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Chapter 1. Introduction
a. Background:
The management of acute respiratory distress syndrome (ARDS) has long been a
cornerstone in critical care medicine, requiring meticulous attention to ventilatory strategies
to optimize patient outcomes. Among these strategies, positive end-expiratory pressure
(PEEP) stands as a crucial intervention aimed at improving oxygenation and reducing
ventilator-induced lung injury. Given its critical role, recent literature has seen a surge in
studies exploring the nuances of PEEP application, including observational analyses.
personalized strategies, understanding pathophysiological mechanisms, and evaluating
outcomes through reviews and randomized controlled trials. This survey delves into the
breadth of current research, providing a comprehensive view of recent advancements and
ongoing debates surrounding PEEP in ARDS patients(Sklar & Munshi, 2022)
PEEP is a modality of mechanical ventilation that maintains a positive pressure within the
lungs at the end of expiration, aiming to keep alveoli open and improve gas exchange. Since
its inception, PEEP has been a subject of intense research, particularly in the context of
ARDS—a condition characterized by widespread inflammation and alveolar damage leading
to severe hypoxemia. The historical trajectory of PEEP research reflects a constant search
for the optimal balance between the beneficial effects on oxygenation and potential harm
due to overdistention and hemodynamic compromise.(Carpio & Mora, 2023; Chikhani et al.,
2016)
Focusing on recent advancements, this review delves into the personalized application of
PEEP, which has gained prominence due to the heterogeneity observed in ARDS patients.
Personalization is essential as a one-size-fits-all approach may not be suitable considering
the diverse etiologies, pathophysiology, and patient-specific characteristics like lung
mechanics and comorbidities. Current literature includes observational studies on PEEP in
ARDS, personalized PEEP strategies, the pathophysiological mechanisms of PEEP, reviews,
and meta-analyses of PEEP trials, and randomized controlled trials assessing different PEEP
strategies.(Cutuli et al., 2023; Sklar & Munshi, 2022)
b. Rationale:
Justify the Review:
The rationale for this comprehensive literature review is underscored by the evolving nature
of ventilatory management in ARDS and the imperative need for evidence-based
approaches. The relevance of this review is particularly accentuated by the recent SARS-
CoV-2 pandemic, which has thrust ARDS and its management into the limelight. By
examining the array of recent studies, this review endeavors to contribute to the ongoing
discourse on the optimization of PEEP, ultimately aiming to inform clinical decision-making
and improve patient outcomes(Coleman & Aldrich, 2021; Mart & Ely, 2020; Schmidt et al.,
2020).
These research questions will guide the narrative review by addressing the current
knowledge gaps and exploring the relationship between patient-specific characteristics and
the development of personalized PEEP strategies.
Chapter 2. Methodology:
a.inclusion Criteria: we will select relevant studies based on the publication date range, study
designs (e.g., randomized controlled trials, observational studies), and populations (e.g.,
adult patients, pediatric patients).
b. Databases: the electronic databases to be searched will include PubMed, Semantic scholar,
and Google scholar.
c. Search Terms: Provide a comprehensive list of keywords and Medical Subject Headings
(MeSH) terms to be used during the literature search.
d. Study Selection: studies discussing PEEP titration strategies and ventilatory protocols
Data Extraction
a. Data Items: Define the variables to be extracted from each included study, such as patient
demographics, PEEP titration methods, outcomes, and any patient-specific characteristics
considered in the PEEP strategy.
b. Data Extraction Process:
These characteristics can impact the optimal PEEP level by influencing lung mechanics,
hemodynamics, and disease severity. For instance, individuals with higher lung compliance
might be able to withstand higher PEEP levels, whereas those with severe pulmonary
hypertension may necessitate lower PEEP levels to prevent hemodynamic compromise.
This is the PEEP level that optimizes lung mechanics, hemodynamics, and gas exchange
for a given patient. The optimal PEEP level may vary depending on the patient's individual
characteristics.
2. Dependent Variable:
2.1 Optimal PEEP level:
Optimal PEEP can be considered as a dependent variable, as the optimal PEEP level may
vary depending on the individual characteristics of the patient.
2.2 Outcome Variables:
Mortality
Ventilator-free days
3. Control Variables:
3.1 Ventilator settings (other than PEEP):
These settings may affect lung mechanics and gas exchange and, therefore, need to be
controlled for when determining the optimal PEEP level.
These medications may affect respiratory drive and lung mechanics and, therefore, need to
be controlled for when determining the optimal PEEP level.
Fluid overload can exacerbate pulmonary edema and elevate the likelihood of ventilator-
induced lung injury, underscoring the importance of its management in establishing the
optimal PEEP level.
Other medical interventions, such as prone positioning and neuromuscular blockade, may
impact lung mechanics and gas exchange, and thus should be taken into account when
determining the optimal PEEP level.
4. Mediator Variables:
4.1 Lung mechanics:
PEEP can influence lung mechanics by augmenting lung volume and diminishing airway
resistance. These alterations in lung mechanics have the potential to enhance gas exchange
and mitigate the likelihood of ventilator-induced lung injury.
4.2 Hemodynamics:
PEEP can enhance gas exchange by augmenting lung volume and diminishing airway
resistance. These alterations in lung mechanics have the potential to optimize the matching
of ventilation and perfusion, consequently improving oxygenation and decreasing carbon
dioxide retention.
5. Moderator Variables:
5.1 Patient age:
Age may impact lung mechanics, hemodynamics, and disease severity, thus potentially
moderating the relationship between patient-specific characteristics and the optimal PEEP
level.
Disease severity may impact lung mechanics, hemodynamics, and gas exchange,
potentially moderating the relationship between patient-specific characteristics and the
optimal PEEP level.
6. Outcome Variables:
6.1 Mortality:
Optimal PEEP levels can impact mortality by decreasing the likelihood of ventilator-
induced lung injury and enhancing gas exchange.
PEEP may decrease ICU length of stay by enhancing clinical outcomes and mitigating
the risk of complications.
Table: Conceptual Variables
Variable
Description Role Relationship
Type
Conceptual Framework:
The conceptual framework of the study is based on the hypothesis that patient-specific
characteristics influence the optimal PEEP level in ARDS patients. We will investigate this
hypothesis by examining the relationships between the independent variables, dependent
variable, and outcome variables. The results of the study will be used to develop a
personalized PEEP strategy that takes into account patient-specific characteristics.
Relationships between variables:
In the paper by(Radhi et al., 2023), the authors discuss the significance of personalized
PEEP in ARDS management. They emphasize that despite numerous large studies, no
superior strategy between high or low PEEP has been definitively established, indicating
that the optimal PEEP level may be specific to each patient. They examine the
physiological impacts of PEEP and the different approaches to identifying the ideal
PEEP at the bedside, offering potential guidance to clinicians in caring for mechanically
ventilated patients and opening up new paths for research.
1.3 Implications
Theoretical Implications:
The recent research outlined in the reviewed papers significantly enhances the
theoretical understanding of ventilation strategies in medical and public health contexts.
The concept of individualized PEEP, as discussed by(Radhi et al., 2023a), challenges
traditional one-size-fits-all theories of ventilatory support and emphasizes the intricacies
of human respiratory physiology. It raises doubts about the validity of standardized
ventilation protocols and advocates for the growing paradigm of precision medicine,
where treatment is customized to the unique physiological and pathological attributes of
each patient.
Practical Implications:
The practical implications of these findings are extensive. For clinicians, the
transition towards personalized PEEP strategies in ARDS management could result in
the creation of novel protocols and bedside tools to enhance mechanical ventilation
settings for individual patients. This has the potential to enhance patient outcomes and
reduce the occurrence of ventilator-associated complications.
For surgical practice, the evidence presented by (Koritarova & Georgiev, 2022) may
prompt modifications in intraoperative and postoperative care protocols, potentially
shortening hospital stays and enhancing the quality of recovery for surgical patients.
Finally, the research gaps and discrepancies identified suggest a need for future
research directions, such as multicenter trials to validate protective ventilation strategies
across different patient populations and clinical settings.
Overall, the recent research supports a shift towards more nuanced and patient-
centered approaches to ventilation, which could have significant implications for
clinical practice, public health policy, and the broader healthcare system.
2.Personalized PEEP strategies
2.1 Findings
The article titled (Radhi et al., 2023)" Positive end-expiratory pressure in acute
respiratory distress syndrome; where have we been, where are we going?" discusses the
application of positive end-expiratory pressure (PEEP) in patients with Acute
Respiratory Distress Syndrome (ARDS). ARDS is a complex condition associated with
high mortality and limited therapeutic options. PEEP is commonly used in ARDS
management as part of a protective lung ventilation strategy to optimize respiratory
system compliance and improve oxygenation.
However, the effectiveness of PEEP can vary significantly among patients, and
inappropriate levels of PEEP can potentially cause harm. Traditionally, clinical trials
have compared strategies employing low PEEP with those using higher PEEP levels.
Yet, no superior strategy has emerged, possibly due to the failure to stratify patients
based on their individual responses to different PEEP levels.
The article proposes the concept of personalized PEEP strategies, emphasizing the
importance of individualizing PEEP based on patient-specific factors. In the era of
personalized medicine, a one-size-fits-all approach may not be suitable for PEEP
management. Instead, the authors suggest tailoring PEEP levels to each patient's
physiology and response, considering factors such as lung compliance and oxygenation
status.
The manuscript reviews various physiological effects of PEEP and methods available
for determining optimal PEEP at the bedside. It provides guidance for physicians
managing mechanically ventilated patients and identifies new avenues for research in
this field.
Overall, the article advocates for a shift towards personalized PEEP strategies in
ARDS management, emphasizing the importance of individualized approaches to
optimize patient outcomes.
3. Conclusions:
- Prone positioning led to increased transpulmonary pressures while improving
oxygenation and hemodynamics when PEEP was titrated according to the lower PEEP
table recommended by the ARDS Network.
- Lower PEEP strategy (PEEPARDSNetwork) combined with prone positioning may
contribute to a lung-protective ventilation strategy in moderate to severe ARDS.
4. Patient Selection and Generalizability: The study includes a specific cohort of patients
with moderate to severe ARDS, raising questions about the generalizability of findings
to broader ARDS populations. Further studies should explore the applicability of
personalized PEEP strategies and prone positioning across different ARDS severity
levels and etiologies.
In summary, while the study sheds light on the potential benefits of personalized PEEP
strategies in conjunction with prone positioning for ARDS management, several research
gaps exist, emphasizing the need for further investigation to optimize ventilatory support
and improve patient outcomes in this population.
The article “How I set up Positive End-Expiratory Pressure: Evidence- And physiology-
based!”by Rezoagli et al. 2019(Rezoagli & Bellani, 2019) discusses the efficacy and
impact of personalized Positive End-Expiratory Pressure (PEEP) strategies in the
treatment of critically ill patients, particularly those suffering from Acute Respiratory
Distress Syndrome (ARDS). PEEP is highlighted as a crucial intervention in preventing
alveolar collapse, counteracting surfactant impairment, and reducing intrapulmonary
shunting. The authors emphasize the benefits of maintaining alveolar recruitment through
PEEP, which leads to higher end-expiratory lung volume (EELV) and improved
compliance of the respiratory system (CRS). Additionally, PEEP is recognized for its role
in reducing ventilation heterogeneity and protecting against atelectrauma and biotrauma.
The article by Baedorf Kassis et al. 2018(Baedorf Kassis et al., 2018) discusses the
efficacy and impact of personalized positive end-expiratory pressure (PEEP) strategies in
managing patients with acute respiratory distress syndrome (ARDS). It emphasizes the
importance of PEEP in lung-protective ventilation strategies but acknowledges the lack
of standardized methods to set PEEP levels. The use of esophageal manometry is
highlighted as a valuable tool for personalizing and optimizing mechanical ventilation in
ARDS patients by estimating pleural pressures and differentiating between chest wall and
lung contributions to respiratory mechanics.
The article suggests that elevated pleural pressures may lead to negative transpulmonary
pressures at end expiration, resulting in lung collapse. By measuring esophageal pressures
and adjusting PEEP to maintain positive transpulmonary pressures, atelectasis,
derecruitment of the lung, and cyclical opening and closing of airways and alveoli can be
minimized, thus optimizing lung mechanics and oxygenation.
Although acknowledging some limitations such as spatial and positional artifacts, the
article suggests that esophageal pressures provide valuable insights into a patient's unique
physiology, aiding in clinical decision-making at the bedside. It cites multiple studies
illustrating the benefits of using esophageal pressures to titrate PEEP in patients with
obesity and ARDS.
Overall, the article supports the use of personalized PEEP strategies based on
esophageal pressures to improve clinical outcomes in ARDS patients by optimizing lung
mechanics and oxygenation.
4. Long-Term Outcomes and Safety: While optimizing PEEP may improve short-term
outcomes such as oxygenation and lung compliance, the long-term effects and safety of
personalized PEEP strategies remain unclear. Future studies should investigate the impact
of personalized PEEP on long-term outcomes, including ventilator-free days, mortality,
and ventilator-induced lung injury. 5. Cost-Effectiveness Analysis: Personalized PEEP
strategies may involve additional resources and monitoring equipment. Therefore, it is
essential to conduct cost-effectiveness analyses to evaluate the economic implications of
implementing these strategies in clinical practice. In conclusion, while personalized PEEP
strategies hold promise for improving outcomes in ARDS patients, further research is
needed to address existing gaps and validate their clinical utility. This will require
collaboration between clinicians, researchers, and industry partners to advance
personalized medicine in critical care settings.
Several research gaps and implications are worth noting in (Rezoagli & Bellani, 2019)
1. Clinical Validation: The personalized PEEP strategy proposed in the article is largely
based on physiological principles and clinical experience. However, further validation
through well-designed clinical trials is necessary to assess its efficacy and impact on
patient outcomes, including mortality rates.
3. Optimal PEEP Levels: although higher PEEP levels have shown potential benefits in
enhancing survival among ARDS patients, the precise optimal PEEP level for each
individual patient remains unclear. Subsequent research endeavors should strive to
ascertain the most suitable PEEP level by considering patient-specific variables and the
severity of the underlying disease.
4. Long-Term Impact: The article emphasizes the short-term benefits of personalized PEEP
strategies, including enhanced oxygenation and compliance. Nevertheless, it is crucial to
also assess the long-term effects on lung function, ventilator-free days, and quality of life
in forthcoming studies.
Regarding research gaps and implications in study (Baedorf Kassis et al., 2018), the
article emphasizes the need for further investigation into the optimal methods for PEEP
titration in ARDS patients. While esophageal manometry shows promise as a tool for
personalized PEEP strategies, more research is needed to validate its effectiveness and
feasibility in different clinical settings. The article also stresses the importance of
addressing spatial and positional artifacts associated with esophageal pressure
measurements to ensure accurate and reliable results. Further studies should explore the
potential impact of personalized PEEP strategies on long-term outcomes, such as
mortality and ventilator-free days, to better understand their clinical significance.
Additionally, research should focus on identifying patient populations that may benefit
most from personalized PEEP strategies and developing standardized protocols for their
implementation in clinical practice.
3. Reviews and meta-analyses of PEEP trials
3.1 Findings
These documents summarizes key findings from several papers concerning the use of
Positive End-Expiratory Pressure (PEEP) in mechanical ventilation strategies across
various clinical settings. PEEP is a crucial component of ventilatory support, which has
been the subject of extensive research, particularly in its application in different patient
populations such as those with obesity, acute respiratory distress syndrome (ARDS), and
in the context of mechanical ventilation in general.
In the study by (Wang et al., 2022) a network meta-analysis was conducted to determine
the most effective mechanical ventilation strategy for lung protection in patients with
obesity undergoing surgery. The paper concluded that volume-controlled ventilation with
individualized PEEP and a recruitment maneuver (VCV+PEEPind+RM) was the most
effective strategy for improving oxygenation and reducing pulmonary atelectasis. This
study suggests a tailored approach to mechanical ventilation for patients with obesity,
emphasizing individualization and the use of recruitment maneuvers.
On the contrary, (Yamamoto et al., 2022) conducted a systematic review and meta-
analysis to evaluate the effectiveness of higher PEEP in ARDS patients. The results did
not demonstrate a significant decrease in 28-day mortality with the implementation of
higher PEEP compared to lower PEEP. This indicates that the advantage of higher PEEP
might not apply universally to all ARDS patients and that additional factors, like the
utilization of low tidal volume strategies, could influence the efficacy of PEEP.
In a similar (LI et al., 2022) conducted a meta-analysis and found that the driving
pressure-guided ventilation strategy was associated with decreased mortality and
improved oxygenation index in mechanically ventilated patients. This aligns with Yang's
review, reinforcing the potential clinical benefits of focusing on driving pressure during
mechanical ventilation.
The reviewed papers collectively enhance our understanding of the role of PEEP and
mechanical ventilation strategies in different clinical settings. While there is a consensus
on the importance of individualized approaches and the potential benefits of recruitment
maneuvers in patients with obesity, there is less agreement on the benefits of higher PEEP
in ARDS patients. Emerging evidence on driving pressure-guided ventilation strategies
suggests potential advantages over traditional parameters such as PEEP levels.
In conclusion, while the current body of research has significantly advanced our
understanding of mechanical ventilation strategies, these gaps and discrepancies
underscore the need for ongoing research efforts. Addressing these areas could lead to
more personalized, effective, and evidence-based mechanical ventilation practices that
improve patient outcomes across various clinical settings.
3.3 Implications
The practical implications of the findings from the reviewed themes are profound and
multifaceted, impacting clinical practice, policy formulation, and future research
directions in respiratory care and critical medicine.
In the context of ARDS, the lack of consensus on the benefits of higher PEEP
underscores the necessity for a more nuanced approach to managing these patients.
Clinicians may need to consider additional factors, such as lung recruitability and
individual patient response, rather than adhering to a one-size-fits-all PEEP strategy. This
could inform the development of dynamic clinical guidelines that allow for more
personalized treatment plans.
The implications for policy are equally significant. The emerging evidence on the
efficacy of driving pressure-guided ventilation strategies may prompt healthcare
organizations and professional bodies to update their guidelines to include this parameter
as part of lung-protective ventilation protocols.
For future research directions, the gaps identified in the current body of literature
suggest that large-scale, multicenter RCTs are required to establish more definitive
evidence for the use of specific mechanical ventilation strategies. Researchers should also
explore the development of predictive tools using machine learning and artificial
intelligence to aid in the real-time adjustment of ventilation parameters for individual
patients.
On a theoretical level, the findings from these papers challenge and refine existing
theories regarding the pathophysiology of mechanically ventilated patients. The focus on
driving pressure, for example, shifts the theoretical emphasis from traditional parameters
such as PEEP and tidal volume to a more holistic view of lung mechanics during
ventilation. This could lead to the development of new theoretical frameworks that better
explain the complex interactions between different ventilation parameters and patient
outcomes.
In summary, the insights gleaned from the recent research on mechanical ventilation
strategies have significant implications for improving patient care, shaping healthcare
policies, and guiding future scientific inquiry. The emphasis on individualized care, the
potential shift towards driving pressure-guided ventilation, and the reaffirmed importance
of effective ventilation systems in public health highlight the dynamic and evolving
nature of respiratory care and its foundational theories.
4. Randomized controlled trials of PEEP strategies
4.1 Findings
These documents summarizes the key findings from various randomized controlled
trials that focus on the efficacy and outcomes of different Positive End-Expiratory
Pressure (PEEP) strategies in mechanical ventilation. The papers are grouped based on
the patient population and context in which the PEEP strategies were evaluated.
In the study by (Elhaddad et al., 2022) the authors compared three different ventilation
strategies during CPB: no mechanical ventilation (NOV), continuous positive airway
pressure (CPAP) of 5 cmH2O, and low tidal volume (LTV) pressure-controlled
ventilation. They found that maintaining ventilation during CPB, particularly with the
LTV strategy, was linked to improved post-bypass oxygenation. However, there was no
significant reduction in postoperative pulmonary complications (PPCs) among the
different strategies.
(LI et al., 2022) conducted a meta-analysis to assess the effects of a driving pressure-
guided ventilation strategy in adult patients undergoing mechanical ventilation. They
compared this approach to a lung protective ventilation (LPV) strategy and aimed to
collect evidence from different randomized controlled trials. The paper demonstrates a
focus on optimizing mechanical ventilation strategies, although specific outcomes are not
detailed in the abstract.
(Wang et al., 2022) investigated the impact of varying tidal volumes on extravascular
lung water in piglet models of ARDS induced by paraquat. Their findings indicated that
employing a lung-protective ventilation approach with lower tidal volumes led to a
reduction in extravascular lung water and enhanced oxygenation when contrasted with
the use of higher tidal volumes.
The studies reviewed here illustrate ongoing research into the optimization of PEEP
strategies across different patient populations and clinical scenarios. While there is a
general consensus on the potential benefits of tailored ventilation strategies, more
research is needed to establish best practices and guidelines that can be applied
universally.
4.2 Research Gaps
The reviewed studies provide valuable insights into the use of different mechanical
ventilation strategies across various patient populations. However, there are several
research gaps and discrepancies that warrant further investigation.
By addressing these research gaps, the medical community can move towards more
personalized and effective mechanical ventilation strategies that optimize outcomes for
patients with diverse respiratory needs.
4.3 Implications
The implications of the findings from these studies are both theoretical and practical,
offering valuable insights that may shape future research, clinical practice, and policy in
the field of mechanical ventilation.
Theoretical Implications
From a theoretical perspective, the studies collectively contribute to the evolving
understanding of lung mechanics and the pathophysiology of ventilator-induced lung
injury (VILI). The nuanced exploration of different PEEP strategies, including low-tidal
volume and pressure-controlled ventilation, and their variable effects on oxygenation and
lung protection, highlights the complexity of pulmonary responses to mechanical
ventilation. These findings challenge the one-size-fits-all theory of mechanical ventilation
and support a more individualized approach to ventilatory support. The growing body of
evidence suggests that lung protective strategies may need to be tailored not only to the
patient's condition but also to the specific phase of illness or surgery.
Practical Implications
Practically, the implications of these studies are significant for clinical practice. For
instance, the use of low-tidal volume ventilation during cardiopulmonary bypass in
pediatric cardiac surgery could become a standard practice if further research confirms its
benefits in oxygenation without increasing PPCs. In neonatal care, the positive outcomes
associated with high-frequency oscillatory ventilation could influence guidelines on
managing severe respiratory distress syndrome in preterm babies, potentially reducing the
incidence and severity of bronchopulmonary dysplasia.
For adult patients with ARDS, the findings concerning lung protective strategies and
the potential benefits of driving pressure-guided ventilation could influence critical care
protocols and mechanical ventilation settings, potentially leading to decreased morbidity
and enhanced outcomes for this patient cohort.
Policy-wise, these studies may prompt healthcare systems to adopt new protocols and
invest in training for healthcare providers to apply evidence-based ventilation strategies.
This is especially pertinent in the realm of pediatric and neonatal intensive care, where
the stakes are high, and the margin for error is small.
5. Time and Resource Constraints: Implementing personalized PEEP strategies may require
additional time and resources for data collection, analysis, and decision-making. This can
pose challenges in busy clinical settings where healthcare professionals may already be
facing time constraints.
6. Lack of Robust Evidence: Despite the increasing interest in personalized PEEP strategies,
the evidence supporting their effectiveness and impact on patient outcomes remains
limited. Well-designed clinical trials and large-scale studies are required to establish more
robust evidence for the implementation of personalized PEEP strategies.
It is crucial to address these limitations and challenges to improve the feasibility and
clinical utility of personalized PEEP strategies and to facilitate their effective
implementation in routine clinical practice.
5.Education and Training: offering education and training programs for healthcare
professionals on personalized PEEP strategies can improve their comprehension of the
fundamental principles and provide them with the essential skills to implement these
strategies proficiently. This may involve workshops, online courses, or educational
materials.