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Diplomatic Ethics
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against ethical scrutiny, but their indirect exercise of power manifestly turns them into morally
accountable subjects. This chapter examines this puzzle in two steps. First, it argues that the
normative basis of ethical judgement of diplomats’ actions has historically revolved around the
principle of loyalty, first to the Prince, later to the State, and more recently to People. Each
loyalty dimension sets limitations for moral inquiry, which are rather difficult to address from
a theoretically abstract perspective. Second, the paper offers a contextually tailored framework
align the practical requirements of the situation at hand with the normative imperatives
prompted by their divided loyalties. The context in which diplomats handle ethical challenges
through reflection and action is therefore a determining factor for understanding the extent to
I. INTRODUCTION
What does it mean to act ethically as a diplomat? What is the latter supposed to do when caught
in the horns of a moral dilemma? What kind of normative prescriptions is she required to follow
in morally ambiguous situations? Under what conditions can she break ranks and pursue a
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moral agenda? Should a diplomat, for instance, serve as a loyal deputy to the prince regardless
of the orders that he is being asked to execute, or as De Vera once pointed out he should be
ready to risk “his job, the favor of the prince and perhaps his life” (Berridge 2004) when he
judges the assigned mission to be unjust? Similarly, should a diplomat represent only the
interests of her government or, as Adam Watson argued, she should also consider the impact
the representation of these interests may have on international or regional stability (Watson
expediency influence his moral stance on issues, or as Edmund Burke once observed, “a
contrary to the exigencies of the moment, he may ruin his country forever” (Burke and Stanlis
1997). In other words, what normative challenges do diplomats face in their day-to-day work,
how do they handle them, and to what extent are they capable to shape or transcend the ethical
Unlike the more systematic study of the constitutive role of moral principles in international
affairs (Rosenthal and Barry 2009), the question of diplomatic ethics has been rather sparsely
discussed in the scholarly literature. The few notable studies that have approached the subject
has sought to examine the space of compatibility between ethics and diplomacy (Toscano
2001), unpack the international legal constraints on diplomacy (Bolewski 2007) or discuss the
and Kornprobst 2013: 147-198). Building on these studies, this chapter seeks to develop an
applied conceptual framework for understanding the ethical imperatives and challenges of
diplomatic practice. In so doing, it aspires to advance the debate on diplomatic ethics from
more general assumptions regarding the ethical discourse in diplomacy as mentioned above, to
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more tangible conclusions about how moral principles concretely inform, regulate or constrain
Diplomacy and ethics have always shared a controversial relationship, primarily because of the
competing moral constraints and responsibilities that diplomats have to juggle in their work.
On the one hand, diplomat’s capacity to exercise moral agency is limited by the very nature of
diplomatic agency. Diplomats do not represent themselves, but they always act on behalf of a
institutions). Diplomatic agency is thus the result of a conditional transfer of prerogatives from
the legitimate authority to the diplomat (Neumann 2005). It is this delegation of authority that
information-gathering, and negotiation (United Nations 1961: Art 3). On the other hand,
diplomacy puts people in touch with power, albeit in a paradoxical manner: diplomats largely
live and work in the proximity of power, but they rarely exercise the power directly (Sharp
2009:58). However, as Diderot reminds us, power always comes with boundaries: it
“presupposes conditions which makes its exercise legitimate, useful to society, advantageous
to the republic, fixing and restraining it within limits” (Diderot et al. 1992: 7). In sum, whereas
the restricted scope of diplomatic agency partially protects diplomats against ethical scrutiny,
The inbuilt tension between agency and power largely frames the terms of debate on diplomatic
ethics: to what extent are diplomats morally accountable for their actions given the limited
scope of agency they enjoy and on what principled basis should moral inquiry of diplomatic
conduct be pursued given the subdued manner in which diplomats exercise power? This chapter
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argues that the answer to the first question rests with the principle of loyalty, while the second
question could be most fruitfully addressed from a contextually based perspective. More
engagement informs the scope of diplomatic agency and the ethical boundaries of diplomatic
use of power. I develop this argument in two steps. The first section provides an overview of
the evolution of the concept of diplomatic ethics from three distinct angles: Loyalty to the
Prince; Loyalty to the State; and Loyalty to People. The second part introduces the phronetic
method of ethical analysis and explains its added-value for understanding how diplomats
address ethical challenges as professionals and how to normatively assess their actions.
Key points:
Diplomatic ethics concerns itself with the dual question of whether and under what
Diplomats are legitimate subjects of moral inquiry since despite having limited agency,
negotiation;
Loyalty refers to “the obligation implied in the personal sense of historical connection to a
defining set of familial, institutional and national relationships” (Fletcher 1995: 3). As a
principle of social conduct, loyalty goes beyond friendship, gratitude or respect and includes
“the willing, practical, and thoroughgoing devotion of a person to a cause “ (J. Royce cited in
Foust 2012:41). It also comes with a critical reluctance about hastily shifting one’s associations
when they fail to deliver on their initial expectations and with a willingness to bear the costs of
persistence (Hirschman 1970: 78). At the same time, loyalty must be distinguished from blind
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obedience and unworthy attachment to a misguided cause (e.g., an extremist ideology),
although this distinction is not always easy to draw in practice. As Ewin points out, the line
between loyalty and vice is often thin since both rely on different degrees of exclusion. Loyalty
to one’s country may occasionally mutate, for instance, into extreme forms of nationalism, in
which exclusion takes the forms of intolerance and injustice (Ewin 1992: 417). By shedding
light on how diplomatic agency and the exercise of power have historically shaped each other,
the loyalty principle offers a unique conceptual tool for understanding the evolution of
diplomatic ethics.
I pursue this line of inquiry from three different perspectives: diplomatic duty as Loyalty to the
Prince; as Loyalty to the State; and as Loyalty to People. For many classical theorists, the scope
of diplomatic agency in the early modern period was informed by the degree of loyalty of the
diplomatic representative to the ruler of the country. In his famous treaty on diplomatic
practice, Wicquefort remarked, for instance, that an ambassador is nothing less than “a public
minister dispatched by a sovereign prince to some foreign potentate or state, there to represent
his person, by virtue of a power, letter of credence, or some commission that notifies his
character” (Wicquefort 2004: 124, my emphasis). In the same vein, Vattel insisted that a public
minister “represents the person in whom resides the rights which he is to look after, maintain
and enforce”, but he cautioned against the minister being “regarded as representing the dignity
of his sovereign” (Vattel 2004: 179-180). This understanding of the diplomat as the loyal
minister to the prince took a variety of forms in the medieval period. For example, the nuncius
often served as a ‘living letter’ by communicating the prince’s messages “in a way that was as
near a personal exchange as possible” (Hamilton and Langhorne 1995: 24). By contrast, the
vicarii had the capacity to stand in the Pope’s place and perform official acts on his behalf
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Having the prince as the primary object of diplomatic loyalty had an important ethical
implication for how medieval diplomats performed their functions. It extended an aura of moral
protection on diplomats by removing considerations of personal honour from the way in which
they accomplished their mission in the service of the prince. Diplomats were not supposed to
feel ashamed if the ruler called upon them to lie or if they got involved in dishonourable actions
on his orders (Black 2010: 44). Remarkably, the line between loyalty and vice was defended
by the aristocratic code of honour that prevailed among diplomats at the time and by
professional considerations. Wicquefort, who was actually twice imprisoned for espionage
while working as a diplomat, agreed that “the ambassador ought to seek his master’s glory and
advantage on all occasions” and to that extent he could “conceal and dissemble his losses”. At
the same time, he insisted that a diplomat “cannot forge nor contrive false pieces without
dishonouring his character” (Wicquefort 2004: 132). Machiavelli concurred with Wicquefort
about the occasional necessity to “conceal facts with words”, but he also insisted that diplomats
should take great care to avoid earning a reputation of “being mean and dissembling” as that
could have negative consequences on their ability to perform their functions (Machiavelli 2004:
41).
principle of domestic legitimacy after the Peace of Westphalia (Hall 1999)shifted the object
of diplomatic loyalty from the prince to the state. Ideologically, this move was made possible
by the doctrine of raison d’état, which was intellectually prepared by Machiavelli’s reflections
on statesmanship, but was given a coherent structure as a guiding principle of foreign policy
by Cardinal Richelieu (Butterfield 1975: 11). The importance of the new doctrine on diplomatic
relations cannot be overstated. The idea that the “public interest ought to be the sole objective
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of the prince […] and preferred to all private gain”(Hill 1961: 76) shortly became “the
fundamental principle of national conduct, the State’s first Law of Motion” (Meinecke 1984:
1). An important part of the explanation for its success lay with the fact that it offered states a
way to establish and maintain international order in disregard of ethical considerations. What
mattered was no longer the religious orientation of the rulers, but the survival of the state
through the accumulation and rational use of power. At the same time, as Kissinger notes, the
concept of raison d’état had no in-built limitations as if everything would be permitted in order
Raison d’état transformed diplomatic loyalty from a personal type of relationship between the
diplomat and the prince as in the early modern period, into an impersonal mode of affiliation
to a collective entity, the state. The implications of this move were subtle but far-reaching.
First, the scope of diplomatic agency expanded. The diplomat was still serving the sovereign,
but from the broader perspective of protecting and enhancing the stature of the state and not of
the prince. While this theoretical distinction would usually face no challenge in practice, it
would occasionally force diplomats to take sides. Talleyrand defended, for instance, his
controversial shifts of political loyalties during his diplomatic career on grounds that he sought
the raison d’état made the line between loyalty and vice more difficult to hold. If ethical
considerations are deemed irrelevant for the conduct of foreign policy and if everything is
permitted in the name of state survival, then what would stop diplomats from using their power
to breach international law and to even foment war as illustrated by the case of Third Reich’s
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The excesses attributed to raison d’état diplomacy were seen as determinant in the outbreak of
World War I. This prompted a rethinking of the diplomatic method in general, and of the
relationship between diplomacy and ethics in particular, to the point that the very basis of
diplomatic loyalty was called into question. Should diplomats represent only the interests of
their governments or should they also consider the impact the representation of these interests
may have on the international order? As Watson pointed out, states had not only an interest but
also a moral obligation to preserve international order and to make it work, a principle he
coined as raison de système (Watson 1984: 195). The new concept comes though with a thorny
corollary which places diplomats in front of a serious predicament: on the one hand, if they let
the principle of raison de système unrestrictedly guide their actions then they risk
circumscribing the autonomy of their sovereigns and, by implication, their own position. On
the other hand, if they unrestrainedly pursue diplomatic actions in line with the raison d’état
doctrine, then they risk undermining the ‘fabric’ of the system itself by demotivating other
diplomats from respecting the shared norms and rules that sustain international order (Bjola
Raison de système takes the question of diplomatic loyalty to a new level of generalisation.
Unlike the principle of “Loyalty to the Prince” that keeps the object of diplomatic loyalty at
the personal level, or “Loyalty to the State” that favours the group, the concept of “Loyalty to
People” extends concerns of diplomatic ethics to humankind. In principle, this means that
diplomatic agency cannot be restricted to diplomats serving the prince or the state, but as the
English School long argued, diplomats are, in fact, custodians of the international society (Bull
1997: 176; Sofer 2007). In practical terms, this conception of diplomatic agency translates into
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international order. From an ethical perspective, this move leads, however, to a rather puzzling
situation. On the one hand, this cosmopolitan model of agency strengthens the moral profile of
diplomats as the set of universal standards of international conduct they help create and
reproduce is what makes international cooperation possible (Bjola and Kornprobst 2013: 131-
145). On the other hand, it puts them on a collision course with the other sources of diplomatic
loyalty. Guarding state interests while defending international norms is a challenging task that
invites suspicion and even disregard. As Sofer (1997) insightfully remarks, it renders diplomats
into “professional strangers” (Sharp 2009: 100)who cannot comfortably walk the line between
loyalty and vice in confidence their professionalism will never be called into question.
Key points:
protection in the early modern period; the aristocratic code of honour and professional
Raison d’état shifted the object of diplomatic loyalty from the prince to the state; this
move offered diplomats a moral anchor for challenging the authority of the ruler, but it
divided loyalties, but they also help create and reproduce the norms that makes
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III. DIPLOMATIC ETHICS IN PRACTICE
Far from having only a historical character, the three traditions of diplomatic ethics discussed
above retain substantial relevance for contemporary diplomatic practice. Whilst diplomats now
share the stage with a broad range of actors and institutions, diplomacy remains a dominantly
state-centric profession (Hocking et al. 2012: 5). Heads of diplomatic missions are still
officially appointed by head of states and their core mission continues to revolve around
serving their countries while upholding international peace. The ethical principles subsumed
by the three forms of loyalty (to the prince, to the state and to people) are therefore constitutive
of diplomatic agency and they carry analytical weight for examining the normative value of
heterogeneity, a condition which sits rather uneasily in the company of strong ethical
providing firm ethical prescriptions to every single aspect of the diplomatic lifeworld are rather
misplaced and contra-productive for diplomatic theory and practice. Hillary Putnam’s advice
that the “primary aim of the ethicist [is not to] produce a ‘system’, but to contribute to the
solution of practical problems” (Putnam 2004: 4) ought therefore to be heeded and acted upon.
That being said, what is a diplomat supposed to do when she faces a loyalty conflict? Should
she side with the head of state or government even when the latter is morally wrong, should
she pursue state interests as she interprets them even at the expense of her personal loyalty to
elected officials, or should she make sure her actions would not endanger international peace
even if that would contradict the official policy of her government? Echoing Putnam, I argue
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that conflicts of diplomatic loyalty are difficult to reconcile from a theoretically abstract
perspective. The contextually-rich environment of norms, rules and power relations, in which
validity. What matters, I argue, is the diplomat’s capacity to professionally judge what moral
against each other. Aristotle called this particular skill phronēsis – usually translated as
dependent and particular, rather than what is abstract and universal. The phronimos, the one
intellectual capacity who can deliberate rightly about “getting other people's accounts right,
While the principle of loyalty defines the nature of ethical challenges that diplomats may face
in their work, phronesis offers them a method for addressing these challenges as professionals.
For Ellett, phronesis coincides with the range and scope of “professional’ judgments”. Being a
good professional means “having not only the (cognitive) capacity to deliberate (judge) well
but also the appropriate (affective) attitudes and dispositions“ (Ellett_Jr. 2012: 17). Put
differently, being a competent practitioner, in the technical sense of being able to perform one’s
functions effectively, is a necessary but not a sufficient condition for becoming a professional
diplomat (i.e., a phronimos). To accomplish this, a diplomat must demonstrate technical skill
while taking on board the ethical constraints of his working environment. Drawing on Dewey’s
concept of “reflective thinking” (Dewey 1933), Schön develops the concept of reflection-in-
action for understanding how professional phronesis works. For Schön, practitioners
conflict” (Schön 1983: 17), which are difficult to address from an abstract theoretical
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perspective. He instead argues that “doing and thinking are complementary. Doing extends
thinking in the tests, moves, and probes of experimental action, and reflection feeds on doing
and its results. Each feeds the other, and each sets boundaries for the other” (Schön 1983: 280).
Applied to the case of diplomatic ethics, the concept of reflection-in-action captures the
repetitive process of action and reflection by which diplomats seek to align the practical
requirements of the situation at hand with the normative imperatives prompted by their divided
loyalties. As Schön points out “it is the surprising result of action that triggers reflection, and
it is the production of a satisfactory move that brings reflection temporary to a close” (Schön
1983: 280). For example, during the Libyan uprising in 2011, diplomats at Libyan embassies
around the world, decided to resign from their posts or to disavow links to Gaddafi's
government on grounds that their actions on behalf of the Libyan leader could no longer be
reconciled with the ethical requirements of their positions: “We are not loyal to him, we are
loyal to the Libyan people" (Al Jazeera 2011). Their decision is illustrative of the conflicting
identities that diplomats carry with them between their professional Selves and that of the state
they represent (Faizullaev 2006). When facing such ethical challenges, diplomats may choose
express their dissent officially, as in the example above, or unofficially, if such channels are
available to them (Kiesling 2006). In each case, they activate reflection-in-action as a phronetic
Resolving ethical dilemmas using the process of reflection-in-action involves three steps. First,
as a result of a particular situation in which she finds herself, the diplomat experiences a
contradiction between her different layers of loyalty. She may choose to ignore this tension,
but that may lead to a loss of integrity, stress and possible breakdown depending on the
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intensity of the contradiction (Johns 2013: 28). When the latter crosses a personally defined
threshold, the diplomat may decide to do something about resolving the moral tension or at
least about not allowing it to grow. She will thus initiate, in the second stage, a reflective
conversation about the ethical trade-offs implied by her prioritizing of one level of loyalty over
the others. This reflective conversation does not necessarily involve an instrumental calculus
of the pros and cons of the different moral trade-offs she draws for herself, but it often relies
on an intuitive feeling about what is reasonable to do under the circumstances (Ellett_Jr. 2012:
16). The decision to follow from this reflective conversation shifts the diplomat’s attention
back to action. In the third stage, the diplomats suspends reflection and pursues a form of action
in line with the chosen moral trade-off. If the action taken fails to resolve the moral
contradiction, then the process of reflection-in-action resumes but from within a slightly
modified context.
Phronesis thus offers a different perspective for holding diplomats morally accountable for
exogenously defined criteria of moral validity, phronetic ethics focuses on contextually tailored
standards of normative inquiry. The context in which diplomats handle ethical challenges
through reflection and action is therefore a determining factor for understanding the extent to
which the actions taken by a diplomat are morally justifiable. Typical questions to ask from a
phronetic perspective would be: Does the situational context place the diplomat in front of a
legitimate ethical predicament or the latter can be reasonably ignored? Is the process of
reflection-in-action pursued in response to the ethical challenge guided by other reasons than
loyalty contradictions? Does the diplomat face unusual obstacles that prevent him from
extenuating personal circumstances)? Finally, does the chosen solution help mitigate the
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loyalty conflict? It should be also noted that a phronetic approach offers no definitive solution
slightly changes the context of normative inquiry. As a result, different configurations of ethical
trade-offs may become gradually available as the process of reflection-in-action repeats itself.
As a way of illustrating these insights, let us consider the case described by a former British
diplomat, Brian Barder, who served in Poland during the Cold War in late 1980s. As a result
of the Polish communist government engaging in acts of persecution of the Solidarity leaders
(the independent trade union federation), Barder found himself, alongside with other Western
diplomats, facing a moral conundrum. He questioned, for instance, whether the duty of
diplomats is to promote strictly his country’s interests and policies or to also stand for more
general values of freedom, civil rights and democracy. A reflective conversation followed
between him and other Western diplomats about the pros and cons of the different moral trade-
offs entailed by each option. From a pragmatic perspective, the Polish government, however
undemocratic, had a far greater capacity for damaging or supporting Western interests than
Solidarity. On the other hand, by protesting against the actions of the Polish government,
Western diplomats could have helped secure some degree of protection against arbitrary
harassment and persecution for ordinary Poles. Despite attracting a firm condemnation from
the Polish Government, the decision to deliver a démarche to the Polish foreign minister on
behalf of all members of the European Economic Community (EEC) was viewed as an
acceptable compromise between the two courses of action (Barder 2010: 290-2).
The core ethical contradiction experienced by Barder and the other Western diplomats was
essentially one between the principles of Loyalty to the State vs Loyalty to People. In order to
find out whether Western diplomats’ reaction to this challenge was morally valid from a
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phronetic perspective, we need to examine the context of the case. Was the ethical contradiction
legitimate in light of the circumstances? Without offering many details, Barder points to a
Solidarity leader (Barder 2010: 290), a fact that indicates the presence of a serious moral issue
that deserved diplomatic attention. Barder’s account also suggests that reflection-in-action was
primarily guided by concerns over how to reconcile the conflict between the two sources of
loyalties as opposed, for instance, to attempting to score Cold War propagandistic points.
Furthermore, there is no indication in the text about diplomats not being able to tackle the
discussion among Western diplomats about the pros and cons of the two moral choices is
open to normative deliberation. Finally, the chosen solution (démarche) helped reduce the
original tension between the two sources of loyalty, albeit the extent of the relief remains, of
Overall, the reaction of Western diplomats to the Polish government’s repression of Solidarity
enjoyed substantial moral validity from a phronetic perspective. The loyalty conflict was
legitimate concerns, diplomats faced no major institutional constraints, and the final solution
helped to satisfactorily mitigate the original ethical predicament. By contrast, had they decided,
for instance, to pursue no action or to let their reflection-in-action be guided by Cold War
propagandistic motivations then their actions would have lacked moral legitimacy. While
bringing a temporary close to the tension between the two sources of loyalty, the decision to
deliver a démarche changed the context and prompted the Polish government to react by
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internal affairs (Barder 2010: 290). Fortunately, the statement of the Polish government was
occurred, then the ethical contradiction between the two sources of diplomatic loyalty would
have been rekindled, arguably in a more severe form, thus requiring diplomats to engage in
The phronetic model of ethical analysis presented above calls attention to two important
research directions on diplomatic ethics. First, how the ethical challenges experienced by
every diplomat is likely to face such challenges in her career, it is important to understand the
conditions under which moral conundrums may undermine the effectiveness of diplomats in
fulfilling their functions. Second, what kind of training do diplomats require in order to
behaviour have arguably limited value as professional guidelines for contextual action.
Ethical training must therefore take into account the uncertainty, complexity, instability,
uniqueness and value conflict that diplomats face in their day to day activity.
Key points:
While the three principles of loyalty (to the prince, the state and to the people) define
the nature of ethical challenges that diplomats may face in their work, phronesis offers
and reflection by which diplomats seek to align the practical requirements of the
situation at hand with the normative imperatives prompted by their divided loyalties.
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The intensity of the loyalty conflict, the nature of the concerns informing reflection-in-
action, the type of institutional or personal constraints diplomats face when engaging
in reflection-in-action, and the extent to which the diplomatic response action helps
mitigate the original ethical predicament are the key criteria of phronetic ethical
analysis.
Future research directions on diplomatic ethics could explore the relationship between
ethical challenges and diplomatic performance and examine the type of training
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