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The British Journal of Psychiatry (2013)

202, 14–21. doi: 10.1192/bjp.bp.111.107664

Review article

Natural history, predictors and outcomes


of depression after stroke: systematic review
and meta-analysis
Luis Ayerbe, Salma Ayis, Charles D. A. Wolfe and Anthony G. Rudd

Background
Depression after stroke is a distressing problem that may be cumulative incidence of 39–52% within 5 years of stroke.
associated with other negative health outcomes. The rate of recovery from depression among patients
depressed a few months after stroke ranged from 15 to 57%
Aims 1 year after stroke. Major predictors of depression are
To estimate the natural history, predictors and outcomes of disability, depression pre-stroke, cognitive impairment, stroke
depression after stroke. severity and anxiety. Lower quality of life, mortality and
Method disability are independent outcomes of depression after stroke.
Studies published up to 31 August 2011 were searched and
reviewed according to accepted criteria. Conclusion
Interventions for depression and its potential outcomes are
Results required.
Out of 13 558 references initially found, 50 studies were
included. Prevalence of depression was 29% (95% CI 25–32), Declaration of interest
and remains stable up to 10 years after stroke, with a None.

The incidence, prevalence and predictors of depression after they were limited to specific patient characteristics (e.g. patients
stroke, together with its associated outcomes, have been of a specific age group); studies of mixed populations (e.g. stroke
investigated in the past few decades. Previous reviews on this topic and head injury) unless separate results for stroke patients were
summarised the evidence available until 20001 and then again identified; convenience sampling; unstructured assessment of
until 2004.2,3 More recently, Kouwenhoven et al reviewed mood; mood reported only as a continuous variable (not
prevalence, predictors and outcomes of depression within a categorising patients as depressed or not depressed); studies with
month of stroke.4 However, the studies included in these retrospective recruitment; and studies using only univariate
reviews had important limitations such as small sample size, short analyses.
follow-up and weak analyses. There are also no updated reviews of In some cases, similarities between studies indicated the
the long-term incidence, prevalence, predictors and outcomes of possibility of multiple publications from the same cohort. In the
depression after stroke. absence of explicit cross-referencing, we considered articles to be
This systematic review and meta-analysis summarises the from the same cohort if there was evidence of overlapping
available evidence on incidence, prevalence, predictors and recruitment sites, study dates and grant funding numbers, or there
associated outcomes of depression after stroke, both in the short were similar reported patient characteristics in the studies. Where
and long term. several articles reported results from the same population, data
were taken from the publication with the longest follow-up. When
more than one method of assessment for depression was used, the
Method result of the assessment that was discussed more in-depth by the
authors was included in the meta-analysis. When the prevalences
The Meta-analysis Of Observational Studies in Epidemiology of major and minor depression were reported separately, they were
(MOOSE) criteria5 were used to undertake this review and grouped as depression.
meta-analysis. Studies of predictors of depression that were included used
Observational studies reporting prevalence, incidence, depression as a dependent variable in a statistical model where
cumulative incidence, duration, predictors or outcomes of potential predictors were explanatory variables. Studies of
depression after stroke were searched in the following databases: outcomes of depression that were included used outcomes as a
EMBASE (1947 – August 2011), MEDLINE (1948 – August dependent variable in a model where depression was an
2011), PsycINFO (1806 – August 2011) and ISI Web of Science explanatory variable. Studies using only univariate analysis were
(1900 – August 2011). The search strategy is presented in the not included as their results could be highly confounded.7 For
online supplement. Reference lists of all systematic reviews studies of predictors or outcomes, information was collected on
identified were hand-searched for relevant studies.1–4 all of the variables analysed as potential predictors, outcomes
Only studies defining depression as a diagnosis made using and confounders. Only studies reporting outcomes measured at
DSM-IV6 criteria, a score above a cut-off point in a validated scale, a later time point than depression were included. Information
or another validated method of diagnosis were included. There was collected on all of the variables analysed as potential
were no restrictions on the basis of language, sample size or predictors, outcomes and confounders. The quality of studies
duration of follow-up. Studies were excluded if they had any of was assessed according to accepted criteria presented in a previous
the following: studies limited to specific clinical characteristics systematic review.2 Authors of studies were contacted when there
(e.g. strokes in specific locations, strokes of a specific subtype); were questions about whether papers met the inclusion criteria

14
Depression after stroke

and also to verify methods and results that may not have been
reported. MEDLINE + ISI Web of
EMBASE + 13 658 Science search
PsycInfo (OVID) 7 references 8 results:
search results: 3859 references
Statistical methods 9799 references

A meta-analysis was undertaken to obtain pooled estimates of the 7 751 duplicates


6
prevalence of depression. Studies were classified into four
12 907 abstracts
categories: acute phase (within 1 month of stroke); medium-term
phase (1–6 months); long-term phase (6 months to 1 year); very 6 12 402 not relevant
long-term phase (more than 1 year after stroke). A second meta- 505 studies assessed for
inclusion/exclusion criteria
analysis was conducted in which studies were classified as
population, hospital or rehabilitation studies. For studies with 6 6
follow-up assessments at more than one time point, only results
501 originals 4 reviews
from the last follow-up were included in the meta-analysis. This
was done to obtain pooled estimates of prevalence in the long 381 studies
term after stroke avoiding the bias that would have been not reporting 73 studies 6
introduced by entering repeated estimates of the same study in incidence, not fitting 9 additional studies
prevalence, 8 7 inclusion
the meta-analysis. However, data from measurements at all time preditors or criteria
points were also recorded and are presented in the following associations 5 not fitting
7 inclusion
tables. Studies with time of follow-up reported as an interval 6 6
(e.g. 1–24 months) were included in the category of the earliest
46 eligible studies 4 eligible studies
time point as it was considered to be the least affected by drop
out due to mortality. Categorisation of these studies according 6
to their mid time point of follow-up was also attempted but the 50 studies included reporting either natural history,
predictors or outcomes of depression after stroke
differences of the estimates using earliest time point and mid time Incidence and/or prevalence of depression
point was found to be negligible. A funnel plot was used to after stroke reported in 43 studies
investigate possible publication bias. Predictors of depression after stroke reported in 10 studies
Outcomes of depression after stroke reported in 5 studies
The number of studies reporting estimates of natural history
of depression after stroke other than prevalence (e.g. incidence)
was small. The assessments for depression had been conducted Fig. 1 Results of the literature search.a
at different time points in each of these studies. Therefore, a a. Many studies, together with prevalence of depression after stroke, reported either
predictors or outcomes of depression after stroke.
meta-analysis to obtain pooled estimates of other measures of
natural history was not conducted. Results presented by individual
studies were reported separately. not accounting for whether the onset of depression occurred
before or after the stroke (Table 1, Table 2 and online Table DS1).

Results
Natural history of depression after stroke
Fifty studies, published between 1983 and 2011, reporting In total, 43 studies, including 20 293 patients, reported depression
incidence, prevalence, cumulative incidence, duration, predictors after stroke (Table DS1). Overall, 6 were population-based
or associated outcomes of depression after stroke were included studies,8–13 15 were hospital studies14–28 and 22 were
in this review (Fig. 1). In all of them the analyses were based on rehabilitation studies.29–50 The number of patients assessed for
the result of assessments for depression conducted after stroke, depression in each study ranged from 14 to 13 999. Only nine

Table 1 The natural history of depression after stroke


Cumulative Proportion of Patients with
Time of the incidence during patients recovering depression in all Incident
assessments the follow up, % at follow-up the assessments, % cases

Wade 198712 3 weeks 48 17


6 months 5% at 6 months
1 year 15% by 1 year 10% at 1 year
House 199110 1 month 39 7
6 months
1 year
Aström 199330 Discharge 36
3 months
1 year 57% by 1 year
2 years
3 years 36% by 3 years
Farner 201037 18 days
13 months 45% at 13 months 35% at 13 months
Ayerbe 201151 3 months 52 6
1 year 50% at 1 year 15% at 1 year
3 years 54% at 3 years 20% at 3 years
5 years 55% at 5 years 20% at 5 years

15
Ayerbe et al

Author and year ES (95% confidence limits) % weight

51 month
Daily, 1983 7 0.25 (0.10, 0.40) 1.83
Eastwood, 1989 7 0.54 (0.44, 0.64) 2.21
Ng, 1995 7 0.29 (0.16, 0.41) 2.03
Diamond, 1995 7 0.29 (0.05, 0.52) 1.22
Lincoln, 1998 7 0.13 (0.06, 0.20) 2.47
VandeWeg, 1999 7 0.35 (0.25, 0.45) 2.24
Kellermann, 1999 7 0.27 (0.17, 0.36) 2.29
Langhorne, 2000 7 0.16 (0.12, 0.20) 2.66
Gillen, 2001 7 0.13 (0.09, 0.17) 2.66
Mast, 2004 7 0.36 (0.30, 0.43) 2.50
Eriksson, 2004 7 0.14 (0.14, 0.15) 2.76
Caeiro, 2006 7 0.46 (0.39, 0.53) 2.46
Kaji, 2006 7 0.25 (0.16, 0.34) 2.35
Storor, 2006 7 0.33 (0.21, 0.45) 2.10
Fure, 2006 7 0.14 (0.09, 0.19) 2.61
Barker Collo, 2007 7 0.18 (0.09, 0.27) 2.35
Beghi, 2009 7 0.27 (0.17, 0.36) 2.29
Sienkiewicz-Jarosz, 2010 7 0.34 (0.28, 0.40) 2.56
Kitisomprayoonkul, 2010 7 0.57 (0.46, 0.67) 2.20
Subtotal (I2 = 94.3%, P = 0.000) 0.28 (0.23, 0.34) 43.79

1–6 months
Ebrahim, 1987 7 0.23 (0.16, 0.30) 2.50
Shima, 1994 7 0.60 (0.49, 0.72) 2.12
Burvill, 1995 7 0.23 (0.18, 0.28) 2.62
Knapp,1998 7 0.27 (0.11, 0.42) 1.77
Jürgensen, 1999 7 0.19 (0.11, 0.28) 2.35
Bayer, 2001 7 0.25 (0.18, 0.32) 2.52
Fatoye, 2009 7 0.40 (0.31, 0.49) 2.35
Raju, 2010 7 0.37 (0.30, 0.44) 2.46
Subtotal (I2 = 86.7%, P = 0.000) 0.31 (0.24, 0.39) 18.68

6 months to 1 year
Wade, 1987 7 0.18 (0.14, 0.22) 2.66
Bacher, 1990 7 0.31 (0.16, 0.45) 1.88
House, 1991 7 0.16 (0.08, 0.24) 2.44
Angeleri, 1997 7 0.34 (0.28, 0.41) 2.49
Kauhanen, 1999 7 0.42 (0.32, 0.52) 2.25
Hayee, 2001 7 0.42 (0.34, 0.49) 2.43
Farner, 2010 7 0.48 (0.39, 0.58) 2.30
Subtotal (I2 = 91.8%, P = 0.000) 0.33 (0.23, 0.43) 16.45

41 year
Morris, 1990 7 0.13 (0.04, 0.21) 2.36
Aström, 1993 7 0.29 (0.16, 0.41) 2.03
Robinson, 1999 7 0.42 (0.28, 0.56) 1.94
Gesztelyi, 1999 7 0.11 (0.05, 0.17) 2.58
Löfgren, 1999 7 0.38 (0.24, 0.52) 1.92
Paul, 2006 7 0.17 (0.12, 0.21) 2.65
Bergersen, 2010 7 0.28 (0.21, 0.35) 2.49
Chausson, 2010 7 0.26 (0.20, 0.31) 2.59
Wolfe, 2011 7 0.36 (0.29, 0.43) 2.51
Subtotal (I2 = 87.0%, P = 0.000) 0.25 (0.19, 032) 21.08

Overall (I2 93.9%, P = 0.000) 0.29 (0.25, 0.32) 100.00


NOTE: Weights are from random effects analysis

70.719 0 0.29 0.719

Fig. 2 Pooled prevalence of depression stratified by length of follow-up.

studies assessed more than 200 patients8,9,11–13,18,27,38,43 and only 25% (95% CI 19–32) at more than 1 year (Fig. 2). The pooled
one study assessed more than 1000 patients.18 prevalence of depression at any time point in population studies
Across the 43 studies, 29 studies used validated scales, 12 was 22% (95% CI 17–28), in hospital studies 30% (95% CI 24–
studies used DSM criteria, and 2 studies used a validated question. 36), and 30% (95% CI 25–36) in rehabilitation studies (Fig. 3).
Overall, 11 different methods were used to assess depression. The The prevalence rates did not differ significantly over time or in
cut-off points for the same scale used to assess depression across studies of different settings. Heterogeneity was significant for all
different studies were not consistent. investigated categories. Studies with small sample sizes tended to
Only 8 studies reported the prevalence of depression more report larger estimates of prevalence.
than 1 year after stroke, and only 13 studies assessed patients at Five studies reported other measures of natural history of
more than one time point. depression after stroke, including incidence, cumulative incidence
The pooled prevalence of depression observed at any time and duration of depression (Table 1).10,12,30,37,51 Incidence in year
point was 29% (95% CI 25–32), with a prevalence of 28% 1 ranged from 10 to 15% in the two studies reporting it.
(95% CI 23–34) within a month of stroke, 31% (95% CI 24–39) Cumulative incidence ranged from 39 to 52% in three studies with
at 1–6 months, 33% (95% CI 23–43) at 6 months to 1 year, and follow-up periods between 1 and 5 years. Three studies reported

16
Depression after stroke

Author and year ES (95% confidence limits) % weight

Rehabilitation
Daily, 1983 7 0.25 (0.10, 0.40) 1.83
Eastwood, 1989 7 0.54 (0.44, 0.64) 2.21
Morris, 1900 7 0.13 (0.04, 0.21) 2.36
Bacher, 1990 7 0.31 (0.16, 0.45) 1.86
Aström, 1993 7 0.29 (0.16, 0.41) 2.03
Shima, 1994 7 0.60 (0.49, 0.72) 2.12
Ng, 1995 7 0.29 (0.16, 0.41) 2.03
Diamond, 1995 7 0.29 (0.05, 0.52) 1.22
Angeleri, 1997 7 0.34 (0.28, 0.41) 2.49
Lincoln, 1998 7 0.13 (0.06, 0.20) 2.47
Jürgensen, 1999 7 0.19 (0.11, 0.28) 2.35
Kauhanen, 1999 7 0.42 (0.32, 0.52) 2.25
VandeWeg, 1999 7 0.35 (0.25, 0.45) 2.24
Kellermann, 1999 7 0.27 (0.17, 0.36) 2.29
Löfgren, 1999 7 0.38 (0.24, 0.52) 1.92
Langhorne, 2000 7 0.16 (0.12, 0.20) 2.66
Gillen, 2001 7 0.13 (0.09, 0.17) 2.66
Mast, 2004 7 0.36 (0.30, 0.43) 2.50
Eriksson, 2004 7 0.14 (0.14, 0.15) 2.76
Barker Collo, 2007 7 0.18 (0.09, 0.27) 2.35
Bergersen, 2010 7 0.28 (0.21, 0.35) 2.49
Farner, 2010 7 0.48 (0.39, 0.58) 2.30
Kitisomprayoonkul, 2010 7 0.57 (0.46, 0.67) 2.20
Subtotal (I2 = 94.3%, P = 0.000) 0.30 (0.25, 0.36) 51.61

Hospital
Ebrahim, 1987 7 0.23 (0.16, 0.30) 2.50
Knapp,1998 7 0.27 (0.11, 0.42) 1.77
Robinson, 1999 7 0.42 (0.28, 0.56) 1.94
Gesztelyi, 1999 7 0.11 (0.05, 0.17) 2.58
Hayee, 2001 7 0.42 (0.34, 0.49) 2.43
Bayer, 2001 7 0.25 (0.18, 0.32) 2.52
Caeiro, 2006 7 0.46 (0.39, 0.53) 2.46
Kaji, 2006 7 0-.25 (0.16, 0.34) 2.35
Storor, 2006 7 0.33 (0.21, 0.45) 2.10
Fure, 2006 7 0.14 (0.09, 0.19) 2.61
Beghi, 2009 7 0.27 (0.17, 0.36) 2.29
Fatoye, 2009 7 0.40 (0.31, 0.49) 2.35
Sienkiewicz-Jarosz, 2010 7 0.34 (0.28, 0.40) 2.56
Raju, 2010 7 0.37 (0.30, 0.44) 2.46
Subtotal (I2 = 89.5%, P = 0.000) 0.30 (0.24, 0.36) 32.91

Population
Wade, 1987 7 0.18 (0.14, 0.22) 2.66
House, 1991 7 0.16 (0.08, 0.24) 2.44
Burvill, 1995 7 0.23 (0.18, 0.28) 2.62
Paul, 2006 7 0.17 (0.12, 0.21) 2.65
Chausson, 2010 7 0.26 (0.20, 031) 2.59
Wolfe, 2011 7 0.36 (0.29, 0.43) 2.51
Subtotal (I2 = 83.7%, P = 0.000) 0.22 (0.17, 0.28) 15.48

Overall (I2 93.9%, P = 0.000) 0.29 (0.25, 0.32) 100.00


NOTE: Weights are from random effects analysis

70.719 0 0.29 0.719

Fig. 3 Prevalence of depression stratified by study setting.

that 15–50% of patients with depression within 3 months of were hospital based,15,16,18,19,25,28,52,53 one was a population-based
stroke had recovered 1 year later. The proportion of patients with study51 and one was a rehabilitation-based study.37 Only four
depression in all the assessments ranged from 6% to 36% in four studies assessed the patients more than 1 year after stroke.25,37,51,53
studies, with follow-up periods between 1 and 5 years. All the The assessments for depression were carried out using scales in
longitudinal studies presented a dynamic natural history, with seven studies, DSM criteria in two studies and a validated question
new cases and recovery of depression occurring over in another study. The time of these assessments ranged from the
time.10,12,30,37,51 acute phase to 5 years after stroke. Seven studies stated all the
variables included in the models. Six studies did not report that
potential confounders had been included in the models. In five
Predictors of depression after stroke studies, depression and its predictors had been measured at the
A total of 16 045 patients were assessed in 10 studies reporting same time, making the model less predictive. The odds ratio
predictors of depression. The number of patients assessed for and 95% confidence intervals of the associations were not always
depression in each study ranged from 40 to 13 999. Seven studies presented.
assessed more than 100 patients,16,18,19,25,37,51,52 of which only two Many different predictors were investigated across the ten
studies assessed more than 1000 patients.18,51 The quality studies (online Table DS2). Disability was investigated in five
assessment of these studies is presented in Table 2. Eight studies studies. Two studies reported disability at baseline as a predictor

17
Ayerbe et al

of depression.51,53 Another two studies reported disability to be

measured before
associated with depression at follow-up.18,25 Finally, another

depression
Predictors study found that disability after stroke was not associated with

Yes
Yes

Yes

Yes
Yes
depression.52 Medical history of psychiatric disorders was
investigated in different ways in five studies: pre-stroke depression
was reported as a predictor of depression after stroke in one
study;16 another study reported pre-stroke treatment for
Colinearity/

depression as a predictor of depression post-stroke;51 and three


interaction
accounted

studies investigated medical history of psychiatric disorders,15,19,28


Yes

Yes
two of which found a significant association with depression after
stroke.19,28 Cognitive impairment after stroke predicted
depression in two studies that investigated this association.19,51
Stepwise
analysis

In both of these, cognitive impairment had been defined with a


Yes

Yes

score above a cut-off point in a scale, rather than with clinical


assessment, so no details were given on whether the association
was between depression and the executive domain or with other
variable ratio
Events per

domains of cognitive function. Three studies reported stroke


sufficient

severity not to be associated with depression after stroke.15,25,53


Yes
Yes

Yes

Yes

Yes

However, a large population-based study reported independent


measures of stroke severity such as the Glasgow Coma Scale,
dysphagia and incontinence to be associated with depression.51
Variables included

Another study reported hemiparesis to be associated with


confounders
as potential

depression.19 Anxiety predicted depression in two studies52,53


Yes

Yes

Yes

Yes

and was associated with depression at follow-up in a third study.25


Social isolation at follow-up was associated with depression in one
study51 and another reported an association between living alone
after stroke and depression.18 Age and gender did not predict
models reported

depression in six out of the seven studies that investigated the


included in
Variables

associations. Other potential predictors that were investigated,


Yes
Yes

Yes
Yes

Yes
Yes

Yes

including comorbidities, history of stroke, education, family type


or neuroticism, are presented in Table DS2.
Age and gender

Outcomes of depression after stroke


included in
the model

Five studies reported health outcomes associated with depression


Yes

Yes
Yes

Yes
Yes

Yes

after stroke (Table 3): three were hospital studies54–56 and two
were rehabilitation studies.37,57 The number of patients assessed
for outcomes ranged from 84 to 293. Depression was assessed
between the acute phase and 3 months after stroke. Three studies
992, 1147, 1130
150 and 104

108 and 108


Assessed,

reported outcomes observed more than a year after stroke.37,54,55


and 585
13 999

178

118

162
40

82
61

Only one study described the statistical model used in the


n

analysis.56 Disability was found to be an outcome of depression


in one study with an odds ratio of 2.68 (95% CI 1.50 to 4.78).56
Lower quality of life was found to be an outcome of depression
Time after stroke of de-

Discharge and 4 months

18 days and 3 months

3 years and 5 years


1 month to 2 years

in two studies that investigated this association. Both of them used


3 months,1 year,
Acute phase
Acute phase
Acute phase
assessment

linear regression. One of them reported a coefficient for quality


Studies of predictors of depression after stroke

1–3 years
3 months
pression

3 years

of life of 70.52 (95% CI 70.70 to 70.33)56 and the other


presented separate coefficients for the physical domain (71.8,
95% CI 71.4 to 72.2), pshychological domain (726, 95% CI
72.4 to 72.8), social domain (71.2, 95% CI 70.8 to 71.6)
and environmental domain (72.0, 95% CI 71.6 to 72.4) of
seen 57 days

quality of life.57 Higher mortality was found to be an outcome


Patients first

of stroke

of depression in two of the three studies that investigated this


Yes

Yes

Yes

association.54,55

Discussion
Rehabilitation
Population
Hospital
Hospital
Hospital
Hospital
Hospital
Hospital
Hospital
Hospital
setting
Study

Natural history of depression after stroke


Depression had a cumulative incidence of up to 52% within 5
years of stroke, with a pooled prevalence of 29% that remained
Morrrison 200553
Eriksson 200418

Ayerbe 201151
Fatoye 200919

Farner 201037
Caeiro 200616

stable in the first 10 years after stroke across different study


Sagen 201052
Storor 200628

Beghi 200915

Raju 201025

settings. Studies assessing patients more than once suggested that


Table 2

most patients who have depression after stroke became depressed


shortly after the acute event, a significant proportion of them
recovered from depression in subsequent assessments, and new

18
Depression after stroke

cases made the overall prevalence of depression stable. The natural

Institutionalisation.
Associations of
history of depression more than 5 years after stroke remains

Quality of life

Quality of life

Mortality not
after stroke
depression

associated
Disability
Mortality

Mortality
unknown. Factors affecting the variation of the prevalence of
depression reported by individual studies included the different
methods used to diagnose depression, source of patient
recruitment and the timing of assessment, together with the
different study settings. Without greater methodological
Ratio of events

uniformity, it will remain difficult to determine whether


per variable
sufficient

heterogeneity in study findings is showing real differences in

Yes
No

population characteristics or is simply an artefact caused by


measurement bias and other errors. These estimates may still be
inaccurate because of potential underreporting of abnormal
mood, especially in patients with communication impairment3
confounders

and the possibility of overreporting depression by using screening


Potential

included

questionnaires.
Yes

Yes

A previous systematic review published in 2005 reported that


the prevalence of depression after stroke was stable across studies
conducted at different time points and in different settings, with
model not described

an overall prevalence of 33% (95% CI 29–36).3 This systematic


Logistic regression
in the model

review includes 15 new studies, with 7 studies conducted in


Variables

reported

Europe, 3 studies conducted in Oceania, 3 in Asia, 1 in the


Yes

Caribbean and 1 in Africa. However, the prevalence observed in


our study and the one previously reported3 are very similar,
showing overlapping confidence intervals. Our results show the
regression model not
model not described
Model not described

Multivariate logistic
Logistic regression.

Logistic regression

great stability of the prevalence of depression across studies


Age and gender
included in the

assessing patients at different time points in different areas of


described

37 dead
models

Yes

the world.
Only one population-based study recruited controls to allow
estimates of the relative risks of depression after stroke.10 The
authors reported that the prevalence of depression in stroke
(35 institutionalised)
patients assessed

226 quality of life

survivors was twice that found in controls, although this


N patients with

213 assessed

293 modified
Rankin Scale
outcome/N

difference was only significant at the 6-month follow-up


126 alive
48/91

7/84

assessment. Another robust examination of the relative risk of


depression in stroke survivors was undertaken in the Framingham
Study, which reported that significantly more stroke survivors had
depression compared with controls who were matched for age and
gender.58
17 months after
assessment

8–11 years

13 months
outcome
Time of

1 year

1 year
stroke

Predictors of depression after stroke


Disability after stroke and history of depression pre-stroke are
predictors of depression after stroke that are most consistently
reported, with four studies presenting a significant association.
N depressed/
N assessed

129/343

Other predictors were cognitive impairment, stroke severity, lack


94/263

60/108
34/82
37/91

of social or family support, and anxiety. Depression pre-stroke


and anxiety were not reported as predictors in a previous review.2
Risk factors for depression not connected to stroke (e.g. genetic
2 months post-stroke

3 months post-stroke

factors) may explain the strong association between depression


before and after stroke. The associations between stroke severity
Acute phase
assessment
depression

post-stroke
1–3 weeks
Outcomes of depression after stroke
Time of

18 days

and depression were not completely consistent. The association


between stroke severity and disability may be a possible
explanation for the inconsistent association between severity and
depression observed in our study. Whether the association
between stroke severity and depression is independent or partly
Rehabilitation

Rehabilitation

or completely explained by the association between severity and


Hospital

Hospital

Hospital
Setting

disability remains unknown. The association observed in our


review between depression and impaired cognition is complex
as both can be cause or effect of each other and they also have
common risk factors. Patients with cognitive impairment deserve
special attention in any case, as their risk of depression may be
Wulsin 200856

Farner 201037
55

Morris 199354

Kwok 200657

increased and they may be unable to report their symptoms. No


Morris 1993

association was found between depression and other variables


Table 3

representing neurological damage, such as stroke subtype, lesion


location or laterality of stroke. A previous systematic review of
depression and stroke lesion location concluded that there was

19
Ayerbe et al

no evidence suggesting that the risk of depression after stroke is multiple occasions and all analyses were conducted several times
affected by the location of the brain lesion.59 The importance of and checked by a senior statistician (S.A.). Finally, it is possible
neurological damage on depression after stroke appears to be that some ‘multiple publications’ have been miscoded or missed
limited to cognitive impairment and stroke severity. Other altogether. Particular attention was paid to addressing this source
medical conditions did not predict depression after stroke. The of publication bias, because the lack of cross-referencing of data
results of this review suggest that depression after stroke is mostly from some cohorts has served to mislead the research community,
associated with the experience and consequences of the stroke specifically in the area of depression after stroke.
itself.
Predictors of depression after stroke observed in this review
can be considered in clinical practice. Clinicians should pay Clinical and research implications
particular attention to patients with disability and a history of Depression after stroke requires periodic clinical attention in the
depression, as the risk of depression after stroke seems to be long term that should focus on patients at highest risk. The
higher in these groups. Patients with cognitive impairment, severe natural history, predictors and outcomes of depression after
strokes, anxiety and living in isolation also deserve close stroke require further research. This should ideally be conducted
monitoring and consideration for preventive interventions to in population-based studies of large sample sizes and long
reduce the risk of depression and improve stroke outcomes. follow-up. Studies investigating, in the long term, incidence and
prevalence of depression at different time points, the time of
depression onset and recovery, and recurrence patterns, are
Outcomes of depression after stroke needed. Adherence of future studies of predictors to standard
The evidence on the outcomes of depression after stroke is still methods accepted for prognostic models7 in stroke cohorts is
limited, with only five studies investigating this area. The very required to make results easy to interpret and applicable in clinical
brief description of the statistical models reported in most studies practice. The identification of predictors of depression after stroke
makes it difficult to assess the validity of the results. Without would help clinicians to identify patients at higher risk of this
information on all the variables included in the models, it is not problem, a much needed focus for clinical trials of preventive
possible to differentiate between outcomes of depression, and interventions for post-stroke depression. Finally, in order to
outcomes of stroke or all the other comorbidities that may come understand the impact of depression specifically in stroke patients,
with this combination of disorders. Low quality of life54,56 and the association between depression after stroke and other health
mortality54,56 were outcomes of depression identified most often. outcomes should be investigated further.
In an attempt to investigate the causal associations between
depression and its outcomes, only studies where the outcomes Luis Ayerbe, MSc, Salma Ayis, PhD, Division of Health and Social Care Research,
King’s College London; Charles D. A. Wolfe, FFPH, Division of Health and Social
had been assessed after depression have been included in this Care Research, King’s College London, and National Institute for Health Research
review. A previous systematic review reported many possible (NIHR) Biomedical Research Centre, Guy’s and St Thomas’ NHS Foundation Trust,
London; Anthony G. Rudd, FRCP, Division of Health and Social Care Research,
outcomes of depression after stroke, including higher disability King’s College London, and Stroke Unit, Guy’s and St Thomas’ NHS Foundation Trust,
rates, higher mortality, poor involvement in rehabilitation, longer St Thomas’ Hospital, London, UK
hospital stay and poor cognitive function.1 However, in that Correspondence: Luis Ayerbe, 7th Floor, Capital House, 42 Weston Street,
review, the authors included studies where depression and its London SE1 3QD, UK. Email: luis.ayerbe_garcia-mozon@kcl.ac.uk
potential outcomes had been assessed at the same time. This First received 14 Dec 2011, final revision 21 Jun 2012, accepted 5 Jul 2012
makes it difficult to know whether depression is actually a cause
or a consequence of the variable investigated as a potential
outcome.1 We found weak evidence or none at all that other
variables apart from disability, lower quality of life and mortality Funding
may be outcomes of depression in stroke patients.
The study was funded by Guy’s and St Thomas’ Hospital Charity, The Stroke Association,
Department of Health HQIP grant, UK, National Institute for Health Research (NIHR)
Programme Grant (RP-PG-0407-10184). The authors (C.D.A.W.) acknowledge financial
Strengths and limitations support from the Department of Health via the NIHR Biomedical Research Centre award
to Guy’s & St Thomas’ NHS Foundation Trust in partnership with King’s College London.
The comprehensive search and critical assessment of studies of C.D.A.W. is an NIHR Senior Investigator. This article presents independent research
unselected stroke patients conducted in this review allows commissioned by the NIHR under its Programme Grants for Applied Research funding
scheme (RP-PG-0407-10184). The views expressed in this article are those of the authors
estimation of the natural history of predictors and outcomes of and not necessarily those of the NHS, the NIHR or the Department of Health.
depression after stroke obtained with a large number of patients.
The funnel plot showed that some studies with smaller samples
reported prevalence estimates that were larger than average, while References
no studies reported prevalence under 10% (online Fig. DS1).
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base to inform the development of an integrated care pathway. Part 1:
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observational studies were used as a reference,5 this review does
Meta-analysis of observational studies in epidemiology: a proposal for
have several limitations. Only one person extracted most of the reporting. Meta-analysis Of Observational Studies in Epidemiology (MOOSE)
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20
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12 Wade DT, Legh-Smith J, Hewer RA. Depressed mood after stroke. A
40 Kauhanen M, Korpelainen JT, Hiltunen P, Brusin E, Mononen H, Maatta R,
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21 Gesztelyi R, Fekete I, Kellermann M, Csiba L, Bereczki D. Screening for
48 Ng KC, Chan KL, Straughan PT. A study of post-stroke depression in a
depressive symptoms among post-stroke outpatients in Eastern Hungary.
rehabilitative center. Acta Psychiatr Scand 1995; 92: 75–9.
J Geriatr Psychiatry Neurol 1999; 12: 194–9.
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27: 96–102. 50 Van de Weg FB, Kuik DJ, Lankhorst GJ. Post-stroke depression and functional
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30 Astrom M, Adolfsson R, Asplund K. Major depression in stroke patients. stroke outcomes at 12 months. Stroke 2008; 39: 281.
A 3-year longitudinal study. Stroke 1993; 24: 976–82. 57 Kwok T, Lo RS, Wong E, Wai-Kwong T, Mok V, Kai-Sing W. Quality of life of
31 Bacher Y, Korner-Bitensky N, Mayo N, Becker R, et al. A longitudinal study of stroke survivors: a 1-year follow-up study. Arch Phys Med Rehabil 2006; 87:
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Dis 2010; 19: 364–69. 2000; 356: 122–6.

21
doi: 10.1192/bjp.bp.111.107664

Online Supplement 1

Search strategy

1. exp Cerebrovascular Disorders/


2. stroke*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
3. poststroke*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
4. cerebrovascular*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
5. cerebral vascular.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
6. 2 or 3
7. 4 or 5
8. infarct*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
9. isch?emi*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
10. thrombo*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
11. emboli*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
12. apoplexy.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
13. 8 or 9 or 10 or 11 or 12
14. cerebral.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
15. intracerebral.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
16. intracranial.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
17. brain*.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
18. cerebellar.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
19. vertebrobasilar.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
20. 14 or 15 or 16 or 17 or 18 or 19
21. h?emorrhage.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
22. bleed.mp. [mp=ti, ot, ab, nm, hw, ui, an, tc, id, sh, tn, dm, mf]
23. 21 or 22
24. 13 and 20
25. 20 and 23
26. 1 or 6 or 7 or 24 or 25
27. Depression/
28. Depressive Disorder/
29. 27 or 28
30. 26 and 29
31. limit 30 to human
Table DS1 Prevalence of depression after stroke

Author & year Study setting Country Depression Time since Asses Depres Depres
diagnosis stroke sed sed (n) sed
(N) (%)
Daily 1983 1 Rehabilitation USA HRSD 7 days 32 5 16
Wade 1987 2 Population UK WDI >18 3 weeks 379 84 22
6 months 377 74 20
12 months 348 63 18
Ebrahim 1987 3 Hospital UK GHQ >11 6 months 149 34 23
Eastwood 1989 4 Rehabilitation GDS 3 weeks - 87 47 54
Canada 6 months
Bacher 19905 Rehabilitation Canada ZDS Baseline 48 12 25
6 weeks 43 12 26
6 months 42 10 24
1 year 39 12 31
Morris 1990 6 Rehabilitation Australia DSM-III 2 months 99 32 32
15 months 56 67 12
House 1991 7 Population UK BDI >9 1 months 76 24 32
6 months 107 34 32
12 months 88 14 16
Aström 1993 8 Rehabilitation Sweden DSM-III Discharge 76 19 25
3 months 73 23 31
1 year 68 11 16
2 years 57 11 19
3 years 49 14 29
Shima 1994 9 Rehabilitation Japan DSM-III-R 3 months - 68 41 60
10 years
Diamond 1995 10 Rehab. USA GDS >10 Admission 14 5 36
Discharge 4 29
Ng 1995 11 Rehabilitation Singapore DSM-III 22 days 52 29 55
Discharge 49 14 29
Burvill 199512 Population Australia DSM-III 4 months 294 68 23
Angeleri 199713 Rehabilitation Italy BDI >14 2 years 180 62 34
Knapp 1998 14 Hospital UK HADS >7 <1 month 30 10 33
1 months 30 11 37
after
discharge
6 months 30 8 27
Lincoln 1998 15 Rehabilitation UK HADS >10 1 month 84 11 13
Kauhanen 1999 16 Rehabilitation Finland DSM-III 3 months 101 53 53
1 year 92 39 41
Robinson 199917 Hospital USA DSM-IV Acute 50 22 44
phase
3-6 months 50 20 40
1-2 years 50 21 42
VandeWeg 199918 Rehabilitation Netherland DSM-III 3-6 weeks 85 30 35
s
Jürgensen 1999 19 Rehabilitation Germany DSM-IV 6 months 77 15 20
(MD)
Löfgren 1999 20 Rehabilitation Sweden DSM IV 3 years 47 18 38
Gesztelyi 1999 21 Hospital Hungary BDI >14 2 years 119 13 11
Kellermann 1999 Rehabilitation Hungary BDI >10 1 weeks 82 22 27
22

Langhorne 2000 23 Rehabilitation UK Single Acute 311 50 16


question phase
Hayee 2001 24 Hospital Banglades BDI >9 3 months 161 66 41
h 1 year 156 65 42
Guillen 2001 25 Rehabilitation USA GDS >14 15 days 243 31 13
Bayer 2001 26 Hospital Jordan DSM-IV 3 months 168 42 25
Eriksson 2004 27 Hospital Sweden Single 3 months 1399 1999 14
question 9
Mast 2004 28 Rehabilitation USA GDS >10 1 week 195 71 36
Fure 2006 29 Hospital Norway HADS >6 3-7 days 178 25 14
Kaji 2006 30 Hospital Japan HRSD >10 2-5 weeks 92 23 20
Paul 2006 31 Population Australia IDA >6 5 years 289 48 17
Caeiro 2006 32 Hospital Portugal DSM-IV <5 days 178 82 46
Storor 200633 Hospital Australia HRSD >12 Acute 61 20 39
phase
BarkerCollo 2007 Rehabilitation New BDI >9 3 months 73 13 23
34
Zealand
Fatoye 2009 35 Hospital Nigeria BDI >9 1 month -2 118 47 40
y
Beghi 2009 36 Hospital Italy DSM-IV Acute 82 24 27
phase
Farner 201037 Rehabilitation Norway MADRS >5 18 days 108 60 56
13 months 108 52 48
S-Jarosz 2010 38 Hospital Poland GDS >5 3 months 242 82 34
Chausson 2010 39 Population Martinique MADRS >7 5 years 252 65 26
Bergersen 2010 40 Rehabilitation Norway HADS >7 3.5 years 162 45 28
Raju 2010 41 Hospital India HADS >7 1 months 162 60 37
– 3 years
Kitisomprayoonk Rehabilitation Thailand GDS >12 3 days 83 47 57
ul 2010 42
Wolfe 201143 Population UK HADS >7 3 months 876 289 33
1 year 991 275 28
2 years 743 225 30
3 years 998 315 31
4 years 806 249 31
5 years 569 173 28
6 years 525 163 30
407 129 32
7 years
334 102 30
8 years
231 87 38
9 years 197 71 36
10 years

No cut off point indicates it was not reported by authors.

BDI: Beck Depression Inventory


GDS: Geriatric Depression Scale
GHQ: General Health Questionnaire
HADS: Hospital Anxiety and Depression Scale
HRSD: Hamilton Rating Scale for Depression
IDA: Irritability Depression and Anxiety Scale
MADRS: Montgomery-Åsberg Depression Rating Scale
MD: major depression
WDI: Wakefield Depression Inventory
ZDS: Zung Depression Scale
Table DS2 Predictors of depression after stroke

Study Associated Not Associated in multivariate Not associated in multivariate


in univariate associated in analysis analysis
analysis univariate
analysis
Eriksson Impaired Subtype Age (<65) Impaired consciousness on
200427 consciousnes (Isc/Haem) Gender (female) admission
s on Stroke unit PMH of stroke
admission care Living alone after stroke
Age Disability after stroke
Institutionalised after stroke
Morrriso Low engagement on exercise 1 Age
n 200544 month after stroke Gender
Low satisfaction with treatment Marital status
1 month after stroke Living arrangements pre-stroke
Handicap in acute phase Alcohol consumption pre stroke
Anxiety 10-20 days post-stroke Laterality
PMH of stroke
Stroke severity
Disability pre-stroke
Storor Neuroticism
200633 PMH of mental disorder

Caeiro Gender PMH of depression Age


200632 (female) Gender
Hemiparesis Aphasia
in acute
phase
PMH
depression
Handicap
Beghi PMH psychiatric disorder Age
200936 Psychiatric medication use pre- Gender
stroke Subtype (Isc/Haem)
Location
Stroke severity
Fatoye Education Age Education level (low)
200935 level Gender Cognitive impairment after
Cognitive PMH stroke
impairment psychiatric Paresis after stroke
after stroke illness pre-
Paresis after stroke
stroke
Sagen Anxiety after Anxiety after stroke Age
201045 stroke Gender
Comorbidities
Disability in acute phase

Raju Disability Age Handicap after stroke Age


201041 after stroke Gender Anxiety after stroke Gender
Quality of Disability after stroke Income
life Education
Stroke Family type
severity Stroke severity
Farner Low activity level pre-stroke
201037
Ayerbe Ethnicity GCS under 13 at baseline
201146_ Pre-stroke Dysphagia at baseline .
ENREF_ treatment of Incotinence at baseline
depression Cognitive impairment at
22_ENR
baseline
EF_27 Disability at baseline
_ENREF Inability to work pre-stroke
_20 Pre-stroke treatment of
depression
Disability at follow-up
Cognitive impairment at follow-
up
Low activity level at follow-up
Lack of family support at follow
up
Institutionalization at follow-up
Fig. DS1 Funnel plot for the studies included.

Funnel plot with pseudo 95% confidence limits


0

0.05

s.e. of prevalence

0.1

0.15
0 0.2 0.4 0.6
Prevalence
References

1. Daily R. The assessment of depressed mood following stroke. Arch Phys Med Rehab 1983;64:519.
2. Wade DT, Legh‐Smith J, Hewer RA. Depressed mood after stroke. A community study of its
frequency. Br J Psychiatry 1987;151:200‐5.
3. Ebrahim S, Barer D, Nouri F. Affective illness after stroke. Br J Psychiatry 1987;151:52‐6.
4. Eastwood MR, Rifat SL, Nobbs H, Ruderman J. Mood disorder following cerebrovascular accident.
Br J Psychiatry 1989;154:195‐200.
5. Bacher Y, Korner‐Bitensky N, Mayo N, Becker R, et al. A longitudinal study of depression among
stroke patients participating in a rehabilitation program. Can J Rehabil 1990;4:27‐37.
6. Morris PL, Robinson RG, Raphael B. Prevalence and course of depressive disorders in hospitalized
stroke patients. Int J Psychiatry Med 1990;20:349‐64.
7. House A, Dennis M, Mogridge L, Warlow C, Hawton K, Jones L. Mood disorders in the year after
first stroke. Br J Psychiatry 1991;158:83‐92.
8. Astrom M, Adolfsson R, Asplund K. Major depression in stroke patients. A 3‐year longitudinal
study. Stroke 1993;24:976‐82.
9. Shima S, Kitagawa Y, Kitamura T, Fujinawa A, Watanabe Y. Postroke depression. Gen Hosp
Psychiatry 1994;16:286‐89.
10. Diamond PT, Holroyd S, Macciocchi SN, Felsenthal G. Prevalence of depression and outcome on
the geriatric rehabilitation unit. Am J Phys Med Rehabil 1995;74:214‐7.
11. Ng KC, Chan KL, Straughan PT. A study of post‐stroke depression in a rehabilitative center. Acta
Psychiatr Scand 1995;92:75‐9.
12. Burvill PW, Johnson GA, Jamrozik KD, Anderson CS, Stewart‐Wynne EG, Chakera TM. Prevalence
of depression after stroke: the Perth Community Stroke Study. Br J Psychiatry 1995;166:320‐7.
13. Angeleri F, Angeleri VA, Foschi N, Giaquinto S, Nolfe G, Saginario A, et al. Depression after stroke:
An investigation through catamnesis. J Clin Psychiatry 1997;58:261‐65.
14. Knapp P, Hewison J. The protective effects of social support against mood disorder after stroke.
Psychol HealthMed 1998;3:275‐83.
15. Lincoln NB, Gladman JR, Berman P, Luther A, Challen K. Rehabilitation needs of community
stroke patients. Disabil Rehabil 1998;20:457‐63.
16. Kauhanen M, Korpelainen JT, Hiltunen P, Brusin E, Mononen H, Maatta R, et al. Poststroke
depression correlates with cognitive impairment and neurological deficits. Stroke 1999;30:1875‐80.
17. Robinson RG, Murata Y, Shimoda K. Dimensions of social impairment and their effect on
depression and recovery following stroke. Int psychogeriatr 1999;11:375‐84.
18. van de Weg FB, Kuik DJ, Lankhorst GJ. Post‐stroke depression and functional outcome: a cohort
study investigating the influence of depression on functional recovery from stroke. Clin Rehabil
1999;13:268‐72.
19. Jürgensen F, Meins W, Meier HP. Depression after stroke: prevalance, functional outcome and
recovery six month after discharge from a geriatric rehabilitation center. Zeitschrift Gerontol Geriatr.
1999; 32: 251.
20. Lofgren B, Gustafson Y, Nyberg L. Psychological well‐being 3 years after severe stroke. Stroke
1999;30:567‐72.
21. Gesztelyi R, Fekete I, Kellermann M, Csiba L, Bereczki D. Screening for depressive symptoms
among post‐stroke outpatients in Eastern Hungary. J Geriatr Psychiatry Neurol 1999;12:194‐99.
22. Kellermann M. Screening for depressive symptoms in the acute phase of stroke. Gen Hosp
Psychiatry 1999;21:116‐21.
23. Langhorne P, Stott DJ, Robertson L, MacDonald J, Jones L, McAlpine C, et al. Medical
complications after stroke: a multicenter study. Stroke 2000;31:1223‐9.
24. Hayee MA, Akhtar N, Haque A, Rabbani MG. Depression after stroke‐analysis of 297 stroke
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Natural history, predictors and outcomes of depression after
stroke: systematic review and meta-analysis
Luis Ayerbe, Salma Ayis, Charles D. A. Wolfe and Anthony G. Rudd
BJP 2013, 202:14-21.
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