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Article
Environment and Behavior
Effects of Multiple
45(7) 851–875
© The Author(s) 2012
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DOI: 10.1177/0013916512446808
Perceived eab.sagepub.com
Spaciousness
and Enclosure
Abstract
This article reports seven new, original findings, based on 4 experiments, 56
environmental scenes, and 71 participants, on how the factors of area over
which one could walk (boundary height, boundary porosity, and boundary
proximity) influence perceived spaciousness or enclosure. Perceived spa-
ciousness was most strongly related by the area over which one could walk.
Enclosure was most strongly related to boundary height. Proximate bound-
aries had stronger effects on perceived enclosure than did distal boundaries.
Results were highly reproducible over vastly different environmental venues,
indicating that the research protocols worked very well.
Keywords
permeability theory, enclosure, spaciousness, locomotive permeability,
perceptual permeability
1
Institute of Environmental Quality, San Francisco, CA, USA
Corresponding Author:
Arthur E. Stamps III, Institute of Environmental Quality, 290 Rutledge Street, San Francisco,
CA 94110, USA.
Email: artstamps@comcast.net
852 Environment and Behavior 45(7)
reported include (a) boundary roughness, (b) height, (c) horizontal area,
(d) light, (e) occlusion, and (f) shape. However, one limitation of those stud-
ies is that the environments previously under inquiry all had a single bound-
ary, leading to the question of what happens to perceived spaciousness or
enclosure when there is more than one boundary?
There is also research on the connection between enclosure and safety.
Herzog and Miller (1998) had respondents rate 18 alleys and 18 nature scenes
for preference, mystery, danger, openness, and curvature, and reported that
rated danger correlated at r = −.45 with rated openness. Herzog and Chernick
(2000) investigated perceived tranquility and perceived danger in 48 urban
and natural settings. A correlation of −.72 was found between rated openness
and rated danger. Another study investigated perceived enclosure and per-
ceived threat in Greek villages (Stamps, 2005a). Three villages with different
densities were selected from a planning book (Doxiadis, 1968). The villages
were Pappas (80 inhabitants per hectare), Kapinski (110 inhabitants per hect-
are), and Larissa (150 inhabitants per hectare). Seven locations and angles of
view were chosen at random within each city, and renderings were made of
the architectural masses visible at those locations and angles. Altogether,
there were 21 stimuli. A total of 63 participants rated each stimulus on a scale
of 1 = extremely open to 8 = to extremely enclosed. Ratings were also pro-
vided on a scale of 1 = extremely safe to 8 = extremely threatening. Perceived
enclosure and perceived safety correlated at r = −.82. Four more relevant
studies were reported in Stamps (2005b). Data for all four studies were pro-
vided by 19 participants. The venue for the first study consisted of rooms.
The rooms measured 5.75 m wide × 5.75 m deep × 3.5 m high. The walls had
horizontal gaps. The experimental design was total gap height (0.5, 1.0, 1.5
m) by gap location (top and bottom, middle and top, bottom and middle), for
a factorial of gap height (3) × gap location (3) and a total of 9 stimuli. In this
experiment, judged enclosure and judged threat correlated at r = .67. The
venue for the next study consisted of plazas. The plazas measured 49 m × 49
m and had boundaries of buildings at three heights: two stories, four stories,
and six stories. In terms of meters, the boundary heights were 7.8, 13.4, and
19.8 m. In this study, enclosure and threat correlated at r = .55. The venue
for the third study was a circular colonnade with a diameter of 20 m. The
columns were designed to cross a factor of visual permeability (20%, 40%,
60%, or 80%) with gaps that would or would not permit locomotion by a
person (150, 900 mm). In this study, judged enclosure and judged safety were
not related (r = −.06). The venue for the fourth study was a 6 × 6 m garden.
The boundaries were of two heights: below or above eye level (1.25 and 2.25
m). The materials of the boundaries were either fences or plants. The
854 Environment and Behavior 45(7)
densities of the boundaries were open or dense. The experimental design was
height (2) × material (2) × density (2) for a total of 8 stimuli. In this experi-
ment, the relationship between judged enclosure and judged safety was r =
−.12. Finally, Alkhresheh (2007) investigated the variables of height and
width of commercial streets. The venue consisted of synthetic streetscapes
based on buildings in Gainesville, Florida. Images in the original document
(Alkhresheh, 2007) showed office or residential occupancy over first floor
commercial occupancy. Widths of streets ranged from 6 to 40 m. Building
heights ranged from 6 to 238 m or 2 to 80 stories. Altogether, there were
42 streets, but the experimental design was not balanced, and so clear conclu-
sions could not be made for all 42 streets. However, a subset of 9 streets was
found that did have a balanced experimental design of building height (6, 9,
and 12 m) by street width (6, 9, and 12 m). Eight-three participants provided
data for three responses: enclosure, safety, and comfort. For the 9 stimuli in
the balanced experimental design, rated enclosure was more strongly related
to street width than building height (rs of −.88 vs. .32). Safety was also more
strongly related to street width than building height (rs of .89 vs. −.12).
Enclosure and safety were negatively correlated (r = −.94), and judgments
of perceived safety and perceived comfort were virtually identical (r = .96).
Overall, the literature on enclosure and threat suggests that these two vari-
ables have been highly correlated in the venues of streets and rooms but not
gardens.
A Priori Hypotheses
Based on the material described above, the following questions were inves-
tigated:
the more porous the boundary, the less enclosed a space should
seem.
Hypothesis 4: Does boundary proximity influence perceived enclo-
sure? In this article, boundary proximity was expressed as whether
a boundary was nearer to or farther from an observer. The nearer
boundaries were labeled “proximate,” and the farther boundar-
ies were labeled “distal.” If perceived spaciousness and enclosure
are proxies for perceived safety, and safety depends on distance to
possible threat, then the proximate boundary should have stronger
effects on perceived spaciousness or perceived enclosure. This con-
cept might be called the “primacy of the proximate.” A correspond-
ing hypothesis for boundary height is that the effect on enclosure
of changing the proximate boundary height should be larger than
changing the distal boundary height, or, in other words, it matters if
the transition between boundary heights is proximate-to-distal ver-
sus distal-to-proximate.
Hypothesis 5: The concept of the primacy of the proximate can also be
applied to the property of boundary permeability. In this case, the
hypothesis becomes the effect of boundary permeability is greater if
the transition between boundary permeability is from proximate-to-
distal rather than distal-to-proximate (see Figure 6 for clarification
of this concept).
General Method
The experiments in this article used simple experimental protocols because
extensive previous research indicated that more elaborate protocols were not
necessary for factors such as scaling model, representation of affective
responses, presentation venue, simulation medium (Feimer, 1984), or meth-
ods of scaling (Oswald & Wu, 2010; Stamps, 2000). Static color images
were used because a review of 84 findings obtained from 967 environments
and 6,323 participants indicated that responses obtained on-site correlated at
r = .86 with static color images and r = .83 with dynamic presentations
(Stamps, 2010b). Responses were mostly visual preference, but there were
also data for 15 other behavioral measures as well as perceived spaciousness.
A review of demographic differences in environmental perception, covering
more than 19,000 participants from 21 countries, 3,821 scenes, and 12 demo-
graphic factors, indicated a very high consensus (r > .82) across all demo-
graphic groups except for children less than 12 years old versus adults,
political groups such as special interest groups versus nonspecial interest
856 Environment and Behavior 45(7)
Experiment 1
Hypotheses
Method
Stimuli and Experimental Design. To test for effects of multiple boundar-
ies, it is necessary to use a venue with multiple boundaries. One such venue
is a Japanese garden. Design elements in Japanese gardens include borrowed
scenery (Itoh, 1981), creating solid or porous boundaries (Itoh, 1981), step-
ping stones (Itoh, 1981), white sand (Itoh, 1981), and rocks (Keane, 1996).
The gardens in this experiment were based on Zen courtyards in Ryoanji,
Kyoto (Keane, 1996). Fences were solid bamboo as shown in Ohashi (1997,
plate 44). Stepping stones were created as shown in Keane (1996). The cen-
tral part of the gardens had rocks placed in white sand, and stepping stones
arranged to form a path of travel. The central part of the gardens had stone
curbs to delineate the boundary for locomotion. Beyond the curb were two
boundaries. The proximate boundary was a bamboo fence. The distal bound-
ary consisted of trees. There were three tree heights: 3, 9, and 12 m. There
were two gardens. Each garden was shown from two locations. One location
showed the garden as seen along its long axis. This produced the “axial”
view. The other location showed the garden as seen at an oblique angle. This
produced the “oblique” view. The area of the central part of the garden dif-
fered at each location. The area of the amount of the central part of the garden
Stamps 857
was used to create the variable of walking area. Details on how walking area
was calculated are given in the online appendix. Two sites were created for
each of the three heights and both types of view. The resulting experimental
design was distal boundary height (6, 9, 12 m) by walking area (115, 152, 156,
165 m2), for a total of 12 stimuli. Figure 1 shows the site plans (Site 1 and Site 2)
and the 12 stimuli.
858 Environment and Behavior 45(7)
Main points. Thus, these results suggest that increasing the height of trees
behind a solid fence will not make the area inside that fence appear to be
more spacious. In this garden, there was no borrowing of scenery. However,
the amount of area through which one could walk did have a detectable effect
on perceived spaciousness. Walking area had a stronger effect on perceived
spaciousness than did distal boundary height.
Experiment 2
Hypotheses
Method
Stimuli and Experimental Design. Another set of 12 rock gardens was
created, but this time the distal boundaries were solid fences and the proxi-
mate boundaries were plants. There were two sites. Site 3 had the same walk-
ing area as did Site 1 in Experiment 1. Site 4 had the same walking area as did
Site 2 in Experiment 1. The experimental design was the same in both experi-
ments: distal boundary height (3) by walking area (4). The site plans and
stimuli are shown in Figure 2.
Participants and Sample Size. Results from Experiment 1 suggested a
target effect size of 3.3% of variance. For α = .05, dfh = 2, nstim (nstim
refers to the number of stimuli) = 12, and power = 0.80, 26 participants
were recommended. A total of 24 participants were recruited by a profes-
sional survey research firm from the adult population of a major city in the
United States. The participant sample was balanced for gender and political
affiliation. Mean age was 49 years (SD = 17).
walking area than to boundary height (9.6% vs. 2.2%). For the factor of
walking area, the means and statistics were M115 = 4.53, M152 = 4.83,
F(1, 253) = 1.99, α = .10; M152 = 4.83, M156 = 5.18, F(1, 253) = 2.57, α = .07;
Stamps 861
and M156 = 5.18, M163 = 6.04, F(1, 253) =15.85, α = 4e−5. However, contrast
analysis indicated that the height of the distal boundary did influence per-
ceived spaciousness. The effect was not detectable for the difference between
6 and 9 m fences, M6 = 5.46, M9 = 5.20, F(1, 253) = 1.93, α = .17, but there
was a detectable effect between distal boundary heights of 9 and 12 m,
M9 =5.20, M12 = 4.78, F(1, 253) = 4.95, α = .03. In terms of correlations with
perceived spaciousness over n = 12 stimuli, the results were r = −.43 for
distal boundary height and r = .88 for walking area. The difference between
r = −.43 and r = .88 was significant (Z = 3.89, α = 1e−4).
Main points. Thus, the data from Experiment 2 replicated the effect found
in Experiment 1 regarding how perceived spaciousness is related to loco-
motive permeability. Walking area had a stronger effect on perceived spa-
ciousness than did distal boundary height. For height of distal boundary,
there was a difference between the results of the two experiments. When a
proximate boundary was solid, there was no detectable effect on spacious-
ness because of increasing the height of a porous distal boundary. However,
when the relative locations of solid and porous boundaries were reversed,
raising the height of the distal boundary did influence spaciousness. In
design terms, if the fence is closer, the height of the distant plants did not
matter, but if the plants were closer, then the height of the more distant
fence did matter. It would seem that if one wanted to borrow scenery, it
might be best to start with porous boundaries. In statistical terms, the cor-
relation of distal height and judged spaciousness was r = −.21 for a solid
proximate boundary and a porous distal boundary. However, when the
porous boundary was proximate and the distal boundary solid, the correla-
tion with spaciousness was much stronger at r = −.43. With ns of 12, the
difference between these two correlations did not reach the conventional
.05 value (Z = 0.53, α = .70), suggesting that a useful next step would be to
execute additional experiments in which the factors of boundary location,
boundary porosity, and boundary height were fully crossed. More specifi-
cally, the findings from Experiments 1 and 2 suggest a new hypothesis as
follows:
Experiment 3
In this experiment, the factors of boundary location, boundary porosity, and
boundary height were fully crossed. The venue was an interior room using
design features from traditional Islamic architecture (Ettinghausen, Grabar,
& Jenkins-Madina, 2001; Fletcher, 1963; Hillenbrand, 1994). Like the
Japanese gardens, traditional Islamic architecture often exhibits multiple
boundaries with differing degrees of permeability (Hillenbrand, 1994).
Iconic examples include the Dome of the Rock (Ettinghausen et al., 2001),
the Alhambra (Hillenbrand, 1994), and the Taj Mahal (Fletcher, 1963). Some
of the semipermeable boundaries, such as colonnades, can be attributed to
technical issues of limited roof span or the need to ventilate large, open inte-
rior spaces. However, other semipermeable boundaries were created to
enhance security. Window screens, for example, were designed to protect
inhabitants from the vision of strangers (Ettinghausen et al., 2001), and often
were composed of elaborate, delicate geometrical forms (Fletcher, 1963).
Another example of a permeable boundary is a separate square enclosure
within a mosque that is composed of open lattice work. This is called a maq-
sura (Hillenbrand, 1994). The presence of this design element appears to
have been motivated by the facts that two of the first four caliphs were assas-
sinated during prayer, but it was still necessary for the caliphs to be visible
to their people. In other words, a design feature was needed that would per-
mit visual permeability but not locomotive permeability. It would seem that
the traditional Islamic architects were very early adopters of the permeability
theory.
Hypotheses
Hypotheses tested included H2 (boundary height) H3 (boundary porosity),
H4 (the interaction of proximity and boundary height), H5 (the interaction of
proximity and boundary permeability), and H6 (the effect of a distal bound-
ary is stronger if the proximate boundary is porous rather than solid). H6 was
based on the data from the first two experiments, so successful tests of H6
indicate replication of previous findings.
Method
Stimuli and Experimental Design. The rooms in this experiment were cre-
ated within a 12 m wide × 12 m long × 8 m high envelope. The walls were
made of white marble and embossed with a frieze derived from a traditional
Moroccan window screen. The floor was a turquoise blue carpet. Golden
Stamps 863
marble was used to construct pony walls of different heights, porosity, and
location. In each room, there were two boundaries: a proximate boundary and
a distal boundary. Each boundary had two properties. The properties were
height (1.5, 3.0 m) and porosity (the Moroccan screen, the screen with a solid
back). Thus, there were four types of individual boundaries (low porous, low
solid, high porous, and high solid). The floor plan and types of boundaries are
shown in Figure 3. Each room had two boundaries, producing a third prop-
erty, proximity. This property had two levels: proximate and distal. The
experimental design consisted of the four combinations of proximate by dis-
tal location, and within each were nested the four combinations of height and
porosity, for a total of 16 stimuli. The experimental design and stimuli are
shown in Figure 4.
864
Figure 4. Experimental design and stimuli for Experiment 3.
Stamps 865
Here are 16 images of rooms. We would please ask you to look at the
rooms and rate each one on your impression of how enclosed it
appears, on a scale of open (1) to enclosed (8). In order to help you
calibrate your responses, the first two images show the ranges of
variation in the physical properties of the images.
866 Environment and Behavior 45(7)
The next screen then showed two images that exhibited the range of the
factors in the study. After that, each screen showed a room, and participants
rated it.
Experiment 4
Hypotheses
This experiment used the same factors as were used in Experiment 3 (H2:
boundary height, H3: boundary permeability, H4: interaction of proximity
and height, H5: interaction of proximity and boundary permeability, and
H6: interaction of permeability of proximate boundary by distal height).
Stamps 867
However, the venue was changed to ascertain whether the findings from
Experiment 3 could be replicated in a different type of environment. The
environments in Experiment 4 were Persian gardens (Khansari, Moghtader,
& Yavari, 2004; Porter & Thévenart, 2003). In particular, the gardens were
modeled after the “four garden” or chahar-bagh scheme (Porter & Thévenart,
2003). In this scheme, the garden is situated within walls, typically created
with colonnades. The center of the garden contains a water pool or fountain,
and four open canals flow off the central pool along both axes, thus dividing
the garden into four parts. An example of this type of courtyard from
Samarquand can be seen in Hillenbrand (1994). The walls for that courtyard
consist of two stories of pointed-arch colonnades with entry points designed
as much larger pointed arches that are open to the exterior. A large variety of
plants were used in these gardens, often in multiple rows that varied in height
and porosity. For example, one garden in Shiraz had low, porous plants
located next to the water and larger trees located near the courtyard walls
(Khansari et al., 2004), whereas another garden, also in Shiraz, had very low
dense hedges next to the water and trees behind (Khansari et al., 2004). Still
another garden, this time in Kashan, had the trees near the water and the low
plants behind the trees (Khansari et al., 2004). Because the four-garden
scheme exhibited multiple boundaries that varied in height, porosity, and
proximity, this scheme was chosen as the venue for Experiment 4.
Method
Stimuli and Experimental Design. The overall envelope of the gardens
was the same as were the dimensions of the room in Experiment 3 (12 × 12 ×
8 m). However, the proximate and distal boundaries were created with plants
rather than marble screens. The plants were created to be either porous or
dense, with heights of either 1.5 or 3.0 m. The plants were located at the same
distances as were the pony walls in Experiment 3. Figure 5 shows the site
plan for the gardens and also sections. The sections illustrate the concepts of
the main effect of height and of interaction between proximity and boundary
height. If the boundaries have the same heights (both low or both high), then
the contrast in height is the difference in perceived enclosure between those
stimuli (conditions both low or both high in Figure 5). The interaction of
proximity with the effect of height is the difference between stimuli that have
low proximate and high distal boundaries (condition Prox low and Distal
high in Figure 5) against the stimuli that have high proximate and low distal
boundaries (condition Prox high and Distal low in Figure 5). Similar reason-
ing applies to the interactions of proximity and porosity.
868 Environment and Behavior 45(7)
869
870 Environment and Behavior 45(7)
Participants and Sample Size. The target effect size was obtained from
the results of Experiment 3. In this experiment, amounts of variance
accounted for ranged from 31.5% to less than 0.1%. Given this diversity, a
de minimis effect size of 2% was chosen as the target. The hypothesis
degrees of freedom were set to 1 because any experiment that would detect
a small effect would also detect larger effects. With α = .05, dfh = 1, power = 0.80,
and nstim = 16, 25 participants were recommended. As 24 participants were
already available when Experiment 2 was done, these participants also
provided data for Experiment 4. Experiments 2 and 4 were done at the
same time.
Synthesis of Findings
Table 1 lists the main findings in this article. As noted above, the findings
from multiple experiments were statistically combined using meta-analysis.
The specific meta-analytic method used here is the combination of correla-
tions from multiple experiments into a collective correlation (r^ ). These col-
lective correlations are the effect sizes of the current results for each of the a
priori predictions and two a posteriori claims.
The first prediction was that spaciousness would be more strongly related
to horizontal area within a boundary than to boundary features such as height.
872 Environment and Behavior 45(7)
The sixth prediction was made after Experiments 1 and 2 but before
Experiments 3 and 4. From Experiments 1 and 2, it seemed that if a proxi-
mate boundary was porous, the effect of the height of a distal boundary
should be greater than if the proximate boundary was solid. Data from
Experiments 3 and 4 were in conformance with the prediction at r^ = .11. Data
from Experiments 3 and 4 were also virtually identical (rs of .09 and .12),
indicating successful replication over all four experiments.
The final result from this article was that judgments of perceived enclo-
sure, when evaluated using the same formal factors but in different venues,
correlated at r^ = .73. This result indicates that not only were the predictions
of permeability theory correct but also that the findings successfully general-
ized over different environments.
Possible Limitations
The work done in this article used three kinds of environments (Japanese
rock gardens, Persian rooms, Persian courtyards), and so there are many
other kinds of environments in which the relationships between safety,
enclosure, and environmental properties could be explored. As mentioned at
the beginning of this article, sometimes the relationship between safety and
enclosure has been strong and sometimes not. Additional relevant data have
been provided in Stamps (2000). Clearly, there is much work to be done
before definitive claims can be made about the ranges over which the con-
nection between safety and enclosure obtains.
Summary
This article presents seven new, original findings on how multiple boundar-
ies influence perceived spaciousness or enclosure. Perceived spaciousness
was strongly related to how much locomotion was possible within boundar-
ies, and, to a lesser extent, to boundary height. Perceived enclosure was
strongly related to height of boundary and, to a lesser extent, to boundary
porosity. Boundary proximity also influenced perceived enclosure, with
proximate boundaries having stronger effects than distal boundaries. Finally,
results were highly reproducible over very different environmental venues.
Funding
The author(s) received no financial support for the research, authorship, and/or pub-
lication of this article.
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Author Biography
Arthur E. Stamps III holds a Ph.D. in Architecture from UC Berkeley and is a
licensed architect. His interests are design review, environmental perception and
preference, and peer review. He works at the Institute of Environmental Quality, a
501 (c) (3) non-profit research organization in San Francisco.