Professional Documents
Culture Documents
Daniel Bodansky*
I. Introduction
* Regents’ Professor, Sandra Day O’Connor College of Law, Arizona State University.
Thanks to Sue Biniaz, Jutta Brunnée, Harlan Cohen, M.J. Durkee, Bryce Rudyk, and the
participants in the University of Georgia School of Law’s International Law Colloquium for
their very helpful comments. Any remaining errors are, of course, my own.
1 Andreas Føllesdal and Geir Ulfstein (eds.), The Judicialization of International Law: A Mixed
Justice’, in Decisions of the ICJ as Sources of International Law, Gaetano Morelli Lecture Series
(Rome: International and European Papers Publishing, 2018), pp. 93-99.
5 Malgosia Fitzmaurice, ‘The International Court of Justice and International Environmental
Law’, in Christian J. Tams and James Sloan (eds.), The Development of International Law by the
International Court of Justice (Oxford: Oxford University Press, 2013), p. 353. Ronald Bettauer
goes further, characterizing the Court’s contribution as ‘marginal’. Ronald J. Bettauer,
‘International Environmental Law-Making and the International Court of Justice: Remarks’,
(2011) American Society of International Law Proceedings 61 at 65.
A. Duty to prevent
6 See Viñuales, ‘Contribution of the International Court of Justice’, p. 258 (main role of
Court ‘arguably not that of a ground-breaking body but rather a stock-taking institution’).
7 See generally Marte Jervan, The Prohibition of Transboundary Environmental Harm: An Analysis of
the Contribution of the International Court of Justice to the Development of the No-Harm Rule,
Pluricourts Research Paper No. 14-17 (2014).
8 Günther Handl, ‘Transboundary Impacts’, in Daniel Bodansky, Jutta Brunnée, and Ellen
Hey (eds.), The Oxford Handbook of International Environmental Law (Oxford: Oxford University
Press, 2007), p. 531 at 548.
9 Trail Smelter Case (U.S. v. Canada), (1941) 3 UN Rep. Int’l Arbitral Awards 1905 at 1965.
A/CONF.48/14/Rev.1.
11 Rio Declaration on Environment and Development, 3-14 June 1992, UN Doc.
A/CONF.151/26 (vol. 1)
12 Corfu Channel Case, Judgment, (1949) ICJ 4, 22.
13 Nuclear Tests I (Australia v. France), Judgment, (1974) ICJ 253. New Zealand joined the
case, claiming that the obligations of France were erga omnes. New Zealand attempted tried
to revive the case in 1995, when France began a program of underground nuclear testing,
but the Court dismissed New Zealand’s petition for lack of jurisdiction and never reached
the merits. Nuclear Tests II (New Zealand v. France), (1995) ICJ 288.
14 Nuclear Tests (Australia v. France), Interim Protection Order, (1973) ICJ 99, 106. Judge
Petrén dissented from the Court’s provisional measures order in part because he believed
that atmospheric tests of nuclear weapons are not governed by international law, but instead
• In its Nuclear Weapons Advisory Opinion, the Court made its first
significant statement regarding international environmental law,
confirming that the duty to prevent, as formulated in the Stockholm
and Rio Declarations, is now ‘part of the corpus of international law
relating to the environment’15 – an opinion that many regard as
settling the legal status of the duty to prevent. 16
• In Pulp Mills, the Court interpreted the duty to prevent as an
obligation ‘to act with due diligence’ that entails both ‘the adoption
of appropriate rules and measures’ as well as exercising ‘a certain
level of vigilance in their enforcement’. 17 It further found that due
diligence has procedural as well as substantive elements. In
particular, it entails undertaking an environmental impact assessment
when there is a risk that a proposed industrial activity may cause
significant transboundary harm.18 Although Pulp Mills was decided on
the basis of a bilateral treaty between Argentina and Uruguay, rather
than general international law, it is perhaps the Court’s most
important environmental case to date because of its extensive
discussion of the duty to prevent and the related duty to perform
environmental impact assessments of activities that risk significant
transboundary harm.19
• Finally, in Costa Rica v. Nicaragua, the Court considered whether either
Nicaragua or Costa Rica had breached the substantive duty to
prevent transboundary harm. In brief, the Court reiterated its
conclusions in Pulp Mills that States have a duty under customary
international law to use due diligence to prevent significant
belong to ‘a highly political domain where the norms concerning their international legality
or illegality are still at the gestation phase’. Id., Separate Opinion of Judge Petrén, p. 126.
15 Legality of the Threat or Use of Nuclear Weapons, Advisory Opinion of 8 July, (1996)
Cambridge University Press, 3d ed., 2012), pp. 195-6 (‘Following the ICJ’s 1996 Advisory
Opinion…., there can be no question but that Principle 21 reflects a rule of customary
international law…’) (emphasis added).
17 Pulp Mills on the River Uruguay (Argentina v. Uruguay), Judgment, (2010) ICJ 14, 79,
para. 197
18 Id., p. 83, para. 204.
19 After a lengthy review of Uruguay’s actions, the Court concluded that Uruguay had
breached various procedural obligations under the bilateral treaty with Argentina, but that
there was ‘no conclusive evidence’ showing a failure to exercise due diligence. Id., pp. 101,
106, paras. 265, 282(1).
20 Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua)
and Construction of a Road in Costa Rica along the San Juan River (Nicaragua v. Costa
Rica), Judgment of 16 December, (2015) ICJ 665 at 706-07, para. 104.
21 Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua),
environmental law, Jutta Brunnée charitably remarked that the Court’s opinions show that
the harm prevention rule is ‘far more complex than one might have imagined’. Jutta Brunnée,
‘Procedure and Substance in International Environmental Law’, (2020) 405 Recueil des Cours
xx at 42. But whether it is actually more complex or whether the Court’s opinions have
made it so is open to question.
from Hazardous Activities, art. 3, comments 7 and 8, Report of the International Law
Commission on the Work of Its 53rd Session, p. 154.
26 Pulp Mills, Judgment, p. 97, para. 197; quoted approvingly in Costa Rica v. Nicaragua, p.
transboundary harm); id. p. 737, para. 217 (Nicaragua failed to prove transboundary harm).
28 Id., p. 711-712, paras. 117-118.
29 Pulp Mills, Judgment, pp. 55-56, para. 101.
In Pulp Mills and Costa Rica v. Nicaragua, the Court also discussed the
procedural duties of States relating to transboundary pollution and their
relation to the ‘substantive’ duty to prevent. In Pulp Mills, it found that the
practice of undertaking an environmental impact assessment when a
‘proposed industrial activity may have a significant adverse impact in a
transboundary context’ has “gained so much acceptance among States that it
may now be considered a requirement under general international law’ and is
an element of due diligence.30 However, in the Court’s view, international
law allows States to determine in their domestic legislation the ‘scope and
content’ of the assessment, rather than specifying these itself.31 In Costa Rica
v. Nicaragua, the Court went on to say that, if the environmental impact
assessment ‘confirms’ that a planned activity has a risk of significant
transboundary harm, then the State has an obligation to notify and consult
with the potentially affected State.32
The Court in Pulp Mills and Costa Rica v. Nicaragua clearly believed that
the procedural duties to undertake an environmental impact assessment and
to notify and consult with potentially affected states are entailed by the duty
to use due diligence.33 But, arguably, it also concluded that States have an
independent procedural obligation to undertake an environment impact
Donoghue expressed skepticism that the duties to consult and notify are customary
obligations, saying that they do ‘not emerge obviously from … State practice and opinio juris’.
Costa Rica v. Nicaragua, Separate opinion of Judge Donoghue, (2015) ICJ 782, 787, para.
17.
33 Id., pp. 706-707, para. 104.
34 In discussing the duty to undertake an environmental impact assessment, the Court first
said that the practice of environmental impacts assessments ‘has gained so much acceptance
among States that it may now be considered a requirement under general international law’.
It then went on to say, ‘moreover, due diligence … would not be considered to be exercised’
if a State did not undertake an environmental impact assessment. Pulp Mills, p. 83, para.
204 (emphasis added).
35 In his separate opinion in Costa Rica v. Nicaragua, Judge Dugard specifically found that the
to apply the requirements set forth in the 1991 Espoo Convention on Environmental Impact
Assessment in a Transboundary Context or the 1987 UNEP Goals and Principles of
Environmental Impact Assessment, presumably on the basis that they have not become
customary international law.
37 Id.
38 Costa Rica v. Nicaragua, Judgment, p. 723, para. 162.
D. Precautionary approach
39 Barcelona Traction, Light and Power Company, Judgment of 5 February, (1970) ICJ 3.
Barcelona Traction involved a claim by Belgium against Spain, on behalf of Belgian investors
in a Canadian company. The Court ultimately dismissed the case on the ground that Belgium
lacked standing to bring a case for injuries to a Canadian company. In reaching this
conclusion, the Court contrasted obligations owed bilaterally between States with obligations
erga omnes – that is, obligations owed to the international community as a whole.
40 One commentator calls the ICJ’s cases that address the precautionary principle a ‘near
miss’, a ‘tangential touching’, and a ‘feeble pat’. David E. VanderZwaag, ‘The ICJ, ITLOS,
and the Precautionary Principle: Paltry Progressions, Jurisprudential Jousting, (2013)
University of Hawaii Law Review 617, 620.
41 Gabčikovo-Nagymaros Project, p. 62, para. 97.
42 Id., p. 68, para. 113. See Jessica Howley, ‘The Gabčikovo-Nagymaros Case: The Influence
reversing the burden of proof.43 But, again, the Court did not address New
Zealand’s arguments. Thus far, the only case in which the Court has
discussed the precautionary principle is Pulp Mills, where it referred to
precaution as an ‘approach’ rather than a principle, and said that, whatever
else the approach might mean, ‘it does not follow that it operates as a reversal
of the burden of proof’.44
In contrast to the Court’s reserve, individual judges have been more
expansive. For example, Judge Trindade discussed precaution at length in
his separate opinion in Pulp Mills,45 largely in philosophical rather than legal
terms, viewing it as interrelated with the duty to prevent and expressing
exasperation that the Court ‘has so far had so much precaution with the
precautionary principle’.46
E. Sustainable development
para. 139 (‘strong reasons’ for recognizing sustainable development as ‘a guiding general
principle’).
53 Certain Activities Carried Out by Nicaragua in the Border Area (Costa Rica v. Nicaragua),
57 Costa Rica v. Nicaragua, Separate opinion of Judge Donoghue, (2018) ICJ 85, p. 94, para.
32
58 Whaling in the Antarctic, para. 247. In the other case, Costa Rica v. Nicaragua, the Court
found that neither the Ramsar Wetlands Convention nor a Central American wildlife
conservation agreement created an obligation on Costa Rica or Nicaragua to notify and
consult. Costa Rica v. Nicaragua, Judgment, p. 709-710, para. 110-111; id., p. 725, para. 172.
59 International Convention for the Regulation of Whaling, Washington, D.C., 2 December
A. Resolving disputes
Richard B. Bilder, ‘The Settlement of Disputes in the Field of International Law of the
Environment’, (1975) 144 Recueil des Cours 139 pp. 140-239.
70 Martti Koskenniemi, ‘Breach of Treaty or Non-Compliance? Reflections on the
Belinda McMahon (ed.), The OSPAR Arbitration Award of 2003 (Asser Press 2009).
The Court has also had only a modest impact on the substantive content
of international environmental law, most of which is the product of
negotiations among states and is reflected in treaties. The Court plays only a
nominal role in the treaty process both ex ante and ex post. Ex ante, the Court’s
decisions have little discernable influence on States in the intensely political
process of negotiating agreements. Ex post, multilateral environmental
agreements do not give the Court compulsory jurisdiction to interpret or
apply them, so the Court has had very few opportunities to do so. Instead,
States prefer to interpret and develop agreements through their subsequent
74 Certain Phosphate Lands in Nauru (Nauru v. Australia), Order of 13 Sept., (1993) ICJ 322
(removing case from list); Aerial Herbicide Spraying (Ecuador v. Colombia), Order of 13
September, (2013) ICJ 278 (removing case from list).
75 Bettauer, ‘International Environmental Law-Making’, p. 63
76 See, e.g., Philippe Sands et al. (eds.), Principles of International Environmental Law (Cambridge:
Cambridge University Press, 3d ed., 2012), p. 195-96 (‘Following the ICJ’s 1996 Advisory
Opinion…., there can be no question but that Principle 21 reflects a rule of customary
international law…’) (emphasis added); Pierre-Marie Dupuy and Jorge E. Viñuales,
International Environmental Law (Cambridge: Cambridge University Press, 2018), p. 65
(Principle 21 ‘only became part of positive international law’ when the ICJ recognized it in
its Nuclear Weapons Advisory Opinion).
77 An example of the ICJ’s influence with judges can be seen in the ITLOS Advisory Opinion
on Responsibilities and Obligations of States Sponsoring Persons and Entities with Respect
to Activities in the Area, Case No. 17, ITLOS (Seabed Dispute Chamber), Advisory Opinion
of 1 February 2011, para. 110-11 (citing ICJ decision in that obligation to ensure in UNCLOS
Article 139(1) is an obligation of due diligence).
78 See for example, Sands, Principles, p. 622 (citing ICJ decisions in Gabčíikovo-Nagymaros and
Pulp Mills as showing ‘the extent to which the concept of environmental assessment has
developed and become established’).
79 Pierre-Marie Dupuy & Jorge E. Viñuales, International Environmental Law lxvii (Cambridge:
opinions, to clarify that ‘general international law’ means customary international law. Costa
Rica v Nicaragua, Donoghue separate opinion, p. 782, para. 2; Dugard separate opinion, p.
848, para. 16.
equipped to conduct its own survey of the laws and practices of various
States’.82
In any event, the Court has taken quite a conservative approach to
customary international law, preferring to confirm the customary status of
established principles rather than progressively developing inchoate ones.
For example, in Gabčikovo-Nagymaros, the Court merely referenced the need
to balance economic development and environmental protection and
admonished the Parties to take environmental considerations into account,
rather than attempting to do so itself. In Pulp Mills, it refused to apply the
precautionary principle. And, in its compensation award in Costa Rica v.
Nicaragua, it took a limited view of the amount of compensable damages. As
a result, even in the area of customary law, the Court has played less of a role
in shaping the law than other judicial bodies such as the International
Tribunal for the Law of the Sea and the European Court of Human Rights.83
In contrast, some individual judges have taken a more expansive view of
the role of the Court in progressively developing the law. For example, in
Costa Rica v. Nicaragua, Judge Bhandari editorialized that international
environmental law is ‘lamentably silent’ on the exact contents of
environmental impact assessments.84 Although he claimed to be ‘acutely
aware’ that the Court cannot impose a regional treaty on the world, he then
proceeded to outline minimum standards for environmental impact
assessments that reflected his ‘affinity toward the ambitious approach taken
in the Espoo Convention’.85 Later, in the damages phase of the case, he
made even less pretense of interpreting and applying existing law. Rather, he
wrote, the Court should ‘develop the law of international responsibility
beyond its traditional limits by elaborating on the issue of punitive or
exemplary damages’, because ‘[p]reserving and protecting the natural
environment ought to be one of the supreme obligations under international
added).
85 Id., paras. 32, 41.
C. Behavior of States
The most important potential impact of the Court would be on the actual
behavior of States. But this impact is, at present, difficult to assess. The
Court’s impact on legal development can be measured, at least in part, by
indicators such as citations by other courts and scholars. By comparison,
there are no clear means to measure the ICJ’s impact on state behavior. Do
more States actually undertake environmental assessments in response to
Pulp Mills? Do they exercise greater diligence in attempting to prevent
significant transboundary pollution? In contrast to multilateral
environmental agreements, which typically establish reporting obligations
that produce information about whether States are complying with their
obligations, there is no general reporting system in international
environmental law like the system of Universal Periodic Review for human
rights.87 As a result, the only readily available information about the impact
of an ICJ decision is whether the Parties to the case themselves comply, not
whether a decision has a wider effect on State behavior.
IV. Conclusion
https://www.ohchr.org/EN/HRBodies/UPR/Pages/BasicFacts.aspx.
88 Daniel Bodansky, ‘Adjudication vs. Negotiation in Protecting Environmental Commons’,
fail to deliver acceptable results, frustrated states may well turn to the ICJ in
the hope that it will provide a sympathetic forum. In that event, the ICJ will
have more opportunities to contribute actively to the development of
international environmental law than it has had to date. Whether it chooses
to do so, however, is an open question, given the modesty of its past
jurisprudence.