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Government Theoretical Models by Robert Elgie In summary, the differences in decision-making processes

reflect variations in the distribution and exercise of power


within different government models, ranging from
In terms of decision-making: centralized authority in monocratic governments to
collaborative decision-making in ministerial,
Monocratic Government: In a monocratic government, collective/cabinet, and shared government systems. Each
such as a dictatorship or autocracy, decision-making model has its advantages and challenges, depending on
authority is concentrated in the hands of one individual, factors such as political culture, institution.
typically the head of state or government. This leader has
the power to make most decisions without significant Example:
input from other government officials or institutions.
Monocratic Government: North Korea is an example of a
While this centralized decision-making can lead to swift
monocratic government, where supreme authority is
and decisive actions, it also carries the risk of
concentrated in the hands of one individual, Kim Jong-un,
authoritarianism and lack of accountability, as there are
who exercises control over all aspects of governance
often limited checks and balances on the leader's power.
without significant checks or balances.
Ministerial Government: In a ministerial government
Ministerial Government: The United Kingdom operates
system, decisions are made collectively by the Prime
under a ministerial government system. While Queen
Minister and the Cabinet. The Prime Minister, as the head
Elizabeth II serves as the head of state, executive power is
of government, holds significant authority, but decisions
wielded by the Prime Minister and the Cabinet, who
are reached through discussions and deliberations within
collectively make decisions on government policies and
the Cabinet, which consists of senior government
actions. The Prime Minister, such as Boris Johnson, leads
ministers responsible for different areas of policy. While
the Cabinet, comprised of senior ministers responsible
the Prime Minister may have a leading role in setting the
for different government departments.
government's agenda and direction, the Cabinet provides
input and oversight, ensuring that decisions reflect a Collective/Cabinet Government: Canada follows a
range of perspectives and expertise. collective or cabinet government model. Decision-making
authority is shared among members of the Cabinet, led
Collective/Cabinet Government: In a collective or cabinet
by the Prime Minister (e.g., Justin Trudeau). Cabinet
government model, decision-making authority is shared
ministers, including the Minister of Finance, Minister of
among members of the Cabinet, who collectively make
Health, and others, come together to discuss and decide
decisions on government policies and actions. Cabinet
on matters of national importance.
members, including senior ministers and department
heads, come together to discuss and debate issues, with Shared Government: Germany is an example of a shared
decisions reached through consensus or majority vote. government system. Power is distributed between the
This model emphasizes collaboration and cooperation federal government and the governments of the 16
among government officials, with each member federal states (Länder). While the Chancellor, like Angela
contributing their expertise and perspective to the Merkel, leads the federal government, decision-making
decision-making process. involves cooperation and negotiation among federal and
state authorities on issues such as education,
Shared Government: In a shared government system,
transportation, and environmental policy.
decision-making is distributed across different levels or
branches of government, such as in federal systems or As for the Philippines, it primarily falls under a
coalition governments. Power is divided among central Presidential System, where executive authority is vested
and regional authorities or among different political in the President, who serves as both the head of state
parties, with decision-making involving negotiation and and head of government. The President, like Rodrigo
compromise among various stakeholders. This model Duterte, leads the executive branch and makes most
aims to ensure representation and responsiveness to decisions regarding national policy and governance.
diverse interests, with decisions reflecting the input and While the Philippines has elements of collective decision-
preferences of multiple actors.
making through the Cabinet, the President holds Ministerial Government:
significant power, akin to a monocratic government.
Ministerial government is similar to collective/cabinet
In conclusion, the Philippines belongs to the category of government but places greater emphasis on the role of
presidential systems, where decision-making authority is individual ministers. Ministers have significant autonomy
primarily concentrated in the hands of the President, and authority within their respective departments or
with elements of collective decision-making through the ministries, overseeing policy implementation and
Cabinet. This system combines aspects of both administration. While decisions may be made collectively
monocratic and ministerial government models, in cabinet meetings, ministers have considerable
emphasizing strong executive leadership alongside some discretion in managing their portfolios.
degree of collective decision-making.al design, and
Examples: Countries with parliamentary systems, such as
governance needs.
Canada, where ministers are responsible for specific
Simplified: government departments (e.g., finance, health, defense).

Monocratic Government: One person makes most Shared Government:


decisions.
Shared government refers to a governance structure in
Ministerial Government: Decisions are made collectively which power is distributed among multiple actors or
by the Prime Minister and Cabinet. levels of government.

Collective/Cabinet Government: Group decisions made Different levels of government, such as national, regional,
within the Cabinet. and local authorities, share responsibility for various
policy areas. Decision-making processes often involve
Shared Government: Decisions are made across various
collaboration, negotiation, and coordination among these
levels or branches of government.
different actors.
In terms of power:
Examples: Federal systems like the United States or
Monocratic Government: Germany, where power is divided between the national
government and subnational entities (states, provinces,
In a monocratic government, power is concentrated in etc.), with each level having its own spheres of authority.
the hands of a single individual or executive authority.
Decision-making authority is centralized, and there is Where do Philippines belong:
little to no formal sharing of power with other branches
The Philippines primarily operates under a
or actors.
collective/cabinet system of government. Here's a
Examples: Absolute monarchies, where a king or queen breakdown of the differences between the types of
holds supreme authority, such as Saudi Arabia or Brunei. government systems you mentioned in terms of power
distribution, along with an explanation of where the
Collective/Cabinet Government: Philippines fits:
In a collective or cabinet government, power is vested in Monocratic Government:
a group of individuals who collectively make decisions.
Power is concentrated in the hands of a single individual,
The head of government (such as a prime minister) and a such as a monarch or dictator. Decision-making authority
cabinet of ministers are responsible for policymaking and is centralized, and there is limited or no institutionalized
administration. Cabinet members are typically drawn mechanism for sharing power.
from the legislative branch and are accountable to the
parliament. Examples include absolute monarchies like Saudi Arabia
or authoritarian regimes like North Korea.
Examples: Parliamentary democracies like the United
Kingdom, where the prime minister and cabinet exercise Collective/Cabinet Government:
executive authority collectively.
Power is vested in a group of individuals, typically a government, with elements of both presidential and
cabinet or council of ministers, who collectively make cabinet systems.
decisions on behalf of the government. The head of
government (such as a prime minister) is usually a
member of the cabinet and serves as its leader. Decision-
making is collaborative, with ministers representing
different departments or portfolios bringing diverse
perspectives to the table.

Examples include parliamentary democracies like the


United Kingdom, where the prime minister and cabinet
collectively govern and are accountable to the legislature.

Ministerial Government:

This term is often used interchangeably with the


collective or cabinet system of government. It refers to a
government structure where ministers or department
heads hold significant decision-making authority within
their respective portfolios. Ministers are typically
appointed by the head of government and are
responsible for overseeing specific areas of public policy
and administration.

Shared Government:

Power is distributed among multiple levels of


government, such as national, regional, or local
authorities. Different levels of government may have
distinct areas of responsibility, and they often share
power through mechanisms like federalism or
decentralization.

Examples include federal states like the United States,


where power is divided between the federal government
and individual states, each with its own sphere of
authority.

Now, regarding the Philippines, it operates under a form


of government that combines elements of both a
presidential and parliamentary system. The country has a
president as the head of state and government, elected
separately from the legislature. However, it also has a
cabinet system where the president appoints cabinet
members to oversee various government departments.
While the Philippines leans more towards the
presidential system due to the strong executive powers
vested in the president, it also exhibits features of a
collective/cabinet government due to the role of the
cabinet in decision-making. Therefore, the Philippines
could be considered a hybrid or mixed form of
cover small local infrastructure and other priority
community projects.

CDF Funds were, with the approval of the President,


released directly to implementing agencies subject to the
submission of the required list of projects and activities.
Senators and congressmen could identify any kind of
Belgica v. Ochoa | Case Digest project from “hard projects” such as roads, buildings and
bridges to “soft projects” such as textbooks, medicines,
and scholarships.
Belgica, et al. vs. Executive Secretary, et al., G.R. Nos.
In 1993, the CDF was further modified such that the
208566, 208493 & 209251, November 19, 2013
release of funds was to be made upon the submission of
FACTS the list of projects and activities identified by individual
legislators. This was also the first time when the Vice-
HISTORY of CONGRESSIONAL PORK BARREL President was given an allocation.
The term “pork barrel”, a political parlance of American- The CDF contained the same provisions from 1994-1996
English origin, refers to an appropriation of government except that the Department of Budget and Management
spending meant for localized projects and secured solely was required to submit reports to the Senate Committee
or primarily to bring money to a representative’s district. on Finance and the House Committee on Appropriations
The earliest form of the pork barrel system is found in regarding the releases made from the funds.
Section 3 of Act 3044, otherwise known as the Public Congressional insertions (“CIs”) were another form of
Works Act of 1922. Under this provision, release of funds congressional pork barrel aside from the CDF. Examples
and realignment of unexpended portions of an item or of the CIs include the DepEd School Building Fund, the
appropriation were subject to the approval of a joint Congressional Initiative Allocations, and the Public Works
committee elected by the Senate and the House of Fund, among others.
Representatives.
The allocations for the School Building Fund were made
In 1950, members of Congress, by virtue of being upon prior consultation with the representative of the
representatives of the people, also became involved in legislative district concerned and the legislators had the
project identification. power to direct how, where and when these
The pork barrel system was temporarily discontinued appropriations were to be spent.
when martial law was declared. In 1999, the CDF was removed from the GAA and
It reappeared in 1982 through an item in the General replaced by three separate forms of CIs: (i) Food Security
Appropriations Act (“GAA”) called “Support for Local Program Fund, (ii) Lingap Para sa Mahihirap Fund, and (iii)
Development Projects” (“SLDP”). SLDP started the giving Rural/Urban Development Infrastructure Program Fund.
of lump-sum allocations to individual legislators. The All three contained a provision requiring prior
SLDP also began to cover not only public works project or consultation with members of Congress for the release of
“hard projects” but also covered “soft projects” such as funds.
those which would fall under education, health and In 2000, the Priority Development Assistance Fund
livelihood. (“PDAF”) appeared in the GAA. PDAF required prior
After the EDSA People Power Revolution and the consultation with the representative of the district before
restoration of democracy, the pork barrel was revived the release of funds. PDAF also allowed realignment of
through the “Mindanao Development Fund” and the funds to any expense category except personal services
“Visayas Development Fund”. and other personnel benefits.

In 1990, the pork barrel was renamed “Countrywide In 2005, the PDAF introduced the program menu
Development Fund” (“CDF”). The CDF was meant to concept which is essentially a list of general programs
and implementing agencies from which a particular PDAF dismissed the petition for lack of evidentiary basis
project may be subsequently chosen by the identifying regarding illegal misuse of PDAF in the form of kickbacks.
authority. This was retained in the GAAs from 2006-
In July 2013, the National Bureau of Investigation probed
2010.
the allegation that a syndicate defrauded the government
It was during the Arroyo administration when the formal of P10 billion using funds from the pork barrel of
participation of non-governmental organizations in the lawmakers and various government agencies for scores of
implementation of PDAF projects was introduced. ghost projects.

The PDAF articles from 2002-2010 were silent with In August 2013, the Commission on Audit released the
respect to specific amounts for individual legislators. results of a three-year audit investigation detailing the
irregularities in the release of the PDAF from 2007 to
In 2011, the PDAF Article in the GAA contained an
2009.
express statement on lump-sum amounts allocated for
individual legislators and the Vice-President. It also Whistle-blowers also alleged that at least P900 million
contained a provision on realignment of funds but with from the Malampaya Funds had gone into a dummy NGO.
the qualification that it may be allowed only once.
ISSUE/S
The 2013 PDAF Article allowed LGUs to be identified as
PROCEDURAL ISSUES
implementing agencies. Legislators were also allowed to
identify programs/projects outside of his legislative Whether or not (a) the issues raised in the consolidated
district. Realignment of funds and release of funds were petitions involve an actual and justiciable controversy, (b)
required to be favorably endorsed by the House the issues raised are matters of policy not subject to
Committee on Appropriations and the Senate Committee judicial review, (c) petitioners have legal standing to sue,
on Finance, as the case may be. (d) previous decisions of the Court bar the re-litigation of
the constitutionality of the Pork Barrel system.
MALAMPAYA FUNDS AND PRESIDENTIAL SOCIAL
FUND SUBSTANTIVE ISSUES
The use of the term pork barrel was expanded to include Whether or not the 2013 PDAF Article and all other
certain funds of the President such as the Malampaya Congressional Pork Barrel laws are unconstitutional for
Fund and the Presidential Social Fund (“PSF”). violating the constitutional provisions on (a) separation of
powers, (b) non-delegability of legislative power, (c)
The Malampaya Fund was created as a special fund under
checks and balances, (d) accountability, (e) political
Section 8 of Presidential Decree (“PD”) No. 910 issued by
dynasties, (f) local autonomy.
President Ferdinand Marcos on March 22, 1976.
RULING
The PSF was created under Section 12, Title IV of PD No.
1869, or the Charter of the Philippine Amusement and PROCEDURAL ISSUES
Gaming Corporation (“PAGCOR”), as amended by PD No.
1993. The PSF is managed and administered by the (a) There is an actual and justiciable controversy
Presidential Management Staff and is sourced from the
There exists an actual and justiciable controversy in the
share of the government in the aggregate gross earnings
cases. The requirement of contrariety of legal rights is
of PAGCOR.
satisfied by the antagonistic positions of the parties
PORK BARREL MISUSE regarding the constitutionality of the pork barrel system.

In 1996, Marikina City Representative Romeo Candozo The case is ripe for adjudication since the challenged
revealed that huge sums of money regularly went into funds and the laws allowing for their utilization are
the pockets of legislators in the form of kickbacks. currently existing and operational and thereby posing an
immediate or threatened injury to petitioners.
In 2004, several concerned citizens sought the
nullification of the PDAF but the Supreme Court
The case is not moot as the proposed reforms on the On the contrary, the present cases involve a more holistic
PDAF and the abolition thereof does not actually examination of (a) the inter-relation between the CDF
terminate the controversy on the matter. The President and the PDAF Articles with each other, and (b) the inter-
does not have constitutional authority to nullify or annul relation of post-enactment measures contained within a
the legal existence of the PDAF. particular CDF or PDAF article, including not only those
related to the area of project identification but also to the
The “moot and academic principle” cannot stop the
areas of fund release and realignment.
Court from deciding the case considering that: (a)
petitioners allege grave violation of the constitution, (b) Moreover, the Philconsa case was riddled with inherent
the constitutionality of the pork barrel system presents a constitutional inconsistencies considering that the
situation of exceptional character and is a matter of authority to identify projects is an aspect of
paramount public interest, (c) there is a practical need for appropriation and the power of appropriation is a form of
a definitive ruling on the system’s constitutionality to legislative power thereby lodged in Congress. This power
guide the bench, the bar and the public, and (d) the cannot be exercised by individual members of Congress
preparation and passage of the national budget is an and the authority to appropriate cannot be exercised
annual occurrence. after the GAA has already been passed.

(b) Political Question Doctrine is Inapplicable. The case of Lawyers Against Monopoly and Poverty vs.
Secretary of Budget and Management does not also bar
The intrinsic constitutionality of the “Pork Barrel System”
judgment on the present case because it was dismissed
is not an issue dependent upon the wisdom of the
on a procedural technicality and hence no controlling
political branches of the government but rather a legal
doctrine was rendered.
one which the Constitution itself has commanded the
Court to act upon. SUBSTANTIVE ISSUES ON CONGRESSIONAL PORK
BARREL
The 1987 Constitution expanded the concept of judicial
power such that the Supreme Court has the power to (a) The separation of powers between the Executive and
determine whether there has been grave abuse of the Legislative Departments has been violated.
discretion amounting to lack or excess of jurisdiction on
The post-enactment measures including project
the part of any branch or instrumentality on the part of
identification, fund release, and fund realignment are not
the government.
related to functions of congressional oversight and,
(c) Petitioners have legal standing to sue hence, allow legislators to intervene and/or assume
duties that properly belong to the sphere of budget
Petitioners have legal standing by virtue of being
execution, which belongs to the executive department.
taxpayers and citizens of the Philippines.
Legislators have been, in one form or another, authorized
As taxpayers, they are bound to suffer from the
to participate in the various operational aspects of
unconstitutional usage of public funds.
budgeting, including ―the evaluation of work and
As citizens, the issues they have raised are matters of financial plans for individual activities and the ―
transcendental importance, of overreaching significance regulation and release of funds in violation of the
to society, or of paramount public interest. separation of powers principle.

(d) The Petition is not barred by previous cases Any provision of law that empowers Congress or any of
its members to play any role in the implementation or
The present case is not barred by the ruling in Philconsa enforcement of the law violates the principle of
vs. Enriquez because the Philconsa case was a limited separation of powers and is thus unconstitutional.
response to a separation of powers problem, specifically
on the propriety of conferring post-enactment That the said authority to identify projects is treated as
identification authority to Members of Congress. merely recommendatory in nature does not alter its
unconstitutional tenor since the prohibition covers any
role in the implementation or enforcement of the law.
Respondents also failed to prove that the role of the In fact, even without its post-enactment legislative
legislators is only recommendatory in nature. They even identification feature, the 2013 PDAF Article would
admitted that the identification of the legislator remain constitutionally flawed since it would then
constitutes a mandatory requirement before the PDAF operate as a prohibited form of lump-sum appropriation.
can be tapped as a funding source. This is because the appropriation law leaves the actual
amounts and purposes of the appropriation for further
(b)The principle of non-delegability of legislative
determination and, therefore, does not readily indicate a
powers has been violated.
discernible item which may be subject to the President‘s
The 2013 PDAF Article, insofar as it confers post- power of item veto.
enactment identification authority to individual
(d) The Congressional Pork Barrel partially prevents
legislators, violates the principle of non-delegability since
accountability as Congress is incapable of checking itself
said legislators are effectively allowed to individually
or its members.
exercise the power of appropriation, which – as settled in
Philconsa – is lodged in Congress. The fact that individual legislators are given post-
enactment roles in the implementation of the budget
That the power to appropriate must be exercised only
makes it difficult for them to become disinterested
through legislation is clear from Section 29(1), Article VI
observers when scrutinizing, investigating or monitoring
of the 1987 Constitution which states that: ― No money
the implementation of the appropriation law.
shall be paid out of the Treasury except in pursuance of
an appropriation made by law. The conduct of oversight would be tainted as said
legislators, who are vested with post-enactment
The legislators are individually exercising the power of
authority, would, in effect, be checking on activities in
appropriation because each of them determines (a) how
which they themselves participate.
much of their PDAF fund would go to and (b) a specific
project or beneficiary that they themselves also The concept of post-enactment authorization violates
determine. Section 14, Article VI of the 1987 Constitution, which
prohibits members of Congress to intervene in any
(c) Checks and balances
matter before any office of the Government, because it
Under the 2013 PDAF Article, the amount of P24.79 renders them susceptible to taking undue advantage of
Billion only appears as a collective allocation limit since their own office.
the said amount would be further divided among
The Court, however, cannot completely agree that the
individual legislators who would then receive personal
same post-enactment authority and/or the individual
lump-sum allocations and could, after the GAA is passed,
legislator‘s control of his PDAF per se would allow him to
effectively appropriate PDAF funds based on their own
perpetuate himself in office.
discretion.
The use of his PDAF for re-election purposes is a matter
This kind of lump-sum/post-enactment legislative
which must be analyzed based on particular facts and on
identification budgeting system fosters the creation of a
a case-to-case basis.
―budget within a budget which subverts the prescribed
procedure of presentment and consequently impairs the (e) The constitutional provision regarding political
President‘s power of item veto. dynasties is not self-execution.

It forces the President to decide between (a) accepting Section 26, Article II of the 1987 Constitution, which
the entire PDAF allocation without knowing the specific provides that the state shall prohibit political dynasties as
projects of the legislators, which may or may not be may be defined by law, is not a self-executing provision.
consistent with his national agenda and (b) rejecting the
Since there appears to be no standing law which
whole PDAF to the detriment of all other legislators with
crystallizes the policy on political dynasties for
legitimate projects.
enforcement, the Court must defer from ruling on this
issue.
(f) The Congressional Pork Barrel violates It also specified a public purpose: energy resource
constitutional principles on local autonomy development and exploitation programs and projects of
the government and for such other purposes as may be
The Congressional Pork Barrel goes against the
hereafter directed by the President.
constitutional principles on local autonomy since it allows
district representatives, who are national officers, to Section 12 of PD No. 1869 is also a valid appropriation
substitute their judgments in utilizing public funds for law because it set apart a determinable amount: [a]fter
local development. deducting five (5%) percent as Franchise Tax, the Fifty
(50%) percent share of the Government in the aggregate
The gauge of PDAF and CDF allocation/division is based
gross earnings of [PAGCOR], or 60%[,] if the aggregate
solely on the fact of office, without taking into account
gross earnings be less than P150,000,000.00.
the specific interests and peculiarities of the district the
legislator represents. It also specified a public purpose: priority infrastructure
development projects and x x x the restoration of
The allocation/division limits are clearly not based on
damaged or destroyed facilities due to calamities, as may
genuine parameters of equality, wherein economic or
be directed and authorized by the Office of the President
geographic indicators have been taken into consideration.
of the Philippines.
This concept of legislator control underlying the CDF and
(b) Section 8 of PD No. 910 and Section 12 of PD No. 1869
PDAF conflicts with the functions of the various Local
constitutes undue delegation of legislation powers.
Development Councils (“LDCs”) which are already legally
mandated to―assist the corresponding sanggunian in The phrase “and for such other purposes as may be
setting the direction of economic and social hereafter directed by the President” under Section 8 of
development, and coordinating development efforts PD 910 constitutes an undue delegation of legislative
within its territorial jurisdiction. power insofar as it does not lay down a sufficient
standard to adequately determine the limits of the
Considering that LDCs are instrumentalities whose
President‘s authority with respect to the purpose for
functions are essentially geared towards managing local
which the Malampaya Funds may be used.
affairs, their programs, policies and resolutions should
not be overridden nor duplicated by individual legislators, This phrase gives the President wide latitude to use the
who are national officers that have no law-making Malampaya Funds for any other purpose he may direct
authority except only when acting as a body. and, in effect, allows him to unilaterally appropriate
public funds beyond the purview of the law.
SUBSTANTIVE ISSUES ON PRESIDENTIAL PORK
BARREL This notwithstanding, it must be underscored that the
rest of Section 8, insofar as it allows for the use of the
(a) Section 8 of PD No. 910 and Section 12 of PD No.
Malampaya Funds ―to finance energy resource
1869 are valid appropriation laws.
development and exploitation programs and projects of
For an appropriation law to be valid under Section 29 (1), the government, remains legally effective and subsisting.
Article VI of the 1987 Constitution, which provides that
Section 12 of PD No. 1869 constitutes an undue
“No money shall be paid out of the Treasury except in
delegation of legislative powers because it lies
pursuance of an appropriation made by law”, it is enough
independently unfettered by any sufficient standard of
that (a) the provision of law sets apart a determinate or
the delegating law.
determinable amount of money and (b) allocates the
same for a particular public purpose. The law does not supply a definition of “priority
infrastructure development projects” and hence, leaves
Section 8 of PD 910 is a valid appropriation law because it
the President without any guideline to construe the
set apart a determinable amount: a Special Fund
same.
comprised of ― all fees, revenues, and receipts of the
[Energy Development] Board from any and all sources.
The delimitation of a project as one of “infrastructure” is
too broad of a classification since the said term could
pertain to any kind of facility.

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