Botero, DDS, MS*

Abstract
Introduction: Profound pulpal anesthesia is difficult to Key Words
achieve in mandibular molars with irreversible pulpitis Articaine, inferior alveolar nerve block, infiltration, irreversible pulpitis, lidocaine,
(IP). However, there are no published randomized mandibular molars
controlled clinical trials comparing the success of supple-
mental buccal infiltration (BI) in mandibular first versus
second molars with IP. The purpose of this prospective,
randomized, double-blind study was to compare the effi-
O ne of the most difficult
situations dentists
routinely face is a patient
Significance
Mandibular molars with irreversible pulpitis present
cacy of 4% articaine with 2% lidocaine for supplemental challenges in achieving profound pulpal anes-
who presents a mandib-
BIs in mandibular first versus second molars with IP after thesia. This study showed that buccal infiltration
ular molar with symptom-
a failed inferior alveolar nerve block (IANB). This study’s with articaine significantly improves success rates
atic irreversible pulpitis
sample was combined with data from a previous trial. for mandibular second molars. Articaine and lido-
(IP). Frequently called a
Methods: One hundred ninety-nine emergency subjects caine showed similar success rates for mandibular
‘‘hot’’ tooth, such teeth
diagnosed with IP of a mandibular molar were selected first molars.
often present a significant
and received an IANB with 4% articaine. Subjects who challenge in achieving
failed to achieve profound pulpal anesthesia, determined adequate pulpal anesthesia. Three studies investigated mandibular posterior teeth
by a positive response to cold or pain upon access, with IP using an inferior alveolar nerve block (IANB) and supplementary techniques
randomly received 4% articaine or 2% lidocaine as a sup- after IANB failure (1–3). They found that achieving complete pulpal anesthesia is
plemental BI. Endodontic access was begun 5 minutes af- often difficult for the clinician. Even for subjects with healthy asymptomatic
ter infiltration. Success was defined as less than mild pain mandibular molars, IANB has a significant failure rate of 10%–39% (1–4).
during endodontic access and instrumentation on the Unfortunately, the success rate of IANB in mandibular molars with IP drops to
Heft-Parker visual analog scale. Results: There was a approximately 24% (4, 5).
25% IANB success rate with 4% articaine. The success Despite theoretical advantages, clinical studies of the Gow-Gates and Vazirani-
rate for articaine supplemental BI in first molars was Akinosi techniques have shown no difference in success rates (6). As an alternative,
61% versus 63% for second molars (P > .05). The success supplemental injections can be used including buccal infiltration (BI), periodontal lig-
of lidocaine in first molars was 66%, but for ament (PDL) injections (7), intraosseous injection (IO), local infiltration, and intrapul-
second molars it was 32% (P = .004). Conclusions: pal injections.
The success rate for IANB with 4% articaine was 25%. Ar- A relatively easy, safe, and comfortable alternative to conventional IANB is a
ticaine and lidocaine had similar success rates for supple- mandibular BI injection, which, despite the thicker cortical plate, has been shown to
mental infiltration in first molars, whereas articaine was be effective for mandibular molar anesthesia in asymptomatic patients (8). Several
significantly more successful for second molars. However, studies have used 4% articaine BI as a supplemental infiltration for mandibular molars
because BI often did not provide profound pulpal anes- with IP (1–3, 9). As a representative example, Ashraf et al (1) showed a success rate of
thesia, additional techniques including intraosseous anes- 29% with 2% lidocaine BI, whereas there was 71% success using articaine. However, a
thesia may still be required. (J Endod 2018;44:523–528)

From the *Department of Cariology, Restorative Sciences, and Endodontics, University of Michigan School of Dentistry, Ann Arbor, Michigan; †Private Practice
Limited to Endodontics, West Bloomfield, MI; and ‡Private Practice Limited to Endodontics, Ann Arbor, MI.
Address requests for reprints to Dr Tatiana M. Botero, School of Dentistry, University of Michigan, 1011 N University Rm. 2309, Ann Arbor, MI 48109-1078. E-mail
address: tbotero@umich.edu
0099-2399/$ - see front matter
Copyright ª 2018 American Association of Endodontists.
https://doi.org/10.1016/j.joen.2017.10.003

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CONSORT Randomized Clinical Trial
nonsupplemented IANB (either by 4% articaine or 2% lidocaine) was ally defined as a rating >0 mm and #54 mm. This range included the
successful only 14% of the time (1). descriptors faint, weak, and mild pain. Moderate pain was operationally
Rogers et al (5) published the first randomized, double-blind, defined as >54 mm and <114 mm. Severe pain was defined as
clinical trial of the efficacy of BI of 4% articaine versus 2% lidocaine $114 mm. The latter range included the following descriptors: strong,
when articaine was used for IANB. They found 4% articaine to be signif- intense, and maximum possible (11).
icantly more effective than 2% lidocaine, with success rates of 62% and To standardize the administration of anesthesia from patient to pa-
37%, respectively. tient, all anesthesia was delivered using the Midwest Comfort Control
The studies by Ashraf et al (1) and Roger et al (5) also found Syringe (Dentsply Professional, Des Plaines, IL). The syringe allows
apparent differences in success between first and second molars. the operator to select from a predetermined rate of anesthesia deter-
Rogers et al found that the success rate of approximately 62% for arti- mined by the technique of administration (eg, block, infiltration,
caine was similar for first and second molars. However, the success rate palatal, PDL, or intraosseous).
for lidocaine dropped significantly from 53% to 18% in first versus The study’s flowchart is shown in Figure 1. After a 60-second appli-
second molars. In contrast, Ashraf et al found that infiltration for cation of topical benzocaine (20%; Centrix, Shelton, CT), all study sub-
second molars was more effective than for first molars. jects received an initial IANB of 1.7 mL 4% articaine with 1:100,000
Because no study has yet compared the success rate of supple- epinephrine (Articadent; Dentsply Pharmaceutical, York, PA). The
mental anesthesia in first and second molars in a randomized, IANB involved a 27-G needle on the block setting of the Comfort Control
double-blind clinical trial, the purpose of this prospective clinical trial Syringe. The needle insertion was performed slightly lateral to the mid-
was to determine whether there is a difference in the pulpal anesthetic dle portion of the pterygomandibular raphe to contact bone with the
efficacy of 68 mg articaine (with 0.017 mg epinephrine) and 34 mg needle bevel directed toward the bone, slightly withdrawn, and aspi-
lidocaine (with 0.017 mg epinephrine) using supplemental infiltration rated, and the solution was deposited with the Midwest Comfort Control
for first or second mandibular molars. In addition, the study combines syringe at a rate of 0.02 mL/s.
the results of this study with those of Rogers et al (5) in order to increase IANB effectiveness was assessed 15 minutes postinjection by ques-
the sample size and, thus, the power function of statistical tests. tioning the patient about lip numbness. If the patient did not show pro-
found lip numbness, the block was considered missed, and the patient
was excluded from data analysis. If the patient reported lip numbness,
Materials and Methods the study proceeded to cold testing (Fig. 1). The inflamed tooth as well
Prestudy Phase as the adjacent molar and premolar were cold tested with Endo-Ice us-
To determine the appropriate sample size for this study, an a priori ing a size #3 saturated cotton pellet on the coronal third of the mesio-
power analysis was conducted based on relevant information in the buccal line angle of the molars and the coronal third on the buccal side
study by Rogers et al (5), which found no statistically significant differ- of the premolars. A positive cold response on the inflamed molar was
ence (ie, P > .05) between the success of articaine and lidocaine in first considered a failed block, at which point the patient received a
molars and no statistically significant difference between the success of randomly assigned supplemental BI. After a negative cold response,
articaine in first and second molars. nQuery  nTerim 3.0 software the tooth was isolated with a dental dam, and before initiating access,
(Statistical Solutions, Boston, MA) was used to performed power calcu- subjects were instructed to report, during access, any pain felt beyond
lations using the Fisher exact test. A sample size of 100 subjects was mild discomfort (VAS rating >54 mm). IANB success was operationally
planned in order to yield a combined sample size of 200. defined as the ability to access and instrument the tooth with no pain or
The study was approved by the Institutional Review Board at the not more than mild pain. Subjects who experienced pain beyond the
University of Michigan, Ann Arbor, MI (IRB00001999) and registered established criteria for success were considered to have had a ‘‘failed
on Clnicaltrials.gov (NCT01496846) (Supplemental Figs. 1 and 2 are block.’’ These subjects were randomly assigned to a supplemental infil-
available online at www.jendodon.com). Rogers et al’s (5) clinical pro- tration treatment (Fig. 1).
tocol was followed.
The volunteer subjects were patients of record at the University of
Michigan School of Dentistry who had pain in a mandibular molar. The
same operator (M.R.S.) provided screening, diagnosis, and anesthesia.
However, a separate operator often conducted the actual root canal
treatment. The patient’s medical history was reviewed to ensure no con-
traindications to dental treatment or the local anesthetic.
To qualify for the study, subjects had to meet the accepted Amer-
ican Association of Endodontics diagnostic criteria for a mandibular
first or second molar with symptomatic IP (10). Specifically, each pa-
tient had to have a history of greater than moderate pain in a lower first
or second molar as measured by the Heft-Parker visual analog scale
(VAS) (11) and lingering sensitivity to cold upon testing with Endo-
Ice (1,1, 1, 2 tetrafluoroethane; Hygenic Corp, Akron, OH). Exclusion
criteria included molars with an apical radiolucency or that were
necrotic upon endodontic access.
Following Rogers et al’s protocol (5), each patient was asked to
rate his or her pretreatment, postinjection, and posttreatment pain
on a Heft-Parker VAS by touching an iPad (Apple Inc, Cupertino, CA)
screen with a pain scale labeled with pain descriptors. In addition to
‘‘no pain,’’ the HP-VAS data were collapsed into 3 categories for ease Figure 1. The study flowchart; this figure depicts the flow of patients through
of reporting. No pain corresponded to 0 mm. Mild pain was operation- the study.

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CONSORT Randomized Clinical Trial
All anesthetic cartridges used in the study (1.7 mL 4% articaine epinephrine using the Midwest Comfort Control Syringe on the intraoss-
[Articadent] and 1.7 mL 2% lidocaine [Henry Schein, Dentsply Pharma- eous setting with a method similar to that of Dunbar et al (12). In the
ceutical, York, PA]) were subjected to block randomization (Research rare instance that the IO was contraindicated, a PDL or intrapulpal in-
Randomizer 3.0, Urbaniak and Plous, 2011). To prevent operators and jection was given.
subjects from identifying an anesthetic being used, unlabeled cartridges All patient data were entered into an online data input and man-
were numbered but were otherwise identical. The clinician (M.R.S.), agement system (Snapdragon Media, LLC, Ann Arbor, MI) using an Ap-
who was responsible for all patient management and each injection, ple iPad 2 (Apple Inc).
was neither involved with, nor aware of, which anesthetic was being To statistically compare articaine and lidocaine solutions for anes-
randomly assigned. thetic success after first establishing the data were not normally distrib-
After a failed IANB, topical anesthetic was applied for 60 seconds, uted, we used the chi-square test or the Fisher exact test on the raw data
and BI was performed with the assigned cartridge using the Comfort depending on the number of data points in the table cells. To statistically
Control Syringe. The injection site was adjacent to the affected molar, compare preoperative demographic variables and initial VAS scores
bisecting the approximate location of the mesial and distal roots at (preoperative VAS and age) within and between the treatment groups,
the mucobuccal fold. The needle was advanced to the estimated depth independent sample t tests were used. Additionally, we compared the
just superior to the apices of the mandibular molar, and the anesthetic study by Rogers et al (5) and the current study for all of these variables
was delivered at a rate of 0.017 mL/s. At 5 minutes postinfiltration, the to find statistical differences between the 2 samples. Results were
tooth was again cold tested (Fig. 1), and the infiltration was assessed as considered significant when the P value was <.05.
either ‘‘success’’ or ‘‘failure.’’ If the tooth tested positive to cold, the pa-
tient received immediate rescue anesthesia. Otherwise, access was initi-
ated.
Subjects experiencing greater than mild pain during access into Results
the dentin when entering the pulp chamber or with the initial file place- One hundred subjects participated in this study, each diagnosed
ment received rescue anesthesia because this infiltration was consid- with a mandibular first or second molar with IP. Of these, 1 patient
ered failed. The rescue anesthesia involved IO using the X-tip system did not show profound lip numbness at 15 minutes after the initial
(Dentsply International, York, PA) per manufacturer’s recommenda- IANB (‘‘missed’’ block) and was excluded from further data analysis.
tions. The IO was performed with 1.7 mL 4% articaine 1:100,000 Figure 2 illustrates the flow of subjects in the study.

Figure 2. The Consolidated Standards Of Reporting Trials flowchart.

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CONSORT Randomized Clinical Trial
As discussed earlier, the data from this study were combined with

Lidocaine

19 (50%)
19 (50%)
40  14

120  29

119  35
121  24
(n = 38)
those of Rogers et al (5). No adverse events were recorded in this study
in 201 patients, after 277 articaine injections. There were no significant
differences between the 2 samples. The baseline demographics for the
combined samples are provided in Table 1.
There were 199 subjects in the combined sample, 98 first molars

Second molar
and 101 second molars. The mean age in the combined sample was

Articaine

17 (42%)
23 (58%)
38  15

132  25

140  23
127  26
(n = 40)
39  5 years, with 97 men and 102 women. Although there was a sig-
nificant difference between the number of male/female subjects within
the first molar articaine and first molar lidocaine groups (P = .035),
there were no other significant differences between any of the other

TABLE 1. Overall Combined Baseline Patient Demographics and Baseline Visual Analog Scale (VAS) Inferior Alveolar Nerve Block (IANB) and Buccal Infiltration Groups (n = 199)
groups (P > .05). There were no statistically significant differences

36 (46%)
42 (54%)
41  16

129  24

128  30
127  25
(P > .05) between any of the anesthetic techniques in VAS pain scores

(n = 78)
Overall
during anesthetic administration.

Buccal infiltration
Figure 3 shows the anesthetic success for the IANB, BI, and IO
techniques for first versus second molars. For first molars, compared
with a 28% success rate of IANB, BI was 63% successful, and IO was
92% successful. By contrast, for second molars, the success rates

Lidocaine

13 (38%)
22 (62%)
35  14

133  18

128  12
136  21
(n = 35)
were 23% for IANB, 50% for BI, and 79% for IO. For each anesthetic
technique, there were no significant differences in success between first
and second molars (P > .05).
Table 2 shows the success rates of articaine and lidocaine BI in
both first and second molars. BI was successful 63% of the time with

First molar
first molars and 47% of the time with second molars. Although not sta-

Articaine

24 (67%)
12 (33%)
40  14

136  26

133  27
143  25
(n = 36)
tistically significant (P = .051), this difference is suggestive of a trend
toward higher success in first molars. Articaine was equally successful
across molar types with a 61% success rate for first molars and a 63%
success rate for second molars (P > .05). However, lidocaine’s success
showed statistically significant differences across molar types with a

37 (52%)
34 (48%)
37  13

133  23

131  23
138  24
(n = 71)
66% success rate in first molars versus a 32% success rate in
Overall
second molars (P = .004). In first molars, articaine BI was successful
61% of the time, and lidocaine was successful 66% of the time
(P > .05). For second molars, the success rate of 63% for articaine
BI was statistically significantly better than the 32% success rate for lido-
caine (P = .006).
Second molar
(n = 101)

46 (46%)
55 (54%)
41  16

128  27

124  30
132  25
Discussion
The current investigation follows up the study by Rogers et al (5),
which compared the success rates of supplemental BI with either arti-
IANB (4% articaine)

caine or lidocaine in mandibular molars with IP after a failed IANB with


Administered

articaine. This article presents the final data of an additional 100 sub-
First molar

51 (52%)
47 (48%)
37  13

134  23

131  23
138  24
(n = 98)

jects combined with the data from Rogers et al, totaling 201 subjects
from the same population using the same protocol.
To statistically compare the data of the 2 studies for preoperative
variables (including preoperative VAS, sex, and age), independent
t tests were used. In the absence of any statistically significant differ-
ences, the 2 data sets were combined, totaling 201 subjects; 199 were
102 (52%)
(n = 199)

97 (48%)
39  15

131  26

129  26
132  25

used for analysis. Because the 2 studies are from the same patient pop-
Overall

ulation and use the same protocol, totaling 201 subjects, it is likely that
the combined results provide a better representation of the actual per-
formance of supplemental BI with articaine and lidocaine in first molars
(n = 73) and second molars (n = 77) than either study independently.
The findings of this combined study support the fact that, especially
Mean age (years  SD)

Mean initial VAS score

in cases of IP, IANB is an unpredictable anesthetic technique. The 25%


Total (mean VAS)
demographics

combined success rate of IANB is similar to that found by others (3–5,


Sex (mean VAS)
and VAS
Baseline

13, 14). This reinforces the need to have alternatives to IANB like BI. It is
SD, standard deviation.

important to note that, of the 201 subjects, there were only 2 instances
Female
Sex (n, %)

Male
Female

of unsuccessful lip anesthesia, which were considered as missed blocks


Male

and excluded.
The success rates of supplemental BI with articaine and lidocaine
in first molars were similar, 61% with articaine and 66% with lidocaine

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CONSORT Randomized Clinical Trial

Figure 3. The success rates of various anesthetic techniques in first versus second molars.

(P > .05). However, in second molars, articaine was found to be signif- lars with IP appears to vary depending on the area of administration. In
icantly more effective, 63% versus 32% for lidocaine (P = .006). contrast to the studies by Ashraf et al (1) and Yadav et al (13), lido-
Although the success of articaine was virtually the same for both first caine’s performance in the first molar region was found to be similar
and second molars (61% vs 63%), lidocaine’s success rate decreased to that of articaine. Because lidocaine’s success rate dropped to 32%
significantly to 31%. These results agree with previous studies (1, 3, 5, for second molars, its use for supplemental BI for lower molars with
15–17). All of these studies involved subjects with a mandibular molar IP may be unpredictable.
with IP who received supplemental BI with either 4% articaine or 2% One possible explanation for the variability in the performance of
lidocaine after a failed IANB. Each study found that 4% articaine was the 2 anesthetics lies in the anatomic differences in the regions of the
significantly better than 2% lidocaine for supplemental infiltration in mandibular first and second molars (15). Studies have shown a consid-
IP mandibular molars. However, in all the studies except Rogers et al erable difference in the thickness of the buccal bone overlying mandib-
(5), lidocaine 2% was used for the IANB. Also, no study except Rogers ular first and second molars (16, 17). Therefore, the ability of an
et al specifically examined the differences between first and second anesthetic to penetrate through bone may play a crucial role in its
mandibular molars. The 2011 meta-analysis by Brandt et al (18) found success in supplemental BIs.
that articaine as an infiltration was 3.8 times more likely to be successful It has been postulated that articaine’s unique thiophene ring struc-
than lidocaine. A recent meta-analysis by Kung et al (19) found that, in ture provides superior and unique abilities to penetrate bone and other
cases of a failed IANB, supplementary infiltration with 4% articaine was tissues (20, 21). The lower pKa of articaine would translate into a
3.55 times more successful in achieving profound anesthesia than 2% greater percentage of the drug in the active base form although
lidocaine. Several studies, including those by Ashraf et al (1), Aggarwal whether this is a meaningful improvement over lidocaine is debatable
and Jain (2), and Yadav et al (13), found that articaine was significantly (18, 21). Moreover, articaine’s greater lipid solubility improves
better than lidocaine. However, because of the differences in the meth- diffusion through both nerve sheaths (such as the inferior alveolar
odology and techniques used by each, it is difficult to draw direct com- nerve) and neural membranes of individual axons comprising a
parisons with these studies. nerve trunk. This too should improve the efficacy of articaine (see
The results of this combined study agree with the findings of Skjevik et al (22) for underlying molecular mechanisms).
Fowler et al (14) that articaine’s performance is similar for both first Articaine’s unique properties seem to allow it to diffuse more
and second molars. Lidocaine’s performance in BI for mandibular mo- readily through bone than lidocaine. However, because the cortical

TABLE 2. Overall Combined Efficacy of Articaine and Lidocaine Buccal Infiltration in First Versus Second Molars by Sex (N = 149)
First molar (n = 71) Second molar (n = 78)
n (%) n (%) P value
Overall BI success 45/71 (63) 37/78 (47) .051
Anesthetic
Articaine (n = 76) 22/36 (61) 25/40 (63) .901
Male (n = 41) 14/24 (58) 11/17 (65) .680
Female (n = 35) 8/12 (67) 14/23 (61) .736
Lidocaine (n = 73) 23/35 (66) 12/38 (32) .004*
Male (n = 32) 11/13 (71) 7/19 (37) .007*
Female (n = 41) 12/22 (55) 5/19 (23) .067
BI, buccal infiltration.
*Significant difference.

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CONSORT Randomized Clinical Trial
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The authors wish to thank Dr Corey Powell for his invaluable 23. Kwon H, Shin Y, Cho SY, et al. Factors affecting the success rate of buccal infiltration
assistance in statistical analysis and Drs Stephen Margulis and anaesthesia in the mandibular molar region. Int Endod J 2014;47:1117–22.
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masters thesis. 25. Mikesell P, Nusstein J, Beck M, Weaver J. A comparison of articaine and lidocaine
Supported by the Department of Cariology Restorative Science for inferior alverolar nerve blocks. J Endod 2005;31:265–70.
and Endodontics, University of Michigan, School of Dentistry, Ann 26. Tortamano I, Siviero M, Costa C, et al. A comparison of the anesthetic efficacy of ar-
Arbor, MI. Dr Shapiro completed this study as part of his master of ticaine and lidocaine in patients with irreversible pulpitis. J Endod 2009;35:165–8.
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science degree. trations of articaine, lidocaine, and prilocaine as primary buccal infiltrations of the
The authors deny any conflicts of interest related to this study. mandibular first molar: a prospective randomized, double-blind study. J Endod
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org/10.1016/j.joen.2017.10.003). thetic. J Am Dent Assoc 2000;131:635–42.

528 Shapiro et al. JOE — Volume 44, Number 4, April 2018


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