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The need to evolve the visual depictions of our consumer behavior models is addressed.Previ-
ous models are criticized for being constructionsthat fail to build on prior theory, and lack parsi-
mony, comprehensiveness, coherence, and flexibility. More revolutionary movement in con-
sumer behavior modelling is encouraged and an integrative Stimulus-Organism-Response
framework is presented for consideration.
Permit me to share some observations on how we model con- little more than this, with economic or financial factors being
sumer behavior (CB), and how I believe this can be improved. the inputs, and spending or purchasing behavior being the
I refer specifically to our pictorial models, more specifically, output. These early models contained numerous assumptions
how introductory and advanced texts in our discipline typi- we now recognize to have been untenable. Foremost among
cally have chosen to graphically portray their conceptualiza- these was the assumption that consumers can be expected to
tions of the factors that influence and determine CB. operate "rationally," where rationality was generally defined
At least since Whorf's (1940) seminal research, social sci- by reference to some external criterion.* Adopting this as-
entists have known that the words and language used by any sumption means that the significance of the consumer's men-
society or group to describe and communicate its thoughts tal states and processes, as well as individual differences
also serve to channel and limit thinking. Pictures are said to be across consumers, are minimized to the point of irrelevancy.
worth a thousand words. However,just as with verbal stimuli, Essentially, consumers were conceptualized as reacting to ex-
the graphic depictions we have developed to help us under- ternal stimuli much as cue balls react to the angle and speed of
stand and communicate regarding (consumer) behavior, al- the impact of a cue stick.
though very useful in certain respects, may in other respects Influenced by the wealth of relevant £indings adduced in
be masking and inhibiting us from seeing and studying im- the social sciences, particularly psychology, a second genera-
portant phenomena and relations.' tion of consumer behavior models began emerging in the
mid- 1960s. With the importance of factors internal to the in-
dividual no longer deniable, the simplistic I+O models gave
THE EARLY EVOLUTION OF way to more sophisticated stimulus+organism+response
CB MODELS (S+O+R) models. In the 35 years since, CB texts at both the
graduate and undergraduate level generally have relied on
Regardless of disciplinary orientation and without many ex- some form of S+O+R model. In contrast to the earlier I+O
ceptions, CB models to date have represented some form of models, contemporary models devote considerably greater
Input+Output (I+O) model. Holding sway for several de- attention to elucidating internal organismic (0) factors than
cades, the earliest (primarily microeconomic) models were either stimulus and input or output and response factors. In
fact, as depicted, one very insightful model goes so far as to
Requests for reprints should be sent to Jacob Jacoby, Departmentof Mar- focus exclusively on the internal processes of the organism,
keting, Stem School of Business, 44 West 4th Street, New York, New devoting no attention to either stimulus or response factors-
York 100 12. E-mail:jacoby@stem.nyu.edu the emphasis on internal factors likely being a reaction to the
'As the subject of this article focuses on our visual depictions, consider
the following statement attributed to Renee Magrim, the surrealist painter:
"Eve-g we see hides something else we want to see." The later works of 2Viawhat is known as the Law and Economics movement, this same per-
Salvadore Dali (as examples, "Slave Market with the Disappearing Bust of spective has permeated and exerted considerable influence in the legal arena
Voltaire," 1940; "The Hallucinogenic Toreador," 1970; and "Gala Contem- for the past 30 years. Further discussion of the questionof consumerrational-
plating the Mediterranean Sea," second version 1976) dmnaticallyillustrate ity may be found in Jacoby (2000).
52 JACOB JACOBY
overemphasis, at that time, on stimulus and response factors to criticize.Even assumingthisis so, as suchdepictionsmay be
(cf. Bettman, 1979,p. 17). Virtually all second generation CB hampering understanding, the fact that they are teaching mod-
models share other notable characteristics as well. els should not render them immune from having their limita-
tions noted. Constructive criticism is a fundamental aspect of
advancement in science.
PROBLEMS WITH OUR EXISTING Returning to limitations we see in the field's models, when
STIMULUS-ORGANISM-RESPONSE one considers how core constructs are portrayed pictorially
MODELS (as opposed to how these same constructs may be discussed in
the accompanyingtext), it sometimesbecomes difficult to de-
Although purporting to describe a fluid, dynamic process in- termine whether certain constructs belong to the stimulus
fluenced by a multitude ofphenomena, the constructs and re- realm, the response realm, or the realm of the organism. For
lations that form the core of these models have almost always example, in what was likely the most influential model of its
been depicted as rigid, static boxes (or ovals, circles, etc.) type, Engel, Blackwell, and Miniard (1986, p. 35) placed their
linked by various lines and arrows. Perhaps thls is to be ex- "marketer-dominated and "other" stimuli boxes at the ex-
pected. Most consumer behavior modelers have come fiom a treme left of their model, and their Social (qua Culture, Refer-
business school tradition where it makes perfect sense to de- ence Groups, and Family) and "Situational influences" boxes
pict linear relations (e.g., chains of authority) or logically to the extremeright. Yet, do not the latter influences generally
temporal phenomena (e.g., the sequencing of tasks to accom- serve as stimulus inputs or, at least, form part and parcel of the
plish a particular objective) as organizational charts and Pro- organism's very core? A further problem was that, other than
gram Evaluation and Review Techtuque diagrams. Indeed, a box labeled "External Search," as portrayed (vs. as dis-
there likely are many instances where CB phenomena also cussed in the text), there seemed to be an absence of anythmg
may be "best fit" by a linear depiction (e.g., as when enumer- meant to depict overt behavior. As depicted, the model fkiled
ating the categories of choices available to the consumer con- to incorporate any "boxes" representing either consumption
sidering whether and how to dispose of a product; Jacoby, behavior or word-of-mouth communication, both of which
Berning, & Dietvorst, 1977, p. 23). are fundamental forms of consumer response.
However, when the phenomena to be modeled are admit- As another example, consider Hoyer and MacInnis (1 997,
tedly nonlinear and not necessarilylogical, but psychological, p. 13). Although all the variables identified as part of the
fluid, dynamic, and recursive, having enough feedback loops "Psychological Core" clearly are aspects of the organism,
to literally make one's head spin, then linear depictions likely what about those listed under the "Process of Decision
do them limitedjustice. Of greater concern, such linear depic- Making?' In particular, are the "postdecision processes" or-
tions may blind us to seeing important phenomena and rela- ganismic factors, response factors, or both? Although listed
tions, thereby impeding rather than facilitating understanding. under CB Outcomes, does not Symbolic CB also possess
Moreover,with so many boxes and linkages, to the uninitiated stimulus and organismic characteristicsas well? Does not re-
(e.g., students), suchmodels oftenassumethe intimidating ap- sistance to adoption reflect a characteristic of the organism?
pearance of a pipe-fitter's nightmare. As examples,the reader And how are we to characterize those factors listed as aspects
has only to look at the following influential models that span of the consumer's culture? Although part of the external envi-
the past 3 decades: Andreason, 1965; Bettman, 1979; Engel, ronment, once they impinge on and are incorporated by the
Kollat, and Blackwell, 1968 (and successive editions); consumer, do not regional, ethnic, religious, social class, ref-
Howard and Sheth, 1969 (p. 30); Hoyer and MacInnis, 1997 erence group, and other social influences actually operate as
(p. 13);Nicosia, 1966(p. 156); and Wilkie (1990, p. 25; 1994, internal stimuli?
p. 25). Notable exceptions are discussed later. Whereas the limitation just discussed pertains to a lack of
Two points need be noted at the outset. First, to emphasize clarity in designating whether a particular phenomenon
the pervasivenessof the problem, the models cited come from should be represented as a stimulus, organism, or response
the field's better-known introductory texts and treatises; factor, a related limitation is the failure to grasp or accommo-
countless numbers of lesser known works in the field reflect date for the fact that certain phenomena may be both stimuli
the very same problems. The author has to lookno W e r than and responses. For example, are phenomena such as beliefs,
his own work to exclaim mea culpa! For example, many ofhis attitudes, intentions, and satisfactionstimulus inputs, aspects
works (e.g., Jacoby, 1984,p. 75; Jacoby &Hoyer, 1987,chap. of the organism or some form of response? Absent from most
2; Jacoby & Szybillo, 1994, p. 239) rely on the traditional depictions is any hint that these variables may serve two or all
General Communication Model involving sourcejmes - three hctions.3 I suspect it is not that most CB modelers do
sage+media+receiver+effects, which is little more than an not somehow understand these possibilities. Rather, it is that
elaboration of Stimulus (source-+message+media), Organ-
ism (receiver) and Response (effects). Second, some draw a 3~ notable exception is the 1969 Howard and Sheth model, where some of
distinction between scientific models and comprehensive the constructs(e.g.,attitudes, intentions) are conceptuaiizedasbeing both in-
teaching models, contending that the latter are relatively easy ternal to the Organism as well as some form of Response.
MODELING CONSUMER BEHAVIOR 53
they have not been able to come up with satisfactory ways of Althoughthisis as it shouldbe, is itpossible that the fieldcould
depicting such relations that avoid becoming overly complex. benefit fkom a scientifically grounded, generally accepted
Struggling with the need to reflect greater interactivity in h e w o r k to guide the development and evaluation of these
CB processes and behavior, beginning in the mid-1980s, a models? I now turn to outlining such a h e w o r k .
number of authors began thinking-and modeling-outside
the box(es). Reflecting evolution in their thinking, newer edi-
tions of the Engel, Kollat, and Miniard model moved away RECONCEPTUALIZING
from boxes and arrows depictions. Reversing course, the most STIMULUS-ORGANISM-RESPONSE
recent edition in this series (Blackwell, Miniard, & Engel,
200 1) again relies on boxes and connectingarrows set within a Recognize that my principal focus is not, for the most part,
sequence of mini-models (see pp. 7,7 1,72,74,75,77,79,8 1, with the intellectual content of these models, but with how
& 85). In contrast, other examples of "outside the box" think- they are pictorially portrayed. In a manner that seeks to be re-
ing include the "wheel" models proffered by Peter and Olson sponsive to the criticisms offered earlier, the h e w o r k for
(1987, 1990, 1993, 1996, 1999,2002) and Solomon (1992, depicting CB models proposed here should assist in the devel-
1999). One ofour most influentialtheorists,Jagdish Sheth, re- opment and especially the evaluation of such models.
cently provided a treatment of consumer behavior (Sheth, The framework is actually quite simple. It begins with the
Mittal, & Newman, 1999) that contains no overall pictorial traditional Stimulus, Organism, and Response. However, in-
model, but relies on more limited depictions, including dumb- stead of displaying these in the sequential (S+O+R) manner,
bells (p. 5), wheels (p. 97), and modified circles (p. 343). it depicts them as overlappingcircles forming a Venn diagram.
Unfortunately, even these newer models possess a problem Doing so creates the 7-sector framework depicted in Figure 1.
in common with the earlier "boxes and arrows" models. Al- Where they create boundaries within each other, dashed lines
though science is understood to proceed by incremental addit- are used to indicate that these boundaries are permeable.
ions that build on prior knowledge, proceeding the way that we Actually, it may make most sense to view this system
have makes it unnecessarily difficult to see how ourmodels- three-dimensionally. This is easily accomplished if we con-
boxes and arrows, wheels, and so forth-relate to the more sider it as a round hill that can be described in terms of a series
widely accepted models of human behavior that preceded of irregularly shaped topographical lines. As is the case on
them. At the very least, the current state of affairs makes it un- sloping blls, although the topography occasionally dlps
necessarily difficult to compare and contrast the various mod- downward at some points, generally it moves upward as we
els, or to identifytheir unique contributionsanddeficiencies. proceed from the outer sectors inward to Sector 4, the latter
To some, it may seem that, to develop anew CB model, all sitting as a plateau. In this way, entry to the Sector 4 plateau is
one has to do is identify a number of variables thought to be achieved only with some effort and after exceeding some
important, place these into boxes (or circles),arrange these al- threshold level. Threshold levels at each boundary may vary
most anywhere on a page, then draw connecting lines. This as a function of simultaneous ongoing activity at the other
done, voila,the field has a new model. Added bells and whis- boundaries. As described later, although a plateau, Sector 4 is
tles include the depiction of feedback arrows to represent re- terraced where it meets Sectors 2,3, and 6, so that thoughts,
cursive relations. A fundamental problem with this approach feelings, and internal responses, and so forth, can easily roll
is that, instead of being grounded in prior science, our con- off into these sectors.Although generally sloping downward,
sumer behavior models seem to spring forth in medias res. as these sectors do contain nooks, crannies, and gullies, it is
Moreover, there seems to be no generally accepted h e possible that items rolling off the plateau need not roll all the
work against which our models can be compared and evalu- way down to the far end of one of these other sector^.^
ated. How is one able to determine whether (and, if so, to what Even when depicted two-dimensionally, the basic Stimu-
extent) the new model is an improvement over existing mod- lus-Organism-Response (S-O-R) h e w o r k becomes
els? If it cannot, in some way, be shown to be an improvement, much richer. In addition to Sector 4 (which represents what is
then it seems legitimate to ask whether it serves to further or to generally termed the cognitive workspace, short-term mem-
detract from the development of thinking in thls field. ory, working or active memory), there are three types of stimu-
Moreover, consider the implications for the future. As the lus factors,threetypes oforganismicfactors, andthreetypes of
field progresses,we continue to conceptualize new factors and response factors. Briefly, these may be described as follows.
relations believed to exert important influences on CB. As we
do, the number ofpotential combinationsand permutations of
relevant variables and relations increases exponentially. Thus, 4Subsequentto presenting thls notion during the address on which this
there seems to be no end to the number of boxes, arrows, and article is based, the author became aware of a compatible notion pro-
organizational chart models that can be developed. Yet, the en- pounded by Hobson (1999, p. 223): "[consciousness] is continuously
graded at every instant, from the fully automaticnon-consciousprocessing
tire process reflects a certain degree of arbitrariness. Each reflex adjustment ... to the equally automatic but exigent and intrusive
modeler has his or her own ideas of what factors should be in- forces of instinct ... to the semiconsciousruminations ... to the fully con-
cluded and what factors should be omitted from their model. scious deliberate plane ... ."
54 JACOB JACOBY
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-
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-
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C4 - Schlitz
C5 - Chief
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C2:
C3:
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C5:
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ual's physiological, neurological, and biochemical systems) Howard, John A,, & Sheth, Jagdish N. (1969).The theory of buyer behavior
and external influences (e.g., the actions of corporations and New York: Wiley.
Hoyer, Wayne D., & MacInnis, Deborah J. (1997).Commer behavior.
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factors need to be accommodated.This suggests that the Venn Jacoby, Jacob. (1984). Some social psychologicalperspectives on closing. In
diagram approach just presented may be but an evolutionary Jacob Jacoby and Samuel C. Craig (Eds.), Personal selling: Theory, re-
step in the developmentof more sophisticatedmodels. In turn, search andpractice. Lexington, MA: D.C. HeaWLexington.
it may come to be seen as having serious limitations and some- Jacoby, Jacob. (1999, ~eb-)."~e-conceptualizing the way we model and
study consumer behavior." Fifth "Distinguished ScientificContribution
thing that needs to be replaced by more sophisticated thinking Award" address of the Societyofconsumer Psychology, St. Petersburg,
and modeling. However, I leave this challenge to others. FL.
Here, we take as fundamental that it is psychological reality, Jacoby, Jacob. (2000). Is it rational to assume consumer rationality? Con-
not objective reality, which determines our behavior. As de- sumer psychological perspectives on Rational Choice Theory. Roger
picted, the model's seven sectors seem to comprehensivelyand Williams University Law Review (Fall).
Jacoby, Jacob, Beming, Carol A. K., & Dietvorst, Thomas. (1977). What
exhaustively cover the categories of variables comprising the about disposition? Journal of Marketing, 41, 22-28.
individual's phenomenological world that need to be consid- Jacoby, Jacob, Beming, Carol A. K., & Szybillo, George J. (1976). Timeand
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lems and extensions I have not envisioned. Anyone so inclined sumer Research, 2, 320-339.
is thus invited and encouraged to expand on the model as he or Jacoby, Jacob, & Hoyer, Wayne D. (1987). The comprehension and
miscomprehension ofprint communications. Hillsdale, NJ: Lawrence
she sees fit. I hope the study of CB will be the beneficiary. Erlbaum Associates, Inc.
Jacoby, Jacob, & Szybillo, George J. (1994). Why disclaimers faiL The
Trademark Reporter, 84, 224-244.
ACKNOWLEDGMENTS Jacoby, Lany L., & Brooks, L. R. (1984). Nonanalytic cognition: Memory,
perception and concept learning. In Gordon Bower (Ed.), Thepsychol-
T h ~ article
s is based on the first portion of the author's "Dis- ogy of learning and motivation: Advances in research and theory (Vol.
18, 147). New York: Academic.
tinguished Scientific Contribution Award" address presented Jacoby, Lany L., Lindsay, D. Stephen, & Toth, Jefiey P. (1992). Uncon-
to the Society of Consumer Psychology (Jacoby, 1999). scious influences revealed: Attention, awareness and control.American
I acknowledge with appreciation the numerous helpful Psychologist, 47, 802-809.
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