Professional Documents
Culture Documents
This scoping review is commented by Alc^antara de Torre on page 531 of this issue.
PUBLICATION DATA AIM To identify and assess published studies concerning physical therapy in Brazilian
Accepted for publication 1st September children and adolescents with cerebral palsy (CP) using the International Classification of
2021. Functioning, Disability and Health (ICF) framework.
Published online 2nd October 2021. METHOD Articles in English and Portuguese published until October 2020, with no date
restrictions, were searched in several different databases. Study characteristics, journal
ABBREVIATIONS metrics, sample characteristics, and ICF domains explored intervention components and
ICF International Classification of outcomes were extracted. Studies were classified according to the Oxford Centre for
Functioning, Disability and Evidence-Based Medicine hierarchy levels to characterize the evidence.
Health RESULTS Ninety-four studies were included. Spastic CP with fewer limitations in gross motor
LMIC Low- and middle-income abilities was the most reported; 67% of the studies had low levels of evidence and were
countries published in journals without an impact factor. The three most frequent interventions were
NDT Neurodevelopmental therapy neurodevelopmental treatment, suit therapy, and transcranial direct current stimulation.
OCEBM Oxford Centre for Evidence- Intervention components explored body functions and structures (73.4%), activity (59.6%),
Based Medicine environment (2.1%). They did not explore participation (0%). The outcomes investigated
addressed activity (79.8%), body functions and structures (67.0%), and participation (1.1%),
but not environment (0%).
INTERPRETATION Studies of physical therapy for Brazilian children and adolescents with CP
focused on reducing impairments and activity limitations. Studies with higher levels of
evidence and an expanded focus on participation and environmental factors are necessary.
Cerebral palsy (CP) is defined as a group of developmental aspects of people’s lives, beyond just offering therapies
disorders of movement and posture attributed to a non- aimed at ‘fixing’ impairments in body functions and struc-
progressive injury occurring in the immature brain.1,2 It is tures.10,12–14
one of the most common causes of physical disability in Historically, physical therapy interventions in children
childhood, with a prevalence of 2.1 cases per 1000 live and adolescents with CP mainly focused on repairing
births in high-income countries. In low- and middle- impairments (at the ICF level of body functions and struc-
income countries (LMIC), CP prevalence may be even tures).15 After implementation of the ICF and research
higher.3–5 Additionally, LMIC may have a higher percent- advances in the past decade, several therapy interventions,
age of individuals with more severe limitations.6–8 such as goal-directed training, treadmill training, home
At the beginning of the 21st century, with the creation programs, constraint-induced movement therapy, environ-
of the International Classification of Functioning, Disabil- mental enrichment, and task-specific training have been
ity and Health (ICF)9–11 framework, the World Health investigated.13,16 These modalities have been shown to be
Organization proposed significant changes (expansions) to effective primarily on motor outcomes and are mostly
the rationale and language of health and disability. There- related to the activity domain.16 To date, little is known
after, physical therapists and other professionals started to about the effectiveness of physical therapy on participa-
apply the ICF framework in health promotion, prevention, tion.17,18
intervention strategies, and to develop the direction of rel- Most of the available literature supporting interventions
evant studies. The framework highlighted the importance for children and adolescents with CP originates from
of focusing on the activity, participation, and contextual research in high-income countries (e.g. USA, UK, Canada,
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Data extraction mobility/stability of joint interventions); (2) activity inter-
The research team developed a data extraction form and ventions (i.e. interventions promoting task training aspects,
tested it in the first five studies to determine its consistency such as task-specific training or gait training); (3) participa-
with the purpose of the study. Data extraction included: tion interventions (i.e. interventions promoting frequency
(1) study characteristics (i.e. authors, year of publication, and involvement in real-life contexts, such as community-
title, language of publication, study type, study aims, based treatments); or (4) environmental factor interventions
OCEBM levels of evidence, proponent institution, Brazil- (i.e. interventions that provide modifications of environ-
ian regions, and access links); (2) journal metrics (i.e. jour- mental aspects, such as context-focused therapy and con-
nal title, impact factor, and indexing location); (3) sample ductive education for parents).11 Since the ICF framework
characteristics (i.e. sample size, age, clinical CP type, Gross makes no clear distinctions between activity and participa-
Motor Function Classification System [GMFCS] levels); tion domains, the principles of participation-based inter-
and (4) intervention and outcomes (i.e. main intervention – ventions (i.e. goal-oriented, family-centered, collaborative,
characteristics, frequency, and intensity – and ICF domain strength-based, ecological, and self-determined)18 were
[s] explored; outcomes – ICF domains assessed and tools/ considered. Additionally, to better categorize interventions
scales). All data extraction was performed by the first as ‘environmental factors’, the principles of contextual
author (MASF) and reviewed by the second author therapies (e.g. with a focus on identifying the constraints
(KMAA). Study design was classified by the second author and facilitators related to task and environment)36 were
(KMAA) and verified by the fifth author (ACRC). To iden- also considered.
tify the institution the study originated from, we consid- All outcome measures investigated were classified into
ered the information in the study’s ethics approval register ICF domains and followed the definitions set out in the
or the affiliation of the first and/or last author of the ICF, according to the standardized instruments used.
study. Activity outcome measures were categorized using the
qualifier capacity (i.e. what a person can do in a stan-
Categorization dardized environment) and performance (i.e. what a per-
Journal metrics son actually does in their usual environment).11
Details about the journal impact factor for the studies Outcome measures were categorized as a ‘participation’
selected were extracted by manual search of the Journal domain if they covered its constructs, with instruments
Citation Reports (Web of Science) website as an indicator assessing attendance or involvement in life situations.17
of quality.32,33 For journals without an impact factor, no Studies reporting non-ICF outcome domains were
value was reported. extracted and reported (e.g. quality of life). For those
studies that examined the additional effect of physical
Level of evidence therapy on other intervention modalities (e.g. botulinum
All studies selected were classified according to the neurotoxin A), we only categorized the physical therapy
OCEBM levels of evidence for intervention studies.30 The intervention (e.g. physical therapy treatment after botuli-
OCEBM hierarchy consists of five levels of evidence, rang- num neurotoxin A). All these categorizations were per-
ing from level 1 (strongest) to level 5 (weakest), as follows: formed by the first author (MASF) and verified by the
level 1, systematic reviews/meta-analyses that critically second (KMAA), with conflicts resolved by consensus
summarize several studies, and n-of-1 trials; level 2, ran- between authors.
domized controlled trials; level 3, studies such as non-
randomized studies that do not have strong control of bias; RESULTS
level 4, studies where a relatively low level of evidence is The database searches identified 6677 studies; after screen-
present, primarily including descriptive studies, such as ing the title and abstract, 689 full-text studies were evalu-
case series/case reports; and level 5, studies based on ated under our eligibility criteria. After review, 595 studies
mechanistic reasoning, whereby evidence-based decisions were excluded because they did not meet the inclusion cri-
are founded on logical connections, including a pathophys- teria. Thus, 94 studies were retained for data extraction
iological rationale. The criteria used for the study design (Fig. S1, online supporting information).
definition are reported in Table S2 (online supporting Table 1 reports the main characteristics of the studies
information).34,35 included in this scoping review (see also Table S3, online
supporting information). Between 1996 and 2020, the 94
Intervention characteristics studies37–130 were published in 46 different journals, 67%
The main intervention components (i.e. experimental of them without an impact factor and 33% with an impact
group) were categorized with regard to their principles, factor from 1.0 to 4.4. The studies included a total of 1138
active components, and mechanisms (as extracted from the children and adolescents with CP, aged from 1 to 18 years,
study) into: (1) body function and structure interventions with bilateral (51.3%) or unilateral (31.9%) spastic, dyski-
(i.e. interventions that primarily manipulate body functions netic (4.4%), and ataxic (2.7%) CP subtypes, classified in
or body structures, such as strength training, stretching, or GMFCS levels I (21.5%), II (26.0%), III (18.1%), IV
OCEMB, Oxford Centre for Evidence-Based Medicine. Body functions and structures 69 (73.4) 63 (67.0)
Activity 56 (59.6) 75 (79.8)
Capacity – 72 (76.6)
Performance – 12 (12.8)
(9.0%), and V (7.9%). Several studies did not report the Participation 0 (0) 1 (1.1)
CP subtype and GMFCS level (9.7% and 17.5% respec- Environmental factors 2 (2.1) 0 (0)
tively). Non-ICF domain
Quality of life – 3 (3.2)
The levels of evidence of the selected studies varied from
2 (20.21%) to 4 (69.1%) (Table 1). In total, 24 different ICF, International Classification of Functioning, Disability and
Health; –, not applicable.
interventions were investigated in the studies. Table 2
shows the 10 most frequently investigated interventions
and the corresponding OCEBM levels of evidence. The
other 14 interventions investigated were: task-specific DISCUSSION
training; fitness training; stretching; vegetable oil; Kinesio Using the ICF framework, this study aimed to identify sev-
Taping; motor imagery training; constraint-induced move- eral aspects of the literature addressing physical therapy
ment therapy; hand–arm bimanual intensive therapy; pro- available to Brazilian children and adolescents with CP.
prioceptive neuromuscular facilitation; conductive The amount of research produced in Brazil has increased
education for parents; respiratory physical therapy; riding exponentially in the last decade; however, most studies
simulator; goal-directed training; and conventional physio- have been published in poor-quality journals and have low
therapy. levels of evidence. The focus of the reported intervention
Table 3 shows the ICF domains explored across inter- studies was to modify impairments in children with spastic
ventions and outcomes measures. The body function and CP, aiming for fewer limitations in gross motor abilities.
structure domains were the most explored in the interven- In the last decade, the number of studies addressing
tions (73.4%). The most explored outcome measures individuals with CP has grown exponentially.26 According
focused on the activity domain (79.8%) and the most to current evidence, the therapy components with the
widely used instrument was the Gross Motor Function greatest potential to promote benefits in individuals with
Measure, which assesses the capacity for activity. Two CP include goal-directed practice of real-life tasks, child
studies explored environmental factors in their interven- self-initiated active movements, high-intensity therapy, par-
tions and only one study explored the participation domain ticipation, and family engagement in therapeutic plan-
as an outcome (Table S3). Additionally, three studies ning.131,132 In contrast, this scoping review showed that in
investigated quality of life as an outcome. Brazil, the most studied interventions, such as suit therapy,
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neurodevelopmental therapy (NDT), and transcranial functions and structures (hydrotherapy, strength training,
direct current stimulation do not necessarily address all electrical stimulation, and assistive technology [e.g.
these components.133,134 orthoses]), and an activity component targeting mainly
NDT is the best known and implemented intervention mobility training (virtual reality, treadmill training, and
in several countries, including Brazil,135 where it is widely hippotherapy). These approaches are well known to Brazil-
taught in training courses. Despite its name, identifying ian physical therapists; traditionally, they are carried out in
the original approach is no longer possible.136 Primarily, clinics or rehabilitation centers, without modifying the
NDT focuses on reducing neuromotor impairments, with environment where the child is living. Furthermore, these
techniques aimed at modifying body functions and struc- studies did not assess the carryover benefits of these inter-
tures (e.g. to normalize tone or inhibit reflex). Indeed, all ventions on participation outcomes.133,144
studies that reported NDT as identified in this scoping Overall, the interventions extracted from the studies
review pointed out these original passive characteristics but included in this scoping review primarily showed a focus
also described other elements related to the activity on ‘body functions and structures’, followed by ‘activity’.
domain, such as mobility and self-care training. Despite Less attention was paid to ‘participation’ and ‘environmen-
the changes in NDT observed over time, it is difficult to tal factors’. Our results are in accordance with other stud-
say if this approach has shifted from looking solely at ‘fix- ies carried out in other LMIC.5–7 Studies investigating
ing’ neuromotor impairments to addressing the ICF activ- rehabilitation approaches in children with CP in India and
ity domain consistently. Furthermore, the NDT studies Africa showed a substantial focus on interventions that
included in this scoping review did not present participa- reduce impairments, with minimal attention paid to ‘activi-
tion as an investigated outcome. ties and participation’ and ‘environmental’ and ‘personal
Suit therapy interventions are relatively new and have factors’.13,15–17 Despite studies conducted in Western
gained popularity in Brazil, possibly due to good financial countries focusing more on ‘activity and participation’ and
returns. In the suit therapy studies included in this scoping ‘contextual factors’, their translation to clinical practice is a
review, the intervention elements and outcomes explored challenge.13 Considering this scenario, it is important to
both body functions and structures (e.g. strengthening) and highlight that interventions aimed at remediating ‘body
activity (e.g. mobility tasks). The high frequency identified functions and structures’ would not automatically translate
in this scoping review is in line with the most common into improved activity or participation without addressing
therapy delivery by pediatric physiotherapists in Bra- these specific domains and the real-life contexts of fami-
zil.137,138 These interventions created great expectations lies.13–15 Nowadays, interventions that consider activity
for child improvement and a significant family commit- (e.g. active goals set by the child or caregiver and task-
ment to obtaining resources to allow children access to this specific practice in real-life situations), participation (e.g.
type of intervention; this generated concern from Brazilian mutually agreed upon family and professional goals for
physical therapy associations.139–141 Despite the popularity home and community participation), and contextual factors
of suit therapy in Brazil, the main ICF intervention ele- (e.g. emphasis on changing the task and environment
ment and outcome target of this therapy are not well rather than the child) are deemed key elements for func-
established in the literature.133,134 tioning in individuals with CP, which is consistent with
Transcranial direct current stimulation is a new and current approaches and evidence.13–15,145 Assuming that
more expensive approach to therapy and was the third the most investigated interventions are popular in Brazil’s
most frequent intervention identified in this scoping clinical practice, these results reinforce the need to expand
review. Its mechanism of action is based on electrical stim- the main focus of therapists to follow the current state-of-
ulation of the brain, through the cranium, and is aimed at the-art physical therapy interventions for children and ado-
improving neuromusculoskeletal body functions and struc- lescents with CP.5,13,19
tures, as well as activity (such as capacity and perfor- Regarding participant characteristics in the studies
mance); all interventions and outcomes extracted from the included in this scoping review, children with spastic CP
studies are included in this scoping review. However, no in GMFCS levels I to III were recruited most frequently.
information as to whether transcranial direct current stim- These children could walk independently or with the aid
ulation results might be transferred to participation out- of gait devices in most environments.146 Given the lack of
comes was identified.142 All transcranial direct current robust epidemiological studies on CP in Brazil, it is not
stimulation studies included in this scoping review were possible to assume that this clinical type and functional
carried out by the same research group, leading to poten- level are the most prevalent in this country. The higher
tial publication bias and thus decreasing the strength of the frequency of the recruited subgroup of children with CP
evidence.143 Therefore, the results of this scoping review may be due to the lack of well-established protocols and
indicate the need to expand research on this therapy to evidence of physical therapy interventions in individuals
improve the quality of the evidence and support any deci- with more limited motor functions (GMFCS levels IV and
sions on its use in clinical practice.143 V).8,14 An ongoing national multi-center study, the Parti-
Among the remaining 10 most frequent interventions Cipa Brazil Research Project, will determine the most fre-
extracted from the studies, we observed a focus on body quent clinical types and functional levels of Brazilian
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which means that the evidence reported is not trustworthy for development, draft preparation and approval of the final ver-
clinical decision-making. The focus of the studies was on sion, and funding through PPSUS MS/CNPQ/FAPEMIG/SES
reducing impairments and activity limitations, with minimal (grant no. APQ-00754-20 to HRL). The authors have stated
attention paid to participation and environmental factors and they had no interests that might be perceived as posing a con-
the evaluated outcomes. Brazilian researchers must expand flict or bias.
their focus on therapeutics to include contextual and participa-
tion factors, thus promoting a more comprehensive view of
DATA AVAILABILITY STATEMENT
individuals with CP. Well-designed Brazilian intervention
Data sharing not applicable – no new data generated.
studies might facilitate evidence-based practice and reduce the
gap between the research and clinical fields. Many strategies
could be considered, such as partnerships between junior and SUPPORTING INFORMATION
senior researchers and research centers, financial investment, The following additional material may be found online:
and support by university librarians who can educate profes- Figure S1: PRISMA extension for scoping reviews study selec-
sionals about predatory journals and the writing process. tion flow diagram.
Table S1: Search strategy conducted in October 2020
A CK N O W L E D G E M E N T S Table S2: Description of the types of study
We are grateful for the contribution and participation of all Table S3: Details of the studies and ICF domains extracted
authors in the stages of this work, including conceptual from the interventions and outcomes
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