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Open access Protocol

Risk factors and biomarkers for post-­

BMJ Open: first published as 10.1136/bmjopen-2022-065990 on 9 October 2023. Downloaded from http://bmjopen.bmj.com/ on April 5, 2024 by guest. Protected by copyright.
tuberculosis lung damage in a Chinese
cohort of male smokers and non-­
smokers: protocol for a prospective
observational study
Xiaoyan Gai,1 Wenli Cao,2 Yafei Rao,1 Lin Zeng ‍ ‍,3 Wei Xu,2 Haifeng Wu,2 Gen Li,2
Yongchang Sun ‍ ‍1

To cite: Gai X, Cao W, ABSTRACT


Rao Y, et al. Risk factors Introduction Post-­tuberculosis lung damage (PTLD) STRENGTHS AND LIMITATIONS OF THIS STUDY
and biomarkers for post-­ refers to the residual pulmonary impairment following the ⇒ To our knowledge, this will be the first prospective
tuberculosis lung damage study to investigate post-­tuberculosis lung damage
completion of antituberculosis (TB) therapy, characterised
in a Chinese cohort of male (PTLD) in a Chinese population with pulmonary tu-
by persistent respiratory symptoms and abnormal
smokers and non-­smokers:
pulmonary function. The risk factors and biomarkers for berculosis (TB).
protocol for a prospective
observational study. BMJ Open PTLD have been scarcely investigated. More importantly, ⇒ This study will contribute to knowledge concerning
2023;13:e065990. doi:10.1136/ whether and to what extent cigarette smoking is involved the development and biomarkers of PTLD related to
bmjopen-2022-065990 in PTLD remain to be known. cigarette smoking.
Methods and analysis This prospective observational ⇒ Considering the low prevalence of smoking in fe-
► Prepublication history for males, only male adults are included in the study;
study will enrol 400 male smoking or non-­smoking
this paper is available online.
patients aged 25–65 years, with newly confirmed active therefore, the study is not representative of the
To view these files, please visit
the journal online (http://dx.doi.​ TB between 2022 and 2024, from the Department whole population.
org/10.1136/bmjopen-2022-​ of Respiratory and Critical Care Medicine at Peking ⇒ As the biosafety of technicians performing spirome-
065990). University Third Hospital and the Tuberculosis Department try tests needs to be considered, the first time point
at Beijing Geriatric Hospital. Because females rarely for lung function evaluation is set at the completion
XG and WC are joint first smoke in China, we will enrol only males in this study. of anti-­TB therapy.
authors. Demographic data, smoking history and amount, clinical ⇒ Peripheral blood biomarkers will be analysed in this
symptoms, lung function, and chest CT findings will be study; however, they are not specifically representa-
Received 22 June 2022
prospectively collected. Respiratory questionnaires, lung tive of local effects within the lungs.
Accepted 10 September 2023
function measurements and chest CT examinations will
be performed immediately after, and 1 year, 2 years and
3 years after the completion of TB treatment. Peripheral
Globally, more than 10 million new TB cases
blood samples will be obtained at baseline and at the end
and 1.5 million deaths resulting from TB are
of anti-­TB therapy, and a Luminex xMAP-­based multiplex
reported annually.1 While the success rate
immunoassay will be used to measure inflammatory
© Author(s) (or their of TB treatment has consistently increased
mediators and cytokines in serum. The collected data
employer(s)) 2023. Re-­use over the past 20 years,2 a large proportion
will be analysed to determine the incidence and factors/
permitted under CC BY-­NC. No of patients who were cured of TB or who
commercial re-­use. See rights biomarkers of PTLD according to smoking status.
and permissions. Published by
completed their TB treatment still develop
Ethics and dissemination The study was approved by
BMJ. sequela symptoms, including cough, fatigue,
the Ethics Committee of Peking University Third Hospital
1
Department of Respiratory and weakness and shortness of breath after phys-
(approval number: (2022)271-­03; approval date: 8 June
Critical Care Medicine, Peking ical activity, with reduced quality of life and
2022). The research results will be disseminated through
University Third Hospital, Beijing, increased mortality in some cases.3 The
scientific and medical conferences and will be published in
China an academic journal. long-­term sequelae following completion of
2
Tuberculosis Department, Trial registration number NCT04966052.
Beijing Geriatric Hospital,
TB treatment can also be revealed by struc-
Beijing, China tural changes in chest imaging (eg, pulmo-
3
Clinical Epidemiology Research nary cavities, fibrosis, bronchiectasis, pleural
Center, Peking University Third INTRODUCTION thickening, pulmonary arterial hyperten-
Hospital, Beijing, China Tuberculosis (TB) is a major public health sion) and pulmonary function impairments
Correspondence to
concern worldwide,1 particularly in low-­ (obstructive, restrictive or mixed patterns).4
Dr Yongchang Sun; income to middle-­ income countries such A large cross-­sectional survey conducted in
​suny@​bjmu.​edu.​cn as China, which carry a high TB burden. China revealed that 610 (7%) out of 8680

Gai X, et al. BMJ Open 2023;13:e065990. doi:10.1136/bmjopen-2022-065990 1


Open access

participants had a history of pulmonary TB and that Objectives

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post-­TB lung damage was associated with airway obstruc- This prospective study aims to determine the incidence
tion and small airway dysfunction.5 of PTLD and long-­term changes in lung function after
Post-­TB lung damage (PTLD)—defined as ‘evidence completion of anti-­TB therapy in male adults, and to
of chronic respiratory abnormality, with or without symp- understand the roles of potential risk factors including
toms, attributable at least in part to previous (pulmo- cigarette smoking in the development of PTLD, thereby
nary) TB’—has recently received considerable attention.6 providing data for implementation of prognostic and
According to several studies, up to 50% of patients had therapeutic strategies for PTLD.
persistent health problems related to PTLD.4 6–10 TB
infection may lead to permanent changes in the lung
anatomy, consequently resulting in the loss of pulmo- METHODS AND ANALYSIS
nary function. Several recent studies reported that adult Study participants
patients cured of TB were 2–4 times more likely to develop This prospective observational study will enrol male adult
persistent lung function abnormalities (airflow obstruc- patients who are newly diagnosed with active TB from the
tion and limitation) than those who were not previously Department of Respiratory and Critical Care Medicine at
infected.5 9 11 12 However, the risk factors for PTLD are not Peking University Third Hospital and the Tuberculosis
well understood. Department at Beijing Geriatric Hospital between 2022
Cigarette smoke and TB can synergestically impair lung and 2024. The study team will screen patients who are
function. Our previous study13 analysed the chest CT scans newly diagnosed with active TB in an outpatient setting.
of 231 patients with chronic obstructive pulmonary disease
(COPD) (82.1% with a history of smoking) and found that Inclusion criteria
45% of these patients had ‘healed’ TB lesions.13 Emphy- Patients aged 25–65 years newly diagnosed with pulmo-
sema was also reported to be more diffusely distributed nary TB will be screened for study inclusion. One major
and severe in patients with TB lesions, which suggested factor under investigation is cigarette smoking; therefore,
aggravated lung injury with coexposure to smoke and only male patients will be enrolled, given that women in
TB.13 Nonetheless, many of the above-­mentioned studies China rarely smoke.
are limited by their small or moderate sample sizes,
Diagnosis of pulmonary TB
and prospective cohort studies are warranted. Impor-
For patients with consistent symptoms and chest CT
tantly, it remains unclear whether and to what extent
findings, the diagnosis of pulmonary TB is definitively
cigarette smoking is involved in PTLD. Considering the
established through isolation of Mycobacterium tuberculosis
significant harm and huge burden imposed by PTLD, it
(Mtb) from bodily secretion/fluid (sputum, bronchoal-
is very important to explore the risk factors and serum
veolar lavage or pleural fluid) or tissue (pleural biopsy
biomarkers related to PTLD. Efforts to reduce PTLD and
or lung biopsy). Other pathogenic examinations include
to improve long-­term pulmonary health should become
acid-­
fast bacilli smear and nucleic acid amplification
an integral part of TB management.
testing.1 If the pathogenic results are negative, the diag-
In this prospective cohort study, we aim to focus on
nosis of pulmonary TB could be based on appropriate
the effects of cigarette smoking on PTLD. In China, the
clinical findings and supportive examinations (chest CT
prevalence of cigarette smoking was reported to range
in this study) conducted by a trained doctor according to
from 50% to 60% in TB cases.14–16 While it is uncommon
WHO criteria.1
for women in China to smoke, the smoking prevalence
was reported to be 2%–12% in female patients with TB, Exclusion criteria
and from 53% to 75% in male patients with TB.14–16 In The following patients will be excluded from analysis: (1)
consideration of this low proportion of female smokers, patients with persistent symptoms at treatment comple-
females will not be included in this study. Only male tion and tested positive for either sputum smear or
adult patients with newly confirmed pulmonary TB will culture, indicative of treatment failure; (2) human immu-
be eligible for enrolment, and the clinical manifesta- nodeficiency virus-­ positive patients; (3) patients with
tions and biomarkers of PTLD according to smoking malignant neoplasms (eg, lung cancer) or severe cardio-
status will be analysed. Detailed data collection, chest vascular and cerebrovascular diseases; (4) non-­compliant
CT and pulmonary function tests will be performed. patients who are unable to complete lung function tests
Cytokine and mediator profiles in serum will be tested. and (5) patients without lung parenchymal destruction
The patients will be followed and the examinations be (such as tuberculous pleurisy).
repeated immediately after the completion of anti-­TB All study participants will be required to provide written
therapy, and 1 year, 2 years and 3 years thereafter. To the informed consent. The study flow chart is presented in
best of our knowledge, this will be the first study to inves- figure 1.
tigate risk factors and biomarkers for PTLD in a Chinese
cohort. This study will be valuable for clinical interven- Patient and public involvement
tions aimed at improving long-­term outcomes in patients Neither the patients nor the public are involved in the
with TB. protocol design.

2 Gai X, et al. BMJ Open 2023;13:e065990. doi:10.1136/bmjopen-2022-065990


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Figure 1 Study flow chart. CAT, Chronic Obstructive Pulmonary Disease Assessment Test; DLCO, diffusing capacity for
carbon monoxide; FEV1, forced expiratory volume in 1 s; FVC, forced vital capacity; MRC, UK Medical Research Council; SGRQ,
St. George’s Respiratory Questionnaire; TB, tuberculosis.

Study protocol (employment and income), number of years of smoking,


This study will be conducted at Peking University Third smoking index (smoking index=number of cigarettes
Hospital, and Beijing Geriatric Hospital and will involve smoked per day×years of smoking), symptoms, St. George’s
those diagnosed with active pulmonary TB. Data will be Respiratory Questionnaire (SGRQ) scores, COPD Assess-
collected at baseline prior to TB treatment, immediately ment Test (CAT) scores, with/without diabetes and blood
after, and 1 year, 2 years and 3 years after the completion test results (complete blood count, CD4 lymphocyte
of treatment. count, plasma glucose, glycated haemoglobin, haemo-
The following data of the study participants will globin and albumin). Peripheral blood samples will be
be recorded at baseline: age, socioeconomic status obtained at baseline and at the end of anti-­TB therapy

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Table 1 Assessment and follow-­up schedule
Immediately after
Observation/ Screening/baseline completion of TB Follow-­up at Follow-­up at 2 Follow-­up at 3
investigation assessments treatment 1 year years years
Written informed  x    
consent
Demographics  x    
Medical history  x  x  x  x  x
Clinical examinations  x  x  x  x  x
Serum biomarkers  x  x
Chest CT  x  x  x  x  x
Spirometry    x  x  x  x
MRC Dyspnoea Scale  x    x  x  x
Borg breathlessness  x    x  x  x
scale
COPD Assessment  x  x  x  x  x
Test
Clinical COPD  x  x  x  x  x
Questionnaire
COPD, chronic obstructive pulmonary disease; MRC, UK Medical Research Council.

for the measurement of inflammatory mediators and Lung function abnormalities will be classified as follows:
cytokines, which will be detected by multiplex immu- (1) airflow obstruction, postbronchodilator FEV1/
noassays (interferon-­ gamma (IFN-γ), tumour necrosis FVC<lower limit of normal (LNN); (2) low FVC, FEV1/
factor-α (TNF-α), interleukin (IL)-­1β, IL-­4, IL-­10, IL-­6, FVC≥LNN and FVC<80%; (3) normal lung function,
IL-­8, α1-­proteinase inhibitor, matrix metalloproteinases FEV1/FVC≥LNN and FVC≥80%; positive bronchial dila-
(MMPs), including MMP-­8, MMP-­9 and MMP-­12), tissue tion test, >200 mL; and>12% increase in the absolute FEV1
inhibitor of metalloproteinase (TIMP). A symptom ques- value or FVC following bronchodilator administration.
tionnaire survey, chest CT and lung function tests will be
performed according to standard procedures (table 1). Secondary outcome measurements
Prior to enrolment, patients will be informed of the TB lesions on lung CT scans after TB treatment will be
study as well as of the relevant examinations that will be recorded. Parenchymal and airway lesions detected on CT
performed. Current smokers will be given smoking cessa- scans will be described as (a) fibrosis, (b) cavity, (c) bron-
tion advice as per clinical practice guidelines. chiectasis, (d) consolidation, (e) nodule and (f) aspergil-
loma.13 17 Semiquantitative analysis will be performed on
Primary outcome measures the lesions, and the degree of lesions will be estimated
Longitudinal changes in lung function measurements, visually and expressed as the percentage of each lung
including forced expiratory volume in 1 s (FEV1), forced field involved. For the purpose of evaluation, the lung is
vital capacity (FVC), FEV1/FVC and diffusing capacity divided into three regions—the upper region, defined as
of the lungs for carbon monoxide (DLCO), will be the region above the carina; the middle region, located
performed during follow-­up. between the carina and the lower pulmonary vein; and
Quality control and data normalisation will be carried the lower region, located below the level of the lower
out for the lung function tests. Lung function tests will be pulmonary vein. The percentage of lesion range will be
performed using pulmonary function devices (JAEGER, scored.
Germany) before and 20 min after administering the Chest CT images will be interpreted by a respiratory
aerosol bronchodilator salbutamol. The following lung physician and a radiologist.
function measurements will be recorded for each patient:
FVC, FEV1, FEV1/FVC ratio (FEV1/FVC), maximal expi- Quality of life and respiratory symptoms
ratory flow at 75% of FVC (MEF25), maximal expiratory TheCAT score (self-­administered), SGRQ and UK Medical
flow at 50% of FVC (MEF50), maximal expiratory flow at Research Council (MRC) Dyspnoea Scale will be used.
25% of FVC (MEF75), maximal mid-­expiratory flow, total The CAT contains eight items assessing cough, phlegm,
lung capacity (TLC), peak expiratory flow (PEF25, PEF50 chest tightness, sleep quality, energy, mood and mobility.
and PEF75), DLCO, residual volume (RV) and RV/TLC The MRC Dyspnoea Scale will be used to measure the
ratio (RV/TLC). severity of dyspnoea on a scale of 0–4, with a grade of

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0 indicating no significant activity limitations and higher analysed, including the accelerated decline in FEV1 and

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grades representing more severe dyspnoea. Data on TB FVC (decrease of ≥100 mL), chronic respiratory symp-
retreatment and all-­cause mortality will be recorded at all toms (cough, dyspnoea, sputum production or wheezing
follow-­up visits. lasting for ≥n days/months), TB retreatment and all-­
cause mortality. A multivariate regression model will be
Serum cytokines/mediators and their correlation with lung lesions constructed to analyse factors for the decline in FEV1 and
and lung function FVC 1, 2 and 3 years after the completion of TB treatment.
Serum cytokines/mediators will be detected at two time
points: at baseline prior to TB treatment, and after the
completion of TB treatment. The BioRad 40 plex Bio-­Plex ETHICS AND DISSEMINATION
ProTMHuman Chemokine Panel (BioRad, Hercules, This study was approved by the Research Ethics Commit-
CA) will be used on the Luminex xMAP (Luminex 200, tees of Peking University Third Hospital and Beijing
Austin Luminex, USA) to detect 40 chemokines in the Geriatric Hospital in Beijing, China. All patients will
serum as per the manufacturer’s instructions. MMPs will be required to provide written informed consent. All
be measured using a separate multiplex kit (BioRad, patient data and study results will be treated as confi-
Hercules, California, USA). The correlations between dential. Personal information of potential and enrolled
cytokines/mediators and lung lesions on CT and lung participants will be stored securely at the study site. All
function measurements will be analysed. laboratory specimens, reports, data collection, process
information and administrative forms will be identified
Sample size calculation by a coded ID (identification) number only to maintain
We will explore the association of different variables participant confidentiality. All local databases will be
with the development of PTLD, including age, gender, secured with password-­protected access systems. Partici-
body mass index, economic status, sputum positive/ pants’ study information will not be released outside of
negative culture, cigarette smoking, comorbidities such the study without the written permission of the partici-
as diabetes, serum albumin level, haemoglobin level pants. The results of this study will be published in a peer-­
and chest imaging scores. There are 10 variables in the reviewed scientific/medical journal and presented at
logistic regression model. Considering the sample size scientific and medical conferences.
requirements of multiple logistic regression, 100–150
cases are required based on the 10–15 event per variable
rule. Assuming the incidence of PTLD is approximately DISCUSSION
30%–50% as reported,10 18 a sample of 400 participants This prospective study aims to investigate risk factors
is required. At the same time, we will compare the and biomarkers for PTLD in a Chinese cohort of male
difference of lung function measurements between the smoking and non-­smoking patients with pulmonary TB.
smoking group and the non-­ smoking group after the Baseline data for patients with newly confirmed pulmo-
cure of pulmonary TB. According to our previous work nary TB will be procured. Respiratory questionnaires,
(unpublished data), it is estimated that the prevalence lung function measurements and chest CT examinations
rate of PTLD is 50% in the smoking group and 30% in will be completed during a 3-­year follow-­up. This study
the non-­smoking group, respectively, and the proportion will provide insights for developing clinical interventions
of smokers and non-­smokers in patients with pulmonary aimed at improving outcomes for patients with PTLD.
TB was 1:5. Given an α level of 0.05 and a power of 80%, There is a high incidence rate of PTLD in low-­income
we calculated a required sample size of 365 using PASS and middle-­ income countries, which warrants more
software. attention. A recent study in Malawi showed that approx-
imately 34% of the patients had pulmonary dysfunction
Statistical analysis at the time of TB treatment completion.18 After 3 years’
Statistical analysis will be performed using SPSS software follow-­up, approximately 27.9% of the patients still exhib-
V.19.0 (IBM). All data will be tested for normal distribu- ited reduced pulmonary function.19 Moreover, chronic
tion and homogeneity of variance. Normally distributed respiratory diseases such as COPD and bronchiectasis
measurement data satisfying the homogeneity of variance have been found to be highly prevalent in the post-­TB
will be expressed as mean±SD (x±s), and a t-­test will be period.20
used to determine intergroup differences. Non-­normally In this study, we will focus on the effect of cigarette
distributed data will be presented as median values (25%, smoking on PTLD. Tobacco smoke contains various
75%), and the rank-­sum test will be used to determine harmful chemicals that can induce multiple chronic
intergroup differences. The χ2 test or exact probability diseases (including bronchitis and emphysema) and
test will be performed for intergroup comparisons of impair lung function. Furthermore, TB is an important
categorical data. A p<0.05 will be considered indicative of risk factor for COPD.13 21–23 A multinational study showed
statistical differences. that adults with a history of TB had a much higher risk of
Manifestations of residual lung damage within 1 year airflow obstruction than adults without a history of TB.8
following the completion of TB treatment will be Patients with COPD showing evidence of ‘healed’ TB on

Gai X, et al. BMJ Open 2023;13:e065990. doi:10.1136/bmjopen-2022-065990 5


Open access

chest imaging also had more severe emphysema, poorer explore biomarkers related to PTLD, and identify those

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lung function, and higher hospitalisation and mortality at risk of developing anatomical and/or physiological
rates.24 25 A retrospective cohort study involving patients lung abnormalities with or without respiratory symptoms
with COPD revealed that patients with a history of TB had after the completion of anti-­TB therapy. These results are
more severe symptoms, significantly reduced lung func- expected to provide evidence for better targeted preven-
tion, and a higher frequency of acute exacerbations.26 tive measures and more effective management of PTLD.
According to a recent study, tobacco smoke and TB Our study has several limitations. First, because ciga-
have a synergistic effect.27 A retrospective analysis of risk rette smoking is uncommon in Chinese women, we will
factors for airflow limitation (FEV1/FVC<70%) showed enrol only male adults, aged 25–65 years, who will not
that smoking could exacerbate the progression of airflow be representative of the whole population. Therefore,
limitation in Korean patients with non-­active TB.28 The the results need to be interpreted in the context of this
predicted FEV1/FVC curve indicated that patients with specific population. Second, it is important to measure
non-­active TB lesions on chest radiographs developed spirometry at baseline. However, in consideration of
airflow limitation after 35 pack-­years of smoking, whereas biosafety for technicians performing spirometry tests, the
those without non-­active TB lesions on chest radiographs first time point to test lung function is set at the comple-
developed airflow limitation after 88 pack-­ years. With tion of anti-­TB therapy. Third, the biomarkers measured
respect to the development of airflow limitation, these in peripheral blood may indicate a systemic response to
results suggest a potential interaction between non-­ pulmonary TB and may not be markers closely related
active TB and smoking.28 The mechanisms of interac- to local lung lesions. Sputum or bronchoalveolar lavage
tions between cigarette smoke and Mtb infection remain samples may be warranted in future studies.
unclear. Our previous study showed that Mtb infection
promoted cigarette smoke-­ exposed macrophages to Acknowledgements The authors are indebted to the patients who will participate
in this study.
polarise toward both M1 and M2 phenotypes, along with
enhanced production of MMP9 and MMP12.27 In an Contributors YS conceived the study. XG and WC were responsible for editing
the protocol and recruiting the study participants. LZ contributed to sample size
earlier study, we reported increased cytokine production estimation and statistical analysis. XG, WC, YR, LZ, WX, HW, GL and YS participated
and impaired cell metabolism in natural killer cells after in the project and were involved in the acquisition, analysis and interpretation of the
coexposure to cigarette smoke and purified protein deriv- data. The final version of the manuscript was reviewed and approved by all authors.
ative.29 30 Funding This study will be supported by the National Natural Science Foundation
Lung function assessment plays a critical role in (No. 81970041), the National Natural Science Foundation of China Youth Fund
Project (No. 81400038) and the Capital’s Funds for Health Improvement and
the evaluation of chronic lung injury and serves as the
Research (2022-­2G-­40910).
primary outcome measure within this cohort of PTLD.
Competing interests None declared.
The study aims to describe the pattern of spirometry
abnormalities, including airway obstruction, low FVC Patient and public involvement Patients and/or the public were not involved in
the design, or conduct, or reporting, or dissemination plans of this research.
and normal spirometry. To identify airflow obstruction,
two internationally recognised standards are commonly Patient consent for publication Not applicable.
used: FEV1/FVC<0.7 and FEV1/FVC<LLN.18 31 32 Initially, Provenance and peer review Not commissioned; externally peer reviewed.
our study protocol defined airway obstruction as post- Open access This is an open access article distributed in accordance with the
bronchodilator FEV1/FVC<0.7. However, considering Creative Commons Attribution Non Commercial (CC BY-­NC 4.0) license, which
permits others to distribute, remix, adapt, build upon this work non-­commercially,
that the FEV1/FVC ratio decreases with age and may lead and license their derivative works on different terms, provided the original work is
to overdiagnosis of airway obstruction among healthy properly cited, appropriate credit is given, any changes made indicated, and the use
elderly individuals,31 32 we have adopted FEV1/FVC<LLN is non-­commercial. See: http://creativecommons.org/licenses/by-nc/4.0/.
as the criterion since March 2023. This revised crite-
ORCID iDs
rion, FEV1/FVC<LLN, will be consistently applied to all Lin Zeng http://orcid.org/0000-0001-8707-5854
patients, regardless of their enrolment date. Both those Yongchang Sun http://orcid.org/0000-0003-3281-8854
enrolled prior to the revised criteria and those recruited
thereafter will be analysed using the FEV1/FVC<LLN
parameter. This standardised approach ensures unifor-
mity and enables reliable comparisons across the entire REFERENCES
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