SM-TEST
Student needs to choose True or False, explanation; or do the following questions.
Question 1. The single-price auctioning method is more competitive for bidders than the
multiple-price auctioning method.
Question 2. Borrowers in the new issue market may be raising capital for converting
private capital into public capital
Question 3. An Dutch Bond Auction for raising 600 Billion Dong for Lovely Firm (which
is listed on HOSE) is shown in the following table:
Investors Interest Rate cnt
(Braden) “) (Billion Dongs)
A 6.62 100
B 6.35 130
c 6.18 80
D 6.75 50
E 6.21 220
E 6.09 80
Requirements:
a, Determine auction results
b. Define the payment value of investor D after successful action (if available).
Question 4, In the continuous trading session of JVC's shares, the trading information is
shown below:
Buy Sell
Price | Volume | Price | Volume
Investor} tooo | "SP! ooo | a share)
Time} VND) VND)
930 | AT 24.1 2,000
931 | A2 242 3,500
932 [AS 243 2,500
933 | Ad 44 2350
940 | AS MP 6,500
943 |_AG 244 5,000
AT
a, Determine the continuous matching session's results.
b. Calculate the brokerage fee of AS and A6 if the brokerage fee rate is 0.2%
Question 5. Company X discloses information related to its share dividend payment policy
as following:
— Ex-date: 23/8/20XX
— Record-date: 24)8/ 20XX
— Content: Paying dividend in shares for outstanding investors
— Dividend payment ratio: 3:1 (An investor with 10 outstanding shares receives 01
new share)
Determine X’s reference price on the ex-date, given X’s closing prices om 22/8/20XX is
35000 dong. Calculate the total share dividend of investor A (with the 5,000 shares at record
date). The payment process of Vietnam’s stock market is T+2
Question 6. The seller of a put option contract has the right to sell a specific number of
stocks at a given price determined on the contract.
Question 7. Limit order is an order to buy or sell stocks at the opening price
Question 8. The primary market is where already issued securities are traded.
Requirements: