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Eur Child Adolesc Psychiatry

DOI 10.1007/s00787-016-0870-1

ORIGINAL CONTRIBUTION

Psychosocial risk factors underlie the link between attention


deficit hyperactivity symptoms and overweight at school entry
Ursula Pauli‑Pott1 · Alexander Reinhardt1 · Elena Bagus1 · Birgit Wollenberg2 ·
Andrea Schroer2 · Monika Heinzel‑Gutenbrunner1 · Katja Becker1

Received: 8 December 2015 / Accepted: 17 May 2016


© Springer-Verlag Berlin Heidelberg 2016

Abstract The link between symptoms of attention def- specifically lead to the combined ADHD-overweight
icit hyperactivity disorder (ADHD) and increased body phenotype.
weight is well established, while the underlying mech-
anisms are not yet clear. Since increased body weight Keywords Family adversity factors · Body weight ·
and ADHD symptoms have been found to be associated Attention deficit hyperactivity symptoms · Mediator
with psychosocial risk factors in childhood, we ana- analysis
lyzed whether the psychosocial risks explain the associ-
ation between the two conditions. The sample consisted
of 360 children (age range 6–7 years, 173 boys) attend- Introduction
ing the obligatory medical health exam before school
entry. The childrens’ height and weight were measured In recent research, ample evidence was found for an asso-
during the examination. ADHD symptoms were ascer- ciation between attention deficit hyperactivity disorder
tained by parent-report questionnaires. Psychosocial (ADHD) and overweight/obesity [1]. Several large-scale
risks were ascertained by a structured interview. The community-based studies revealed that individuals show-
link between ADHD symptoms and body weight could ing more ADHD symptoms possess a higher body weight
be completely explained by cumulative psychosocial and are more frequently overweight than those who dis-
risks while controlling for gender, symptoms of depres- play fewer symptoms of ADHD [2–6]. The mediating
sion/anxiety and oppositional defiant disorder of the mechanisms that link these two conditions are still largely
child, maternal smoking during pregnancy, parental unknown. Beyond the common symptoms such as impul-
body mass index, and potential diagnosis of ADHD in sivity, uncontrolled eating, inattention to internal states, and
the parents. In current models pertaining to the etiol- sleep disturbance [7–9] the two conditions share environ-
ogy of overweight/obesity and ADHD, chronic stress mental risk factors.
caused by psychosocial adversity is assumed to act as Regarding ADHD, there is broad evidence that psy-
a trigger for these conditions. Psychosocial risks expe- chosocial adversity is involved in the pathogenesis of the
rienced during childhood may activate processes that disorder. Specifically, family adversity factors have been
found to increase the risk of developing ADHD. Among
the indicators of family adversity (i.e., large sibship and
* Ursula Pauli‑Pott overcrowded living conditions, low socioeconomic status
Ursula.pauli‑pott@med.uni‑marburg.de (SES), parental antisocial behavior and psychopathology,
1
and family conflict) that had been derived from the Isle of
Department of Child and Adolescent Psychiatry,
Wight studies [10], maternal psychopathology and fam-
Psychosomatics and Psychotherapy, Philipps University
of Marburg, Hans Sachs Str. 6, 35039 Marburg, Germany ily conflict were found to be the most significant predic-
2 tors of ADHD symptom development. The prediction by
Department of Public Health, District administration
Marburg-Biedenkopf, Schwanallee 23, 35037 Marburg, these risk factors held even after adjusting for confounders
Germany such as maternal ADHD and smoking during pregnancy.

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Particularly in boys, the risks were associated with defi- Methods


cits in global functioning [11–13]. The risk factors have
been assumed to act as nonspecific triggers of an under- Sample and procedure
lying genetic predisposition and to modify the course of
the disease [11]. Accordingly, Nigg et al. [14] showed The sample consisted of 360 children (age range 5–7 years,
that, depending on the presence of ADHD-related suscep- 173 boys) living in Marburg, Germany, who attended the
tibility genes, psychosocial risks (in particular interparen- obligatory health exam before school entry that is carried
tal conflict) were associated with an increase in ADHD out by the local public health department. The inclusion cri-
symptoms. teria for the participants were as follows: participation in the
Regarding overweight/obesity, there is also broad evi- health exam, more than 29 weeks gestation, normal to high
dence for an association with the presence of psychoso- body weight (i.e., age- and sex-related percentile of body
cial risk factors. Low SES, in particular a low parental mass index (BMI) above 10), and a mother with decent Ger-
education level, was found to be closely associated with man language skills. Only one child was included from each
a higher body weight and the development of overweight family.
and obesity in childhood [15, 16]. This association held At the health exam, parents were asked to take part in
after adjustment for many confounders such as over- a telephone interview regarding child development and
weight parents, child´s birth weight, and maternal smok- to fill out questionnaires pertaining to the child’s mental
ing during pregnancy [16]. Moreover, a socioeconomic health status. Weight and height of the child were meas-
disadvantage experienced during childhood and psy- ured during the health examination. The study was con-
chosocial risks such as parental divorce, physical abuse, ducted in cooperation with the Marburg Health Depart-
and prolonged separation from the parents, were found ment. The study protocol was approved by the medical
to be significantly associated with obesity in adulthood
[17, 18]. Prospective longitudinal studies demonstrated
that living with single mothers, exposure to social risks Table 1  Descriptive data of the sample
such as maternal depression, substance use, violence
Variable Statistics
between partners, and poverty, as well as family tur-
moil and crowded living conditions, predicted weight Age of child
gain between preschool and adolescent ages [19–22]. Years: m(s); range 5.95 (0.38); 5–7
As described by Boynton-Jarrett et al. [20], these asso- Age of mother
ciations may be stronger in girls in comparison to boys. Years: m(s); range 40.5 (5.3); 26–55
However, there are also contradictory results. Hanc et al. Age of father
[23], for example, found no association between self- Years: m(s); range 40.5 (6.1); 24–59
reported adverse events and body weight in 10–15 years- Gender of child
old children. Male: n (%) 173 (48.1)
Taken together, in the research summarized above, most Female: n (%) 187 (51.9)
studies showed that psychosocial risk scores are associated Psychosocial risks
with the presence of ADHD and an elevated body weight in Number: m(s); range 0.82 (0.93); 0–3
childhood. In particular, separation of parents, interparental ADHD-symptoms of child
conflict, a low level of education among parents, and indi- Composite score: m(s); range −0.04 (0.85); −1.15–2.75
cations of poverty appear to be involved in the development Positive ADHD-symptom screening
of both conditions. Thus, even though opposing effects of   No: n (%) 346 (96.1)
gender may exist, it seems possible that the presence of   Yes: n (%) 14 (3.9)
psychosocial risks explains the link between ADHD symp- BMI-SDS of child: m(s); range 0.03 (0.79); −1.27–2.90
toms and an elevated body weight in childhood (i.e., that BMI of child: m(s); range 15.6 (1.51); 13.61–23.52
psychosocial risks act as a third variable which explains the BMI of mother: m(s); range 24.4 (4.39); 17.44–43.93
relationship between ADHD symptoms and body weight). BMI of father: m(s); range 26.3 (3.51); 18.61–47.32
Therefore, we aim to examine this assumption. It is hypoth- Maternal smoking during pregnancy
esized that the link between ADHD symptoms and body No: n (%) 327 (90.8)
weight can be explained by the presence of psychosocial ≥1 cigarette per day: n (%) 33 (9.2)
risks. Furthermore, we explore whether gender of child
Parental ADHD-diagnosis
moderates (i.e., acts as a moderator variable of) the asso-
No: n (%) 351 (97.5)
ciations between psychosocial risks, ADHD symptoms and
Yes: n (%) 9 (2.5)
body weight.

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faculty’s local ethics committee at the Philipps University psychosocial risks were assessed: (1) at least one parent with-
of Marburg. Written informed consent was obtained from out occupational qualification, (2) at least one parent with a
all of the participants. Table 1 contains descriptive data of low education level, (3) overcrowded living conditions (more
the sample. than one person per room or a residence space less than
50 m2), (4) at least one parent with a psychiatric disease, (5)
Variables at least one parent with a broken home background, (6) early
parenthood (at least one parent was less than 18 years old at
ADHD‑symptoms of the child the time of the child’s birth), (7) parental separation, and (8)
unwanted pregnancy. We calculated a sum score of these risks.
For the assessment of ADHD symptoms, we used the
ADHD rating scale “FBB-ADHS-V” by Döpfner et al. [24] Control variables
and the Hyperactivity scale of the German versions of the
Strength and Difficulties Questionnaire (SDQ) by Woerner For controlling purposes, we used the BMI and potential
et al. [25]. The parents filled out the questionnaires. ADHD diagnoses of parents to approximate the familiar-
The FBB-ADHS-V measures ADHD symptoms accord- ity of the conditions. We further assessed maternal smoking
ing to ICD-10 in preschool children (norms are available during pregnancy with the child as well as anxiety/depres-
for children between 3, 0 and 7, 11 years). Internal consist- sive and aggressive/oppositional symptoms of the child,
ency of the parent version was 0.94 (Cronbach’s alpha). because these variables might also explain the link between
The questionnaire accurately differentiates between chil- ADHD symptoms and body weight [34].
dren with and without ADHD [24, 26]. During the interviews, each mother was asked to report
Internal consistency of the Hyperactivity Scale of the their own and the father’s current weight and height to cal-
German version of the SDQ was 0.77 (Cronbach’s alpha) culate the BMI of each parent. Each mother was also asked
[25]. The factor structure was in good correspondence with whether the father or the mother of the child had ever been
the original version [27]. In the present study, the correla- diagnosed with ADHD and whether and how many ciga-
tion between the FBB-ADHS-V and SDQ-Hyperactivity rettes she smoked per week during her pregnancy with
score was r = 0.70. For further computations, the two the child. For the assessment of anxiety/depressive and
scores were z-transformed and added up to increase relia- aggressive/oppositional symptoms of the child, the SDQ-
bility of measurement. Of the 360 children, n = 14 (3.9 %) subscales emotional symptoms and conduct problems were
exceeded the clinical cutoff score of either questionnaire. used.
This rate corresponds well to the rate of ADHD diagno-
sis according to the child’s age [28, 29] indicating that the Statistical analysis
sample includes the upper range of the dimensionally dis-
tributed (see [30]) ADHD symptoms. To assess associations between ADHD symptoms (as well
as positive versus negative ADHD symptom screening),
Child body weight BMI-SDS and the psychosocial risks correlation and partial
correlation statistics were calculated. Student’s t-tests were
The medical doctors at the Public Health Service measured calculated to compare children with positive versus nega-
each child’s body weight and height at the school entry tive ADHD symptom screening. However, because of the
examination. Children were weighed and measured while relatively low number of children who screened positive for
wearing lightweight clothing without shoes, using a cali- ADHD (and therefore a small variance of the dichotomous
brated scale (Seca 709) and stadiometer (Seca 220). Each variable), we refrained from considering this variable in
child’s BMI was calculated. On the basis of the German ref- the multivariate analyses. To explore the interaction effects
erence data for children [31], the BMI calculated was trans- between the psychosocial risks and gender of the child on
formed into an age- and gender-corrected standard deviation ADHD symptoms or BMI-SDS, we used multiple hierar-
score (BMI-SDS) using the least mean square method by chical regression analyses. To test whether psychosocial
Cole et al. [32], which normalizes the resulting distribution. risks act as a third variable which explains the common
variance (i.e., the overlap) between ADHD symptoms and
Psychosocial risks BMI-SDS, we used the bootstrapping procedure (in com-
parison to Sobel tests, assumptions made by the procedure
To assess adverse psychosocial conditions we used the psy- are more realistic) recommended by Preacher and Hayes
chosocial risk index by Laucht et al. [33] that represents an [35]. For these calculations, we used the SPSS Macro
expanded family adversity index (see [13]). During the struc- ‘Indirect’ [35]. Here, a “mediation” path model is esti-
tured telephone interviews with the mother, the following mated using ordinary least square (OLS) regression. This

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procedure is suitable for analyzing the role of third vari- Table 2  Analysis of the “third variable” effect of psychosocial risks
ables (e.g., mediators, confounders, suppressor variables) Link between ADHD symptoms and BMI-SDS: total effect: t = 2.39,
in relationships between two variables [36]. It is analyzed p = 0.017
whether psychosocial risks explain the common variance Indirect (third variable) Bootstrap CI95 Remaining direct effect
between ADHD symptoms and body weight. A significance effect of
level of p < 0.05 is used. All calculations were conducted
using IBM SPSS Statistics software (IBM Corp.). Psychosocial risk score 0.0051–0.0292 t = 1.88, p = 0.061
Parental education 0.0015–0.0226 t = 2.07, p = 0.039
Overcrowded living ns t = 2.34, p = 0.020
conditions
Results
Parental broken home ns t = 2.33, p = 0.020
Parental separation 0.0008–0.0283 t = 2.00, p = 0.046
Associations between ADHD symptoms, body weight,
  a. Parental education 0.0018–0.0261
and psychosocial risks
  b. Parental separation 0.0009–0.0285
  Total a + b 0.0054–0.0367 t = 1.69, p = 0.091
ADHD symptoms of the child correlated significantly with
his/her BMI-SDS (r = 0.14, p = 0.006). The children who Control variables: gender of the child, BMI of the mother and father,
screened positive for ADHD had a significantly higher diagnosis of ADHD in the parents, maternal smoking during preg-
BMI-SDS than children with a negative screening (positive nancy, SDQ-emotional symptoms, and SDQ-conduct problems
screening: mean (m) = 0.49; standard deviation (s) = 1.02; ns not statistically significant
negative screening: m = 0.01; s = 0.77; t = 2.24,
p = 0.025). After controlling for gender of the child,
maternal smoking during pregnancy, BMI of the mother psychosocial risks, the direct link between ADHD symp-
and father, diagnosis of ADHD in the parents, SDQ-emo- toms and BMI-SDS was no longer statistically significant.
tional symptoms, and SDQ-behavior problems, the asso- To further explore this result, we analyzed whether and
ciation remained statistically significant (partial r = 0.12, which single risk factor in particular contributed to the sig-
p = 0.020). The psychosocial risk score correlated signifi- nificant effect. In these additional exploratory analyses,
cantly with the child’s BMI-SDS (r = 0.22, p < 0.001) and the single risk factors that showed sufficient variance (i.e.,
ADHD symptoms (r = 0.23, p < 0.001). The children who were present in more than 10 % of the sample) could be
screened positive for ADHD displayed a greater number considered that applied to the following risks: overcrowded
of the psychosocial risks in comparison to children who living conditions, low parental education, parental sepa-
screened negative (positive screening: m = 1.6; s = 1.1; ration, and parents with a broken home background. We
negative screening: m = 0.8; s = 1.0; t = 2.72, p = 0.007). analyzed the path models with each of these single risks
After adjusting for the control variables, the significance of as “third” variables. The results of these analyses are also
the correlations held (psychosocial risks with ADHD symp- shown in Table 2. Parental separation and low parental edu-
toms: r = 0.15, p = 0.003; psychosocial risks with BMI- cation explained the link between ADHD symptoms and
SDS: r = 0.20, p < 0.001). Because of the small number BMI-SDS significantly, but in each case just partially. In
of children with positive screening for ADHD, the variable a subsequent analysis, we found that the significant third-
was not considered in the multivariate analyses. variable effects of these two risks were independent of each
The child’s gender did not affect the association other and that the two risks together completely explained
between the psychosocial risk score and ADHD symp- the association between ADHD symptoms and BMI-SDS
toms (interaction effect between gender and psychosocial (see Table 2).
risks on ADHD symptoms: F(1,352) = 1.60, p = 0.210)
or BMI-SDS (interaction effect between sex and the pres-
ence of psychosocial risks on BMI-SDS: F(1,352) = 1.11, Discussion
p = 0.293).
In a community-based sample of children aged between
Role of psychosocial risks 5 and 7 years, we found that small but significant asso-
ciation between ADHD symptoms and body weight (that
Table 2 shows the results of the “mediation” analy- applied also to children with positive versus negative
ses (with adjustment for all control variables). The link ADHD screening and that held after controlling for sev-
between ADHD symptoms of the child and his/her BMI- eral important covariables) could be completely explained
SDS was completely explained by the psychosocial risk by the presence of shared psychosocial risks. Among the
score. In other words, after adjusting for the effect of the risks, parental separation and parents with a low level of

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education in particular proved to be significant independent parent reports as well and Cortese et al. [1] recently found
third variables that underlie ADHD-body weight link. that this measuring method did not influence the strength
Overweight and ADHD have been assumed to be trig- of the link. Secondly, we used a dimensional definition of
gered by chronic stress caused by psychosocial adversity ADHD instead of a categorical one. A dimensional meas-
factors. Regarding the development of overweight during urement approach most likely fits the empirical nature of
childhood, it was assumed that stress and inadequate par- the distribution of ADHD [30, 45]. However, we demon-
enting engendered by psychosocial adversity impede on strated that children who exceeded the symptom threshold
adequate self-regulation development that leads to uncon- of a validated screening questionnaire (a criterion that had
trolled eating [21, 37]. In the domain of ADHD, psychoso- been used in corresponding research, see [1]) showed sig-
cial risk factors are regarded as rather unspecific stress-elic- nificantly higher body weights and the presence of more
iting factors that trigger the biological vulnerability for the psychosocial risks than children who scored below the
disease [38]. Psychosocial adversity might act as a general threshold. Moreover, for economical reasons we just asked
predictor of social adjustment and emotional health devel- whether parents had ever been diagnosed with ADHD
opment in childhood [11]. and did not use structured interviews or questionnaires to
In the present study, as far as we know, we showed for assess parental ADHD symptoms. Thirdly, the effect sizes
the first time that cumulative psychosocial adversity fac- in our study were rather small. ADHD and overweight/obe-
tors completely explain the well-established association sity are heterogeneous conditions and our findings apply
between the two conditions. An interesting aspect is that to the subgroups of children with ADHD symptoms and
specifically two risk factors, a low level of parental edu- heightened body weight. Therefore, larger effects cannot
cation and parental separation, independent of each other be expected within a community based sample. Finally, we
explained parts of this association. That means that on the excluded children with very low gestational age and current
one hand there are children who develop ADHD symp- underweight to control for these conditions. Therefore, the
toms and overweight associated with separation/divorce of results cannot be generalized to these children.
their parents, and on the other hand, there are children who In all, our results point to the following: at early school
developed ADHD symptoms and overweight in families age, the presence of psychosocial risks that are associated
with low parental education. These “two pathways” might with chronic stress and less adequate parenting might have
correspond to the two routes of psychosocial influences contributed (e.g., by interaction effects with genetic factors)
on weight gain distinguished by Davis et al. [17]: a physi- to the development of symptoms of ADHD combined with
ological route that is associated with chronic stress and a high body weight. It might be that the psychosocial risks
psychosocial route that is associated with inadequate health predict the worsening of the symptoms in the following
behaviors. The stress route might primarily involve parental years and subsequently the full-blown co-morbid ADHD-
conflict/separation that most likely causes stress and emo- obesity phenotype. This possibility should be analyzed by
tional insecurity in children [39, 40]. Low parental educa- future longitudinal studies. Results of such studies could be
tion might be associated with inadequate health behaviors useful for tailoring future prevention programs [46] to meet
and less adequate parenting. Both routes could affect the the needs of the children who are at risk for developing this
development of ADHD symptoms as well as weight gain. co-morbid phenotype.
These interpretations do not rule out the possibility that
ADHD symptoms and elevated body weight have a com-
Compliance with ethical standards
mon genetic basis and therefore show common symptoms
and biological markers [41–43]. In part, the psychosocial Conflict of interest The authors declare that they have no conflict of
risks assessed in the present study also may be caused by interest except for K. Becker who was on the Advisory Board of Eli
these genetic factors. Our study design does not allow dis- Lilly/Germany, was a member of the Scientific Committee of Shire,
and was paid for public speaking by Shire. She was not involved in
tinguishing between genetic and environmental influences. research/clinical trials sponsored by pharmaceutical industry within
Given current theorizing and empirical findings, it is prob- the last five years.
able that genetic factors also in part underlie the associa-
tion between ADHD symptoms and body weight and that
interaction effects between the genetic vulnerability and References
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