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[ Education and Clinical Practice CHEST Reviews ]

Sex and Gender in Lung Diseases and Sleep


Disorders
A State-of-the-Art Review: Part 2
Amik Sodhi, MBBS, MPH; Katherine Cox-Flaherty, MD; Meredith Kendall Greer, MD; Tasnim I. Lat, DO; Yuqing Gao, MD;
Deepika Polineni, MD; Margaret A. Pisani, MD, MPH; Ghada Bourjeily, MD; Marilyn K. Glassberg, MD; and
Carolyn D’Ambrosio, MD

There is now ample evidence that differences in sex and gender contribute to the incidence,
susceptibility, presentation, diagnosis, and clinical course of many lung diseases. Some con-
ditions are more prevalent in women, such as pulmonary arterial hypertension and sarcoidosis.
Some life stages—such as pregnancy—are unique to women and can affect the onset and
course of lung disease. Clinical presentation may differ as well, such as the higher number of
exacerbations experienced by women with cystic fibrosis (CF), more fatigue in women with
sarcoidosis, and more difficulty in achieving smoking cessation. Outcomes such as mortality
may be different as well, as indicated by the higher mortality in women with CF. In addition,
response to therapy and medication safety may also differ by sex, and yet, pharmacogenomic
factors are often not adequately addressed in clinical trials. Various aspects of lung/sleep
biology and pathobiology are impacted by female sex and female reproductive transitions.
Differential gene expression or organ development can be impacted by these biological dif-
ferences. Understanding these differences is the first step in moving toward precision medicine
for all patients. This article is the second part of a state-of-the-art review of specific effects of
sex and gender focused on epidemiology, disease presentation, risk factors, and management
of selected lung diseases. We review the more recent literature and focus on guidelines
incorporating sex and gender differences in pulmonary hypertension, CF and non-CF bronchi-
ectasis, sarcoidosis, restless legs syndrome and insomnia, and critical illness. We also provide a
summary of the effects of pregnancy on lung diseases and discuss the impact of sex and gender
on tobacco use and treatment of nicotine use disorder. CHEST 2023; 163(2):366-382

KEY WORDS: cystic fibrosis; gender; nonbreathing sleep disorders; pregnancy; pulmonary
hypertension; sarcoidosis; sex; smoking cessation

ABBREVIATIONS: CF = cystic fibrosis; CFTR = cystic fibrosis trans- Division of Pulmonary, Critical Care and Sleep Medicine (Y. G. and M.
membrane conductance regulator; DHEA = dehydroepiandrosterone; K. G.), University of Arizona College of Medicine Phoenix, Phoenix,
PAH = pulmonary arterial hypertension; ppFEV1 = percent predicted AZ; the Division of Pulmonary, Critical Care and Sleep Medicine (D.
FEV1; REM = rapid eye movement; RLS = restless legs syndrome; P.), Washington University at St. Louis, St. Louis, MO; and the Divi-
TGE = transgender and gender expansive sion of Pulmonary, Critical Care and Sleep Medicine (M. A. P. and C.
AFFILIATIONS: From the Division of Allergy, Pulmonary and Critical D’A.), Yale University School of Medicine, New Haven, CT.
Care Medicine (A. S.), University of Wisconsin, Madison, WI; the CORRESPONDENCE TO: Carolyn D’Ambrosio, MD; email: carolyn.
Division of Pulmonary, Critical Care and Sleep Medicine (K. C.-F. and dambrosio@yale.edu
G. B.), Brown University, Providence, RI; the Division of Pulmonary, Copyright Ó 2022 American College of Chest Physicians. Published by
Critical Care and Sleep Medicine (M. K. G.), Emory University School Elsevier Inc. All rights reserved.
of Medicine, Atlanta, GA; the Division of Pulmonary, Critical Care and DOI: https://doi.org/10.1016/j.chest.2022.08.2240
Sleep Medicine (T. I. L.), Baylor Scott & White Health, Temple, TX; the

366 CHEST Reviews [ 163#2 CHEST FEBRUARY 2023 ]


“Sex” and “gender” each have specific meaning and spearhead strong mentoring relationships and
impact respiratory disease in different ways. We have productive new partnerships.
previously published an article outlining the appropriate
terminology for sex and gender.1 Pregnancy
Pregnant and postpartum patients represent a unique
As a recapitulation, sex is a biological construct, whereas
population, with some respiratory conditions occurring
gender is a social construct. The term “sex” indicates an
more frequently. For example, asthma, the most
animal’s or a person’s biological status. A combination
commonly diagnosed respiratory condition in
of anatomical features, genetics, sex organs, and
pregnancy, occurs in up to 13% of all pregnancies.3-5
hormones define sex. On the other hand, “gender” is
Although uncommonly screened and diagnosed in
considered a psychological and social construct, which
pregnancy, breathing disorders during sleep are reported
reflects behaviors, attitudes, and feelings of a person in
in 9% of low-risk pregnancies,6,7 in up to 70% of
the context of their historical and cultural milieu.
pregnancies complicated by metabolic or cardiovascular
Societal roles, work roles, environmental exposures, and
disorders, and/or in pregnancies carrying a small-for-
social support are factors that are encompassed in
gestational-age fetus.8-10 Common causes of severe
describing gender. Thus, it has been recommended that
maternal morbidity and mortality include pulmonary
“sex” be used to describe the biological differences and
infections or pulmonary embolism.11,12 Adverse
influences observed in females compared with males.
perinatal outcomes and neonatal mortality are noted
“Gender” should be used when describing psychological
when respiratory disorders accompany pregnancy,
and social differences between men and women.2
including preeclampsia, low birth weight, and preterm
This is the second part of a series providing a state-of- birth.3,7,13-16 Hence, the physician should have an
the-art review of how these constructs impact specific understanding of pregnancy physiology and expected
respiratory diseases and sleep disorders. Although changes in hemodynamics and ventilation around labor
there is fluidity and interdependence of sex and and delivery. These variations can affect diagnostic test
gender, the purpose of this review is to highlight areas results and impact appropriate decisions about safely
in which the study of sex and/or gender differences in treating patients through pregnancy, delivery, and the
lung diseases has clinical and research significance. We postpartum period.
also provide a background of the effect of pregnancy Upper airways undergo significant changes in pregnancy
on lung disease and how pregnancy may impact that lead to smaller oropharyngeal and mean pharyngeal
chronic respiratory conditions. As in our previous areas17 and nasal congestion. As a result, there may be
review,1 although we advocate the use of the correct decreased airway patency, increasing the risk of difficult
terminology of sex and gender when discussing data airway intubation. These changes also lead to increased
from the existing literature below, we used the same risk for sleep-disordered breathing. Functional residual
terminology used in the published manuscripts, even capacity decreases with pregnancy progression but tidal
when terminology was used incorrectly, to avoid volume and minute ventilation increase. The increase in
misrepresenting the cited studies. As an example, for tidal volume is presumed to be related to the increase in
some citations used in this manuscript, the original metabolic rate and CO2 production, and the rise in the
manuscript discusses “sex” as a variable but uses the secretion of progesterone—a respiratory drive stimulant—
words men and women, which usually apply to is thought to be related to pregnancy progression. The
gender. In some situations, gender is used when the ratio of dead space to tidal volume is unchanged in
effect is clearly biological. It is unclear to us whether pregnancy. Hence, dead space ventilation is increased in
the authors are referring to sex or gender in the above pregnancy,18,19 despite the increase in cardiac output and
situations. In these instances, we have marked the data the improved perfusion to the lung apices.
with an asterisk (*) where we thought there may have
been a discrepancy. Labor and delivery are associated with profound changes
in hemodynamics, with increases in cardiac output and
This second review represents a joint venture between minute ventilation. This physiology may significantly
the senior faculty authors and selected fellows and junior stress the respiratory and cardiovascular systems,
faculty. We believe that initiatives such as this will potentially leading to serious complications around

chestjournal.org 367
Modified immune response
Disease states impacted
Infections Nasal congestion
Critical illness Upper airway mucosal edema
Airway patency reduced
Hypercoagulable State Diseases impacted
Disease states impacted Asthma
Pulmonary Embolism Sleep disorders/OSA
Pulmonary Hypertension Difficult intubation
Critical illness
FRC reduced
Increased Cardiac Output Low Oxygen reserve
Disease states impacted Reduced respiratory system compliance
Pulmonary Hypertension Disease states impacted
Critical illness Rapid desaturation
Critical illness
Teratogenic effects of drugs ARDS
Disease states impacted Sleep Disordered Breathing
Chronic Lung Diseases
Sleep Disorders Teratogenic effects of Radiation
Pulmonary Embolism Disease states impacted
Infection Pulmonary Embolism
Critical Illness Critical illness
Lung cancer
Infections
Interstitial Lung Disease

Figure 1 – Impact of physiological changes during pregnancy on respiratory diseases. FRC ¼ functional residual capacity.

labor and delivery and the postpartum period (Fig 1). information about many first-line treatments. Despite
Hence, anticipation of the potential complications that, the average number of medications used in
around labor and delivery can assist in the management pregnancy has been increasing in the past decades. In
of chronic conditions during pregnancy. Most of the many cases, detailed information about the risk of the
physiologic changes that occur in pregnancy return to untreated lung condition vs the risk of the drug needs to
baseline in the postpartum period. More detailed reviews be presented to the patient, with shared decision-
of perinatal physiology can be found elsewhere.20,21 making. We have previously published a suggested
approach regarding decision-making on
Although radiation is feared in pregnancy because of
pharmacotherapy in pregnancy that considers the risk of
potential teratogenicity, most imaging studies such as
the condition, the risk of the medication, and the
multidetector chest CT scan imaging, chest radiographs,
availability of drugs with similar efficacies but with
and ventilation-perfusion scans can be performed in
better safety profiles.21
pregnancy and do not exceed the threshold for
teratogenicity.22 Although most physicians aim to keep
Another way to minimize complications in pregnancy is
cumulative radiation doses during the course of a
to conduct pre-conception counseling in reproductive-age
pregnancy below 5 rad, a threshold of 10 rad has been
patients with chronic respiratory conditions, and to
proposed to be acceptable.22 Collaborations with the
perform counseling repeatedly, as risk in pregnancy
radiologist and the medical physicist can help reduce
changes with age and disease activity.25 Pre-conception
maternal and fetal radiation exposure during diagnostic
counseling can set expectations for a potential pregnancy
tests. IV iodinated contrast can be used in pregnancy,
and aid in devising a monitoring plan during pregnancy
and there is minimal risk for thyroid toxicity.23
and the postpartum period. For patients with
One of the main challenges in caring for pregnant uncontrolled disease, counseling on risk of pregnancy and
patients with lung disease concerns the use of a recommendation for contraception or a delay in
pharmacotherapies. Because of the systematic exclusion pregnancy until their condition is better controlled should
of pregnant patients from many trials, including drug be discussed. For others, such as patients with pulmonary
trials,24 few drugs have optimal safety data in pregnancy, arterial hypertension, categorized under the highest risk
leaving the patient and the physician with minimal by the modified World Health Organization

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TABLE 1 ] Sex and Gender Differences in Critical Illness
Sex Differences Gender Differences
(Females Compared With Males) (Women Compared With Men)
 Less likely to develop sepsis Epidemiology
and septic shock  Less likely to receive aggressive care (mechanical ventilation, ECMO, tracheostomy,
 Outcomes in sepsis similar vasopressors) despite similar severity of illness
 Less likely to develop ARDS  More likely to have delays in antibiotic administration in sepsis
with COVID-19
Symptoms/disease characteristics
 More likely to have advance directives
 More likely to have DNR orders
 Possibly less likely to develop hyperactive delirium
Management
 Higher tidal volumes for given height, especially in shorter women
 Higher plateau pressures
Outcomes after critical illness
 Lower mortality in patients with ARDS
 More likely to experience disability, depression, trauma, and short-term
institutionalization

DNR ¼ do not resuscitate; ECMO ¼ extracorporeal membrane oxygenation.

classification,26 pregnancy is contraindicated given the Multiple retrospective and prospective studies have
high risk of mortality for the mother, and patients who demonstrated that critically ill male patients were more
become pregnant are advised to terminate their likely to receive life-sustaining treatments such as
pregnancy. mechanical ventilation, vasopressors, intracranial
pressure management, tracheostomy, hemodialysis, and
extracorporeal membrane oxygenation, despite similar
Critical Illness or even higher severity of illness in female patients.43,44
A more recent meta-analysis confirms that women were
Interest in sex- and gender-based differences in critical
less likely to receive mechanical ventilation and renal
illness presentation, treatment, and outcomes has
replacement therapy than men, even with adjustment for
appropriately heightened since the onset of the COVID-
illness severity.45 Female* patients have delays in the
19 pandemic. The pandemic increased this attention to
initiation of early antibiotic therapy in sepsis and are less
gender differences in critical illness as higher rates of
likely to receive therapies such as mechanical ventilation
severe illness and death were seen in male patients.27
and hemodialysis to treat complications related to sepsis.31
Sex hormones may impact the trajectory of critical illness, Prepandemic, the LUNG-SAFE (Large Observational
with estrogen conjectured to play a protective role.28,29 For Study to Understand the Global Impact of Severe Acute
example, there is a male preponderance for the Respiratory Failure) trial found that among shorter
development of sepsis and septic shock30-32 possibly patients (height < 1.69 m), women were more likely to
mediated by sex hormones, but other studies do not clearly receive higher tidal volume ventilation with higher plateau
demonstrate that the mortality rate from sepsis is impacted pressures than men; women categorized as having severe
by sex and/or gender.32-35 The paucity of research in this ARDS were noted to have higher mortality in this trial.46
area makes definitive conclusions regarding the effects of
End-of-life planning impacts care provided in the ICU
sex hormones in critical illness difficult.
as well; in studies assessing the impact of gender on end-
Landmark clinical trials in the management of common of-life care, women were more likely to have do-not-
conditions experienced by critically ill patients—such as resuscitate orders and were more likely to have advanced
those with sepsis and ARDS—have enrolled directives.47-49 Cultural beliefs may also influence gender
predominantly male participants.36-42 Although this disparity in the creation of advanced directives and
may have been a consequence of more male patients implementation of do-not-resuscitate orders. The exact
being admitted to ICUs, the complex interaction reasons underlying disparity between the sexes in
between sex and gender in relation to management and consumption of ICU resources are unclear; conscious or
outcomes of critical illness may have been overlooked. unconscious bias in favor of more life-sustaining

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TABLE 2 ] Sex and Gender Differences in Pulmonary Hypertension
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
 Majority of PAH Symptoms/disease characteristics
 Higher proportion of female BMPR2 mutation carriers develop PAH  Sexual quality of life and overall HRQoL
 More favorable hemodynamic profile (lower PVR and higher RV ejection lower
fraction)  Higher rate of admissions for heart failure
 Better survival exacerbation
 May respond better to prostacyclin analogs
 In preclinical models, DHEA has protective effects on the RV
 Higher estradiol and lower DHEA levels associated with worse outcomes
in both females and males
 Unique challenges during pregnancy
 Some medications may be teratogenic
Diagnosis
 Connective tissue disease-associated PAH
more common
Management
 May respond better to ERAs
 Contraception recommended for preg-
nancy avoidance

BMPR2 ¼ gene encoding bone morphogenetic protein receptor type 2; DHEA ¼ dehydroepiandrosterone; ERA ¼ endothelin receptor antagonist; HRQoL ¼
health-related quality of life; PAH ¼ pulmonary arterial hypertension; PVR ¼ pulmonary vascular resistance; RV ¼ right ventricle.

treatments for male patients by physicians may play a there may be a preponderance of hyperactive delirium in
role and should be investigated. men.52 The BRAIN-ICU (Bringing to Light the Risk
Factors and Incidence of Neuropsychological Dysfunction
Outcomes in conditions commonly represented in medical in ICU Survivors) study examined disparities in functional
ICUs may vary by gender, but there are few data on long- outcome following critical illness on the basis of gender
term outcomes in women following critical illness. The and concluded that women were more likely to experience
FROG-ICU (French and European Outcome Registry in disability, depression, trauma, and short-term
Intensive Care Units) study did not find significant institutionalization following critical illness compared with
differences in short- and long-term mortality between men men.53 Table 1 summarizes key impacts of sex and gender
and women when adjusting for comorbidities and severity on critical illness.
of illness.50 On examining delirium, the current literature
does not demonstrate gender differences in the The impact of sex and gender on critical illness has not
development, duration, or severity of delirium,51 although been rigorously explored to date. Our current

TABLE 3 ] Sex and Gender Differences in Cystic Fibrosis and Non-Cystic Fibrosis Bronchiectasis
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
 Lower survival in CF Symptoms/disease characteristics (CF)
 Increased estradiol associated with earlier  Lower quality of life, greater emotional impact of diagnosis
bacterial colonization in CF  More body image dysmorphism
 Higher exacerbations in follicular phase of  Lower BMI
menstrual cycle (CF and non-CF)  Earlier bacterial colonization
 Subfertility in females, males usually sterile (CF)  More frequent exacerbations
 Higher rates of decline in percent predicted FEV1
Symptoms/disease characteristics (non-CF bronchiectasis)
 More common in women
 Worse lung function
 Present earlier
Management
 Lower treatment adherence in CF
 Treatment efficacy (exacerbations) equal in non-CF bronchiectasis,
but women note less meaningful improvement by questionnaires

CF ¼ cystic fibrosis.

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understanding of sex and gender in critical illness is Pulmonary Hypertension
limited. Failure to explore the impact of these factors on Sex and gender differences are well recognized in
critical illness impedes understanding of the complex patients with pulmonary hypertension, especially in
pathophysiology and psychosocial factors that may those with pulmonary arterial hypertension (PAH).
contribute to critical illness. Future directions in Although current registries suggest that 65% to 80% of
research should focus on prospective studies and individuals with PAH are female,58,59 the prevalence and
enrolling women in clinical trials, exploration of the incidence of death are higher in males.60,61 Females are
impact of sex hormones on the trajectory of critical more likely to have idiopathic and heritable PAH.62
illness, and exploration of post-ICU outcomes by sex Autosomal dominant bone morphogenetic protein
and gender. receptor type 2 (BMPR2) mutations are the most
common cause of heritable PAH and have incomplete
penetrance.62 Annually, 3.5% of female BMPR2
Reproductive Health in Critical Care
mutation carriers develop incident PAH compared with
Critical care for the obstetric patient should be 0.99% of male mutation carriers.62 PAH associated with
multidisciplinary and include intensivists, obstetricians, connective tissue disease has a substantial female
nurses, pediatricians, and pharmacists. The same predilection, as with most autoimmune conditions.63
principles in caring for any critically ill patient apply, Females are also at higher risk for the development of
recognizing that you are caring for two patients and portopulmonary hypertension despite cirrhosis being
that optimizing care and survival for the mother is the more common in males.64
primary objective and one that gives the fetus the best
chance at survival. Hypertensive disorders and Surprisingly, whereas females are more prone to develop
obstetric hemorrhage are the most common reasons PAH and have evidence of more vascular remodeling,
for ICU admission during the pregnancy/postpartum they typically exhibit a more favorable hemodynamic
period, with most admissions occurring in the profile including lower pulmonary vascular resistance65
postpartum period.54 Critical care in pregnancy relies and higher right ventricular ejection fraction66 when
predominantly on recommendations from compared with males. Females may have a more
nonpregnant adult critical care with only limited adaptive right ventricle, which could explain their
research available for obstetric critical care relative survival benefit. Response to treatment is also
specifically.55 sexually dimorphic. Women respond better to
endothelin receptor antagonists and prostacyclin
Data guiding maternal oxygenation, ventilation, and analogs, whereas men may respond better to
acid-base status are scarce and mostly extrapolated phosphodiesterase type 5 inhibitors.67-69
from animal studies and case series. Current evidence
suggests that pregnant women’s oxygenation be kept Given the clinical differences between males and females
at approximately 95% saturation or above to avoid with PAH, chromosomal sex, sex hormones, and sex
harmful effects of hypoxemia to the fetus. However, hormone receptors likely play a complex role in PAH
fetal oxygenation is complex and depends on many pathophysiology. The higher female-to-male ratio is more
factors such as cardiac output, BP, pH, and placental pronounced in younger patients with PAH, but as age
health. In addition, there is usually a gradient of about increases the ratio becomes more balanced, invoking a
10 mm Hg in PaCO2 between the mother and the fetus change that occurs later in life, possibly related to
to allow CO2 elimination by the mother. Hence, the hormonal shifts.70 Higher estradiol and lower
application of strategies of permissive hypercapnia is dehydroepiandrosterone (DHEA) levels are associated
complicated in pregnant mothers.56 However, as with increased risk and severity of PAH in both men and
previously discussed, the health of the mother is women.71-73 Paradoxically, preclinical models suggest that
usually prioritized over the health of the fetus. A both estrogens and DHEA may have beneficial effects on
detailed discussion of maternal oxygenation and right ventricular function.74,75 These types of observations
ventilation is beyond the scope of this article. have led to ongoing randomized clinical trials of an
aromatase inhibitor and DHEA in PAH.76,77
Knowledge of physiologic changes and unique
pathology is critical in the treatment of these patients. Reproductive Health in Pulmonary Hypertension
We refer readers to a review on critical care in The female preponderance in PAH raises several
obstetric patients.57 unique concerns related to sexual health, management

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TABLE 4 ] Sex and Gender Differences in Sarcoidosis
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
 Higher incidence, especially in older age Symptoms/disease characteristics
 Estrogen exposure may delay sarcoidosis onset  More fatigue, anxiety, and depression
 Lack of estrogen leads to enhanced granuloma formation  Worse HRQoL, especially physical domain
 Fewer pulmonary symptoms
 More hospitalizations, lower lung function
 More likely to have skin and ocular involvement
 More multiorgan involvement
Diagnosis
 Diagnosed later in life
 Fewer biopsies performed

HRQoL ¼ health-related quality of life.

of contraception, pregnancy, and delivery. PAH complexity of pregnant individuals with PAH, it is
negatively impacts sexual health-related quality of life recommended that they be monitored closely by
and overall quality of life in women.78 Despite multidisciplinary teams with expertise in PAH.
advances in therapy, maternal and fetal morbidity and Delivery is frequently tightly coordinated and
mortality remain high and thus pregnancy avoidance performed in an intensive care setting or operating
or termination is still recommended.79 The room with invasive monitoring. A summary of sex
consequences of pregnancy and delivery can be life- and gender impacts on PAH are presented in
threatening for individuals with PAH, and therefore it Table 2.81
is of the utmost importance that they have access to
clear reproductive counseling, contraception, and the
option of safe elective termination, should they Cystic Fibrosis and Non-Cystic Fibrosis
become pregnant. Indeed, patients of reproductive age Bronchiectasis
diagnosed with PAH are advised to consult their Cystic fibrosis (CF), previously considered a pediatric
obstetrician regarding safe and effective contraceptive disease, is now a chronic disease of adulthood. Despite
options. Individuals with the diagnosis who become the marked increase in median survival, female* patients
pregnant are advised to have a termination of with CF have a lower quality of life compared with
pregnancy as early as possible to avoid the impact of males, noting greater emotional impacts from diagnosis,
the expected physiologic changes of pregnancy on the lower treatment adherence, body image dysmorphism,
cardiovascular system. Individuals who decide to and lower BMI.82 Whereas morbidity and mortality are
continue with pregnancy are treated with pulmonary driven by lung disease (ie, development of bronchiectasis
vasodilator medications.80 Given the cardiopulmonary and infectious/inflammatory sequelae), the life

TABLE 5 ] Sex and Gender Differences in Restless Legs Syndrome and Insomnia
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
Sex differences in RLS Symptoms/disease characteristics in RLS
 RLS twice as common  More likely to have multiple sleep symptoms (involuntary move-
 Iron deficiency during premenopause and preg- ments when awake, sleep onset difficulties, and frequent awak-
nancy worsens symptoms enings at night) with RLS
 Fluctuating levels of estrogen, rather than ab-  RLS symptoms more severe
solute levels, likely contributory  Predominantly sensory symptoms in RLS
 More likely to present with hypothyroidism
Sex differences in insomnia Symptoms/disease characteristics in insomnia
 Insomnia 1.5 to two times more common  Insomnia can be associated with anxiety and depression
 REM latency may be increased in late luteal  Shorter sleep times may increase gestational hypertension in
phase of menstruation pregnancy
 Arousal threshold may be reduced in late luteal
phase of menstruation and in menopause

REM ¼ rapid eye movement; RLS ¼ restless legs syndrome.

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expectancy of patients with CF is impacted by many exacerbations, yet women report lower clinically
factors, including CFTR genotype, nonpulmonary CF meaningful improvement when assessed by
manifestations, socioeconomic status, age, sex, and questionnaires.96 A retrospective analysis of 28 years of
gender. lung transplantation data found more women* with
non-CF bronchiectasis who were listed for
Sex- and gender-based CF health disparities are well
transplantation; however, posttransplant survival did
established, and often referred to as the “CF gender*
not differ significantly from age- and sex-matched
gap,” with women* having worse outcomes83,84 and
cohorts with other lung diseases.97 The impact of sex
lower survival as reported in CF registry data from
and gender on CF and non-CF bronchiectasis is
Canada, the United States, and the United
summarized in Table 3. The overall sex differences in
Kingdom.83,85,86 Historical diagnostic delays in females
non-CF bronchiectasis health have been attributed to
have been attributed to possible unconscious gender
multifactorial causes, as with CF, including sex hormone
bias,87 which modern-day universal newborn screening
effects on inflammation, host defense responses, and
should mitigate. Still, females with CF have earlier
airway microbiota, warranting further studies in both CF
bacterial colonization and more frequent pulmonary
and non-CF bronchiectasis to improve sex-based
exacerbations,88 and epidemiologic studies show worse
discrepancies in health outcomes.
rates of decline in the percent predicted FEV1 (ppFEV1).
Several studies implicate the role of estrogens and Reproductive Health in Cystic Fibrosis and
estradiol in CF in late adolescence and early adulthood, Non-Cystic Fibrosis Bronchiectasis
when the most rapid FEV1 decline occurs.89 Increased Subfertility in women with CF is significantly higher
estradiol levels have been associated with earlier than that of the general population and is presumed to
colonization of mucoid Pseudomonas aeruginosa and be multifactorial, related to hyperviscosity of cervical
increased CF exacerbations during the follicular phase mucus, and effects of chronic illness.98 Higher ppFEV1
(when estradiol peaks).90 A recent prospective study pre-conception is associated with improved pregnancy
showed increased inflammatory marker levels during outcome and lung function recovery after pregnancy,
peak estradiol vs improved ppFEV1 and respiratory although no significant differences were noted in
symptoms in patients taking combined estrogen- overall maternal outcome.99 Notably, there is evidence
progestin oral contraceptives, suggesting estrogen may of increased spontaneous pregnancies, especially in the
be an immunomodulator in CF lung disease.91 Although era of CFTR modulators, between 2015 and 2020.100
highly effective cystic fibrosis transmembrane Studies are ongoing101 to evaluate the effects of CFTR
conductance regulator (CFTR) modulators have during and 2 years after pregnancy. Pregnancy and
markedly reduced CF lung function decline, female sex parenthood each pose complex challenges to patients
has been associated with greater reductions in sweat with CF, including family planning and genetic
chloride in patients taking CFTR modulators but no counseling in the pre-pregnancy phase; managing
apparent difference in ppFEV1 changes.92 Further pregnancy-related physiologic effects; treating
studies are needed to identify whether the sex and respiratory system and other, extrapulmonary effects
gender gap in CF mortality persists in the era of CFTR impacting CF-related diabetes, CF-related liver disease,
modulators. and weight-related concerns with lactation; and
managing psychosocial demands.102 Furthermore, little
Unlike CF bronchiectasis, non-CF bronchiectasis is a
is known regarding the effects of CFTR modulators on
female-predominant disorder in most countries
breastfed infants, and are currently catagorized as
worldwide.93 Females* present earlier with symptoms of
“probably safe” based on expert opinions.103 The full
non-CF bronchiectasis, and have worse lung disease
impact of CFTR modulators requires further study on
with similar contributory factors as in CF.94 Non-CF
maternal/child health in CF.
bronchiectasis related to nontuberculous mycobacterial
infection occurs largely in postmenopausal women and
those with lower BMI, implicating factors of age, sex Sarcoidosis
hormones, and nutritional status.95 Treatment of non- Sarcoidosis is characterized by noncaseating epithelioid
CF bronchiectasis yields similar efficacy in male* and granulomas that may affect any organ system.
female patients in terms of reduced frequency of Understanding the effects of sex and gender on

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TABLE 6 ] Sex and Gender Differences in Smoking Cessation
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
 CYP2A6 enzyme is induced by estrogen (leading to quicker Exposure
metabolization of nicotine)  Targeted advertisements toward women in the 1960s
 b2*-nAChR availability higher in male smoker brains  Lower use of smoking cessation services
 More vulnerable to relapse during the follicular (low pro-
gesterone) phase of the menstrual cycle
Success of smoking cessation
 Lower rates of overall success with smoking cessation
 More trouble maintaining long-term abstinence
 Higher rates of relapse
 Depression and weight gain are barriers to smoking
cessation
Pharmacotherapy
 Nonnicotine replacement methods should be
considered
 Varenicline may have higher efficacy in women as
compared with other pharmacotherapy

b2*-nAChR ¼ b2* subunit-containing nicotinic acetylcholine receptor.

sarcoidosis is complicated by the variability in men (51%).111 In a multicenter, prospective study of


presentation and challenges in making a diagnosis. 1,445 patients, women were more likely to have eye or
Data suggest the age at diagnosis may be skin involvement, whereas men were more likely to
increasing,104,105 with a higher percentage of women have cardiac involvement.111 Males* were also more
aged more than 50 years receiving a diagnosis of likely to develop hypercalcemia.112,113 Females* with
sarcoidosis. Case-control studies have shown that sarcoidosis were noted to have more multiorgan
symptomatic men aged less than 50 years were involvement as compared with males (OR, 1.238;
diagnosed approximately 2 years earlier than 95% CI, 1.083-1.415).111 Manifestations of Löfgren’s
women.106 The exact reason for the difference in age syndrome differ between genders: erythema nodosum
at diagnosis is unknown but is likely due to a is found more commonly in women, whereas a
combination of sex-specific hormone factors and marked periarticular inflammation of the ankles
gender-specific environmental exposures. As an without erythema nodosum is seen primarily in
example, there may be genetic differences between the men.114
sexes that lead to disease presentation earlier in life.
There may also be delay in access to health care and Females* with sarcoidosis have been reported to have
delay in recognizing symptoms that may contribute to higher rates of hospitalizations115 and lower lung
a later diagnosis. function (lower FVC % predicted).116 Mortality rates for
sarcoidosis have increased over time in the United
Endogenous hormones, especially estrogens, may delay States, with higher mortality reported in females with
sarcoidosis onset and reduce its severity in women sarcoidosis compared with males.117,118
through resetting the imbalanced helper T type 1/helper
Gender differences in complaints of fatigue,119 anxiety,
T type 2 immune response.107 Estrogen exposure
or depression120 are reported in patients with
variables (older age at menopause, age at first pregnancy,
sarcoidosis. Patients with sarcoidosis often report a
and age at last pregnancy) indicated a protective effect of
diminished health-related quality of life,121-123 with a
estrogen on sarcoidosis risk,108,109 whereas older age at
range of symptoms such as emotional distress, pain, and
menarche and first pregnancy and ever use of hormone
physical limitations. Women with sarcoidosis seem to
replacement therapy were likely to be associated with
have worse health-related quality of life as compared
increased risk.110
with men, particularly regarding pain, sleep, positive
The clinical manifestations associated with sarcoidosis feelings, self-esteem, bodily image, mobility, and daily
are quite varied and include both constitutional and life activities.123 A prospective, cross-sectional survey
organ-specific presentations. Women have significantly found that women with sarcoidosis showed a greater
fewer pulmonary symptoms (36%) compared with degree of functional impairment than men, particularly

374 CHEST Reviews [ 163#2 CHEST FEBRUARY 2023 ]


General

• Include more women and gender diverse patients in clinical trials


• Stratify study results by sex and gender
• Include pregnant patients in clinical trials

Pulmonary Hypertension

• Understand the biological mechanisms of sex-based differences in Pulmonary vascular resistance and RV remodeling
• Understand the effect of therapeutic agents by sex and gender
• Understand the utility of sex specific omic markers to determine risk for Pulmonary Hypertension and therapeutics

Cystic Fibrosis and Non CF-bronchiectasis

• Understand the biologic mechanisms in sex-based differences in bacterial colonization


• Understand the sex-based differences for lower survival in females with CF and non-CF bronchiectasis
• Understand the sex and gender based differences with available pharmacotherapy and medication use patterns
• Understand the gender-based differences in functional outcomes

Sarcoidosis

• Understand the mechanisms of sex and gender based differences in frequency of sarcoidosis
• Understand the sex-based mechanisms for poorer outcomes in sarcoidosis in men
• Understand sex-based differences in therapeutics for sarcoidosis
• Understand the sex-based pathways leading to fatigue in sarcoidosis

RLS and Insomnia

• Understand the biologic mechanisms that increase RLS rates in menopause and during pregnancy
• Understand the sex-based mechanisms leading to cardiovascular disease in patients with RLS
• Understand the gender-based differences to different pharmacotherapy options
• Understand the mechanism of sex-based differences in sleep architecture

Critical Illness

• Understand the biologic mechanisms that predispose males to sepsis and septic shock
• Understand gender-based differences in symptoms and presentation of critical illness
• Understand the differences in advance care planning between genders
• Understand the sex-based and gender-based mechanisms leading to poorer outcomes in females after critical illness

Smoking Cessation

• Expand our understanding of the biologic mechanisms of sex based differences in smoking cessation
• Understand gender-based barriers to smoking cessation
• Understand sex-based mechanisms of optimal timing of smoking cessation during menstrual cycle
• Understand sex and gender based differences in pharmacotherapy available for smoking cessation

Figure 2 – Recommendations for future research, based on gaps identified in the literature. CF ¼ cystic fibrosis; RLS ¼ restless legs syndrome; RV ¼
right ventricle.

regarding physical health.124 Emotional quality-of-life Methotrexate is commonly used as a steroid-sparing


data have noted variability in men and women.125,126 agent in sarcoidosis and is an abortifacient; this requires
Table 4 highlights some of the sex and gender that pregnancy status be documented along with
differences in sarcoidosis.127 These factors may provision of contraception counseling. Health advocacy
contribute to reports of higher rates of work loss among is required to ensure adequate and timely access to
women with sarcoidosis as compared with men.128 methotrexate, especially in young females, in whom the
Studies are needed to evaluate whether the differences disease impact can be significant, and access may be
between male and female patients with sarcoidosis are limited in some states because of its use as an
caused by subject selection bias or lifestyle differences or abortifacient. Limited data exist regarding sarcoidosis
potentially have a genetic, hormonal, or biological basis. and pregnancy. One study showed that sarcoidosis
increased the risk of preeclampsia/eclampsia, preterm
Reproductive Health in Sarcoidosis birth, cesarean delivery, and some birth defects during
There are currently no data regarding differences in pregnancy.129 It is likely prudent to attempt disease
management of sarcoidosis based on gender or sex. control before attempting conception.

chestjournal.org 375
Restless Legs Syndrome During menstruation, estrogen rises over the follicular
Restless legs syndrome (RLS) is described as an phase. After ovulation, during the luteal phase, both
uncomfortable sensation in the legs, worse with estrogen and progesterone rise together for 7 days and
inactivity and partially or totally improved with then drop before menses.137 As estrogen is involved with
movement, occurring most frequently at nighttime. norepinephrine turnover, it promotes rapid eye
RLS is twice as prevalent in female* compared with movement (REM) sleep, whereas progesterone is
male patients, with pregnancy and menopause being thought to have sedative effects and decreases arousals.
associated with higher risk of symptoms.130 This may During the late luteal phase, as these hormones decrease,
be due to association of iron and estrogens with REM latency and time spent in REM sleep may be
dopamine and glutamate transmission, the two reduced and the arousal threshold, and thus overnight
neurotransmitters thought to be involved in the awakenings, may be increased. In menopause, there is a
pathophysiology of RLS. The production and significant decrease in these hormones accompanied by
regulation of dopamine require iron as an enzymatic vasomotor symptoms. These symptoms lead to
cofactor. increased arousals, which can lead to conditioned
overnight awakenings and contribute to insomnia even
Reproductive Health in RLS after symptoms have resolved. In addition, it is thought
Premenopausal females are at risk of low iron and ferritin that the hypothalamic-pituitary-adrenal axis may play a
due to menstruation, and in pregnancy there is a risk of role with sex differences in cortisol levels potentially
relative iron deficiency. Interestingly, fluctuating levels of contributing to hyperarousal.137
estrogen—higher in pregnancy, especially in the third
trimester, and lower in menopause—appear to increase Reproductive Health in Insomnia
risk of symptoms, indicating that it is the change in In pregnancy, increased snoring, risk of restless legs
estrogen level rather than the total amount that puts syndrome, nocturia, and overall discomfort lead to
female patients at risk of RLS.130,131 In the postpartum frequent overnight awakenings, especially in the third
state, although many patients’ symptoms resolve, one trimester. Shorter sleep times during pregnancy have
study found that up to 34.8% of patients had continued been associated with higher rates of gestational
symptoms132 and others have noted that increased parity hypertension, longer labor times, and need for cesarean
is associated with higher risk of developing RLS later in delivery.131 Because of this, it is imperative that we
life,133 especially if RLS was experienced during evaluate pregnant patients for treatable sleep disorders
pregnancy.134 There is no difference in the incidence of such as OSA and restless leg syndrome in addition to
RLS in postmenopausal patients taking hormone insomnia. If treatment for insomnia is indicated,
replacement therapy.133,135 In transgender patients, a nonpharmacologic therapy such as sleep hygiene and
single study showed a trend toward a higher prevalence of cognitive behavioral therapy for insomnia should be
RLS in those treated with estrogen compared with those considered as first-line treatments, as in the
treated with testosterone.136 Thus, estrogens appear to nonpregnant population. Lack of safety data limits
have a prominent role in RLS, but it is clear that further treatment choices; however, the use of some medications
studies are needed to investigate sex hormones as a such as antihistamines, zolpidem,138,139 or zopiclone
potential therapeutic target. may be justified with counseling regarding potential risk
and appropriate monitoring for neonatal risk of
withdrawal or flaccidity.140 Hormone therapy to treat
Insomnia
insomnia in postmenopausal patients has been
Insomnia is one of the most common sleep disorders investigated over the years. A recent meta-analysis found
and is defined as difficulty initiating and/or that combined estrogen and progesterone therapy can
maintaining sleep with associated daytime dysfunction. improve sleep quality.141 Table 5 summarizes key sex
It is 1.5 to two times as prevalent in female* patients and gender effects in RLS and insomnia.142,143
than in males, can be associated with depression and
anxiety (more prevalent in females), and may reflect
differences and changes in sex hormone levels with Tobacco Use and Treatment of Nicotine Use
age. This difference in insomnia prevalence may in Disorder
part be related to an increased likelihood of women to Cigarette smoking is a leading cause of preventable death
report symptoms and seek care. and disease in the United States.144 Tobacco control efforts

376 CHEST Reviews [ 163#2 CHEST FEBRUARY 2023 ]


have had remarkable success in the last half-century, and females, with female sex hormones likely playing a
leading to a reduction in the prevalence of smoking.145 role. b2*-nAChR availability in the striatum, cortex, and
Despite this, the risk of mortality from smoking-related cerebellum was significantly higher in male smokers but
disease is increasing, especially for women.144 Smoking not female smokers, when compared with their same-sex
cessation leads to significant immediate and long-term nonsmoking counterparts.159 Female sex hormones
reductions in smoking-related disease146 and is key to impact the response to smoking as well as cessation.
addressing smoking-related disease. Although vulnerability to relapse may be higher in the
follicular phase,160 and progesterone may have a
Studies have reported observed differences between protective effect against smoking,161 the influence of the
men and women in the success with which individuals menstrual cycle on smoking cessation requires further
achieve smoking cessation in various contexts.147 study to determine the best window for cessation among
Compared with men, women report lower use of premenopausal women and to identify potential
smoking cessation services.148 Many studies report therapeutic targets.
that women have a lower likelihood of achieving
abstinence in clinical trials.149 However, most tobacco There is evidence for the presence of interaction between
cessation clinical trials are not designed to assess sex gender and pharmaceutical agents used for smoking
and gender differences, and post-hoc comparisons cessation. Nicotine replacement therapy has been found
may be biased.150 The data regarding the role of sex to be less effective for smoking cessation in women.162
and gender in smoking cessation are mixed. Some In contrast, varenicline appears to be more effective in
studies have found that women have more difficulty women.163,164 The American Thoracic Society clinical
maintaining long-term abstinence than do men,151 practice guidelines on pharmacologic treatment in
whereas others suggest there may not be any tobacco-dependent adults recommend using varenicline
difference.152 Few studies address differences in sex over nicotine replacement therapies for all patients with
and gender differences in relapse rate, underscoring no specific mention of sex or gender differences.165
the need for further studies to address barriers to Transgender and gender-expansive (TGE) individuals,
successful smoking cessation in women. who have a gender identity, behavior, or mode of self-
expression that is different from their sex assigned at
The exact reason for lower smoking cessation rates for
birth, are twice as likely to smoke cigarettes than
women is unclear. Women may be less sensitive to the
cisgender individuals.166 Research suggests that given
chemical effects of nicotine and may smoke for other
the appropriate resources and opportunities, TGE adult
reasons.147 As a result, women may face different
smokers are just as likely as cisgender smokers to want
barriers to smoking cessation, including a greater
to quit.167-169 There is a critical gap in research on
likelihood of depression, weight control concerns, and
effective and culturally sensitive approaches to reduce
nonpharmacologic motives for smoking.153,154 Sex-
smoking prevalence among TGE adults.
related factors, such as genetics and sex hormones, may
also play a role. Enzyme functions determine the Table 6 summarizes some of the key aspects of sex and
nicotine metabolization rate. Estrogen may modify this gender interaction on smoking cessation.
function and lead females to metabolize nicotine more
rapidly.155 Fast metabolizers may find it more difficult to Conclusions
quit and be less responsive to nicotine replacement
Sex and reproductive differences and transitions impact
therapies.156,157 Pregnancy is also associated with faster
various aspects of lung/sleep biology and pathobiology.
nicotine metabolism, which impacts the dosing of
Better awareness within the health care community of the
nicotine replacement and cessation rates.158 Genetic
increasing burden of respiratory diseases in women is
studies evaluating heritability of smoking cessation
important to improve diagnosis and treatment.
likelihoods have focused primarily on autosomes and
Education efforts are needed for physicians to understand
have excluded X and Y chromosomes, thereby leading to
the differences in presentation and nuances in
a gap in our understanding of sex effects in smoking
management of diseases by sex and gender. Interaction
cessation.
with female patients should take into account that their
Tobacco smoking-induced upregulation of nicotinic symptoms may not conform to traditionally accepted sex-
acetylcholine receptors containing the b2* subunit (b2*- based clinical presentations. Gender- and sex-specific
nAChRs) in the brain appears to be different in males management options, if available, should also be

chestjournal.org 377
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