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There is now ample evidence that differences in sex and gender contribute to the incidence,
susceptibility, presentation, diagnosis, and clinical course of many lung diseases. Some con-
ditions are more prevalent in women, such as pulmonary arterial hypertension and sarcoidosis.
Some life stages—such as pregnancy—are unique to women and can affect the onset and
course of lung disease. Clinical presentation may differ as well, such as the higher number of
exacerbations experienced by women with cystic fibrosis (CF), more fatigue in women with
sarcoidosis, and more difficulty in achieving smoking cessation. Outcomes such as mortality
may be different as well, as indicated by the higher mortality in women with CF. In addition,
response to therapy and medication safety may also differ by sex, and yet, pharmacogenomic
factors are often not adequately addressed in clinical trials. Various aspects of lung/sleep
biology and pathobiology are impacted by female sex and female reproductive transitions.
Differential gene expression or organ development can be impacted by these biological dif-
ferences. Understanding these differences is the first step in moving toward precision medicine
for all patients. This article is the second part of a state-of-the-art review of specific effects of
sex and gender focused on epidemiology, disease presentation, risk factors, and management
of selected lung diseases. We review the more recent literature and focus on guidelines
incorporating sex and gender differences in pulmonary hypertension, CF and non-CF bronchi-
ectasis, sarcoidosis, restless legs syndrome and insomnia, and critical illness. We also provide a
summary of the effects of pregnancy on lung diseases and discuss the impact of sex and gender
on tobacco use and treatment of nicotine use disorder. CHEST 2023; 163(2):366-382
KEY WORDS: cystic fibrosis; gender; nonbreathing sleep disorders; pregnancy; pulmonary
hypertension; sarcoidosis; sex; smoking cessation
ABBREVIATIONS: CF = cystic fibrosis; CFTR = cystic fibrosis trans- Division of Pulmonary, Critical Care and Sleep Medicine (Y. G. and M.
membrane conductance regulator; DHEA = dehydroepiandrosterone; K. G.), University of Arizona College of Medicine Phoenix, Phoenix,
PAH = pulmonary arterial hypertension; ppFEV1 = percent predicted AZ; the Division of Pulmonary, Critical Care and Sleep Medicine (D.
FEV1; REM = rapid eye movement; RLS = restless legs syndrome; P.), Washington University at St. Louis, St. Louis, MO; and the Divi-
TGE = transgender and gender expansive sion of Pulmonary, Critical Care and Sleep Medicine (M. A. P. and C.
AFFILIATIONS: From the Division of Allergy, Pulmonary and Critical D’A.), Yale University School of Medicine, New Haven, CT.
Care Medicine (A. S.), University of Wisconsin, Madison, WI; the CORRESPONDENCE TO: Carolyn D’Ambrosio, MD; email: carolyn.
Division of Pulmonary, Critical Care and Sleep Medicine (K. C.-F. and dambrosio@yale.edu
G. B.), Brown University, Providence, RI; the Division of Pulmonary, Copyright Ó 2022 American College of Chest Physicians. Published by
Critical Care and Sleep Medicine (M. K. G.), Emory University School Elsevier Inc. All rights reserved.
of Medicine, Atlanta, GA; the Division of Pulmonary, Critical Care and DOI: https://doi.org/10.1016/j.chest.2022.08.2240
Sleep Medicine (T. I. L.), Baylor Scott & White Health, Temple, TX; the
chestjournal.org 367
Modified immune response
Disease states impacted
Infections Nasal congestion
Critical illness Upper airway mucosal edema
Airway patency reduced
Hypercoagulable State Diseases impacted
Disease states impacted Asthma
Pulmonary Embolism Sleep disorders/OSA
Pulmonary Hypertension Difficult intubation
Critical illness
FRC reduced
Increased Cardiac Output Low Oxygen reserve
Disease states impacted Reduced respiratory system compliance
Pulmonary Hypertension Disease states impacted
Critical illness Rapid desaturation
Critical illness
Teratogenic effects of drugs ARDS
Disease states impacted Sleep Disordered Breathing
Chronic Lung Diseases
Sleep Disorders Teratogenic effects of Radiation
Pulmonary Embolism Disease states impacted
Infection Pulmonary Embolism
Critical Illness Critical illness
Lung cancer
Infections
Interstitial Lung Disease
Figure 1 – Impact of physiological changes during pregnancy on respiratory diseases. FRC ¼ functional residual capacity.
labor and delivery and the postpartum period (Fig 1). information about many first-line treatments. Despite
Hence, anticipation of the potential complications that, the average number of medications used in
around labor and delivery can assist in the management pregnancy has been increasing in the past decades. In
of chronic conditions during pregnancy. Most of the many cases, detailed information about the risk of the
physiologic changes that occur in pregnancy return to untreated lung condition vs the risk of the drug needs to
baseline in the postpartum period. More detailed reviews be presented to the patient, with shared decision-
of perinatal physiology can be found elsewhere.20,21 making. We have previously published a suggested
approach regarding decision-making on
Although radiation is feared in pregnancy because of
pharmacotherapy in pregnancy that considers the risk of
potential teratogenicity, most imaging studies such as
the condition, the risk of the medication, and the
multidetector chest CT scan imaging, chest radiographs,
availability of drugs with similar efficacies but with
and ventilation-perfusion scans can be performed in
better safety profiles.21
pregnancy and do not exceed the threshold for
teratogenicity.22 Although most physicians aim to keep
Another way to minimize complications in pregnancy is
cumulative radiation doses during the course of a
to conduct pre-conception counseling in reproductive-age
pregnancy below 5 rad, a threshold of 10 rad has been
patients with chronic respiratory conditions, and to
proposed to be acceptable.22 Collaborations with the
perform counseling repeatedly, as risk in pregnancy
radiologist and the medical physicist can help reduce
changes with age and disease activity.25 Pre-conception
maternal and fetal radiation exposure during diagnostic
counseling can set expectations for a potential pregnancy
tests. IV iodinated contrast can be used in pregnancy,
and aid in devising a monitoring plan during pregnancy
and there is minimal risk for thyroid toxicity.23
and the postpartum period. For patients with
One of the main challenges in caring for pregnant uncontrolled disease, counseling on risk of pregnancy and
patients with lung disease concerns the use of a recommendation for contraception or a delay in
pharmacotherapies. Because of the systematic exclusion pregnancy until their condition is better controlled should
of pregnant patients from many trials, including drug be discussed. For others, such as patients with pulmonary
trials,24 few drugs have optimal safety data in pregnancy, arterial hypertension, categorized under the highest risk
leaving the patient and the physician with minimal by the modified World Health Organization
classification,26 pregnancy is contraindicated given the Multiple retrospective and prospective studies have
high risk of mortality for the mother, and patients who demonstrated that critically ill male patients were more
become pregnant are advised to terminate their likely to receive life-sustaining treatments such as
pregnancy. mechanical ventilation, vasopressors, intracranial
pressure management, tracheostomy, hemodialysis, and
extracorporeal membrane oxygenation, despite similar
Critical Illness or even higher severity of illness in female patients.43,44
A more recent meta-analysis confirms that women were
Interest in sex- and gender-based differences in critical
less likely to receive mechanical ventilation and renal
illness presentation, treatment, and outcomes has
replacement therapy than men, even with adjustment for
appropriately heightened since the onset of the COVID-
illness severity.45 Female* patients have delays in the
19 pandemic. The pandemic increased this attention to
initiation of early antibiotic therapy in sepsis and are less
gender differences in critical illness as higher rates of
likely to receive therapies such as mechanical ventilation
severe illness and death were seen in male patients.27
and hemodialysis to treat complications related to sepsis.31
Sex hormones may impact the trajectory of critical illness, Prepandemic, the LUNG-SAFE (Large Observational
with estrogen conjectured to play a protective role.28,29 For Study to Understand the Global Impact of Severe Acute
example, there is a male preponderance for the Respiratory Failure) trial found that among shorter
development of sepsis and septic shock30-32 possibly patients (height < 1.69 m), women were more likely to
mediated by sex hormones, but other studies do not clearly receive higher tidal volume ventilation with higher plateau
demonstrate that the mortality rate from sepsis is impacted pressures than men; women categorized as having severe
by sex and/or gender.32-35 The paucity of research in this ARDS were noted to have higher mortality in this trial.46
area makes definitive conclusions regarding the effects of
End-of-life planning impacts care provided in the ICU
sex hormones in critical illness difficult.
as well; in studies assessing the impact of gender on end-
Landmark clinical trials in the management of common of-life care, women were more likely to have do-not-
conditions experienced by critically ill patients—such as resuscitate orders and were more likely to have advanced
those with sepsis and ARDS—have enrolled directives.47-49 Cultural beliefs may also influence gender
predominantly male participants.36-42 Although this disparity in the creation of advanced directives and
may have been a consequence of more male patients implementation of do-not-resuscitate orders. The exact
being admitted to ICUs, the complex interaction reasons underlying disparity between the sexes in
between sex and gender in relation to management and consumption of ICU resources are unclear; conscious or
outcomes of critical illness may have been overlooked. unconscious bias in favor of more life-sustaining
chestjournal.org 369
TABLE 2 ] Sex and Gender Differences in Pulmonary Hypertension
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
Majority of PAH Symptoms/disease characteristics
Higher proportion of female BMPR2 mutation carriers develop PAH Sexual quality of life and overall HRQoL
More favorable hemodynamic profile (lower PVR and higher RV ejection lower
fraction) Higher rate of admissions for heart failure
Better survival exacerbation
May respond better to prostacyclin analogs
In preclinical models, DHEA has protective effects on the RV
Higher estradiol and lower DHEA levels associated with worse outcomes
in both females and males
Unique challenges during pregnancy
Some medications may be teratogenic
Diagnosis
Connective tissue disease-associated PAH
more common
Management
May respond better to ERAs
Contraception recommended for preg-
nancy avoidance
BMPR2 ¼ gene encoding bone morphogenetic protein receptor type 2; DHEA ¼ dehydroepiandrosterone; ERA ¼ endothelin receptor antagonist; HRQoL ¼
health-related quality of life; PAH ¼ pulmonary arterial hypertension; PVR ¼ pulmonary vascular resistance; RV ¼ right ventricle.
treatments for male patients by physicians may play a there may be a preponderance of hyperactive delirium in
role and should be investigated. men.52 The BRAIN-ICU (Bringing to Light the Risk
Factors and Incidence of Neuropsychological Dysfunction
Outcomes in conditions commonly represented in medical in ICU Survivors) study examined disparities in functional
ICUs may vary by gender, but there are few data on long- outcome following critical illness on the basis of gender
term outcomes in women following critical illness. The and concluded that women were more likely to experience
FROG-ICU (French and European Outcome Registry in disability, depression, trauma, and short-term
Intensive Care Units) study did not find significant institutionalization following critical illness compared with
differences in short- and long-term mortality between men men.53 Table 1 summarizes key impacts of sex and gender
and women when adjusting for comorbidities and severity on critical illness.
of illness.50 On examining delirium, the current literature
does not demonstrate gender differences in the The impact of sex and gender on critical illness has not
development, duration, or severity of delirium,51 although been rigorously explored to date. Our current
TABLE 3 ] Sex and Gender Differences in Cystic Fibrosis and Non-Cystic Fibrosis Bronchiectasis
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
Lower survival in CF Symptoms/disease characteristics (CF)
Increased estradiol associated with earlier Lower quality of life, greater emotional impact of diagnosis
bacterial colonization in CF More body image dysmorphism
Higher exacerbations in follicular phase of Lower BMI
menstrual cycle (CF and non-CF) Earlier bacterial colonization
Subfertility in females, males usually sterile (CF) More frequent exacerbations
Higher rates of decline in percent predicted FEV1
Symptoms/disease characteristics (non-CF bronchiectasis)
More common in women
Worse lung function
Present earlier
Management
Lower treatment adherence in CF
Treatment efficacy (exacerbations) equal in non-CF bronchiectasis,
but women note less meaningful improvement by questionnaires
CF ¼ cystic fibrosis.
chestjournal.org 371
TABLE 4 ] Sex and Gender Differences in Sarcoidosis
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
Higher incidence, especially in older age Symptoms/disease characteristics
Estrogen exposure may delay sarcoidosis onset More fatigue, anxiety, and depression
Lack of estrogen leads to enhanced granuloma formation Worse HRQoL, especially physical domain
Fewer pulmonary symptoms
More hospitalizations, lower lung function
More likely to have skin and ocular involvement
More multiorgan involvement
Diagnosis
Diagnosed later in life
Fewer biopsies performed
of contraception, pregnancy, and delivery. PAH complexity of pregnant individuals with PAH, it is
negatively impacts sexual health-related quality of life recommended that they be monitored closely by
and overall quality of life in women.78 Despite multidisciplinary teams with expertise in PAH.
advances in therapy, maternal and fetal morbidity and Delivery is frequently tightly coordinated and
mortality remain high and thus pregnancy avoidance performed in an intensive care setting or operating
or termination is still recommended.79 The room with invasive monitoring. A summary of sex
consequences of pregnancy and delivery can be life- and gender impacts on PAH are presented in
threatening for individuals with PAH, and therefore it Table 2.81
is of the utmost importance that they have access to
clear reproductive counseling, contraception, and the
option of safe elective termination, should they Cystic Fibrosis and Non-Cystic Fibrosis
become pregnant. Indeed, patients of reproductive age Bronchiectasis
diagnosed with PAH are advised to consult their Cystic fibrosis (CF), previously considered a pediatric
obstetrician regarding safe and effective contraceptive disease, is now a chronic disease of adulthood. Despite
options. Individuals with the diagnosis who become the marked increase in median survival, female* patients
pregnant are advised to have a termination of with CF have a lower quality of life compared with
pregnancy as early as possible to avoid the impact of males, noting greater emotional impacts from diagnosis,
the expected physiologic changes of pregnancy on the lower treatment adherence, body image dysmorphism,
cardiovascular system. Individuals who decide to and lower BMI.82 Whereas morbidity and mortality are
continue with pregnancy are treated with pulmonary driven by lung disease (ie, development of bronchiectasis
vasodilator medications.80 Given the cardiopulmonary and infectious/inflammatory sequelae), the life
TABLE 5 ] Sex and Gender Differences in Restless Legs Syndrome and Insomnia
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
Sex differences in RLS Symptoms/disease characteristics in RLS
RLS twice as common More likely to have multiple sleep symptoms (involuntary move-
Iron deficiency during premenopause and preg- ments when awake, sleep onset difficulties, and frequent awak-
nancy worsens symptoms enings at night) with RLS
Fluctuating levels of estrogen, rather than ab- RLS symptoms more severe
solute levels, likely contributory Predominantly sensory symptoms in RLS
More likely to present with hypothyroidism
Sex differences in insomnia Symptoms/disease characteristics in insomnia
Insomnia 1.5 to two times more common Insomnia can be associated with anxiety and depression
REM latency may be increased in late luteal Shorter sleep times may increase gestational hypertension in
phase of menstruation pregnancy
Arousal threshold may be reduced in late luteal
phase of menstruation and in menopause
chestjournal.org 373
TABLE 6 ] Sex and Gender Differences in Smoking Cessation
Sex Differences (Females Compared With Males) Gender Differences (Women Compared With Men)
CYP2A6 enzyme is induced by estrogen (leading to quicker Exposure
metabolization of nicotine) Targeted advertisements toward women in the 1960s
b2*-nAChR availability higher in male smoker brains Lower use of smoking cessation services
More vulnerable to relapse during the follicular (low pro-
gesterone) phase of the menstrual cycle
Success of smoking cessation
Lower rates of overall success with smoking cessation
More trouble maintaining long-term abstinence
Higher rates of relapse
Depression and weight gain are barriers to smoking
cessation
Pharmacotherapy
Nonnicotine replacement methods should be
considered
Varenicline may have higher efficacy in women as
compared with other pharmacotherapy
Pulmonary Hypertension
• Understand the biological mechanisms of sex-based differences in Pulmonary vascular resistance and RV remodeling
• Understand the effect of therapeutic agents by sex and gender
• Understand the utility of sex specific omic markers to determine risk for Pulmonary Hypertension and therapeutics
Sarcoidosis
• Understand the mechanisms of sex and gender based differences in frequency of sarcoidosis
• Understand the sex-based mechanisms for poorer outcomes in sarcoidosis in men
• Understand sex-based differences in therapeutics for sarcoidosis
• Understand the sex-based pathways leading to fatigue in sarcoidosis
• Understand the biologic mechanisms that increase RLS rates in menopause and during pregnancy
• Understand the sex-based mechanisms leading to cardiovascular disease in patients with RLS
• Understand the gender-based differences to different pharmacotherapy options
• Understand the mechanism of sex-based differences in sleep architecture
Critical Illness
• Understand the biologic mechanisms that predispose males to sepsis and septic shock
• Understand gender-based differences in symptoms and presentation of critical illness
• Understand the differences in advance care planning between genders
• Understand the sex-based and gender-based mechanisms leading to poorer outcomes in females after critical illness
Smoking Cessation
• Expand our understanding of the biologic mechanisms of sex based differences in smoking cessation
• Understand gender-based barriers to smoking cessation
• Understand sex-based mechanisms of optimal timing of smoking cessation during menstrual cycle
• Understand sex and gender based differences in pharmacotherapy available for smoking cessation
Figure 2 – Recommendations for future research, based on gaps identified in the literature. CF ¼ cystic fibrosis; RLS ¼ restless legs syndrome; RV ¼
right ventricle.
chestjournal.org 375
Restless Legs Syndrome During menstruation, estrogen rises over the follicular
Restless legs syndrome (RLS) is described as an phase. After ovulation, during the luteal phase, both
uncomfortable sensation in the legs, worse with estrogen and progesterone rise together for 7 days and
inactivity and partially or totally improved with then drop before menses.137 As estrogen is involved with
movement, occurring most frequently at nighttime. norepinephrine turnover, it promotes rapid eye
RLS is twice as prevalent in female* compared with movement (REM) sleep, whereas progesterone is
male patients, with pregnancy and menopause being thought to have sedative effects and decreases arousals.
associated with higher risk of symptoms.130 This may During the late luteal phase, as these hormones decrease,
be due to association of iron and estrogens with REM latency and time spent in REM sleep may be
dopamine and glutamate transmission, the two reduced and the arousal threshold, and thus overnight
neurotransmitters thought to be involved in the awakenings, may be increased. In menopause, there is a
pathophysiology of RLS. The production and significant decrease in these hormones accompanied by
regulation of dopamine require iron as an enzymatic vasomotor symptoms. These symptoms lead to
cofactor. increased arousals, which can lead to conditioned
overnight awakenings and contribute to insomnia even
Reproductive Health in RLS after symptoms have resolved. In addition, it is thought
Premenopausal females are at risk of low iron and ferritin that the hypothalamic-pituitary-adrenal axis may play a
due to menstruation, and in pregnancy there is a risk of role with sex differences in cortisol levels potentially
relative iron deficiency. Interestingly, fluctuating levels of contributing to hyperarousal.137
estrogen—higher in pregnancy, especially in the third
trimester, and lower in menopause—appear to increase Reproductive Health in Insomnia
risk of symptoms, indicating that it is the change in In pregnancy, increased snoring, risk of restless legs
estrogen level rather than the total amount that puts syndrome, nocturia, and overall discomfort lead to
female patients at risk of RLS.130,131 In the postpartum frequent overnight awakenings, especially in the third
state, although many patients’ symptoms resolve, one trimester. Shorter sleep times during pregnancy have
study found that up to 34.8% of patients had continued been associated with higher rates of gestational
symptoms132 and others have noted that increased parity hypertension, longer labor times, and need for cesarean
is associated with higher risk of developing RLS later in delivery.131 Because of this, it is imperative that we
life,133 especially if RLS was experienced during evaluate pregnant patients for treatable sleep disorders
pregnancy.134 There is no difference in the incidence of such as OSA and restless leg syndrome in addition to
RLS in postmenopausal patients taking hormone insomnia. If treatment for insomnia is indicated,
replacement therapy.133,135 In transgender patients, a nonpharmacologic therapy such as sleep hygiene and
single study showed a trend toward a higher prevalence of cognitive behavioral therapy for insomnia should be
RLS in those treated with estrogen compared with those considered as first-line treatments, as in the
treated with testosterone.136 Thus, estrogens appear to nonpregnant population. Lack of safety data limits
have a prominent role in RLS, but it is clear that further treatment choices; however, the use of some medications
studies are needed to investigate sex hormones as a such as antihistamines, zolpidem,138,139 or zopiclone
potential therapeutic target. may be justified with counseling regarding potential risk
and appropriate monitoring for neonatal risk of
withdrawal or flaccidity.140 Hormone therapy to treat
Insomnia
insomnia in postmenopausal patients has been
Insomnia is one of the most common sleep disorders investigated over the years. A recent meta-analysis found
and is defined as difficulty initiating and/or that combined estrogen and progesterone therapy can
maintaining sleep with associated daytime dysfunction. improve sleep quality.141 Table 5 summarizes key sex
It is 1.5 to two times as prevalent in female* patients and gender effects in RLS and insomnia.142,143
than in males, can be associated with depression and
anxiety (more prevalent in females), and may reflect
differences and changes in sex hormone levels with Tobacco Use and Treatment of Nicotine Use
age. This difference in insomnia prevalence may in Disorder
part be related to an increased likelihood of women to Cigarette smoking is a leading cause of preventable death
report symptoms and seek care. and disease in the United States.144 Tobacco control efforts
chestjournal.org 377
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