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ASuitability of Spectral Indice For Evaulatin Vegetation Characteristiccs On Arid Rangelands
ASuitability of Spectral Indice For Evaulatin Vegetation Characteristiccs On Arid Rangelands
A. R. HUETE
Department of Soil and Water Science, University of Arizona, Tucson, Arizona 85721
R. D. JACKSON
U.S. Water Conservation Laboratory, Agricultural Research Service, U.S. Department of Agriculture,
Phoenix, Arizona 85040
The spectral behavior of an arid, Lehmann lovegrass (Eragrostis lehmanniana), range canopy with varying quantities
of live, green grass, senesced, yellow grass, weathered, gray litter, and different soil backgrounds was analyzed with a
ground based radiometer. The analysis included rangeland field plots and artificial mixtures of live and dead grass.
Senesced grass and weathered litter were found to significantly alter the spectral response of the range canopy in the
first four Thematic Mapper wavebands (0.45-0.52; 0.52-0.60; 0.63-0.69; 0.76-0.90/~m). These influences seriously
hampered the utility of spectral vegetation indices in assessing green phytomass levels. Gray litter lowered the
response of the green vegetation index (GVI) and perpendicular vegetation index (PVI) while minimally influencing
the ratio vegetation index (RVI) and the normalized difference vegetation index (NDVI). Yellow, seneseed grass
increased the greenness response of plots without green vegetation and decreased the greenness response of plots with
green vegetation. Higher reflecting soils increased the GVI and PVI response and decreased the RVI and NDVI
response of comparable range canopy mixtures. Small amounts of 30 em tall, green grass (750 kg/ha) could not be
detected within a 75 cm tall, senesced grass stand (5000 kg/ha). The results of this study show spectral vegetation
indices to be unreliable measures of green phytomass in arid rangelands. A mixture model employing principal
component analysis was used to extract a green vegetation signal, but green phytomass detection was not improved.
Apparently, the green vegetation signal emerging from range canopies is diminished by the scattering influences of the
vertically oriented elements of the senesced grass phytomass.
a green vegetation index (GVI). These component model. They reported slight
indices have been shown effective in increases in NDVI and GVI response with
minimizing soil background variations increasing amounts of dormant grass.
while enhancing the green vegetation sig- Their simulations also demonstrate soft
nal over croplands, forests, and grasslands background influences on vegetation in-
(Colwell, 1974; Tucker, 1979; Richardson dices during the active spring growth and
and Wiegand, 1977; Kauth and Thomas, dormant summer periods of the range-
1976). land canopy.
Much of the research on grassland The purpose of this study was to ex-
canopies has been conducted over well amine the spectral behavior of an arid
vegetated ecosystems. Colwell (1974) and rangeland canopy subject to low phyto-
Pearson et al. (1976) found the ratio mass levels, variable soil backgrounds, and
vegetation index (RVI = NIR/red) to be different stages of decomposition. Both
unreliable in grass canopies with low field plots and controlled artificial mix-
green covers ( < 30%). Tucker (1977) and tures of live and dead Lehmann lovegrass
Ripple (1985) investigated the asymptotic (Eragrostis lehmanniana) were used in
reflectance characteristics of, respec- the analysis. Our objective was to criti-
tively, blue grama (Bouteloua gracilis) cally analyze the spectral interaction of
and tall rescue (Festuca arundinacea) the green phytomass component with
grass plots and found the normalized nongreen vegetation and soil background
difference vegetation index [NDVI = and determine vegetation index sensitiv-
( N I R - r e d ) / ( N I R + r e d ) ] best for esti- ity to variations in weathered litter accu-
mating low amounts of phytomass. Weiser mulation, senesced vegetation, green
et al. (1984) reported a direct correlation phytomass, and soil background. Finally,
between the RVI and tall grass prairie a mixture analysis model was employed
phytomass; however, they found their re- to determine ff a green component signal
sults to be site-dependent, year-specific, can be extracted from the complex range
and sensitive to the presence of senesced canopy spectra.
vegetation. Sellers (1985) similarly found
that dead vegetation reduced the NDVI Experimental Procedures
and RVI values.
Several studies have demonstrated soil A. Controlled range
background problems in the detection of canopy component mixtures
low levels of green phytomass (Colwell, Various rangeland component mixtures
1973; Tucker and Miller, 1977; Jackson of green grass, senesced (yellow) grass,
et al., 1980; Elvidge and Lyon, 1985; weathered (gray) grass Utter, and soil
Huete et al., 1985). Huete et al. (1984) background were arranged 1.5 m under-
found soil "noise" in spectral indices to neath a boom supporting an Exotech
restrict reliable discrimination of green (Model 100A)1 radiometer at the Campus
vegetation below 25% cover in areas with
soil type variations. Heilman and Boyd
l Trade names and company names are included for
(1986) evaluated the sensitivity of vegeta-
tile benefit of the reader and do not constitute an en-
tion spectral indices to varying range dorsement by the University of Arizona or the U.S.
canopy conditions utilizing an additive Department of Agriculture.
SPECTRAL INDICES OF RANGE VEGETATION 215
Agricultural Center, Tucson, AZ. The ra- green phytomass density. Spectral mea-
diometer measured reflected radiant surements were made over six green grass
flux simultaneously in four Thematic densities (7800, 6000, 3650, 1600, 1000,
Mapper wavebands (0.45-0.52, 0.52- 320 kg/ha) and three soil backgrounds.
0.60, 0.63-0.69, 0.76-0.90 /~m) with a The three soils included: 1) a dark col-
15 ° field of view. ored, organic-rich Cloversprings loam
Range component mixtures were pre- (fine-silty, mixed Cumulic Cryoboroll), 2)
pared using a series of 62 × 62 cm trays a red, high iron Whitehouse sandy clay
sandwiched together and netted with fine loam (fine, mixed, thermic Ustollic
brown string. The trays had 50-cm- Haplargid) and 3) a light colored, yellow-
diameter holes and the netting between ish-brown Superstition sand (sandy,
the two plates enabled one to insert and mixed, hyperthermic Typic Calciorthid).
tether live or dead grass material. These Reflectance factors from the dark and
net trays were placed on top of soft trays light colored soils were used to compute
(60 × 60 × 6 cm) to create soil-vegetation the PVI and GVI (Jackson, 1983).
mixtures. The grass material could be For each soil and green grass mixture,
sandwiched inside the netted tray to replicate measurements of eight readings
simulate ground litter or the plant material were made by fully rotating the platform
could be anchored to the netting to with soil and green grass trays. Following
simulate standing phytomass. The soil tray measurements over all soils, the first
and vegetated net tray were positioned soil/green grass treatment was repeated
on top of a rotatable platform which al- to check for plant physiological changes.
lowed one to obtain an azimuthal- The entire experimental nm involving six
integrated canopy response. The com- green grass densities with three soil back-
bined, four-band overlapping view area of grounds was completed in 20 min on a
the mounted radiometer incorporated dear day and a nominal solar zenith an-
80% of the target area. Following each gle (0~) of 30 °. This was preceded by and
experiment, the vegetation material was followed by spectral response measure-
dried in an oven (80 ° ) for 48 h and ments over a reference barium sulfate
weighed. Only dry weights are reported (BaSO4) panel positioned where target
in this paper. measurements were made. Reflectance
1. Green grass~soil mixtures. Sam- factors were calculated by ratioing the
ple trays of Lehmann lovegrass (Eragros- average of eight target measurements to
tis lehmanniana ) with green leaves, green the response from the BaSO4 panel and
culms, and seedheads were transplanted multiplying by the reflectance factor for
from the Santa Rita Experimental Range the panel at the particular solar zenith
(48 km south of Tucson) to the Campus angle.
Agricultural Center. Ten minutes prior to 2. Litter ~soil mixtures. Samples of
an experimental rim, clumps of green dead, Lehmann lovegrass consisting of
grass with the roots intact were harvested, gray litter (over 1 year old) and senesced,
gently loosened of soil material, and yellow grass (less than 1 year old) were
anchored to a netted tray. A dense stand collected from the Santa Rita Experimen-
of mature green grass (75 cm height) was tal site. Three densities of weathered
first arranged and later thinned to vary (gray) litter (2400, 1040, and 750 kg/ha)
216 A. R. HUETE AND R. D. JACKSON
and three levels of senesced grass (4800, radiometric measurements were taken as
1900 and 950 kg/ha) were set (lying before. Then 750 kg/ha and 350 kg/ha
down) in separate netted trays to simu- of developing green grass (30 cm height),
late varying amounts of ground litter at transplanted from the Santa Rita site,
two stages of decomposition. These were inserted in separate experimental
ground litter trays were placed over the runs, and the measurements repeated.
three soft types to measure the spectral The experimental reflectance procedures
response of soil-litter mixtures. The litter for the green and yellow grass mixtures
lay approximately 1-2 cm above the soil were analogous to the previous mixtures.
surface and thus created a small shadow
component. In the field, litter depth
varied from 0 to 12 cm above the soil B. In-situ range plots
surface. The experimental reflectance Spectral measurements were made over
procedure was analogous to that de- a series of twelve (17×20 m) randomly
scribed above. seeded, Lehmann lovegrass plots at the
3. Live grass / senesced grass / soil Santa Rita Experimental Range. 2 Mea-
mixtures. In this series of experiments, surements were taken on 13 August and
range canopy component mixtures in- 12 September 1985 during the period of
cluded green and yellow standing phyto- maximum green phytomass levels. The
mass, weathered litter, and soil. For a plot treatments, in triplicate, included a
given quantity of yellow and green stand- February burn, June burn, July burn, and
ing phytomass, spectral measurements an unburned control. This created a series
were taken over the three soil back- of range canopies with differing amounts
grounds, with and without weathered of green, senesced, and weathered phyto-
litter. The first range mixture consisted of mass densities. The unburned control
6000 k g / h a standing yellow phytomass plots had maximum amounts of standing
placed, alternately, over three soil types yellow grass, standing gray grass,
with and without weathered litter (1040 weathered litter, and green phytomass.
kg/ha). Then an intermediate quantity of The February burn plots had similar
fresh green grass (3650 kg/ha) was loos- amounts of green and yellow phytomass
ened of soil and inserted with the yellow but very little litter. The June and July
standing phytomass. Both grass compo- burn treatments had low levels of green
nents were approximately interspersed phytomass and trace amounts of yellow
throughout the tray and were of similar grass and litter. Line transects were used
fresh weights and heights (75 cm). The to harvest the grass material which was
spectral response of the yellow and green later separated, oven-dried, and weighed. 3
mixture was subsequently measured over Reflectance factors were calculated as
the three soils and weathered litter as discussed previously except that an aver-
discussed above. age of 20 readings within a plot was
A second series of mixtures was de-
signed to simulate emergent green vege-
tation (regrowth) within a senesced grass ZRadiometric data was provided by Dr. D. F. Post,
University of Arizona, Tucson, Arizona.
canopy. First, 5000 kg/ha of yellow 3Above-ground Biomass was collected and provided
standing grass was fastened to a tray and by Dr. J. R. Cox, USDA-ARS, Tucson, Arizona.
SPECTRAL INDICES OF RANGE VEGETATION 217
ratioed to the response obtained over the where [Z]0 is a covariance about the
BaSO 4 panel. The dominant soil was a origin matrix and [X] is a diagonal matrix
dark grayish brown, gravelly loamy sand of eigenvalues. The eigenvalues are useful
(sandy, mixed, thermic Typic Tor- in determining the "dimensionality" or
riorthent) which graded into the reddish number of components present in a data
Whitehouse series. The solar zenith an- matrix. For each eigenvalue extracted, the
gles were 36-42 °. residual standard deviation (RSD) and
factor indicator function (IND) were
C. Range canopy mixture model calculated to provide a measure of how
Principal component analysis was util- well the extracted components account
ized to extract a green vegetation signal for the variance in the experimental data
from composite canopy spectra. Mixture matrix (Malinowski and Howery, 1980):
spectra were first decomposed into a lin-
ear sum of product terms representing
j = n + l X/
independent ground reflecting features:
RSD= ; ~ ) (4)
n
0.6
or" 0.5
YELLOW LITTER
~ 0.4 TITIONSOIL
U.I
L)
S.- ....
W 0.2
d
W ........ i17
~
..... ~ ................."7 .................~LOVERSPR,N~S;~i
SO,~
t I t I
4.5 0.55 0.65 0.75 0.85
WAVELENGTH,/.zm
FIGURE 1. Spectral reflectance factors in four wavebands of the
soil-range canopy components.
SPECTRAL INDICES OF RANGE VEGETATION 219
ryO'4F
W • SUPERSTITION SOIL
(.-) \ • WHITEHOUSE SOIL
Z , ~ • CLOVERSPRINGS SOIL
~l.~ 0.2
\
LM
r'Y" O.I - • . . . ".~..........
" " " • . . . . = ' ~ " - ' " " ' I ............
I,I
or"
I I I I
0 2000 4000 6000 8000
GREEN PHYTOMASSKG/HA
FIGURE 2. Red reflectance [actors ot the Lehmann lovegrass canopy as a
function o| green phytomass density and soil background.
and increased linearly in reflectance green phytomass and soil background are
within the four wavebands (Fig. 1). The shown in Figs. 2 and 3. Red canopy
spectral signature of standing green grass reflectance factors decreased with in-
(7800 kg/ha; > 95% cover) is typical of creasing amounts of green grass, but in a
green vegetation, although compared with manner dependent on the underlying soil.
crop species, the green and NIR peaks There is a steep decrease in reflectance
are less pronounced. factors at low phytomass levels and then
Green grass~soil mixtures: Red and an asymptotic leveling off in response.
NIR spectral responses as a hmction of The red spectral response of the dark
0.4
rv"
~ 0.~ -
r"""
.....=....................... .e ................... ~'-"2 ~ "-'::::::=''.'4
&---''''''''&'J
U.I
IS
Z - ,i I • SUPESSTITION SOIL
~o.2 A/t • WHITEHOUSE SOIL
• CLOVERSPRINGS SOIL
_J
tL.
h-I~0,1
or"
Z
I I I I
200O 4OOO 6OOO 80OO
GREEN PHYTOMASSKG/HA
FIGURE 3. Near-inIrared reflectance factors of the Lehmann lovegrass
canopy as a function of green phytomass density and soil background.
220 A.R. HUETE AND R. D. JACKSON
i
a
_z
Z
_o
W
b.I
,,.,.
> ,'.."f • CLOVERSPRtNGS SOIL
-- " ' " ' ~ • WHITEHOUSE SOIL
_o • "" • SUPERSTITION SOIL
I I I I
2000 4O00 6000 8000
GREEN PHYTOMASSKG/HA
FIGURE 4. RVI response tor the Lehmann lovegrass canopy at different
green phytomass levels and soil backgrounds.
0.8--
I,I
(O
Z - ..--'...'=."'"" ......
W0.6
n," &B ~ , o, , ° °
LU ##o.o o o.oO ""
LL
u__
C:)
a 0.4
-- t . . ~ S to..:
i"" / • WHITEHOUSE SOIL
OIL
i t .':/ ~ U P E R S T I ~ O N SOIL
IJJ
N # ¢;
._1
:E o.2'
n-
o
Z
I I I I
2000 4000 6000 8000
GREEN PHYTOMASS KG/HA
FIGURE 5. NDVI response for the I.ehmann lovegrass canopy at different
green phytomass levels and soil backgrounds.
SPECTRAL INDICES OF RANGE VEGETATION 221
ground (Fig. 3). NIR reflectance factors green grass at low levels ( < 2000 kg/ha)
increased, decreased, or remained nearly than at intermediate levels of phytomass.
constant with increasing amounts of green The increase in RVI response beyond
phytomass, depending upon the NIR re- 6000 k g / h a green phytomass was unex-
flectance factor of the underlying soft. pected and appeared to be a result of
The NIR asymptote occurred at ap- slight decreases in red response (Fig. 3).
proximately 2000 kg/ha, which was lower The NDVI behaved in a similar manner
than the NIR asymptotes (3000-4000 as the RVI but with increased sensitivity
kg/ha) reported by Tucker (1977) and to green phytomass levels below 2000
Ripple (1985) for blue grama and tall k g / h a (Fig 5). However, soft influences
rescue grasses. This was possibly due to have also been amplified and vegetation
the less leafy and more vertical structure discrimination over variable softs was not
of Lehmann lovegrass. However, it should improved. As with the RVI, darker softs
be noted that the range in phytomass resulted in higher NDVI values for simi-
amounts do not represent a developing lar vegetation amounts. NDV! response
(temporal) canopy but, instead, represent over green phytomass levels from 2000 to
variable densities of mature green grass. 6000 k g / h a was more sensitive to softs
The soft-induced red and NIR in- than to changes in green vegetation.
fluences exerted on the grass canopy The four-band GVI resembled the
spectra resulted in a soft brightness effect NDVI in response sensitivity to soft back-
on the ratio vegetation index (RVI) (Fig. ground and green phytomass, except that
4). As previously reported by Colwell the soft brightness influence was reversed,
(1973), Elvidge and Lyon (1985), and i.e., darker softs produced lower green-
Huete et al. (1985), darker soft substrates ness responses than brighter softs for
produce higher RVI values for equivalent identical vegetation amounts (Fig. 6). This
vegetation amounts. The RVI values were reversal in soft influences was previously
more sensitive to changes in amount of noted by Huete et al. (1985) over a cot-
20-
X
~1"~-Ii,=
...-.;;~. ~ o
i
Z
ILl
IJJ 0
n."
(,9
. . . . ~ /j6j • CLOVERSPRINGS SOIL
&
"5o I I I I
2000 40O0 6000 80O0
GREEN PHYTOMASS KG/HA
FIGURE 6. Four-band GVI response for the Lehmann iovegrass canopy
at different green phytomass levels and soil backgrounds.
A. R. H U E T E A N D R. D. J A C K S O N
~
z_
g
6000
(.9 3650
bJ
>
0 t 1600
nr" ~ ~ _ _ ~ I000
ILl
(.9 / . o . . . .~ ............ a 320 .
I,I
> ,,..-.. - - ~ .... ~ -~ ;,I.
Z A-'"" ~ ,/".....m O , ~
L#,J=
ILl
n."
r,D "
1 1 I I 1 I
20 30 40 50 60 70
SOIL BRIGHTNESS INDEX
F I G U R E 8. Rehtionship between the 4-band GVI and 4-band SBI
for various densitiesof Lehmann lovegrass,differentsoilbackgrounds
and varying amounts of litterand senesced grass. (A--Cloversprings;
0--Whitehouse; O--Superstition; open symbols are soft/green grass
spectra; solid symbols are soil/dead grass spectra; YES is standing
yellow phytomass; YE-L is yellow litter; GR-L is gray litter; numbers
denote densities o| plant material in kg/ha).
SPECTRAL INDICES OF RANGE VEGETATION 223
0.4-
n~
-- Y E L L O W ~
LLI
r,...)
Z 0.2
W
_.J
la_ O.I
W
n~
- . . . . . . . . . . . . iiii,
I I I I
45 0.55 0.65 0.75 0.85
WAVELENGTH,/zm
FIGURE 9. Spectral response curves for a mixed (green + yellow) grass
canopy and its associated components over the Cloversprings loam soil.
Mixed canopy = 6000 kg,/ha senesc~d grass and 3600 k g / h a green grass;
green canopy = 3650 k g / h a green grass with no yellow; and yellow
canopy = 6000 kg//ha senesced grass with no green.
first set of experiments). Thus, the ad- the GVI of approximately 3600 k g / h a
dition of these three curves, in some lin- green grass could vary from 8 to 13 units,
ear combination, should produce the depending upon the soil background and
composite canopy response curve. Note presence of litter and senesced vegeta-
that the greatest variation among the tion.
vegetated spectral curves occurred in the The four curves at the bottom of Fig.
red waveband. There is little variation in 10 represent variations in the GVI attri-
the NIR among the vegetated mixtures as buted to soil, litter, and senesced grass
all targets had nearly equal NIR reflec- without the presence of green vegetation.
tance factors. The GVI varied from - 3 units (gray
The spectral response values in Fig. 9, litter and soil) to 4 units (yellow phyto-
along with those for the other soil back- mass) for a total range of 7 units. This
grounds and litter, were inserted into the "noise" range is more than half the maxi-
GVI equation and plotted against bare m u m greenness signal of 3650 k g / h a
soil background response (Fig. 10). The green grass. The curves in Fig. 10 do
bare soil NIR reflectance factor was used show that the green grass targets were
only to separate out the three soil types. discriminable from the nongreen targets,
The GVI of 3650 kg//ha green grass is regardless of soil, litter, or senesced grass
approximately 12, depending on soil influences. However, the level of green
background. The mixture of 3600 k g / h a grass used was nearly twice that normally
green grass with 6000 k g / h a yellow encountered over arid rangelands.
standing grass, resulted in a GVI of only The same general influences were ob-
9 units. This is further lowered with the served when the RVI was used as the
inclusion of the gray litter (8 units). Thus, greenness measure (Fig. 11). The pres-
SPECTRAL INDICES OF RANGE VEGETATION 225
16 B
CLOVER-
SPRINGS WHITEHOUSE SUPERSTITION
GREENCANOPY
ILl
L•I04
> ~ YELLOWCANOPY
YELLOW/GRAYCAN0PY
BARESOIL
(.9 • • GRAYLITTER
I I I I
02 0.3 0.4 0.5
BARE SOIL NIR REFLECTANCE FACTOR
FIGURE 10. Relationship between the 4-band GVI and bare soft NIR
reflectance factor for a mixed (green + yellow + gray) grass canopy and its
associated components. The canopy components consist of 3600 kg/ha
green, 6000 k g / h a yellow, and 1040 kg/ha gray litter material (open
symbols denote the presence of green grass).
5--
CLOVER"
SPRINGS WHITEHOUSE SUPERSTITION
Z
GREENCANOPY
Z
o3 0 D GRN/YELCANOPY
- P"- ~ ' ~ GRN/YELIGRAY
CANOPY
(92-
hi
> ~ • YELLOWCANOPY
- ~ GRAYLITTER
BARESOIL
I I I I
0.2 0.:5 0.4 0.5
BARE SOIL NIR REFLECTANCE FACTOR
FIGURE 11. Relationship between the RVI response and bare soil NIR
reflectance factor for a mixed (green + yellow + gray) grass canopy and
its associated components. (See Fig. 10 for the canopy component
weights; open symbols denote the presence of green grass).
226 A . R . H U E T E AND R. D. JACKSON
0.4 -
~0.3
MIXED CANOPY
W
UJ
...I
1.1_ 0.1
//I"
W
rr
I 1 i I
,r5 0.55 o.r,5 0.75 0.85
WAVELENGTH,/.~m
FIGURE 12. Spectral response curves for senesc~d grass canopy with
emerging green grass over the Cloversprings loam. Mixed canopy = 5000
k g / h a senesced grass (75 cm tall) and 750 k g / h a of green grass (30 cm
tall); green canopy = 1000 kg/qm grass; yellow canopy = 5000 kg/ha.
ence of yellow phytomass and gray litter two curves in Fig. 12 show .the close
lowered the RVI response of green grass. similarity between the yellow senesced
The ratio fell from an average of 4 to 3 grass and the yellow + green canopy. Ap-
units with the presence of litter or parently, the signal from the underlying
senesced grass material. This influence green grass barely emerges out of the
was most severe with the darker Clover- canopy. The spectral response of a similar
springs soil. In comparison to the GVI, amount of green grass (1000 kg/ha) with
the noise presented by targets with no no senesced vegetation is shown for com-
green grass was considerably reduced. parison. The vegetation indices were sim-
The RVI effectively normalized the litter ilarly insensitive to the underlying green
and senesced components of canopies de- vegetation, although the RVI response did
void of green vegetation. Although the increase from 1.4 to 1.5. Not shown is the
nongreen mixtures were separable from spectral signature of the 350 k g / h a green
the green grass mixtures, the difference grass, which fell in between the two up-
in values (1.5 vs. 3) was rather small for a per curves.
level of green phytomass nearly twice Despite the sensitivity of the various
that achieved over arid rangelands. spectral indices to soil, litter, and senesced
The last artificial canopy mixture in- plant material, there were still fairly good
volved 750 k g / h a and 350 k g / h a of correlations between these indices and
emerging green grass (30 cm tall) placed green phytomass when all artificial mix-
inside 5000 k g / h a (75 cm tall) yellow, tures were combined into a single data
senesced grass (Fig. 12). This situation is set (Table 1). Correlation coefficients
prevalent over arid rangelands throughout ranged from 0.86 (GVI) to 0.89 (NDVI).
most of the year when only stems and The relationship, however, varied with
lower leaves remain green. The upper the type of soil background and the pres-
SPECTRAL INDICES OF RANGE VEGETATION 227
TABLE 1 Correlation Coefficients (r) between the Spectral Indices and Green Phyto-
mass (kg/ha) for the Controlled and Santa Rita Experimental Range Experiments
CONTROLLED SANTA RITA SANTA RITA
Mzx'rta~s BtraN PLOTS PASTLVR~
(SEvEN-BAND)
RVI 0.88 0.48 0.53
NDVI 0.89 0.48 0.11
PVI 0.88 - 0.32 0.56
GVI 0.86 - 0.40 0.76
PCA 0.86 0.92
n =42 n =24 n =24
Green phytomass
range (kg/ha) 0-3650 260-1330 470-1400
ence of litter and senesced grass (Fig. 13). grass). One might expect this line to shift
The relationship between the RVI and toward the soils with lower amounts of
green phytomass was more sensitive senesced vegetation.
(higher slopes) in grass-soil canopies de- In-situ range plots: Figure 14 shows
void of litter and senesced vegetation. the average spectral response curves ob-
This sensitivity was greater with darker tained over the four bum treatments at
soils. With brighter softs or with the pres- the Santa Rita Experimental Range. There
ence of non-green phytomass, the slope was little relation between green phyto-
(sensitivity) of the RVI vs. green phyto- mass levels and the spectral curves. The
mass plot decreased. spectral signature of the control (un-
Also shown in Fig. 13 is a significant burned) area had a lower amplitude than
improvement in the correlation coeffi- the burned areas due to the presence of
cient (r = 0.984) when all canopy targets much weathered (gray) material. All three
possessed a similar degree of senesced burned areas had similar signatures even
vegetation (5000-6000 k g / h a yellow though the green phytomass from the
5 r- • CLOVERSPRINGS SOIL
X / • WHITEHOUSE SOIL
/ • SUPERSTITION SOIL • i
Z~41- /fqr"
(,.9 - ~ ~ - - ~ RSO~L--0.927
~` ~ . - - B ' ' - ' " R , L L =0.878
.... RUTTER =0.984
_ol! -
n,,"
I I I I
0 1000 2000 5000 4000
GREEN P H Y T O M A S S K G / H A
FIGURE 13. Relationship between RVI response and green grass phytoraass
for all controlled range canopy mixtures. Rs~1 represents green grass/soil
spectra; Rlitter includes the presence of litter and senesced grass.
228 A. R. H U E T E AND R. D. JACKSON
~
Ld
C)
Z 0L11330)
LLI 0.1 -
..-I
U_
W
n~
I I I I
°o45 o.55 0.65 o.r5 0.85
WAVELENGTH,/~m
FIGURE 14. Spectral response curves for the Lehmann lovegrass burn
treatments at the Santa Rita Experimental Range. Numbers denote
amount of green phytomass in kg/ha.
February burn (1266 kg/ha) was much green phytomass levels and spectral in-
greater than those from June or july (260 dices for all plots were poor and in some
and 300 kg/ha, respectively). This may cases negative (Table 1). The PVI and
be caused by the dampening influence of GVI had negative correlations due to the
the yellow senesced material in the influence of the gray plant material. Al-
February burn treatment. The RVI re- though these results represent controlled
sponse of the four treatments only varied burn treatments, one might expect
from 1.7 to 1.9 and the NDVI from 0.27 comparable situations over rangelands
to 0.31. with rotating or seasonal grazing pat-
In agreement with the results of the terns. Different grazing schemes would
controlled experiments, the varying similarly create varying live/senesced
amounts of gray and yellow material had grass/litter compositions.
little influence on these two indices at Principal component analysis: In this
low green phytomass conditions (Figs. 11 section we examine whether principal
and 13). The PVI and GVI, on the other component analysis can be applied to
hand, were sensitive to the canopy com- range canopy spectra in order to extract a
ponents with low green grass amounts. green signal and improve green phyto-
The GVI of the June burn, February mass assessment. Mathematical decom-
burn, and July burn were 4.0, 3.8, and position of the range canopy mixhtres
2.6, respectively. The control plot had a created in the controlled experiments with
lower GVI of 1.0, despite having the different soils, and varying amounts of
highest green phytomass. The PVI be- gray, yellow, and green phytomass re-
haved similarly. Both were especially sen- suited in only a two-component model
sitive to litter and gray standing grass. (Table 2) that accounted for 99.86% of
The correlation coefficients between the data variance. The indicator function
SPECTRAL INDICES OF RANGE VEGETATION 229
(IND) reaches a minimum value when nent being represented. Utilizing the yel-
the correct number of components are low litter and green grass spectra from
extracted. The residual error tells us that Fig. 1 as test vectors, the abstract solu-
from this two-component model, one can tion was transformed to a real one with
reproduce the four-band experimental physical interpretation. This rotation
data set to within +__1.01% reflectance. A created a greenness index based on the
third component would improve data re- spectral signature of dense green grass.
generation to + 0.78% reflectance, but at Despite the ability to extract the green
the expense of additional error and ex- signal, there was no improvement in
perimental uncertainty. correlation between the resulting eigen-
The eigenspectra of the two unique vector contributions of the green compo-
components are shown in Table 3. Al- nent and green phytomass (Table 1).
though these spectra are mathematically These may be due to the inability of a
abstract, one can recognize them to be 1) two-component model to account for all
soil or litter and 2) green vegetation. The ground-reflecting features. This problem
first eigenspectrum continuously rises may be a result of a lack of wavebands to
with increasing wavelength and thus characterize a complex range canopy.
could represent soil, litter, or some Mathematically, one cannot extract more
combination of these. The second eigen- components than there are wavebands to
spectrum resembles green vegetation be- characterize the canopy unless multiple
cause of the sudden increase in values view and illumination angles are used.
between the red and NIR wavebands.
There is no noticeable green peak, but Summary and Conclusions
there is a low red response. The three
negative values may indicate that these In general, there was a fairly good rela-
are absorption wavebands for the compo- tionship between green phytomass and
23O A. R. HUETE AND R. D. JACKSON
the various spectral indices even with low standing grass with green phytomass
large variations in soft background and reduced the greenness signal of all spec-
senesced/dead plant material. However, tral indices by 20-33%. The senesced
there were two major influences which phytomass interfered with green phyto-
rendered these spectral indices unreliable mass detection in two ways. First, the
over arid rangelands. First, there were intensity of radiant flux striking the green
background sources of error attributed to component was reduced as the senesced
soils and litter. These influences estab- grass shaded part of the green grass at
lished a lower threshold limit on green most sun angle conditions. As was shown
vegetation detection. With the PVI and in Fig. 12, this problem was most severe
GVI, red bare soils and yellow litter when emergent green grass was occluded
caused large index values while gray litter by a taller senesced grass stand from a
induced very low values. The background previous year's growth. The green with
noise range encountered with the GVI yellow canopy spectra was identical to
was 58% of the signal produced by 3650 the yellow canopy spectra (Fig. 12).
k g / h a green grass. Such noise variations, Secondly, many grass species form erec-
on the other hand, were minimal with the tophfte canopies whereby much of the
RVI and NDVI. reflected energy is not scattered upward
Another source of variation associated but instead is trapped within the canopy.
with range canopy backgrounds was the Our data suggest that green scattered flux
soft brightness influence which caused trapping will increase with increasing
vegetation index values over incomplete senescent vegetation. Sellers (1985) simi-
canopies to change as a result of the larly found the presence of small amounts
reflectance factor of the underlying soft. of dead biomass to considerably reduce
Lighter colored soils produced higher PVI the NDVI and RVI values. Thus, if the
and GVI values, but lower RVI and NDVI emergent flux from a canopy is partly
values in similar plant canopies. Similar devoid of green-grass reflected energy,
brightness effects were encountered with then spectral indices won't be able to
gray (dark) and yellow (light) litter. detect the "trapped" green vegetation
Brightness effects were most pronounced signal. Also, principal component analysis
over intermediate canopy covers and de- cannot extract a green grass signal that
creased in intensity at both very low and does not emerge out from the canopy and
nearly flail canopy covers. These in- irradiate the sensor.
fluences were a result of downward The in situ experiments validated the
scattered flux from green plants reflected above conclusions and demonstrated how
back upwards by the underlying soft. The unreliable spectral indices were for dis-
amount of soft-reflected flux was wave- criminating green vegetation in arid re-
band-dependent and was related to the gions. Poor correlations were obtained
reflectance properties of the soft. between green phytomass and the spec-
The second major influence inhibiting tral indices due to high index sensitivities
reliable green phytomass assessment in toward background and canopy composi-
range canopies may be described as a tion effects. The PVI and GVI values
medium effect associated with standing obtained over the Santa Rita Experimen-
senesced vegetation. The presence of yel- tal Range burn plots were negatively cor-
SPECTRAL INDICES OF RANGE VEGETATION 231
related with green phytomass due to the flectance, Remote Sens. Environ.
influence of gray grass standing phyto- 3:175-183.
mass. The canopy composition (medium) Elvidge, C. D., and Lyon, R. J. P. (1985),
influences pose the most problems to Influence of rock-soil spectral variation on
rangelands since grass canopies are highly the assessment of green biomass, Remote
dynamic systems with nonuniform de- Sens. Environ. 17:265-279.
composition and consumption/grazing Gausman, H. W., Rodriguez, R. R., and
patterns. Richardson, A. J. (1976), Infinite reflec-
Principal component analysis was able tance of dead compared with live vegeta-
to extract a green vegetation signal from tion, Agron. I. 68:295-296.
complex range canopy spectra. However, Heilman, J. L., and Boyd, W. E. (1986), Soil
the assessment of the green signal amount background effects on the spectral response
in each canopy mixture did not yield of a three-component rangeland scene, Re-
mote Sens. Environ. 19:127-137.
better results than the spectral indices.
This was due to the dampening of the Huete, A. R. (1986a), Separation of soil-plant
green signal by senesced vegetation as spectral mixtures by factor analysis, Re-
well as to the limited number of wave- mote Sens. Environ. 19:237-251.
bands utilized in this study. We an- Huete, A. R. (1986b), Soil spectral filtering
ticipate improved green phytomass as- for improved biomass assessment in arid
sessment with the addition of more ecosystems, In Proc. Arid Lands: Today
wavebands. Complex range canopy spec- and Tomorrow, Tucson, AZ, 20-25 Oct.
1985.
tra may contain as many as four to six
unique reflecting components. This will Huete, A. R., Post, D. F., and Jackson, R. D.
require twice as many wavebands in order (1984), Soil spectra/ effects on 4-space
vegetation discrimination, Remote Sens.
to utilize principal component analysis in
Environ. 15:155-165.
range canopy mixture models. Some evi-
dence for this was found with seven Huete, A. R., Jackson, R. D., and Post, D. F.
(1985), Spectral response of a plant canopy
waveband ground spectral data obtained
with different soil backgrounds, Remote
over one pasture at the Santa Rita Ex- Sens. Environ. 17:37-53.
periment',d Range (Huete, 1986b). Ex-
Jackson, R. D. (1983), Spectral indices in n-
traction of the green signal with principal
space, Remote Sens. Environ. 13:409-421.
c o m p o n e n t analysis significantly im-
proved green phytomass assessment (r = Jackson, R. D., and Pinter, P. J., Jr. (1986),
Spectral response of architecturally differ-
0.92) in comparison with spectral indices
ent wheat canopies, Remote Sens. Environ.
(Table 1). 20:43-56.
Jackson, R. D., Pinter, P. J., Jr., Reginato,
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PLATE I. The normalized difference vegetation index (NDVI) data [or Africa north of the equator for the months
of August-September 1984-1986. The maximum NDVI value was selected for each grid cell element from daily
4-kin AVHRR data for these 2 months. The NDVI data is an estimate of the intercepted photosynthetically active
radiation that Sellers (1985) has reported represents the photosynthetic capacity. The year 1984 was one of severe
drought in sub-Saharan Africa; 1985 and 1986 had much greater precipitation.
PLATE I1. Difference images formed ITom subtracting the normalized difference vegetation index (NDVI) data
from 1984 (see Fig. lb) from first 1985 (Fig. la) and then 1988 (Fig. lc) data. The intensity of the cream and green
tones (see color scale) is proportional to the magnitude of the photosynthetic capacity differences between the years
presented in Fig. 1. Because 1984 was such a deficient year in terms of precipitation and, hence, subsequent green
vegetation development, 1984 had lower NDVI values for almost every grid cell when compared to 1985 and 1986.
Note that some areas were markedly different, whereas other areas showed minor or no differences.
PLATE HI. False color composite (bands 1,4,
and 6) of Landsat thematic mapper data of
Plutonium Valley, Nevada.
(b)
(C) .....
PLATE IX. (a) Caleareol~ [dJainx: density sliced RAT57 image of Site 1. (Red represents the brightest reflectance
class, yellow and green intermediate reflectance, and purple the lowest reflectance class. (b) Gibber tableland:
density sliced RAT57 image o| site 29. (e) Inert sites: demity sliced RAT57 image of Site 33.