Devi Ahilya vishwavidyalaya, Indore

School of economics
MBA (FINANCIAL
SERVICES) – III SEM
2021 - 2023
Internship Report
On

Faculty Mentor : Submitted by :

Dr. Ekta Rokade SANGRAM SINGH Tomar
(Roll No. 21341)
 Devi Ahilya Vishwavidyalaya, Indore

School of Economics, Financial Services

TO WHOMSOEVER IT MAY CONCERN

This is to certify that the Summer Project Study Report, Titled “

TRADING SYSTEM……..” submitted by Mr. SANGRAM SINGH
TOMAR ……. as partial fulfillment of requirement of the two year
MBA (2021-2023) is a bona-fide work carried out by the student at our
Institute.

This Summer Project Study is his/her original work and has

not beensubmitted to any other University/Institute.

Faculty mentor Director

……………………….. ……………………...

Date:
Place: INDORE
Internship certificate
 Declaration Certificate by Student

DECLARATION BY THE STUDENT

I SANGRAM SINGH TOMAR ,student of MBA batch (2021- 2023)

declare that the project entitled ………TRADING SYSTEM…. is my
own work conducted under the supervision of MR. ANIRUDDH
SHARMA.. as a partial fulfillment of Summer Internship Program for the
course of MBA submitted DR. EKTA ROKADE… and Devi Ahilya
Vishwavidyalaya, Indore

Department : School of Economics, Financial Services

I further declare that to the best of my knowledge the project does not
contain any part of any work which has been submitted for any other
project either in this institute or in any other without proper citation.

Place: Indore
Date:………………… Signature of the Candidate
 EXECUTIVE SUMMARY

As a partial fulfillment of my MBA curriculum I have undergone six

weeks summer training at ―ARIHANT CAPITAL MARKET LTD. I
have done mysummer training project at INDORE branch from 8th of
August to 30th of September 2022.

The Arihant Group has emerged as one of the top 10 retail stock broking
houses in India, having memberships on BSE, NSE and the two leading
commodity exchanges in the country i.e. NCDEX and MCX. Arihant
capital market Ltd is also registered as a depository participant with
CDSL. Arihant has exceeded
customer‘s expectations by providing world-class

service. Key finding from the reports and solutions.

*Business class investors more proportion of their income in

shares andsecurities as compared to service class investors.
*Majority of investors trade according to expert the daily traders.
*Majority of investors take the decision on investment (where/what amount to
invest) on their own idea and some rely on expert‘s opinion and broker‘s advice.
* In case segment, capital gain is the prior motives of the investors
followed byregular of the investors followed by regular income and tax
income and tax planning etc.

Benefits from the company

Practical understanding of various tools and technique.

Technique required to understand the functioning of capital markets in
depth.Knowledge acquired from industry experts, Derivative Analysts.
Real time live market participation.
Extensive Trading Software
Assistance.
TABLE OF CONTENTS

1. OBJECTIVE OF STUDY
2. INTRODUCTION
3. COMPANY PROFILE
4. TRADING SYSTEM OF STOCK EXCHANGE
5. RESEARCH METHODOLOGY
6. DATA ANALYSIS AND INTERPRETATION
7. SWOT ANALYSIS
8. FINDING
9. CONCLUSION
10. BILIOGRAPHY
 OBJECTIVES OF THE STUDY

(a) To have an idea about the various Trading System Of Stock Exchange.

(b) To gather some knowledge about the Trading System.

(c) To understand the Trading System in a better way.

(d) To understand the trends of trade in the stock market in the last few years.

(e) To get the detail information about the company and to analysis the learning in
past six weeks at Arihant capital market.

(f) To gain the knowledge about the market conditions.

(g) How to handle the various questions raised by them and how to deal with
them.
 INTRODUCTION

A Stock Exchange is the single most important institution in the secondary market
for providing a platform to the investors for buying and selling of securities
through its member. It is a place where already issued securities of companies are
bought and sold by investors. Stock Exchanges are an organized marketplace,
either corporation or mutual organization, where members of the organization
gather to trade company stocks or other securities. The members may act either as
agents for their customers, or as principals for their own accounts. It also
facilitates for the issue and redemption of securities and other financial
instruments including the payment of income and dividends.

Traditionally a stock exchange is an association of its members or stock

brokers, formed for the purpose of facilitating the buying and selling of
securities by the public and institutions at large and regulating its day to day
operations. Of late however, stock exchanges in India are operating now with
due recognition from Security and Exchange Board of India (SEBI)/ the
Government of India under the securities contracts (Regulation) Act, 1956.
There are 24 recognized stock exchanges in India, out of which one has not
commenced its operations. Out of the 23 remaining stock exchanges, the trading
volumes are recorded. Most of the regional stock exchanges have formed
subsidiary companies and obtained membership of Bombay Stock Exchanges
(BSE), or A NATIONAL STOCK EXCHANGE (NSE) or both. Members of these
stock exchanges are now working as sub brokers of BSE / NSE brokers.

Securities listed on the stock exchange(s) have following advantages:-o

The stock exchange(s)
o provides a fair market place
o It exchanges liquidity
o There is continuous reporting of their prices
o Full information is available on the companies
o Rights of investors are protected
 List of Stock Exchanges in India

 Bombay Stock Exchange

 National Stock Exchange
 Interconnected Stock Exchange
 Regional Stock Exchanges
 Ahmadabad Stock Exchange
 Bangalore Stock Exchange
 Bhuvaneshwar Stock Exchange
 Calcutta Stock Exchange
 Cochin Stock Exchange
 Coimbatore Stock Exchange
 Delhi Stock Exchange
 Guwahati Stock Exchange
 Hyderabad Stock Exchange
 Jaipur Stock Exchange
 Ludhiana Stock Exchange
 Madhya Pradesh Stock Exchange
 Madras Stock Exchange
 Magadha Stock Exchange
 Mangalore Stock Exchange
 Meerut Stock Exchange
 OTC Exchange Of India
 Pune Stock Exchange
 Saurashtra Kutch Stock Exchange
 Uttar Pradesh Stock Exchange
 Vadodara Stock Exchange
 Historical Background of Stock Exchanges

The first stock exchange was established in London in the year 1773. just after
establishment of London stock exchange various countries like France, Germany
and USA also established their own stock exchange markets. In India, the first
exchange established in Bombay in the year 1875. later, in year 1908, Calcutta
stock exchange was established which was recognized in the company in 1923.
mean which in 1920 the madras stock exchange limited in 1973. So far the
government of India has recognized 22 stock exchange, which was located at
major business centers in different parts of country.

Till the mid fifties the stock exchange was governed by their own bye laws and
regulations with very little interface by the government. In the year 1925, the
government of Bombay promulgated an act ―securities contracts and control act,
1625 for regulation and the stock exchange. During the world was second trading
outside the stock exchange flourished with adverse effect on investor‘s confidence
due to base – less issues and higher rate of liquidation of companies. In 1956, the
center government passed contracts (regulation) act 1956, which came into force
through-out the country on 20th Feb. 1957.

Earliest records of securities trading in India are available from the end of the
eighteenth century. Before 1850, there was business conducted in Mumbai in
shares of the East India Company, which were considered as securities for
buying, selling\ & exchange. The shares of the Commercial Banks, mercantile
bank & the Bank of Bombay were some of the prominent shares traded.
In 1850, the Companies Act was passed & that heralded the commencement of the
joint stock companies in India.
It was the American civil war that helped Indian to establish broking business.
The leading broker, Shri Premchand Roy Chand designed & developed the
procedure to be followed while dealing in shares.

In 1874, the Dalal Street became the permanent place for meeting the brokers to
conduct their business. The brokers organized an association on 9th July 1875
known as ―Native share 7 stock Brokers Association‖ to protect the stock &
interest of the native brokers. That was the foundation of the Stock Exchange,
Mumbai. The Exchange was established with 318 members. The Stock Exchange,
Mumbai did not have to look back as it started riding high in the ladder of growth.
In January 1899, Mr. James M.Maclen, M.P inaugurated the Brokers hall.
After the 1st World War, the stock exchange was housed properly at an old
building near the Town Hall. In 1928 the present premises were acquired
surrounded by Dalal Street, Bombay Samacher Marg and Hamman Street. At
 new building the present location was constructed and was occupied on 1st
December 1930.

STOCK BROKERS
SEBI registered stock - brokers interested in providing Internet based trading
services will be required to apply to the respective stock exchange for a formal
permission. The stock exchange should grant approval or reject the application as
the case may be, and communicate its decision to the member within thirty
calendar days of the date of completed application submitted to the exchange. The
Exchange closely monitors outstanding position of top buying member- brokers
and top selling member-brokers on a daily basis. For this purpose, it has developed
various market monitoring reports based on certain pre-set parameters. These
reports are scrutinized by officials of the Surveillance Dept. to ascertain whether a
member-broker has built up excessive purchase or sale position compared to his
normal level of business. Further, it is examined whether purchases or sales are
concentrated in one or more scrips, whether the margin cover is adequate, whether
transactions have been entered into on behalfof institutional clients and even the
quality of scrips, i.e., liquid or illiquid is looked into in order to assess the quality
of exposure. The Exchange also scrutinizes the pay-in position of the member-
brokers and the member-brokers having larger funds pay-in positions are at times,
at the discretion of the Exchange, required to make advance pay-in on T+1 day
instead of on T+2 day.

BASIC REQUIREMENTS FOR STOCK BROKERS

Trading will be on existing stock exchanges through order routing system for
execution of trades. Therefore, stockbrokers are to comply with the following
before the start of trade on Internet.
1. The broker must have a net worth of Rs. 50 lakh if he wants to avail the
facility of Internet for his own.
2. Provision for maintenance of adequate back-up system.
3. The software system to be used by him should be secured and reliable.
4. To employ the qualified staff for this purpose.
5. To send order/trade confirmation to the client also through e-mail.
6. The contract notes must be issued to the clients as per existing regulation
within 24 hours of the execution of trades.
7. The broker and his client should use authentication technologies.
 The above are some of the important pre-requisites for the stockbroker should
intend to take benefits of trading on Internet. However, detailed guidelines
issued by the SEBI for the stock exchange

KIND OF STOCK BROKERS

1. Commission Broker
Near about all the brokers buy and sell securities for earning a commission for
investor point of view he is the most important person and responsibility is to buy
and sell stoke for his customer. It means that he acts as an agent of investorand
earns commission for his services rendered. The broker is also an independent
dealer in securities. He purchases and sell securities in his own name but he is not
allowed to deal with non-member.

2. Jobber
He is an professional speculator who works for a profit called ‗turn‘ he makes a
continuous auction in the market in the stoke in which he specialized. He trades in
the market evens for small difference in the prices and helps to maintain liquidity
in the stoke exchange.

3. Floor Broker
The floor broker buy and sell shares for the other broker on the floor of the
exchange. He is an individual member owns his seat and receives his own
commission on the orders he execute. He helps other brokers when they are buyand
as compensation receives a portion the broker.

4. Odd lot dealer

For trading in stock exchange there a certain number of share a fixed to be
transacted in a lot, this is known as round lat which is usually a, 100 share a.
Anything less than the round lot are add lot. If a person is in possession of add lot
of share i.e. 10, 20, 30, 40 etc. They he will has to look for the add lot dealer.
5. Budliwala
He is the person who finance or provide credit facilities to the market for this
service he charges a fees called contango or backwardation charges. The
budliwala gives a fully secured loan for period of 2 to 3 weeks

6. Arbitrageur
A person who is specialist in dealing with securities in different stoke exchange
centers at the same time. He makes a profit by the difference in the piece
prevailing in different centers of the market activity. For example the rte of a
certain scrip is higher in some stoke exchange than other on. In this case the broker
will buy the scrip from the marked lower price and will sell the scrip in the market
at higher price. The profit of the arbitrageur depends on the ability to get the prices
from different centers before trading in other stoke exchanges.
COMPANY PROFILE

INTRODUCTION TO ARIHANT

Arihant Capital Markets Limited, an ISO 9001:2008 Certified Company, is one of

the leading financial services companies in India. We provide a gamut of products
and services including securities and commodities broking, investmentplanning,
financial planning, wealth management and merchant banking to a substantial and
diversified clientele that includes individuals, corporations and financial
institutions.
We are committed to giving our customers the best services and holding to our
core values which always place our client's interests first. These values are
reflected in our Business Principles, which emphasize integrity, commitment to
excellence, innovation and teamwork.
We have presence in 110 cities with over 620 offices across the nation. Clients
turn to Arihant for its complete platform of financial services combined with
excellent execution.
We have a dedicated institutional team, which caters to mutual fund houses,
insurance companies and almost all the banks active in the capital market
segment.
Our goal is to create wealth for our retail and corporate customers throughsound
financial advice and appropriate investment strategies.

Philosophy
 Integrity and transparency in all transactions.
 Providing investment solutions based on quality and unbiased research.
 Providing personalized services to all investors, institutions, business
associates.
 Achieving success through client's growth.
 Making financial services more affordable, understandable and available to
all.

What we aspire
To be the pre-eminent and most trusted provider of financial services.
The values to which we aspire can be summarized in 5 principles:
 Integrity
 Client commitment
 Strive for profitability
 Excellence
 Innovation
 Our history
Arihant Capital Markets Limited was established in 1994 by Mr. Ashok Kumar
Jain, a Chartered Accountant. Arihant has followed a consistent growth path and
has established itself as one of the leading broking houses of the country with the
support and confidence of its clients, investors, employees and associates. We
pride ourselves on our independence and continuous service since inception.
 Our Associations
Arihant Capital Markets Limited is listed on the Bombay Stock Exchange since
1993 and since then the company has grown in leaps and bounds.
We are members of the leading stock exchanges of India:

National Stock Exchange (NSE) Bombay

Stock Exchange Limited (BSE)
We are a depository participant with:
National Securities Depositories Limited (NSDL)
Central Depository Services Ltd. (CDSL)

We are members of leading commodities and currency exchanges in India:

National Commodities Exchange (NCDEX)
Multi Commodities Exchange (MCX) MCX
Stock Exchange Ltd (MCX-SX)
NSE FX (Currency Derivatives segment of NSE)
We are AMFI Certified Mutual Fund Distributor, are registered with theSEBI for Portfolio Management Services
(PMS) and are a Category - I Merchant Banker.
 Our business
“Our success is defined by the success of our clients”

Arihant has developed a diverse and robust portfolio of financial services to help
our customers manage their money in the way that benefits them most.
 Key business of company

Broking :-
Arihant is one of the leading providers of broking services to individuals and
institutions in the equity, derivatives and commodities segment in India.
We proactively deliver the full depth and breadth of our broking services to
clients through a network of more than 300 branches and franchises across
India.
Excellent research support, state-of-the-art tools, smart risk management, capital
requirements, excellent order routing and efficient operational practices are key
components of our offerings. We provide superior pre- and post-trading services to
clients through robust technical architecture.

Distribution :-
With the objective of meeting all the investment needs of our clients, we provide
distribution services of mutual funds and IPOs. We are an AMFI registered mutual
fund distributor and are also registered with all the AMCs in India to sell the
schemes offered by them. Our distribution network is backed byin-depth &
comprehensive research and a strong team for marketing and sales support.
We have a dedicated team exclusively for research on mutual funds and IPO. We
provide monthly publications on mutual fund activity and fund recommendations
and also furnish reports on New Fund Offers (NFO) and forthcoming IPOs‘
recommendations. Our recommendations are objective and unbiased. For us, the
client‘s growth is the top priority.

Depository :-
Our Depository business helps us in providing integrated financial solutions to
our clients. It is led by a team of professionals and the latest technological
expertise, dedicated exclusively for the depository services.
This creates a seamless transaction platform for clients – to execute tradesthrough Arihant capital market Business and
settle them through Arihant Depository Services.
Wealth management :-
Our wealth management business provides tailored, impartial and regulated
financial planning advice on life, retirement and investment products.
Our services to high net worth individuals and corporate clients include:
 Asset management
 Stock broking
 Wealth structuring
 Financial planning.

Our Disciplined investment process

Arihant has a philosophy of investing in quality businesses with a strong

management at reasonable prices. We follow both a bottom-up approach
and top-down approach to investing with an intensive research process for
screening potential investments.
 Research

Our research team supplements our broking, wealth management and distribution
business. Our research team comprises expert investment professionals for
fundamental and technical research covering equity, derivatives, mutual funds and
IPOs. We draw upon our experience and depth ofresources, to provide the
financial and strategic advice necessary for successful asset management.
From day one, our focus has been to offer investors a platform to make informed
investment decisions based on thorough research and discipline. We have
therefore established a research team to offer complete support and the right
guidance to our clients. Our research is used only for our personal and
institutional clients.
Our research extends into every corner of our equities business, supplying
invaluable analysis, information, and advice to our clients. We employ a
disciplined and rigorous research process. Starting with a top down analysis, we
look closely at the megatrends and industry drivers that create opportunities for
innovative companies. We identify and affiliate ourselves with the fastest growing
and fundamentally strong companies and provide our investors with the best
investment opportunities.

Merchant banking and investment banking

We deliver high-quality strategic advice and creative financing solutions to
corporate with the help of qualified professionals who have a combined
experience of over 50 years in investment banking, corporate advisory and
corporate finance.

The primary activities of Merchant Banking Business are:

Capital Market Services
Corporate Finance
Strategic Services

The comprehensive experience and knowledge of our team enables us to offer a

host of financial services covering capital raising, mergers and acquisitions,
advisory, debt syndication, qualified institutional placements, private placements,
financial restructuring among others
 ABOUT THE TOPIC

Online Trading Systems

Online Trading Systems, was started to help you find the right trading system to
make money in the market. We offer all different types of trading systems, from
Futures Trading, Forex Trading, Stock Trading to Options Trading. Our Trading
systems include day trading, swing trading and longer term trading systems.
Online Trading Systems will continue to test and list various trading systems onour
website. All Trading systems including Futures, Forex, Stocks and Options should
be tested and verified before you use real money. Some trading systems will post
actual accounts on their websites or newsletters. We still recommend you paper
trade their trading system before using real money.

Online Trading in India

You can place trade orders or cancel orders at your will from the comforts of
your home. It allows you to make your own decision with regards to trading
without any interference of the broker. You can buy shares or invest in IPO or
buy mutual funds as well.
Online trading can be done by simply opening a demat and trading account with
any SEBI registered broker. Account opening can be done in a matter of 15
minutes. The documents required to open an account are PAN card, address proof,
AADHAAR card, mobile number linked to AADHAAR, bank statement, cancelled
cheque leaf and passport photograph.
Documents issued by trading member/broker:
Contract note:
The trading member or the broker has to issue contract note within 24 hrs of the
execution of trade. Digital contract notes are issued these days. You have to check
the contract notes regularly and any discrepancy has to be taken up with the broker
immediately. The broker also issues a quarterly statement of funds in digital
format.
However, every transaction does not yield profits, and in some cases a trader’s
gross losses might exceed the gains The holding period of securities, in this case,
is shorter compared to day-trading, i.e. individuals hold stocks spanning a maximum of
a few minutes.
This feature allows for the frequency of transactions. Similar to day-trading,
scalping requires market experience, proficiency, awareness of market
fluctuations, and prompt transactions.

Swing Trading:
This style of stock market trading is used to capitalize on the short-term stock
trends and patterns. Swing trading is used to earn gains from stock within a few
days of purchasing it; ideally one to seven days. Traders technically analyse the
stocks to gauge the movement patterns they are following for proper execution of
their investment objectives.

Momentum Trading:
In case of momentum trading, a trader exploits a stock’s momentum, i.e. a
substantial value movement of stock, either upwards or downwards. A trader tries
to capitalise on such momentum by identifying the stocks that are either breaking
out or will break out.In case of upward momentum, the trader sells the stocks
he/she is holding, thus yielding higher than average returns. In case of downward
movement, the trader purchases a considerable volume of stocksto sell when its
price increases.

Trading Procedure on a Stock Exchange:

The Trading procedure involves the following steps:

1. Selection of a broker:

The buying and selling of securities can only be done through SEBI registered
brokers who are members of the Stock Exchange. The broker can be an
individual, partnership firms or corporate bodies. So the first step is to select a
broker who will buy/sell securities on behalf of the investor or speculator.
 2. Opening Demat Account with Depository:

Demat (Dematerialized) account refer to an account which an Indian citizen

must open with the depository participant (banks or stock brokers) to trade in
listed securities in electronic form. Second step in trading procedure is to open a
Demat account.

The securities are held in the electronic form by a depository. Depository is an

institution or an organization which holds securities (e.g. Shares, Debentures,
Bonds, Mutual (Funds, etc.) At present in India there are two depositories: NSDL
(National Securities Depository Ltd.) and CDSL (Central Depository Services
Ltd.) There is no direct contact between depository and investor.
Depository interacts with investors through depository participants only.

Depository participant will maintain securities account balances of investor

and intimate investor about the status of their holdings from time to time.

3. Placing the Order:

After opening the Demat Account, the investor can place the order. The order
can be placed to the broker either (DP) personally or through phone, email, etc.

Investor must place the order very clearly specifying the range of price at
which securities can be bought or sold. e.g. “Buy 100 equity shares of Reliance
for not more than Rs 500 per share.”
4. Executing the Order:

As per the Instructions of the investor, the broker executes the order i.e. he buys
or sells the securities. Broker prepares a contract note for the order executed. The
contract note contains the name and the price of securities, name of parties and
brokerage (commission) charged by him. Contract note issigned by the broker.

5. Settlement:

This means actual transfer of securities. This is the last stage in the trading of
securities done by the broker on behalf of their clients. There can be two typesof
settlement.

(a) On the spot settlement

It means settlement is done immediately and on spot settlement follows. T + 2

rolling settlement. This means any trade taking place on Monday gets settled by
Wednesday.

(b) Forward settlement

It means settlement will take place on some future date. It can be T + 5 or T +7,
etc. All trading in stock exchanges takes place between 9.55 am and 3.30 pm.
Monday to Friday.
 RESEARCH DESIGN

For any researcher the research methodology is the most important criteria to
decide before the actual research process starts. There are many methods for
conducting the research some of them are as under:
The design of a research is a plan or a model that helps researcher to conduct a
formal investigation and survey. It is an application of methods and procedures for
acquiring the information needs for getting a desire out come. It decides the
sources of data and methods for gathering data. A good design insures that the
information obtained is relevant to the research question and that it was collected
by objectives. Since, research design is simply the frame work or plan for a study.
It is a blue print that of a house devised by an architect. My approach to research
is descriptive and quite specific.
Out of various research methods the research method, which was most suitable to
my research, was Exploratory Research because it provides me all the
opportunities to cover the all the aspect that I require to conduct the research and
get an appropriate out come.

Types of Data Collection

There are two types of data used. They are primary and secondary data. Primary
data is defined as data that is collected from original sources for a specific purpose.
Secondary data is data collected from indirect sources. (Source: Research
Methodology, By C. R. Kothari)

Primary Sources
These include the survey or questionnaire method as well as the personal
interview methods of data collection.

Secondary Sources
These include books, the internet, company brochures, product brochures, the
company website, competitor‘s websites etc, newspaper articles etc.
 Data collection instrument was structured schedule.

Contact methods: Schedule reservation filled with data by

asking questions from respondents.
Sampling universe: share market investors of Indore city
Sample size: 200

Tools for analysis:-

Weighted average calculation

Justification of the project:-

The company was interested to find out the investor perception and the problems
faced by the general investor while dealing with the brokers. The company was
also interested to find out the common problems as faced by general investor
while in share market and the satisfaction level for the services provided by the
brokers to the investor.
DATA ANALYSIS AND INTERPREATATION

1. Demographic Profile of investors

Table 1.0: Demographic Profile of investors

Demographics No. of Percentage of

respondents respondents

Age
Less than 20 years 0 0
20-40 20 40
Greater than 40 30 60
Total 50 Total 100

Qualification
Matric 0 0
Under Graduate 25 50
Post Graduate 25 50
Total 50 Total 100

Occupation
Service 19 38
Profession 6 12
Business 15 30
Student 10 20
Total 50 Total 100

Income (per month)

Less than Rs.20000
Rs.20000-40000 10 20
Greater than 40000 25 50
15 30
Total 100 Total 100

Analysis & Interpretation:

It was found that the major population of investors was greater than 40yrs and 60% was of 20-40 yrs. And 50%
respondents were under graduate and 50% were post graduate. 35% of respondents were doing service. And majority of
respondents i.e. 50% earn income between Rs.20000-40000 per month. It means majority of investors was greater than 40
years having income in between Rs 20000-40000.
Statement 2. Awareness regarding types of Investment Instruments

Table No. 1.2 Type of investment option the person is aware of

Analysis & Interpretation

Above pie-chart shows that 45% investors were aware of the mutual fund, 25%
investors were aware of shares, 15% investors were aware of debentures, 10%
investors were bonds. It means majority of persons aware about mutual fund
whereas shares and debentures were of second importance.
Statement 3. To know the type of investment option the person has been
investing

Table No.1.3 Type of investment option the person has been investing

Figure No.1.3 Type of investment option the person has been investing

Analysis & Interpretation:

From the survey it was found that 30% respondents invest in Mutual funds, 25%
invest in Shares and 20% invest in Debentures. Thus, it can be stated that
maximum people invest in Mutual Funds whereas shares are having 2nd
importance.
Statement 4 .To know the rates at which the investment grow

Table No.1.4 The rates at which the investment grown

Analysis & Interpretation:

From the survey it was found that 90% respondents wants their investment growat
fast rate whereas only 10% respondents were in the favour of investment growth at
average rate.
Statement 5. To know the frequency of investment by the Respondents.

Table No. 1.5 Frequency of investment

Figure No.1.5 Frequency of Investment

Analysis & Interpretation:

From the above table & chart it was found that 45 respondents invest monthly, 35
invest yearly and there were 20 respondents who invest daily. Thus, it can bestated
that majority of the investors invest monthly in stock market.
 INTERNSHIP PROGRAM: SUMMARY OF WEEKLY REPORT
SUMMARY OF WEEKLY REPORT OF 9th August to 14th August 2022
Key skill learnt during the week:
1-Introduction on capital market
2 -Secondary market
3-stock exchange in India
4-BOMBAY STOCK
EXCHNAGE(BSE)
5-NATIONAL STOCK
EXCHNAGE(NSE)
Learning Outcomes of the week:
1 classification of capital markets
- Primary market
- Secondary market
Short Detailing: securities are
purchased directly from an issuing
company. Learn various issue such
as IPOs, Right issue, Bonus issue
etc
1- Purchases securities from other investors
willing to sell the same.
2- role of stock exchange.
3- 24 stock exchange in India.
1-Development of S&P BSE
2-Derivatives market.
3-NIFTY50
Short Detailing: NSE offers trading,
clearing and settlement service in
equity, equity derivatives ,debt and
currency segments.
 SUMMARY OF WEEKLY REPORT OF 15th August to 22ND August 2022
Key skill learnt during the week:
1. Management of stock
exchange.
2. Stock brokers.
3-Overview of stock trading
4 -commodity markets trading and
Settlements
5-Derivatives Markets
SUMMARY OF WEEKLY REPORT OF 23rd August to 29th August 2022
Key skill learnt during the week:
1. Detailed procedure of trading
2-started participation in real time
market
Learning Outcomes of the week:
1. Basic requirements for stock
brokers.
2. Kind of stock brokers
1-Trading methods
2-Types of trading
3-Procedure of trading
4-Types of Derivatives
Short Detailing:
1-Practical understanding of various
tools and technique.
2-Technique required to understand the
functioning of capital markets in depth
3-future,forwads,options,swaps
derivatives contract.
Learning Outcomes of the week:
1- selection of securities
2- selection of time for trading
3-placing an order
4-preparation of contract note
5-settlements
Short Detailing; daily we have to select
stocks by analyzing their current
reports and position and end of the day
reports submitted to the industry
mentor.
SUMMARY OF WEEKLY REPORT OF 30th August to 5th September
2022
Key skill learnt during the week: Learning Outcomes of the week:
1. Reports on investments 1-Reports submitted on investments
2. Case study on investors criteria -aggressive investors
of selecting a stocks. -moderate investors
-Zero risk investors
3-Equity derivatives Functioning of trading software in
real time market

4-Webinar from industry experts 1- Asked queries from industry experts

and derivatives analyst Kavita Sharma
2- what will be the promising sectors
and stocks that will give the optimum
returns.

SUMMARY OF WEEKLY REPORT OF 6th September to 12th September

2022
1-Participation in real time market Participation in real trading with mentor
Short Detailing:
daily Intra-Day-Trading,
Put, buy, sell of our stocks.
Analyzing the candle stick methods for
stocks selected.

2- Understanding Mutual Funds Short Detailing: preparation of

Business & Investments. nominal exam for the certification
3- Understanding Life Insurance, which is going to conduct by company.
Health Insurance with Extensive.
SWOT ANALYSIS

STRENGTH:
1. The very first strength of trading system is that now T-3 settlement is used.
2. SEBI a regulatory body of Indian stock market who protects the interest ofthe
investors.
3. Latest software is used for trading and settlement
4. Due to computerization the trading is done faster and easier.
5. Person can do trading at home also, need not to go at terminal.

WEAKNESS:
1. Due to computerization data stored are always at risk of damage
2. Knowledge of computer is necessary.
3. In order solve any problem highly qualified person is required, due to
computerization.

OPPORTUNITY:
1. Due to step towards user friendly, more turnover can be achieved.
2. It provides an opportunity to the investor to trade on its own.
3. More savings can be indirectly channelized as investor can trade on its own
with mere registration only.

THREATS:
1. Due to user friendly of trading system, there are more chances of loss.
2. There are threats to DP clients also.
 FINDINGS OF THE STUDY

Following findings were generated from the study:-

1. Maximum investors are aware of all the investment options.

2. Investors do not invest in a single avenue. They prefer different avenues and
maximum investors prefer to invest in shares, mutual funds & debentures.
3. Maximum investors wants their investment grow at fast rate.
4. The investment decision of investors is influenced by their own decision and
through friends & relatives.
5. Different factors considered by investors while investing are return, risk, tax
benefits, capital appreciation and the most prominent factor is the return on any
investment avenue.
6. Majority of investors invest 15-20% of their annual income.
7. Maximum investors invest on monthly basis.
8. The investors investing in different avenues are highly satisfied with the
return generated by their investment option.
9. Maximum investors have other investment policies.
10. The most important factor is Return which influenced the decision regarding
investment.
 CONCLUSION

Stock exchange is a place where the savers and the users if their funds come
together in the market for finance, and the rules of supply and demand are
applicable and also subject to Government regulation. In the trading, several
transfers of funds and securities take place between various investors. And after
this trading, the accounts of all those investors need to be settled within a specified
time limit. SEBI has developed the rules and regulations to protect the common
investors from market failures by fixing margins, capital adequacy of brokers,
limits the turnover, indemnity insurance, on-line position monitoring etc. and most
of the company is doing online trading because it helps them to be up-to-date from
Stock Market.
 BIBLIOGRAPHY

 www.nseindia.com (website)

 www.bseindia.com (website)

 www.google.com (website)

 Securities Market (Basic) Module Work Book

 Research Methodology- Methods and Techniques (by C.R. Kothari)

 www.arihant capital.com

 www.sebiindia.com