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Vehicles:
Implications for Military
Operations
July 2000
Air University
Maxwell Air Force Base
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UU 38
unclassified unclassified unclassified
by
David Glade, Lt Col, USAF
July 2000
Occasional Paper No. 16
Center for Strategy and Technology
Air War College
Air University
Maxwell Air Force Base, Alabama
Unmanned Aerial Vehicles:
Implications for Military Operations
July 2000
Air University
Maxwell Air Force Base, Alabama 36112
Contents Page
Disclaimer i
Acknowledgments ii
Abstract iii
Author iv
I. Introduction 1
V. Conclusions 21
Notes 25
Disclaimer
The views expressed in this publication are those of the author and
do not reflect the official policy or position of the Department of Defense,
the United States Government, or of the Air War College Center for
Strategy and Technology.
Acknowledgments
I would like to express my appreciation to my Air War College
faculty advisors Dr. William C. Martel and Col (Ret) Theodore C. Hailes
for their invaluable encouragement and editorial assistance. I would also
like to express my thanks to my wife for her constant support and
encouragement.
Abstract
The development of uninhabited aerial vehicles (UAVs) could
potentially revolutionize how military force is used in the future. While
the early operational experiences with UAVs show great promise, their
full range of capabilities is largely unknown. However, it is clear that
these technologies will enable military forces to use aerospace power more
efficiently, which means at lower cost and with less risk to the humans
who pilot aircraft.
The broader question is the wisdom of using unmanned aerial
vehicles for employing lethal force, and in particular which air power
missions are best accomplished by uninhabited, piloted, and autonomous
vehicles. The corollary is to examine the essential roles of human pilots or
operators in aerospace operations in the twenty-first century. Since it is
common to draw distinctions between vehicles with an on-board pilot,
vehicles with off-board operators, and autonomous vehicles, this study
explores the essential role of pilots and contrasts it with the roles of
remotely piloted and autonomous vehicles.
The assumption is that piloted, remotely piloted, and autonomous
vehicles have advantages and disadvantages in military operations, and
that these vary in strategic significance for different levels of conflict.
Since it is essential for the U.S. defense establishment to consider the
strategic and technological implications of these types of aerial vehicles,
this study is devoted to addressing the issues raised by the new generation
of aerial vehicles.
The Author
I. Introduction
As there are several different types of air vehicles, the first step is to
define these terms with precision. According to the U.S. Department of
Defense, an unmanned aerial vehicle is “a powered, aerial vehicle that
does not carry a human operator, uses aerodynamic forces to provide
vehicle lift, can fly autonomously or be piloted remotely, can be
expendable or recoverable, and can carry a lethal or non-lethal payload.”2
This definition also includes aerodynamic drones and remotely piloted
vehicles (RPVs), although RPVs are designed to be recoverable.3
However, this definition excludes ballistic or semi-ballistic vehicles,
artillery, and cruise missiles, the latter of which is viewed as nuclear
delivery systems in accordance with various arms control treaties.
Using these terms, UAVs may be manned or unmanned, remotely
piloted or operate in an autonomous fashion, and in the case when control
is exercised by a remote pilot, control may be continuous or episodic. In
some cases, autonomous vehicles follow preprogrammed courses and lack
the capacity for re-targeting, while in other cases autonomous UAVs will
follow preprogrammed courses and can be rerouted or re-targeted.4 In
military terminology, vehicles are reusable, while weapons are
expendable. In addition, UAVs have shorter life spans than manned
aircraft, and can suffer attrition in military operations,5 which means that
they will survive for a relatively small number of sorties until failures,
accidents, or hostile action destroy them. The loss rate for aircraft and
UAVs is an important concept that influences the cost-effectiveness of
UAVs and manned vehicles.6
The roles of UAVs can vary widely based on the difficulty of the
military operation that is to be conducted. The simplest military operations
involve attacks against fixed ground targets, while the more challenging
operations involve attacks against mobile ground targets and other air
vehicles. As one would expect, an attack against fixed targets is the
simplest because it is relatively easy to find targets whose location does
not vary and which can be assessed with great accuracy. However, an
attack against air targets is more difficult because the target’s mobility
makes it more difficult to find and destroy the target, and further because
the target’s ability to maneuver makes it more difficult to prosecute an
attack. Even when an air target has been located, the simplest form of
attack is the unobserved attack in which the target is not aware that it is
under attack. By contrast, an observed attack against a highly
maneuverable target with an experienced pilot is most difficult. Consider,
for instance, the case of an unobserved attack from behind a large bomber,
6… Unmanned Aerial Vehicles
operator identifies the target and the UAV plans and executes a
coordinated attack. A truly autonomous vehicle would not require any
form of human intervention.
The military value of UAVs will depend on the ability to automate
many of the functions that have historically been performed by humans,
which ranges from guiding a vehicle to delivering ordnance against
military targets.10 The simplest form of automation is the radio-controlled
model airplane, while a more complicated autonomous aerial vehicle is the
World War II V-1 “Buzz Bomb,” which performed tasks in a fixed
sequence—as does a modem cruise missile that is guided by GPS. The
most complex example of automation is a UAV that relies on a rule-based
or expert system to detect, identify, and attack mobile targets.
Fundamentally, the essence of automation is to use rules to guide
decision-making, but this is a highly complex problem in war. This
complexity is illustrated by the air campaign during the Persian Gulf War,
which involved roughly 2,600 allied aircraft of at least 41 different types
and 950 opposing enemy aircraft of 17 types, of which at least 6 types of
aircraft shared common features with allied aircraft. All of these aircraft
could be attacked by various air-to-air weapons, 16,000 surface-to-air
missiles in 10 types, and 7,000 anti-aircraft guns.11 For automation to
succeed in military operations, a computer must be able to sort though
large numbers of choices and make good decisions about the use of lethal
force in a reliable and timely fashion.12 At present, the problem is that
rule-based decision-making has not reached a sufficient level of reliability
to permit autonomous vehicles to make the kinds of decisions in war in
which humans could have high confidence, especially when failure can
result in the deaths of hundreds or thousands of innocent civilians.
8… Unmanned Aerial Vehicles
Unmanned Aerial Vehicles…9
Since RPVs have a remote operator, these vehicles are smaller, have
greater operational endurance, are less expensive than piloted vehicles
with comparable capabilities, and rely on sensors and communication
links to inform the operator of the condition of the vehicle. The current
approach is to use RPVs for intelligence, surveillance, and reconnaissance
missions, and some thought has been given to using RPVs in air combat
missions to protect other fighter aircraft or high-value assets, such as the
Airborne Warning and Control System (AWACS). However, the ability of
RPVs to perform these missions will require these vehicles to have the
autonomous functions that typically increase their development and
acquisition costs.
than its piloted counterpart. RPVs can be smaller, lighter, have greater
endurance than piloted vehicles, and can be stealthy depending on the
design of the aircraft and its communication system. However, while
RPVs enjoy many of the advantages that are associated with human
decision-making, these vehicles are limited by the fact that aircraft must
rely on the sensors and time delays that exist when the aircraft and the
operator are in different locations.
The operational advantage of RPVs is their ability to maneuver more
adeptly than piloted vehicles. In addition, the rule is that RPVs are less
detectable than aircraft because their smaller size makes them less
observable. The roles of the remote operator are similar to the ability of
the pilot, which is to make decisions in the presence of incomplete or
unambiguous information, deal with unexpected circumstances, and take
measures to protect the vehicle. To be successful, however, the operator
must have access to timely information about threats to the vehicle, be
able to identify that an attack is contemplated or in progress, and take
measures to protect the vehicle. The problem is that the current generation
of RPVs, as exemplified by the Predator UAV, does not have the
technological sophistication to perform these measures.
Disadvantages. The principal disadvantage is that the operator is
fundamentally unaware of the tactical situation around the vehicle, which
translates into a greater probability that the mission will fail or the vehicle
will be lost. At present, RPVs are susceptible to the loss of the electronic
link with the human operator, which has catastrophic implications for
failure of the mission or the loss of the vehicle. A general rule is that
military systems that rely on distributed sensors are quite vulnerable to
failures of the communication links. Another important disadvantage with
RPVs, which tends to be ignored or diminished, is that the distance
between the vehicle and the operator causes a time delay, which makes
RPVS less responsive in combat. Finally, the RPV operator often does not
have the same degree of situational awareness as the pilots in manned
vehicles.
Unmanned Aerial Vehicles…15
vehicles can be sufficiently small that they are difficult to observe and
destroy.
V. Conclusions
The U.S. military faces numerous concepts for how UAVs should be
used in military operations, but the fact is that many of these concepts rest
on speculation about how UAV technologies might work. Given the
present state of technology, there are significant problems that limit our
ability to use unmanned vehicles, especially those that rely on automation
to make decisions in combat. By most standards, automation is the critical
technology that will determine whether UAVs will be able to function
effectively in military operations. It is not enough to say that because the
current generation of cruise missiles use inertial navigation systems,
automated terrain-comparison, or Global Positioning System (GPS)
technologies, that the U.S. military has reached the point where UAVs can
assume a dominant role in military operations?31 The reality is that the
development of UAVs has been slowed by the problems associated with
building autonomous machines that can perform human functions, of
which making decisions in combat about the use of lethal force are
probably the most difficult.
There is no doubt that recent technological advances have increased
the military value of UAVs. For example, control systems have been
perfected to the point where the operator needs far less experience with
operating vehicles, and can focus on delivering weapons. Nor is it clear
that UAVs will be less expensive to operate than their manned
counterparts. While one study suggested that the Global Hawk UAV may
be less expensive to operate than the U-2 aircraft, there are considerable
uncertainties about how much it will cost to operate UAVs. For example,
the U.S. Air Force discovered during the 1999 Balkans campaign that it
was more expensive to operate the Predator UAV than it had anticipated.32
Finally, the military must understand that there will always be cases
in which unmanned vehicles cannot fulfill the missions performed by
manned aircraf.33 The fundamental technological problem with UAVs is
their limited ability to deal with ambiguity in military operations. Whether
in major wars or peace enforcement operations, military commanders
routinely make mistakes when identifying friendly and enemy forces as
well as civilians. A notable example was the failure to
22… Unmanned Aerial Vehicles
realize that civilians were crossing a bridge in Kosovo at the same time as
military forces, which were attacked by NATO aircraft.34 The problem is
that command and control bunkers may shelter civilians or surface-to-air
missile systems may be located in urban areas, which if attacked by
mistake will kill innocent civilians. To pass the threshold where UAVs can
be used extensively in military operations, UAVs must demonstrate a level
of automation that can deal with this ambiguity, but this standard still
exceeds our technological capabilities. Until remotely operated UAVs
have the sensors and computers that can resolve the ambiguities that exist
in combat, the U.S. military will not be able to rely on automated systems.
This is not to say that technology will never create automated systems that
can guide UAVs on military missions. But the danger is that as the volume
of information grows which increases the pressure to make decisions more
quickly, human operators may become so overloaded that they willingly
abdicate control to automated systems.
A related question is whether the development of UAVs will lead the
technological obsolescence or extinction of piloted aircraft, and hence of
the U.S. Air Force. The counter argument however, is that if the U.S. Air
Force fails to adapt to rapid technological change, its role will diminish in
any case.35 Nevertheless, it is conceivable that the reliance on machines
could accelerate the demise of an era in which humans play a decisive role
in the use of air power.
These technological developments should not obscure the fact that
piloted, remotely piloted, and autonomous aerospace vehicles can make
significant contributions to military operations, and that military
organizations must consider how these technologies will change the
doctrinal foundations of military power. The U.S. military must adapt to
technological change if it is to preserve its ability to prevail in military
operations. And this, rather than the presence of human operators, is the
ultimate military and technological test of success.
As technological advances increase the lethality of weapons on the
modern battlefield, it is inevitable that UAVs will reduce the risks to
humans in combat. It is illusory, however, to believe that technological
progress will completely erase the need for placing humans in harm’s way.
If there is a fundamental constraint on the development of UAVs, it is that
technology promises to find purely unmanned solutions to combat but
cannot deliver on that promise. Political and military authorities should
Unmanned Aerial Vehicles…23
Notes
25
26… Unmanned Aerial Vehicles
was put into a holding pattern [by the remote operator] at 5,000 ft. until it
was permitted to land. It then conducted an autonomous landing.”
9. Bill Sweetman, “Pilotless Fighters: Has Their Time Come?”
Jane’s International Defense Review, June 1997, pp. 57-61.
10. Stan Gibilisco, ed., The McGraw-Hill Illustrated Encyclopedia of
Robotics & Artificial Intelligence (New York, NY: McGraw-Hill, Inc.,
1994), p. 406. For reference, there are at least eight levels of automation,
ranging from manually operated tools and manipulators, machines that
perform a series of tasks in a fixed sequence, programmable manipulators,
numerically controlled robots, sensate robots or robots that incorporate
any type of sensor, adaptive robots that compensate for changes in their
environment, smart robots with artificial intelligence, and smart
“mechatronic” or mechanical-electronic systems that can control a fleet of
robots or robotic devices.
11. James P. Coyne, Airpower in the Gulf (Arlington, VA: Air Force
Association, 1992), pp. 19-35.
12. Gibilisco, p. 62.
13. Ibid., p.23.
14. See United States Air Force Scientific Advisory Board, Report
on UAV Technologies and Combat Operations (Volume 1: Summary),
SAB-TR-96-01, November 1996, pp. 4-3, which noted that, “Humans can
learn to perform control functions and can thus adapt to unexpected inputs
and demands. Humans can also reason effectively under conditions of
uncertainty and perform higher order integration tasks.” See John R.
Boyd, Patterns of Conflict, December 1986 briefing, who argued that “to
win, we should operate at a faster tempo or rhythm than our adversaries—
or, better yet, get inside adversary’s Observation-Orientation-Decision-
Action time cycle or loop.”
15. Dana Longino, Role of Unmanned Aerial Vehicles in Future
Armed Conflict Scenarios (Maxwell Air Force Base, AL: Air University
Press, 1994), pp. 1-6.
16. Christopher A. Jones, Unmanned Aerial Vehicles (UAVs): An
Assessment of Historical Operations and Future Possibilities,
AU/ACSC/0230D/97-03 (Maxwell AFB, AL: Air Command and Staff
College, March 1997), p. 5.
17. Report on UAV Technologies and Combat Operations, op. cit.,
pp. 4-1, 4-2.
18. Ibid., pp. 2, 3-2 to 3-4.
19. See Kehl and Wilson, pp. 51, 81, 88.
Unmanned Aerial Vehicles…27
27
Center for Strategy and Technology
The Center for Strategy and Technology was established at the Air
War College in 1996. Its purpose is to engage in long-term strategic
thinking about technology and its implications for U.S. national security.
The Center focuses on education, research, and publications that
support the integration of technology into national strategy and policy. Its
charter is to support faculty and student research, publish research through
books, articles, and occasional papers, fund a regular program fo guest
speakers, host conferences and symposia on these issues, and engage in
collaborative research with U.S. and international academic institutions.
As an outside funded activity, the Center enjoys the support of institutions
in the strategic, scientific, and technological worlds.
An essential part of this program is to establish relationships with
organizations in the Air Force as well as other Department of Defense
agencies, and identify potential topics for research projects. Research
conducted under the auspices of the Center is published as Occasional
papers and disseminated to senior military and political officials, think
tanks, educational institutions, and other interested parties. Through these
publications, the Center hopes to promote the integration of technology
and strategy in support of U.S. national security objectives.
For further information on the Center for Strategy and Technology,
please contact:
Email: Grant.Hammond@maxwell.af.mil
Ted.Hailes@maxwell.af.mil
John.Geis@maxwell.af.mil
Titles in the Occasional Papers Series
1
Reachback Operations for Air Campaign Planning and Execution
Scott M. Britten, September 1997
2
Lasers in Space: Technological Options for Enhancing U.S. Military
Capabilities
Mark E. Rogers, November 1997
3
Non-Lethal Technologies: Implications for Military Strategy
Joseph Siniscalchi, March 1998
4
Perils of Reasoning by Historical Analogy: Munich, Vietnam, and the
American Use of Force Since 1945
Jeffrey Record, March 1998
5
Lasers and Missile Defense: New Concepts for Space-Based and Ground-
Based Laser Weapons
William H. Possel, July 1998
6
Weaponization of Space: Understanding Strategic and Technological
Inevitables
Thomas D. Bell, January 1999
7
Legal Constraints or Information Warfare
Mark Russell Shulmann, March 1999
8
Serbia and Vietnam: A Preliminary Comparison of U.S. Decisions to Use
Force
Jeffrey Record, May 1999
9
Airborne and Space-Based Lasers: An Analysis of Technological and
Operational Compatibility
Kenneth W. Barker, June 1999
10
Directed Energy and Fleet Defense: Implications for Naval Warfare
William J. McCarthy, February 2000
11
High Power Microwaves: Strategic and Operational Implications for
Warfare
Eileen M. Walling, March 2000
12
Reusable Launch Vehicles and Space Operations
John E. Ward, Jr., March 2000
13
Cruise Missiles and Modern War: Strategic and Technological
Implications
David J. Nicholls, March 2000
14
Deeply Buried Facilities: Implications for Military Operations
Eric M. Sepp, March 2000
15
Technology and Command: Implications for Military Operations in the
Twenty-First Century
William B. McClure, July 2000