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LECTURE ON PHENOMENOLOGY
Outline:
A. Overview and Philosophy of Phenomenology
B. Phenomenological Methods and How to Use Them
C. Examples of Phenomenological Research
D. Additional vocabulary
E. Experience, Communication, and Society
A. OVERVIEW AND PHILOSOPHY
GOAL OF PHENOMENOLOGY: To try to help us get at the world that exists prior
to our conceptualizing it. The "LIFE-WORLD" of experience as lived by them. We
begin with the "NAIVE," PRE-THEORETICAL, PRE-THEMATIZED, PRE-RE-
FLECTED UPON world of the subject.
Here are a few words of orientation from one of the reviews mentioned above:
For those not familiar with the phenomenological approach, the term refers to a
particular group of perspectives and methodologies for carrying out qualitative
investigation. These perspectives existed for some time in philosophy before
psychological investigators developed a set of methods to go with them.
Amodeo Giorgi has termed these methods a "human science" approach, in con-
trast with the dominantly behavioral and analytically cognitive "natural sci-
ence" approaches favored by academic psycholology. These two sets of atti-
tudes and methods in regard to psychological investigation, one oriented to-
ward "predicting and controlling behavior," in John B. Watson's words, and the
other toward studying consciousness as it is experienced, in oneself or in
someone else, are quite different epistemologies.
Clinical epistemologies are another different matter yet, and themselves differ
sharply from one another. Dominant on the American scene is the analytic/diag-
nostic epistemology that represents a mixture of Freud and the medical tradi-
tion, while another quite different approach is the existential-phenomenological
epistemology represented by such figures as Rollo May, James Bugenthal, R.D.
Laing, Thomas Szasz, and William Glasser. ...As we will see below, Gestalt ther-
apy and person-centered therapy fall into this latter class of existential-phe-
nomenological approaches. In short, these epistemologies present several fun-
damentally different ways of going about the matter of comprehending human
behavior and exprience.
DEFINITIONS OF PHENOMENOLOGY:
(3) A method of knowing that "begins with the things themselves, that tries to
find a 'first opening' on the world free of our perceptions and interpretations, to-
gether with a methodology for reducing the interference of our preconceptions.
THE BASIC DATA: EXPERIENCES are the basic data with which the phenome-
nologist works. The experiences of another can be known. Our job is to make
them "visible" and true to the subject's own ways of living them.
Reacting against William James and the Structuralists, the behaviorists viewed
personal experience as so unreliable and variable that it wasn't even worth in-
cluding in psychology. Some others viewed this as throwing the baby out with
the bathwater.
Husserl, around the turn of the century, designed phenomenology as a kind of
philosophical foundation for all the scientists who had anything to say about
what it means to be human. It involved paying attention to our own experience
in such a way that you can describe it as fully and completely as possible.
In phenomenology there is no rigid dichotomy. It sees both behavior and con-
sciousness as necessary to psychology. Both are seen as different aspects of
the same phenomenon--the world as lived by our subject. This is a very differ-
ent alternative to the modernist, positivist notion of science that most of us
grew up with, namely that there are two ways to deal with anything&emdash;a
subjective way (not worth much, in the positivist view), and an objective way
(real truth, in the positivist view.)
A DEEPER LOOK
In the review published together with Arie Cohen's, I tried to get into the world
of the phenomenologist as follows:
". . . Husserl also included another element in his phenomenology. In his view,
experience includes both those concrete particulars of this situation here now,
experienced as naievely as we can experience them, and the categories of
meaning to which its things and events belong. A Red Delicious and a Fuji, for
example, share the category of meaning that we might call "appleness."
(Shades of Plato's pure forms!) These categories of meaning are "structures" in
consciousness that are invariant and essential. Husserl used the term
"essence," for them, setting the stage for Jean-Paul Sartre's famous existential
dictum that "existence precedes essence." Apparently unknown to Husserl, Ti-
betan Buddhists for hundreds of years had been observing and recording such
operations of the mind in a rather sophisticated fashion. In Open Secrets, Wal-
ter Truett Anderson (1979) has provided a marvelous summary of this work."
COMMUNCIATION AND EXPERIENCE
The notion that ultimately there is nothing we can communicate but our own
experience, even if it is an experience of looking at a phenomenon through a
technological instrument and interpreting it, is a very different way of looking
at social reality from the modernist view.
The process of paying attention implies a process of communicating, and there-
fore there is a sort of fundamental existential/social quality to everything we
experience. Our experience is based on a faith, as you will, in the possibility of
communication. This was a fundamental influence on the development of exis-
tential philosophy and psychology in Europe and Humanistic psychology in the
U.S.
THEMATIZING is examining the central and subsidiary themes that recur in the
report of the co-researcher.
In the class assignment to carry out a dialogical (based on the word "dialogue")
interview, the interviewee or "co-researcher" chooses a subject of sufficient in-
terest that he or she will be able to talk about it for half an hour. The inter -
viewer or "researcher" then listens to the co-researchers comments and takes
notes. Notes may be taken about verbal content and also about emotional ex-
pression and body language that amplifies the verbal meaning. The central tool
that the researcher will use during the interview is bracketing. Some people
can do this easily and others really struggle with it. When something the co-re-
searcher is saying evokes a reaction in you, "put brackets around it and set it
aside" for the time being, because your goal is to comprehend the co-re-
searcher's ways of thinking and feeling as fully as possible, and your reactions
are likely to get in the way of that.
Then after the interview, you will go over the interview together with the co-re-
searcher. You will look for and identify themes in your notes, articulate them,
and your co-researcher will say either, "Yes, that's just right," or "Not
exactly..." and will help you rephrase the theme to get it as accurate as possi-
ble. There will probably be several principal themess that recur again and again
in the transcript. Follow the instructions in the assignment in preparing your
writeup of the interview.
HERMANEUTIC PHENOMENOLOGY
Cohen states, "Hermeneutic phenomenology is concerned with understanding
texts. In this approach the researcher aims to create rich and deep account of
a phenomenon through intuition, while focusing on uncovering rather than ac-
curacy, and amplification with avoidance of prior knowledge. In using this ap-
proach we accept the difficulty of bracketing. To overcome this difficulty we
acknowledge our implicit assumptions and attempt to make them explicit. In
addition, we accept the notion that there may be many possible perspectives
on a phenomenon, like when we turn a prism, one part becomes hidden and an-
other part opens. Hermeneutic avoids method for method' s sake and does not
have a step by step method or analytic requirements. The only guidelines are
the recommendation for a dynamic interplay among six research activities:
commitment to an abiding concern, oriented stance toward the question, inves-
tigating the experience as it is lived, describing the phenomenon through writ-
ing and rewriting, and consideration of parts and whole."
This study by Frank Siroky used empirical phenomenology, the analysis of inter-
view transcripts.
"We break it down into the particular meaning units.
Again and again the asthmatics used the words 'alone, apart, separate, suffo-
cating, don't.'
We began to ask, "Is asthma the cause of all this? Or is there a style of life that
is deeper? We might spend several hours going over one interview.
"Comparing two transcripts, we find that one woman says, 'The asthma gov-
erns my life.' Another person talks about her life, of which asthma is one dimen-
sion.
2. ORGANIZATIONAL CONSULTING
(Frank Siroky)"As a consultant, I began using the methods of traditional indus-
trial psychology. Make changes in the workingplace, and as a result, motivation
and productivitgy will increase. It was a nice model, paid well, and it didn't
work.
Now, on the pages of every business magazine we find such models, written
about as new ways organizations can develop to become moree competitive,
etc.
New models: How we can help people in the workingplace to change their own
lives.
When I use phenomenology in consulting, I spend time walking around the plant
talking to people asking them what their experience of their working life is.
Then we combine that wifrom different levels and parts of the organization
have a chance to share their experiences."
Focus groups: another kind of applied phenomenology. David Van Nuys has
done a lot of these for corporate clients.
D. OTHER VOCABULARY
meaning: Lies in the relationship between a person and his or her world of ob -
jects.
noema: the appearance of an object or or item as the perceiving subject appre-
hends it.
noetic: harboring a meaning or meanings of some sort.
noesis: How beliefs are acquired; how it is that we are experiencing what we
are experiencing.
ontology: the study of our mode and process of being and existing in the world
intentionality: consciousness actively reaches out toward the object in a di-
rected way.
world-design: the all-encompassing pattern of a person's mode of being in the
world.
verstehen (German for "to understand"). Through influence and empathy people
can understand each other. Experience is not just hidden inside the person, but
appears in the words, on our faces, and in our language.
Umwelt, mitwelt, and eigenwelt: Umwelt: biological or physical surroundings or
landscape. Mitwelt: the human environment; Eigenwelt: the person himself or
herself, including the body and inner psychological reality.
intersubjectivity: The process of several, or many people, coming to know a
common phenomenon, each through his or her subjective experience, and relat-
ing their experiences to each other.
objectivism: positing the procedures of the natural sciences as THE procedures
for establishing objectivity and conducting science.
E. PHENOMENOLOGY AS A BASIS FOR SOCIAL PHILOSOPHY
(From dialogue with Art Warmoth.) The notion is that social reality is always
composed of persons in society, as though that were a single word. Not as if
persons are clumped together in society, but rather it is a way of describing a
fundamental structure of social reality. People are always in some sense in a
society, and are also always in a situation.
It's important to pay attention to our experience, and especially to others' ex-
perience because in a sense that's the main source of data available to us.
Sometimes it's about all we've got.
In order to begin the study of any situation or social issue, it is fundamental to
try to understand the experience of the people who are caught in the situation
you are concerned with. This includes thoughts, feelings,
sensations&emdash;the whole thing. Studying people's behavior is important
but it is not enough, because it leaves out important dimensions of experience
and meaning that lead to that behavior.
This is very different from placing our primary emphasis on measuring objective
behavior. What's happening with reinforcers and discriminative stimuli do not
tell us all there is to know about a situation, or the person's history in regard to
it.
Some examples of this from the family therapy literature. In some families, for
instance, there is no room for the expression of real emotion if it does not fit
the prescriptions of the family's dominant emotional theme or themes. If what's
allowed is only anger, assertiveness, or a deadpan front, the overt expression
of tenderness or affection may not be allowed. Paying attention only to the be-
havior can leave out centrally important dimensions of people's inner experi-
ence. Similar dynamics occur on the larger social stage. Or take another exam-
ple&emdash;"crossing generation boundaries." In this case the child is often
made to feel as if he or she is responsible for the adults' feelings and well be-
ing. Again, there is much more than observable behavior going on. This is not to
deny the importance of behavior, but to emphasize that it is not the whole
story.
We could make the interesting observation that the dynamics observed in dys-
functional families are directly correlated with a set of dysfunctional assump-
tions about the relative values of subjective and objective truths. We can trace
this back to the start of the moder period in the 17th and 18th century, starting
with Descartes' argument that mind and body are distinct and separate, rather
than interrelated.
In areas like physics and chemistry, objective science and the techbnology
built on it is highly appropriate in a broad variety of circumstances. But we
have tended to apply this model also to the social sciences where it fits some
phenomena and situations and not others, and partly as a result have ended up
creating a lot of organizational systems that are pretty dysfunctional in terms
of their ability to meet human needs.
In a polarized situation where people are in conflict, there are two general
choices:
Decide that your side is in fact correct and retreat to a position of might makes
right, that war or violence of some sort is a legitimate way of resolving the is-
sue. This is basically taking a win-lose position--that "my side has gotta win."