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0003 4916 (84) 90097 6
0003 4916 (84) 90097 6
KURT SUNDERMEYER
1. INTRODUCTION
Lagrangians for theories with local symmetries are necessarily singular due to a
theorem by Noether and Bessel-Hagen. For the same reason do these theories belong
to the class of constrained systems. One usually employs the Dirac-Bergmann
algorithm in order to arrive at a consistent phase space formulation [l-3]. At the end
are the local symmetries hidden in so-called first class constraints.
In two publications [4, 51 we presented a method aimed for realizing local
symmetries directly in a phase space. The starting point is not a Lagrangian but
instead the symmetries themselves. The idea is to map a subgroup of the local
symmetry group to a symplectic group, that is to map certain local transformations
to canonical transformations. The program has been explained in 141 for generally
covariant theories, exemplified on a two-dimensional theory with scalar fields (under
some assumptions leading to the relativistic string), and applied to a four-dimensional
theory with rank-2 tensor fields (uniquely leading to the Hamiltonian form of
Einstein’s theory of gravitation). In 151 the method was extended to systems
possessing besides coordinate symmetries a Yang-Mills gauge symmetry.
Although we formulated and applied our program so far only to field theories, it
can be used also for finite-dimensional theories (theories with finitely many degrees of
freedom). Of course many features arising in the treatment of field theories get lost
for finite-dimensional theories (for instance the Poisson bracket algebra of the super-
Hamiltonian and supermomentum constraints). Nevertheless do we find it worthwile
to explain the method again for finite-dimensional systems since up to now it only
418
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LOCAL SYMMETRIES AND DYNAMICS 419
has been applied to theories with bosonic fields and first class constraints. We want
to demonstrate on finite-dimensional systems how it can be enlarged to fermionic
and/or second class systems.
There is another point which we would like to discuss more carefully: The
canonical analysis of the Nambu-Goto action for the relativistic string and the
Einstein-Hilbert action for gravitation differ in one important point. In the former
one only primary constraints arise (which are first class). whereas in the latter case
one obtains both primary and secondary first class constraints. Primary constraints
originate from the definition of momenta from a Lagrangian, secondary ones may
come out because of consistency (time conservation of primary constraints). In our
approach, no Lagrangian being present, we introduce “pseudo-momenta.” These are
D-invariant functions, whose explicit form is restricted by internal consistency of the
program. The difference in the Hamiltonian analysis of the Nambu-Goto and the
Einstein-Hilbert theory is reflected in that for the former the pseudo-momenta are
functionally dependent, whereas in the latter they are independent. In this article is
this difference emphasized on finite-dimensional theories (referred to as “theories
with/without p-constraints”).
The most simple physical example for “constrained Hamiltonian dynamics” is the
relativistic particle. If formulated with reparametrization scalars (what correspondsto
the square-root action) p-constraints are present. No p-constraints must occur in the
first-order (or einbein) formulation. Since this case is easier to deal with in our
approach, we demonstrate how the program works on reparametrization covariant
scalars and scalar densities in Section 2. For theories without p-constraints the only
restrictions on the functional form of the pseudo-momenta are due to integrability
conditions of first order differential equations.
For theories with p-constraints (Section 3) there are “fewer” differential equations
compensatedby “more” conditions on the pseudo-momenta.Here it also may happen
that for consistency second class constraints must be present although they are
completely unrelated to local symmetries.
Systems with scalars are treated in Section 4. We demonstrate how, by extra
physically motivated requirements out of all dynamical systems allowed by consistent
choices of pseudo-momenta, specific ones are selected. By triggering on these
requirements one may for instance derive either nonrelativistic Lagrangian/
Hamiltonian dynamics, the free relativistic particle, or the interaction of a relativistic
particle with external scalar, vector and tensor fields. A further example is a choice of
pseudo-momenta leading to the dynamics of a relativistic particle in an external
Yang-Mills field.
We discussedin some length in Ref. [5 ] on the example of the Einstein-Yang-
Mills theory that the additional local gauge symmetry cannot be realized in a phase-
space separately from the coordinate symmetry. Instead only a mixed symmetry is
implementable. The central role of a mixed symmetry is also observed in the
Einstein-Dirac theory [6]. This mixing phenomenon can already be studied for finite-
dimensional theories. In Section 5 it shall be explained on an example which is both
reparametrization and scale covariant. The presence of two symmetries leads to a
420 KURTSUNDERMEYER
Consider an example with ‘Yields” q”(r) (a = O,..., N- 1) and e(r) which are
scalars and a scalar density, respectively, under reparametrizations (general coor-
dinate transformations in one dimension). That is, under infinitesimal transformations
(2.2)
Our goal is to realize “as much” of this local symmetry group in a phase space as
possible, that is to implement a maximal subgroup. As demonstrated below
realization means that the commutator (2.3) is mapped onto the Poisson bracket of
canonical transformations. One observes that the commutator in general contains
time derivatives of descriptors and therefore refers to different times, whereas a
Poisson bracket refers to one instant of time. Demanding that in (2.3) no time
derivatives of descriptors occur leads to a restriction on their functional dependence.
We shall impose a further restriction in that the descriptors are allowed to depend on
at most first-order time derivatives of the qa, e. As shall be obvious below this
restriction is enforced by the quest for second-order equations of motion. The
maximal subgroup implementable in a phase-spaceis characterized by descriptors
Y(t, q, 4, e, i) such that the commutator of two transformations does not contain time
LOCAL SYMMETRIES AND DYNAMICS 421
and with
In order to guarantee that the commutator (2.3) does not contain time derivatives of
descriptors, IZ cannot depend on P and it must obey
F-3)
Furthermore c$&must not contain time derivatives of ‘u, . This leads to the concept of
D-invariants \7,8]: A quantity A is called D-invariant if &4 does not contain time
derivatives of a descriptor. Demanding that 6; are D-invariant meansthat they depend
on those independent D-invariants which can be built from(q”. 4”, e, P). From
Eq. (2.2) one observes that the q” are D-invariants (called zero-order D-invariants),
however the 4” are not since
1
p =-Q4” (2.6)
e
422 KURT SUNDERMEYER
transforms like a scalar and is therefore D-invariant. In fact are the q” and rrr the
only independent D-invariants constructable out of (q, 4, e. 6): Any function
f(q, 4, e, P) can be written asf(q, r, e, P), and
that if < is D-invariant so will be r’ = (en/en’)l since both en and en’ are D-invariant.
A convenient solution to work with is n = l/e. Then the most general dependenceof
the descriptors !P is given by
P, = %Aq, r) (2.9)
called “pseudo-momenta.” The further program depends on the rank of the matrix
M,, = au, /dr4. The pseudo-momenta are functionally independent if det M # 0.
However if M,, is singular, there exist relations of the form @,(p, q) = 0. These
relations shall be called p-constraints. In this section we want to investigate theories
without p-constraints. For these is it possible to solve (at least locally) the pseudo-
momenta as r” = r”(p, q) such that the descriptors ((4. r) may be considered as
functions of q” and p, : &q,p) = t(q, r(p, q)). N ow everything is prepared to be
mapped on a phase space.
LOCAL SYMMETRIES AND DYNAMICS 423
{<*,&)2P+ Ir,{.~,r,}-r,{.lyl,r,}].~~(~~z,-8,~~),~.
The first term on the left-hand side contains products (af,/aQR) 1(at,/aP,), etc.,
whereas similar products do not appear on the right-hand side. From this we
conclude that .d vanishes; it is a constraint in phase space (in Dirac’s terminology
.#(Q, P) z 0). The other terms to be compared are
-8.R !
5- = -Jqs” = -$Q”,
@cl
(2.14)
Subsequently the (q,p) and (Q, P) (and the r^and t) are no longer distinguished since
they are identified by a mapping. Conceptually however are they different. The
explicit form of (2.13) is due to (2.7)
(2.13’)
424 KURT SUNDERMEYER
and from
(2.14’)
These equations containing time derivatives of momenta are nothing but half of
Hamilton’s equations of motion.
Observe that there was no Lagrangian to begin with. Therefore no momenta can be
defined, and no way whatsoever towards a Hamiltonian exists. Instead we identified
the “fields” q” and the pseudo-momenta p, with coordinates (Qa. P,) in an a priori
given symplectic manifold. But after identifying the descriptors of infinitesimal coor-
dinate transformations with descriptors of symplectic transformations we do indeed
have a Hamiltonian at our disposal. It is by definition just that generator which tran-
slates in time. By (2.1) time translations are characterized by Y= c = const., that is,
by [= ce = <, and therefore the Hamiltonian is
H=e.$. (2.15)
i3H 3.9
-= eF=e
w
and Eqs. (2.13’) are compatible with the other half of Hamilton’s equations
We know how H and .R are related, but still is the constraint .R not known
Equations (2.13’) however contain genuine information on this constraint. Since the
right-hand side can be expressedin terms of q” and p,, Eqs. (2.13’) constitute a set
of differential equations for 9:
a.9
- = rrr(4,p).
ap,
These are integrable if (3r”/apD = ar”/ap, that is, if the pseudo-momentaare chosen
such that M,, = au,/&-” is symmetric. We conclude: Every choice of pseudo-
LOCAL SYMMETRlES AND DYNAMICS 425
momenta for which M,, is symmetric and nonsingular leads to a Hamiltonian system
with H = e9, where 9 is obtained from integrating Eqs. (2.13 “). The constraint .9
generates the originally envisaged local symmetries for the D-invariants.
In order to deal with a specific example a set of physical restrictions shall be
imposed:
EXAMPLE 1.
R,: The q” and p, are Lorentz four-vectors.
R,: q” has dimension length, p, dimension mass.
R,: Only one-dimensional parameter (mass) is present.
R,: The theory is translational invariant.
With these restrictions is p, = tyaDrb (r~,~ being the Minkowski metric) the only
possible choice for the pseudo-momenta. Integration of (2.13”) yields R = 4 p, p” +
const. The constant may be expressed in terms of a mass, such that the Hamiltonian
becomes
(2.17)
which is the Lagrangian for the relativistic particle in first-order (or einbein)
formulation. Let us compare the Hamiltonian (2.16) with the one resulting from the
canonical analysis. The Dirac algorithm of the Lagrangian (2.17) yields a primary
constraint pe ;- BL/BP z 0 and a secondary contraint p2 - m2 z 0. The Dirac
Hamiltonian is a linear combination of these constraints
where u and v are multipliers. Their arbitrariness reflects the “gauge” symmetry of
this system. Both constraints are first class and generate the symmetry (2.2). The
Hamiltonian H (2.16) may be obtained from H, by reduction, that is, a gauge fixing
for the constraint p, z 0. The other gauge degrees of freedom are still present in H
since the multiplier Se in front of the constraint p2 - m* z 0 is not fixed by any
dynamical equation. This is related to the fact that time translations, which the
Hamiltonian is supposed to generate, are not representable as canonical transfor-
mations. (A constant !P is not of the form !P = (l/e) ((r, q, r).)
426 KURTSLJNDERMEYER
p-constraints (PC’s) are present if det M,, = det 1au, /iir, 1= 0. In this case is it no
longer possible to express the first-order D-invariants rn in terms of (q”,p,) alone.
Instead if M is the rank of M,,, only A4 of the ra can locally be expressedby the q’s,
M of the pseudo-momentaand N - M of the other r’s:
Here we assumedthat the index set on the pseudo-momentais the sameas the one on
the “solved-for” r’s. This is no loss of generality since due to the arbitrariness of n in
Y= nc one may switch from the pairs (p, r) to other pairs (6. Q where r^^ are N
independent first-order D-invariants constructed from (r, q). By a suitable choice of
the variables r^ one may always arrange that (3.1) holds. Substituting the pA in
p, = ua(rr q) one obtains
p, = u,(q, rd. r’) = u,@“(pHr r’. 41, r’. 9) Y U,(p$. r’. 9). (3.2)
The U, can no longer depend on r’ since p, = u,(r. q) has been solved for the
maximal number of r’s. Especially p,c = u,~, and
where the multipliers s’ in front of the PC’s are chosen such that the right-hand side
does not depend on the r’ any longer. The “realization of local symmetries in a
phase-space” program is now similar to the one for theories without p-constraints.
Everything written in the previous section in the paragraphs containing Eqs. (2.10)-
(2.15) indeed holds true. Especially 9 is a constraint in phase-space.However no
longer are all of Eqs. (2.13’) genuine differential equations for .,R. This does not
mean that for theories with PC’s the constraint .Y? cannot be determined. Let us
separate (2.13’)
a.R
- pA(pB, r’, 91,
3P.4
a.9
-= r’, (3.5)
3P,
Since .R does not depend on the r’ one may consider these to be arbitrary. A solution
to the set of Eqs. (3.5) is then
since the factors multiplying the J are constraints. In order that Eqs. (3.4) are
fulfilled we demand
-
P”(PB,IJ,q)=P;I(PB,q)P+~*(PB,q) (3.7)
such that
The form (3.7) for p* is a restriction on the choice of pseudo-momenta since not
every set of functions p, = u,(q, r) leads to p.’ at most linear in the Y’. Equations
(3.9) are differential equations for .2, integrable if ;ip’“/ap, = ap8/ap,4. Equations
(3.8) are a further restriction on the pseudo-momenta since they imply apf lap, =
apF/ap,. There is another argument leading to (3.6). Define a function R depending
on (4, r> by
aR -a~au,Irb%u, (3.11)
ar* ap, ai-= at-='
Integrability demands that &,/W = au,,/&-“. Assume this condition to be fulfilled.
Then Eqs. (3.11) determine R up to a function of q’s. The original function .$ is
obtained from R only up to PC’s, that is,
In going back to the equations for ,Y? one finds i,’ = r’, and comparing this with (3.6)
one concludes that R = -2. This equality is only possible if R does no longer depend
on the r’. Again is this an implicit restriction on the choice of pseudo-momenta.
The Hamiltonian is as before H = e.W, that is,
But we are not ready yet since further consistency conditions must be checked: Since
there are several constraints, namely, @, z 0 and ,g z 0, it is not automatically true
428 KURT SUNDERMEYER
that they are conserved in time. Let us discuss the cases of one and two PC’s
separately, and then return to the general situation.
I. One p-Constraint
Choose arbitrarily r’ = r”. The Hamiltonian is H = era@, + e.2. The situation
becomesvery simple if .? E 0. This is possibleonly if p”’ = 0, implying conditions on
the pseudo-momenta.From (3.6) one concludes that thep, can depend only on ratios
yA/yo. The Hamiltonian is just H = cj”Qo, and the constraint Q. generates the
reparametrizations. If, however, .I # 0, there must exist a condition which intrin-
sically determines Y’. This condition originates from the quest of time conservation of
the constraints Qo, .#. Time conservation means
where the weak equality now refers to the surface defined by the vanishing of
.2, Qo,x. The coefficient r” can only be determined if (x, Qo} Ii-, # 0. The resulting
theory is finally characterized by one first-class (FC) constraint (,,9 z 0), and two
second class (SC) constraints (Q. =: 0, x z 0). Conclusion: A choice of pseudo-
momenta is consistent either if (i) .2 = 0 or (ii) ( ao, .2) Ir, =x. (x, Go} I,., # 0. In
order to demonstrate that the arguments above indeed restrict the functional form of
the pseudo-momentaconsider the following examples.
EXAMPLE 2.
P.4 =$ P; =p.4
i
/\
p. = u. 7,q
r’4 $10.
( ii
Due to (3.8) is k, = -f~,~p~ + u(q) the only consistent choice for uo.
LOCALSYMMETRIES AND DYNAMICS 429
EXAMPLE 3.
pA = rA
/I p’i = O
p. = uo(rA, 4) 1 p”’ zp,.
for at least one 1. If these conditions are met is the theory characterized by one FC
and two SC constraints. If, however, 5%? # 0, we must demand
(3.13)
{~‘J,HJl,r=~‘(~,,~,}l,c+e(~,,.~}l,r,4’~,,-ec,=0.
This system of weak equations does have a solution for the 4’ if d k 0 Ire. There is no
need for a secondary constraint in this case. Again is 9 a first class constraint and
two independent linear combinations of .G$? and @, are second class.
In the presence of K = N - A4 p-constraints is the choice of p-constraints again
restricted implicitly by insisting that H (or 9) is the only FC constraint. All other
independent constraints linearly built from (@(, 3) must be SC. Two casesare to be
distinguished.
Case A: .a E 0. This is already an implicit condition on the pseudo-momenta
430 KURTSUNDERMEYER
since p, = u,(q, r) must be solvable for M I’S in the form r4 = ,D:r’. Further
conditions may follow from
(3.13’)
An example with scalars and a scalar density has been treated in Section 1. If
instead there are only scalars, p-constraints cannot be avoided. This is becausethe
N D-invariants ra = 4”/e are no longer available. Only N - 1 independent first-order
D-invariants exist (they shall be called r again). These are
‘Q
rQ =-- 4.o ’
4
LOCAL SYMMETRIES AND DYNAMICS 431
Distinguishing 4” is of course not necessary. Instead one may select any other
velocity, or take for instance ra = 4” (Go,44@‘)“’ with G,, # 0. In any case, N - 1
of the r” are independent since Ga4rar4 = 1. Instead of Eq. (2.5), n must obey
As solution one may choose without loss of generality n = l/Q”. Then with
Y= (L q”, 4”) = (l/4”) t-(G cl”, r’) the variations of qn and ra are
8qa = -rat, where r*;_ 1,
(4.3)
and
- -
(6,6,-6,6,)qa=-ra(~~z,-g,r2).
The pseudo-momenta p, = u,(q, ra) cannot be independent and obey at least one
p-constraint. Realizing the symmetries (4.3) in a phase-space yields the same
differential expressions for 9 as in the example of Section 2 (cf. Eqs. (2.13’) and
(2.14’)), that is,
(4.4)
(4.5)
These are compatible with the Hamiltonian H = tj”.%‘. They are however not to be
considered as differential equations for 9 in general because of the presence of (a) p-
constraint(s). Expressions (4.4) may be analysed essentially according to the
arguments in the previous section, with one difference however: The r” in (4.4) is not
to be interpreted as an arbitrary phase-space function, it is “one”! This fact allows for
an easier discussion of consistency conditions than before. Let us immediately turn to
examples.
Independent of the actual form of the PC Q. =po - I,(p,, q) the equations (4.4) can
be solved as
.9=Po+fPaPo+ 0).
432 KURTSUNDERMEYER
Since we do not want to have any other FC constraint besides 5%’we do demand that
9 and Q0 be proportional, i.e., ziO= -jp,p, - V(q).
The Lagrangian for this theory is calculated to be
1 4”Lj”
L(q,@=p,4”=u,4*=--- 4” V(q),
2 go
.f’= V(q)i
p, = l&f?) = f?Qse
where m is a constant with dimension mass. The p-constraint is @ =p’ - m2. If one
solves Eq. (4.2) by n = (d2)-li2, the equation for .9 corresponding to (4.4) is
SF/8p, = r”“. Running through the previous arguments one arrives at
H = l(p* - rn’),
A being a multiplier. This is the Hamiltonian for the free relativistic particle.
If restriction R, is droped, the ansatz
Gd?
rp
P, = (g&.b)l/z + Ax(q)
LOCAL SYMMETRIES AND DYNAMICS 433
with G,,(q), g,,(q) symmetric and regular matrices is admissible. It implies the PC
where Gay is the inverse to G, (GaYGY5= SF). With F* = ran, n = (ga4rffr4)-“’ are
Eqs. (4.4) equivalent to
a.9
- = G”‘(p, -A,),
3P,
Since we want 9 to be proportional to @, .,A! = cp@ say, the matrix G,, must be
proportional to g,, , G,, = (o(q) g,, . So the Hamiltonian for this theory becomes
~=~[g”4(~,-~,)(~~-~~~-cp21.
The Lagrangian L = cj”u,(r(d), q) is
L=qd;x+A,cj*.
qa,, + v, ‘b
ga4 = a = O,..., N - 2,
v,’
EXAMPLE 6. N even, N = 2K, N > 6. Split the complete set of scalars into
Assume that the qw are Lorentz vectors, and as before with r” = $‘/4” choose
pseudo-momenta
P, = my,, IL’
(vap rarp)1’2 - D,Wh
where the functions D,, C,, CI are subject to restrictions specified below. Because of
rk 1apa/&‘/ = 3 there are N - 3 p-constraints Oi. They are easily seen to be
@= (p, + D,J2 - m2 = 0,
@,=p,-c,=o,
@I=J71-c,=o.
For the Hamiltonian one finds (we do not repeat all arguments again)
H = A@ + A’@, + ii’&,
Then
Here TFJ are numbers (elements of the representation of the algebra of the gauge
vector fields A;). Indeed for the Lagrangian L(q”, 4”) one finds
D,JOJ = 6, + ig$‘AETFJOJ.
5. MIXED SYMMETRIES
In field theory examples one often meets situations where the fields are not
invariant under general coordinate transformations only, but also under additional
local transformations. We observed that both symmetry groups cannot be realized
separately in a phase-space (41. Instead a mixed symmetry has to be implemented.
Now we shall give an example of this mixing for a finite-dimensional example.
Consider a system of “fields” q”(r) (a = O,..., 3), V(T), W(s) which under
reparametrizations behave as scalars and scalar densities, respectively:
(5.1)
the index R standing for reparametrizations. Assume that there is an additional local
symmetry (scale transformation)
436 KURT SUNDERMEYER
6,qU= -q”A,
6, v= - 2VA, (5.2)
6, w =*A
with descriptor II. These transformations form a group: Define 6 = JR + a,, then the
commutator of two 6 transformations, 6,6, - 6,6, is another 6 transformation with
That these are zR D-invariant is easily recognized by observing that q”, W/V and
da/V are separately 6R D-invariant. Indeed
(5-4)
The ra are the only first-order D-invariants by the following argument: Any Iirst-
order JR D-invariant f may be written as f=f(q”, x, P, y), where x = W/V and
y=i/V. Now
which besides an unwanted solution g = 0 do not have a solution at all. From this
simple calculation we conclude that the JR and 6, transformations cannot be realized
in a phase-space separately. However there exists a mixed symmetry which together
with the scale transformations may be realized in a phase-space. This mixed transfor-
mation can indeed be derived from the observation that P is D-invariant. Then
obviously also JMqa F --rat is D-invariant for a D-invariant descriptor <. Now
JMqa = -rat,
(5.6)
6 s qa = -q”A.
Introduce pseudo-momenta
We restrict ourselves for simplicity to functions U, with det ]a~,/&-~( # 0, that is, to
the case without p-constraints. Cases with PC’s go through by the procedure
discussed in Section 3.
According to the rules of our game do we now switch to a phase-space. In this let
(q”,p,) denote the local coordinates. Infinitesimal canonical transformations are
generated by
where again we not distinguish c, [ and 4, this being justified by the mapping of local
transformations to canonical transformations. The Hamiltonian for the conceived
theory may be found by observing that Y = E(< = EV) mediates translations in 7 and
one must subtract the scale transformations with /i = WY = E W, hence the
Hamiltonian is
(5.1 lb)
Observe that because of the existence of two constraints Z@, ,Y there is a new
outcome in this comparison, namely, an algebra of constraints (5.10). Conditions
(5.11) are explicitly
LOCAL SYMMETRIES AND DYNAMICS 439
(5.12a)
a3
apa= r=, (5.12b)
a9-
aq
= au,
a@ q
5 +$p_ (5.12c)
a9
apa=@ (5.12d)
They are compatible with the Hamiltonian equations of motion, that is, the identities
aH
-z& . aH
aqa -Pa7 -=
ape - 4”
hold. Since from p, = u,(q, r) we assumed to be able obtaining P = r”(q,p) are Eqs.
(5.12bj(5.12d) differential equations for S? and Y. But also (5.10) has the meaning
of a differential equation, By the use of (5.12bj(5.12d) it becomes
a9
ap"qa+yn (au,
a454Lc?!!q,
a@ 1 =-237* (5.13)
The differential equations (5.12bj(5.12d) and (5.13) are only integrable if the
pseudo-momenta obey further conditions besides det jau,/&” 1f 0. In order to obtain
these it turns out convenient to define functions R and S, depending on q” and P by
(5.15)
(5.16)
(5.17)
(5.18)
440 KURT SUNDERMEYER
It turns out that this system of differential equations is integrable only for functions
u,(q, r) obeying
(5.21)
EXAMPLE 7.
must fulfill
‘&gY = 0, (5.20’)
GCZ4.V-
- %,5~ (5.21’)
From (5.19’) and (5.20’) we infer that G,, must be derivable from a function G(q) as
G,, = G.a,- Condition (5.21’) implies that G,, dependson q only through
sy= Qqy with Q f (a,gqnq4)-1’2, aa0 = const.
Condition (5.2 1”) enforces Fao F A,,, -A,,, to depend on the q’s as
Fao = Q'&dO
Let us integrate the differential equations for R and S. For R we have
so
R = fGaBrnril + R,,(q) (5.22)
LOCAL SYMMETRIES AND DYNAMICS 441
as
-= Ga5r5 t q'(A,., -k,,),
asa
-
as = G,,& (5.18’)
arm
yielding
Of course (5.23) and (5.25) are fulfilled for a consistent choice of pseudo-momenta,
i.e., pseudo-momenta fulfilling (5.19’)-(5.21’) since they are integrability conditions
themselves. The constraints .P and .F are obtained by “replacing” f’ by p, in
(5.22~(5.24), that is, by making use of
so
turns out to be
One may check that this Lagrangian is (quasi-) invariant under transformations (5.1)
and (5.2) by R, and S, fulfilling (5.23) and (5.25). This Lagrangian constitutes a
generalization of the one studied in Ref. [lo] for G,, = v,~, A, = 0 (implying
So = 0), and R, = 0.
442 KURTSUNDERMEYER
(6.1)
asqu = i/i@@,
6,e = i/lx,
(6.2)
6, w = AT”,
t&x = 2i.
pf- 1 p-i . 0’
e ( 2x (6.3)
1.
With
reY (6.5)
LOCAL SYMMETRIES AND DYNAMICS 443
one obtains
(6.6)
where
Since (r“,p“) are D-invariant (see Eqs. (6.8) and (6.9) below) under 8,,,, and 6,
transformations, the quantities 8M(6s)(q”, 0”) are D-invariant if the descriptors 5 and
A do depend on D-invariants only. One finds
and
dsrrc = Mp”,
(6.9)
6,p” = - &*kpP + 2ii@),
- 8;‘&. (6.10a)
(6. lob)
r3 = 2iA,A,,
(6.10~)
‘4 3 = p)/!
s I
- $‘)A
s 2’
motion for these. Therefore we demand the pseudo-momenta to not depend on the
first-order D-invariants p’; hence
P, =p,(4,@ r),
(6.11)
71, = n,(q, 0, r).
These eight functions do only depend on four first-order D-invariants r”. Hence there
are at least four p-constraints of the form Qi (fields, p,, TC,) = 0.
Define the generator of canonical transformations as
H=e,5?-$ii. (6.13)
This comes about since Y = E(( = se) generates translations in time, and we have to
adjust for a supertransformation wih A = $xY.
The Poisson bracket of two generators G[<, A ] and G[r’. A ’ ] is
Here n, is zero (one) for an even (odd) element. We are using the rules of pseudo-
classical mechanics as derived by Casalbuoni [ 111. For “field’‘-independent
descriptors the first term on the right-hand-side the Poisson bracket algebra of 9 and
9 yields:
~,‘~i{~i,ov} = ((‘A -A’~)(.9’,.2P} +A’/l{9,.Y‘}. (6.15)
(6.16)
Comparison of the last term in (6.14) with (6.10) allows for the conclusion that Xi
are constraints in phase-space; .9? z 0, .Y z 0. The other terms give rise to the
following conditions on the constraints
(6.17)
(6.18)
LOCAL SYMMETRIES AND DYNAMICS 445
(6.19)
(6.20)
a.9
(6.17a)
%=I"'
(6.17b)
(6.19a)
(6.19b)
(6.18a)
(6.18b)
(6.20a)
(6.20b)
(6.21)
446 KURT SUNDERMEYER
conditions (6.17), (6.19), and (6.20) may be used to set up genuine first-order
differential equations for R and S. For instance
an,
- p”.
The function R does not depend on p”, however the right-hand side contains these
quantities. Similar terms appear in X3/&,, &S/8q”, For consistency we are forced to
demand
an
vark p” = 0, sp’: = 0. (6.22)
Taking this into account in (6.17), (6.19), and (6.20) the full set of differential
equations for R and S is
(6.23)
(6.24)
(6.25)
(6.26)
It does not make sense to write relations for aRIaq”, aR/aW since LGP/aqw, d.2/&3”
contain time derivatives of r’. However we still have the information on the
constraint algebra, that is, the Poisson brackets (6.16). The first one of these is
With
as aR ap"a.9
-=----=---r", aR ap,
ap ag aqpap, ag aqfl
8.9
-=-- aR apvr.
aw aw aw
LOCAL SYMMETRIES AND DYNAMICS 447
(6.28)
This equation for R together with (6.23) and (6.27), and the differential equations
(6.24)-(6.26) for S are solvable only for a restricted class of pseudo-momenta.
Instead of writing down the integrability conditions in full length, let us resort to an
example.
EXAMPLE 8.
Pg = r II’
(6.29)
7r,=aO,.
The constant a is determined by the consistency of Eqs. (6.23) (6.27), and (6.28) to
be a = i/2,
The functions R and S differ from .%?and .Y by the p-constraints @,, F 71, - (i/2) 0,:
9 = -i(Op) + vu@, .
The multipliers u“, V’ are determined by exposing these expressions to the original
conditions on the constraints (2, Y), that is, to Eqs. (6.17)-(6.20); the result is
uu = -p’ = 0 (due to (6.22) and (6.29))
v” E-p’.
448 KIJRTSUNDERMEYER
and the constraints @u =: 0. The constraints (5P,.Y) are first class; Qu are second
class constraints. The Lagrangian found by an inverse Legendre transformation
(using rc, = (i/2) 0,) turns out to be
This is the Lagrangian for the massless spin l/2 particle, see for instance Ref. 112
7. CONCLUDING REMARKS
bosons, and first-order ones for fermions. This is a criterion for the subgroup of the
full symmetry group realizable in a phase-space. One also may think of theories with
field equations of order higher than two. In these one should look for higher order D-
invariants (implying an enlargement of the subgroup). The approach would then be
an alternative to the corresponding Hamiltonian formulation. An extension of our
program in this respect is currently investigated.
More interesting seems to be an application of the method to locally supersym-
metric theories. The treatment of the relativistic massless spinning particle in this
article has to be considered a first step. The “fields” and transformations (6.1) and
(6.2) look rather artificial and would appear more natural if everything is treated with
superfield/space techniques. However we deleted these methods in this paper since it
is mainly aimed at demonstrating the extension of our program to theories with
fermionic degrees of freedom. The massive spinning particle is treated in Ref. [ 131.
The examples give a hint what one may expect for locally supersymmetric field
theories with fermions (supergravity).
Finally let us discuss similarities and dissimilarities in our approach as far as
finite-dimensional theories and field theories are concerned. Typical for a generally
covariant field theory in D dimensions is the occurrence of D descriptors Y” with
decomposition
where n“ has the meaning of a normal [4]. The last term is absent in one dimension.
In the examples discussed in this paper there are expressions (‘v”) = Y = nor where
rr” transforms like a normal. We have shown in an appendix in (41 that the actual
form of n@is unessential for the results one wants to obtain. (Use of this freedom has
been made of in several examples in this article.) The descriptors r” do always
depend on D-invariants. However in field theories an infinite number of such objects
exists in contrast to finite-dimensional theories. This is because every spatial
derivative of a D-invariant is a D-invariant of the same order. Therefore in field
theories the descriptors are functionals as opposed to functions in nonfield theories.
The pseudo-momenta in field theories are functionals too. This seems to render the
treatment of field theories much more difficult. However there is a stringent
restriction on the pseudo-momenta: Call Q the fields and D the pseudo-momenta
(indices suppressed). The Z7 must transform under hypersurface transformations
(to = 0) in such a manner that (D’Q) transforms as a scalar density. For a generally
covariant field theory in D dimensions with additional symmetries (characterized by
descriptors A*) a phase-space generator is given by
REFERENCES