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To cite this article: Dafna Meitar, Daniel Marom, Penelope Lusk & Adina Kalet (2024)
Transformative Leadership Training in Medical Education: A Topology, Teaching and Learning in
Medicine, 36:1, 99-106, DOI: 10.1080/10401334.2023.2215755
CONTACT Adina Kalet akalet@mcw.edu Stephen and Shelagh Roell Endowed Chair, Robert D. and Patricia E. Kern Institute for the Transformation
of Medical Education, Medical College of Wisconsin, 8701 Watertown Plank Road, Milwaukee, WI 53226, USA
© 2023 Taylor & Francis Group, LLC
100 D. MEITAR ET AL.
practice of medicine and of medical education in context, of human improvement.8,9 The five levels were then
as well as exposure to alternative paradigms and how these tailored for use in the health professions education by
translate into medical education policy and practice. On the authors (Marom, Meitar) as follows:
a personal level, this undertaking requires intellectual flex- Level 1, philosophy, is the level at which philo-
ibility,3 the ability to move back and forth between the sophical ideas are most abstract. At this level one poses
world of ideas and the practical. It is our experience that responses to philosophical questions relating to all
it is possible to hone a leader’s capacity to do this by areas of human existence, knowledge, and activity. In
providing a supportive pedagogical framework. the context of medicine, these include questions around
We refer to such a framework—five distinct levels health, society, and what it means to be a professional.
on a continuum that dialectically links philosophical Questions such as: What is human health? Who deter-
ideas with educational practice—as a metaphoric mines how health is defined, attained, undermined,
“topology.” A topology is a mathematical concept and restored? Who carries the responsibility for pro-
describing a structure which maintains itself despite moting and maintaining health? What ought to be the
constantly morphing, twisting, or stretching. A topol- specific roles of society, experts, and individuals and
ogy describes and defines the relationships and inter- how should they collaborate to ensure health? What
actions between the elements of the structure. The is expertise? How should experts define their role in
Mobius Strip is a classic topology. It is a single-sided the promotion of health? What is learning? How does
non-orientable surface that is continuously twisting it transpire in the context of expertise?
and never broken. We have employed the topology The ideas offered in response to these questions pro-
proposed below as a method for questioning assump- vide the foundations of educational practice and power
tions, engaging in rigorous dialogue, and building dynamics whether we explicitly discuss them or not. In
transformative leadership in practice. medicine, for example, health might be defined in terms
Conceptualizing the five-level continuum as a topology of biological longevity or quality of life. As one moves
allows us to extend the metaphor to how leaders in on the continuum with each of these definitions, it will
medical education—as individuals and in groups—must dictate a completely different set of ideas regarding the
be trained to continuously move between the levels, portrait, practice, and education of physicians. For
learning to detect and interrogate the philosophical instance, if health is defined as biological longevity, it
assumptions guiding the reigning paradigms of medicine follows that the most important thing is to find bio-
and medical education and develop more robust alter- logical solutions for prolonging life and the role of the
natives. These efforts, like all leadership efforts, should physician will be to find and administer new medica-
be understood as professionally, nationally, regionally, or tions or better technologies. If a human being is defined
institutionally specific, depending on the scope, and sub- as a social being whose aim is to thrive and flourish
ject to the context of the given community or culture. in achieving social status, this conception suggests a
To this end, we describe the levels of the topology, share different, more expansive role for the physician.
a historical example of its application and then report
on an experimental medical educator leadership program
The example of physician-patient communication:
guided by the principles of the topology and developed
level 1
originally at the Mandel School for Educational
Leadership.4 Attention to ensuring masterful physician-patient
communication, an issue highly relevant to modern
medical education, is a historical (and current) exam-
The topology of medical education
ple of how the topology provides a useful leadership
transformation
lens. Many medical schools continue to struggle with
The conceptual and methodological framework is drawn how to conceptualize and justify curricular and assess-
directly from the work of Seymour Fox, Daniel Marom, ment attention and time to clinical communication
and Israel Scheffler, scholars in educational philosophy skills. At this level it would be important to gain, for
and practitioners in the training of educational leaders.5 example, a fundamental understanding of the biopsy-
A first iteration of the framework was applied to cur- chosocial model of medicine, a highly influential gen-
riculum and pedagogy in the training of general edu- eral theory of illness and healing and the role of
cational leaders who were tasked with planning, human communication in facilitating health proposed,
implementation, and evaluation of educational practice in 1977, by George Engel, an American internist and
in messy real-world conditions.6,7 Marom extended this medical education leader.10 Such a theory provides
application to educational leaders in other professions foundational philosophical support and guidance.
Teaching and Learning in Medicine 101
Level 2, educational philosophy, serves as the foundations are not defined as independent
linchpin to educational practice, as broad philosoph- functional-instrumental domains, but rather as applica-
ical questions are “translated” to the level at which tions that coherently flow from the levels one and two
the high level aims and means of the educational ideas and direct concrete educational practice in
endeavor are determined. Here one’s philosophy guides real-world conditions.1 Fox suggested that the process of
one’s normative conception of education by positing translation at this level can be broken down into two
the desired outcomes and processes of education. Who separate stages: a) guiding principles in ideal conditions;
is the educated person? What is the process of mat- b) consciously compromising those principles in consid-
uration and learning that facilitates this becoming? eration of specific real-world conditions.
When looking specifically at medical education, the
community of medical professionals and other key
stakeholders might reformulate level one ideas into a The example of physician-patient communication:
portrait of the educated physician. Who is this physi- level 3
cian and what are his or her virtues and values? How
Engel’s biopsychosocial model of medicine was directly
does such a physician contribute to the promotion of
translated into an approach to teaching medical inter-
health as defined at level one? With whom must she
viewing; a program for the training of faculty to edu-
collaborate to do so and how? What is the desired
cate physicians in this mode of interviewing; textbooks
relationship and mode of interaction of this physician
which served as the subject matter for a course on the
with patients? How will they arrive at diagnoses, prog-
interview; pedagogies by which medical learners could
noses and administer treatments? By which subject
engage in graded supervised rehearsals of such inter-
matters and learning experiences might such a medical
viewing; and settings appropriate for such rehearsal.
learner come to embody this portrait? What is the
This work was initiated in the real-world conditions
process by which their learning will be internalized
of 1950s University of Rochester School of Medicine
and grow? Who is the ideal medical educator to train
and Dentistry and the six hospitals in that city.a
in this manner? How ought that educator be trained?
Level 4, implementation, is concerned primarily
with carrying out guiding principles formulated at
The example of physician-patient communication: level three in real time and place as explicit enact-
level 2 ments of those principles not simply independent
technical practices. Level 4 reflects the everyday work
In 1980, Engel proposed the clinical application of the
of curriculum planning and faculty training, interact-
biopsychosocial model which unified biomedical and
ing with learners, speaking, lecturing, modeling, scaf-
psychosocial perspectives in patient care and empha-
folding, supervising, remediating, providing feedback,
sized the centrality of the physician-patient relationship
reading out loud, giving homework, and more. In
as therapeutic.11 This model impacted how medical
each of these activities, the theory-of-practice that
educators conceptualized the educated physician, as one
guides the work should be visible and explicit.
who must have highly sophisticated communication
skills. Engel’s work launched transformational change
in the way medical education was enacted, including
The example of physician-patient communication:
ensuring that medical educators were biopsychosocial
level 4
clinical practitioners, leading to an emphasis on sys-
tematic teaching of the medical interview as a main- An educational system must create the complex con-
stream, not extracurricular, activity.12,13 ditions that ensure that an educator teaching the med-
Level 3, is described by Fox and Scheffler as “theory ical interview is able to, for instance, distinguish
of practice.” Answers to “level two” questions must be between open and closed-ended questions and employ
translated by the leader into practical realities of educa- instructional methods to ensure the learner under-
tional practice. Therefore, they must go beyond pro- stands and internalizes why these techniques are
nouncements of the larger purposes and aims of the important and can ultimately demonstrate this skill
educational endeavor—however inspiring, clear, or imple- with finesse in live interviews.
mentable they may be—toward providing principles that Level 5, evaluation, is the level at which the degree
guide the practice of education. At this level, philosoph- of success of the educational endeavor is determined
ical ideas are translated into curriculum and pedagogy, and areas for improvement are identified. Evaluation
the education of educators, the design of settings con- includes establishing what indicators of success are
ducive to learning. It is critical to emphasize that these worth measuring, and guiding the interpretation of
102 D. MEITAR ET AL.
Engel’s biopsychosocial model of medicine among nature of the ideal physician, we suggest further ques-
other models (Level 1). They persistently seek to tions: Who is the educated community of medical
improve the current realities in pursuit of this ideal professionals? How can the role of the medical pro-
by articulating and translating it to both theoretical fession in society consciously preclude systemic exclu-
guidelines (Level 3) and practical modes of educating sion from the community?
(level 4) and developing indicators to evaluate these There are many philosophical paradigms that shape
initiatives (Level 5). These initiatives apply not only medicine and education. Therefore, there are predictable
to frontline activities such as the planning of curric- and potentially productive tensions that impact medical
ular units and the training of faculty, but also to education communities of practice. We see these tensions
persuading stakeholders in medical education to create in our work with medical educators who often initially
the conditions for change in accordance with this ideal. bristle at our expectations that they question underlying
In designing the program’s curriculum (Levels 3,4,5) the assumptions and consider philosophical paradigms before
trainers: a) formulated a set of aims for the program, the jumping to the practical. Using the topology involves
achievement of which would cultivate medical educational moving back and forth between opposing ideas—poten-
leaders with the qualities and characteristics defined in tially paradigmatic opposition, or dialogic conflict between
the Level 2 portrait; b) developed curricular components participants who are engaging with the topological levels.
and educational experiences at Levels 3 and 4 designed This is all “grist for the mill” in our discussion sessions.
to achieve those aims; and c) defined program outcomes Consequently, this approach allows for a very expansive
at Level 5 that would signify success. Table 1 delineates inclusivity of the voices and perspectives of the group
these elements, illustrating some of the ways the curric- members. We have anecdotal reports that, the participants
ulum was enacted and tailored to the local context. As in the leadership program have come to be able to facil-
symbolized by the Mobius Strip, all program elements itate such conversations at their home institutions. In this
were actively refined iteratively and continually. way, we hope to expand the stakeholder groups (e.g.
inclusive of CEOs, policy makers, a range of community
members, trainees) included in articulating the guiding
Discussion
vision for medical education at all levels of the topology.
We have come to believe that the research-based bio- This topology aims to subvert a form of leadership
medical paradigm adopted by medical systems has which is top-down, or what Transformational Leadership
dictated a functional-instrumental approach to medical Theorists have termed “transactional,” to support an
education at the expense of professional identity devel- approach to leadership which grows through involving
opment of doctors and career advancement for medical a range of voices, grappling with assumptions, and aiming
educators. This system leaves little room for the intro- toward shared visions of what medicine should be in the
duction of overarching paradigms of medicine and context of the society at hand.20–22 We have centered our
medical education into the training of doctors and work on social theories of learning which emphasize
medical educators. The topology is one approach to building communities of practice, bringing in theoretical
make paradigmatic thinking central to leadership in a and empirical frameworks that highlight the individual
way that is context-specific and built on the needs and characteristics and capacities, such as emotional intelli-
discourse among members of the relevant group. gence and strategic thinking, when relevant. In our train-
In our program we investigate medical identity ing model leadership is not perceived as being enacted
formation at Level 2 as part of building a portrait of by a singular leader but is rather performed by the pro-
the educated or ideal physician which of course is fessional community as a continuous reevaluation and
grounded on earlier discussions defining health and re-articulation of shared principles.
medicine (Level 1). The definition of professional The topology provides a lexicon for dialogue among
identity formation varies by theoretical perspective, physicians which provides freedom and space to
and most identity theorists refer generally to the “per- reflect on and address social issues. This dialogue is
son’s understanding of who he or she is, and that this not conflict free. However, the five-level topology pro-
self-understanding underlies the person’s interpretation vides a variety of lenses through which to help indi-
of events, frames their motivation, and guides their viduals in a group navigate differing values, identity
decisions and actions.”17,18(p3),19 The portrait that has shifts, place in community, and the role of medicine.
emerged from our work in the program so far is This process, a very practical one, builds the skills
comprehensive and integrated and does not assume needed by transformational leaders.
a duality between professional identity and the knowl- There are limitations of this approach. Teaching
edge and skills of the physician. In investigating the and implementing the topology among a group of
Table 1. The General Aims of the Program, the curricular components and educational experiences that address each of these aims, and the anticipated outcomes for participants.
104
medical education and which they are based and devising alternative paradigms for field initiatives aimed at change and improvement
• Engaging participants in critical Educational experiences
appraisal of the dominant Learning how to see, plan, implement and evaluate educational practice on the continuum of the five levels through study,
paradigms and protocols of observation, deliberation and exercises (based on texts from Fox et al., 2003; Marom, 2021; Schwab et al., 1978).5,9,23
medicine and medical education Structured introductions to educational philosophy, educational planning and evaluation methodology, education of
through the study and educators, pedagogy and curriculum, professional education - (e.g., Buber’s conception of character education; Dewey’s
development of alternative ideal conception of growth; various visions of Jewish and Israeli education, curriculum and pedagogy as in Marom et al., 2018;
paradigms. clinical pastoral education as in Compton, 2007; use of cognitive theory of professional development as in Kegan, 1982;
Lewin et al., 2019; Japanese Lesson Study as in Lewis, 2000).24–30
Reading and analyzing texts that inform the current and possible alternative paradigms of medicine and medical
education paradigms (i.e.: Flexner report, Carnegie 2010 report).31,32 Evaluation of different approaches to medicine
including Platonic and Maimonidean ideals, research-driven system-based biomedicine, somatically informed
biopsychosocial medicine, Illych’s notions of culturally based medicine.11,33–35
Field research (i.e. analyzing one own’s medical school’s mission statement and how it is reflected in its admission
criteria, curriculum, and evaluation); Observation (e.g., visiting and interviewing participants at a site where a educational
debriefing system is implemented); participant-observation and evaluation of medical educational events and conferences.
Workshops (remediation, reflective writing, feedback)
Meeting with international transformational education leaders in various areas of medical education (i.e. research,
comprehensive curriculum development, professionalism).
• Launching medical education Curricular Components • Continued learning and networking among
initiatives based on alternative • Humanities and leadership studies: this includes the study of philosophy, literature, poetry, Israeli culture, and graduates - independently or in partnership
paradigms within medical schools, context as well as inspiring and informative encounters with educational leaders in various professions. with others, to support ongoing development,
hospitals and community clinics in Educational experiences growth, and impact on the field of
partnership with institutional • Meetings with accomplished transformative educational and social leaders from diverse social and professional backgrounds transformative educational leadership;
leaders and (i.e.: an Ultra-Orthodox woman who created a training program for educational and social leaders in her community; a Successful and inspiring institutional initiatives
• Establishing a group of leaders young lawyer who at the time helped create the conditions for a law which improved protection for sex workers to be that advance institutional commitment to and
that will champion medical passed in the Israeli parliament). practice of medical education.
education as an institutional • Learning experiences led by inspiring teachers, intellectuals, and artists in the humanities (poets, writers, historians,
priority and lay the groundwork philosophers).
for additional initiatives.
• Building a professional community Curricular Components • Networking among graduates, stakeholders, and
of medical educational leaders who • Integrative processing: aimed at connecting the various curricular components and ongoing fieldwork in- between others at various levels, including consultations,
support one another and collectively sessions with a larger internalized transformative educational leadership orientation and capacity and the establishment partnerships, continuing education, and recruiting
strengthen the voice of the medical of an ensuing community of learning and practice others to the professional community of leaders
profession in its exchanges with Educational experiences and practitioners in medical education.
Israel’s medical systems. • Reflective exercises (i.e. journal and narrative essay writing, and peer feedback)
• Learning about the educational value of group discussion through participating in a facilitated peer group experience.
• Initiatives- seminar based on participants’ first efforts to develop field initiatives in medical education at their home institutions.
• Integrative processing group discussion at the beginning and at the end of every learning day.
• Undertaking program evaluation Curricular Components • An ability to convince stakeholders to advance
and research on the training • Continuous recruitment of support, interaction and learning with stakeholders in participants’ home institutions. the status of medical education and continue
innovations that enable Educational experiences their own learning about the field at the national
curricular and pedagogical • Group exercise in convening and implementing a learning event on medical education for stakeholders from home and international levels.
improvements and provide institutions. • Formative and summative feedback on the
evidence to stakeholders to experiment that contributes to improvements in
support institutionalization of curriculum and pedagogy and provides an evidence
the program. base for its impact as a program serving all Israeli
medicine.
Teaching and Learning in Medicine 105
current or future leaders requires expert facilitation, the participants in the Mandel School for Educational
a commitment to preparation, reading and reflective Leadership experimental program in Transformative Leadership
writing, and time and practice. The topology it is not in Medical Education as well as the Mandel faculty, graduates
a formula. It is a lens, or logic for evaluating, trans- and fellows who contributed to the effort of transformation.
lating, questioning, and reconsidering given norms and
practices in medicine. In our experience, through the Disclosure statement
one-year leadership program, participants are not yet
able to fully engage systematically and fluidly with the The authors have no conflicts of interest to report.
five levels, but are able to understand and identify
that paradigmatic issues are at stake in every single Funding
question that arises in leading medicine education. We
see this ability as the first step on a long journey. The author(s) reported there is no funding associated with
the work featured in this article.
Conclusion ORCID
The topology provides guidance for the development Daniel Marom http://orcid.org/0000-0001-5136-3811
of transformational medical educational leaders in that Penelope Lusk http://orcid.org/0000-0001-6202-9376
it provides a framework and language for engaged Adina Kalet http://orcid.org/0000-0003-4855-0223
study, dialogue, and debate that prepares them to
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