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Comprehensive Psychiatry 70 (2016) 17 – 24
www.elsevier.com/locate/comppsych
Abstract
Background: The studies show that both spirituality and religiousness are protective for mental health. Personality is related with course and
outcome of depression, as well as spirituality and religiousness, and their relations toward to recovery from depression are underresearched.
This study followed influence of spirituality and religiousness on course and outcome of depression in patients with depressive episode,
controlled for personality dimensions.
Methods: The patients were assessed with self-report measures of depression (Beck Depression Inventory), spirituality (WHO-Quality of
Life-Spiritual, Religious, Personal Beliefs), religiousness (Duke University Religion Index) and personality (Temperament and Character
Inventory). Ninety nine patients finished a year long follow up.
Results: Higher spirituality influenced recovery of depression in patients with depressive episode, but religiousness did not show to be
significant predictor of recovery for depression. Dimension harm avoidance was significant predictor of improvement of depression in all
points of measurement.
Limitations: Some limitations of this research are small sample size, usage of the self-report measures of depression in follow-up period, and
the predominantly Catholic affiliation of the participants that can impact the generalizability of our data to other denominations.
Conclusion: Spirituality and dimension harm avoidance are significant predictors of recovery from depression during a year long follow up.
© 2016 Elsevier Inc. All rights reserved.
of spirituality and lower levels of depression. Furthermore, it five-factor model were primarily associated with spirituality
has been found that spiritual quality supports the total quality (extroversion positive, neuroticism negative), but not with
of life, and that it should be considered as a concept that is religiousness and the support offered by the religious
neither psychological nor sociological, but is instead its own community [27]. This also confirms the hypothesis that
separate and important entity [17]. spirituality and religiousness encompass related, though
Spirituality can be explained as the universal property that rises different aspects of a relationship with the transcendental.
above religious affiliation, as a personal quest for answers to the Cross-sectional studies do not show a cause and effect
ultimate questions about life, about purpose, and about relations relationship, and as such suffer criticism due to possible
with higher values. Spirituality includes moral values, and can tautology (e.g. spirituality as positive measure and depres-
“lead to” or “arise from” various religious rituals and formations sion) [28]. For that reason, longitudinal studies are those
in the community [18]. Religiousness (Latin re-, ligare = to which could provide an answer to the question of whether
reconnect) is defined as an organized system of belief, the practice baseline measurements of the existence of spiritual values
of rituals and symbols created to strengthen the closeness with the could be predictor of recovery from depression.
sacred and transcendental (God, a higher being, or the ultimate To the extent of our knowledge, a mutual association
truth/reality) [18]. While religiousness in the psychometric sense between the dimensions of personality with spirituality and
is a better defined variable, the need arises for the development of religiousness with regard to recovery from depression has not
a specific instrument for measuring spirituality [19]. It is believed previously been studied. Therefore, the objective of this study
that it should not be conceptualized through objective terms, such was to examine the influence of the specific roles of both
as the frequency of attending religious meetings, but can be well spirituality and religiousness on the recovery from depression,
encompassed through a subjective self-assessment using a with regard to the dimensions of the psycho-biological model
multidimensional questionnaire [17]. of personality.
Personality is defined as the characteristics of a person
responsible for consistency in feelings and thoughts and is
determined genetically and by environmental factors which is 2. Methods
also believed, to a certain extent, for the concepts of spirituality
and religiousness [20]. Personality characteristics have also been The study evaluated patients at their first contact with
associated with depression in community samples as well in psychiatry service for depressive episode and evaluated at
other populations [21,22,23]. The personality model especially month one, three, six and twelve. The diagnosis of depressive
relevant for the research of associations between personality episodes was made by the research psychiatrist according to the
and spirituality/religiousness is psychobiological model by criteria of the International Classification of Diseases (10th
Cloninger and his collegues. This model is based on four edition). At the baseline patients filled out sociodemographic
temperament and three character dimensions: harm avoidance questionnaires and self-assessment questionnaires: Beck
(HA), which is defined as pessimistic worrying in anticipation of Depresssion Inventory (BDI), WHO-Quality of Life-Spiritual,
problems; novelty seeking (NS), which describes the initiation Religious, Personal Beliefs (WHOQOL-SRPB) and Duke
of the appetitive approach in response to novelty; reward University Religion Index (DUREL). At the follow up visits
dependence (RD) which describes the maintenance of the patients were evaluated with BDI. In order to avoid the effect of
behavior in response to cues of social reward and persistence depressive symptoms on the measures of personality, subjects
(P), which is defined as perseverance despite frustration and were assessed with Temperament and Character Inventory
fatigue. The character dimension self-directedness (SD) is (TCI) 6 months after the inclusion. Data were collected from
defined as having will-power and determination, cooperative- May 2011 to August 2013 at the Psychiatric Department and in
ness (C) describes individual differences with regard to the Psychiatric Outpatient Clinic of Virovitica General Hospital,
tolerance and empathy and self-transcendence (ST) character- and the study was approved by the hospital Ethics Committee.
izes individual differences in spirituality. The characterological After the purpose and procedures of the study had been
aspects of personality involve individual differences in thoroughly explained, the subjects signed the informed consent.
self-concepts about goals and values, in contrast to the The self-assessment questionnaire (BDI) that is filled out
temperament dimensions that are biologically based and involve in specific time intervals in the monitoring was given to
differences in automatic emotional reactions and habits [21]. subjects during outpatient control sessions, during inpatient
This model has shown the associations between its particular treatment, via the telephone (for 2 subjects) or by post
dimensions with depression, but although this is the first model (questionnaire sent with return envelope – 20 subjects).
that includes spirituality construct in one of its dimension 2.1. Subjects
(self-transcendence), the associations with spirituality and
religiosity and depression have not yet been assessed. Participants in the study were patients treated both as in
Research that has examined the associations between and outpatients who came in for the treatment of depressive
personality and spirituality or religiousness has so far been episode that they experienced for the first time, or at the start
based on the five-factor model of personality [24,25,26]. of a new depressive episode as part of a recurrent depressive
Johnstone et al. found that the personality traits in the disorder. Exclusion criteria for patients were: previous manic
S. Mihaljevic et al. / Comprehensive Psychiatry 70 (2016) 17–24 19
episodes, alcoholism or addiction to psychoactive com- and personal beliefs are related to the quality of life in health
pounds, grave personality disorders, grave symptoms of and health care. The scale was previously validated in the
anxiety, psychotic symptoms, cognitive disorders, and grave Croatian population [32].
somatic illness. All included participants were treated with Temperament and Character Inventory [20]. Personality
SSRI and benzodiazepines. was assessed using the Croatian adaptation of the Temper-
A total of 120 subjects were included, though 17 subjects ament and Character Inventory (TCI). The TCI is a
were later excluded due to the incomplete filling out of the self-report questionnaire based on 240 items requiring a
questionnaires. Only those subjects who completed all five true/false answer. The instrument was previously validated
measurements were included. One subject was excluded due on a sample of 360 persons [33]. It showed good reliability
to the record of hypomanic episode over the year of with Cronbach's alpha coefficients of the dimensions
monitoring, two other subjects were excluded due to the novelty seeking (0.66), harm avoidance (0.79), reward
appearance of borderline personality disorder, and one dependence (0.52), persistence (0.47), self-directedness
subject was excluded due to the appearance of alcoholism. (0.85), cooperativeness (0.7) and self-transcendence (0.81).
The sample in this study finally consisted of 99 subjects, of As the study followed the patients over a period of 1 year,
which 56 (56.6%) were female. The average age of subjects was the TCI measurement was performed after six months of the
48.37 years (SD = 8.38, min 30, max 65). Eighty one percent of inclusion to minimize the impact of depressive symptoms on
the sample were married and living with a spouse at the time of the scores of personality dimensions.
inclusion in the study. Slightly less than a half of the subjects Sociodemographic data were collected with the multi-
(46.5%) were employed while the rest of the subjects were either choice questionnaire.
unemployed (29.3%) or retired. Most participants (91.9%)
declared themselves as Catholics. 2.3. Statistics
Table 1
Pearson's correlations between depression (measured with BDI) and spirituality (measured with WHOQOL-SRPB) and religiousness (OR – organized
religiousness, NOR – not organized religiousness; IR – intrinsic religiousness) and personality dimensions (TCI) at all monitoring points.
After 1 month After 3 months After 6 months After 12 months
WHOQOL-SRPB: total − 0.317** − 0.319** − 0.261** − 0.348**
WHOQOL-SRPB: spiritual connectedness − 0.130 − 0.142 − 0.251* − 0.310**
WHOQOL-SRPB: meaning in life − 0.283** − 0.303** − 0.197 − 0.279**
WHOQOL-SRPB: awe − 0.251* − 0.276** − 0.129 − 0.198
WHOQOL-SRPB: wholeness and integration − 0.267** − 0.258* − 0.238* − 0.275**
WHOQOL-SRPB: spiritual strength − 0.306** − 0.268 − 0.212* − 0.297**
WHOQOL-SRPB: inner peace − 0.265* − 0.308** − 0.194* − 0.229*
WHOQOL-SRPB: hope and optimism − 0.395** − 0.349** − 0.236* − 0.322**
WHOQOL-SRPB: faith − 0.188* − 0.185 − 0.196 − 0.286**
OR 0.028 − 0.063 − 0.043 − 0.140
NOR 0.078 0.048 0.075 − 0.052
IR − 0.090 − 0.131 − 0.126 − 0.269**
Novelty seeking − 0.143 − 0.126 − 0.042 − 0.120
Harm avoidance 0.516** 0.491** 0.344** 0.206**
Reward dependence − 0.176 − 0.185 − 0.129 − 0.175
Persistence − 0.085 − 0.038 0.047 0.017
Self-directedness − 0.489** − 0.428** − 0.320** − 0.280**
Cooperativeness − 0.276** − 0.306** − 0.271** − 0.156*
Self-transcendence − 0.033 0.047 0.149 0.031
*p b 0.05, * * p b 0.01.
S. Mihaljevic et al. / Comprehensive Psychiatry 70 (2016) 17–24 21
Fig. 2. Graphic demonstration of BDI rate in relationship with spirituality divided in three categories (WHOQOL-SRPB weak, moderate, strong) in time.
breakdown, while the relationships to individual groups religiousness questionnaire (DUREL) [29] do not recom-
according to DUREL showed no significant differences in mend the use of all dimensions of religiousness (OR, NOR
the dynamics of BDI (in the ANOVA and in post hoc and IR) in the same regression analysis for the purpose of
testing) (Fig. 3). avoiding multiple colinearities, the regression analysis was
Linear regression analysis (ENTER method) was used to performed independently for each type of religiousness.
determine the predictions of depression by measuring the Table 2 shows that a higher scores on the dimension harm
scores on the BDI scale at the baseline and at every avoidance and a lower score on the spirituality (overall
monitoring time point. The test has proven to be significant WHOQOL-SRPB scale) were predictors on the BDI score
at all time points. Considering that the authors of the after 12 months.
Fig. 3. Graphic demonstration of BDI rate in relationship with religiosity divided in three categories (DUREL weak, moderate, strong) in time.
22 S. Mihaljevic et al. / Comprehensive Psychiatry 70 (2016) 17–24
Table 2 depression. A person with depression can lose faith in God, i.e.
Linear regression analyses for depression after 12 months (BDI 5) as intrinsic religiousness can be diminished and not act protective-
dependent variable, and personality dimensions, spirituality and intrinsic
religiousness as predictors (F = 4.094; p = 0.000; R = 0.474, R 2 = 0.225,
ly, though the spiritual concepts are those that are tied to
corr. R 2 = 0.164). resistance in general and when preserved, they can represent the
driving strength for recovery.
Beta T P
Some studies have found differences in the association
TCI: novelty seeking − 0.087 − 0.877 0.383
between spiritual and religiousness with depression [14,34].
TCI: harm avoidance 0.302 2.657 0.009
TCI: reward dependence − 0.230 − 1.536 0.128 Though these studies have a cross-sectional character, it was
TCI: persistence 0.206 1.548 0.125 a significant find that spirituality showed a higher correlation
TCI: self-directendness 0.077 0.571 0.569 with depression that with intrinsic religiousness. It is necessary
TCI: cooperativeness − 0.124 − 0.989 0.326 to stress that in the majority of studies to date, spirituality is
TCI: self-transcendence 0.201 1.872 0.065
primarily observed through one or two questions (such as: How
WHOQOL-SRPB: total − 0.304 − 2.341 0.021
IR − 0.055 − 0.518 0.605 important is spirituality in your life?). In the present study we
included the domains of the spirituality questionnaire in the
regression analysis, which indicated that individual domains of
When analyzing the association between depression and spirituality have no predictive value in the recovery from
individual domains of spirituality (without the overall depression, unlike the total sum of all domains contained in the
WHOQOL-SRPB), we found that no domain was indepen- WHOQOL-SRPB questionnaire.
dently responsible for the association with recovery at any Intrinsic religiousness in our study also proved to have an
measurement point. When examining the association effect on recovery from depression, though in the regression,
between depression and intrinsic religiousness, without the this effect was lost where religiousness was a predictor. This was
effect of spirituality, we found that intrinsic religiousness contrary to the earlier findings in a geriatric population [3,6] who
was not a significant predictor of recovery from depression at did not examine an association with personality dimensions.
any time point. Also, the values of the arithmetic means of religiousness in that
geriatric sample were significantly higher than in ours, which
was expected considering that religiousness tends to become
4. Discussion stronger with increasing age [18].
Organizational religious activity (e.g. attending services)
To the extent of our knowledge, this is the first study to and non-organizational religious activity (e.g. prayer and
monitor the effects of spirituality and religiousness on the meditation) did not prove to have a predictive effect on the
rate of recovery from depression in persons of working age, outcome of depression in our study. This finding was not in
i.e. from 30 to 65 years. Furthermore, this is the first study to accordance with previous longitudinal studies [1,3,10]. The
investigate the correlation of the psycho-biological person- lack of an association in this study could be explained by the
ality model with the effects of spirituality and religiousness fact that persons in a state of depression are more inclined to
on recovery from depression. social isolation and passiveness, and as such leave the home
The first question this study aimed to answer whether and attend services less often due to the environment that
spirituality and religiousness affected those suffering from they perceive as mentally and socially demanding. Further,
depression in the rate of recovery from depression, and in more highly secularized countries, the religious communities
whether the effect of spirituality was greater than the effect are smaller, and their members are more closely bound to one
of religiousness. The Pearson's correlations showed that a another. In a country such as Croatia, where religious gatherings
higher level of spirituality was more strongly associated with (such as Sunday mass) are still attended by a large number of
a lower level of depressiveness than was religiousness after people, the ties between community members are lost, and
one year of monitoring. Both the correlation and regression often, they do not know one another. Accordingly, the protective
analysis showed the spirituality is a construct that is strongly effect of social support as a function of organized religiousness
inversely correlated with depression. Considering that we is lost, as discussed by Durkheim [35].
applied a multi-dimensional questionnaire, the correlation On the basis of the stronger inverse association obtained of
method of analysis showed that the domains of wholeness depression with spirituality than with religiousness, it can be
and integration, inner peace and hope and optimism gave concluded that relying on the fundamental life values such as the
the strongest contribution to the association between meaning of life, meaning, hope and faith as such (not necessary
spirituality and depressiveness. This was slightly contrary religious) (facets of the WHOQOL-SRPB questionnaire)
to the findings of Nelson et al. in which the components of strengthen the contribution to recovery from depression more
spirituality, such as sense of meaning and peace gave the than religiousness (both intrinsic and extrinsic).
highest contributions to the association of spirituality with Though we separated the constructs of spirituality and
depression [14]. The WHOQOL-SPRB measures universal religiousness by using different measures, there was of course a
concepts and it is considered that if a person with depression has certain amount of overlap. Many people are simultaneously both
maintained these concepts, they could more easily recover from spiritual and religious, while others are not. Namely, among
S. Mihaljevic et al. / Comprehensive Psychiatry 70 (2016) 17–24 23
persons in which those two constructs are separate, i.e. based on the fundamental personality traits (e.g. tempera-
spirituality has a positive effect as opposed to religiousness, ment). Accordingly, it can be expected that each positive
this can reflect persons locus of control [16,36]. Spiritual effect of spirituality/religiousness is, at the very least, the
persons often find strength within them, and as a result feel result of the basic personality traits [24,27].
self-control and experience better spiritual satisfaction. On the In our work, self-transcendence did not show any
other hand, persons who primarily experience religiousness, and predictive value on depression as spirituality did, what is
not spirituality, can seek guidance through religion, placing the in concordance with fact that concept of self-transcendence
source of control outside themselves. This external locus of is similar but not identical with spirituality. It is quite logic
control can occasionally give rise to feelings of helplessness that self-transcendence will be predictive or correlated with
and depressiveness. spirituality because of their similarities. We measured
In the present study, the same relationships found in the personality as whole integration of dimensions of tempera-
correlations were confirmed in the multivariate analysis that ment and character not (only) as particular subscale. It is
included the personality dimension according to the interesting that self-transcendence did not show any
psycho-biological model in addition to spirituality and significant correlation with BDI during follow up period
religiousness. The regression analysis intended to confirm (Table 1) and in regression analyses did not show any
the predictors of depression at each individual measurement predictive value on BDI score after 12 months of monitoring
point and showed that the significant predictors of (Table 2). This finding is a proof for differentiation of
depression in the 12 months follow up were harm-avoid- self-transcendence (as one personality dimension) and
ance and spirituality. The high harm avoidance may be the spirituality (multidimensional concept).
predisposing TCI trait for major depressive disorder in
general and was increased even when patients were in
euthymic phase [37]. Also, individuals with higher scores on 5. Limitations
harm avoidance showed poorer treatment response [38]
which is in line with our findings. Another dimension which Our study also has some limitations. Some authors
is found in the literature to be associated with depression believe that the spiritual scales contain spirituality that is
outcomes is self-directedness that was correlated with BDI defined by positive human traits [28,42] and that this is
scores in all points of measurement (along with harm tautology, particularly when used in studies addressing
avoidance and cooperativeness) but is not significant mental illness. In their opinion, questions about spirituality
predictor in final linear regression in our study. are also indicators of mental health, and should not be
Another significant predictor of depression in the final included in the definition of spirituality as such. There could
linear regression was spirituality measured at baseline. be tautology at several levels, such as whether a low level of
Changes in spiritual and existential perspectives have been spirituality is a part of depression, and whether har-
associated with depression at onset as well associated with m-avoidance is also depression. Depression can concern
depression outcome [39], that our study actually showed. parts of life, behavior and functioning that are not associated
According to our knowledge, to date there have been no with either spirituality or religiousness. So, to exclude these
published studies that have examined the association of limitations we performed longitudinal study.
spirituality and religiousness with the Cloninger personality Another possible limitation is the predominantly Catholic
model in those suffering from depression, though there are affiliation of the participants what can impair ability of
studies that have examined these associations using the generalization of results. Patients older than 65 and younger
five-factor model. Johnstone et al. found that certain of 30 were not included as those age groups may differ in
personality traits (measured with NEO-FFI) differed in attitude to existential issues and in spirituality [43]. That may
their association with spirituality and religiousness, and that impact the generalizability of our data to other groups of
there are certain differences in personality traits with regard depressive patients also. Although our patients were not
to religious denomination [27]. In that study, spirituality treated with antidepressants at the time of first assessment,
positively correlated with positive personality traits, such as all were put on medication that could influence the
extroversion, while it correlated negatively with the negative expression of some TCI dimensions that were assessed
personality traits (i.e. neuroticism). Personality traits corre- during the follow up part of the study [44]. Other limitations
lated with religiousness in a much weaker extent, in that of this research are small sample size and usage of the self-
neuroticism correlated positively with organized religious- report measures of depression in follow-up period.
ness, i.e. social support of the religious community.
Neuroticism and harm-avoidance were highly correlated
dimensions and therefore this conclusion can support our 6. Conclusions
results [40]. Piedmont also found that spirituality is a
stronger predictor of depressiveness than personality traits The emphasis to date in psychiatry has primarily been based
[41]. However, some authors believe that spirituality and on sickness and risk factors, and not on resistance factors [44].
religiousness should be considered as character adaptations The present study was directed at determining which factors are
24 S. Mihaljevic et al. / Comprehensive Psychiatry 70 (2016) 17–24
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