BANK OF ENGLAND PRUDENTIAL REGULATIOI AUTHORITY 3. compliance in customer service as per English laws, (14/02/2024) at nine eleven in the morning 4 (09:11AM) GMT. 5 BETWEEN: CUADROS BARRERA ROMAN HENRRY (SPAIN ID 02421470F), duly 6 represented by Dr. Cristobal Masaveu and Benjamin Abbey, is a legal entity 7 ‘organized in accordance with the laws of Woodford, London, England. The 8 principal office is situated at Tower 41, 25 Old Broad St, London EC2N 1HN, 9 United Kingdom. EAOFS (European Association of Financial Service), collectively referred to as “Party BY, comprises all firms within the same corporation. This corporation is 12 duly organized and exists under the legislation of Kensington, London, England. 13 Its registered legal offce is located at 1st Floor, Suite 231, 239 Kensington High 14 St, London W8 6SA, UK. 1s 16 |. Frantasy Brand Name: Binance 17 Ik Legal Registration: Binance Holdings Limited. 18 Il Legal address: c/o Sth Floor, Fintech Building, Mount Pleasant, Douglas, Isle of Man, IM1 19 26H 20 IV. Registered in: in Spain, Binance has registered with the Bank of Spain as a Virtual Asset 21 Service Provider (VASP), allowing it to offer cryptocurrency exchange and custody 2 services in compliance with Spanish anti-money laundering (AML) and counter-terrorist 2B financing (CTF) regulations. 24 V. Defendants with criminal and corporate responsibility: 25 + Changpeng Zhao (CZ) - CEO (Chief Executive Officer), 26 * Hei Yi - Co-founder and Chief Operations Officer. 27 External regulatory entities consulted: SEC, FCA, ESMA, FINRA, CFTC, ASIC, BaFin, 28 AMF, MAS, HKMA, SFC, FSRA, FSB, SEBI, FSA, IIROC, DFSA, CONSOB, SEC, CVM, 29 OSC, NFA, FINMA, AFM, CMVM, CSSF, MFSA, KNF, CNMV, FMA, CBI, BMA, SCA, 30 SFSA, FSCA, BMA, FSMA, CBB, CMB. 31 Vi. Individuals charged in the fraud case (13): Oliver Smith - UK, SUH19% 28%; (Aolifi SI 32 1), Hugo Leroy - France, FRR #3 (Yagus Léluéy), Amelia Johnson - UK, St3K#07 4) 33 8% (Aimmya Yuahanxin), Lucas Martin - France, #-F#f ST (Lukist Mading), Isabella onaTbre Lawyer fguation Ral Rachole Wilson A Lawyor 20 Moorgate, London: EC2R GDA February 14, 2024 21 Turdor St London ECAY OD. ‘Atomey Record #7814 11-2003,35 BANK OF ENGLAND. PRUDENTIAL REGULATION AUTHORITY (© Bank of England 2020 ISSN 2517-1607 Pérez - Spain, (2 Tit (HM (Yishabaila Peéiléisi), Ethan Durand - France, 48 #8 (Yi Sing Dialing), Charlotte Brown - UK, 3744 #8 (Xialuate Buling) VII. Intemational Litigation Code generated for judicial consultation: Detailed Compensation Statement (Issuance Date): 14-02-2024, Reference #6714432/24 - Hereby confirms the legal balance for compensation by the issuing bank: amounts have been duly verified and authenticated Legal Frameworks and Resolutions in International Dispute Settlement ‘+ Resolution Determination: Conclusively adjudicated by the regulatory authority of the English financial market, this resolution mandates straightforward financial restitution to the aggrieved party, as stipulated by the insurance and surety company's policies. This decree is further endorsed by an international consortium in partnership with the European Association of Financial Service (EAOFS), under the registration number 53234. Permanent Court of Arbitration: This institution adheres to the principles outlined in the 1899 Convention for the Peaceful Settlement of International Disputes, officially recognized on September 14, 1901, and the 1907 Convention for the Peaceful Resolution of International Disputes, documented in the Official Gazette (DOF) on January 22 and from January 24 to 27, 1910. It promotes the use of model clauses in alignment with the Optional Rules of the Permanent Court of Arbitration and provides Guidelines for the appointment of authorities under its Arbitration Rules. Additionally, it offers model clauses for services rendered in accordance with the Arbitration Rules and sets forth the Rules of Arbitration themselves. The court also maintains a Financial Assistance Fund dedicated to the resolution of international disputes, alongside regulations for its Board of Directors and organizational and internal regulations for the International Office of the Permanent Court of Arbitration (1) Full Reimbursement of the Total Amount Deposited. (2) Settlement of Economie Sanctions and Tax Penalties Levied by the English Government. Solvency rms: Checked GRR Capital Requirement Regulation fis: Checked W/ Responslble Lawyer ‘Pradential Regulation Authoriy (PRAT Rachole Wison A. Lawyer 20 Moorgate, London. EC2R 5OA February 14, 2024 21 Turdor St London EC4Y ODu. ‘Altorney Record #7814 11-200868 69 70 7 73 74 75 76 71 8 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 BANK OF ENGLAND PRUDENTIAL REGULATION AUTHORITY © Bank of England 2020 ISSN 2517-1607 In consideration of the terms and covenants of this agreement, and other valuable consideration, the parties agree as follows: 1. MATTERS TO BE SUBMITTED TO ARBITRATION All disputes and controversies of every kind and nature between the parties to this agreement arising out of or in connection with lack of compliance of the financial broker as to the existence, construction, validity, interpretation or meaning, performance, nonperformance, enforcement, operation, breach, continuance, or termination of the agreement shall be submitted to arbitration pursuant to the procedure set forth in this agreement. 2. PROCEDURE Either party may demand such arbitration in writing within 5 days after the controversy arises, Which demand shall include the name of the arbitrator appointed by the party demanding arbitration, together with a statement of the matter in controversy. ‘a. Within 5 days after such demand, the other party shall name (their) arbitrator, or in default of such naming, such arbitrator shall be named immediately by the arbitration ‘committee, and the two arbitrators so selected shall name a third arbitrator within 5 days oF, in lieu of such agreement on a third arbitrator by the two arbitrators so appointed, a third arbitrator shall be appointed by the arbitration committee. . The arbitration hearing shall be held at appointed by both lawyers representing on 5 days’ notice to the parties. ©. The arbitration rules and procedures of financial market shall be used in the arbitration hearing and the awe of evidence of London, England shall govern the presentation of evidence at such hearing, 4d. The arbitration hearing shall be concluded with 5 days unless otherwise ordered by the arbitrators and the award on the hearing shall be made within 5 days after the close submission of evidence. ©. An award rendered by a majority of the arbitrators appointed under this agreement hall be final and binding on all parties to the proceeding during the period of this ‘agreement, and judgment on such awed may be entered by either party in the highest court, state or federal, having jurisdiction, Prudential Regulation Authority (PRA) 3 21 Turdor St London ECAY 04. tomey Record #7814 11-2003BANK OF ENGLAND. PRUDENTIAL REGULATION AUTHORITY (© Bank of England 2020 ISSN 2517-1607 101 3, AGREEMENT AS BAR TO SUIT 102 The Provisions of this agreement a complete defense to any suit, action or proceeding 103 instituted in any federal, state, or local court or before any administrative tribunal with respect 104 to any controversy or dispute arising during the period of this agreement and which is 105 arbitrable, as set forth in this agreement. 106 The arbitration provisions of this agreement shall, with respect to such controversy or dispute, 107 survive the termination or expiration of agreement for compensation of funds, deposited, 108 denial of withdrawals, lack of compliance in customer service according to English laws, 109 1104, LACK OF ARBITRATOR'S AUTHORITY TO MODIFY AGREEMENT 111 Nothing contained in this agreement shall be deemed to give the arbitrators any authority, 112 power, or right to alter, change, amend, modify, add to, or subtract from any of compensation 113 of funds deposited, denial of withdrawals, lack of compliance in customer service according to 114 English taws. 116 5. GOVERNING LAW 117 tis agreed that this agreement shall be governed by, construed, and enforced in accordance 118 with the laws of the Court of London in England. 119) 120. 6. ENTIRE AGREEMENT 121 This agreement constitutes the entire agreement between the parties and any prior 122 understanding or representation of any kind preceding the date ofthis agreement shall not be 123 binding upon either party except to the extent incorporated in this agreement 125. 7, MODIFICATION OF AGREEMENT 126 Any modification of this agreement or additional obligation assumed by either party in 127 connection with this agreement shall be binding only if evidenced in writing signed by each 128 __party or and authorized representative of each party, 130 8 NOTICES 131 Any notice provided for or concerning this agreement shall be in writing and be deemed Responalble Lawyer ‘Pradential Regulation Authoriy (PRAT Rachole Wison A. Lawyer 20 Moorgate, London. EC2R SOA February 14, 2024 21 Turdor St London EC4Y ODL. Attomey Record #7814 11-2003BANK OF ENGLAND PRUDENTIAL REGULATION AUTHORITY (© Bank of England 2020 ISSN 2517-1607 IN A 132 sufficiently given when sent by certified or registered mail if sent to the respective address of 133 each party as set forth at the beginning of this agreement, 135 9, PARAGRAPH HEADINGS 136 The titles to the paragraphs of this agreement are solely for the convenience of the parties 137 and shall not be used to explain, modify, simply, or aid in the interpretation of the provisions 138 of this agreement. 139 _IN WITNESS HEREOF, each party to this agreement has caused it to be executed at 140 _ intended by both representatives’ lawyers of both parties on the date indicated below. 141 Signed, sealed and delivered to both parties in the presence of: 143/10. ABOUT THE INVESTOR AND ITS ACTIONS AND BEHAVIOR 144 In the proceeding of the signed agreement, itis recorded that the investor will not be able to 145 make another new lawsuit against the company or its subsidiaries, as itis also recorded that 146 the injured party will not be able to publish videos or advertise contrary to the interest of the 147 company financial signatory in this document. 149 11. JURISDICTION OF THE TREATY 130 This extrajudicial agreement will be coordinated in the country: Cyprus, through the 151 competent laws there and through the regulatory entity of the company in question 153 42, PAYMENT A single payment of GBP 9,768.37 (nine thousand seven hundred sixty-eight Pounds and thirty-seven pence.) originating from the corporate bond fund, is being remitted to the Belgian regulatory authority, EAOFS, as well as allocated towards legal proceedings in England. The discrepancy is underwritten by HSBC UK banks. This transaction precludes any retail alternatives or future claims by the client and their investment account. The financial restitution encompasses the invested capital mandated by the Belgian regulatory body against the defendants 162 Recognition of Assets: Acknowledgement of assets deposited by the former Responelble Lawyer —Pradential Regulation Authority PRAT — Rachele Wison A Lawyer 20 Moorgate, London. EC2R ODA February 14, 2024 21 Turdor St London EC4Y ODM Attorney Recora #7814 11-2003BANK OF ENGLAND PRUDENTIAL REGULATION AUTHORITY (© Bank of England 2020 ISSN 2517-1007 NNT investor 164 > For Deposit and benef: 5,219.64 2 165 > maximum compensation allowed according to broker category and license worked. 166 > Civil damage by private agreement, avoiding tral by jury. 2,130.00 £ 167 > Compensation of the Regulatory Body for loss of broker cancellation of 168 investment account: 2,400.00 £ 169 ‘maximum compensation allowed according to broker category and license worked 170 > Punitive interest generated: 18,53 £ 172 Total Compensation: £ 9,768.37 - 173 * IBAlItocheck: Esosooaozesa7e2914110896 + This IBAII has the correct length fr ths country (Spain. 174 * Bank code 0049: This bank code actualy ensts, 1 * Account number 2914110836: The checksum ofthis account number is correct. * Wali €S0400492953762014110396: The checksum ofthe IBA is correct. 176 * Ths!Battis vad * IBart EsoaooaszassTe201s110396 177 * BIC: BSCHESMNDOX 173” BANCBANICOSAIITANIDER. SA “. SN oes ‘Authonzed signature MR. ROMAN HENRRY, CUADROS BARREDA ‘Responsible Lawyer “Prudential Regulation Authgr Rachele Wison A Lawyer 20 Moorgate, London. EC2R BDA 21 Turdor St London EC4Y ODY Atomey Record #7814 11-2003