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To cite this article: Eileen Trotter (2006) Student perceptions of continuous summative assessment,
Assessment & Evaluation in Higher Education, 31:5, 505-521, DOI: 10.1080/02602930600679506
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Assessment & Evaluation in Higher Education
Vol. 31, No. 5, October 2006, pp. 505–521
This paper reports the effect of continuous summative assessment on the behaviour and learning
environment of students. Assessing the performance of students is considered to be the most impor-
tant thing a teacher can do for their students and it can have a profound effect on their learning.
Continuous summative assessment was introduced as a form of assessment on a module within an
undergraduate degree at a UK university. Student perceptions of the process were sought via a ques-
tionnaire and interviews. The paper describes the effect the assessment had on student motivation,
their approach to learning and the change to their learning environment. The conclusion reached is
that while continuous summative assessment may be time-consuming to administer, the rewards of
an enhanced learning environment for students outweigh the additional burden on staff. The results
should be of interest to those academics who are concerned with assessment and its impact on
behaviour.
Background
Ellington (1999) and Race (1995) both advocate that the most important thing that
teachers do for their students is assess their performance. Assessment is a generic
term for a set of processes that measure the outcome of students’ learning (Quality
Assurance Agency) and previous researchers are of the opinion that one of the best
ways of improving student learning is by altering the method of assessment (Brown
et al., 1997; Greer, 2001). Kolb’s (1984) model of professional development involv-
ing the self-reflective cycle of observation, reflection, planning and action was
adopted by the leader of a business taxation module on an undergraduate accounting
degree at a UK university. As a result of this process, the method of assessment on
the module was altered to incorporate the submission of tutorial files throughout the
semester. Tutorial files consist of answers to tutorial and workshop questions. These
files are submitted for assessment three times during the semester. Consistent with
the role of the reflective practitioner, the module leader was interested to engage in
critical reflection, observe and appraise the context, the effects and effectiveness of
this new form of assessment and incorporate any necessary changes the following year
(Schon, 1983; Rowntree, 1985; Larrivee, 2000).
This evaluation process is consistent with the model for action research where the
practice-based emphasis, incorporating evidence gathering and reflection, offers obvi-
ous advantages for the change agency role of educational development (Hand, 1998;
Cowan & Weedon, 1999; Cousin, 2000). Although through its unique epistemology
it is considered to be an inclusive practice-enhancing process, through which it is
possible to develop education theory (Robertson, 2000), the module leader was of the
opinion that further evidence was required before the theory could be postulated that
tutorial files are a legitimate learning and assessment tool.
The submission of tutorial files was introduced as a method of assessment on the
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Business Taxation module on the BSc (Hons) Finance and Accounting programme
at a UK university. Past students had found this module difficult and the new module
leader for the 2001/02 cohort was concerned to assist students in their learning
process. In 2001/02 and 2002/03 as part of the module evaluation, students were
briefly questioned on their opinion of the tutorial files. The questionnaire and results
are shown in Appendix 1. The responses were extremely positive with students
commenting that they liked the fact that the files contributed to their overall grade for
the module, the regular submission allowed them to keep up to date with the required
work for the module and they thought the files helped with their revision for the final
exam. The module leader was interested in delving further into the reasons why
students liked the assessment and investigating in what way students perceived that
the files improved their learning environment. She was also interested in discovering
if there were any negative aspects related with the assessment. A selection of students
in the 2003/04 cohort were interviewed. This paper discusses the results of the ques-
tionnaires in 2001/02 and 2002/03 and the findings from the interviews with students
in the 2003/04 cohort.
The module is taken by around 45 students in the final year of a 3-year degree, and
is worth 20 credits of the total 360 credits on the degree. The tutorial files account
for 10% of the total marks on this module, with the other assessments being 15%
essay and 75% final examination. As well as lectures, students attend a workshop
each week with the whole cohort and one tutorial with half the cohort. Questions for
tutorials and workshops are given out in advance and students prepare answers for
tutorial and workshop classes. Tutorial questions tend to be short numerical ques-
tions and also theoretical questions requiring narrative type answers and quite a bit of
reading, while workshop questions are all longer numerical type. All questions are of
exam standard. Students’ answers are discussed in tutorial and workshop classes with
students being allowed to correct and update their original answers before submitting
their file. This happens for three weeks and at the beginning of the fourth week the
files of the previous three weeks’ tutorials and workshops are collected for marking.
Tutorial/workshop files are collected three times during the semester. Files are
returned the week after collection, marked out of ten and with comments for
Student perceptions of continuous summative assessment 507
improvement. Suggested answers are then posted on the Blackboard web site.
Originally students could word-process their answers, but as an improvement after
the first year of submitting files, to ensure students do not cut and paste answers and
to provide a better preparation for the hand-written exam, the requirement to hand
write answers was introduced.
Feedback
Assessment can be either formative or summative. Traditionally, summative assess-
ment measures student achievement and formative assessment creates feedback to
students about their learning achievements with the intention of enhancing learning.
Summative assessment provides information about the level of a student’s perfor-
mance. Knight (2001, p. 3) describes summative assessment as providing ‘feedout’
to be used as a performance indicator. It can be linked with the concept of high-stakes
assessment where the result of summative assessment can affect the student’s future
in some way. The greater the impact, the higher the stake.
Formative assessment should provide feedback to students to allow learning to
be enhanced and is considered to be the lifeblood of learning (Rowntree, 1987).
Assessment is a time-consuming process for all concerned, so it seems like a wasted
opportunity if it is not used as a means of letting students know how they are doing,
and how they can improve (Brown et al., 1996). A good teacher will be effective at
promoting learning. The Institute for Learning and Teaching (now the Higher
Education Academy) recognises that an excellent teacher will include the use of
formative feedback to foster student learning. There are a number of performance
508 E. Trotter
prudent use of model answers, taken either from students’ work or specially written
by the lecturer, as an excellent form of feedback.
The dangers of feedback, however, are that students can become over-dependent
on this support. The ultimate aim in students becoming professionals is that they are
no longer highly dependent on others for judgements about the quality of their work
(Light & Cox, 2001).
Motivation
Assessment can be used to provide motivation. Snyder (1973) and Gibbs (1988)
found a considerable amount of evidence that assessment systems dominate what
students are oriented towards in their learning. Strategies for modifying the assess-
ment system that can influence students’ approaches include integrating assessment
into the learning process so that what is assessed is the total learning experience. This
is assessing process rather than product and will go a good way towards encouraging
a deep approach to learning. Rowntree (1987) is also of the opinion that assessment
can be used to encourage students to learn. His following comments replicate the
function of assessed tutorial files in motivating and encouraging learning:
Assessment can be used as an instrument of coercion, as a means of getting students to do
something they might not otherwise be inclined to do … Some teachers consider it as
much a necessary part of their duties to supply students with motivation as it is to supply
them with objectives and structured lessons … Consider the teacher whose aim is for the
student to become autonomous enough to develop his own goals and learning strategies.
Even he may feel that the student’s motivation will be all the better for some external stim-
ulus from assessment. Many such a teacher, while valuing his own freedom as to how he
spends his time, will admit how the occasional deadline or external stimulus like the need
to deliver a lecture, or prepare a report for a committee, can concentrate and energise his
activities. (Rowntree, 1987, p. 379)
Light & Cox, 2001). Although Chickering and Gamson (1987) recognise that
students need help in learning effective time management, Rowntree (1987) has
noted that for every student who confesses themselves in need of a constant prod from
assessment there will be another who claims to be distracted and enervated by it.
Student learning
There is an increasing emphasis on the learning enhancement purpose of assessment
(Holroyd, 2000). Heywood (2000) takes the view that, since students learn in part to
be assessed, their learning should be assessment led in the most positive meaning of
the phrase. Good assessment will be as useful to students as possible, should be a key
part of the learning process (Ellington, 1999) and will probably have a greater influ-
ence on how and what students learn than any other single factor (Boud, 1988). In
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fact, assessment methods and teaching/learning methods are now very often the
same thing. In aligned teaching, assessment reinforces learning (Biggs, 1999a).
Included as the first rule in Ramsden’s (1992) fourteen rules for better assessment in
higher education is: ‘link assessment to learning … assess during the experience of
learning as well as at the end of it’. Elton and Johnston (2002, p. 204) believe there
is a growing trend towards a ‘post-positivist’ approach to assessment where educa-
tors are increasingly searching for ways to encourage learning processes in line with
learning theory.
terms but require a great deal of staff time in supervising and assessing (Lines &
Gammie, 2004, p. 72). Part of the purpose of this research is to determine into what
category tutorial files would fall.
Research method
The model suggested by Mason (1996) was used to formulate a research plan. This
model ensures that the purpose of the research is clearly defined and linked with the
research questions and that there is alignment of the research questions with appro-
priate, compatible and justifiable data sources and research methods. The purpose of
this research is twofold: first to consider whether tutorial files are a legitimate form of
assessment and secondly to evaluate their influence on the learning environment.
This leads on to specific research questions. The function of research questions is to
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explain specifically what the project will attempt to learn or understand (Maxwell,
1996) and with this in mind the following questions were formulated:
1. Do tutorial files satisfy the criteria for effective and efficient assessment as
detailed in the theory?
2. Has the introduction of tutorial files improved the student learning environment?
There were three parts to the research. A literature review on the theory of assessment
was conducted and the practice of tutorial file assessment was compared with this. A
questionnaire was completed by the first two cohorts of students who were assessed
using tutorial files. The questionnaire and responses are included at Appendix 1.
Semi-structured interviews were conducted with a selection of students from the third
cohort. Eleven students from a cohort of 44 students were invited to interview.
Students were selected to ensure that all grades achieved on the module were repre-
sented. Eight students came for interview. Two students failed the module and both
of these students declined to be interviewed. The topics discussed at interview were
informed by the literature and represented the areas that were identified from the
literature review and the previous questionnaire responses as being relevant to this
form of assessment. The invitations to interview and the actual interviews were
conducted by an assistant who had not previously met the students and had no
connection with their degree.
The data was analysed by utilising a thematic approach. Interview transcripts were
read a number of times and emerging themes were noted and coded. A spreadsheet
for each theme was produced on which sub-themes and frequency of comments on
these were recorded. In this way overall conclusions on each theme could be
surmised.
Results
Student comments which were included on the questionnaire are denoted as Q, and
interviewee responses are denoted as S followed by a number to denote which of the
eight students made the response.
Student perceptions of continuous summative assessment 511
In every other module, I would just leave everything till a few weeks before the exam before
I even looked at anything. (S7)
All students interviewed commented that they would normally leave most of the
work for a subject until much closer to the end of semester and the examination
period. For some students and some subjects, this is not necessarily a problem. Some
students are able to cope with ‘cramming’ for their examinations and may perform
equally as well as if they had worked throughout. However, what is interesting from
students’ responses is that they actually appreciated having the external stimulus of
assessment and they recognised that without it they would not have worked as well or
continuously. Students preferred to work throughout the semester rather than leaving
it all to the end. They were also stimulated to ‘work harder’.
I would have said you were definitely more motivated knowing that your work actually
counts for something in the tutorials and so you prepare your work knowing you are going
to get marked on it therefore you do it to the best of your ability, more so than you would
otherwise I think. (S5)
The tutorial files which were assessed have been an important feature of my learning giving
me the motivation to read more widely and expand my subject knowledge. (Q)
I wouldn’t have spent nearly as much time doing them if they didn’t have to be handed in
… I wouldn’t have researched them as much and covered them in so much detail. (S3)
In the main, students commented that they spent more time on the subject than
they otherwise would and admitted they would not have done as much work if the
files had not contributed towards their final grade.
I can be quite lazy so I don’t think I would have put as much effort into doing the questions
… ’cause we wouldn’t have been giving them in to be marked. I think that that is the incen-
tive to do the work. (S6)
If they didn’t count in my mark, the standard just wouldn’t have been there ’cause some
weeks I probably wouldn’t have been even bothered doing them and it would have just
been lazy. (S7)
We did have another module which did a sort of similar thing but there were no marks for
it and you didn’t really tend to have it as neat as you would have normally … that [the files
512 E. Trotter
counting towards the final grade] was good ’cause you were getting rewarded for really
putting some effort in … with the one that we didn’t have marked [on another module]
you weren’t encouraged to have it set out as neatly or ensure that it was totally complete.
You had sort of notes all over the place, it wasn’t as good. (S8)
of questionnaire respondents then concluded that the time spent was no more than
would have been spent on the subject anyway, the comments from interviewees
supports the conclusion that the time spent during the semester would be less, with
the time being made up by some students during the revision period. Discussion of
students’ revision strategy is provided later in the paper.
Student comments at interview favoured the opinions that there were ‘probably too
many questions and took too much time’ (S7) and ‘the level of work was probably too
much for one module’ (S4). One student found the amount of work to be demotivating
and said that she missed classes as a result of the time taken to prepare the tutorial files.
Students spent less time on other subjects, although not necessarily as a result of the
time spent on business taxation. In fact two students suggested that the fault was with
other modules. They should ‘see what they can do to them to make you work’ (S4).
While students commented on the additional work required and allocated by them
to this module, only one student thought that it reduced their time spent on leisure
activities. Instead some students managed their time better by often doing the work
for the tutorial files in the time between classes.
As we were in uni, we used to do the tutorial questions while we were actually in uni in the
gaps we had, so it wasn’t affecting leisure time. (S5)
It made me use the library more, you know, stay here and do work in university time. (S7)
The conclusion here is therefore that the submission of regular work for assessment
is welcomed by students and is effective at motivating them to study. Consistent with
the findings of Elton and Laurillard (1979), students like the fact that their hard work
is rewarded by it counting towards their final grade, even though the amount allo-
cated may only be small and not considered to be high stakes. Submission of regular
work for assessment motivates students to work continuously throughout the semes-
ter, encourages them to spend more time on the subject than they otherwise would,
enables them to better manage their time and inspires them to produce a better qual-
ity of work. However attention should be given to the amount of work required to
ensure that it is not so time consuming that it affects the time allocated to other
modules or becomes demotivating.
Student perceptions of continuous summative assessment 513
All students indicated that they obtained useful feedback resulting from the exercise
of preparing and submitting work for assessment. Interestingly, the feedback took the
form of not only the grade and comments from the tutor, but also personal feedback
from the exercise which clarified weaknesses for students and allowed them to be
rectified at an early stage in the semester rather than being identified only at the revi-
sion stage.
I think the tutorial files give you the indication that something’s not going very well or
you’ve not understood that perfectly well. (S8)
You know when you do a piece of work whether it is good or not. (S3)
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The feedback from the first tutorial file enabled students to learn from the experi-
ence and alter their behaviour accordingly. The tutorial files are therefore fulfilling the
formative purpose of assessment. Students who had not performed as well as
expected were motivated to improve their result, while those who obtained a good
grade were encouraged to continue this form.
After the first time, you just start preparing as soon as you get the questions, whereas the
first time you may have saved it till a bit later on. You get everything done before the tuto-
rial and so they help you to understand when they are explaining it during a tutorial. (S2)
I worked even harder because once I got my mark I thought, well I want to maintain that
now. I want to stay at that level. I don’t want to be going down the way, so you are contin-
ually motivated to attain that level again. (S8)
It made me look at the time available. I knew that after I had handed in the first file I had
learned a good lesson ’cause I thought I had more time than I did really handing that file
in. That file was probably, I admit it was rushed, whereas the other two, it was like I learned
from that mistake and I spent more time throughout the three week period on them. (S4)
The first mark I got back was slightly lower than what I thought I would have got, but then
again that spurred me on to do even better on the next two. (S5)
This finding is important. In recent years, the portfolio approach to assessment has
become a popular method of assessing the process of learning (see for example
Baume et al., 2004; Lines & Gammie, 2004). It generally requires the portfolio to be
worked on throughout the period of study and submitted for assessment at the end.
Every student who was interviewed responded in some way to the feedback obtained
from the first tutorial file. An assessment strategy which encourages students to work
continuously throughout the semester but does not ask for regular submissions will
deny students the opportunity to learn from that feedback.
Traditionally, summative assessment measures student achievement and formative
assessment enhances learning (Light & Cox, 2001). Knight (2001) has questioned
whether the purposes of formative and summative assessment are mutually exclusive.
When a mark is allocated to the tutorial file, it becomes both formative and summative
assessment. To ask students to submit work for formative feedback only is unrealistic.
514 E. Trotter
As noted above from student comments, they generally need some extrinsic motiva-
tion to do so. Knight (2000, p. 249) argues that ‘there is no reason why that feedback
should not contain an indicative mark’, thereby allowing the work to be both forma-
tive and summative. This research provides the evidence that it is possible to utilise
assessment that is both formative and summative. The low-stakes assessment of tuto-
rial files is consistent with this approach.
Students perceive that their learning has improved as a result of the regular submission of
assessed work
94% of questionnaire respondents thought that the tutorial files improved their
understanding of the subject. This paper is not trying to demonstrate that every
student’s grade was improved as a result, but is instead emphasising that students
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perceived that their learning was improved. The fact that students had to submit tuto-
rial files affected their approach to their studies by encouraging them to pay more
attention in classes and being more careful with their preparation for them.
I think we would have learned less (without submitting tutorial files) because it really did
help us with the nine weeks that we had tutorials, we did find ourselves paying more atten-
tion to tutorials. (S2)
It would probably have improved the learning ’cause there is probably more emphasis on
picking up in lectures, the theory and how to do calculations, so you can go on to do the
tutorial file and hopefully get some sort of right answers before you get to the tutorial. (S6)
I think I definitely got a better mark overall because of the tutorial file … because it
pronounced what I knew, I think it helped in the final exam. (S5)
It had a major impact, I wouldn’t have done as many questions, I wouldn’t have spent as
much time, I wouldn’t have done as well in tax, that’s it. (S4)
The comments of students who were interviewed centred around the fact that revision
was now much more meaningful as revision. Their experience of revision prior to this
was that too often subjects had to be retaught before revision could commence whereas
with business taxation they were able to remember topics sufficiently to be able to
attempt past exam questions. The file itself was also a useful source of revision material.
It helped me to understand so when I did come to revise and do past papers, I had half a
clue how to go about it … it just makes your revision much more purposeful. (S7)
I think it was very useful ’cause the knowledge wasn’t just in the file but it was also like, I
also knew in my head the facts I needed to know. (S4)
I find that regular submission enables me to carry on revising while keeping on top of this
module. (Q)
For revision they were absolutely brilliant ’cause you had all the notes there to go
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through. (S3)
When you come to revise, you can revise more as it doesn’t take as long to remember
things. (S5)
Although all students found the files useful in their learning process and for revi-
sion, when asked if they wished they had kept a similar file for other subjects, two
students answered ‘no’. Their reasons for saying this differed. One student said, ‘No,
we had so much work for it and just for 10%’ (S1), while the other student would not
have kept a file because, although he found the file useful, he would have done as
much work on each topic and for the exam. He preferred to do his revision using past
papers. It is interesting to note that the first student marginally passed the module
while the second obtained a first class pass.
stressful but found the stress helpful. These responses are an indication that individ-
uals react differently to high workload situations, with some finding it enervating
while others find it stimulating. In this respect, higher education is no different from
the situation in any working environment and allowing students to find their response
to this type of circumstance is not necessarily a bad thing.
While all students found the files motivated them to work continuously through-
out, one student found that after putting so much effort into the first two files, she
lost her enthusiasm by the time it came to the third file.
There was so much work involved in them that by the last one we just didn’t really want
to do it and didn’t put the effort in that we did on the earlier ones. (S3)
It is apparent that some students are more enthusiastic than others. Students who
obtained an overall mark in the 40% range tended to be less enthusiastic overall.
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Whenever one or two students’ comments differed from the others, those dissenting
included at least one or more of the three students who obtained an overall grade in
the 40% range. The student quoted above is one of these. One student was the only
one who did not comment that she would have learned less if she did not need to
complete the tutorial file. This same student was the only one who decided to spend
less time completing the files after having her first file returned and did not mention
that she had used her time more efficiently as a result of the work required completing
the files. Another student was the only one who did not consider that the files were a
lot of work. He found the workload ‘alright’. These comments by lower graded
students are not unsurprising. If students do not fully engage with the process, then
they are unlikely to reap its benefits fully and this is reflected in their lower grades.
Two of these students resented being forced to work harder than they otherwise would.
However if it had the desired effect of preventing them from failing then it will have
been worthwhile, although it is not possible to say whether or not this was the case.
It is unfortunate that two of the students who declined to participate were the two
students who failed the module. It should be clarified that they did not decline in so
many words but just failed to turn up for interview on two occasions each and then
were unable to agree a date. This may be indicative of their approach to their studies
overall but could also be a reflection of their embarrassment over their final grade and
unwillingness to discuss their predicament. The interviewer was unaware of the grade
any of the interviewees had achieved.
Some comments that were not indicative of the interviewees as a whole also came
from the two students who achieved a grade of above 70%. These two students both
commented that the files were a good way of learning but disagreed that they spent
more time on the module that they otherwise would. One of these students would
have spent the same amount of time during the semester but appreciated having her
work organised in a file, while the other would not have spent the same time during
the semester but usually concentrated his efforts in the revision period and would
have caught up then. Both agreed they had learned more than they thought they
would have without the files, but had spent a similar amount of time studying the
subject overall that they would have anyway.
Student perceptions of continuous summative assessment 517
This is different from the other students. Their perception was that they benefited
from improved learning as a result of the files but that the improved learning was
instigated in part by the additional time they spent on this subject that they would not
otherwise have expended.
The differences between the grades is related to their attitude to studying and
resultant behaviour. A summary of the differences in responses between the grades is
that the two students with a grade above 70% reported they would have spent as long
studying the subject, albeit using a different format and at different times than the
tutorial files requirement dictated. The three students in the 50%–70% band would
not have spent as much time studying the subject. They needed and appreciated the
incentive to work and while they spent less time on other subjects, the reason was not
because they spent too much time on business taxation but because the other subjects
were not continuously assessed. Students in the 40%–50% also needed the incentive
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of peer assessment, contrary to popular opinion, could actually add to the burden
rather than reduce it.
Utilising the depiction of assessment contained in Lines and Gammie (2004), the
conclusion reached regarding the dichotomy between effectiveness and efficiency is
that tutorial files as a form of continuous summative assessment would probably be
sited in the ‘Persian Cat’ range of assessment. The student responses indicate that the
submission of tutorial files to be assessed throughout the semester is an effective form
of assessment in educational terms. However it takes time to read, assess and grade
the tutorial files. The grading of tutorial files adds to the tutor’s burden during the
semester and some may not consider it to be an efficient use of their time. However,
although time consuming to administer, tutors need to consider the advice of Heywood
(2000) and take into account the benefits to student learning and development.
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Conclusion
The over-riding impression from the analysis of student interviews and the question-
naires is that students are extremely positive about the use of continuous, summative
assessment in the form of tutorial files. This approach to summative assessment has
provided the extrinsic motivation required to focus students’ activities on the required
tasks which results in a learning environment that encourages group discussion and
practice and inspires students to produce their best work.
The personal feedback from the task of preparing the tutorial files allows students
to remedy any deficiencies they are able to and the ensuing discussion in the tutorials
and workshops provides the opportunity for students to learn from others and to
articulate their own knowledge. The feedback when the files are marked and returned
motivates students to improve or maintain their performance.
The work involved in preparing tutorial files results in the embedding of knowledge
such that students are able to benefit properly from revision and the files themselves
are a useful source of revision material. The majority of students believe that as a
result of having to prepare tutorial files, they have learned more about the topic and
as a result, their grade has improved.
This overall positive result is tempered by the differing approaches to the task and
opinions of the various grades of students represented in the study. Tutors need to be
aware that the additional burden of continuous summative assessment may be a
disincentive for some students.
While continuous summative assessment may be a ‘Persian Cat’, the rewards
of an enhanced learning environment for students outweigh the additional burden
on staff.
Notes on contributor
Eileen Trotter is a lecturer in accounting and taxation in the School of Accounting,
Economics and Management Science at the University of Salford. She is a
member of the Higher Education Academy, has a PG Cert in Learning and
Student perceptions of continuous summative assessment 519
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Strongly strongly
agree disagree
No % No % No % No % No %
% = % of respondents
69 out of 84 students completed the questionnaire (82%).