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Jan Westerhoff
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The Non-existence of the Real World
The Non-existence
of the Real World
by Jan Westerhoff
1
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
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© Jan Westerhoff 2020
The moral rights of the author have been asserted
First Edition published in 2020
Impression: 1
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To the lucky few
過
猶
不
及¹
¹ ‘To go too far is not to reach it.’ Confucius: Analects XI: 16.
Acknowledgements
Those readers familiar with my work will be aware that I spend a great amount
of my time trying to understand the arguments of an ancient Indian philo-
sophical school called Madhyamaka. I believe that the Mādhyamikas defend a
particularly far-reaching variety of non-foundationalism.² It occurred to me
some time ago that there are various theories within different parts of analytic
philosophy (as well as in its larger orbit), including metaphysics, epistemology,
the theory of personal identity, philosophy of science, philosophy of language,
and cognitive science that could be joined up to form a systematic development
and defence of key Madhyamaka claims. This book is my attempt to spell out
this idea.
Having clarified my motivation for writing this book I am not going to
mention Indian philosophy any more in the following pages.³ I will not defend
my interpretation of Madhyamaka here, nor will there be any other references
to Indian thinkers, works, schools, or concepts. My aim in this book is to put
together a set of arguments to support a specific set of conclusions, and I am
writing for a reader who is primarily interested to see how the conclusions I try
to establish can be supported by the arguments presented here.
I hope that the philosophical picture I present below is an interesting,
perhaps even an attractive one. Whether its outlines trace the contours of
Nāgārjuna I leave for my readers to decide.
Oxford, Buddha Pūrnima 2019
_
J.C.W.
The argument in the following pages will look at a series of challenges to Four
increasingly more fundamental aspects of the notion of a real world. The challenges.
discussion begins by an investigation of reasons for the presumed certainty
of the existence of the external, mind-independent world around us, a world
containing material objects such as shoes, and ships, and sealing-wax, biological
organisms, such as cabbages, and persons, such as kings. In Chapter 1 I consider
a selection of arguments directed against the existence of such an external world.
The chapter focuses on the discussion of different theories of perception (naïve
realism, disjunctivism, representationalism) and the ontologies they involve.
I argue that ultimately a kind of brain-based representationalism works best as
a theory of perception but that this, somewhat surprisingly, also undermines the
justification of a mind-independent world of material objects.
A natural place of retreat once the reality of the mind-independent world
has been challenged is that of the certainty of our inner world, a world which,
we assume, is perfectly transparent to us and over which we have complete
control, which provides a sharp contrast with an external world of which we
have limited knowledge, and which frequently resists our attempts to influence
it. Many of the arguments against the existence of the external world presented
in this chapter are extremely well-known, and in many cases as old as the
discipline of philosophy itself. In Chapter 2 I consider a set of somewhat less
familiar arguments against the existence of the kind of internal world we have
just described. Amongst other things I look at various arguments critical of
introspective certainty and conclude that a foundation in the internal world
remains elusive: our introspective capacities do not give us any more of a secure
grasp of the world than the theories of perception discussed in the first chapter.
Supposing these arguments are successful, or at least challenge our belief in
the existence of a world inside, where would we retreat from here? If both the
external and the internal world turn out to be less solid than we initially
thought, one thing we can still hold on to is the certainty that something is
real, even if the external world is not, and even if we and our internal world are not.
This, of course, is the belief in the existence of an ultimate foundation that grounds
all existence. We will consider a series of challenges to this idea in Chapter 3,
evaluating possible arguments for the existence of such a foundation, and describ-
ing attempts to establish its opposite, a non-foundational view of reality.
If the anti-foundationalist turns out to have the better arguments on his side
it looks as if we can close the debate here, and conclude that at the end of the
day the word has a non-well-founded structure. We could do this, if it didn’t
The Non-existence of the Real World. Jan Westerhoff, Oxford University Press (2020). © Jan Westerhoff.
DOI: 10.1093/oso/9780198847915.001.0001
xxxii
turn out that there are substantial problems with the idea of a final, ultimately
true theory of the world. In the last, fourth chapter I look at a variety of
arguments (connected with the coherence theory of truth, semantic context-
ualism, and the denial of absolutely general quantification) that suggest that
the idea of a foundational theory of the world is as problematic as that of an
ontological foundation. From this it follows that if there cannot be an ultim-
ately true theory then it also cannot be ultimately true that the world has a non-
well-founded structure.
We are now left with an interesting problem, for it appears as if the theory of
the non-existence of the real world we defend here cannot be a final theory
either. The chapter closes with a discussion of this final problem, together with
some reflection on the implications of the denial of ultimately true theories for
the ontological or philosophical enterprise more generally.
Putnam on Another way of contextualizing the discussion in this book is by considering
realism. it as a reaction to various claims of metaphysical realism. Hilary Putnam
characterizes metaphysical realism as a conjunction of three claims:⁴
1. a mind-independence claim (‘the world consists of some fixed totality of
mind-independent objects’);
2. a unique true theory claim (‘there is exactly one true and complete
description of “the way the world is” ’);
3. a correspondence claim (‘truth involves some sort of correspondence relation
between words or thought-signs and external things and sets of things’).
This book considers arguments that challenge all three claims. Chapter 1
looks at reasons that try to undermine the ontological assumption of an
external world. Our purpose is not epistemological; we are not trying to find
out whether there might be reasons to doubt the existence of an external world,
reasons that undermine our claim that we can have any knowledge of such a
world. We are interested in examining reasons why there may not be such a world.
The question of the ultimately true theory of the world is raised in the final
chapter (Chapter 4). We consider a variety of reasons that appear to show that
the assumption of such a theory may be more problematic than we are usually
happy to assume.
The issue of correspondence is raised in Chapter 3. In fact we are looking at
a more general form of this claim. Instead of considering the issue whether
there needs to be any correspondence between words and things, we investigate
whether there is any necessity for representational theories to be grounded in
the non-representational. Such necessity is expressed by the claim that for
¹ The epistemological and ontological questions are, though closely connected, to some extent
independent of one another. A positive answer to the ontological problem does not yet imply that we
have any knowledge of the external world (it might be cognitively inaccessible to us), while a negative
answer does not force us to believe that we could not in some sense still be epistemically justified in
our beliefs about such a world (though this kind of epistemic justification would not involve truth).
² What about other minds? Do they count as external objects? See Chapter 2, note 151.
³ Thus, by the externality of an entity I mean its objectivity. Whether the idea of objective
existence is inextricably intertwined with the notion of spatiality is a problem that has been
discussed since Kant. For a modern discussion of this matter see Strawson 1966, part 2; Bennett
1966, chapter 2; Evans 1985; van Cleve 2006.
The Non-existence of the Real World. Jan Westerhoff, Oxford University Press (2020). © Jan Westerhoff.
DOI: 10.1093/oso/9780198847915.001.0001
-
How could we We might wonder how we could possibly establish the non-existence of the
deny its exist- external world. For even if we suppose that we are able to explain everything we
ence in the first
place? want to explain in terms of objects that depend on human interests, external
and hence objectively existent entities could still exist. They could be, like the
Kantian noumenon, wholly inaccessible to human epistemic endeavours. Of
course such noumena could not be established in experiential terms: the world
would look exactly the same whether or not such entities existed. Yet it seems
that there is no argument we can come up with that would rule out the
existence of such cognition-transcending noumena.
The external While this objection has some force, it is important to note that we should be
world must do reluctant to allow entirely idle wheels into our account of what there is. If we
some
explanatory accept some entity such as a ‘world behind the appearances’ it should do some
work. theoretical or explanatory work, yet if the world is exactly the same in the
presence and in the absence of such an entity,⁴ it cannot do any such work.⁵
We need more of a reason for postulating something’s existence than the claim
that for all we know (even for all we could ever know) such a thing might exist.
§2 The Example of Mathematical Platonism
A parallel Consider the example of mathematical Platonism. Suppose for the sake of
(unsatisfactory) argument that we are able to show that all we want to explain about mathem-
argument for
Platonism. atics can be explained without referring to a world of necessarily existent
objects outside of time and space (by appealing to a variety of formalism,
say). Suppose further that we can argue that platonic objects could not possibly
play a part in how we know mathematical truths (for example because all our
epistemic functions involve causal processes, and entities outside of space and
time could not be causal relata). The defender of Platonism could still dig in his
heels, and accept that even though we do not know that 7 + 5 = 12 because we
intuit the identity relation between a set of abstract objects, a number and a
pair of numbers connected by the addition function, but because we have
accepted certain rules for manipulating marks on paper, while maintaining
that these abstract objects still exist. He could claim this while also accepting
that the presence or absence of these objects does not make any difference to
our ability to acquire mathematical knowledge, and if, per impossibile, they
were all going to vanish, we would still have the same mathematical knowledge.
⁴ Colyvan (2000: 89) points out that entities that do not stand in dependence relations with any
other entities (generalizing the notion of entities that do not stand in causal relations with any other
entities, on which see Colyvan 1998) are ‘metaphysically dubious’. See also Bliss 2019: 363.
⁵ Kant, of course, does not claim that there is any observational evidence for things in
themselves, but rather that because we can have knowledge of the world at all, we must accept a
necessary pre-condition of such knowledge, namely that there are noumena. This presupposes that
it is impossible to have just the phenomena without things in themselves that underlie them. We
will come back to this point in Section 1.3 C of this chapter.
-
We can probably agree that this defence of Platonism is hopeless. The mere
postulation of an external world in the presence of arguments that such a world
would not be required to explain the perception of the world we do have would
not fare much better.
externality can thus demonstrably be caused by entities that are not external,
appeals to this phenomenology cannot be a sufficient ground for postulating
the existence of an external world.
The Moorean One might object, however, that the appearance of the existence of external
gambit.
objects is all that is really needed to settle the matter. This would be following
the lines of G.E. Moore’s argument,⁶ pointing out that our belief in the
existence of the external world is more secure than any empirical observations,
or any conclusion of philosophical arguments. Belief in the existence of an
external world is so entrenched in our web of belief that we would be willing to
revise any number of other beliefs in the web in order to keep this belief stable.
Peter Unger describes this response as the
Moorean gambit of clutching onto common sense at the expense of anything else, most
especially any philosophical reasoning. According to this way of thinking it is always
most appropriate to reply to philosophical challenges as follows. We are more certain
that there are tables than of anything in the contrary philosophic reasoning. Hence,
while we may never be able to tell what is wrong with the reasoning, at least one thing
must be wrong with it.⁷
Why the Unger points out that this reply is ‘extremely dogmatic’. It is also extremely
Moorean gambit
is unsatisfactory.
irrational. The holding on to certain beliefs no matter what contrary evidence
is presented to us is more characteristic of certain forms of mental illness than
of the exercise of reason. (This does not contradict the fact that, as passengers
in Neurath’s boat, we have to hold on to some beliefs as fixed—there is just no
justification for saying that we can tell in advance which beliefs these are, or
whether they always have to be the same.) In addition, there is no assurance
that our initial, commonsensical assumptions we use to jettison a given
philosophical argument are not of the same kind as, for example, the com-
monsensical assumptions that through any point only one parallel to a given
line can be drawn, or that two events that are simultaneous for me are also
simultaneous for everybody else.
§5 ()
First of all illusions are less coherent with the remainder of our perceptions
than veridical perceptions are. We fight a tiger in a dream and just when it Veridical
starts to attack us we wake up. The tiger has disappeared. Such a fortunate perceptions line
up with one
outcome rarely ensues when a real tiger is involved. We grasp for the grapes another.
and touch a canvas, even though usually what looks like a grape also feels like a
grape. We perceive pain in a phantom arm but can at the same time see that
there is no arm where we feel the pain. Veridical perceptions usually line up
neatly with one another, deceptive perceptions do not tend to do this.
A plausible reason for this difference in coherence is that out of the pair of
veridical and illusory perceptions only one is structurally similar to a collection
of objects and thereby succeeds in representing it. The objects themselves are
coherent (Australians aside we don’t usually assume there to be inconsistencies
⁸ As Gilbert Ryle (1964: 94) pointed out, we can only conceptualize counterfeit coinage on the
basis of real coinage.
-
§6 ()
Secondly, deceptions are directly available only to us. Nobody else sees the
Veridical dream-tiger or feels the phantom arm, while real tigers and real arms can be
perceptions can
be shared.
perceived by other people as well. Trompe l’oeil paintings (at least those
involving perspectives in a substantial way) are notorious for being fully
deceptive only from one vantage point. To the person standing right next to
us the painted nature of the scene is generally quite obvious. Real grapes, on the
other hand, look convincing from a multitude of perspectives.
Oliver Sacks regards this as the key difference between veridical and illusory
perceptions:
Perceptions are, to some extent, shareable – you and I can agree that there is a tree; but if
I say, ‘I see a tree there,’ and you see nothing of the sort, you will regard my ‘tree’ as a
hallucination, something concocted by my brain or mind [ . . . ].⁹
That certain appearances can appear to more than one subject, while others
are restricted to a single perceiver strongly suggests that we are dealing with
two very different kinds of things here, and thus supports the idea of an
ontological difference between what deceptive and what non-deceptive per-
ceptions present.
§7 ()
Veridical Finally, real things are efficacious. A real tiger can kill, the dream tiger cannot.
perceptions
Real water can quench our thirst or water our lawn, unlike water from a
work.
mirage. A phantom hand cannot grasp anything. It is hard not to attribute
this difference in efficacy to a fundamental ontological distinction between the
real and the deceptive, that is to the fact that the real objects possess some
power which their deceptive counterparts lack. The presence of such power
seems to be the best explanation for the ability of real water to quench our
thirst, while its deceptive counterpart fails to do so.
§8 The Three Differences as an Argument for the External World
It therefore seems to be that a good way of spelling out the difference between
illusory and veridical perceptions is in terms coherence, intersubjectivity,
⁹ 2012b: ix.
-
and efficacy. The simplest explanation of why these three properties succeed in
differentiating two kinds of perceptions is that there are two different kinds of
things, separated by an ontological divide,¹⁰ that these perceptions are percep-
tions of. This ontological divide, which entails the existence of an external world,
thus appears to be necessary for being able to draw a distinction between what is
veridical and what is merely illusory, and it is for this reason, the defender of the
external world argues, not merely in order to account for the phenomenology of
externality that we need to postulate the existence of an external world.
Nevertheless, it is not entirely obvious what kind of support the three criteria
of coherence, intersubjectivity, and efficacy actually offer for the postulation of
an ontological divide. Even if the notions of coherence, intersubjectivity, and
efficacy are intricately connected with the veridical/illusory distinction it might
be possible to spell them out without postulating an ontological divide between
the internal and the external. In this case the necessity of drawing the distinc-
tion between what is an illusion and what is not would not be sufficient for
supporting the assumption of the existence of an external world. We will
consider this possibility more closely in the next section.
§9 Difficulties with Coherence
First of all, it is unclear what power considerations of coherence have to
establish the ontological distinction at issue. For the link to be established is
one between the coherence of our perceptions and their correspondence to an
external, mind-independent world, and it is not at all obvious that we can just
move from the former to the latter. There are, after all coherent fairy-tales,¹¹
that is, coherent accounts that fail to have anything corresponding to them.
A second problem with using the notion of coherence as part of a justification
for the introduction of the notion of an external world is that the coherence of
our perception may not be a reflection of any coherent, external world out
there, but might simply be an artefact produced by the perceptual machinery we Coherence as
employ. In this case the coherence of a significant part of our perceptual world is a cognitive
artefact.
not due to any special link with a coherent world, but is simply a result of the fact
that our cognitive mechanisms are aiming for a coherent representation.¹²
¹⁰ This divide may take different forms. It might be taken as a divide between different kinds of
phenomena, internal or external, that these perceptions are perceptions of, or it might be taken as a
divide between experiences which have objects, and experiences which do not.
¹¹ ‘But nowadays most men admit that beliefs must be tested by observation, not merely by the
fact that they harmonize with other beliefs. A consistent fairy-tale is a different thing from truth,
however elaborate it may be.’ (Russell 2009: 304).
¹² Indeed if human perceptual abilities have evolved by natural selection in order to deliver a
coherent representation of the world, it is hardly surprising that this representation is also shared
by all humans. In this case neither its coherence nor its intersubjective nature can serve as evidence
that it faithfully represents objective features of reality. See Hoffman et al. 2015a: 1497.
-
The perception of coherence may not simply be due to the fact that we (rightly
or wrongly) perceive the world as coherent, but might result from our desire
that our perceptions accord with the judgements of others who do in fact (with
or without justification) take the world to be coherent.
Yet if the coherence of our perceptions results from our epistemic mechan-
isms making them coherent, we could presumably have the same coherent
perceptions we have now even if the world was in fact inconsistent, for example
because it contained contradictions.
¹⁹ Asch 1951. Some later psychologist have argued that the ‘Asch effect’ was a reflection of
conformist tendencies of 1950s America and thus a ‘child of its time’ (Perrin and Spencer 1980).
For more recent attempts to replicate Asch’s experiment see Nicholson, Cole, et al. 1985; Neto 1995.
²⁰ Asch 1955: 34.
-
The possibility Graham Priest²¹ gives the (fictional) example of an impossible object in the
of inconsistent form of a box that is simultaneously empty and has something in it. If our
worlds.
world contained such an object, this would constitute a local variation of the
law of non-contradiction, and as such our world would be inconsistent.
Priest’s point is not that his fictional example is actual, but that there is no
good a priori reason to assume that our world does not contain an object of
this kind, i.e. that it is not in fact inconsistent.²² It is not the case that the
presence of an inconsistency in the world entails that everything follows
from everything else, any more than the presence of a contradictory state-
ment in a paraconsistent system of logic entails that every other statement is
entailed by the contradictory statement. In particular, our world would not
be a fundamentally different world if it turned out to be inconsistent. For
Priest there is
absolutely no cogent (in particular, non-question-begging) reason to suppose that there
is an ontological difference between merely possible worlds and impossible worlds – any
more than there is for supposing there to be such a difference between merely possible
worlds which are physically possible and those which are physically impossible. To
differentiate between some nonactual worlds and others would seem entirely
arbitrary.²³
If Priest is right about this, then we cannot simply presuppose the coherence of
our world, nor can we use the coherence of our perceptions as a ground to
postulate the existence of such a coherent world beyond the perceptions. The
coherence of our perceptions, it appears, is unable to function as a support for
the assumption of an external world.
§10 Difficulties with Intersubjectivity
The intersubjectivity criterion relies on the assumption that the veridicality
and shareability of a perception are closely connected. The realm of veridical
perceptions coincides with those that are shareable: if perceptions are not
deceptive they are shareable, and the realm of the illusory coincides with the
subjective: if perceptions are deceptive, they are not shareable.
Yet neither of these two implications is unproblematic. Regarding the
Veridical former, it is not difficult to come up with examples of entirely non-illusory
perceptions perceptions that are nevertheless not shareable. Imagine a peepshow box that
that are not
shareable. displays two monitors inside: one shows a digital clock with the present hour,
equally inert preparations cause harm.²⁸ Illusory hands (produced with the
aid of mirrors) are surprisingly effective in curing pain associated with
phantom limbs.²⁹
Perspective- In addition, the supposed lack of efficacy with respect to deceptive phenom-
dependence of
efficacy.
ena is perspective-dependent. It is true that water from a dream cannot water
our waking-world lawn. But the reverse holds as well: when suffering from
recurrent nightmares of a tiger it is no use putting a rifle next to one’s bed,
since real-world rifles are inefficacious when it comes to killing dream-tigers.
But if the efficacy of some phenomenon depends on the context it occurs in
(if something is efficacious-in-a-dream but not efficacious-in-waking-life) it
cannot be taken as indicative of a fundamental ontological distinction as
usually understood. Such distinctions are characterized precisely by not
depending on descriptive context. Whether (say) numbers and electrons
belong to distinct ontological categories is not generally considered as
dependent on the perspective we have on them, but a consequence of their
intrinsic natures.³⁰ But if efficacy is context-dependent it is a fundamentally
relational property, not an intrinsic one, and thus not one indicative of a
substantial ontological division between the efficacious and the non-
efficacious. We cannot then bring it in with the aim of justifying a substantial
ontological division between the veridical and the illusory.
Efficacy and The efficacy of our actions is usually regarded as the strongest reason for
success. believing that our model of the world ‘in here’ lines up in fundamental ways
with the basic structure of the world ‘out there’. If that was not the case, it is
argued, the success of our actions would be a miracle. How would we be able to
successfully fly to the moon, build skyscrapers or cure diseases if we did not
manage to get important aspects of the world right?
Lack of unique One thing to be aware of in this context is what might be called the problem
solutions. of the lacking unique solution. The world might be such that both an
action based on assumption A, and one based on assumption B lead to success,
even though A and B are mutually incompatible. In this case successful
action cannot be considered as a guide to the correctness of the underlying
assumptions.
Cryptanalysis. Consider the example of cryptanalysis. There are numerous ways of
deciphering an encrypted message; any such decryption needs to provide us
at least with a comprehensible plain text and a set of rules that tell us how to get
from plain text to encryption and back. That one is able to produce a decryp-
tion meeting these minimal conditions does not constitute strong evidence that
the plain text produced is in fact the one that was originally encoded. (Consider
the fact that our set of rules could simply be a set of substitution rules, saying
‘replace the first symbol of the encrypted message by this letter, the second by
this letter and so on’ for all the symbols in the encrypted message.) Of course in
real world cryptanalysis we use subsidiary considerations that manage to rule
out most or all of these alternatives, taking into account which method of
encryption was probably used, what kind of content we suspect the coded
message to contain and so on. Yet the fact remains that the encrypted message
itself does not tell us whether our decryption was successful.³¹
A simpler case is constituted by the ‘Quinean’ crossword puzzle introduced
into the philosophical discussion by Daniel Dennett.³² These are crossword Quinean
puzzles that admit of two different solutions, so that each clue points to at least crossword
puzzles.
two words (with the same number of letters) and the set of all the first words
and the set of all the second words fit together in the way indicated by the
structure of the crossword.³³
Applying different rules to an encrypted piece of text we end up with
different decrypted messages, and some of these we consider as successful
decryptions. Interpreting the clues differently, we arrive at two different ways
of solving a crossword puzzle and may regard one of them as the right solution.
In the same way our interaction with the world results in some effects (it would
be peculiar if it did not) and some of these we consider as successful, others as
failures. But there is nothing in the world and nothing in us that determines
which of the interactions is a successful one, just as there is nothing about two
alternative decryptions that determines conclusively which arrived at the
original plaintext, and nothing in a solution to a Quinean crossword that
settles whether it or its rival is the correct one. If there is a lack of unique
solutions (and there is no reason to suppose that such cases are very rare) then
our successful action floats free of our ability to ‘get the world right’. In fact it is
not even clear what ‘getting the world right’ would mean, or what ‘solving the
³¹ This worry could be generalized. If we conceive of understanding the meaning of a given text
as a form of decryption, the fact that we can attribute a coherent meaning to a text does not imply
that this was the meaning the author had in mind, or that there was any author at all (as opposed to
a sentence-generating algorithm based on a randomizer, for example). Of course the number of
instances where we can attribute two radically different meanings to a substantial body of text are
very small, but this ‘is not because, as a matter of metaphysical fact, there are real meanings in there
(Quine’s “museum myth”), but because the cryptographer’s constraint [“if you can find one
solution to a puzzle, you’ll have found the only solution to the puzzle”] just makes it a vanishingly
small worry. [ . . . ] Intentional interpretation almost always asymptotes in the limit at a single
interpretation, but in the imaginable catastrophic case in which dual interpretations survived all
tests, there would be no deeper fact to settle which was “right”.’ Dennett 2000: 346 (emphases in the
original).
³² Dennett 2013: 175–7.
³³ Needless to say it is very difficult to construct crosswords of this kind having any but the
smallest size (Dennett’s example has a 3-by-3 grid). Yet to make the point that interests us it is not
necessary that every clue in the crossword points at two words. On the day of the presidential
election 1996 the New York Times ran a crossword in which one of the clues asked for the name of
the next president; both CLINTON and BOBDOLE worked as solutions.
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