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included inclusion and exclusion criteria to identify potentially pertinent articles, search
strategies to locate articles, review protocols, and a system of rating published studies
for completeness.
Previous studies
The GATT's rules lay out the framework for a system that would lower tariffs
and other trade obstacles to promote global commerce. Many areas of global energy
commerce have evolved outside of the GATT's framework or with the implicit
expectation that Article XXI or another GATT exemption would exclude them from the
standard GATT provisions. However, several recent accords and court rulings have
mandated free trade objectives to take precedence over concerns of energy trade
The National security exemption under GATT outlines one restriction on the
applicability of GATT laid forth in Article XXI. Article XXI essentially asserts that the
objectives of trade liberalization may be replaced by other ideals. The full text of the
clause is as follows: "Nothing in the Agreement shall be construed: (a) to oblige any
Contracting Party to supply any material, the revelation of which it judges to conflict
(GATT/WTO) dispute settlement procedure was revised as part of the Uruguay Round
in 1994, making it a forum for traditional trade issues as well as concerns ranging from
dispute settlement system and the emergence of the WTO have caused a significant
shift toward legalism, making the GATT's jurisdictional limits significant issues in
dispute resolution within the WTO (Schloemann, H. L., & Ohlhoff, S. (1999).
growing far more quickly, and in the wake of the Uruguay Round, increasingly more
frameworks. The WTO's dispute settlement system, which was established by the
crucial to upholding its regulations and balancing the interests of all of its members.
Given the mandatory nature of the conflict resolution process, its scope is rather
response to national security concerns. This argues that if a treaty doesn't explicitly
include an exception, there probably isn't one because there doesn't appear to be any
good reason why it couldn't just be included. Since it will only make it simpler to obtain
signatures, there aren't many reasons not to include such an exclusion clause in a treaty
(Rose-Ackerman, S., & Billa, B. (2007). Furthermore, the fact that these exceptions
take different forms in different treaties further suggests that any exceptions must be
expressed by the specific terms of the treaty at issue and that there is no unified doctrine
of national security exceptions that can be used in all treaty contexts (Rose-Ackerman,
Instead, if there are express exclusions for national security, they are adapted to
the particular treaty. Furthermore, even when explicit national security exclusions are
(Rose-Ackerman, S., & Billa, B. (2007). Seven articles of the treaty are listed as
nonderogable in Article 4(2) of the ICCPR. Antidiscrimination laws are likewise listed
as being non-derogable in Article 4(1). A method for notifying the public emergency
that justifies any derogations is established in 4(3), and it states that any derogations
must be justified. A further illustration is Article XXI of the GATT, which provides a
Realism, where state power and state interests are considered as establishing the
limitations on state interactions, has long been the preeminent world political
framework for international participation. This helps us comprehend how and why
economic interactions (Emmerson, A. (2008). This article examines whether the WTO
security exclusions are based on legal or political principles, and how that affects our
One of the authors of the original Draft Charter responded to a question about
Committee's Geneva session by saying, "We gave the question of the security exception
that we thought should be included in the Charter a good deal of thought. We saw that
there was a serious risk of establishing a precedent that was too broad, and we could not
simply write into the Charter, "by any Member of measures relevant to a Member's
security interests," because that would allow for anything. To prevent the adoption of
protection for maintenance industries under every possible case, we considered it best to
create rules that would take care of legitimate security concerns while also limiting the
There must be some room for security precautions in this situation. In essence,
everything comes down to balance. We must make some exclusions. We cannot restrict
actions that are necessary just for security reasons, thus we cannot make it too strict.
the Chairman of the Commission suggested that the sole safeguard against abuses of
this nature was the spirit in which Members of the Organization would read these
Article XX has proved a useful tool. Experts generally agree that this Article is the most
likely justification for any climate change mitigation program that violates GATT 1994
exception in Article XXI while also taking into account the requirements of the Article
XX exclusions, which are not in question here. This article argues that it is improbable
that the National Security exception could be properly employed in these circumstances
without member consensus to the contrary, even while it is plausible that this exception
Several WTO members have invoked GATT's Article XX to defend actions that
would otherwise violate WTO rules. When measures have been established to safeguard
the environment or ecosystem life, Article XX has been a useful tool against the anti-
discrimination rules of the GATT 1994. It could be feasible for this Article to support
efforts to combat climate change that might otherwise violate member responsibilities
accepted (Deane, F. (2012). But it needs further thought, both to see whether it can be
used to support policies that reduce the effects of climate change and to make sure it
isn't used to support protectionist actions that pass for environmental protection.
national security exemption of the GATT 1994—has not been adequately examined.
This important region has just lately been thoroughly examined (Kitharidis, S. (2014),
in his work argues that the states parties concluded during the talks leading up to the
creation of the WTO that the provision should not be inserted separately but rather
Through an assessment of the current debate and case law, (Kitharidis, S. (2014)
offers a thorough explanation of the confusing national security exemption in his paper.
To illustrate the principles of the Articles and their restrictions, the article discusses the
scope and justiciability of Articles XX and XXI. In doing so, it will evaluate how well
both exceptions were used to examine how the articles were invoked using the example
To show the validity and relevance of the national security clause, it also
difficulty of using the national security exception and adds a theoretical examination of
the WTO Panel's responsibility for interpreting the exception into his analysis. Finally,
he elaborates on the question of whether states are reluctant to submit Article XXI
disputes to the WTO Panel in his analysis of the future of the national security clause
(Kitharidis, S. (2014).
The World Trade Organization (WTO) and General Agreement on Tariffs and
Trade (GATT) have inconsistent national security practices. The fundamental query of
the security exceptions has not been addressed, from the Nicaragua Embargo to China-
Rare Earth. The security exemption is not entirely self-judging, according to the
analysis of Article XXI(b)(iii) in line with Articles 31 and 32 of the Vienna Convention
on the Law of Treaties (Peng, S. Y. (2015). This essay contends that the good faith
standard can clarify the limitations of self-judging authority. This essay shows that fact-
finding and evidence-gathering are the most problematic element of the use of such
exclusions after using the prospective conflict over Huawei as an excuse to examine the
The responding member invoking Article XXI(b) must "genuinely believe" that
cyber security regulations based solely upon where the suppliers' headquarter is located
(2015). This article contends that a WTO panel should actively intervene after
conducting the two-stage exercises of the "good faith test" by obtaining information
and establishing an appropriate trade regime to address cyber security threats (Peng, S.
Y. (2015).
Since the General Agreement on Tariffs and Trade (GATT) was established in
1947, Article XXI has not undergone any changes. The Security Exceptions outlined in
Article XXI, however, do not adequately reflect recent political and economic events.
Additionally, there are significant inconsistencies between the wording of the GATT
and the security exclusions that have been inserted into the General Agreement on
Agreement, which leads to misunderstanding (Yoo, J. Y., & Ahn, D. (2016). With
noticeable differences from those of the World Trade Organization, security exception
clauses have occasionally been included in several free trade agreements (WTO).
Cybersecurity, terrorism, and energy security are just a few of the very varied
aspects of national security that the present global trade system must address. The topic
of how to transform such obscure security exception clauses into practical legal rules is
properly implementing the Security Exclusions by examining legal changes in the WTO
and Free Trade Agreement security exceptions (Yoo, J. Y., & Ahn, D. (2016). To
prevent adding an extra and unjustified burden to the dispute resolution system, the
commerce are two scenarios where national security-based procedures are being used
more often. While international economic law acknowledges that States have the option
to take action to defend national security, it may violate different international legal
duties to impede investment and impose trade restrictions. The legal problem is figuring
out whether countries unjustifiably expand that latitude by falsely claiming national
Reviewing the use of the national security exemption must adhere to a proper
criterion that balances states' rights to address serious concerns without impeding the
much courtesy will encourage the invocation and misuse of the exception. However,
excessively strict inspection will destroy the exception. A practical and adaptable
criterion is required for the national security exception to handle issues at a time of
because they were created in a different period. This article aims to fill a gap in the
literature and encourage discussion on a standard that hasn't been well covered there.
The necessity for a suitable norm becomes obvious given the complexity of national
security, its variation among States, and its potential for misuse (Slawotsky, J. (2018).
The national security exemption standard should be created within the greater
developing the standard in isolation. This paper takes a fresh approach by looking at the
reasonable model for assessing national security measures in the context of international
economic law. When directors are faced with corporate security challenges, a legal
There was a need for research to investigate the effects on the national security
of a prospective World Trade Organization (WTO) dispute over data flow limitations. It
data transfers under the General Agreement on Trade in Services (GATS) security
exception. The defense may argue in favor of its position by citing the security
(Ferracane, M. F. (2018).
This essay examines three key defenses that may be made: security against
transfers under the GATS security exception are relevant, these three instances are both
legally and technically assessed. More broadly, this analysis can contribute to the
conversation about how to safeguard national security in the digital age (Ferracane, M.
F. (2018).
security may increase the cost of some assaults. The hazards would still be widespread,
though, and neither technically nor legally would national security be much improved.
look into each situation to see if the measure's breadth (the sectors and data covered) is
deemed reasonable and whether it lessens the risk that the nation would be exposed to
The link between national sovereignty and the global trading system based on
rules has come under scrutiny in light of recent international trade conflicts between the
United States and other WTO members. Several WTO Members have filed dispute
resolution lawsuits against the United States in retaliation for the Trump Administration
imposing duties on imports of specific steel and aluminum goods under the power
granted in Section 232 of the Trade Expansion Act of 1962. The complaint parties,
which also include China, the European Union, and Canada, have stated that the Section
232 restrictions and the exclusion of some nations from their applicability violate the
WTO accords that the United States has signed (Steinbock, D. (2018).
The General Agreement on Tariffs and Trade (GATT), which serves as the
cornerstone agreement for the WTO and regulates parties' trade in products
internationally, has several of these requirements in its many clauses. Some of the
specific U.S. exports without waiting for the conclusion of WTO dispute resolution
procedures. The United States has contested these punitive actions in the WTO in turn.
The United States has claimed concerns related to national security as justification for
Because the United States believes the measures are required to protect its
"essential security interests" under GATT Article XXI—the so-called "national security
exception"—even if the steel and aluminum measures conflict with U.S. obligations
under the GATT, a WTO adjudicator (e.g., a WTO panel) cannot examine whether the
Section 232 measures violate the GATT. Because Congress specifically has the
constitutional right to levy tariffs and regulate foreign commerce, members of Congress
have an interest in the definition of the exemption and how it interacts with other
Together with the Office of the United States Trade Representative (USTR),
which represents the United States in WTO dispute resolution proceedings, Congress
investigations. The question of whether the United States might legally rely on GATT
Article XXI to defend against allegations made under other WTO Agreements that do
not provide a comparable exception for national security is not addressed in this
Sidebar. It also does not take into account whether other WTO Members could sue the
US for damages under GATT Article XXIII by filing a "non-violation claim," which
would claim that even if the Section 232 measures do not violate the agreements
because a WTO panel finds them to be justified under Article XXI, they still lessen the
(2018).
exemption under Article XXI of the General Agreement on Tariffs and Trade (GATT)
1994. Two significant but previously confusing problems were addressed by the panel
of the WTO's dispute resolution body (DSB) in the precedent-setting case of Russia—
Measures Concerning Traffic in Transit. First, the Panel reaffirmed its authority to
examine the use of Article XXI of the GATT 1994 by its members (Wang, C. (2019).
paragraph (b) and its subparagraph (iii), and held that it has the jurisdiction to decide
whether the objective prerequisites of Article XXI have indeed been satisfactory
whenever a participant elicits the national security exception. The member's discretion
The global trade regime's security exception has mostly laid dormant for seventy
years. Before being included in the General Agreement on Tariffs and Trade 1994
(GATT 1994) with the establishment of the World Trade Organization, the exemption
first appeared in the General Agreement on Tariffs and Trade 1947 (GATT 1947).
(WTO). However, security exemptions are also present in several other WTO rules,
such as the General Agreement on Trade in Services and the Agreement on Trade-
WTO panels have not had to reach a final determination about the nature and
on the part of WTO members and fortunate events (Voon, T. (2019). The security
danger to the WTO's very existence. The content and background of the security
exemption among GATT contracting parties, and now among WTO members. Members
have historically avoided filing lawsuits to contest security-based policies and from
This tradition of restraint is being broken by current disputes over recent tariffs
imposed by the United States as well as other trade restrictions imposed by Russia and
the United Arab Emirates (UAE), which raises the issue of how "self-judging" the
security exception is. Instead of making a WTO panel rule on this contentious issue,
WTO members ought to work together more frequently to address growing problems
on national security and trade law, where speakers questioned not whatever is meant by
national security presently, but also the significance of invoking national security
exceptions in trade, in the context of increased rhetoric about the need for national
security measures to protect domestic economic interests. In a time when countries are
moving away from international cooperation and toward unilateralism and are dealing
use of this exception under GATT Article XXI and the requirement that nations
utilizing it do so in good faith with the World Trade Organization's returning guests
remained regarding its potential application in the framework of financial insecurity and
the context of broader global problems like cybersecurity and climate change (Trujillo,
E. (2019).
With the Appellate Body of the WTO being dysfunctional, there is also no
trade framework. More robust institutional frameworks that can adapt to emerging kinds
of insecurity are required, as well as new ways of conceptualizing the function of trade
in the context of global and economic crises. These frameworks must also provide a
nations to safeguard their national security interests if it is to remain viable. (Boklan, D.,
& Bahri, A. (2020). Argue that determining these escape windows' ambit and extent,
however difficult, is necessary to make sure that they can't be abused when they are too
broad or unclear. The World Trade Organization has just made its first attempt to define
the scope and use of the National Security Exception in the Panel Ruling in Russia -
In this study, they contend that in interpreting this exemption, the Panel used an
objective and a subjective approach. The hybrid interpretation of GATT Article XXI (b)
maintains a systemic equilibrium between the members' sovereign rights (Boklan, D., &
Bahri, A. (2020). With this hybrid interpretation of GATT Article XXI (b), the
members' sovereign rights to use the security exception and their right to free and open
penalties may or may not be legitimate under public international law. Targeted
governments are compelled to query their legality before international courts, notably
the World Trade Organization (WTO) dispute settlement system, due to their
proliferating nature and potentially detrimental effects. The study examines three forms
grounds, those directed at individuals responsible for cyberattacks, and those that affect
that follows. After then, it is investigated whether such sanctions might be justified
under the national security exemption of GATT's Article XXI(b)(iii). The conclusion
highlights that even if these measures are used to address national security concerns, the
national security exemption cannot be utilized to justify all forms of unilateral economic
challenging the legitimacy of unilateral economic penalties while also illuminating the
Several academics and commentators have suggested that states may use the
national security exception in Article 73(b)(iii) of the TRIPS Agreement to permit the
suspension of patent laws to facilitate the production and importation of patented drugs
epidemic, this study evaluates seriously the degree to which nations may rely on the
national security exemption (Oke, E. K. (2021). The article acknowledges that states
may be able to use the national security exception in response to pandemics like
COVID-19 by drawing on two recent decisions by WTO Panels in both Russia - Traffic
in Transit (2019) and Saudi Arabia - Intellectual Property Rights (2020), where the
nature and scope of the national security exception were analyzed (Oke, E. K. (2021).
The paper asserts that states without local manufacturing capabilities may not
genuinely benefit from the use of the national security exemption in this situation. The
paper also makes the case that the restrictions outlined in Article 31bis of the TRIPS
Agreement cannot be waived to protect national security (Oke, E. K. (2021). Therefore,
understanding of the very sensitive nature of this exemption among GATT contracting
parties, and now among WTO members. Members have historically avoided filing
lawsuits to contest security-based policies and from using the security exemption as a
justification. This tradition of restraint is being broken by current conflicts over recent
tariffs placed by the United States as well as other trade restrictions imposed by Russia
and the United Arab Emirates (UAE), which raises the issue of how "self-judging" the
security exemption is. Instead of making a WTO panel rule on this sensitive issue,
WTO members ought to work together more frequently to address growing problems
those outlined in Article xxi of the 1994 General Agreement on Tariffs and Trade. In
light of this, this paper examines the nature and boundaries of the Article xxi national
security exception and considers the potential for abuse of this exception to be curbed
exclusions based on national security, and for good cause. States, for good reason, place
a higher priority on national security and citizen safety than on the economic gains
brought about by trade. Defense "is of much greater significance than opulence," as
none other than Adam Smith stated in 1776 (Smith, A. (1776). 1976). Putting the
country's security first. The General Agreement on Tariffs and Trade 1994 (also known
as the "GATT 1994"), the General Agreement on Trade in Services (also known as the
(also known as the "trips Agreement") each include an exception for national security in
their respective Articles xxi, xiv bis, and 73 (Van den Bossche, P. L., & Akpofure, S.
(2021).
Note, however, that none of the other WTO multilateral agreements on trade in
Agreement’) and the Agreement on Trade Facilitation, contain, or explicitly refers to, a
national security exception (Van den Bossche, P. L., & Akpofure, S. (2021). Whether
the national security exception of Article xxi of the GATT 1994 is available to justify
measures inconsistent with those other WTO agreements, devoid of a national security
Agreement’) remains undecided, but the Appellate Body’s case law on the scope of
Article xx would suggest that it is not.4 National security exceptions are also commonly
found in other multilateral trade agreements such as the International Convention on the
in regional trade agreements (Van den Bossche, P. L., & Akpofure, S. (2021).
International trade law is now in new territory as a result of COVID-19. The
virus has demonstrated the rules' weaknesses in the face of international crises. The
pandemic highlighted that there are no explicit rules meant to lead a cohesive
emergency clauses, such as GATT Art. XXI(b)(iii), both in normal times and during
emergencies, are ill-suited to handle the spreading and depth of security. However, the
current situation offers a priceless chance to review and change this security-emergency
This paper suggests a broad framework to amend Article XXI and adapt it to the
present international security environment in light of COVID-19 and the role of the
treaty commitments are carried out and the states' discretion and autonomy to safeguard
their security interests, notably their territory and populations (Blanco, S. M., & Pehl,
A. (2020).
These exclusions have often been viewed from a security perspective that is
primarily military in nature. However, security has evolved through time into a
crime, terrorism, climate change, and pandemics to protect their vital interests (Garcia-
Santaolalla, N. (2021).
attempting to deal with the economic fallout and attempting to ensure a sufficient
supply of medical supplies for future crises may see political, legal, or economic
(2021).
The main issues with the existing structure of Article XXI(b)(iii) provisions for
times of emergency are that (1) security provisions and some of the public policies
covered by Articles XI(2)(a) for critical shortfalls and XX general exclusions overlap;
(2) it offers inadequate due process measure to protect the misuse, enabling little
accountability and transparency in its application; and (3) it lacks a specific provision to
deal with GLO. Together, these problems led to the introduction of a variety of
contradictory trade policies, which may have worsened the epidemic (Bentley, M., &
inability to address these issues could lead to widespread misuse of adequate safeguards
in the post-coronavirus era (Heath, J. B. Trade and Security Among the Ruins’ (2020b).
At the moment, security regulations are an appealing option for Members looking to
avoid their commitments because these regulations are not subordinate to the very same
N. (2021).
is the Russian invasion of Ukraine. Several nations have imposed sanctions on Russia in
response to the widespread condemnation of Russian behavior. This article makes the
case that nations can rely on the World Trade Organization's national security
(2022). The General Agreements on Tariffs and Trade's Article XXI is the pertinent
legal provision in this case (GATT). The GATT's Article XXI is the subject of a
This study is done in light of two WTO disputes that have interpreted the
national security exception: Russia: Transit case and Saudi Arabia: Intellectual Property
case. Although the national security exemption stated in GATT Clause XXI is not self-
judging, the article contends that nations shall be shown consideration in establishing
their primary security concerns. The current conflict between Russia and Ukraine is
then addressed using this theological approach. According to GATT Article XXI, the
current circumstance qualifies for trade-restricting measures against Russia, such as the
In conclusion, according to the literature evidence base, there have been a lot of
controversies on the limits of the clause of National Security. The need to do more
research deep into the roots of the limits of this exception is of great importance. From
the above literature review is wise to conclude that, the vacate issue of the clause's
system, might be used to legally justify the application of the security exception as well
as limit its application under International Trade Law. The security exemption shall be
Blanco, S. M., & Pehl, A. (2020). National security exceptions in international trade
and investment agreements: justiciability and standards of review. Springer
Nature.
Bogdanova, I. (2021). Targeted Economic Sanctions and WTO Law: Examining the
Adequacy of the National Security Exception. Legal Issues of Economic
Integration, 48(2).
Boklan, D., & Bahri, A. (2020). The first WTO's ruling on national security exception:
Balancing interests or opening Pandora's box?. World Trade Review, 19(1), 123-
136.
Deane, F. (2012). The WTO, the national security exception and climate
change. Carbon & Climate Law Review, 149-158.
Hahn, M. J. (1990). Vital Interests and the Law of GATT: An Analysis of GATT's
Security Exception. Mich. J. Int'l L., 12, 558.
Heath, J. B. (2019). The New National Security Challenge to the Economic Order. Yale
LJ, 129, 1020.
Heath, J. B. Trade and Security Among the Ruins’(2020b). Duke J. Comp. & Int’l
L., 30, 223.
Kitharidis, S. (2014). The unknown territories of the national security exception: The
importance and interpretation of art XXI of the GATT. Austl. Int'l LJ, 21, 79.
Oke, E. K. (2021). COVID-19, pandemics, and the national security exception in the
TRIPS agreement. J. Intell. Prop. Info. Tech. & Elec. Com. L., 12, 397.
Ranjan, P. (2022). Russia-Ukraine war and WTO’s national security exception. Foreign
Trade Review, 00157325221114586.
Rose-Ackerman, S., & Billa, B. (2007). Treaties and national security exceptions. Yale
Law School.
Smith, A. (1776). 1976. An Inquiry into the Nature and Causes of the Wealth of
Nations. The Glasgow edition of the works and correspondence of Adam
Smith, 2.
Steinbock, D. (2018). US-China trade war and its global impacts. China Quarterly of
International Strategic Studies, 4(04), 515-542.
Van den Bossche, P. L., & Akpofure, S. (2021). The Use and Abuse of the National
Security Exception under Article XXI (b)(iii) of the GATT 1994. In A New
Global Economic Order (pp. 121-168). Brill Nijhoff.
Voon, T. (2019). The security exception in WTO law: entering a new era. American
Journal of International Law, 113, 45-50.
Wang, C. (2019). Invocation of National Security Exceptions under GATT Article XXI:
Jurisdiction to Review and Standard of Review. Chinese Journal of
International Law, 18(3), 695-712.
Yoo, J. Y., & Ahn, D. (2016). Security exceptions in the WTO system: bridge or bottle-
neck for trade and security?. Journal of International Economic Law, 19(2),
417-444.
Zillman, D. N. (1994). Energy trade and the national security exception to the
GATT. Journal of Energy & Natural Resources Law, 12(1), 117-127.