Professional Documents
Culture Documents
1. Name and Address of Reporting Person * 2. Issuer Name and Ticker or Trading Symbol 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion 3. Trans. 3A. Deemed 4. Trans. 5. Number of 6. Date Exercisable and 7. Title and Amount of 8. Price of 9. Number of 10. Ownership 11. Nature of
Derivate or Exercise Date Execution Code Derivative Expiration Date Securities Underlying Derivative derivative Securities Form of Indirect
Security Price of Date, if any (Instr. 8) Securities Acquired Derivative Security Security Beneficially Owned Derivative Beneficial
(Instr. 3) Derivative (A) or Disposed of (Instr. 3 and 4) (Instr. 5) Following Reported Security: Ownership
Security (D) Transaction(s) Direct (D) or (Instr. 4)
(Instr. 3, 4 and 5) (Instr. 4) Indirect (I)
(Instr. 4)
Amount or
Date Expiration
Title Number of
Exercisable Date
Code V (A) (D) Shares
Employee
Common
Stock Option $4 9/1/2023 M (1) 29,688 (26)
9/17/2023 29,688 $0 445,312 D
Stock
(Right to Buy)
Employee
Common
Stock Option $4 9/5/2023 M (1) 29,688 (26)
9/17/2023 29,688 $0 415,624 D
Stock
(Right to Buy)
Explanation of Responses:
(1) The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 29, 2023.
(2) Includes 26 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2023.
(3) Represents weighted average sales price. The shares were sold at prices ranging from $481.84 to $482.83. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(4) Represents weighted average sales price. The shares were sold at prices ranging from $482.84 to $483.75. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(5) Represents weighted average sales price. The shares were sold at prices ranging from $483.86 to $484.82. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(6) Represents weighted average sales price. The shares were sold at prices ranging from $484.86 to $485.85. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(7) Represents weighted average sales price. The shares were sold at prices ranging from $485.86 to $486.83. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(8) Represents weighted average sales price. The shares were sold at prices ranging from $486.87 to $487.80. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(9) Represents weighted average sales price. The shares were sold at prices ranging from $487.92 to $488.87. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(10) Represents weighted average sales price. The shares were sold at prices ranging from $489.09 to $489.73. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(11) Represents weighted average sales price. The shares were sold at prices ranging from $490.14 to $491.09. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(12) Represents weighted average sales price. The shares were sold at prices ranging from $491.37 to $491.85. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(13) Represents weighted average sales price. The shares were sold at prices ranging from $492.38 to $493.25. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(14) Represents weighted average sales price. The shares were sold at prices ranging from $493.83 to $494.69. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(15) Represents weighted average sales price. The shares were sold at prices ranging from $495.21 to $496.09. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(16) Represents weighted average sales price. The shares were sold at prices ranging from $496.74 to $497.17. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(17) Represents weighted average sales price. The shares were sold at prices ranging from $480.05 to $480.84. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(18) Represents weighted average sales price. The shares were sold at prices ranging from $481.08 to $481.93. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(19) Represents weighted average sales price. The shares were sold at prices ranging from $482.10 to $483.07. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(20) Represents weighted average sales price. The shares were sold at prices ranging from $483.10 to $484.08. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(21) Represents weighted average sales price. The shares were sold at prices ranging from $484.12 to $485.11. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(22) Represents weighted average sales price. The shares were sold at prices ranging from $485.12 to $486.09. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(23) Represents weighted average sales price. The shares were sold at prices ranging from $486.18 to $487.13. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(24) Represents weighted average sales price. The shares were sold at prices ranging from $487.18 to $487.99. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(25) Represents weighted average sales price. The shares were sold at prices ranging from $488.23 to $488.25. The Reporting Person will provide upon
request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
(26) Fully vested.
Remarks:
This is the first of two Form 4s being filed for the same Reporting Person for transactions made on September 1, 2023, September 5, 2023, and September 6,
2023.
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HUANG JEN HSUN
C/O NVIDIA CORPORATION
X President and CEO
2788 SAN TOMAS EXPRESSWAY
SANTA CLARA, CA 95051
Signatures
/s/ Rebecca Peters, Attorney-in-Fact for Jen-Hsun Huang 9/6/2023
**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control
number.