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DOI: 10.1111/iwj.14296
ORIGINAL ARTICLE
1
Shanghai University of Traditional
Chinese Medicine, Shanghai, China Abstract
2
Shanghai Traditional Chinese Medicine Diabetic foot ulcer often leads to amputation, and both nutritional status and
Integrated Hospital, Shanghai University immune function have been associated with this process. We aimed to investi-
of Traditional Chinese Medicine,
gate the risk factors of diabetic ulcer-related amputation including the Control-
Shanghai, China
ling Nutritional Status score and neutrophil-to-lymphocyte ratio biomarker.
Correspondence We evaluated data from hospital in patients with diabetic foot ulcer, perform-
Jianfei Yang, Shanghai Traditional
Chinese Medicine Integrated Hospital,
ing univariate and multivariate analyses to screen for high-risk factors and
Shanghai University of Traditional Kaplan–Meier analysis to correlate high-risk factors with amputation-free sur-
Chinese Medicine, Shanghai, 200082, vival. Overall, 389 patients underwent 247 amputations over the follow-up
China.
Email: yangjianfeizy@163.com period. After correction to relevant variables, we identified five independent
Ji Li, Shanghai Traditional Chinese risk factors for diabetic ulcer-related amputation: ulcer severity, ulcer site,
Medicine Integrated Hospital, Shanghai peripheral arterial disease, neutrophil-to-lymphocyte ratio and nutritional sta-
University of Traditional Chinese
tus. Amputation-free survival was lower for the moderate-to-severe versus mild
Medicine, Shanghai, 200082, China.
Email: 13917975752@163.com cases, for the plantar forefoot versus hindfoot location, for the concomitant
Yemin Cao, Shanghai Traditional Chinese peripheral artery disease versus without and in the high versus low
Medicine Integrated Hospital, Shanghai neutrophil-to-lymphocyte ratio (all p < 0.01). The results showed that ulcer
University of Traditional Chinese
severity (p < 0.01), ulcer site (p < 0.01), peripheral artery disease (p < 0.01),
Medicine, Shanghai, 200082, China.
Email: dr-cao@163.com neutrophil-to-lymphocyte ratio (p < 0.01) and Controlling Nutritional Status
score (p < 0.05) were independent risk factors for amputation in diabetic foot
ulcer patients and have predictive values for diabetic foot ulcer progression to
amputation.
KEYWORDS
Controlling Nutritional Status score, diabetic foot ulcer, lower extremity amputation,
neutrophil-to-lymphocyte ratio
Yandan Zhu and Hongtao Xu contributed equally to this study, as first authors.
This is an open access article under the terms of the Creative Commons Attribution-NonCommercial-NoDerivs License, which permits use and distribution in any
medium, provided the original work is properly cited, the use is non-commercial and no modifications or adaptations are made.
© 2023 The Authors. International Wound Journal published by Medicalhelplines.com Inc and John Wiley & Sons Ltd.
Key Messages
• diabetic foot ulcer is the leading cause of non-traumatic lower extremity
amputation, and ulcer development and complications have been correlated
with both nutritional status and neutrophil-to-lymphocyte ratio
• this case–control study aimed to evaluate the correlations of these two fac-
tors with amputation risk while performing an overall risk factor analysis
• we found five independent risk factors for diabetic foot ulcer-related ampu-
tations: ulcer severity, ulcer location, concomitant peripheral artery disease,
neutrophil-to-lymphocyte ratio and nutritional status (evaluated using the
Controlling Nutritional Status score)
The ulcer site was assessed as plantar forefoot or hind- white blood cells, neutrophils, lymphocytes, haemoglobin
foot according to the position relative to the metatarsals. (HB), C-reactive protein (CRP), platelets, fibrinogen,
Comorbidity was considered present for patients taking D-dimer, total protein (TP), albumin, prealbumin (PA),
relevant therapeutic drugs or for a history of relevant triglycerides (TG), total cholesterol, high-density lipopro-
conditions. Relevant conditions included hypertension: tein (HDL), low-density lipoprotein (LDL), fasting
taking antihypertensive medication, history of hyperten- plasma glucose (FPG), haemoglobin A1c (HbA1c), esti-
sion or systolic/diastolic blood pressure ≥140/90 mmHg mated glomerular filtration rate (eGFR), uric acid, pro-
(1 mmHg = 0.133 kPa) on admission; cerebrovascular teinuria, erythrocyte sedimentation rate (ESR) and brain
accident (CVA): history of any events causing neurologi- natriuretic peptide (BNP). The receiver operating charac-
cal deficit, whether persistent or resolved; coronary teristic (ROC) curve was used to determine the optimal
heart disease (CHD): history of angina pectoris or myo- threshold for NLR, and patients were put into high- and
cardial infarction, any positive cardiac stress test results low-NLR groups. Using the CONUT score,9 albumin
or pathological signs on coronary angiography; PAD: scored 0 for the range 35–45 g/L, 2 for 30–34.9 g/L, 4 for
ABI <0.9, or moderate-to-severe stenosis or occlusion of 25–29 g/L and 6 for <25 g/L. Lymphocytes scored
blood vessels in the lower limbs confirmed by lower limb 0 for ≥1.6 109 L 1, 1 for 1.2 109–1.599 109 L 1, 2
computed tomography angiography or colour Doppler for 0.8 109–1.199 109 L 1 and 3 for <0.8 109 L 1.
ultrasonography11; chronic kidney disease (CKD): glo- Total cholesterol scored 0 for >180 mg/dL, 1 for
merular filtration rate (eGFR) <60 mL/min/1.73 m2 as 140–180 mg/dL, 2 for 100–139 mg/dL and 3 for
defined by the National Kidney Disease Outcomes Qual- <100 mg/dL. The scores of these three indicators were
ity Initiative (NKDOQI) guidelines12; current alcohol or added together to give a total CONUT score, where 0–1 is
tobacco use: less than 1 month of abstinence at admis- normal, 2–4 is mild malnutrition, 5–8 is moderate malnu-
sion; previous alcohol or tobacco use: former user and trition and 9–12 is severe malnutrition. Patients with
currently abstinent for at least 1 month; non-traumatic DFU were put into three groups according to the CONUT
amputation: previous amputation owing to DFU or score: normal nutrition (scores 0–1, C0), mild malnutri-
chronic lower limb ischaemia and amputation: the tion (scores 2–4, C1) or moderate-to-severe malnutrition
removal of any part of the lower limb through the joint (scores 5–12, C2) groups.
or bone, with amputations below the ankle (including
toes and metatarsals) considered minor and above the
ankle major.13 For patients with multiple admissions for 2.5 | Statistical analyses
DFU, only data from the first admission were included.
Follow-up continued until 30 June 2022. The Epidata 3.1 software was used to create a database of
clinical information on DFU patients. Continuous vari-
ables were expressed as mean ± standard deviation
2.3 | Sample size estimation (SD) for normally distributed variables, and the t-test was
used for comparison between the two (amputated
The general principle of sample size estimation for vs. non-amputated) groups. Variables with a non-normal
observational studies is that the sample size for positive distribution were expressed as the median (lower quar-
outcome events should be at least 5–10 times the num- tile, upper quartile), and the Mann–Whitney U test was
ber of study variables.14 The number of amputations in used for comparison between the groups. Categorical var-
this study was 247, and the number of variables ranged iables were expressed as cases and percentages and com-
from 5 to 19, which largely met the statistical pared using the chi-square test or Fisher's exact
requirements. probability method. The variables were initially screened
by one-way analysis of variance ( p < 0.05); then, a step-
wise regression method was used to screen potential
2.4 | Data collection and processing influencing factors, and other variables were introduced
to correct for the influencing factors before conducting a
General demographic information included the patients' multivariate logistic regression analysis. Survival analysis
age, sex, height, weight, body mass index (BMI), and was performed using the Kaplan–Meier method, and dif-
alcohol and smoking history. Other information collected ferences between the groups were compared using the
included disease status, including duration of diabetes, log-rank test. For those with missing data values, multi-
comorbidity, DFU duration, ulcer site and Wagner grad- ple interpolations were used to fill in the data, depending
ing. DFU comorbidities included hypertension, CHD, on the value type. Statistical significance was assessed
CVA, CKD and PAD. Laboratory indicators included with p < 0.05.
ZHU ET AL. 4053
TABLE 1 General and clinical characteristics of patients with DFU in amputation and non-amputation groups.
Amputation Non-amputation
group group
Characteristics N = 247 N = 142 p-value
Age, year 67.3 ± 0.7 66.5 ± 1.0 0.504
Male, n (%) 189 (76.5) 103 (72.5) 0.382
2
BMI, kg/m 23.39 (21.26, 24.49) 23.59 (21.69, 25.13) 0.073
Smoking, n (%) 0.089
Current and previous 96 (38.9) 43 (30.3)
Never 151 (61.1) 99 (69.7)
Drinking, n (%) 0.938
Current and previous 39 (15.8) 22 (15.5)
Never 208 (84.2) 120 (84.5)
Duration of diabetes, years 17 (10, 20) 18 (10,20) 0.693
Duration of diabetic foot ulcer, n (%) 0.288
<1 months 81 (32.8) 56 (39.4)
1–3 months 128 (51.8) 62 (43.7)
>3 months 38 (15.4) 24 (16.9)
History of lower extremity amputation, n (%) 16 (6.5) 12 (8.5) 0.469
Comorbidity, n (%)
Hypertension 143 (57.9) 78 (54.9) 0.570
CVA 36 (14.6) 18 (12.7) 0.602
CHD 66 (26.7) 32 (22.5) 0.360
PAD 120 (48.6) 34 (24.0) <0.01
CKD 34 (13.7) 27 (19.0) 0.170
Note: Values are presented as mean ± SD, median (lower quartile, upper quartile) or number (%).
Abbreviations: BMI, body mass index; CHD, coronary heart disease; CKD, chronic kidney disease; CVA, cerebrovascular accident; DFU, diabetic foot ulcer;
PAD, Peripheral arterial disease.
T A B L E 2 Conditions of foot ulcer in patients with DFU in was 95.1% in the mild group, and the median
amputation and non-amputation groups. amputation-free survival time was 3 ± 0.486 (2.408,
3.952) months in the moderate-to-severe group.
Amputation
group Non-amputation
Amputation-free survival was lower in the plantar fore-
Conditions N = 247 group N = 142 p value foot group than in the hindfoot group (p < 0.01)
(Figure 2B). Median amputation-free survival time was
Ulcer severity, <0.01
n (%)
4 ± 0.648 (95% CI = 2.730–5.270) and 20 ± 5.796 (95%
CI = 8.639–31.361) months in the plantar forefoot and
Mild (1, 2) 5 (2.0) 76 (53.5)
hindfoot groups, respectively. Amputation-free survival
Moderate-to- 242 (98.0) 66 (46.5)
was lower in the PAD group than in the non-PAD group
severe (3–5)
(p < 0.01) (Figure 2C). The median amputation-free sur-
Ulcer site, n (%) <0.01 vival times were 4 ± 0.688 (2.652, 5.348) and 10 ± 2.884
Plantar forefoot 200 (81.0) 87 (61.3) (4.348, 15.652) months in the PAD and non-PAD groups,
Hindfoot 47 (19.0) 55 (38.7) respectively. Amputation-free survival was lower in the
Abbreviation: DFU, diabetic foot ulcer.
high NLR group than in the low NLR group (p < 0.01)
(Figure 2D). The 6-month amputation-free survival
rate in the low NLR group was 62.1%, and the
Amputation-free survival was lower in the moderate- median amputation-free survival time in the high NLR
to-severe group than in the mild group ( p < 0.01) group was 3 ± 0.302 (95% CI = 2.408–3.592) months.
(Figure 2A). The 6-month amputation-free survival rate Amputation-free survival was higher in the group with
ZHU ET AL. 4055
TABLE 3 Laboratory indicators of patients with DFU in amputation and non-amputation groups.
Amputation Non-amputation
Indicators group, N = 247 group, N = 142 p value
9
White blood cells, 10 /L 8.6 (6.5, 12.4) 6.9 (5.5, 9.3) <0.01
Lymphocyte, 109/L 1.45 (1.10,18.81) 1.63 (1.27,2.11) <0.01
High NLR, n (%) 152 (61.5) 36 (25.4) <0.01
HB<120 g/L, n (%) 176 (71.3) 71 (50.0) <0.01
9
Platelets, 10 /L 305.1 ± 7.0 272.5 ± 9.0 <0.01
CRP, mg/L 43 (5, 106) 2 (1, 20) <0.01
Fibrinogen, g/L 4.37 (3.69, 4.95) 3.51 (3.09, 4.37) <0.01
D-dimer, ng/mL 271.0 (166.0, 466.0) 207.0 (111.3, 334.0) <0.01
TP, g/L 63 (58, 68) 65 (61, 68) 0.133
PA, g/L 0.14 (0.07, 0.21) 0.22 (0.15, 0.27) <0.01
HDL, mmol/L 0.83 (0.70, 1.04) 1.01 (0.83, 1.16) <0.01
LDL, mmol/L 2.36 (1.69, 2.94) 2.38 (1.78, 3.14) 0.264
TG, mmol/L 1.13 (0.90, 1.44) 1.26 (1.00, 1.78) <0.01
FPG, mmol/L 8.0 (5.5, 11.0) 7.7 (5.2, 10.3) 0.314
Uric acid, μmol/L 260 (209, 353) 303.5 (234.5, 382.75) <0.01
Proteinuria (%) 119(48.2) 36(25.4) <0.01
HbA1c (%) 9.50 (7.80, 11.10) 8.75 (7.20, 10.30) <0.05
BNP, pg/mL 107 (47, 232) 57.5 (29.75, 110.75) <0.01
ESR, mm/H 79 (48, 96) 46.5 (17, 81) <0.01
CONUT, n (%) <0.01
0–1 (CO) 29 (11.7) 38 (26.8)
2–4 (C1) 81 (32.8) 72 (50.7)
5–12 (C2) 137 (55.5) 32 (22.5)
Note: Values are presented as mean ± SD, median (lower quartile, upper quartile) or number (%).
Abbreviations: BNP, brain natriuretic peptide; CONUT, Controlling Nutritional Status; CRP, C-reactive protein; DFU, diabetic foot ulcer; ESR, erythrocyte
sedimentation rate; FPG, fasting plasma glucose; HbA1c, haemoglobin A1c; HB, haemoglobin; HDL, high-density lipoprotein; LDL, low- density lipoprotein;
NLR, neutrophil to lymphocyte ratio; PA, prealbumin; TG, triglyceride; TP, total protein.
0.6
Ulcer site 0.130 0.061–0.277 <0.01
PAD 4.443 2.142–9.216 <0.01 0.4
NLR 3.811 1.885–7.707 <0.01 AUC : 0.7239
95% CI : 0.6721–0.7757
CONUT score 2.063 1.317–3.230 <0.05 0.2 P<0.01
(A) (B)
100 100
Plantar forefoot
Probability of Survival
Probability of Survival 80 80
Hind plantar
P<0.01
Mild DFU
60 60
Moderate-to-severe DFU
P<0.01
40 40
20 20
0 0
0 5 10 15 20 25 30 0 5 10 15 20 25 30
Time(mouths) Time(mouths)
Probability of Survival
Probability of Survival
PAD
80 80 P<0.01
P<0.01
60 60
40 40
20 20
0 0
0 5 10 15 20 25 30 0 5 10 15 20 25 30
Time(mouths) Time(mouths)
(E) 100 C0
C1
Probability of Survival
80 C2
P<0.05
60
40
20
0
0 5 10 15 20 25 30
Time(mouths)
F I G U R E 2 Amputation-free survival for the amputation cohort. (A) The KM survival curves indicate survival for the amputation cohort
with mild DFU and moderate-to-severe DFU. (B) The KM survival curves indicate survival for the amputation cohort with plantar forefoot
and hindfoot. (C) The KM survival curves indicate survival for the amputation cohort with non-PAD and PAD. (D) The KM survival curves
indicate survival for the amputation cohort with low NLR and high NLR. (E) The KM survival curves show major amputation-free survival
for the amputation cohort with C0, C1 and C2. C0, normal nutritional status group; C1, mild malnutrition group; C2, moderate-to-severe
malnutrition group; DFU, diabetic foot ulcer; NLR, neutrophil to lymphocyte ratio.
p < 0.05; CO vs. C2: p < 0.01; C1 vs. C2: p < 0.01) for C1 and C2 were 9 ± 2.935 (95% CI = 3.248–14.752)
(Figure 2E). The 6-month amputation-free survival rate months and 3 ± 0.323 (95% CI = 2.367–3.633) months,
for CO was 70.4%. Median amputation-free survival times respectively.
ZHU ET AL. 4057
amputation-free survival time was longer in the mild ver- for amputation in DFU patients and have predictive
sus the moderate-to-severe malnutrition group (9 vs. values for DFU progression to amputation.
3 months). Therefore, the CONUT score may be a poten-
tial biomarker for predicting DFU-related amputation.
As nutritional status is closely related to the immune 6 | LIMITATION
system function, patients with poor nutritional status are
more susceptible to infection,34 which may help explain First, because of the limitations of the inclusion and
the high level of infection-related complications and mor- exclusion criteria for this study, ultimately, 211 of
talities. An NLR is a novel immune-inflammatory 600 patients were eliminated from the study. Undeniably,
response marker that can be used to assess the suppres- this has some limitations. Second, this study was a retro-
sive and excitatory activities of the immune system.35 spective trial, and because of limited data availability,
Activated neutrophils infiltrate the vessel walls and many potential risk factors were not analysed. It was also
release a variety of protein hydrolases, including elastase, difficult to determine causal relationships between the
which mediates both basement membrane degradation risk factors and the amputation variables. Third, this
and vascular endothelial damage.36 Lymphocytes act in study lacked information on subjective nutritional indica-
the opposite way and are able to play anti-inflammatory tors and reduction in skeletal muscle mass. Finally, selec-
and protective roles for the endothelium; however, their tion bias could not be ruled out. Our hospital is a tertiary
numbers are reduced by an inflammatory and high- referral centre, and patients who visit or are referred to
glucose environment.37 Chen et al.38 showed that higher our hospital may already have deteriorating DFU. There-
NLR may be a reliable predictive biomarker of mortality fore, the results of this study may not apply to the general
in patients with DFU-related amputations. Demirdal population. Finally, this study calculated survival rates
et al.7 found that the NLR was higher in amputated ver- over a relatively short period. More research is needed in
sus non-amputated patients and that the NLR could be future.
used to predict the DFU-related amputation risk. Our
study also confirmed this result. This was accomplished A C KN O WL ED G EME N T S
by dividing the enrolled cases into high- and low-NLR We are very grateful for the support of the doctors at the
groups based on the optimal NLR threshold from the Department of Vascular Disease at the Shanghai Tradi-
ROC curve. The results suggest high NLR was an inde- tional Chinese Medicine Integrated Hospital, Shanghai
pendent factor affecting amputation (OR = 3.811, 95% University of Traditional Chinese Medicine, to complete
CI = 1.885–7.707), and amputation-free survival was this study.
lower in the high than in the low NLR group (p < 0.01).
Poor blood glucose control is considered a risk factor F U N D I N G IN F O R M A T I O N
for amputation in patients with DFU. However, results This study was partially supported by the 13th Five-Year
reported in relevant studies are inconsistent. Shatnawi Clinical Key Specialties (Traditional Chinese Medicine
et al.39 found that high HbA1c levels were an important Surgery) of Shanghai Municipal Health Commission,
risk factor and a significant predictor of DFU-related National Natural Science Foundation of China (Grant
amputation. In contrast, Moon et al.19 reported that low No. 82174382), Shanghai Health Commission Clinical
HbA1c levels are associated with major amputations in Research Special (Grant No. 20224Y0387), Shanghai
patients with DFU. Chronic hyperglycaemia disrupts Hongkou District Health Commission Traditional
wound healing in DFU, but hypoglycaemia may also Chinese Medicine Research Project Grant (Grant No.
cause a stress response and induce immune disorders HKQ-ZYY-2021-10).
that slow wound healing.40 In this study, univariate anal-
ysis showed higher HbA1c levels in the amputation ver- C O N F L I C T O F I N T E R E S T S T A TE M E N T
sus the non-amputation group (p < 0.05), but the final All authors declare that they have no financial or other
logistic regression analysis did not show a significant conflicts of interest in relation to this research and its
difference. publication.
DA TA AVAI LA BI LI TY S T ATE ME NT
5 | C ON C L U S I ON The data that support the findings of this study are avail-
able from the corresponding author on reasonable request.
The results showed that ulcer severity ( p < 0.01), ulcer
site (p < 0.01), PAD ( p < 0.01), NLR (p < 0.01) and ORCID
CONUT score (p < 0.05) were independent risk factors Yandan Zhu https://orcid.org/0000-0001-8673-1186
ZHU ET AL. 4059
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