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Toxicologic Pathology, XX: 1-18, 2015

Copyright # 2015 by The Author(s)


ISSN: 0192-6233 print / 1533-1601 online
DOI: 10.1177/0192623315570339

Vaginal Cytology of the Laboratory Rat and Mouse:


Review and Criteria for the Staging of the Estrous Cycle
Using Stained Vaginal Smears
MICHELLE C. CORA1, LINDA KOOISTRA2, AND GREG TRAVLOS1
1
Cellular and Molecular Pathology Branch, National Toxicology Program, National Institute of Environmental Health
Sciences, National Institutes of Health, Research Triangle Park, North Carolina, USA
2
Charles River Laboratories, Inc., Pathology Associates, Durham, North Carolina, USA
ABSTRACT
Microscopic evaluation of the types of cells present in vaginal smears has long been used to document the stages of the estrous cycle in laboratory
rats and mice and as an index of the functional status of the hypothalamic–pituitary–ovarian axis. The estrous cycle is generally divided into the four
stages of proestrus, estrus, metestrus, and diestrus. On cytological evaluation, these stages are defined by the absence, presence, or proportion of 4
basic cell types as well as by the cell density and arrangement of the cells on the slide. Multiple references regarding the cytology of the rat and mouse
estrous cycle are available. Many contemporary references and studies, however, have relatively abbreviated definitions of the stages, are in reference
to direct wet mount preparations, or lack comprehensive illustrations. This has led to ambiguity and, in some cases, a loss of appreciation for the
encountered nuances of dividing a steadily moving cycle into 4 stages. The aim of this review is to provide a detailed description, discussion, and
illustration of vaginal cytology of the rat and mouse estrous cycle as it appears on smears stained with metachromatic stains.

Keywords: estrus; proestrus; diestrus; metestrus.

INTRODUCTION cytological evaluation, these stages are defined by the absence,


presence, or proportion of the cells present as well as by the cell
Microscopic evaluation of the types of cells present in vagi-
density and arrangement of the cells on the slide.
nal smears has long been used to document the stages of the
Vaginal cytology can be evaluated immediately after collec-
estrous cycle in laboratory rats and mice and as an index of the
tion as an unstained, wet mount preparation (direct cytology) or
functional status of the hypothalamic–pituitary–ovarian axis.
as a fixed and stained slide preparation. Although some of the
As such, assessment of the estrous cycle has been used both
discussion can be applied to the evaluation of direct wet mount
as a principal measure in determinations of reproductive cycli-
preparations, this review will focus on the estrous cycle as eval-
city and as an ancillary test in reproductive toxicologic studies
uated on slide preparations that are dry-fixed and stained with
(Goldman, Murr, and Cooper 2007).
metachromatic stains.
The estrous cycle in rats and mice averages 4–5 days and is a
Multiple references regarding the cytology of the rat and
repetitive but dynamic process whereby different cell types
mouse estrous cycle are available (Allen 1922; Byers et al.
appear and recede in waves throughout the cycle, reflecting
2012; Caligioni 2009; Cooper and Goldman 1999; Goldman,
changes in the levels of estradiol and progesterone secreted
Murr, and Cooper 2007; Hubscher, Brooks, and Johnson
by the ovarian follicles. The estrous cycle is generally divided
2005; Long and Evans 1922; Mandl 1951; Organization for
into four stages—proestrus, estrus, metestrus, and diestrus.
Economic Cooperation and Development [OECD] n.d.;
However, depending on the investigator and the objectives of
Young, Boling, and Blandau 1941). Many of the contemporary
a study, it has been divided into as few as 3 stages—proestrus,
references and studies, however, have relatively abbreviated
estrus, and diestrus (Goldman, Murr, and Cooper 2007); alter-
definitions of the stages, are in reference to direct wet mount
natively, the four stages have been subcategorized into as many
preparations, or lack comprehensive illustrations. This has led
as 13 stages (Thung, Boot, and Mühlbock 1956). On
to ambiguity and, in some cases, a loss of appreciation for the
encountered nuances of dividing a steadily moving cycle into 4
The author(s) declared no potential conflicts of interest with respect to the
stages. The aim of this review is to provide a detailed descrip-
research, authorship, and/or publication of this article. tion, discussion, and illustration of the vaginal cytology of the
The author(s) disclosed receipt of the following financial support for the rat and mouse estrous cycle and give the reader an appreciation
research, authorship, and/or publication of this article: This work was for the nuances and challenges in definitively characterizing
supported (in part) by the National Institutes of Health, National Institute of this dynamic process. For information on ovarian hormone
Environmental Health Sciences.
Address correspondence to: Michelle C. Cora, 111 TW Alexander Dr., PO
secretion and the subsequent impact on vaginal physiology as
Box 12233, Research Triangle Park, NC 27709, USA; e-mail: well as how the evaluation of vaginal cytology applies to tox-
coramc@niehs.nih.gov. icological research, the reader is directed elsewhere (Butcher,

1
2 CORA ET AL. TOXICOLOGIC PATHOLOGY

Collins, and Fugo 1974; Cooper and Goldman 1999; Goldman,


Murr, and Cooper 2007; Kovacic and Parlow 1972; Li and
Davis 2007; Nelson et al. 1981; Neill 2006). For a detailed
review of the histopathology of the estrous cycle, see West-
wood’s (2008) ‘‘The female rat reproductive cycle: a practical
histological guide to staging.’’

HISTORICAL PERSPECTIVE
The term estrus was first used (as oestrus2) in Heape’s
1

(1900) publication, ‘‘The ‘sexual season’ of mammals and the


relation of the ‘pro-oestrum’ to menstruation,’’ in which he
defines estrus as the ‘‘special period of sexual desire in the
female.’’ Estrus is a Latin adaptation of the Greek word oistros,
which means gadfly, frenzy, or madness. It is from this base
word that Heape named and defined the other stages of the
mammalian estrous cycle: proestrus, an animal coming into
heat; metestrus, a short period in the absence of conception,
when ‘‘the activity of the [reproductive] organs gradually sub-
side during a definite period’’; diestrus, a period of short rest
(during the breeding season); and anestrus, a period of rest
(in the nonbreeding season). At that time, the stages were
defined and based on changes in behavior (e.g., the acceptance
of copulation) as well as gross morphological and histological
changes observed in the reproductive tract of cycling females.
Included in these were the macroscopic changes in the vulva
(e.g., swelling), vaginal excretions (e.g., hemorrhage, mucous),
and uterus (e.g., congestion) together with the microscopic
changes in the uterine tissue and ovaries. However, the macro-
scopic observations were not always reliable in small rodents,
and tissue pathology was and still is an invasive procedure and
not feasible for in-life estrous cycle staging. It was the need for
a more reliable, noninvasive method for defining the stages and
determining the time of ovulation in a laboratory setting that
lead to Stockard and Papanicolaou’s (1917) landmark article,
‘‘The existence of a typical estrous cycle in the guinea pig with
a study of its histological and physiological changes.’’ It was
with this article that, for the first time in any species, the
changes that occur in the vaginal canal during the estrous cycle
were thoroughly characterized both macroscopically and
microscopically (on histology and cytology). Additionally,
these vaginal changes were correlated to the changes that occur
in other reproductive organs during the estrous cycle. This pub-
lication influenced three other pioneers of reproductive phy-
siology—Joseph Long, Herbert Evans, and Edgar Allen—in
their pursuit to study and then describe the rat (Long and Evans
1922) and mouse (Allen 1922) estrous cycles (Figure 1). Long

1.
Note that the word estrus is a noun, while the word estrous with an ‘‘o’’ is an
adjective, as in ‘‘the estrous cycle’’; the two words are not interchangeable.
2.
As is widely known, the British English, Greek-derived spelling of estrus FIGURE 1.—Historical representation of select stages of the rat estrous
with an ‘‘o’’ as in oestrus and the oestrous cycle and the use of an ‘‘o’’ in cycle as presented in Long and Evans (1922). These eloquent pencil
the spelling of the stages (pro-oestrus, metoestrus, dioestrus) is still used drawings illustrate proestrus (A), metestrus (B), and diestrus (C).
today in British-based publications. Additionally, older literature, regardless
of country of origin, generally used British English. This is important to note
and Evans (1922) eloquently expressed the importance of
when undertaking a comprehensive literature search on the subject of the Stockard and Papanicolaou’s (1917) findings with the
estrous cycle and its stages. following:
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 3

By the fortunate discovery that in the guinea pig these


[vaginal] mucosal transformations are accompanied by
the dehiscence of epithelial cells so that at times the
lumen of the vagina has a characteristic cell content, it
has been possible for Stockard and Papanicolaou to
show us that we may discover with ease in the living
animal the exact occurrence and progress of these
cycles. (p. 6)

And so, it is from these early twentieth-century publications


that the present-day definitions of proestrus, estrus, metestrus,
and diestrus arose.
It would be a great disservice not to take this opportunity to
state that the abovementioned scientists were brilliant research-
ers and made many other significant contributions to the fields
of endocrine and reproductive physiology—laying the founda-
tion for many others working in these fields. The following sen-
tences highlight but a few of their contributions. The Pap smear
or test, developed by Papanicolaou and used as a screening test
for cervical cancer, is now recognized as the most significant
advancement in the control of cancer in the twentieth century
(Vilos 1998). In addition to developing the Long–Evans stain
of rat, Evans and colleagues went on to characterize the hor-
mones of the anterior pituitary (e.g., luteinizing hormone and
follicle-stimulating hormone) and define interactions between
this gland, the ovary, and uterus (Lindsey and Baker 2006).
Allen and Edward Doisy isolated the ovarian estrogenic hor-
mone (Wells 1945). Additionally, Allen and associates also
investigated the effects of estrogenic and androgenic hormones
on various reproductive and endocrine organs as well as the
relationship of estrogen concentrations to certain types of neo-
plasms (e.g., leukemia, mammary cancer; Wells 1945).

METHODOLOGY AND TECHNICAL CONSIDERATIONS


To elucidate the length and, subsequently, the stages of the
estrous cycle, vaginal cytology samples are collected over at
least 14 consecutive days (Cooper and Goldman 1999). Vagi-
nal cytology samples can be collected at any time of the day,
but the practice of most laboratories is to collect them early
in the morning after the lights are turned on. Regardless of
when samples are collected, it should be done at approximately
the same time of the day over the course of the collection
period to reduce variability. Collection of the samples can be
done either by vaginal lavage or swabbing. Lavage typically
yields a higher cellularity sample and is the preferred method
of the authors. Regardless of the methodology employed, accu-
rate interpretation of vaginal cytology samples is dependent on
the quality of the sample preparation (Figure 2).

Materials FIGURE 2.——Several examples of poor quality smears. In the first


example (A), the smear is understained, resulting in a lack of cellular
To perform vaginal lavage, one needs a pipette or eyedropper, detail. Additionally, some cells are ruptured resulting in a background
saline, and glass slides. The pipette tips or eyedroppers need to of scattered cellular debris. Due to the poor quality, this smear was
be smooth and tapered with a recommended 1.5 mm internal tip ultimately deemed uninterruptable. Plate B has a background of eosi-
bore for pipette tips (OECD n.d.). It is a best practice to use a nophilic streaming and debris (arrows), which most likely represents
new tip or dropper for each animal. If a single tip or dropper ruptured or disintegrated neutrophils. Depending on full evaluation
4 CORA ET AL. TOXICOLOGIC PATHOLOGY

is to be used on more than 1 animal, it should be thoroughly


rinsed with fresh distilled or sterile water between animals.
Thorough rinsing is very important to prevent between-animal
sample contamination that may lead to inaccuracies in staging
or, rarely, infection of the reproductive tract.
Phosphate-buffered saline or normal saline are the preferred
fluid to use for vaginal lavage. Some publications also list dis-
tilled water or tap water as options, and many research studies
have used these in lieu of saline. Saline is an isotonic solution FIGURE 3.—Example of a commercially available 100  300 glass slide
while water is hypotonic. The use of water can cause distorted with a predrawn numbered grid for vaginal cytology sample collec-
epithelial cell morphologies and will invariably rupture neutro- tion. This slide contains samples that were collected daily for 8 con-
phils, which can lead to confusion or inaccuracies in the secutive days from an individual animal and, after dry fixation,
were stained with a metachromatic stain.
evaluation of vaginal cytologies. Water has seemingly been
successfully used when cells are evaluated on direct prepara-
inserting and flushing into the vaginal orifice, care must be
tions that are evaluated shortly after collection. Nevertheless,
taken not to insert the tip too deep so as to avoid cervical stimu-
to avoid any issues with cell morphology and for the purposes
lation. Excessive stimulation can induce pseudopregnancy,
of preparing stained slides, saline should be used.
which appears as a persistent diestrus for up to 14 days (Gold-
For archiving purposes and ease of sample evaluation, it is
man, Murr, and Cooper 2007).
advantageous to place 6–8 consecutive samples from 1 animal
After the lavage, a small drop of the sample is then placed
onto a basic 1  3 inch glass slide. Grids that form ‘‘boxes’’ or
evenly on the slide in a thin layer (smear) and allowed to air-
‘‘squares’’ representing each day may be drawn on the slides
dry. Crystals may form on the dry unstained slides; these will
with a black, solvent-resistant marker. Alternatively, glass
be removed as part of the staining process. Several different
slides with pre-drawn and numbered grids representing 8 days
metachromatic stains may be used to stain the dry fixed slides.
are also available at an additional cost (Figure 3). Some inves-
Romanowsky-type stains (e.g., Modified Wright’s, Wright’s
tigators use wax pencils to draw the grids on glass slides. An
Giemsa) and Toluidine blue O are the commonly used cytolo-
advantage of using a wax pencil is that the wax forms a barrier
gical stains offering good coloration for the identification of the
that will prevent 1 day’s sample from ‘‘bleeding’’ into another
different cell types and are recommended for staining vaginal
day’s sample. However, if an automated coverslipping
smears. It is important to avoid heavy staining and to rinse the
machine is used to process the slides, the wax markings can
slides thoroughly. Dry fixed slides do not require a spray fixa-
lead to an irregular slide surface that may result in an uneven
tive (e.g., Spray-CyteTM) prior to staining. A spray fixative is
distribution of permount or prevent direct contact between the
used when a stain requires wet fixation (i.e., application of the
slide and coverslip, resulting in air bubbles and inadequate pre-
spray fixative onto the sample before the cells air-dry), such as
servation. With care and practice, slides can be easily and suc-
is needed with the Papanicolaou stain.
cessfully made without the use of a wax pencil. If wax pencils
Papanicolaou stain has also been used to stain vaginal cytol-
are to be used, removal of the wax by soaking the slides in
ogy samples, especially in humans as a screening procedure for
xylene (or equivalent) prior to coverslipping with an automated
cervical cancer (i.e., Pap smear or test). This stain is multichro-
machine is recommended.
matic involving the use of 5 different dyes and requires a wet
fixation of the sample before staining. Use of this stain offers
Collection and Processing better chromatin detail and stains the cytoplasm with shades
To collect cells from the vaginal canal, approximately 0.1 of orange, pink, or blue, depending on the degree of cornifica-
ml (mice) or 0.2 ml (rats) of saline is drawn into the pipette tion. This level of detail, however, is often not needed to
or dropper. The tip of the dropper is gently inserted into the identify the stages of the estrous cycle in rodents.
vaginal orifice at a depth of approximately 1–2 mm in mice and
5–10 mm in rats and then the saline flushed into the vagina and Slide Evaluation
back out 2 or 3 times. If after the first flush the fluid is cloudy, In general, cells can be identified using a 10 objective;
subsequent flushings may not be necessary (OECD n.d.). When however, in some cases the use of higher objectives may be
needed (e.g., to better visualize neutrophils). Care should be
FIGURE 2—(CONTINUED). of the smear and the experience of the evalua- taken to examine the whole smear as cell types and numbers
tor, this smear could be misclassified as proestrus (instead of diestrus)
may vary in different areas on the slide. Evaluating daily
or could be deemed an insufficient sample. Plate C has a large amount
smears with knowledge of the preceding or succeeding days’
of eosinophilic material in the background, making visualization of
the neutrophils that are present challenging. The background material stages (vs. ‘‘blindly’’ reading each day) is important for the
either was due to poorly maintained lavage fluid or is stain precipitate accurate interpretation of the stages and cycling status because
due to the poorly maintained staining solutions. Modified Wright– it puts each day into context. This is of particular importance
Giemsa stain (A, B) and Toluidine blue O stain (C). Original objective when a smear is a transition between two consecutive stages
magnification of 10 (A) or 20 (B, C). (transitional stage) when it may be difficult to make an accurate
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 5

determination without knowledge of the preceding or succeed-


ing day’s smears. For example, in a rat, a smear transitioning
from proestrus to estrus will have combinations of round
nucleated cells and keratinized anucleated cells. Knowing the
previous day’s findings will help one to identify the day in
question as proestrus rather than late estrus, where similar cell
types may be observed.
For the best viewing of stained cytology preparations, it is
important that the microscope is properly configured for Köh-
ler illumination. In laboratories where wet mount preparations
or unstained specimens are evaluated, the microscope conden-
ser and field diaphragm are usually adjusted for greater contrast
with a resulting loss in image illumination and resolution; with
these types of adjustments the microscope does not have proper
Köhler illumination. When proper Köhler illumination is
applied, a stained cytology image will have an even illumina-
tion with optimal resolution and contrast and minimal artifact
FIGURE 4.—Many neutrophils (arrows), characterized by their very
or glare. Adjusting a microscope for Köhler illumination is rel-
small size and multilobulated nuclei, and two large nucleated epithe-
atively simple. The reader is directed elsewhere for details on lial cells (arrowhead) are present on this diestrous vaginal smear from
Köhler illumination (Rottenfusser 2013). a Sprague-Dawley rat. Toluidine blue O stain. In Elmore et al. Pro-
ceedings of the 2014 National Toxicology Program satellite sympo-
One of the single most important factors in the evaluation of sium. Toxicol Pathol, 43:10-40, 2015.
vaginal cytologies is proper training and experience
The evaluator needs to be aware of the inherent variations Nelson et al. 1981; Campbell, Ryan, and Schwartz 1976; Camp-
that may be encountered, be able to recognize artifactual bell and Schwartz 1980; Nelson et al. 1982; Whitten 1956; Gold-
changes (e.g., balled-up or ruptured neutrophils, understained man, Murr, and Cooper 2007). For example, mice housed singly
cells), and understand that the smears represent a moment in cycle more regularly and about 1 day shorter than mice housed
time of a dynamic process and that the total impression of the in multiples (Nelson et al. 1982). Female rodents cycle more reg-
smear is more important than the exact cell counts. Practice slide ularly when males are present in the room (i.e., the Whitten
sets, whereby the trainee follows groups of individual animals effect), although mice are more sensitive to this phenomenon
for several cycles, is the best way to develop proficiency in read- than rats (Whitten 1956; OECD n.d.).
ing vaginal smears. To reduce variability and ensure consis- The rodent estrous cycle is very sensitive to changes in the
tency, it is also important to limit the number of people light–dark cycle. A 12:12 light–dark cycle is standard in most
evaluating the slides for a given study or within a given labora- laboratories. In laboratories using a 14:10 light–dark cycle, a
tory and to make certain there is agreement on the criteria for the different ratio in the number of 4- and 5-day cycles may occur
classification of each stage. This is particularly important in the in comparison to a 12:12 cycle (OECD n.d.).
inevitable event of transitional stages, when the evaluation is The length of the four stages varies between 6 and 72 hr
prone to increased subjectivity despite established objective cri- depending on the stage and individual rodent, therefore, some
teria. If more than one observer is involved in reading smears, short stages may be ‘‘missed’’ especially if samples are collected
discrepancies can be reduced by initially having them simultane- very early or late in the day. For example, proestrus, with an aver-
ously evaluate the same slides to ensure consistency of stage age length of 14 hr in rats, could be missed with an early morning
interpretation (Cooper and Goldman 1999). sample collection because in many females proestrus does not
start until midmorning and would end before the next collection.
THE CELLS AND STAGES OF THE ESTROUS CYCLE Sample collection can be shifted to late morning or early after-
noon in an effort to minimize the incidences of missed stages.
As previously stated, estrous cycle length averages 4–5 days
in both rats and mice, but occasional 6-day cycles may be Cell Types of the Estrous Cycle
observed in some individuals (Nelson et al. 1982; Mandl
1951; Morrissey et al. 1988; Long and Evans 1922; Goldman, For this discussion, cell descriptions are based on cytology
Murr, and Cooper 2007; Parkes 1928; Blandau, Boling, and preparations that were dry fixed and stained with a metachro-
Young 1941). Compared to rats, mice have less regularity in matic stain.
cycle length or cycle contiguity; that is, the likelihood of a 4-
Neutrophils
day cycle being followed by a 5-day cycle instead of another
4-day cycle is higher in mice (Nelson et al. 1982). Many factors Neutrophils are also known as leukocytes or polymorpho-
influence cycle length including light, age, temperature, noise, nuclear cells. These cells are round, very small, and possess
nutrition, stress, and social relationships (Li and Davis 2007; multilobulated nuclei (Figure 4). During collection and
6 CORA ET AL. TOXICOLOGIC PATHOLOGY

FIGURE 6.—Small nucleated epithelial cells from a proestrous vaginal


smear of a Sprague-Dawley rat. Occasional nucleated epithelial cells
containing small cytoplasmic vacuoles (arrow) and a few anucleated
epithelial cells are also present. Toluidine blue O stain. Original objec-
tive magnification of 40.

FIGURE 7.—Several large nucleated epithelial cells (arrows) are inter-


mixed with anucleated epithelial cells (arrowheads) in a vaginal smear
of late estrus from a Sprague-Dawley rat. Numerous bacteria are
observed adhered to many of the epithelial cells. Modified Wright–
Giemsa stain. Original objective magnification of 40. In Elmore
et al. Proceedings of the 2014 National Toxicology Program satellite
symposium. Toxicol Pathol, 43:10-40, 2015.

preparation, these cells may condense or ‘‘ball-up,’’ making


visualization of their nuclei difficult, but with experience,
they can still be recognized as neutrophils (Figure 5A). If
FIGURE 5.—Several condensed or ‘‘balled-up’’ neutrophils (A, arrows) are at low power cells are suspected to be condensed neutro-
interspersed among the epithelial cells of a diestrous smear from a Spra- phils, the magnification can be increased to a 20 or 40
gue-Dawley rat. The pale pink background is due to the presence of objective. Usually on higher magnification, condensed neu-
mucous. Plates B and C demonstrate ruptured neutrophils (arrows) from trophils can be identified as such and neutrophils with a
vaginal cytology smears of a Sprague-Dawley rat (B) and B6C3F1/N more normal appearance can sometimes be found on the
mouse (C). Modified Wright–Giemsa stain (A) and Toluidine blue O stain periphery of the smear. Neutrophils are relatively delicate
(B, C). Original objective magnification of 20 (A, B) or 40 (C). cells and can sometimes rupture during collection or
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 7

FIGURE 8.—A large nucleated epithelial cell containing many small FIGURE 10.—A keratin bar (arrow) is observed in a vaginal smear of
cytoplasmic granules (arrow) from a Sprague-Dawley rat. Modified estrus from a Sprague-Dawley rat. Note that many bacteria are either
Wright–Giemsa stain. Original oil objective magnification of 100. adhered to the cells or free in the background. Modified Wright–
Giemsa stain. Original objective magnification of 40.

Large Nucleated Epithelial Cells


These cells are larger with moderate to abundant amounts of
blue to sky blue cytoplasm and a lower N:C ratio in comparison
to small epithelial cells (Figures 4 and 7). They are round to
polygonal and may have irregular, jagged, or angular borders.
Large epithelial cells can have some degree of keratinization
and possess nuclei that may be intact, degenerate, or pyknotic.
Occasionally, large nucleated epithelial cells will contain
finely stippled cytoplasmic granules (Figure 8).

Anucleated Keratinized Epithelial Cells


Anucleated epithelial cells are also known as squames or
‘‘cornflakes.’’ They are aged cells and are characterized by
an abundant blue to sky blue cytoplasm with jagged or angular
edges (Figures 7 and 9). As the name infers, they lack nuclei,
FIGURE 9.—Anucleated epithelial cells from a vaginal smear of estrus although pale round areas representing where a nucleus had
in a B6C3F1/N mouse. Some cells possess ghost nuclei (arrows). existed (nuclear ‘‘ghost’’) may be visualized (Figure 9). These
Modified Wright–Giemsa stain. Original objective magnification of epithelial cells can fold onto themselves or break apart, creat-
40. In Elmore et al. Proceedings of the 2014 National Toxicology ing jagged elongated structures referred to as ‘‘keratin bars’’
Program satellite symposium. Toxicol Pathol, 43:10-40, 2015.
(Figure 10).
It should be noted that the distal one-fourth to one-third of the
processing (Figure 5B and C). It is important to recognize vaginal lumen is covered by squamous epithelial cells and is per-
the appearance of ruptured neutrophils to avoid misinterpre- manently keratinized. Therefore, it is possible that during sample
tation of a particular stage. collection, cells from this area of the vagina may be collected
and is one reason why low numbers of anucleated keratinized
Small Nucleated Epithelial Cells cells can be seen in proestrus and diestrus. Additionally, glass
slides may be contaminated with keratin if not handled properly
These cells are small, round to oval, and nonkeratinized (i.e., touching the surface of the slide with bare hands).
(Figure 6). They have a high nuclear to cytoplasmic (N:C)
ratio relative to large epithelial cells, a round nucleus, and
Stages of the Estrous Cycle
blue cytoplasm. They may stain very dark or basophilic,
precluding visualization of the nucleus. Small cytoplasmic The stages of the estrous cycle are identified by the absence,
vacuoles may be seen in occasional small epithelial cells presence, or proportion of the described four basic cell types as
of proestrus. well as by the cell density and arrangement of the cells on the
8 CORA ET AL. TOXICOLOGIC PATHOLOGY

FIGURE 11.—Estrous cycle wheels. Visual representation of the cell types and relative proportion of each cell type present during the 4 stages of the
estrous cycle in the mouse and rat. The size of each quadrant does not directly correlate to the length of each stage. Adapted from Byers et al.
(2012). The mouse wheel was modified from its original form to create the rat wheel. Adaptations and modifications by David Sabio.

TABLE 1.—Basic classification of the stages of estrous cycle based on cell types and relative numbers of these cell types in vaginal smears.

Stage Neutrophils Small nucleated epithelial cells Large nucleated epithelial cells Anucleated keratinized epithelial cells Relative cell density

Proestrus 0 to þ þþ to þþþ 0 to þ 0 to þ Low to moderate


Estrus
Rat 0 to þ 0 to þþ 0 to þþ þþ to þþþ Moderate to high
Mouse 0 to þ 0 to þ 0 to þ þþ to þþþ Moderate to high
Metestrus
Rat þ to þþþ þ to þþ þ to þþ þ to þþþ Moderate to high
Mouse þ to þþþ 0 to þ 0 to þ þþ to þþþ Moderate to high
Diestrus þþ to þþþ þ to þþ þ to þþ 0 to þ Low to moderate

Note: 0 ¼ none; þ ¼ few; þþ ¼ moderate; þþþ ¼ high.

slide. Conventionally, the cycle is divided into the four stages either proestrus or estrus. Figure 11 and Table 1 are graphical and
of proestrus, estrus, metestrus, and diestrus; however, some tabular representations of the estrous cycle adapted from various
researchers use a simple proestrus–estrus–diestrus classifica- sources and serve as good adjuncts to the subsequent narrative.
tion, while others subdivide the four stages, record transitional
stages, or roughly quantify the individual cell populations Proestrus
(Goldman, Murr, and Cooper 2007). The following will define Proestrus is a short stage, lasting an average of 14 hr in rats
and characterize the range in appearance of the four classic and less than 24 hr in mice (Astwood 1939; Long and Evans
stages, including species differences and a brief discussion of 1922; Mandl 1951; Allen 1922; Grasso, Rozhavskaya, and Rie-
transitional stages, from which criteria for stage subdivisions chert 1998). The predominant feature of this stage is the pres-
or transitional stages can be based. ence of small, round, nucleated epithelial cells of relatively
One general approach to staging vaginal smears is to first uniform appearance and size (Figures 6 and 12); these cells
assess for the presence of neutrophils—are there a good number may stain deeply basophilic. Often they will be seen in cohe-
of neutrophils observed or just an occasional one? If neutrophils sive clusters (grape clusters), sheets, or strands. However,
are a dominant feature, or consistently observed, the stage is either cohesive clusters, sheets, and strands are not always observed,
metestrus or diestrus; if neutrophils are rare to absent, the stage is especially in low cellularity samples, and should not be thought
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 9

FIGURE 12.—Vaginal smears of proestrus from Sprague-Dawley rats characterized by high numbers of small nucleated epithelial cells found
individually and in cohesive clusters (arrows). Proestrus appears the same in mice. Plate D shows the appearance of a so-called epithelial
‘‘strand’’ that is typical of proestrus. Modified Wright–Giemsa stain (A, D) and Toluidine blue O stain (B, C). Original objective magni-
fication of 10 (A, B), 20 (C), or 40 (D). Plate C is in Elmore et al. Proceedings of the 2014 National Toxicology Program satellite
symposium. Toxicol Pathol, 43:10-40, 2015.

of as a prerequisite in the determination of proestrus; cells may Riechert 1998). It is characterized by the presence of predomi-
only be seen individually throughout the smear. Typically, no nately anucleated keratinized epithelial cells (Figures 13 and
neutrophils will be seen. That said, rare to occasional neutro- 14). Numerous bacteria may be observed adhered to the cells
phils can be found in early proestrus as the rodent would have or free in the background. Occasional nucleated epithelial cells
recently transitioned from diestrus into proestrus. Relatively can be observed throughout the stage of estrus, and neutrophils
low numbers of large epithelial cells and keratinized anu- are absent or occasionally observed in late estrus. The first and
cleated cells may also be observed. As the cycle approaches second half of estrus, while consisting mostly of anucleated
estrus, keratinized cells will become more abundant. The pres- keratinized cells, have distinct differences in their appearances
ence of low numbers of neutrophils, or large and anucleated and also differ between rats and mice. These differences were
epithelial cells, does not preclude the diagnosis of proestrus distinct enough that Young, Boling, and Blandau (1941) and
when the predominating feature of the smear are the small, round Allen (1922) had different terminology or subdivisions for the
epithelial cell population. first and second ‘‘phases’’ of estrus in rats and mice, respec-
tively. Long and Evans (1922) described these different phases
Estrus in rats but did not distinguish them as subdivisions of estrus.
Estrus duration ranges between 24 and 48 hr in rats and In a mouse when 2 consecutive days of estrus are observed,
between 12 and 48 hr in mice (Astwood 1939; Long and Evans these different phases are generally appreciated; however, the
1922; Mandl 1951; Allen 1922; Grasso, Rozhavskaya, and second phase in rats occurs late in estrus and will not always
10 CORA ET AL. TOXICOLOGIC PATHOLOGY

FIGURE 13.—Representative photomicrographs of the first (A, C) and second (B, D) ‘‘phases’’ of estrus in mice. The first phase typically has
smaller anuclear epithelial cells that are arranged in loose clusters reminiscent of proestrus. The anuclear epithelial cells of the second phase are
generally larger, more evenly dispersed, and higher in numbers. Plates C and D are 2 consecutive days of estrus from the same B6C3F1/N mouse.
Modified Wright–Giemsa stain (A, B) and Toluidine blue O stain (C, D). Original objective magnification of 10.

be seen (i.e., it will be missed) even if 2 days of estrus are (Figures 7 and 14C–E). These cells are small to large; round,
recorded. In mice, at the start of estrus, the anucleated cells are oval, or spindle shaped with smooth to irregular borders; and
smaller and are typically arranged in loose clusters or sheets sometimes stain deeply basophilic. Long and Evans (1922)
reminiscent of proestrus (Figure 13A and C). As estrus pro- describe this phase as such:
gresses, the cell numbers generally increase, and the cells
appear larger and more evenly dispersed and can be seen in It is interesting that in a certain proportion of animals the
stacks or layers (Figures 9 and 13B, D). Allen (1922) notes this epithelial desquamation of the mucosa may proceed
distinction in mice as follows: somewhat further than to the cornified cell layer before
leucocytes come in, and hence we may have . . . Stage
By standardizing the technique of smear preparation, . . . Three [estrus] immediately succeeded by a few hours of a
[the different phases of estrus] are easily differentiated, stage in which rather large, spindle-like, nucleated
although the basis for this division is the number and epithelial cells are shed. In such cases, however, vestiges
clumping rather than any change in the [anucleated, of the cornified cell are always present and when leuco-
keratinized] character of the cells themselves. (p. 306) cytes appear three cell types area actually found. (p. 21)

In late estrus of rats, before the emergence of neutrophils and Young, Boling, and Blandau (1941) referred to the large oval
metestrus, higher numbers of nucleated epithelial cells appear nucleated epithelial cells of late estrus in the rat as ‘‘pavement
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 11

FIGURE 14.—Vaginal smears of estrus (A, B) and late estrus (C–F) in several Sprague-Dawley rats. Plates A and B represent a typical estrus stage
with high numbers of anucleated epithelial cells. Vaginal smears of the late estrus phase (C–F) are characterized by the presence of round-, oval-,
and spindle-shaped nucleated epithelial cells interspersed among anucleated epithelial cells. Modified Wright–Giemsa stain (A–C, E) and Tolui-
dine blue O stain (D, F). Original objective magnification of 10 (A, C, D), 20 (F), or 40 (B, E). Plate A is in Elmore et al. Proceedings of the
2014 National Toxicology Program satellite symposium. Toxicol Pathol, 43:10-40, 2015.
12 CORA ET AL. TOXICOLOGIC PATHOLOGY

cells’’ and their presence became an indication that metestrus diestrus usually count metestrus as a ‘‘diestrus’’ day (Goldman,
was fast approaching. This phase of late estrus should not be Murr, and Cooper 2007). While distinguishing and recording
mistaken for proestrus. In general, the nucleated cells of proes- metestrus is recommended, if it cannot be certain if a smear
trus have a higher N:C ratio, are round to slightly oval, and is (late) metestrus or diestrus, then it is best to be as consistent
have smooth cell borders. as possible and pragmatically ‘‘error’’ on the side of diestrus;
In conclusion, estrus is the stage predominated by kerati- there is minimal value in overly scrutinizing a late metestrus/
nized anucleated epithelial cells. Neutrophils may be occasion- early diestrus smear.
ally seen in late estrus, as the rodent is transitioning to
metestrus; but once they are observed with regularity through- Diestrus
out all fields, the stage should be interpreted as metestrus.
Diestrus is the longest stage of the estrus cycle with an aver-
Relatively high numbers of nucleated epithelial cells are
age duration of 48–72 hr in both mice and rats (Astwood 1939;
interspersed with the keratinized cells in late estrus of rats.
Long and Evans 1922; Mandl 1951; Allen 1922; Grasso, Roz-
havskaya, and Riechert 1998). This stage is characterized by a
Metestrus substantial decrease in the number of anucleated keratinized
It is well documented that metestrus is a short stage of 6–8 epithelial cells (but not necessarily an absence of) as the animal
hr in rats (Astwood 1939; Long and Evans 1922; Mandl 1951). transitions out of metestrus. Overall cellularity is moderate to
Based on the limited reports in the literature and personal expe- low with a combination of neutrophils, small and large
rience, the duration of metestrus in mice seems to be longer nucleated epithelial cells, and low numbers of anucleated ker-
than rats and can last up to 24 hr (Allen 1922; Grasso, Rozhavs- atinized cells (Figures 4 and 17). Neutrophil numbers can vary
kaya, and Riechert 1998) and, although infrequent, metestrus but are usually higher in number relative to the epithelial cells
(as described herein) has been identified for 2 consecutive days with smears sometimes being exclusively neutrophilic. Occa-
in control mice on reproductive studies (personal experience; sionally, in early diestrus, neutrophils may still appear in
Figure 15A and D). clumps. It is not unusual for diestrus smears to have a very low
Metestrus is characterized by a combination of anucleated cellularity, especially on day 2 or 3 of diestrus, with only a
keratinized epithelial cells and neutrophils. In mice, nucleated sparse scattering of neutrophils and epithelial cells (Figure
cells may appear occasionally throughout metestrus (Figure 17E). In late diestrus, the epithelial cells may become more
15). In rats, the small and large nucleated cells of late estrus are round or be organized in small clumps, indicating proestrus the
present in low to moderate numbers throughout the stage (Fig- next day; however, neutrophils will still be consistently
ure 16). observed (Figure 17F).
In early metestrus, neutrophils are interspersed with the During diestrus, macroscopic vaginal excretions are low.
epithelial cells and are sometimes tightly packed together or When extrections are present, however, they can be viscous
clumped around the cells; the epithelial cells usually predomi- and stringy (i.e., mucous) and this is especially true during
nate but may be in equal proportion to the neutrophils. As times of persistent diestrus. This excretion is sometimes aspi-
metestrus progresses, neutrophils become very high in num- rated during vaginal cytology sample collection. It will stain
ber—outnumbering epithelial cells by as much as 10-fold and appear as a thick pink to blue-violet material with
(Hubscher, Brooks, and Johnson 2005)—and the smear will entrapped neutrophils and epithelial cells. The cells may be dis-
be highly cellular and dense. Neutrophil and epithelial cell torted or elongated in the strings of mucous (Figure 18).
numbers decrease by late metestrus, with a decrease in smear
cellularity, before the transition to diestrus. Allen (1922) gives Transitional stages
the following simple description of metestrus in mice: For any given study, transitional stages will be encoun-
tered (Figure 19). There are several strategies or paradigms
. . . the smear shows polymorphonuclear leukocytes that can be used for the recording of a transitional stage. The
among the red, horny elements [anucleated epithelial strategy used would depend on the reason or purpose for doc-
cells]. A few polymorphs and many cornified cells is an umenting the stages of the estrous cycle; for example, a study
early [metestrus] stage, and a heavy leucocytic infiltra- designed to document potential changes in the frequency or
tion and decrease in number of the cornified cells is a late duration of a particular estrous stage may require a different
one. (p. 306) transitional stage paradigm than a study evaluating the
estrous cycle in a group of young rodents to determine sexual
The separation between where metestrus ends and diestrus maturity or their first ovulation. Following are 2 of the more
begins is not always obvious, as they (i.e., the end of metestrus common approaches for dealing with or recording transitional
and start of diestrus) are very similar in appearance and are stages.
defined by the same cell types. Early and mid metestrus, how- In studies where only the 4 classic stages are to be used to
ever, are easily identified if and when sample collection hap- identify the stages of the estrous cycle, then it is recommended
pens to occur at these times. Some investigators who are that with a transitional smear the predominating feature(s) of
only interested in cycle length and number of days in estrus and the slide be used to make the final call. For instance, when
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 13

FIGURE 15.—Metestrous smears from several B6C3F1/N mice. Metestrus begins with the emergence of neutrophils interspersed or clumped
(arrow) among the anucleated epithelial cells (A–D). Occasional nucleated epithelial cells may also be present. As metestrus progresses, neutro-
phil numbers increase resulting in smears of very high cellularity (E, F). Neutrophil and epithelial cell numbers decrease as the mouse transitions
to diestrus (G, H). Plates A and D illustrate 2 consecutive days from a control B6C3F1/N mouse, representing the uncommon occurrence of a
metestrus stage being recorded for 2 days in a row in a mouse. Modified Wright–Giemsa stain (A–D, G, H) and Toluidine blue O stain (E,
F). Original objective magnification of 10 (A, C–E, G), 20 (F, H), or 40 (B). Plate F is in Elmore et al. Proceedings of the 2014 National
Toxicology Program satellite symposium. Toxicol Pathol, 43:10-40, 2015.
14 CORA ET AL. TOXICOLOGIC PATHOLOGY

FIGURE 15.—Continued

confronted with a proestrus–estrus transition smear, if the predicting in advance a given animal’s cyclic pattern
impression is that more than 50% of the cells are small and (Hubscher, Brooks, and Johnson 2005).
nucleated, then the smear would be classified as proestrus. Further, there are preanalytical sources of variation that can
Another strategy for the classification of transition stages is affect cell density on a vaginal cytology preparation, including,
to use uppercase and lowercase letters. For example, the previ- collection technique, compliance of the rat or mouse during
ously described smear would be designated as P(e) indicating collection and preparing more than one smear for each collec-
that while the day was called proestrus (denoted by ‘‘P’’), anu- tion day. More specifically, preparation of more than one smear
cleated keratinized cells were also present in significant num- for each day can alter the cellularity enough as to cause a
bers, indicating that a transitioning toward estrus was metestrus smear to be classified as diestrus, for example.
occurring (denoted by ‘‘e’’). Similarly, if clumps of small Although this is not a common issue, one should be aware that
nucleated cells are observed in late diestrus, the smear can be this phenomenon could occur when making more than 1 smear
recorded as D(p), indicating a transition from diestrus into for each day.
proestrus. Regardless of what classification paradigm is used,
to stay consistent and thus minimize variability, it is important
that a concerted effort be made to ensure agreement on the cri- CONCLUSION
teria for stage definitions.
Evaluation of sequential vaginal cytology smears is a time-
honored tool for the assessment of the estrous cycle in labora-
Cellularity
tory rats and mice. Collection and preparation of vaginal cytol-
The cell density or cellularity of a cytology preparation may ogy samples is an essentially noninvasive procedure that, with
aid in defining a stage. Cellularity of a vaginal cytology, how- proper training, is easily mastered. For reliable and consistent
ever, should not be used in isolation because it can vary for data generated from vaginal cytology studies, evaluations of
numerous reasons including those independent of the actual the cytology smears must be based on well-established standar-
stage of the estrous cycle. The overall cellularity and ratio of dized criteria. Smear review and, ultimately, the data obtained,
cells during the estrous cycle can differ between individual however, can only be as ‘‘good’’ as the technical expertise and
rodents and this is particularly true for diestrus. Long and experience of the evaluator performing the microscopic exam-
Evans (1922) reference this with the statement that ‘‘both types ination. Thus, it is recommended that individual laboratories
of cell [neutrophils, nucleated epithelial cells] may occur [dur- define and codify their respective processes via laboratory pro-
ing diestrus] in considerable numbers in some animals or may cedures, and the proficiency of the personnel reviewing the
be both of them very sparse in others.’’ (p. 18). For a given ani- cytology materials must be established and is achieved through
mal, cellularity and cellular composition is usually consistent appropriate training, the use of vaginal cytology study sets of
from cycle to cycle. For example, one animal may consistently known diagnoses, and experience. As highlighted in this
have almost exclusively neutrophilic diestrus smears, while review, the cytological appearance of the rat and mouse estrous
another will have a good mixture of neutrophils and epithelial cycle differs in several ways. Thus, regardless of general simi-
cells. Thus, comparison of one animal to another should be larities, when it comes to the estrous cycle, a ‘‘mouse is not a
avoided, and comparison of day-to-day changes for each ani- rat’’ and proper training is required for each species to garner
mal individually is the best approach for identifying and full understanding of the differences.
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 15

FIGURE 16.—Metestrous vaginal smears from several Sprague-Dawley rats. Metestrus begins with the emergence of neutrophils interspersed or
clumped among the nucleated and anucleated epithelial cells (A, B). Note that the appearance of metestrus differs in rats and mice, as rats have
much higher numbers of nucleated epithelial cells. As metestrus progresses, neutrophil numbers increase resulting in smears of high cellularity
(C–F). Toluidine blue O stain. Original objective magnification of 10 (A, C, E) or 40 (B, D, F).
16 CORA ET AL. TOXICOLOGIC PATHOLOGY

FIGURE 17.—Diestrous vaginal smears from B6C3F1/N mice (A–E) and a Sprague-Dawley rat (F) characterized by a moderate to low cellularity with
predominately neutrophils that are mixed with lower numbers of epithelial cells. A small clump of round epithelial cells (arrow) is present on a diestrous
smear taken the day before the emergence of proestrus. Modified Wright–Giemsa stain (C–E) and Toluidine blue O stain (A, B, F). Original objective
magnification of 10 (A, C, E, F) or 40 (B, D). Plate E is in Elmore et al. Proceedings of the 2014 National Toxicology Program satellite symposium.
Toxicol Pathol, 43:10-40, 2015.
Vol. XX, No. X, 2015 VAGINAL CYTOLOGY IN RATS AND MICE 17

FIGURE 19.—Lower (original objective magnification of 10) and


higher (20) magnifications of a vaginal cytology smear taken from
a Sprague-Dawley rat representing a proestrus-to-estrus transition.
Individual and clumps of small epithelial cells are seen among anu-
cleated epithelial cells. Based on complete review of this smear, the
recorded stage (based on the 4-stage paradigm) was proestrus or
‘‘P.’’ Using the other classification paradigm discussed in the article,
it could also be classified as ‘‘P(e).’’ Please refer to Transitional Stages
section for further details. Modified Wright–Giemsa stain.

ACKNOWLEDGMENTS
The authors would like to thank Drs. Mark Cesta, NTP,
NIEHS, and Barry McIntyre, NTP, for their helpful suggestions
concerning the article, and Beth Mahler, EPL, for her help with
all the photomicrographs.

FIGURE 18.—Diestrous vaginal smears from several Sprague-Dawley AUTHOR CONTRIBUTION


rats. Basophilic to eosinophilic staining mucous has entrapped and Authors contributed to conception or design (MC, LK, GT);
distorted the epithelial cells and neutrophils. A classic mucous drafting the article (MC); and critically revising the article
‘‘swirl’’ is seen in plate B (arrow). Modified Wright–Giemsa stain (MC, LK, GT). All authors gave final approval, and agreed
(B) and Toluidine blue O stain (A, C).
to be accountable for all aspects of work in ensuring that ques-
tions relating to the accuracy or integrity of any part of the
work are appropriately investigated and resolved.
18 CORA ET AL. TOXICOLOGIC PATHOLOGY

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