You are on page 1of 100

CITY-WIDE PUBLIC SPACE STRATEGIES

A GUIDEBOOK FOR CITY LEADERS


ADVANCE REVIEW COPY
2
CITY-WIDE PUBLIC SPACE STRATEGIES
A GUIDEBOOK FOR CITY LEADERS
ADVANCE REVIEW COPY

3
City-Wide Public Space Strategies: a Guidebook for City Leaders

January 2020

All rights reserved © 2020


United Nations Human Settlements Programme (UN-Habitat)
PO Box 20020, Nairobi 00100
+254 20 762 3120

www.unhabitat.org

Printer: UNON Publishing Services Section, Nairobi

DISCLAIMER

The designations employed and the presentation of the material in this report do not imply the expression of
any opinion whatsoever on the part of the Secretariat of the United Nations concerning the legal status of any
country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries,
or regarding its economic system or degree of development. The analysis, conclusions and recommendations of
this publication do not necessarily reflect the views of the United Nations Human Settlements Programme or the
Habitat Assembly.

Reference in this publication of any specific commercial products, brand names, processes, or services, or the use
of any trade, firm, or corporation name does not constitute endorsement, recommendation, or favouring by UN-
Habitat or its officers, nor does such reference constitute an endorsement of UN-Habitat.

ACKNOWLEDGEMENTS

Project Supervisors: Laura Petrella and Cecilia Andersson

Principal Author: Andrew Rudd

Contributors: Yunjing Li, Gizem Karagoz, Setha Low, Joy Mutai, Klas Groth, Remus
Macovei, Yuhan Zhang and Jose Chong

Additional Contributors: Laura Petrella, Michael Mehaffy, Ayanda Roji, Puvendra Akkiah, Peter
Nijkamp, Shaqhrony Bin Md Yusoff, Bukelwa Njingolo, Morgane Schwab,
Kyle Farrell, Setha Low, Maria Luisa Agado, Tigran Haas, Kristie Daniel,
Anna-Paula Jonsson, Karima Kourtit, José Armenio, Kristina Ullmannová,
Peter Elmlund, Cecilia Andersson, Luisa Bravo, Yi Zhou and Tong Zhang

Editor: Laurence De Wolf

Reviewers: Setha Low, Michael Mehaffy and Milena Ivkovic

4
FOREWORD
Executive Director of UN-Habitat

In our rapidly urbanizing world, the In 2012 UN-Habitat launched the


need for inclusive, safe and accessible Global Programme on Public Space
public space becomes ever more and in 2015 the Toolkit on Public
critical. A healthy city is one that Space was published, with experts
provides physical opportunities for and partners, offering steps to
free social engagement, has plenty improve the availability, quality
of green space and fosters co- and distribution of good public
existence, promoting democratic spaces. In this context UN-Habitat
participation, as well as good public has partnered with the Centre for
health and well-being. the Future of Places leading to
this guidebook and its associated
City leaders must pay careful compendium.
attention to the development and
maintenance of public space as a For city residents to really feel the
multi-functional and connected full benefits of streets, parks and
urban system, otherwise the public facilities these should be
increasing privatization of city coordinated, connected and well-
centres could see public spaces and managed. This requires forethought,
parks simply disappear. diagnostics and leadership and the
engagement of local communities
UN-Habitat is increasingly focused to develop relevant strategies. Both
on the advancement of the the Guidebook for City Leaders and
public space agenda, including Compendium of Inspiring Practices
consolidating local and international aim to empower city leaders to
approaches and enhancing the produce city-wide public space
knowledge and capacity of partners strategies that are inclusive and
and local authorities to deliver implementable.
inclusive and sustainable public
spaces. Promoting the vital role Maimunah Mohd Sharif
of public space was mandated by Under-Secretary-General and
Member States and UN-Habitat’s Executive Director of UN-Habitat
Governing Council in 2011 through
Resolution 23/4 and we have
worked to strengthen the discussion
surrounding public space and to
provide actionable policy guidance
supporting cities to drive change.

5
6
TABLE OF CONTENTS
0. INTRODUCTION
0.1 Why Public Space? 10
0.2 Why City-wide? 11
0.3 Why Strategies? 12
0.4 Why Government? 13
0.5 Which Guidance Already Exists? 14
0.6 Why This Guidebook? 15

1. STEPS—A PROCESS-BASED GUIDE


1.1 Establish a Working Group 18
1.2 Generate Political Support 20
1.3 Build Partnerships 22
1.4 Initiate the Formulation Process 24
1.5 Undertake Baseline Research 26
1.6 Engage Stakeholders Broadly 30
1.7 Draft the Strategy 32
1.8 Prepare an Action or Implementation Plan 36
1.9 Secure Approval and Formal Endorsement 38
1.10 Communicate the Strategy 40
1.11 Implement the Strategy 42
1.12 Monitor and Evaluate 44

2. INGREDIENTS—AN OUTPUT-BASED GUIDE


2.1 Baseline Study and Inventory 48
2.2 Clear Goals 50
2.3 Spatial scope 52
2.4 Targeted Users 54
2.5 Formalized Political Commitment 56
2.6 Governance Sub-strategy 58
2.7 Complimentary Policy and Programme 60
2.8 Clear Timeframe 62
2.9 Action or Implementation Plan 64
2.10 Funding and Budget Plan 66
2.11 Rules for Use 68
2.12 Conflict Resolution Mechanism 70
2.13 Measurable Indicators 72

3. NORMS—AN OUTCOME-BASED GUIDE


3.1 Quantity 76
3.2 Distribution 78
3.3 Connectivity 80
3.4 DIversity 82
3.5 Accessibility 84
3.6 Quality 86

ANNEXES 88

BIBLIOGRAPHY 98

7
0.1 Why Public Space?
0.2 Why City-wide?
0.3 Why Strategies?
0.4 Why Government?
0.5 Which Guidance Already Exists?
0.6 Why This Guidebook?

8
0
INTRODUCTION

9
0.1 Why Public Space?

That public space has experienced for public and non-motorized Streets are the fundamental public
a resurgence in both the realms transport, public space can lower per spaces in every city; the lifeblood of
of urban policy makers and capita greenhouse gas emissions, social and economic exchange. They
practitioners may be less surprising and by protecting large green include sidewalks, avenues and
than the fact that it ever lost patches it can host biodiversity boulevards, pavements, passages
importance in the first place. Indeed and counteract the urban heat and galleries and bicycle paths. To
the 20th century has seen the erosion island effect. Public space can also be considered public streets should
of much of the spatial, social, and drive economic development by be publicly owned and maintained,
political aspects of the public realm stimulating investment, increasing accessible without charge and at
that have historically been taken property values and generating all hours. Streets are also extremely
for granted. Early on the Charter municipal revenue through taxes versatile as they can host open-air
of Athens promoted planning that and permits. Providing space for markets, performances, events,
separated functions and dispersed informal business is a particularly political rallies, demonstrations
settlements. Later the spread of critical socio-economic role in fast- and informal sector activities, as
the automobile disincentivized growing cities in the developing well as essential urban functions
public transit and walkability. Most world. Finally, public space can such as mobility. However, they are
recently, neoliberalism has urged improve public health by providing the most vulnerable to single-use
the privatization of public goods in opportunities for enhanced physical domination such as motor vehicles
general. activity, psychological relaxation prevailing over pedestrians.
and stress reduction. The improved
However, a growing body of mental health that results from Open spaces generally serve the
research reminds us of the critical access to green space also reduce function of recreation (e.g. gardens
importance of reclaiming and the incidence of violence. and parks, community gardens,
investing in public space. ‘Public corridor links, amenity spaces,
space plays an important role This Guidebook adopts the community use facilities, civic
in sustaining the public realm… definition of public space as ‘all commons or squares, which are
[it] is required for the social and places publicly owned or of public for playing, socializing, exercising
psychological health of modern use, accessible and enjoyable by or celebrating) or sport (e.g. public
communities’ (Mehta 2014). ‘They all for free and without a profit playgrounds, which are for formal
are sites of social interaction and motive.’ They are generally divided structured sporting activities such
active citizenship, in which personal into three types: streets, public as team competitions, physical
identities are constructed through open spaces and public facilities. skill development and training and
unmediated human contact, players and spectators.
educating the city-dweller about
the ‘other’ and teaching true Public facilities include public
urbanity’ (Németh 2008). And libraries, civic/community centers,
there are other more prosaic—but municipal markets and public sports
no less essential—functions such facilities. In many cases, these
as the rights-of-way for circulation facilities are only accessible during
and utility provision that many daylight hours or operating hours.
contemporary unplanned urban
settlements sorely lack.

In fact, the benefits extend to all


dimensions of development. Public
space is critical for environmental
sustainability, including mitigating
and adapting to the effects of
climate change. By hosting routes

10
0.2 Why City-wide?

Some public space benefits are Local or pocket parks service the Few cities will have all categories of
unachievable through a site- recreation needs of the immediate public space distributed in sufficient
based approach to public space residential population, are usually size across all neighbourhoods of
or individual spaces and places, 0.03-0.04 ha in size and should be the city. However, transformative
however successful they may be located no more than 400m (or a change can take place across a
on their own terms. Amenity, five-minute walk) from the average public space system. Most often
cleanliness, safety and vitality can resident. cities require a consistent legal
be scaled up to many sites across framework to accomplish this.
a city but cannot generally provide Neighbourhood open spaces This is particularly so if they wish
distribution, connectivity, locational serve as the recreational and social to address challenges related
accessibility or programmatic focus of a community through their to unplanned development and
diversity. These require a city-wide variety of facilities and opportunities mediate access and enjoyment
system of public spaces, which, to socialize; they are usually 0.04- between potentially competing
when well-coordinated, portends 0.4ha and also ideally located 400m groups. After all, public space
benefits totalling more than the from the average resident. forms the setting for a panoply
sum of its parts. The connective of activities—trade, commutes,
matrix of streets and open spaces District or city open spaces ceremonial festivities, community
forms the skeleton to which the serve multiple neighbourhoods life and even livelihoods (e.g. for
rest of the city attaches. Beyond with players and visitors travelling street vendors and waste pickers).
parks, playgrounds and markets from surrounding districts, provide Where public space is inadequate—
this may also include the edge for organized formal sport and because of insufficient space, poor
spaces (frontages and or alleyways) and some natural habitat and are design, irregular or nonexistent
betweens buildings and roadsides generally 0.4-10ha in size; ideally maintenance or restrictive
or simply roadside verges, spaces they will be located on district privatization—it leads, however
that are rarely thought of as such distributor roads, be serviced by subtly or incrementally, to the
on their own. Many of these spaces public transport and nonmotorized segregation of a city because
have been reappropriated for use transit networks and accommodate different groups meet and get to
by the urban poor. a variety of concurrent uses (i.e. know one another less and less
both passive and active) for multiple (UN-Habitat 2015). Only a city-wide
At a city-wide scale, public spaces user groups, as well as constitute approach can help correct such an
are often categorized based on a combination of programmed imbalance.
their catchment area, i.e. into local spaces and natural habitat. Larger
or pocket parks, neighbourhood city parks of 10-50ha may do even
spaces, district or city spaces and more to protect biodiversity and
national or regional spaces. environmental values through the
retention of bushland, wetlands
and other natural habitat.

National or metropolitan open


spaces are usually determined
by resource availability 50ha and
200ha, should also be well serviced
by distributor roads, public transport
and nonmotorized transit networks
and accommodate a variety of
concurrent uses and users, as well
as programmed spaces and natural
habitat.

11
0.3 Why Strategies?

A few cities have adopted and are just the content itself. This long- A city-wide public space strategy
implementing city-wide public space term approach to city-wide public provides an action-oriented
strategies (see City-wide Public space allows governments to plan approach to acquiring, setting
Space Strategies: a Compendium of their resources efficiently, increasing up, planning, implementing and
Inspiring Practices, the companion the chance of successfully achieving maintaining a network of high-
publication to this Guidebook). But the outcomes of a good plan. quality public spaces in a city or
haven’t don’t more done so? There town for future sustainability. It
are many obstacles: lack of human The purpose and importance of a confronts the present actual state
resources and administrative city-wide public space strategy is of the public spaces in the city,
fragmentation in local governments, primarily to: identifies needs and demands and
rampant privatization of public crystallizes a collective vision and
space and insufficient political Set a clear vision, mission and goals through better management
counterweight, entrenched site- objectives for the provision and and development of public
based programmatic approaches management of public spaces in spaces. It is often translated into
in professional disciplines, lack cities; recurring annual public space
of interest and/or conflicting action plans, which provides more
demands from communities Establish a set of standards for the detailed information on proposed
and other difficult temporal quality, quality and accessibility of programs and projects by year of
tradeoffs. But the benefits are public spaces that provides greatest implementation. It provides the
many: responsiveness to residents’ benefit and best use of available best possible changes of sustained
demands, increased sociospatial resources; provision, quality and accessibility
justice, improved ecological over time. Despite being
interface and enforcement of Set out principles and guidelines comprehensive, some city-wide
private compliance, in addition for the design and management of public space strategies may benefit
to the improved distribution, public spaces; (or even exist in the first place)
connectivity, accessibility and because of a particular motivation
diversity mentioned above. Bring forward a detailed action or end to which public space is
plan of measures set in the context being put. Step 1.4 in Section 1 of
It is well-established that the of competing priorities that the city this Guidebook discussed possible
provision of sufficient, well- would wish to achieve through a entry points for the initiation of a
distributed public space of good range of partnerships; city-wide strategy.
quality requires planning, but a
wider strategy is fundamental Engage local communities with
for cities to achieve a meaningful their immediate environments and
and inclusive plan, as well as to enable and empower them with
ensure there is capacity to deliver management-related skills;
it. A strategy extends further than
solely addressing spatial scope, it Identify partnerships that will
encompasses the establishment realize a wide range of public space
of clear goals, targeted users and benefits;
complimentary policy and it details
governance arrangements, clear Allow city leaders to identify areas
timeframes, funding plans, rules of where facilities may be lacking-
use, conflict resolution mechanisms -whether due to poor provision,
and plans for implementation. location or quality--and where there
A strategy requires governments are opportunities for improvement.
to place focus on the processes
involved in developing and
implementing a plan, rather than

12
0.4 Why Government?

City-wide public space strategies remains in public ownership its from the public consumer. Any
provide connections and relations operation and maintenance can activity or person that has the
that facilitate balanced urbanization be privatized, which almost always potential to disrupt—skateboarders,
and ensure that individual sites leads to exclusion. Moreover, as buskers, the homeless—can be
produce a measurable ‘public distance from the city increases refused access. Pseudo-public
space dividend’. To promote and the quantity and quality of public spaces tend to have stronger forms
increase this share, governments spaces generally decreases, and of surveillance, and public access
have historically played the role space-limited cities may not be able remains at the discretion of the
of facilitators, regulators, and to resist the annexure of public landowner.
implementers of public space. space.
However, the provision and To successfully address these trends,
management of public space has The increasing reliance on private the public sector has to be more
undergone a structural change. investment has led to the creation efficient and effective in enforcing
Local governments, straining under of pseudo-public spaces: large a development vision of its own
austerity measures and vulnerable open spaces and thoroughfares and ensuring that public space is
to the growing influence of that appear to be public, but are integrated into a master plan. This
neoliberalism, have been subject actually owned and controlled will also require the establishment
to reforms that all but necessitate by private entities. These spaces of legal and policy frameworks
the outsourcing of the task of are often exempt from local laws at various administrative levels.
public space creation, management governing public space. Rather Ultimately, a three-pronged
and ownership to private actors. they are administered by security approach of legislation-design-
This sometimes occurs through standards and use regulations that finance needs to operate across
arrangements such as public-private are influenced by the interests of the four scales of government—
partnerships. Swathes of publicly private landowners; rules that are global, national, municipal and
owned spaces in cities around also often unstated unless they are neighbourhood. A national urban
the world are being acquired by breached. ‘When proposed and policy gives strategic direction,
private corporations, in a process developed, these sites are seen promotes coordination and enables
that is often engineered to appear as enabling, and cost-saving for the efficient use of resources as
necessary and benign. public authorities; many promises local authorities formulate city wide
are made regarding access, but are public space strategies. National
There has been a substantial often legally weak or malleable’ leadership can also empower city
disinvestment of government (Pratt, 2017). level authorities to translate and
funding in public space since apply national regulations while
the 1960s and 1970s. This shift If the responsibilities of providing clear conditions on the
towards private development government to are not balanced expected outcomes. At the city
has in part been caused by the with increasing reliance on level, municipal governments can
growing belief that market forces market mechanisms there are reinforce public space networks
are the most effective driver of consequences. The delegation of within appropriate regulatory
urban regeneration (Leclerq, public space development causes frameworks. Local development
2018). In the continual pursuit of ‘an erosion of its public character, plans provide a platform for
global competitiveness and image and consequently a reduction of incorporating public space
enhancement, many cities have physical dimension of the public strategies into their programmes
given private actors a greater role in sphere’ (De Magalhaes, 2017). and sharing financial support.
the development and management Privatization is fundamentally
of everything (including space) driven by profit, creating the type
that has traditionally been public. of sanitized, highly commercialized
This has largely been detrimental public space that aims to attract
to the democratic rights of urban businesses and investors, and that
communities. Even when space exists to extract maximum profit

13
0.5 Which Guidance Already Exists?

Sustainable Development Goals The New Urban Agenda Global Public Space Toolkit

The Sustainable Development In complement to the SDGs, the UN-Habitat’s Global Public Space
Goals (SDGs), are a universal call New Urban Agenda (NUA) is an Toolkit reviews a number of
to action to end poverty, protect action-oriented document that principles and policies and
the planet and ensure that all peo- effectively provides guidance for highlights examples of these being
ple enjoy peace and prosperity achieving the urban dimensions of transformed into action, followed by
(United Nations 2018). All Member the SDGs. It outlines the three fun- 10 policies: (1) knowing where we
States of the UN have adopted and damental shifts and accompany- are and where to go, (2) measuring
agreed to collaborate to achieve its ing concrete mechanisms that will the quality of public space, (3)
17 goals and 169 targets. Targets be required to develop cities more securing political commitment,
and their associated indicators can sustainably and equitably through (4) legislation and public space,
be adapted in accordance with a 2036 (Habitat III & UNCHSUD, (5) anchoring public space in
country’s (or city’s) own priorities 2017). It also urges national govern- national urban policies and seeking
and challenges. SDG 11 is dedi- ments and local authorities to work synergies within governments,
cated to inclusive, safe, resilient and with the international development (6) street-led approach to city-
sustainable cities and human set- community to promote, provide and wide sum upgrading, (7) planning
tlements, and one of its targets is protect safe, accessible and green public space as a system, (8) using
dedicated to public space. It states public spaces. In so doing, it calls public space to lead development
that ‘by 2030, cities should provide specifically for an increase in pub- strategies, (9) participation as if
universal access to safe, inclusive lic spaces such as sidewalks, cycling it were a public space and (10)
and accessible green and public lanes, gardens, squares and parks levering public spaces as resource
spaces particularly for women and as well as better and greener public multipliers. The Global Toolkit also
children, older persons and persons transport. It champions the role of avails the general background,
with disabilities’ and it is measured sustainable urban design in ensur- descriptions and definitions of
by the percentage of the city’s land ing the liveability and prosperity of various typologies of public spaces.
area that is in public ownership a city. And it promotes the role of
and use. Other targets under other governments at all levels in leading
goals highlight the universal aims urban rules and regulations, urban
that are part and parcel of a city planning and design and municipal
-wide public space network, e.g. finance.
the promotion of mental health
and well-being, reduction of deaths
from road traffic collisions, reduc-
tion of illnesses from air and water
pollution, elimination of violence
against women, provision of safe
and secure working environments
for those in precarious employment
and strengthening of resilience to
climate-related hazards.

14
0.6 Why This Guidebook?

One of the key challenges for cities With the above, UN-Habitat’s Second, the Programme scanned a
and towns is to identify relevant, Global Public Space Programme body of policy guidance covering
locally-appropriate approaches for has endeavoured to provide what it all stages of city-wide spatial
preparing and implementing public considers a list of ‘optimally essential’ development. The ingredients in
space interventions at different elements, which it hopes will suit the Section 2 incorporate elements of
scales. City-Wide Public Space cities that use it—more or less. Reality five of them:
Strategies: a Guide for City Leaders is always more complicated, so many
(hereafter ‘guidebook’) offers clear, cities will find additional elements to Gehl Institute (2019) Inclusive,
practical guidance to city leaders be necessary; for them the elements Healthy Places
and other municipal policy and of this guidebook may constitute a
decision makers on how to prepare minimum. At the same time capacity Prince’s Foundation (2019) Planning
a city-wide public space strategy and is often less than optimal, particularly for Rapid Urbanisation: a Toolkit for
how to deliver, monitor and review in fast-growing cities; for them a Mayors and Urban Practioners
existing strategies. first strategy may have choose
a smaller number of priorities UN-Habitat (2016) Global Public
It attempts to demystify the process by paring down what essentially Space Toolkit
of creating a city-wide public space constitutes a maximum. A future
strategy, suggests the essential edition of this guidebook the Global UN-Habitat (in press) Urban Plan
ingredients of such a strategy and Public Space Programme will distill Benchmarking Tool
outlines the five minimum norms that the lessons from its test-bedding and
such a strategy should aim for as a identify a reduced list of ‘minimum World Bank (2020) The Hidden
wider outcome of its implementation. priority’ elements with which Wealth of Cities: Creating, Financing,
In that sense it also constitutes three- capacity-strained cities undertaking and Managing Public Spaces
guides-in-one as it provides three their first strategies might begin.
distinct but complimentary sets of Third, the Programme reviewed the
guidance. Section 1 outlines steps, This guidebook aims to achieve a academic literature for evidence
or the process that a city might holistic approach to the process of of the utility of adopting certain
follow in developing such a strategy. creating a city-wide public space public space norms. that address
Section 2 outlines ingredients, or the strategy, consolidating and building and analyze aspects of the quality,
outputs of such a process that might on existing knowledge to provide diversity, accessibility, maintenance
constitute the core elements of such a strong foundation for local and life of public spaces. The norms
a strategy. Section 3 outlines norms, governments to successfully achieve in Section 3 adapt much of the
or the wider outcomes that a strategy public space goals. To produce it, substance contained in three of them:
should seek to achieve. None of these UN-Habitat’s Global Public Space
is mutually exclusive and there is Programme (‘the Programme’) Mehta V (2014) Evaluating Public Space
considerable overlap between them. undertook four activities.
Certainly in any real-life scenario Németh J (2008) Defining a Public:
these universal basics will have to First, the Programme compiled and the management of privately owned
be elaborated appropriately, which analyzed 26 city-wide public public space
in most cases will require adaption space strategies from around
to local conditions, demands and the world. These are published in Varna G and Tiesdell S (2010) Assess-
opportunities. Our hope is that the the companion to this guidebook, ing the Publicness of Public Space
resulting strategy—in the spirit of the City-Wide Public Space Strategies: a
Guidebook as a whole—will remain Compendium of Inspiring Practices. Fourth, the Programme distilled
a flexible instrument, allowing for The evaluation checklist with which the lessons it has learned from its
variations and changes over time the compendium concludes informs own experiences assessing city-wide
as long as the overall objectives and some of the steps in Section 1 and public space systems and helping
values are met. many of the ingredients in Section 2 cities design strategies for the same.
of this guidebook. These inform the steps in Section 1.

15
1.1 Establish a Working Group
1.2 Generate Political Support
1.3 Build Partnerships
1.4 Initiate the Formulation Process
1.5 Undertake Baseline Research
1.6 Engage Stakeholders Broadly
1.7 Draft the Strategy
1.8 Prepare an Action Plan
1.9 Secure Formal Endorsement
1.10 Communicate the Strategy
1.11 Implement the Strategy
1.12 Monitor and Evaluate

16
1
STEPS
A PROCESS-BASED GUIDE TO
CITY-WIDE PUBLIC SPACE STRATEGIES
Preparing a city-wide public space The process a city follows in While the 12 steps recommended
strategy is not an easy task and not developing a strategy is often not in this section need not necessarily
only takes considerable time but documented so the published be followed in the order in which
also substantial investment. The record is slim. However, UN-Habitat’s they are listed, they do constitute
process will inevitably comprise experience working with cities has the most universally-applicable
many steps with many different shown clearly that development steps that UN-Habitat’s Global Public
stakeholders. Cities are unique— processes must balance top-down Space Programme has derived from
each has different spatial conditions, and bottom-up approaches. Purely the lessons of its own experience
challenges, opportunities and bottom-up exercises run the risk of assessing and formulating city-wide
requirements. Each city will never getting off the ground; purely public space strategies. Furthermore,
articulate its own method; the top-down ones that of not surviving in the steps have also been reinforced
composition of its working group the real world over the long haul. For by an analysis of 26 city-wide public
will invariably differ from that of that reason this process-based guide space strategies from around the
other cities as will the format of the is deliberately iterative. It alternates world (published separately as City-
strategy itself. In some cases not steps of decision making and Wide Public Space Strategies: a
all steps detailed here may even be consultation; closure and openness; Compendium of Inspiring Practices).
entirely applicable—the resources research and advocacy. To reference
to hand will invariably affect the a common sociological paradigm,
way a city designs its own strategy. it is not a question of structure or
Nevertheless, all public space agency, or of chicken or egg. Both are
strategies should be developed required in iterative succession. There
based on a common vision and a are two rounds of political buy-in;
set of principles. Adhering to a basic first just after the working group has
set of steps will be very useful in constituted itself and again at the end
developing a city-wide public space to endorse the strategy. Participatory
strategy that is ultimately effective, consultation also appears twice: after
usable and implementable. a political champion has been secured
and again between fact finding and
strategy formulation.

17
Step

A working group is essential


for making clear choices.

18
1.1 Establish a Working Group

To begin a city-wide public space In any case, the core responsibilities Third is to define the roles and
strategy UN-Habitat’s Global of the working group are fivefold: responsibilities of the various
Public Space Programme advises to identify stakeholders, propose a stakeholders involved in producing
the set-up of an ad hoc working common vision, formalize a work the city-wide public space strategy.
group. This working group will plan, build capacity and undertake Whether the strategy encompasses
ideally initiate the strategy and baseline research. the entire metropolitan area, the
retain primary responsibility for jurisdictional area of the city proper
its preparation. As preparation First is to identify different or just one neighbourhood, it is
is not the function of any single stakeholders and donors who important to conduct a mapping of
municipal department the working might (or should) be involved in the key stakeholders and identify
group should be composed across the preparation of the strategy. their roles and responsibilities so
disciplines and divisions. However Different stakeholders will have they can champion the formulation
it may be constituted, the working different knowledge, goals and of the public space strategy. Each
group should have support and visions for public space, so they of these is critical as the working
legitimacy from the local authority. should be represented on the group will also likely be responsible
Its members may encounter working group. It is important that for initiating resource mobilization
resistance from local planners members of the working group and detailing the planning process.
and other stakeholders, so it is come from municipal agencies,
crucial for that their commitment the private sector, NGOs, and Fourth, if necessary, the members
is strong, resources adequate and community groups. The earlier of the working group should
responsibilities clear. They must they are involved, the quicker the undergo some type of training
also be both substantively and synergy and their ownership in the to build their capacity to deal
organizationally adept. The working process can be created. If many with public space issues. Amongst
group does not have to be formed stakeholders are involved directly, other issues this may include the
as a permanent institution that a steering committee may be ability to assess the condition of the
will take over roles of the existing considered for internal coordination public space, to use the results of
government agency currently and strengthened accountability. such an assessment in formulating
involved in public space. Certainly a strategy, and—based on a
its presence should support the Next, the working group familiarity with the city’s planning
coordination function of the local should debate and settle on a processes—to incorporate the
planning agency. In certain cases common vision that is as widely eventual strategy into the city’s
where an agency responsible for representative as possible. This planning and budgetary cycle.
public space planning does not can be done through a multi-
exist, the working group might stakeholder workshop over several Last, the working group should
eventually constitute a specific iterations until consensus is reached. lead baseline research and/or an
agency within the governmental inventory of public spaces in the
department ultimately responsible city, which is covered under Step
for public space. 1.5 later in this Section.

19
Step

Without political support


public space strategies cannot
get off the ground.

20
1.2 Generate Political Support

This step, in conjunction with the


later step of securing approval and
formal endorsement (Step 1.10 in
this Section) strengthens a strategy
and allows it to include a formalized
political commitment (Ingredient
2.5 in Section 2 of this Guidebook).

The starting point in framing


any strategy in a city is to secure
political will and support. A political
champion is crucial to ensuring that
public space strategies are given
the necessary priority and urgency.
Profiling, documentation and and
consultation with key stakeholders
should happen at this stage. A city-
wide public space strategy will need
vigorous leadership to succeed.
Political leadership will inevitably
play a role in garnering support for
and prioritizing its development. In
some cities a strong endorsement
from the mayor will be essential
to catalyzing action. However,
city leadership may not be the
only or even the most galvanizing
champion. Such a champion may
emerge from the community,
whether nongovernmental or
private sector in nature. In any case,
civil society organizations and the
private sector will virtually always
be instrumental in lobbying for
more widespread support.

21
Step

Building partnerships ensures that


the scope of a strategy is realistic.

22
1.3 Build Partnerships

Building partnerships is fundamental departments or agencies when metropolitan, jurisidictionally-aligned


for accommodating the various formulating comprehensive city- or neighbourhood in its scope. The
viewpoints that will invariably wide public space strategies or working group define the range /
conceptualizing public space from consider a separate entity dedicated diversity of public space types to
various viewpoints. The working specifically to public spaces within the be covered. Geographical scoping
group will need to consider the wide department. The role of partnerships provides an insight to the situation
variety of stakeholders who will be is important during the process of public spaces on the ground.
affected by implementation of the of formulating a city-wide public With geographical scoping, one
eventual strategy and conflicts and space strategy but the public space understands what other features
tradeoffs that their respective needs planning department within a local neighbour the public spaces and
might constitute. For example, a authority should take a leading role. their effect on the public spaces. The
city-wide public space strategy must A surprising number of public space geographic scope helps to create
consider—and address potential strategies have been formulated by strategies for public spaces that
tradeoffs between—quality and external private consultancy and improve the overall urban quality by
quantity, economic significance architectural practices who take a including functional, social, ecological,
and cultural heritage, economic leading role and poses the question traffic and architectural concerns.
productivity and environmental of accountability and responsibility Different cities will have different
sustainability, wealth creation and for implementation. Involving parties strategies for the development of
city imaging, public health and city at all levels of planning will help public spaces depending on the scale
connectivity, to name a few. ensure that the strategy ultimately of planning and the typology of the
secures political and community public spaces.
The preparation of a city-wide support, which is important for the
public space strategy will very rarely ownership and sustainability of its A metropolitan-scale public space
belong to a single department spaces. Formalizing partnerships strategy may cover not only the
and therefore requires a joint at each of these levels can ensure core city but the contiguous built-
approach between all relevant future funding and maintenance. up or functional area extending
stakeholders. These are primarily from it, including possibly multiple
the environment/parks, planning, As public spaces are multi-functional jurisdictions (e.g. satellite cities, small
roads, forest and regeneration a strategy should reflect the common towns and intervening rural areas).
departments. The group should also vision of the community and other
include representatives from other stakeholders, not just the local A city-scale public space strategy
departments such as economic authority. It is important to agree considers all the land within the
development, housing, education, on the scope from the outset. administrative area of the municipal
health and culture, as well as NGOs This will naturally help determine government of the the core city
and representatives from other the appropriate management
municipalities. structures and resources when A neighbourhood-scale public
the time comes. But first it is space strategy covers a special area
Cities need to facilitate cooperation critical to set the geographical or neighbourhoods within the city
between different municipal extent of the strategy, whether it (e.g. historical or special use district).

23
Step

Entry points such as economic


development, heritage preservation
and environmental conservation
may help initiate formulation.

24
1.4 Initiate the Formulation Process

It is important to engage the city’s constraints and realpolitik may make public acquisition and/or regreening.
stakeholders in the identification ‘public space’ as a theme or term Cities with inefficiently-planned
of the needs, challenges and difficult to justify or sell as an end in urban fabric (e.g. low-density, use-
opportunities that the strategy itself. Other issues may resonate as segregated areas) might employ
should address. In this step the higher priorities and thus constitute infill and densification in tandem
working group establishes a more expedient—if oblique—entry with a city-wide policy of acquiring
formal working relationship with points to a city-wide public space and protecting new and existing
stakeholders and develops an strategy. They may also be either public spaces facing the threat
organizational framework for the more context-specific or sector of rising land values. Cities with
entire strategy formulation process. specific in nature. unplanned built fabric (e.g. slums
In so doing it should target climate and other informal settlements) can
change experts, gender consultants, Context-specific entry points lever process of slum upgrading
youth and human rights council, might focus on the stage of and its imperative to insert/extend
and people living with disabilities development of a place over the infrastructure to acquire public
council for their initial inputs into the longer term. Cities with large areas of space and rights-of-way for new
framing of the strategy development. unbuilt land (see Section 2, Cluster 1 streets and parks where previously
Generally, this involves meeting with in City-wide Public Space Strategies: none existed.
them in workshops and seminars A Compendium of Inspiring Practices,
co-defining their priorities. Specific the companion to this Guidebook, Sector-specific entry points might
activities may include stakeholder which discussed the relative potential focus on programmatic and budgetary
analysis and power relationships impact of strategies containing priorities over the shorter term, e.g.:
mapping, creation of a transparent various proportions of undeveloped
planning organization (e.g. steering land) have the advantage of Promoting economic development;
committee, reference group, task implementing strategies in advance
team), establishment of information of occupation, rising land values Growing the tourism industry;
dissemination and feedback systems and expensive retrofits. However,
and discussion, modification and promising options remain even Improving safety;
approval of proposed approaches. to those with a significant degree
of development, the three most Providing children with recreation;
The working group leads in common patterns of which are listed
framing and organizing the needs here: Protecting biodiversity;
of the stakeholders and provides
technical support and leadership Cities with obsolete built fabric Improving access to the countryside ;
in an inclusive, collaborative and (e.g. post-industrial areas) might
transparent manner. Any number of employ brownfield development Accommodating cyclists/pedestrians ;
needs, challenges and opportunities as an entry point to city-wide
may emerge, and ‘public space’ public space upgrading by taking Increasing advertising revenue;
per se may not be one of them. advantage of multiple abandoned
Contextual particularities, capacity and/or undervalued open spaces for Preserving culture and heritage.

25
Step

Without baseline research it will


be impossible for a city to define
how change will look.

26
1.5 Undertake Baseline Research

This step generally yields a baseline document/plan. Moreover, such a and which areas are particularly
study and/or inventory (Ingredient study may constitute the first real deficient. There are different tools
2.1 in Section 2 of the Guidebook). opportunity for the working group available for city-wide public space
to collaborate as its members assessment such as the UN-Habitat
The working group needs to begin to understand each other’s matrix for city-wide assessment and
understand the relevant policies, knowledge bases and work habits. analysis of public spaces using Kobo
plans and regulations that will Collect. These also provide spatial
both affect and be affected by the The task of the working group in this analysis of the open public spaces
eventual city-wide public space step is to co-lead data collection, and public facilities in the city as
strategy. Baseline studies can thus mapping and analysis. First the well as a detail site specific quality
help align a strategy to ongoing working group should agree on assessment. If the city already has
processes as well as determine what type of information should a strategic plan (whether related to
priorities. After all, a city-wide be gathered, as well as its coverage space or development in general)
public strategy should be prepared and sources. Ideally this will include its key issues should be mapped
based on the actual state of the both secondary and primary data and ideally illustrated in a GIS-type
city, including problems and (see below) at multiple scales (see environment. The working group
probable causes. Without setting also below). Relevant scales may should then analyze the data to
a baseline the scope of public depend on the definition of ‘city- determine needs, opportunities and
space intervention remains too wide’ (see Compendium section recommended interventions and
fluid throughout the formulation on typologies and its discussion of publish in a research report.
and implementation of the scale and scope). Then the working
strategy. Without it, it may well be group should allocate tasks of data Secondary data collection
impossible for a city to define what collection, analysis and reporting involves studying policies set at
change would even look like much among its members who need different planning levels as well as
less demonstrate that it has been to commit to a timetable for the reports and surveys done by local
achieved. same. It may be wise to prioritize authorities. Much of this can be
data collection in areas occupied done on the internet.
This baseline study is not a fault- by low-income earners of the city,
finding mission but the first step to as these frequently suffer from Intergovernmental organizations
finding solutions. The information underreporting in the official (e.g. supranational ones such as
gathered by the working group record, as well as in vacant and the UN) encourages their member
should describe the state of underutilized spaces. states (usually countries) to adopt
public spaces in the city, needs and implement development
and demands in each area of the Apart from desktop research, data agendas. Global planning concepts
city and recommendations for can be obtained through field such as new urbanism and green
improvement. While the process surveys. Spatial data can help the growth may also have relevance
will inevitably be time and money team and stakeholders pinpoint for the local development of public
consuming it will contribute to which public spaces are located spaces.
the success of the final strategy where, the distances between them

27
Step

National governments have roles as havens and stepping (physically and economically)
their own policies, whether acts stones. Neighbourhood groups Provision of infrastructure (e.g.
of the constitution or dedicated may set public space management washrooms, water points, shops,
national urban policies (which are guidelines with the aims of waste bins, park benches, park and
growing in prevalence). National cleanliness and safety. street lighting and smoking areas);
governments may also have set
their own initiatives and projects Primary data collection is first- Land ownership and neighbouring
relating to public space. hand information on the condition, land uses;
size and location of public spaces
Metropolitan areas may cover including available infrastructure Perception and satisfaction levels.
multiple municipalities and may and services. Interviews and
contain large, cross-jurisdictional focus group discussions with key Analysis of data from primary and
public spaces such as protected informants like NGOs, CBOs, secondary sources should test and
watersheds and coastlines as local leaders and community validate the needs, challenges
well as transport infrastructure. representatives are an important and opportunities that may have
Occasionally such an area has source. They should pay special arisen during the engagement
specific guidelines on the formation attention to women, children, exercises that launched the strategy
and management of public spaces, youth and other vulnerable groups, formulation process. In shaping its
including natural areas. all of whom can be involved in the findings into a research report the
mapping of the public areas and working group wish to consider
Municipal goverments will identification of related issues. In drafting a basic organizational
generally have their own strategies parallel, the working group may framework such as the one on the
and legislation under the aegis also coordinate a safety audit. facing page. Many of the aspects
of a dedicated department that KoBo Toolbox is one example of and finding components overlap so
performs the function of city a free, open-source tool for data their location in such a framework
management. Their duties may collection using mobile phones; is flexible. The important thing
include the creating, protecting it minimizes enumeration errors is to adopt a framework that
and enhancing of all types of and can be used into analysis makes sense in a given context
public spaces, ensuring that all and design stages. Examples and to complete it logically and
city residents have access to well- of useful information include: comprehensively.
designed and safe public spaces.
Size, number and location of the
Neighbourhoods have public public spaces (ideally geocoded and
spaces generally associated with mapped);
a smaller scale and user shed (e.g.
playgrounds) that may not contain Residential density of neighbouring
the diversity (and biodiversity) areas (to the extent possible);
of larger city-wide spaces but
nevertheless perform important Accessibility of the public spaces

28
1.5 (continued)

ASPECTS FINDING COMPONENTS

Physical Distribution of developed public spaces*


Distribution of natural and landscape resources*
General topography and morphology

Quality-oriented Perceptions of safety*


General condition (e.g. maintenance)*
Presence of culturally-valued elements*

Functional Accessibility of individual public spaces*


Connectivity between public spaces*
Presence of different user groups*

Environmental Presence of biodiversity**


Mapping of natural areas and corridors
City climate and weather conditions

Economic Available public space budget*


Cost of maintenance of public spaces*
Sources of public space financing*

*UN-Habitat’s City-wide Public Space Assessment Toolkit explains


these elements and the specific methodologies required to find and map
them (https://www.localizingthesdgs.org/library/82/Global-Public-Space-
Toolkit--From-Global-Principles-to-Local-Policies-and-Practice.pdf)

**The City Biodiversity Index, developed by Singapore, contains 25


indicators that measure this in various ways and the accompanying user’s
manual explains the methodology for each (see https://www.cbd.int/
subnational/partners-and-initiatives/city-biodiversity-index)

29
Step

Engaging stakeholders broadly will


help secure custodianship of the
eventual public space strategy.

30
1.6 Engage Stakeholders Broadly

This step serves as a reality check Common methods for engaging The end product of this step is the
for the findings that have emerged the community and stakeholders ability of the working group to
from the baseline research (Step include workshops, verbal or produce a realistic and achievable
1.5). written submissions, household city-wide public space strategy that
surveys, telephone interviews contains a clear vision, mission and
Participatory public space planning and focus group discussions. Two goals that satisfy the needs of all
and design are critical for eventual novel approaches that UN-Habitat’s stakeholders. This may take several
ownership and sustainability of the Global Public Space Programme meetings, brainstorming workshops
city-wide strategy. In presenting recommends are decision-making and/or feedback sessions. If done
the findings of its baseline study rooms, which allow small groups well, long term buy-in will result
to the community, the working to forge consensus on particular and it is likely that the strategy will
group initiates a collaborative issues, and mapping tables, be turned into an annual action
decision-making process to ensure which produce an immediate plan for the public space sector in
that all stakeholders’ needs and visualization of the proposals. the city administration.
aspirations have been addressed. The working group can use video
The engagement process should games like Minecraft, which
involve the whole community. enables players to build a three-
Expert-based and local knowledge dimensional visual representation
must mix. Enabling the participation of a place and manipulate textured
of groups traditionally excluded cubes to introduce their proposed
from the planning process can help changes before they are translated
ensure that the widest possible in actuality by design professionals.
socioeconomic and environmental
benefits are shared in the Through the above activities the
fairest manner, thereby securing working group should guide the
custodianship and longevity. stakeholders in:
The working group should use
whichever approach best engages Drafting a vision for the city’s public
the stakeholders as long as it is space that considers the vision of
formulated in advance of wider the city;
decision-making processes.
Drafting a mission in line with
the vision that states public space
principles;

Drafting goals and targets based on


community needs and the public
space mapping .

31
Step

The working group should draft a


vision, mission, goals, policies,
targets and standards.

32
1.7 Draft the Strategy

Informed by all previous steps, this modes and tools available for its Adopting public space policies
step is the core work of the working implementation. to improve sustainability (e.g.
group. The mapping and analysis of enforcement of prohibition against
current conditions from the baseline Formulating a Vision waste dumping) and accessibility
study in particular should provide (e.g. making entrance free of
sufficient background information The vision statement is a projection charge);
to start drafting the city-wide public of the ideal future condition that the
space strategy. This should be working group and stakeholders Promoting the use of public spaces
undertaken by the working group desire. It should be: by the city residents.
in close consultation with the city
leadership and other stakeholders. Easy to envisage; Formulating Goals
It also may involve other experts
such as urban planners, transport Easy to communicate; The goals or objectives of strategy
planners, environmentalists and should be clear and concise,
landscape architects. So constituted, Sufficiently broad; outlining the scope of the strategy
this drafting team should formulate and embodying SMART (specific,
a vision, mission, goals, policies, Adaptable to the city’s dynamic measurable, attainable, realistic
targets, standards and options. condition; and time-bound) attributes. They
Each of these elements should link should also be easily translatable
to national, subnational and other Formulated in a concise, concrete into concrete programmes that
municipal development plans and and clear way. will constitute the eventual action
policies. plan (see Step 1.8). Goals should be
Formulating a Mission derived from:
Depending on the outcome of the
baseline research and analysis, it Following on the vision, the mission Identification of key challenges and
may be useful to first define what statement should cover all four of opportunities;
the strategy should capture and the following:
emphasize. This might be broad Engagement of the community and
and diverse aspects of public space Acquiring and expanding public other stakeholder;
– which of course will make it spaces;
very comprehensive—or specific Aspirations of political leaders and
thematic or geographical areas. If a Developing supporting other authorities;
city or town already has a sufficient infrastructure (e.g. benches,
public space in its existing urban lighting) and services (e.g. Key city policies and priorities (e.g.
fabric it might choose to focus on a waste management, landscape climate change, gender, human
planned extension in anticipation of maintenance); rights, etc).
imminent growth. The nature and
direction of the city-wide strategy
will have an impact on the various

33
Step

Formulating Policies Quality-related policies, which may Distinguishing between spaces for
address measures—whether design preservation and rehabilitation;
Strategic policies achieve the or management —to combat the
vision and goals and should be dereliction of facilities; Safeguarding green spaces and
determined on the basis of the creating links to the hinterland;
working group’s analysis of demand Protection-related policies, which
and supply. Such an analysis should may address the regulation Developing supporting infrastructure
look for synergies between the and enforcement of, inter alia, and services (e.g. cycling paths,
various stakeholders—government, environmental pollution, land pedestrian connections, waste
civil society, private sector and grabbing and vandalism; management, etc);
local communities—involved in
the creation and maintenance of Safety-related policies, which may call Promoting custodianship and use of
public spaces. The policies that for lighting installations, isolation of public spaces by nearby residents.
the working group derives should high-traffic vehicular zones, etc.
aim to create awareness and raise Defining Standards, Guidelines
demand, apply community-based Formulating Targets and Regulations
approaches and establish user-
friendly institutional and regulatory In this step the working group Standards, guidelines and
frameworks. Examples include: moves from addressing the city regulations are required to ensure
as a whole to the city as multiple that all city residents have access
Quantity-related policies, which neighbourhoods with different to quality public spaces. They set
may stipulate the appropriate needs. Its examination should zoom the bar for the minimum quantity
amount of public space that a city in and out of the specific situation in and quality levels that should be
should provide per population each part of the city. Though many reached in provision of public
catchment area; targets will correlate directly to the spaces as well as the maximum
previously-defined city-wide policies distances that should be covered for
Accessibility-related policies, which (whether related to provision, good accessibility of public spaces.
address areas with public space quality, connectivity or accessibility) A strategy’s standards should
deficits and may stipulate the their focus is on the opportunities be incorporated in the planning
minimum average distance to the (both physical and social) inherent policy and should be in accordance
nearest public space; in specific neighbourhoods and with national, subnational and
sites. The working group should local policies on public space. All
Inclusivity-related policies, which also prioritize which targets should the same, UN-Habitat’s Global
may address the accommodation be pursued first within a short Public Space Programme believes
of all groups (e.g. women, children, timeframe. Examples include: that every city should adopt as a
persons with disabilities, refugees, minimum six essential norms; these
the elderly and/or marginalized); Classifying public spaces by are covered in Section 3 of this
typology; Guidebook. Examples include:

34
1.7 (continued)

Quantity-related standards (Norm recommend that the city develop a Public service spaces are provided
3.1 in this Guidebook), which may design guide for public spaces. by a local agency or enterprise,
set down the minimum type and who are also responsible for its
amount of public space that should Governance Options maintenance;
be available in the city;
Lastly, the working group should Community-based public spaces
Distribution-related standards (Norm assess the types governance options are provided by the community, for
3.2), which may indicate the available to the public spaces in the the community;
maximum time and distance people city and make recommendations.
should travel to reach a particular While all public spaces in a city Individual patron-provided public
type of open space; would ideally be publicly owned spaces have private owners who
and maintained—and this should choose to make a part of their
Connectivity-related standards (Norm never be refused where and property open to the public;
3.3), which may cover intersection when legal and financial means
density, availability of paved allow—this may not be possible Commercial service public spaces
footpaths and the like; for each space in every city in all are provided by private enterprises
circumstances. The working group as part of their corporate social
Diversity-related standards (Norm should therefore consider each responsibility.
3.4), which may govern the types area’s public space needs, study the
of activities and user groups to advantages and disadvantages of
which the different public spaces in each governance option and select
the city cater; the most appropriate. In so doing
they should take into consideration
Accessibility-related standards (Norm the area’s characteristics (e.g.
3.5), which may prescribe the configuration of surrounding
absence of physical or financial fabric, observed behaviours, etc),
barriers that might limit the access of impact on existing public spaces,
vulnerable groups to public space; participation of the eventual
users of the facilities, operational
Quality-related standards (Norm and maintenance requirements,
3.6), which may uphold that supportive policies and regulations,
minimum levels of cleanliness, financing requirements and
safety and maintenance are upheld institutions whose involvement
in all public spaces across the city. may be required. Subsequently,
the working group may consider
As articulating these standards involving consultants in order to
on a case-by-case basis, project review the options available, as well
by project, may be cumbersome, as consult the national minimum
the working group may wish to standards and thresholds:

35
Step

An action plan helps ensure


agreement between actors and
consistency across priorities.

36
1.8 Prepare an Action or
Implementation Plan

This step yields an action plan usually derived from the strategy’s are grouped by theme and highlight
(Ingredient 2.9 in this Guidebook). policies. It should maintain clear relative priority levels;
links with the goals that precede the
The action plan outlines the means policies and the targets that follow Actors who will implement and
for implementing the strategy (Step them. As actions are identified they administer the actions, which
1.7) and monitoring and evaluating may need to be expanded into more are usually the most suitable
the same. A strategy can be detailed, site-specific clusters of departments or agencies, though
adopted on its own, but without an activities with component actions. may add external collaborators as
accompanying action plan its impact In developing the action plans, any long as their role is clear;
is far from guaranteed and it may be activities proposed or generated
difficult to ensure consistency and indirectly by the citywide public Timeframe for implementing each
agreement across actors and projects. space strategy should undergo action, whether over the short,
The action plan should detail what the following process: medium or long term, with start
is to be achieved over the short, and end dates determined and with
medium and long term, prioritizing Review by the relevant municipal interim steps indicated;
the relative importance of the spaces work unit to ensure that activities
that compose the city-wide system. are comprehensive and up-to-date, Estimated capital and revenue
And it should adopt performance and subsequent selection; costs of each action, which will
criteria that reflect the city’s needs. help target the most appropriate
Key aspects to be addressed include Consolidation of selected activities resources (whether funding,
timelines, work plans, budgets, to ensure effective and efficient technical assistance or materials)
reporting procedures, stakeholders’ implementation; and inform future capital budget;
responsibilities and private sector
partnership plans. Prioritization by the working group Funding sources—including both
based on the prevailing politics and secured and unsecured—which
Each action, explicit or implicit, available budget. may include the general operating
in a public space strategy should budget, bonds and commercial
be complemented by a line item Activities consequently included finance, business improvement
in an action plan. An action in the action plan should be more districts, etc, and should consider
plan can also be a standalone detailed than any listed in the partnerships with the private sector.
document, depending on the strategy, and annual action plans
political prerogative. It is important should be even more detailed yet. The action plan should also harmonize
that all partners agree on who the with the municipal work plan. After
implementers of the plan are and While there is no set format for a regular review and screening the
set the lead for each project. The successful action plan, it should city may find some of its activities
action plan describes in detail the contain the following aspects: eligible for inclusion in the municipal
steps, personnel and timescale for work plan. Activities that cannot be
achieving the city-wide public space Actions, which should be clearly synchronized might be proposed to
strategy’s aims and objectives. It is linked to the policies of the strategy, other donors or sponsors.

37
Step

Adoption makes a strategy the


reference point for all the local
authority’s public space decisions.

38
1.9 Secure Approval and Formal
Endorsement

Having first generated political The city may also have to take Some very well researched and
support (Step 1.2), this step allows additional legal decisions at written strategies are never
for the inclusion in a strategy of a different levels of government. In adopted formally by their respective
formalized political commitment some cities policies and strategies cities’ governments. This is a pity
(Ingredient 2.5 in Section 2 of this may be validated by the legislature because they will never be more
Guidebook). arm of government, while in others than propositional. Adoption is
this may be done through a formal important because it makes a
This step ultimately comprises report that is signed and approved strategy the reference point for
securing legislative or legal approval. by the relevant authorities. It is all the local authority’s—usually
First, however, a final consultation important to establish an agreement a municipal government—
exercise will ensure that the between the key stakeholders, decisions relating to the design,
strategy has the full support of both governmental and non- development, management,
officials and the community. In this governmental, to formalize their maintenance and funding of
step the working group may deploy commitments, in this case to follow public space. Adoption will also
questionnaires, public displays and/ and contribute to the CWPSS. In bring impetus to the strategy to be
or focus groups. At this stage it other cities still, the implementation considered as part of wider strategic
may even be worth setting up a of public spaces may involve signing planning, development and service
permanent consultative network of an agreement or pact involving delivery activities. Policies relating
that could continue through the all stakeholders. Once this is done to development planning should
long-term monitoring of the the strategy is ready for adoption by be incorporated into statutory
implementation of the strategy. the local authority. After adoption it development plan documents and
Then the working group may seek is important to promote it through the strategy itself ideally adopted as
the relevant legislative and/or legal a launch event or seminar. supplementary planning guidance.
approval. In many cases the the
formal approval and endorsement,
in accordance with established
formalities and legislation will
require rewriting the strategy in
another format.

39
Step

A marketing campaign signals


that the city is serious about
improvements and encourages
investment.

40
1.10 Communicate the Strategy

City-wide public space strategies At the very least, once the local The launch should be well
should be disseminated as authority has adopted the strategy, publicized to make the strategy
widely as possible. A dedicated the city should promote it through as widely available as possible. All
communication workstream can a launch-type event. Prior to relevant partners should attend
help achieve this and, meanwhile, the launch, the working group to help to develop networks,
build support and trust from should prepare and distribute a convince stakeholders that there is
other stakeholders. This means brochure containing a summary momentum behind the strategy and
developing a plan for disseminating of the strategy. This might include convince residents of the rewards of
information to the public its meaning, function and actors becoming involved. Through it, the
including residents, businesses, involved in the preparation of the working group can also get inputs
institutions and authorities. A strategy as well as a summary for any annual action plans that
good communication plan of support from city leaders and might rise as a result of the strategy.
includes outreach and participation follow-up activities. If a media
processes during the formulation, assessment has been conducted
adoption and implementation the media is likelier to be involved
stages of the strategy. The working in such a launch and they will
group should also decide on the likely want to focus on what the
most appropriate media through implementation of the strategy will
which information on the strategy mean for the local community. The
should pass to the community. aims of such a launch would be to:
If resources permit, the working
group can even design and execute Make all parties aware that the city
a public space campaign or go is serious about improving public
further in developing a branding or space;
marketing sub-strategy. Branding
should aim to embed the strategy Enable stakeholders to understand
at the heart of citizens’ day-to-day their respective roles and
concerns. Promoting the co-benefits responsibilities, particularly in
of public space (e.g. health, safety, taking the strategy through its next
food security, air quality, access to steps;
basic services and local economic
development) may even build and Persuade others, including national
sustain political support for the government agencies, the private
strategy’s implementation. sector, NGOs and donor agencies,
to support the public space
development initiatives.

41
Step

Implementation turns abstract


principles into concrete impact for
communities.

42
1.11 Implement the Strategy

If a strategy and action plan have Building codes and permissions; Financial requirements must then be
answered ‘why’, ‘what’ and ‘where’, estimated. There are three main cost
then it remains for its implementation Permits for signing, advertising, etc. items involved with the development
to determine ‘how’, ‘when’ and of public spaces; land, infrastructure
‘by whom’. During the process of Implementation should address and financing cost (the interest paid
preparing the strategy the working phasing and timing as well as roles on getting finances to implement
group may already have identified and responsibilities (both within and public space development). There
a number of relevant mechanisms. outside of the local administration). are several sources of funding:
Some can be applied by the local For effective implementation there
authority itself; others require should be clear linkages to the Taxation via a directed annual
collaboration with partners such municipal budgeting cycle, i.e. percentage or improvement fund;
as NGOs, community groups and allocation of sufficient funds in both
developers. In some cases the local a short- and long-term perspective. Loans from central governments
authority will initiate a public space If they have not already done so in and development banks;
provision or upgrading itself. In others an Action Plan, the working group
a developer will agree to provide a should accomplish the following as Grants from central governments,
certain amount of public space as it plans for implementation: development banks and
part of its negotiation for approval, corporations;
and that space may be transferred Identify potential pilot projects
later to the local authority. In still through which the proposed Funds from twinned cities/regions;
others a private land owner will be interventions in the action plan can
responsible for public space provision be tested for lessons and adaptation; Public-private partnerships;
and its long-term maintenance.
Or redistribution of land may be Prepare a detailed design, cost Redistributed local budget (e.g.
necessary. Whatever the case, the estimates and a schedule that participatory budgeting);
following implementation modalities clarify how and when everything
have proven broadly useful: will be done; User charges for new services;

Targeted procurement procedures; Articulate a precise and transparent Sweat equity from local residents.
budget and prepare for publication;
Engagement of entrepreneurs; The participation of citizens must
Adapt general procedures for not be sacrificed for the expediency
City-developer agreements; tendering, contracting and of funding. Residential communities
development that favour community will be essential for the maintenance
Land use regulations; contractors and local employment; and management of public spaces, so
local governments need to encourage
Land value capture schemes; Identify a model for the provision their contributions throughout the
of training and advice on technical creation-management-enjoyment
Public-private partnerships; matters. cycle.

43
Step

Monitoring and evaluating a


strategy can help ensure that a city is
delivering on its commitments.

44
1.12 Monitor and Evaluate

This final step should incorporate its action plan, or both. And both indicators, which might measure
a series of measurable indicators may serve as inputs into periodic inputs (e.g. the amount of money
(Ingredient 2.13) based on adopted revisions to the strategy. In parallel, spent), outputs (e.g. number of
norms (Section 3 in this Guidebook). the working group will want to new spaces created) or outcomes
assess whether the achievement of (e.g. stakeholders’ perceptions of
Lastly, the working group will need to the strategy is delivering the wider improvements). Many authorities
monitor the implementation of the outcomes, including the expectations use ‘quality audit’ scores to measure
strategy to assess which objectives are of the community. Evaluation may improvement over time and agree
being met. The strategy may include assess effectiveness of the planning on the intervals for the same. The
text that mandates the municipal process, implementation of activities working group also may choose to
government to conduct a regular or the benefits of development. It is incorporate indicators already set by
review. This will enable the city to typically undertaken annually and its the local government. All indicators
track progress on the strategy’s goals findings used to revise subsequent should be linked to national
and targets and propose updates years’ action plans. indicators that may relate to public
to the strategy. Such a review could space to enable partnerships and
even be timed with that of the overall In practice, the processes of the provision of annual monitoring
city development plan or budgeting monitoring and evaluation are reports. Municipals governments
cycle. Ultimately, a strategy should be achieved by holding regular meetings may or may not have set systems and
sufficiently dynamic and adaptable to review the implementation of tools to enable constant monitoring
to respond to and direct the overall the strategy. The working group and evaluation exercises.
development of a city over the long should review the action plan
term. A city-wide public space strategy annually, which will make it easier Any monitoring and evaluation
is a new tool for most cities and once to secure funding for public spaces. framework that the working group
adopted it may require revision with The strategy itself may only have creates should describe the roles
regard to function, substance and/or to be reviewed every three to five and responsibilities of the different
process. It is therefore important that years. Both processes should be institutions involved and the process
the city refine the strategy as it gains supplemented with contextualized for the feedback on and revision of
experience. local performance indicators, such the strategy. Revision may involve
as measuring levels of use and user anything from the capacity of the
The working group will want to satisfaction. Ideally these will based working group to the effectiveness
ensure that each stage of the strategy on the norms suggested in Section of stakeholder involvement, viability
is being implemented smoothly and 3 of this Guidebook, as well as an of data collection and the meeting
concurrently. This is generally what indication of who will be responsible of community demands. A final
constitutes monitoring, and any for monitoring which indicators and consideration in the evaluation of a
number of parties may be involved how frequently the strategy and the public space strategy is how spaces
or indeed lead it. Monitoring may action plan will be reviewed. are actually used as opposed to how
focus more internally on the process their planners’ and/or designers’
of developing the strategy, more The working group should establish visions indicated how they should
externally on the implementation of a minimum number of headline be used.

45
2.1 Baseline Study and Inventory
2.2 Clear Goals
2.3 Spatial Scope
2.4 Targeted Users
2.5 Formalized Political Commitment
2.6 Governance Sub-strategy
2.7 Complementary Policy/Program
2.8 Clear Timeframe
2.9 Action or Implementation Plan
2.10 Funding and Budget Plan
2.11 Rules for Use
2.12 Conflict Resolution Mechanism
2.13 Measurable Indicators
46
2
INGREDIENTS
AN OUTPUT-BASED GUIDE TO
CITY-WIDE PUBLIC SPACE STRATEGIES
Merely following the right process This section proposes 13 ingredients Each of these policy guidance
will not guarantee a successful that UN-Habitat’s Global Public Space documents recommended some
public space system if the output Programme and the Centre for the of the ‘outputs’ or contents that
or product of that process is Future of Places consider essential for a spatial strategy or plan should
deficient. A city must ensure that its any city-wide public space strategy. contain. Their recommendations
public space strategy has the right They have been selected partly on were cross-referenced with an
ingredients—at least the minimum the basis of a scan of body of policy analysis of the contents of 26
essential ingredients. A city-wide guidance covering all stages of city- city-wide public space strategies
public space strategy should be wide spatial development (discussed from around the world (published
procedurally and substantively in more detail in the Annex) of which separately as City-Wide Public
balanced. Procedural contents five documents were particularly Space Strategies: a Compendium
might be indicated by the inclusion relevant: of Inspiring Practices). Naturally
of a baseline study and clear there is overlap between the final
timeframe, whereas substantive Gehl Institute (2018) Inclusive, 13 ingredients, and their sequence
contents might be indicated by Healthy Places is far from uncontestable. Cities
policy synergy and the inclusion of formulating new strategies will
measurable indicators. A strategy Prince’s Foundation (2019) Planning have to adapt these ingredients
should also be balanced in terms for Rapid Urbanisation: a Toolkit for to local conditions, demands
of vision and implementability. Mayors and Urban Practioners and opportunities. Some cities
Vision is often indicated through will find additional ingredients
the inclusion of clear goals and UN-Habitat (2016) Global Public to be necessary while others will
a long-term timeframe, whereas Space Toolkit want to adhere to the minimum
implementability may be indicated essentials. A future edition of this
by a political commitment and UN-Habitat (in press) Urban Plan guidebook will identify a reduced list
targeted users. Benchmarking Tool of ‘minimum priority’ elements with
which capacity-strained cities might
World Bank (2020) The Hidden begin.
Wealth of Cities: Creating, Financing,
and Managing Public Spaces

47
Ingredient

A good baseline study provides


a grounded understanding
of urban context, including
constraints and opportunities.

48
2.1 Baseline Study and Inventory

Background Possible Contents Examples from City Strategies

This strategy ingredient is generally Overview of the city’s geographic, Christchurch: survey of residents’
the output of baseline research topographic, administrative, environmental and recreational
undertaken by a working group or demographic and land use needs (Public Open Space Strategy,
other dedicated actor (Step 1.6 in characteristics such as the primary 2010-2014)
Section 1 of this Guidebook, where street network, hazards and
the process is explained). landscape features, transport Edinburgh: open space audit
networks and community assets, key focusing on quality (e.g. greenness)
It is important because it provides utilities, key boundaries and zones, (Public Realm Strategy, 2021)
a grounded understanding of physical constraints, (ideally mapped)
the urban context (including Istanbul: outline and assessment of
the built environment, socio- Condition and level of existing public space use, distribution and
economic demographics and public space provision and accessibility (Strategy on Walkability
legal frameworks) that ultimately programming and any related and Heritage Preservation)
constitute the constraints and policies and funding frameworks
opportunities that will both shape Zurich: inventory and analysis
and be shaped by the strategy. Problems both technical and non- of strengths, weaknesses,
technical (e.g. regulation, financing, opportunities and threats relating
As it will have resulted from participation) to public spaces throughout the
several possible methods of data city (Strategy for Development and
collection—from mapping benches General trends, needs and Design of Public Spaces)
to counting cyclists to conducting opportunities
interviews—the baseline study Further Resources
consists essentially of an inventory Identification of priority areas for
of the physical and social elements public space development (e.g. Prince’s Foundation (2019) Planning
of a place. Physically this often neighbourhoods, precincts or sites) for Rapid Urbanisation: a Toolkit for
includes a cadaster, mappings of and recommended interventions Mayors and Urban Practioners
topography and built-up areas and
data relating to the environment Other opportunistic conditions UN-Habitat (2016) Global Public
and infrastructure (e.g. relating (also ideally mapped) such as Space Toolkit
to power, waste, transport, etc). the distinction between publicly-
Socioeconomically this may include owned land (vacant or userless) and https://gehlinstitute.org/wp-
data on households, income levels privately-owned, publicly-used land content/uploads/2017/08/PL_
and economic activities both formal Complete_Guide.pdf
and informal.

49
Ingredient

Clear goals establish the vision for


a city’s public space development
and allow long-term outcomes to be
assessed.

50
2.2 Clear Goals

Background Possible Contents Examples from City Strategies

This strategy ingredient is generally (Virtually limitless, but to name but Greater Cairo: primarily vision-
an output of an ad hoc working a few:) oriented set of goals (e.g.
group (Step 1.1 in Section 1 of this multifunctional spaces, an inviting
Guidebook, where the process is Defining, expanding and/or waterfront aimed and integrated
explained), whose responsibility protecting the public ownership of history) aimed at improving the
it is to consult stakeholders and urban land; improving the quantity quality of life within the city (Urban
articulate a vision, mission and (e.g. intersection density) and Development Strategy)
goals. Goals should be based on quality (e.g. streets with protected
the results of the working group’s nonmotorized transit zones) of Mexico City: primarily quantitative
baseline study (Ingredient 2.1), urban transport infrastructure set of goals (e.g. reforestation of
address the corresponding issues 3,000 ha and installation of 4,000
and/or challenges and outline Improved social programming, km of bicycle lanes) (Green Plan)
the desired outcomes of the expanded provision of basic services
strategy. Goals are not the same as (e.g. water and sanitation, lighting, Singapore: primarily action-oriented
measurable indicators (Ingredient etc) set of goals (e.g. ensuring that 90%
2.13) nor need they necessarily be of households are within 400m of a
quantitative. park) aimed at improving access to
public space (Master Plan 2014)
Clear goals are important for
establishing a vision for a city’s Zurich: primarily qualitative set
public space development. Without of goals (e.g. improving quality
them desired long-term outcomes of stay, space hierarchy and
simply cannot be assessed. The design coherence) (Strategy for
nature of the goals often correlates Development and Design of Public
with the ambition of the strategy, Spaces)
for example whether it constitutes
a wider vision plan for the city or Further Resources
a strategic plan specific to public
space. UN-Habitat (in press) Urban Plan
Benchmarking Tool

https://www.uwsp.edu/cnr-ap/
clue/Documents/Comprehensive_
Planning/Land_Use_Resource_
Guide_Chapter_5.pdf

51
Ingredient

Everything is hypothetical
until it is spatialized.

52
2.3 Spatial Scope

Background Possible Contents Examples from City Strategies

Public space strategies that are Plan containing all existing Abu Dhabi: hierarchy of five
not spatialized risk being too public spaces and indicating biogeomorphic types of spaces
hypothetical and ambitious to their distribution, typology and in their respective locations in the
be concretized. If a strategy arrangement as well as proximate urban area (Plan Abu Dhabi, 2030)
hopes to capitalize on a city’s land uses
existing or planned projects it Ahmedabad: reclamation of land
will need to identify locations Calculation and differentiation along both sides of a riverbank for
that it has in common with that of total area of public space into creation of new space for public use
of the development plan of the streets and non-streets, assessment (Sabarmati Riverfront Master Plan)
municipality (or other level of of the proportion of citizens residing
government). Moreover, the within 400m of all public spaces Buenos Aires: articulation of
alignment and/or nesting of a contained the strategy proposed public space system
public space strategy with other along three spatial scales of micro-
development plans and strategies urban/neighbourhood, urban and
has a distinctly spatial dimension metropolitan (Sustainable Mobility
requiring the colocation of priority Plan)
neighbourhoods and sites.
Ekurhuleni: scalar differentiation
To adequately capture its spatial of proposed interventions
scope a city-wide strategy should into metropolitan, local and
include a ‘master plan’ of all neighbourhood nodes, pans, dams
public sites and other intersecting and zoned open spaces (Biodiversity
infrastructural systems. The spatial and Open Space Strategy)
scope of the strategy can refer to
whether the city has identified the Rio de Janeiro: redistribution of
factors listed above to focus on, the space of streets and other
whether they take into account public rights of way for increased/
all open public spaces (such parks, enhanced nonmotorized use
plazas and streets) and the scale of (Resilience Strategy of Rio de
its ambition, is the scope limited Janeiro)
to a neighborhood, urban or
metropolitan region. Further Resources

UN-Habitat (2016) Global Public


Space Toolkit

53
Ingredient

A strategy needs to play to


an envisioned audience.

54
2.4 Targeted Users

Background Possible Ingredients Examples from City Strategies


Barcelona: general practice of
This ingredient should result from Municipal employees that will targeting residents, associations,
building partnerships and initiating use the strategy as a justification media and shop owners (especially
the process of formulating a city- for making decisions and setting in countering opposition to the
wide public space strategy (Steps priorities (e.g. mayors) informal sector) (Strategic Plan for
1.3 and 1.4, respectively, in Section City Markets, 2015-2025)
1 of this Guidebook). Municipal employees that will use
the strategy as a basis for making, Boston: in its strategy targeted
Every strategy needs to play to an refining and enforcing policy (e.g. students and administrators of
envisioned audience. Some may departmental and line managers) public and other schools to provide
think about end users of the spaces more equitable scheduling of parks
created and/or improved by the Civil society organizations that will (Open Space and Recreation Plan,
implementation of the strategy. use the strategy as an inspiration for 2015-2021)
A more effective approach might advocacy, outreach and education
be to consider more heavily the efforts Prague: general policy of targeting
intermediaries and/or decision transport associations, civil servants,
and policy makers that are both Residents—both residing in the city councils and the public
in a position to endorse, fund immediate neighbourhood of (potential end users) (Prague Public
and implement a strategy. This and who will travel across the city Space Development Strategy)
includes technicians, planners and for a given site—who, as direct
designers and indeed all municipal users of the public space system, Further Resources
departments whose work would will indirectly but ultimately be
be affected/governed by its impacted by the strategy
implementation.

55
Ingredient

A strategy can only be as


ambitious as the political
commitment behind it.

Legislative endorsement and


inclusion in the city’s budget can
secure a strategy’s funding

56
2.5 Formalized Political Commitment

Background Examples from City Strategies

This strategy ingredient is generally implementation of a public space Chengdu: strategy for Tianfu
the output of Steps 1.2 and 1.9. strategy in particular are likelier Greenway an official pillar of
Whether or not a government— to achieve impact over time. In the plan governing the city’s
municipal or otherwise—took the contrast, some strategies have no development (Overall Development
initiative in developing the strategy, comparable entity which points Plan of Chengdu, 2016-2035)
its commitment will be required. to the need to balance ambition
Political commitment should be and practicality. City-Wide Public Greater Cairo: plan prepared by the
formalized either through adoption, Space Strategies: A Compendium General Organization for Physical
endorsement or some other formal of Inspiring Practices, which is the Planning in collaboration with
means so that the government is companion to this Guidebook, the governorates of Greater Cairo
on public record and can be held questions the possible difficulty of (Urban Development Strategy)
accountable for its commitment to strategies that are larger than the
the strategy. Ideally this will include area governed by a central or single Moscow: endorsed by city
not only the legislative endorsement jurisdiction. In such cases, how will government and national Minister
of the principle of a strategy but multiple municipalities be induced for Environment (Towards a Great
also the inclusion of the strategy to cooperate much less comply? A City for People)
in official planning and budgetary few have succeeded in establishing
cycles so that its implementation and metropolitan scale political Prague: strategy developed by
continuous funding are secure. No entities with decision-making and the city’s dedicated Office of
matter how involved the community enforcement powers. Public Space, under the aegis of
nor innovative the nongovernmental Prague’s Institute of Planning and
partnership, governments will Possible Contents Development (Prague Public Space
generally need to acquire and invest Development Strategy)
in public space to realise a city-wide Adoption by the highest level of
strategy. At the very least they will government applicable to the scale Further Resources
need to act in some sort of legal or of the strategy
regulatory capacity to ensure that Policy Tool 3: securing political
space is accessible to the public and Inclusion of the strategy in regular commitment in this UN-Habitat
well serviced. Political commitment planning and/or budgetary cycles report: https://unhabitat.org/
can also help to strengthen the wp-content/uploads/2015/10/
institutional capacity of the local Designation by the government of Global%20Public%20Space%20
authorities that are in charge of an official entity dedicated to public Toolkit.pdf
implementing the strategy. space or to the implementation of
the strategy
A strategy can only be as ambitious
as the political commitment behind
it. Cities that have designated
dedicated entities for public
space in general and/or the

57
Ingredient

If a strategy is to succeed over the


long term it should be incorporated
into a city’s planning cycle.

58
2.6 Governance Sub-strategy

Background Possible Contents

This ingredient should result frameworks—both institutional Determination of primary mode


from Steps 1.3 and 1.8. A city- and regulatory—that would affect of governance, e.g. government,
wide public space strategy needs the implementation of the strategy. private or nonprofit (from World
enabling institutional and regulatory The strategy must outline who Bank, City-wide Public Space
frameworks. If it has been devised is charged with making which Assessment and Planning)
in isolation from these—both an decisions and tailor its resulting
accounting of what exists and a action plan accordingly. In some Clear links to other policies and
recommendation of what might need cases government agencies will strategies at national, regional and
to change—it is not likely to succeed take the initiative in developing a local levels and of other ministries
in achieving its aims. Its development city-wide public space strategy. They and departments (e.g. housing,
must result from some degree of may even designate a dedicated transport, environment)
interplay with the larger goals and public agency to be responsible for
structures of the city. This includes implementing the strategy, which Examples from City Strategies
synergy with existing jurisdictions can clarify roles, justify budgeting
and their political prerogatives, and strengthen accountability. Abu Dhabi: creation of a semi-
departments and their priorities and In others, local communities will public, ad hoc entity to support the
policies whether they may support prepare, implement and evaluate strategy (Plan Abu Dhabi, 2030)
or hinder the implementation of the strategy. In still others, both
the strategy. Strategies will ideally will be involved to some degree Casablanca: creation of a new
be aligned with existing jurisdictions and higher levels of government, metropolitan transport agency
and policies. international actors and/or the and decision-making body (Urban
private sector may also be engaged. Transport and Public Space Strategy)
City-wide Public Space Strategies: A
Compendium of Inspiring Practices, Similarly, the land—whether exist- Edinburgh: multi-locality, self-
analyzes 26 strategies from around ing or proposed public space—un- action plans bridging the strategy
the world. It classifies them into der consideration in the strategy and existing locality improvement
strategies that are larger than, the may or may not be publicly owned, plans (Public Realm Strategy, 2021)
same size as and smaller than the and in latter case there may or may
administrative boundaries of their not be scope for public acquisition Zurich: clear division of
respective cities, and questions (if indeed it is advisable). responsibilities for creation and
whether strategies that lack a maintenance of public space
corresponding, similarly-scaled Lastly, a city-wide public space strat- (Strategy for Development and
jurisdictional entity have realistic egy is a document with a long-term Design of Public Spaces)
chance at implementation. perspective. It should fall within the
compass of a city’s development Further Resources
This strategy ingredient, while policies, legislation and planning
very loosely defined, should serve cycles. World Bank (2020) The Hidden
as a prompt or placeholder for a Wealth of Cities: Creating, Financing,
full account of the governance and Managing Public Spaces

59
Ingredient

Without supportive policies, a


strategy’s proposed actions may
be cumbersome or illegal.

60
2.7 Complementary Policy and
Programme

Background Possible Contents Examples from City Strategies

Some of the actions contained within Adoption of public space- Barcelona: strategic policy to update
the programme that a strategy pro- supportive policies on land use mix, regulatory framework in support of
poses will not take place without natural habitat identification and market programme (Strategic Plan
supportive policies. Some of those preservation, affordable housing for City Markets, 2015-2025)
policies may not yet exist. Their pro- and gender and youth inclusion
posal in the strategy and subsequent Buenos Aires: the broader 50-
adoption by the city may constitute a Adoption of public space- year development plan provides
lynchpin lacking which key elements complementary plans for density, a land use model supporting the
of the public space programme may building height and transport strategy’s programme for new
be illegal or cumbersome, or they green infrastructure (Sustainable
may lack the necessary incentives Promotion of public space as a Mobility Plan)
for key actors to undertake them. A facilitator of arts and culture and
public space strategy must contain social interaction Edinburgh: alignment with city
policies, targets and activities that are climate action and sustainable
mutually supportive. In other words, transportation plans and
it should accomplish two reinforcing supplementation of their thematic
things: (1) outline a concrete pro- ambitions (Public Realm Strategy,
gramme of activities whose imple- 2021)
mentation would logically contribute
to achievement of the stated targets Further Resources
and (2) recommend the adoption of
a suite of policies that enable those Prince’s Foundation (2019) Planning
same activities. for Rapid Urbanisation: a Toolkit for
Mayors and Urban Practioners
Policies that might complement the
programme proposed in a public UN-Habitat (in press) Urban Plan
space strategy range from the ban- Benchmarking Tool
ning of on-street parking and the
suspension of vehicle use during
weekends to public land acquisition
and zoning tools such as restrictions
on the conversion of green space on
private land. This ingredient high-
lights the mutually-reinforcing role
of a public space strategy impelling
new urban policies that in turn en-
able the implementation of the pro-
grammatic elements that constitute
the strategy in the first place.

61
Ingredient

Strategies lacking a clear timeframe


risk the indefinite postponement
of their implementation.

62
2.8 Clear Timeframe

Background Possible Contents

Strategies that can be implemented Most strategies have clear Three phases of timeframe for the
at any time run the risk of being timeframes if they include implementation of the strategies:
implemented at no particular time implementation plans (Ingredient rapid or short-term; phased or
(i.e. piecemeal or even never) 2.9). A timeframe is one aspect medium-term; and incremental or
because they can be postponed that allows the strategy to be long-term
indefinitely. Along with a baseline, action oriented, going beyond the
setting a timeframe is one of the visionary. Establishing a timeframe Examples from City Strategies
two essentials for a city to track allows a strategy to set phases and
whether change has occurred. A incremental goals in order to move Chengdu: medium term strategy
clear timeframe can also help a through all of the outcomes. It with phases (Overall Development
city decide whether improvements should include the process leading Plan of Chengdu, 2016-2035)
that have been identified during up to the development of the
the process of monitoring and strategy, the implementation and St Petersburg: long-term strategy
evaluation should be fed back benchmarking process afterwards. with phases (General Plan 2019-
into a revision of the strategy (or A strategy’s goals, targets (Step 1.7) 2043)
perhaps a subsequent annual action and indicators (Ingredient 2.13) can
plan, if the city has detailed its help establish and reinforce this Toronto: short-term strategy (City-
strategy to this degree) or impel the (e.g. ‘by 2030 have achieved…’). wide Parks Plan 2013-2017)
formulation of a new strategy once Indeed indicators are generally
the existing one has concluded. only considered legitimate if Further Resources
they are time-bound. Ideally a
In most cities, decisions on staffing strategy’s timeframe will extend to World Bank (2020) The Hidden
and budget can only be made the long term, but not exclusively. Wealth of Cities: Creating, Financing,
if they constitute a time-based The working group should have and Managing Public Spaces
commitment. Also, if a strategy categorized the (goal-derived)
hopes to benefit from a city’s existing actions by relative priority, with
budget its timetable will have to corresponding short-, medium-
be synchronized with that of the and long-term timeframes for
budgetary cycle of the municipality completion.
(or other level of government).
Moreover, the alignment and/or
nesting of a public space strategy
with other development plans and
strategies has a temporal as well as
spatial dimension.

63
Ingredient

An action plan should incorporate


the innovations required by the
unique circumstances of a city.

ACTIVITIES ACTORS OUTCOMES INDICATORS TIMEFRAME

(For example:) (Any of the (From the goals (For example:) (For example:)
following:) in the strategy)
Locating areas in need Number of new 1-3 months
Administration spaces
Identification of infrastructure and 4-6 months
services required Working group Types of new
infrastructure 7-12 months
Financing implementation Residents provided

Maintenance and management Private entities Amount of


money invested
Monitoring and evaluating perfor- CBOs
mance Increased
NGOs acceptance

64
2.9 Action or Implementation Plan

Background

This strategy ingredient is the be transferred later to the municipal General procedures for tendering,
output of Step 1.9. The principles in government or remain in private contracting and development
a strategy may have inherent value, ownership and maintenance. of public spaces that favour
but without an accompanying plan In certain, more complicated community contractors
for implementation their potential situations the redistribution of land
impact is highly uncertain. Even may be necessary. As a result, action Framework for securing land for
if certain elements do manage or implementation plans should new public space
to get implemented, the lack incorporate recommendations that
of coordinating plan threatens are as innovative and strategic as Examples from City Strategies
consistency across actors and a city’s circumstances demand,
projects. Fully realizing a city-wide including but not limited to Zurich: three-phased plan and
public space strategy requires target-oriented procurement typology-based guidelines for
detailed designs, cost estimates procedures, engagement of renewing five public spaces over five
and a schedule that clarify how and external entrepreneurs, new land years (Strategy for Development
when everything will be done. Clear use regulations, land value capture and Design of Public Spaces)
roles, responsibilities and reporting schemes, public-private partnerships
are also essential. Generally all and revised building codes. Mexico City: implementation
of these elements should all be framework outlining international
articulated in a component action Possible Contents cooperation, cross-jurisdictional
or implementation plan. Such a communication, (proposed)
plan should detail what is to be Identification of relative priorities environmental regulations and public
achieved over the short, medium and phasing of actions education, civic participation and
and long term and with relative funding mechanisms (Green Plan)
priorities assigned to each of the Departments, agencies and other
spaces. There should also be clear actors who will implement and Prague: implementation plan
linkages to the municipal budgeting administer the actions establishes short and long-term
cycle so that sufficient funds can be priorities, component actions with
allocated over both the short and Timeframe for implementing each clear responsibilities (Prague Public
long term. action with start and end dates and Space Development Strategy)
interim steps
Each action or implementation plan Further Resources
will be as unique as its context. Estimated costs—including both
In some cities the municipal capital and revenue—of each action Prince’s Foundation (2019) Planning
government will initiate a public for Rapid Urbanisation: a Toolkit for
space provision or upgrading. In Potential pilot projects through Mayors and Urban Practioners
other cities—or on other sites within which the proposed interventions
the same city—a developer will can be tested for lessons and UN-Habitat (In press) Urban Plan
provide public space in exchange adaptation Benchmarking Tool
for development approval; it may

65
Ingredient

A diversity of funding streams and


innovative financial mechanisms
will be essential to the sustainability
of a city-wide public space system.

66
2.10 Funding and Budget Plan

Background Possible Contents Examples from City Strategies

This ingredient is generally one of Local authority funding, which Boston: funding plan for grants and
the outputs of drafting an action comes from local taxation (where gifts, increased line for maintenance
or implementation plan (Step 1.8). feasible) and national government in annual budget (Open Space and
Ideally there will be a dedicated transfers (where not yet eliminated); Recreation Plan, 2015-2021)
budget or source of funding for the competition with other priorities
strategy. Some cities already allocate a lessened by linking public space Casablanca: nearly half of its
percentage of their overall municipal projects to the municipal budget cycle budget dedicated to the realization
budget to public space, while others of its public transit network (Urban
will have identify potential funding Multi-agency public sector funding Transport and Public Space Strategy)
sources. However, the increased (from different public agencies but
burden on municipalities to deliver usually time- and goal-limited) Moscow: 6% of its municipal
more with less has resulted in budget set aside for public space
reduced funding for public space. Local tax initiatives (e.g. levies on (Towards a Great City for People)
This has led to the rise of innovative— property, tax reductions and credits)
though not uncontroversial— North Vancouver District: volunteer-
development processes such as POPs Planning regulations and ism for maintenance, partnerships
(Privately-Owned Public Spaces). development control that require with other municipalities (Parks and
In any case, a diversity of funding developers set aside public space Open Spaces Strategic Plan)
streams—government, corporate,
philanthropic—is usually essential for Bonds and commercial finance, Further Resources
the long-term financial sustainability which require different levels of
of a public space system. approval (e.g. a public vote) https://kresge.org/sites/default/
files/library/com1073-public-
In theory, national and local Endowments, which generate spaces-final-r2.pdf
governments have the responsibility income from the interest gained on
to mobilize resources for the invested capital h t t p s : / / w w w. p p s . o r g / a r t i c l e /
implementation of projects, which innovative-funding-programs-for-
by default almost always concern Voluntary sector involvement placemaking
public space. However, with the whereby the community assumes
rise of neoliberalism, most cities in maintenance and fundraising roles
the world now have weak public
administrations and a growing Land value capture, which allows
informal sector, which is make governments to apply the dividend
increasing revenue through taxation to public space projects
nearly impossible. Often, municipal
governments must resort to levering Revenue-based income (e.g. park
innovative financial mechanisms to entry and programming fees, fines,
fund the projects prompted by a concessions, contractual fees,
city-wide public space strategy. corporate sponsorship and licensing)

67
Ingredient

Ironically, a city may need to establish


city-wide rules prohibiting
certain site-based rules for use.

68
2.11 Rules for Use

Background Possible Contents

Differences arise frequently in issues Sometimes they may retrogressive A rule of use shall not prohibit
of land use, particularly where and arbitrarily enforced, such as behaviours that are consistent with
adjacent occupants’ expectations New York City Parks Department’s the normal public use of a public
and proclivities clash. (e.g. heavy open container law prohibiting plaza including lingering, eating
industry and residences neighbouring the consumption of alcohol of any and gathering
one another). This phenomenon can kind for any purpose but parallel
be even more pronounced in public rules mandating only that amplified Examples from City Strategies
space where urban citizens are noise be kept to ‘reasonable’ levels.
sharing the same place at the same Such rules can have the perverse Ekurhuleni: rules for land uses in
time. The conflicts that will inevitably effect confusing the illegitimate and users of the primary open
rise may be mundane (e.g. sports and illicit. Rules for use may require space network (Biodiversity and
players’ activity literally encroaching a complementary structural and/or Open Space Strategy)
on more passive sunbathers). A spatial changes to be enforced; for
minimum of rules can help avoid example the installation of street kerbs Further Resources
unnecessary conflict and maximize and/or bollards to effectively enforce
the diversity of residents, interest and rules against vehicular encroachment https://urbanomnibus.net/2012/05/
activities that can be accommodated of designated pedestrian zones. rules-of-conduct/
within a single public space as well
as across a city-wide system of such Ironically, perhaps, this ingredient New York City, Public Plaza Zoning
spaces. Rules may govern where might be most useful within a city- Provisions
active recreation may take place or wide strategy by enumerating on
where only passive can. They may a city-wide basis which rules that
restrict animals such as dogs to public spaces may not employ. As
designated areas. They may require privately-owned, publicly-accessible
that children under a certain age spaces (POPS) proliferate in many
be accompanied by a parent or cities there is the increasing tendency
guardian. for two very different types of
public spaces to emerge: privately-
Conversely, too many rules for use of managed ones with rules excluding
public spaces can exclude (sometimes the homeless, active recreation and
deliberately) entire segments of anyone perceived to be threatening
a city’s population (e.g. citizens and truly public ones. Therefore, to
without a commercial purpose, avoid segregation of a city into two
or experiencing homelessness or camps of public spaces, city-wide
youth in groups). Others rules may rules prohibiting certain rules for use
be prohibitively restrictive (e.g. no are more important than ever.
lingering, no gathering, no sleeping),
effectively sucking the life out of a
public space.

69
Ingredient

Public space is the embodiment of


democratic values and facilitates
the debate sometimes required
to test those values.

70
2.12 Conflict Resolution Mechanism

Background Possible Contents

Henri Lefebvre famously wrote as an embodiment of democratic Tools for negotiation


that social relations are merely values and facilitator of the debate
hypothetical until they are that is sometimes required to test Examples from City Strategies
spatialized. Despite the existence and forge consensus around those
of a rule for the use of a public values. Naturally such a mechanism Christchurch: a method to address
space (Ingredient 2.11), there may should only validate outcomes that native land rights and establish
be some conflicts that cannot be result from a democratic decision- a clear relationship between the
anticipated or may be unavoidable. making process. Indeed conflict Maori Tribe, local community and
It may be protracted (or inevitable) resolution mechanisms often government officials (Public Open
wherever the historical right, employed in participatory planning Space Strategy, 2010-2014)
ownership or occupancy of a place is processes, whether these take the
contested or conflictual. Sometimes form of workshops, team building Further Resources
indeed unavoidability may be the activities, public hearings, polls and
purpose if the right to a space is surveys, and community meetings. Prince’s Foundation (2019) Planning
deliberately being contested. This As they essentially constitute a loose for Rapid Urbanisation: a Toolkit for
may be political in nature if citizens body of rules of engagement for a Mayors and Urban Practioners
are testing or exercising the right process whose outcome cannot be
to assemble or protest in a public known in advance they are difficult http://cncr.rutgers.edu/conflict-
place. It may also be economic in to characterize, much less define. resolution-how-it-can-be-applied-
nature if informal vendors who to-planning-issues/
cannot afford commercial rents are
selling goods on sidewalks to make https://www.tandfonline.com/doi/
a living, despite regulations to the pdf/10.1080/02697459.2017.132
contrary. Or, in contrast, it may 9488
concern occupants exercising rights
that are being denied, for example http://www.irenees.net/bdf_fiche-
legally-topless women in New York analyse-1015_en.html
City parks resisting police action
based on neighbouring occupants’
complaints.

This ingredient is important for


fostering community growth as it
helps the city deal with public and/
or community conflict effectively
and efficiently. Often it takes
the form of a negotiation tool.
However it is constituted, it should
emphasize the role of public space

71
Ingredient

Measurable indicators point


the way to improvements in
implementing and revising a strategy

72
2.13 Measurable Indicators

Background Possible Contents

This ingredient is the generally the of spaces and places are difficult Qualitative indicators such as
output of developing a monitoring to quantify. Qualitative indicators welcoming edges, invitation to
and evaluation plan (Step 1.12 may depart from this accounting- linger and quality of sidewalks,
in Section 1 of this Guidebok). It based nature to arrive at deeper as well as the implementation of
should cover, at a minimum, the six truths (e.g. affect). However, in the design standards such as ADA
essential norms outlined in Section attempt to make them measurable
3 of this Guidebook: quantity (3.1), and comparable they may end up Quantitative indicators such as the
distribution (3.2), connectivity (3.3), as ‘presence/absence’ indicators number of intersections per sq km,
diversity (3.4), accessibility (3.5) and (e.g. existence of a policy). These percentage of areas at high risk of
quality (3.6). can be useful, but as they do not flooding and distribution of public
pick up nuance they can make it space per capita
Measurable indicators allow for difficult to assess gradual change
analysis of the extent to which a over time. Furthermore, an indicator Examples from City Strategies
strategy (or plan, or project, etc) considered to be qualitative
is achieving its goals. When a goal because it measures perceptions of Edinburgh: percentage of citizens
is measurable, the performance, the ‘quality’ of a space may actually satisfied with parks and open spaces
effectiveness, and efficiency be numeric (e.g. percentage of (Public Realm Strategy, 2021)
of public space development residents who feel safe in a park
programs can be evaluated at night). In this sense the attempt Melbourne: percent increase of (1)
objectively and accurately. If goals to quantify a ‘soft’ attribute the total area of green space, (2)
are not being met, indicator-based composed of shades of grey might area of improved open spaces in
assessment can point the way to serve it better. Notwithstanding urban renewal areas and (3) area
strategy improvements both during the considerable overlap between of new open space (Open Space
implementation and in future them, neither type is categorically Strategy)
revisions. more robust than the other; only the
purpose of a metric can determine Singapore: percentage of
Indicators can also address all which is best suited for it. Some households within 400 m of a
stages of the project cycle: input, guidance suggests that whatever park, length of newly-created park
process, output, outcome and their character, all indicators should connectors, length of new cycling
impact. They are often categorized be measurable, specific, time- routes (Master Plan 2014)
as quantitative or qualitative, bound, relevant and achievable.
though this distinction is sometimes In any case, ‘measurable’ is Further Resources
ambiguous. Quantitative indicators understood as quantifiable within
readily allow comparison between the limits of existing technologies Gehl Institute (2019) Inclusive,
places and change over time. While and methodologies. Healthy Places
this can be impressive to decision
makers and residents alike, it can World Bank (2020) The Hidden
also mask the fact that some of Wealth of Cities: Creating, Financing,
the most meaningful attributes and Managing Public Spaces

73
3.1 Quantity
3.2 Distribution
3.3 Connectivity
3.4 Diversity
3.5 Accessibility
3.6 Quality

74
3
NORMS
AN OUTCOME-BASED GUIDE TO
CITY-WIDE PUBLIC SPACE STRATEGIES
Even if it has followed an exemplary For example, every city should have This section proposes six norms—
process and is comprehensive in its sufficient public space to function quantity, distribution, connectivity,
contents, a city-wide public space efficiently. Its component spaces accessibility, diversity and quality—
strategy still needs to focus on should be designed as an articulated, each with a specific recommended
desired outcomes if it is to have connected network. The equitable metric. UN-Habitat’s Global Public
a positive impact in the long run. distribution of quality public spaces Space Programme and the Centre
What does a good city-wide public can reduce the economic and social for the Future of Places have selected
space system look like? Once a segregation. Access via public them on the basis of a review of the
city decides which public space transport, walking and cycling academic literature (discussed further
outcomes it wants to achieve it networks and adequate parking in the Annex), with attention to three:
should include related standards is also important. Different spaces
or norms in its strategy against within a city-wide network should Mehta V (2014) Evaluating Public Space
which the city’s performance and perform an identified function that
ultimately impact of the strategy fulfils resident-defined needs (either Németh J (2008) Defining a Public:
will be judged. There are many such at a neighbourhood or city-wide the management of privately owned
norms and they are interconnected. scale). People from all social classes public space
should be able to meet and engage
in the same spaces on the same Varna G and Tiesdell S (2010) Assess-
level with the same rights. Public ing the Publicness of Public Space
spaces should also be proportional
to the human body and its sensory Each of these frameworks suggested
capabilities. Their programming, some of the ‘outcomes’ or norms
design and maintenance should that a public space system should
promote mixed uses and a lively embody. Cities may have to adapt to
environment. And so on. them their local conditions, demands
and opportunities. Some will add
additional elements while others—
e.g. capacity constrained cities—may
choose fewer for their first strategy.

75
Norm

45% of total urban area is public


space, composed of 30% for
streets and sidewalks/pavements
and 15% for public open spaces
(whether green or not).

76
3.1 Quantity

Background Recommended norm

The vast majority the world’s urban recommends that city-wide public 45% of total urban area is public
growth is now in the developing space strategies adopt a norm for space, composed of 30% for streets
world (for lack of a better term), and the minimum quantity of public and sidewalks/pavements and 15%
this growth is increasingly taking space. for public open spaces (whether
two opposite but inextricably linked green or not)
forms. On the one hand, planned Over the last century of urbanism
growth tends to follow the model different sources have proposed Sources
prescribed in the Charter of Athens different standards for the minimum
(i.e. low-density, use-segregated, quantity of public space that a city Indicator 11.7.1 of the Sustainable
car-centric superblock-dominated should contain. In 2013 UN-Habitat Development Goals (‘average share
development) because it is easy undertook a multidimensional of the built-up area of cities that is
to rationalize, quick to build and study of urban prosperity and found open space for public use for all’)
highly profitable in the short term. that the 60 most prosperous cities
However, the substantial population around the world had, on average, City Prosperity Index indicator ID-
in these cities who cannot afford a 30% of their land area dedicated to UF-5.3 (‘land allocated to streets’)
single-family house and private car streets and footpaths/pavements/
is generally relegated to unplanned sidewalks. UN-Habitat has taken this UN-Habitat’s Five Principles of
neighbourhoods that generally a step further and recommended Sustainable Neighbourhood
suffer from multiple spatial and that cities aim to provide at least Planning norm that ‘street
service-related deprivations. Aside half as much more area for open network(s) should occupy at least
from many other social, economic public spaces, including parks, 30 per cent of the land’ (cross-
and environmental deficiencies, squares, playgrounds and markets reference)
both forms also lack sufficient
amounts of public space. Another Additionally, ’The Relevance of Street
study by UN-Habitat showed that Patterns and Public Space in Urban
the latter planned ‘suburban’ form Areas’ (UN-Habitat Working Paper
set aside only 15% of its area, on 2013) and ‘Streets as Public Spaces
average, for public space, and the and Drivers of Urban Prosperity’
former, informal settlements, only (UN-Habitat 2013) present the
3% on average. Without the rights Composite Street Connectivity
of way and common open spaces Index, a score combining portion
that public space provides basic of land allocated to streets, street
infrastructure and services cannot density and intersection density,
be extended into neighbourhoods, and its correlation to city prosperity
much less social integration for a selection of 60 cities across
achieved through unmitigated all regions of the globe. Both
contact with different groups of documents report a desired street
people. For this reason UN-Habitat’s coverage of 30% based on the
Global Public Space Programme Index correlation..

77
Norm

Across the city, residents live on


average 400m from the nearest
public open space.

78
3.2 Distribution

Background Recommended norm Sources

Whereas quantity alone does Across the city, residents live on City Prosperity Index Methodology
not ensure that public space is average 400m from the nearest and Metadata Indicator
allocated equitably throughout public open space ‘Accessibility to Open Public Space’
the neighbourhoods of a city, (‘People living in towns and cities
distribution can correct for this by should have an accessible natural
focusing on the distance and time green space or an open public space
people travel to reach public open less than 400 meters from home’)
space. Givoni (1991) explains that
‘total size of open space available to A Pattern Language for Growing
the population; division of the total Regions (‘every residence is within
open space into individual parcels; 200m of an active public space’)
distribution of the open spaces in
the centre and the outskirts of the WHO (‘green spaces with a
city; the size of the individual areas minimum size of one hectare and
of open space and their location in a maximum distance of 300m to
relation to residential areas’ are the people’s residence’).
‘principal planning feature of public
urban green areas which determine Additionally, the module for
their contribution to the quality of indicator 11.7.1 of the Sustainable
the urban environment’. Development Goals states that ‘[t]
o help define what an “acceptable
Because this norm relates to the walking distance” to public open
distance to the nearest public spaces is, UN-Habitat organized a
space for human pedestrians (and series of consultations with national
not crows or other birds), any statistical officers, civil society and
calculations based upon it should community groups, experts in
take into consideration barriers diverse fields, representatives from
such as water courses, highlands academia, think tanks, UN agencies,
and railways. Many people have a regional commissions among other
natural limit on how far and long partners. These consultations, which
they are willing to walk to access were held between 2016 and 2018,
a neighbourhood-scale public concluded that a walking distance
space. While that differ for each of 400 meters—equivalent to five-
person depending on the type (e.g. minute walk—was a practical and
playground, park or natural reserve) realistic threshold. Based on this, a
and frequency of visit, this norm street network based service area
proposes a basic average minimum is drawn around each public open
as a starting point for any city-wide space, using the 400 meters access
public space strategy. threshold.’

79
Norm

The average city-wide street


intersection density is 100 per
square kilometre.

All city streets have kerbed


sidewalks/pavements/footpaths
with a minimum width of 1.5m.

80
3.3 Connectivity

Background Sources

The more connected places are encourage walking, generate street City Prosperity Index indicator ID-
the more likely people (and other life and for moving goods and UF-5.1 (‘street intersection density’)
species) are to travel between services productively and efficiently.
them. A recent study showed that, In contrast, too few intersections UN-Habitat’s Five Principles of
of all the variables it studied, a city’s forces excess mobility and creates Sustainable Neighbourhood Planning
street intersection density was the long, dull blocks. However, we (’18 km of street length per square
most highly predictive of residents’ also wish to maximize block size kilometer’) (cross-reference)
decision to walk to get around so that their constituent plots are
(Ewing R and Cervero R 2010). In sufficiently large and cost effective Additionally, ‘The Relevance of Street
fact, the elasticity of intersection to build on. As we cannot maximize Patterns and Public Space in Urban
density was found to be 0.39 for both, this norm seeks an optimal Areas’ (UN-Habitat Working Paper
walking, meaning that if intersection balance. 2013) and ‘Streets as Public Spaces
density in a neighbourhood and Drivers of Urban Prosperity’
or city were doubled walking Recommended norms (UN-Habitat 2013) present the
would increase 39 percent. High Composite Street Connectivity
intersection density also boosted The average city-wide density of Index, a score combining portion
public transit provision an use (public) street intersections is 100 of land allocated to streets,
because of increased route choices per square kilometre street density and intersection
(ibid). Higher street intersection density, and its correlation to city
density is also associated with less Additional alternate prosperity for a selection of 60
per capita air pollution from vehicle All city streets have curbed/kerbed cities across al regions of the globe.
emissions, which not only reduces sidewalks/pavements/paved Both documents report a desired
greenhouse gas emissions but also footpaths with a minimum width intersection of 100 intersections
improves public health (Cervero R of 1.5m per square kilometre. According to
and Murakami J 2009). Another ‘The Relevance of Street Patterns
study complements these findings and Public Space in Urban Areas,’
by showing that an increase in ‘100 crossings per km2 allows for
intersection density decreases walking distance between crossing
vehicle miles traveled as well as the 100 meters apart. This is considered
per capita generation of volatile walkable and appropriate in many
organic compounds (Frank 2005). cities, in order to generate street
life and for moving goods and
At the same time, intersection services productively and efficiently.
density is inversely proportional Also, this pattern of around 100
to block size because the greater crossings per km2 determines
number of intersections in a given the size of blocks, around 9000
area the smaller the size of the m2 each which provides for good
blocks delineated within them. We plotting within each block.’
wish to maximize the former to

81
Norm

City has different public spaces


that cater, in aggregate, to the
following: (1) active and passive
engagement, (2) activities for
children and the elderly and
(3) commercial markets.

82
3.4 Diversity

Background Recommended norm

Residents have diverse interests active recreation and if the park is City has adopted and is
and not all of them will want the not large enough to accommodate implementing a plan with different
same things from the same spaces, both they may avoid it altogether. public spaces that cater, in
nor will they want to do the same And gender can also play a role: aggregate, to the following: (1) both
things at the same time. No single another study showed that for active and passive engagement, (2)
public space can cater to all tastes boys the presence of amenities was activities for both children and the
and behaviours. This is another negatively associated with physical elderly and (3) commercial markets
benefit of a city-wide public space activity, whereas for girls it was the
strategy: it can ensure that, in the opposite (Timperio 2008). In many Sources
sum of all public spaces in a city, cities there is a similar dichotomy
everyone’s tastes and behaviours between informal vendors trying to Adapted from Varna G and Tiesdell
are catered for somewhere. make a living despite their inability S (2010) ‘Assessing the Publicness
to afford commercial rent and of Public Space: the star model of
A recent study found that urban others who oppose their presence publicness’ and Mehta V (2014)
residents are likeliest to use their whether for legal, aesthetic or ‘Evaluating Public Space’.
nearest green space if they have economically competitive reasons.
a dog or child under six years old
(Schipperijn J et al 2010). But if they
have none of those, they may be
less likely to use the nearest space
if it happens to be dominated by
dogs and children. In fact, the
same landscape feature may even
elicit opposite reactions in different
people. In another study, water
features and birdlife were found
by some users to be attractive of
calming, but to parents they were
more often regarded as threats
(Francis J et al 2012). Attributes
such as a good path network or
playground make public space
suitable for physical activity,
which is a priority for many users
(including possibly those same
water-wary parents) (Coombes E,
Jones A and Hillsdon M 2010). But
citizens visiting a park for passive
recreation may avoid spaces with

83
Norm

City has an enforced policy that


public open and green spaces have
no physical or financial barriers
to pedestrian access, whether
walls, fences, lockable gates,
checkpoints or entrance fees.

84
3.5 Accessibility

Background Recommended norm

Lynch wrote that open space The inequity inherent in this is City has an enforced policy that no
should be an outdoor area which obvious. It is doubly inequitable public open or green spaces have
is open to freely-chosen and because residents with high incomes physical (e.g. such as walls, fences,
spontaneous activity, movement, can already afford to substitute lockable gates or checkpoints)
or visual exploration of a significant public space with their own private or financial (e.g. entrance fees)
number of city people. Spatial open space, which they tend to barriers to pedestrian access
anthropologists such as Low have prefer. So those who doubly need
written about the importance of free and open public space are half Sources
unmitigated contact with people as likely to have access to it. There
different from oneself. As cities is also an irony in that the intent Adapted from Mehta V (2014)
around the world are becoming to exclude ‘dangerous elements’ ‘Evaluating Public Space’
increasingly socioeconomically may increase the danger a place
polarized it is becoming increasingly poses by draining it of people and Adapted from Németh J and
less likely that we should come the invaluable informal surveillance Schmidt S (2007) ‘Toward a
into face-to-face contact with they provide. While there is little Methodology for Measuring the
those unlike us. Urban space, agreement in anthropological, Security of Publicly Accessible
like social media, is subject to geographical, sociological or Spaces’
sorting algorithms that heavily urbanistic circles on the meaning of
predetermine the social groups to ‘accessibility’ insofar as it applies to
which we will be exposed. Many public space, UN-Habitat and the
privately-owned, publicly accessible Centre for the Future of Places have
spaces manage to fulfil the basic chosen to focus on overcoming the
city-enforced criterion of provision physical and financial barriers posed
while sending the contradictory by neoliberalism. One should not
(and not so subliminal) message, need to pay an entrance fee nor be
through gates or surveillance, that subjected to segregation to access
access is heavily restricted; that in a public space. While in theory this
essence they are not really public. kind of accessibility is something
Often times, where money is to be that could be handled on a site-by-
made, decisions to exclude people site basis it may in reality require
are made not only on the subjective a city-wide policy with city-wide
and spurious basis of who looks enforcement if actual sites in certain
like they will not spend money but (e.g. high income) neighbourhoods
who looks like they might dissuade and with certain (e.g. privately
people with money from visiting owned) legal statuses and certain
and spending there. purposes (e.g. commercial markets)
are to comply.

85
Norm

City has a budgeted policy of


regular cleaning and proactive
maintenance of all public spaces.

City has an enforced design


guideline for open public spaces’
visual and physical connection.

86
3.6 Quality

Background Recommended norms

Of the six categories of norms in Lastly, experience has shown that City has a budgeted policy of
this Guidebook quality is the most setting design standards on city- regular cleaning and proactive
difficult to define. To an extent some wide basis makes the design of maintenance of all public spaces
of the previous norms might qualify individual projects easier and (streets and open spaces)
as constituting an aspect of ‘quality the planning approval process
public space’. Still, UN-Habitat and much quicker. If working group Additional alternate
the Centre for the Future of Places drafting the city-wide public space City has an enforced design
felt strongly that several other strategy decides to include design guideline for open public spaces’
dimensions of public space were guidelines amongst its priority visual and physical connection and
worth enshrining as norms, namely actions (see Step 1.8) it should openness to adjacent streets and/or
maintenance policies and design consider adopting some of the spaces that facilitate move-to and
guidelines. sociospatial standards that are movement-through them
more difficult to articulate verbally
Studies have shown that poor and quantitatively: perception in Sources
maintenance and condition public motion, the choreography shape
space (including public facilities) it and the articulation of nodes, Adapted from Varna G and Tiesdell
is associated with perceptions of edges and zones that that will likely S (2010) ‘Assessing the Publicness
lack of safety (Day R and Wager require. of Public Space: the star model of
F 2010). Moreover, lack of or publicness’
inoperable lights constitute barriers
to public space visitation. And Adapted from Mehta V (2014)
unkempt, unclean surfaces were ‘Evaluating Public Space’
barriers to public space visitation
for the purpose of physical activity
because they increased the risk
of injury (Roult R et al 2016, Van
Hecke L et al 2016). As discussed
in Norm 3.5 on accessibility, public
space maintenance can in theory
be handled on a site-by-site basis
but probably requires a city-wide
policy if it is to be practiced across
the board rather than only in the
neighbourhoods that have the
political clout to demand and hold
the municipality accountable for it.

87
88
4
ANNEXES

POLICY SCAN
LITERATURE REVIEW

89
POLICY SCAN

Gehl Institute (2019) Inclusive,


Healthy Places

Prince’s Foundation (2019) Planning


for Rapid Urbanisation: a Toolkit for
Mayors and Urban Practioners

UN-Habitat (2016) Global Public


Space Toolkit

UN-Habitat (in press) Urban Plan


Benchmarking Tool

World Bank (2019) City-wide Public


Space Assessment and Planning

This guidebook 1: 2: 3:
STEPS INGREDIENTS NORMS

Existing policies, that address and of a good public space strate­ gy public space strategy, consolidating
analyse aspects of the quality, should be. Each policy addressed and building on existing knowledge
diversity, accessibility, maintenance several stages of the development to provide a strong foundation for
and life of public spaces, were process of: (1) input, (2) processes, local governments to successfully
reviewed order to formulate this (3) output, (4) outcome, (5) impact. achieve public space goals.
guide for the creation of city-wide Only one covered all of these
public space strategies. Six of these stages. What this guidebook aims
policies were identified and used to achieve is a holistic approach to
to determine what the ingredients the process of creating a city-wide

90
POLICY SCAN

91
LITERATURE REVIEW
Index on Quality of Public Space

Mehta, Vikas. ‘Evaluating Public Space’ in Journal of Urban Design, vol 19, no 1, pp 53-88. 2014.
MACRO SCALE/
FIVE QUALITIES SYSTEM-WIDE
GRAPHED ACCORDING TO SPATIAL SCALE
AND STRUCTURE-AGENCY POSITION

PLEASURABILITY

AGENCY/ STRUCTURE/
MEANINGFULNESS SAFETY
USE MANAGEMENT

INCLUSIVENESS COMFORT

MICRO SCALE/
SITE

42-45 INDICATORS
WITHIN THE FIVE QUALITIES

92
LITERATURE REVIEW
Index on Management Techniques for
Publicly-Accessible Spaces
Németh, Jeremy. ‘Defining a Public: the managment of pirvately owned public space’ in Urban Studies, vol 46,
no 11, pp 2463-2490. 2008.

FOUR CATEGORIES MACRO SCALE/


CITY-WIDE
GRAPHED ACCORDING TO SPATIAL SCALE
AND STRUCTURE-AGENCY POSITION

AGENCY/ STRUCTURE/
ACCESS
USE MANAGEMENT

DESIGN LAWS SURVEILLANCE

MICRO SCALE/
SITE

20 INDICATORS
WITHIN THE FOUR CATEGORIES

93
LITERATURE REVIEW
Index on Publicness of Public Space

Varna, George and Tiesdell, Steve. ‘Assessing the Publicness of Public Space’ in Journal of Urban Design, vol 15,
no 4, pp 575-598. 2010.

FIVE META-DIMENSIONS MACRO SCALE/


CITY-WIDE
GRAPHED ACCORDING TO SPATIAL SCALE
AND STRUCTURE-AGENCY POSITION

CONFIGURATION OWNERSHIP

AGENCY/ STRUCTURE/
USE MANAGEMENT

ANIMATION CIVILITY CONTROL

MICRO SCALE/
SITE

14 INDICATORS
WITHIN THE FIVE META-DIMENSIONS

94
LITERATURE REVIEW
Analysis of Qualities/Categories/Dimensions
Showing Commonalities and Gaps at the City-Wide Scale

MACRO

MEHTA DISTRIBUTION
QUANTITY
VARNA CONNECTIVITY

NEMETH

CONFIGURATION OWNERSHIP
PLEASURABILITY

DIVERSITY ACCESSIBILITY
USE MEANINGFULNESS SAFETY ACCESS MANAGEMENT

QUALITY

CIVILITY
DESIGN CONTROL
ANIMATION LAWS
INCLUSIVENESS SURVEILLANCE
COMFORT

MICRO

95
LITERATURE REVIEW
Analysis of Indicators
Showing Commonalities at the City-Wide Scale

96
97
BIBLIOGRAPHY

Cervero, Robert, and Jin Murakami. Francis, J et al. 2012. ‘Quality or Low, Setha. 2018. Spatializing
2010. ‘Effects of Built Environments quantity? Exploring the relationship Culture: The Ethnography of Space
on Vehicle Miles Traveled: between Public Open Space and Place. London: Routledge,
Evidence from 370 US Urbanized attributes and mental health in 2017, 263 Pp.” City & Society 30
Areas.’ Environment and Planning Perth, Western Australia.’ Soc Sci (2). https://doi.org/10.1111/
A: Economy and Space 42 (2): Med. 2012 May;74(10):1570-7. doi: ciso.12167.
400–418. https://doi.org/10.1068/ 10.1016/j.socscimed.2012.01.032.
a4236. Leclerq, Els. 2018. ‘Privatization of
Frank, Lawrence. 2005. A Study the production of public space.’
Commonwealth Association of of Land Use, Transportation, Air A+BE: Architecture and Built
Architects. 2018. ‘A Toolkit for Quality, and Health (LUTAQH) in Environment. 2018;(5):1-386 DOI
Mayors and Urban Practitioners.’ King County, WA. 10.7480/abe.2018.5
Isuu. April 15, 2018. https://issuu.
com/comarchitect.org/docs/a_ Garau, Pietro. 2017. ‘The Biennial Kithiia, Justus. 2011. ‘Climate
toolkit_for_mayors_and_urban_ of Public Space in Rome. From the Change Risk Responses in East
prac. Charter of Public Space to the Post- African Cities: Need, Barriers and
Habitat III Agenda.’ The Journal Opportunities.’ Current Opinion in
Coombes, Emma, Andrew P. Jones, of Public Space 2 (1). https://doi. Environmental Sustainability 3 (3):
and Melvyn Hillsdon. 2010. ‘The org/10.5204/jps.v2i1.59. 176–80. https://doi.org/10.1016/j.
Relationship of Physical Activity and cosust.2010.12.002.
Overweight to Objectively Measured Gehl Institute (2018) Inclusive,
Green Space Accessibility and Healthy Places. Lefebvre, Henri, and Donald
Use.’ Social Science & Medicine 70 Nicholson-Smith. 2009. The
(6). https://doi.org/10.1016/j.socscimed. Givoni, Baruch. 1991. ‘Impact Production of Space. Oxford:
2009.11.020. of Planted Areas on Urban Blackwell.
Environmental Quality:
De Magalhaes, Claudio and Sonia A Review.’ Atmospheric Lynch, Kevin. 1960. The Image of
Freire Trigo. 2017. ‘Contracting Environment. Part B. Urban The City. Cambridge: MIT Press.
out publicness: the private Atmosphere 25 (3): 289–99.
management of the urban public https://doi.org/10.1016/0957- Mehaffy, Michael W. 2018. A
realm and its implications.’ Progress 1272(91)90001-u. Pattern Language for Growing
in Planning (115): 1-28. https:// Regions : Economy, Technology,
www-sciencedirect-com.ezproxy. Mboup, Gora, Rasna Warah, and Quality of Life : A Collection of 56
cul.columbia.edu/science/article/pii/ United Nations Human Settlements New Patterns for a New Generation
S0305900616300010 Programme. 2013. Streets as of Urban Challenges. Portland:
Public Spaces and Drivers of Urban Sustasis Press in Association with
Ewing, Reid, and Robert Cervero. Prosperity. Nairobi: United Nations Centre for the Future Of Places KTH
2010. ‘Travel and the Built Environment.’ Human Settlements Programme Royal Institute of Technology.
Journal of the American Planning (UN-Habitat).
Association. 2010. https:// Mehta, Vikas. 2013. ‘Evaluating
w w w. t a n d f o n l i n e . c o m / d o i / Hudson-Rodd, Nancy. 1994. ‘Public Public Space.’ Journal of Urban
abs/1.1080/01944361003766766. Health: People Participating in the Design 19 (1): 53–88. https://doi.
Creation of Healthy Places.’ Public org/10.1080/13574809.2013.854
Health Nursing 11 (2). https://doi. 698.
org/10.1111/j.1525-1446.1994.
tb00778.x.

98
Németh, Jeremy. 2009. ‘Defining a UN-Habitat (2016) Global Public
Public: The Management of Privately Space Toolkit.
Owned Public Space.’ Urban
Studies 46 (11): 2463–90. https://doi. UN-Habitat. 2015. Global Report
org/10.1177/0042098009342903. on Human Settlements. Unhabitat.
Org. 2015. http://mirror.unhabitat.
Peschardt, Karin K., Jasper org/categories.asp?catid=555.
Schipperijn, and Ulrika K. Stigsdotter.
2012. ‘Use of Small Public Urban UN-Habitat. 2013. Five Principles
Green Spaces (SPUGS).’ Urban of Sustainable Neighbourhood
Forestry & Urban Greening 11 (3): Planning. https://unhabitat.
235–44. https://doi.org/10.1016/j. org/sites/default/files/
ufug.2012.04.002. download-manager-files/A%20
New%20Strategy%20
Pratt, A. ‘The rise of the quasi- of%20Sustainable%20
public space and its consequences Neighbourhood%20Planning%20
for cities and culture’. Palgrave Five%20principles.pdf.
Commun 3, 36 (2017) doi:10.1057/
s41599-017-0048-6. UN-Habitat. 2012. City
Prosperity Index. https://
Prince’s Foundation (2019) Planning sustainabledevelopment.un.org/
for Rapid Urbanisation: a Toolkit content/documents/745habitat.
for Mayors and Urban Practioners. pdf.
https://issuu.com/comarchitect.org/
docs/a_toolkit_for_mayors_and_ United Nations. 2017. Habitat III
urban_prac. Issue Papers.

Taipale, Kaarin, Claire Fellini, Varna, George, and Steve Tiesdell.


and David Le Blanc. 2012. 2010. ‘Assessing the Publicness
‘Challenges and Way Forward of Public Space:The Star Model
in the Urban Sector.’ https:// of Publicness.’ Journal of Urban
sustainabledevelopment.un.org/ Design 15 (4): 575–98. https://doi.
content/documents/challenges_ org/10.1080/13574809.2010.502
and_way_forward_in_the_urban_ 350.
sector_web.pdf.

The World Bank. 2020. The Hidden


Wealth of Cities: Creating, Financing,
and Managing Public Spaces.

Timperio, A et al. 2008. ‘Features


of public open spaces and physical
activity among children: findings
from the CLAN study.’ Prev Med.
2008 Nov;47(5):514-8. doi:
10.1016/j.ypmed.2008.07.015.

UN-Habitat (in press) Urban Plan


Benchmarking Tool.

99
Public space is more than well- A thorough strategy offers cities City-Wide Public Space Strategies:
designed physical places. It is an an action-oriented approach a Guidebook for City Leaders offers
arena for social interaction and encompassing not only spatial goals, three guides in one: a process-based
active citizenship that can spark but governance arrangements, guide with 12 steps for developing
social and economic development implementation plans, budgetary a strategy; an output-based guide
and drive environmental needs and measurable indicators. It with 13 essential ingredients for a
sustainability. The design, provision should be formulated to overcome strategy; and an outcome-based
and maintenance of well- common obstacles to the successful guide with six importnat norms that
connected systems of public space provision of public spaces every strategy should adopt. This
are integral to achieving a safe and throughout a city. With adequate guidebook is complemented by
accessible city. However, cities must political support and funding, a City-Wide Public Space Strategies: a
move beyond typically site-specific city-wide public space strategy can Compendium of Inspiring Practices,
approaches to addressing public deliver a well-distributed, accessible and together they provide city
space if sustainable and longer- and inclusive public space system. leaders, including mayors, local
lasting benefits are to be achieved. authorities, urban planners and
Establishing and implementing a designers, with the knowledge and
city-wide strategy that approaches tools necessary to support them
a city as a multi-functional and in developing and implementing
connected urban system can ensure city-wide public space strategies.
the best chances of proactively Building on the Global Public Space
driving good urban development. Toolkit published by UN-Habitat
in 2016, this set of publications
supports the strengthening of local
government capacity, providing
actionable policy guidance and
driving transformative change in
multiple global contexts.

100

You might also like