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10 1111@jocd 13502
10 1111@jocd 13502
DOI: 10.1111/jocd.13502
ORIGINAL CONTRIBUTION
Xue Ma MSc1,2 | Huan Wang MSc1,2 | Yanqing Song MSc1,2 | Yao Pan PhD1,2
1
Department of Cosmetics, School of
Science, Beijing Technology and Business Abstract
University, Beijing, China Background: Preservatives represent one of the main causes of skin irritation and
2
Beijing Key Laboratory of Plant Research
contact allergies.
and Development, Beijing, China
Aims: To comprehensively evaluate the skin irritation potential of phenoxyethanol,
Correspondence
methylparaben, propylparaben, imidazolidinyl urea, and DMDM hydantoin under
Yao Pan, Department of Cosmetics, School
of Science, Beijing Technology and Business regulatory acceptable concentrations.
University, 11 Fu Cheng Road, Hai Dian
Methods: A patch test and repeated open application test (ROAT) were applied to
District, Beijing, 10048, China.
Email: panyao@btbu.edu.cn evaluate skin irritation in vivo. In vitro alternative methods consisting of the keratino-
cyte cytotoxicity assay, red blood cell (RBC) test, and hen's egg test-chorioallantoic
Funding information
Scientific Research Project of Beijing membrane (HET-CAM) were performed to elucidate the mechanism of preservative-
Educational Committee, Grant/Award
induced irritation responses.
Number: KM201810011008; National
Natural Science Foundation of China, Grant/ Results: The patch test showed that all test substances showed a weak erythema re-
Award Number: 81903361
sponse. Propylparaben had the highest occlusive irritancy potential in the patch test,
owing to damage to the cell membrane. The two formaldehyde releasers showed
noticeable skin irritation potential in the ROAT through their cytotoxicity to keratino-
cytes, while a visible response was observed after applying phenoxyethanol and the
two parabens. No filtration was noticed in the in vivo tests, which might be attributed
to the failure of subcutaneous vessel alteration by the preservatives.
Conclusions: Commonly used cosmetic preservatives have minor skin irritation po-
tential with mild erythema reaction under practical use, especially formaldehyde re-
leasers and propylparaben.
KEYWORDS
1 | I NTRO D U C TI O N products. 2-4 Based on the frequency of use and the prevalence of
skin side effects, the prominent preservatives in cosmetics comprise
Cosmetic products comprise a variety of nutrient-rich ingredients phenoxyethanol, parabens, formaldehyde releasers, isothiazoli-
that favor microbial growth, and the microbial contamination of nones, and organic acids.5,6 Their health effects are not only due to
cosmetics is a health risk for consumers. Preservatives are an es- the induction of skin irritation but also to their multiple sources of
sential component to inhibit the development of microorganisms exposure resulting in both occupational and nonoccupational con-
1
and to prolong the shelf life and usage time of cosmetic products. tact dermatitis.7,8 Considering the widespread use of preservatives in
Unfortunately, preservatives have been reported to cause skin irrita- daily life, it is a great challenge to evaluate the skin irritation potential
tion and be a common source of allergies in cosmetic and household of these preservatives and elucidate their underlying mechanisms.
Patch testing is a routine method to ensure adequate safety and TA B L E 1 Results of human patch test
tolerability of cosmetics on human skin. However, many patch test
Total Irritation
studies have exposed preservatives to subjects at concentrations Substance (concentration) subjects scorea
much higher than those normally used in cosmetic product formu-
Phenoxyethanol (1.0% pet.) 32 0.06 ± 0.04
las.7,9 Furthermore, published positive rates of patch tests were usu-
Methylparaben (0.4% pet.) 32 0.06 ± 0.04
ally obtained from patients suffering from contact dermatitis.10,11 It
Propylparaben (0.4% pet.) 32 0.13 ± 0.06
is of great importance to determine the potential irritative response
Imidazolidinyl urea (0.6% pet.) 32 0.03 ± 0.03
of skin to preservatives at regulatory, limited concentrations in
DMDM hydantoin (0.6% pet.) 32 0.06 ± 0.04
healthy people without a prior history of cosmetic-induced contact
dermatitis. Vehicle control (petrolatum) 32 0.00 ± 0.00
With increasing political and ethical demand to replace animal Blank control 32 0.00 ± 0.00
2.1 | Chemicals A total of 30 healthy volunteers (6 males and 24 females) with an av-
erage age of 23.4 ± 1.3 years (range 20-27 years) participated in this
Phenoxyethanol (99.5%) was obtained from Dow. DMDM hy- study. All participants were Chinese Hans. The study was conducted
dantoin (97%) was obtained from Macklin Biochemical Co., Ltd. according to the principles of the Declaration of Helsinki. The study
Methylparaben (99%), olive oil, and petrolatum were obtained from was approved by the Ethics Committee of Intertek China on October
Aladdin Industrial Corporation. Propylparaben (≥95%) was obtained 23, 2019. Written informed consent to participate in the study was
from Ark Pharm. Imidazolidinyl urea (98%) and sodium dodecyl sul- obtained from each volunteer. The exclusion criteria were the same
fate (SDS, ≥99%) were obtained from Sigma-Aldrich. as those listed for the patch test. Test procedures and readings were
conducted in accordance with the European Society of Contact
Dermatitis guidelines for diagnostic patch testing.16 Subjects were
2.2 | Patch test exposed twice daily for 7 days to the test substances, as well as
vehicle controls (water and olive oil). The test concentrations used
A total of 32 healthy volunteers (3 males and 29 females) with an av- for each substance are shown in Table 2. Subjects were thoroughly
erage age of 23.2 ± 1.2 years (range 21-25 years) participated in this instructed on how to apply 50 μL to each 3 × 3 cm2 color-signed
study. All participants were Chinese Hans. The study was conducted test area on the forearms. Test substance solutions were distrib-
according to the principles of the Declaration of Helsinki. The study uted evenly within the test area and allowed to dry by evaporation.
MA et al. | 3
TA B L E 2 Results of repeated open application test reader (Tecan Trading AG, Switzerland). The cell viability data are ex-
pressed as a percentage of the vehicle control. Each experiment was
Total Total irritation
Substance (concentration) subjects scorea repeated 3 times, and each treatment group had 6 replicate wells per
experiment. The IC50 (concentration required to inhibit 50% of cell
Phenoxyethanol (1.0% water) 30 0.00 ± 0.00
viability) for each test substance was calculated by nonlinear regres-
Methylparaben (0.4% olive oil) 30 0.00 ± 0.00
sion analysis of data using GraphPad Prism software.
Propylparaben (0.4% olive oil) 30 0.00 ± 0.00
Imidazolidinyl urea (0.6% water) 30 0.33 ± 0.17*
DMDM hydantoin (0.6% water) 30 0.13 ± 0.09
2.5 | Red blood cell test
Vehicle control (olive oil) 30 0.00 ± 0.00
Vehicle control (water) 30 0.00 ± 0.00 The red blood cell (RBC) test was performed according to ECVAM
Blank control 30 0.00 ± 0.00 DB-ALM Protocol No.37 using rabbit erythrocytes to detect cell
a
The values represent the mean ± standard error of total irritation membrane damage (hemolysis).17 Blood samples were withdrawn
score. from the marginal vein of one healthy New Zealand white rabbit
*P < .05 compared with phenoxyethanol, methylparaben, and purchased from Beijing Xinglong Experimental Animals Co. Ltd.
propylparaben.
(Experimental Animal Production License No. SCXK (Beijing) 2016-
0003, China). An RBC suspension was prepared by washing with PBS
Subjects could take showers during the ROAT, but were not allowed (pH 7.4) three times. Each test substance was tested in triplicate. Test
to wash the test areas directly. Skin reactions on the test areas were samples were dissolved in PBS, and 25 μL RBC suspension (8 × 109
evaluated each day before the second application. The ROAT skin cells/mL) was mixed with 975 μL test sample solution. The mixture
reaction of the application area was graded as follows: 0 = no vis- was agitated at 150 r/min for 10 minutes at room temperature and
ible reaction; 1 = weak and spotty erythema (<25% application area); centrifuged at 10 000 g for 1 minute. Deionized water served as the
2 = medium and homogeneous erythema, papules, or both (25%-49% positive control, PBS as the negative control and SDS solutions rang-
application area); 3 = strong erythema, papules, and slight vesicles ing in concentrations from 0 to 80 μg/mL as the hemolysis reference.
(50%-89% application area); and 4 = strong erythema, homogeneous The absorbance of the supernatant at 530 nm was measured, and
infiltration of papules, and confluent vesicles (90%-100% application the half-maximal effective concentration (H50) for hemolysis was
area). The total irritation score of each test compound was deter- determined from the dose-response curve to evaluate acute eye ir-
mined for each subject by summing the scores of each day. A mean ritancy potential.
total score was then determined for all the subjects.
F I G U R E 1 Dose-response curves of cytotoxicity induced by five preservatives in NHEK cells with MTT assay. NHEK cells were treated
with 7.8-1000 μg/mL concentrations of methylparaben, propylparaben, imidazolidinyl urea, and DMDM hydantoin and 78.1 - 10 000 μg/mL
concentrations of phenoxyethanol for 24 hours. Data were shown as mean ± standard deviation (n = 3)
2.7 | Statistical analysis hydantoin were only half of the highest score, and imidazolidi-
nyl urea was a quarter of the highest. This result suggested that
Statistical analysis was performed using GraphPad Prism soft- the primary skin irritation response caused by propylparaben
ware (GraphPad). Multiple comparisons of the ISs of each pre- in cosmetics was more common than that of the other four
servative were analyzed with one-way ANOVA followed by the preservatives.
Bonferroni test. Statistics with a P-value <.05 were considered
significant.
3.2 | ROAT: evaluation of cumulative skin irritation
potential of preservatives
3 | R E S U LT S
To further clarify the relevance of patch test reactions induced by
3.1 | Patch test: evaluation of primary skin irritation preservatives in the daily use of cosmetics, ROAT was conducted
potential of preservatives on 30 healthy subjects, and the total IS results are presented in
Table 2. As petrolatum is sticky and hard to evenly spread on the
In the 24-hours occlusive patch test, the mean skin reaction skin, we used water or olive oil to dissolve the test substances based
score of the tested preservatives is shown in Table 1. Petrolatum on their solubility. None of the participants reacted positively to the
was used as the vehicle due to the low irritation rate and high two vehicle controls during the test period, indicating that water and
solubility of all the test substances. All the subjects had no ad- olive oil were suitable vehicles in the ROAT. We observed spotty
verse skin reactions to the petrolatum and the test chamber, erythema over the application area in response to imidazolidinyl
indicating that the vehicle and the patch material were both urea and DMDM hydantoin, with mean total ISs of 0.33 and 0.13,
safe to the skin. To simulate the normal use exposure level, we respectively. However, the subjects failed to respond to phenox-
applied preservatives at the regulatory maximum acceptable yethanol, methylparaben, and propylparaben in the ROAT, which
concentrations according to Chinese legislation that authorizes was different from the patch test. In addition, the total IS of imida-
preservatives as restricted substances in cosmetics.15 Only mild zolidinyl urea was significantly higher than that of phenoxyethanol,
erythema of the patch area was observed after exposure to the methylparaben, and propylparaben. After repeated exposure to the
five preservatives, and there was no significant difference in ISs preservatives for 7 days, the irritating reactivity to the formaldehyde
between them. Propylparaben had the highest mean IS of 0.13. releasers imidazolidinyl urea and DMDM hydantoin was prominent
The scores of phenoxyethanol, methylparaben, and DMDM among the participants.
MA et al. | 5
3.3 | Keratinocyte cytotoxicity assay: the values as low as 53.0 and 61.9 μg/mL, respectively. In summary, the
impact of the preservatives on skin cell viability order of keratinocyte cytotoxicity of the preservatives from low to
high was phenoxyethanol, parabens, and formaldehyde releasers.
According to the pathogenesis of skin irritation, NHEK cells are suit-
able for testing the irritation potential of chemicals intended for der-
matological use in vitro. The cell viability of NHEK cells decreased in 3.4 | RBC test: the adverse effect of preservatives
a dose-dependent manner following exposure to the preservatives on the cytoplasmic membrane
at the tested concentrations for 24 hours (Figure 1). To assess the
irritant potential of the preservatives, IC50 values for each substance The RBC test is a cell-based cytotoxicity assay to assess membrane dam-
were also calculated, and the results are presented in Table 3. Based age of erythrocytes and protein denaturation, which are the initial cellular
on the IC50 values, the skin irritation potential of the preservatives responses occurring in ocular irritation. The RBC integrity was examined
was ranked, and phenoxyethanol was the safest among them, with by testing cytolysis after adding SDS, which is the internal standard of
an IC50 of 2162 μg/mL. Although methylparaben and propylparaben, the method. In the concentration range of 10 to 60 μg/mL, SDS induced
the two parabens, ranked second, their IC50 values were one order of RBC hemolysis in a dose-dependent manner, and the 50% hemolytic con-
magnitude lower than that of phenoxyethanol. Furthermore, DMDM centration of SDS was 28.8 μg/ml (Figure 2A), which was in accord with
hydantoin and imidazolidinyl urea could likely induce skin irritation, the 95% confidence limit of H50 (27.4-30.6 μg/mL) reported by DB-ALM
as they both exhibited strong cytotoxicity to NHEK cells, with IC50 No. 37.17 At the maximum permissible concentration of each preservative,
phenoxyethanol, methylparaben, imidazolidinyl urea, and DMDM hydan-
toin had negligible hemolytic effects on RBCs (Figure 2B). Nevertheless,
TA B L E 3 Results of keratinocyte cytotoxicity
propylparaben caused 100% hemolysis at a concentration of 0.4% (w/v),
IC50 which exhibited strong damage to the RBC membrane (Figure 2B).
Substance μg/mL mmol/L
F I G U R E 2 Effect of five preservatives at their regulatory maximum acceptable concentrations on cytoplasmic membrane by RBC test.
Negligible hemolysis (%) far under the irritation cutout of 50% by the preservatives after 10-min exposure indicated no damage of RBC
membrane. (A) Dose-response curve of hemolysis (%) induced by the positive control SDS. (B) RBC test results of five preservatives at the
indicated concentrations. Data were shown as mean ± standard deviation (n = 3)
6 | MA et al.
(E) (F)
(G) (H)
is comparable to the conjunctival responses elicited by irritants. propylparaben, imidazolidinyl urea, and DMDM hydantoin had a
As all test preservative solutions were transparent, the reaction- small irritating effect on blood vessels.
time method was chosen, in which the manifestation of coagula-
tion, hemorrhage, and vessel lysis is recorded in seconds during a
period of 5 minutes. No vascular damage in CAM was observed by 4 | D I S CU S S I O N
applying 0.9% NaCl and olive oil, both of which were vehicle con-
trols (Figure 3A and B). In contrast, CAM exposure to the positive Preservatives are a kind of indispensable ingredient usually incor-
control, 0.1 M NaOH, triggered severe hemorrhage and vessel lysis porated in personal care, household, pharmaceutical, and industrial
with an IS of 10.98, that of a severe irritant (Figure 3C and Table 4). products to prevent microbial contamination and to prolong their
Application of the five preservatives had no visual adverse vascular shelf life.19 However, preservatives are generally regarded as high-
alterations on the CAM (Figure 3D-H), and the IS values of these risk cosmetic constituents, resulting in a market trend of supposed
substances were all 0.07, which was equal to that of the vehicle preservative-free products. Many researchers applied preservatives
controls (Table 4). Therefore, phenoxyethanol, methylparaben, at concentrations many times higher than the regulatory acceptable
MA et al. | 7
TA B L E 4 Results of HET-CAM
Irritation Irritation Vascular responses on
Substance (concentration) score (IS) category CAMs after treatment
concentrations to perform a patch test on individuals with known phenoxyethanol, sorbates, and benzoates, was 0.47%, with most
sensitivities or allergies. 20 Apart from human patch tests and rab- tests showing none or mild irritation under typical in-use condi-
bit Draize tests, few studies have examined the possible mechanism tions. 27 Although the preservatives displayed no severe reaction,
of the preservative-induced irritation response. Because the preva- such as papules or vesicles, the weak erythema response indicated a
lence explained the information on exposure, we investigated the skin irritancy potential that might lead to consumer dissatisfaction.
most frequently used preservatives in cosmetic products: phenox- In the experimental situation, all the test preservatives were bother-
yethanol, methylparaben, propylparaben, imidazolidinyl urea, and some, whereas in the daily use situation, the formaldehyde releasers
DMDM hyantoin.6,21 The aim of this study was to undertake a pre- had higher irritation potential than phenoxyethanol and parabens.
cise and comprehensive evaluation of the skin irritation potential of The results also revealed that the patch test was more sensitive,
five prevalent preservatives in cosmetics by combining patch tests time-saving, and cost-effective than the ROAT, and it was suitable
and multiple alternative methods. for screening the skin irritation potential of cosmetic ingredients.
The patch test, which is a diagnostic method for identifying the Traditionally, rabbit Draize tests, including eye tests and skin
cause of allergic contact dermatitis, can also be used to assess the tests, have been used for testing the irritant level of cosmetic,
acute skin irritation potential of cosmetics and topical drugs. 22,23 household, or pharmaceutical products for decades. 28,29 However,
The ROAT is a use test that mimics daily use of cosmetic products the increasing pressure to mitigate the use of live animals in cos-
and can further evaluate the significance of patch test reactions. 24,25 metic toxicity testing has led to research into developing alter-
Therefore, combining the patch test and ROAT can provide a com- native methods. Consequently, simple and reproducible in vitro
plete picture of the skin irritation risk of preservatives. As a skin tests based on toxicological mechanisms are becoming essential
safety assessment, the subjects participating in this study were for estimating the cutaneous safety of cosmetics. These in vitro
healthy individuals with no known skin diseases or allergies to cos- test models consist of erythrocytes, reconstructed human skin,
metics, unlike cosmetic contact dermatitis diagnostic studies. The fertilized egg membrane vasculature, and monolayer-cultured ep-
five preservatives all caused mild erythema on the patch area, ithelial cells. 30,31 Keratinocytes are the first living cells exposed
and the ISs were calculated. Propylparaben had the highest score to topically applied cosmetics, so keratinocytes are the most bi-
of 0.13, followed by that of phenoxyethanol, methylparaben, and ologically relevant target for evaluating skin irritation effects.
DMDM hydantoin of 0.06, and imidazolidinyl urea had the lowest Wilhelm et al found a significant correlation between the in vitro
score of 0.03 (Table 1). Along with this finding, a study comparing keratinocyte cytotoxicity model and the extent of in vivo irritant
skin irritation of several cosmetic preservatives by a 24-hr patch test dermatitis. 32 We compared the cytotoxicity of the five preser-
illustrated that methylparaben and phenoxyethanol shared a similar vatives on NHEKs by calculating the concentrations resulting in
26
mean IS that was lower than that of propylparaben. In the ROAT, 50% inhibition of cell viability (Table 3). In light of the threshold
subjects exhibited noticeable erythema on the application area after value of 1 mmol/L to differentiate cytotoxic and noncytotoxic
applying imidazolidinyl urea and DMDM hydantoin with mean total substances by Wilhelm et al, 32 phenoxyethanol, methylparaben,
ISs of 0.33 and 0.13, respectively, while phenoxyethanol and the and propylparaben were divided into noncytotoxic chemicals with
parabens resulted in no adverse response (Table 2). This observation IC 50 values equal to or above the cutoff, but imidazolidinyl urea
was consistent with a previous cumulative irritation test (CIT), which and DMDM hyantoin were cytotoxic substances with skin irrita-
suggested that the median CIT score of the tested preservatives, tion potential (Table 3). This result indicated that the adverse skin
comprising EDTA, DMDM hydantoin, parabens, isothiazolinone, response in the ROAT induced by the two formaldehyde releasers
8 | MA et al.
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(PUT). Food Chem Toxicol. 2004;42(11):1719-1725. in vivo human irritation tests. Br J Dermatol. 2001;145(5):709-715.
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the usefulness of patch testing and use test to predict the safety of ity tests for predicting the ocular irritancy of surfactants. Toxicol In
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Guidelines for the Testing of Chemicals 2015.
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