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FINANCIA.L DISCLOSURE REPORT


l FOR CALENDAR YEAR 2009

Report Required by the Ethics


in Government Act of)978 (5 U.S.C app.

1. Person ~eporfing (last name, firs~ middle i~tial) Murtha, 3. Garvan 4, ~tle (Article III judges indicate active or senior stems; maglstmte judges indicate f~ll- or part-time)

2. Court or Organization U.S. DisuSct Co~,u-t - Vermvu~ So. Report Type (cheek appropriate type) [] Nomi~atior., Date

3. Date of Report 6/29/2010 6, Reporting Period 01!01/2009 12/31/2009

7. Chambers or Oftice Address U~ted States District Court P.O. Box 760 Bmttleboro, VT 05302-0760

5b. ~ AmendedP, eport 8. On the basis of the information contained ia tltis Report and any modifications pertahting thereto, it is, i~ my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions aeeompanyir~g this form must be followed. Complete all parts,
checking the NO.NE box for each part where you have no reportable informatior~ Sign on lastpage.

~:.

NONE (Tvo repor:table agreements.) DATE PA_RTIES .AND TERMS

1.

FINANCIAL DISCLOSURE REPORT Page 2 of 18

Name o f Person Reporting

Date of Report

~/2~2~o

[ ~th~, ~. G~ III. NON-INVESTMENT INCO


A. Filers Non-Investment Iaeome NONE (No reportable non-investme/lt income.) DATE
!. 2. 3. 4.

SOURCE AND TYPE

INCOME
(yours, not spouses)

B. Spouses Non-Investment Income - ~f you were married during anyportion of the repor&tg year., complete this section.
(1;ollar a~r, ount not required e_~:cept for honorarit~.)

~V~

NONE (2Vo reportable non-investment income.) DATE SOURCE AND

2. 3. 4.

(Yncfude,~ those to s~ouse and dependent chil~; see pp. 25-27 q~filing i~cfio~.)

NONE ~ reportable reimbursements.)

~
I. 2.

DATES

LOCATION

P~OSE

ITEMS PA~ OR PRO~ED

3.
4. 5.

FI~ANCL~L DISCLOSURE ~PORT [ Mu~h~NameGalen Reporting J. oi~Person

Page 3 of 18

Date of Report

6~9~0~0

NONE ~o reportable

SO~CE
i. 2. 3. 4.

DESC~PT~ON

5.

VI. LIABILITIES. ancludes the,de o~rspottse and dependent children; see PI~. 32-33 of filing itttruetions.)
[] NONE (No reportable liabilities. .CREDITOR
1.
2. 3. 4.

DESCR2PTION

VALUE CODE

5.

FINANCIAL DISCLOSURE REPORT PAge 4 of 18

,~a=e o~e~o* ~o~ Mu~ha, J. Ga~an I


6/2912010

~0~ ~o reportable income, assets, or ~ansaetionsO A. D~efipdon of Assets (incl~g ~t ~se~) Place "(~" a~ each ~set e~mpt from ~or ~se!o~re , B. C. ] ~om~ d~g ~ Gross v~ue at end ~ reposing period i ofreporhng p~od ~~ ~ (2) ~ (1) Value Value Amo~mt ~e (e.g., C~ 2 Me~md ~ Code 1 air., ~nt, or LnQ (J-P) ~de 3 (Q-~ A Dividend None A A A A Di~dend Di~ddeM Dividend Dividend None A Dividend None A A A A A A A A Dividend Dividend Dividend interest Dividend Dividend Dividend In~ crest J T J J J J J K J J J T T T T T T T T T Sold 02,"24/09 J i ~ ] Buy 02/24/09 J Y T Sold 02124/09 J J K ~ T Buy Sold 08/25~09 02/24/09 J J T D. Trmsacdo~ Da~ i Value ~ GNn , [mm/d~ ~ ~de 2 ~ C~e 1 [ ]de~iW of b~fsell~ (ifp~vate transition)

T~e (e.g., buy, sell, redemp~i~)

1. [2. 3. 4. ~ 5. 6. 7.

Aecenmre PLC Stock, fo~eriy Accenmre L~. Cl~s A Stock ~gen Co--on Stock Automatic Data Processing Stock B~ of Ame~ca Stock Bemis Company Common Stock Ca~ay B~ Co--on Stock Cisco Systems Common Stock CVS Corp. Stock Eaglccrest Expl.oratioxxs Stock Ecolab Common Stock Emerson .Electric Stock Exxon-Mobil Common Stock GS Federal Fund #520 Fo;mne Brands Stock FPL Group Inc. Stuck Franklin Resource Stock Income Money Market Fund

i8.
9. i0. 1 !. i2. 13. i4. 15. ! 6. !7.

FL-NANCL~L DISCLOSURE REPORT


Page 5 of 18

Name of Per,on Reporting Mu~ha, J. G~an

Date of Repog [ ] ~9/2010

~. ~ST~NTS and TRUSTS - ~o~:, ~i~, ~ .... ~ :~,~ t~o~, of ~o~ ~ a~r~.a,~ ~ha~,~; ~, ~. S~-~O
~0~ ~o reportable income, ~sets, or ~-ansactio~q.)

1 l

D~p~on of As~ 0ncladhg ~s! ~e=)

Income d~g Gross valn~ at end reposing ~fiod of reposing ~od ~o~t ~ Code I ~pe (e.g., div., rent, Value Code 2 Y~e Me~od T~e @.g., buy, sell,

Tr~sacfions d~ ~o~g period

Place "~" a~er e~h ~set e~mpt ~om prior disclose

Date Value Gain .~fl~t~ ~ Co~e 2 Code 1

(2) } (3)

(4)
Id~fi~ of

18. 19. 20. 2 i. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

~t~l Co~. Stock Ishare Midcap Index 400 Fund 1share MSCI Fund 1share Small Cap 600 Fund Kaman Corp. Common Stock Kraft Foods, Inc. Stock Maxim Integrated Prods. Stock McDonalds Com.. Stock McGraw Hill Stock Medtronic: Inc. Corn.toGa Stock Microsoft Corp. Stock Nokia C0rnmon Stock Ommcom Group Common Stock Pepsico Cotmnon Stock P,mco Commodity Fmad Pimco Real Return Fund Procter &Gamble S|ock i

A A A A A A A A A A A A A A i A A A

Di~ddend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend [

J J J J J J

T T T T T T

Buy

02124/09

Buy Sold

02/24/09 02/24/09 08,~25/09 02,24/09

J J J J

Buy Sold

K J

T T Buy Sold 02/24/09 02/24/09 J J

J J J J J

T T T T T [

1. lz~ome Gain Cod~: 2. Value Codes

A ~$ l.O00 or ies~ J =$15.~0 or l~s

B =$1,001 - $2,500 K =$~ 5.001 - SS0,000

C =$2,501 - $5.090 L =$50.001 - $100,000

D =$5.001 - $15.000 M :-$ t00.001, g2f0,0~

E =$15,001

PageFLNANCLAL6

NONE ~o repo~able income, assets, or ~ansac~on~.) A. D~cfipfion of Ass~ (inclu~g ~st assas) Place "~" ~r ~ch n~set vxsmpt~ompfior~sclo~ B. ~come dufi~ ,~fing ~fi~ ~t Cod~1 (A-~ C. Gross v~ at ~nd of rearing p~fiod ~ Value :, M~hod [ C~ 3 D. Tr~sactio~ dung ~po~ing peri~

T~e (e.g., Value div.,ren~ ; Code2 or int.) . (J-P)

T~pe (e.g., ~ Date buy, sell, ~d~ redemption) ,

Vatu~ [ Oain C~2 ~del (I-P) ~ (A-~

]de~fiW of buyeff~ll~ (ifp~vate

35. 36. 37. 38. 39. 40. 4!. 42. 43. 44. 45. 46, 47. 48_ 49. 50. 51.

U.S. B~co~ ~to~ Vanguard Emerging iVIk~ Stock Waste Management Stock Wells Fargo Stock Merchants Bank Account Brattleboro Coun~-y Club Bond Bra~leboro TemAs C!ub, VT Stock Ocean Reef Yacht Club TJmeshare ~Limited Partnership #1 - Automatic Data Processing Stock - Becton Dick.iv, son Stock - CVS Caremark - Columbia Dividend income Fund - Columbia Lg. Cap Growth Fund - Columbia Mid-Cap Index Fund - Columbia Small Cap Index Fund - Dreyfus Tax Exempt Fund

A A A A A A

Di~dend Dividend Dividend Dividend Interest Interest None None 3 J J 3 N T W W W T J J T T

Sold

02/24/09

Buy Sold

08,~5/09 02/24/09

Div. & Int.

i
~

2. Value Cod~s (See CoJumng CI ~d D3)

J =$15,000 or I~s N =S250,001 - I500,000 ~3 =~5,000,001 - $50,000,0~

K=$15,001 - ~50,000 0 =SS00,00] - $~ 200,000

L =$50,001 - $100,000 PI =$1,~0,001 - SS,0~,000 ~ =Morn ~a~ $50,000,000

M ~ !00,~ - ~250,000 e2 =$5,0~,00t. $25,00e,000

] [ ~

FINANCIAL DISCLOSL~RE REPORT

.~ ....f~ ....

NONE ~o re~ortable income, ~sets, or


A. D~don of~~ B. ~comc d~g C. Gross v~lUc D.

Place"(~"afiereach~set

.~ount~ T}~@.g.,

Valu~ ~ Value

"F~e@.g., ~ Da~ ~Value

G~n [

Id~tof

52. 53. 54. 55. 56. 57. 58.

- ~S Ser ~tl Fund


- Oracle Stock

- P~sieo Stock - Procter & Gamble Stock - Target Stock - ~Nted Tec~otogies Stock - ~a~ ~tl Ndex F~d Buy 12/21/09 K

59. ~Lim~tedPartacrsb2p#2 ,60.


61. 62. i63. 64. i 65. 166.

Div. &hat.

P1

T I Buy
Sold

- AT&T [no. Stock


-~BankofAmefica Stock - BA Diversified Real Estate Fund -Caterpillar Stock -CocaCola Columbia Acorn lntl Fm~d - Columbia Dividend Income Fund - Columbia Mid Cap Fd - Columbia Multi-Strate~ Ncdge Fu~d

03/25/09
05/08/09

L
L

Buy

01/2t/09 i

67. 68.

FISNANCIAL DISCLOSURE REPORT Page 8 of 18


VII. IIN~-ESTMENTS and TRUSTS -

Nam, o~Porso, Roper*trig rvlurcaa. 3. Garvan

Da~, ofan.0rt
6/29/2010

NONE (No reportable income, assets, or transactions.) A.


Description o:f Asse~ (inclodJng w,~m asseZs) Place "(X)" after each ~sset .... pt from prior d.;sclosure

i
I ]

B.
haoome d ~l~,ng rope=inS period Type (e.g., div., rear, or int.)

C.
Gross valu~ at ~nd of ,~-perting period

D.
Transactions durLng reporting period

i Amount Code i (.A-H)

Value Code 2 i Method buy, sell., ]mc-rdd&yy Code 2 !I Code 1 I (J-P) [ Code 3 redemption) i ] (J-P) [ (A-H) I

buyer/seller (if private

6~.

- Columbia Small Cap Index Fund

70. - CSX Corp. Stock


71. 72. 73. 74. 75. 76. 77. 78. 79. 80, 81. 82 83. 84. - Disney Stock - Dreyfus Tax Exempt Fund - E:~xon Mobil Stock - Franklin P.es. Stock - Gcnzyme Stock - Hewlett Packard Stock - Lubrizo! Corp. Stock - M:FS Set Intl Fund - ~fozgan J.P. Chase Stock - Procter & Gamble Stock - Royal Dutch Shell Stock - Staples Stock - Teva Pharmaceutical Stock - United Technologies Stock C Int./I)iv. M T , Buy 01/23/09 K So~d 0~/25/09 K

85. ~Limited Partnership #3

3. xiztue M e~od Codes (So: Coiu~ C2)

P3 =$25,000,001 $50.000,~0 Q =Appr~sai U =Book Value

R =Cost (Re~ [~m:e ~y) V ~)lher

P4 =More th~ ~50,000.050 S ~Ass~n~ ~" =Estimate5

T =C~b Marke~

Name of~erson Reporting

Date of l~epu~

PageFINANCLAL9 of 18 DISCLOSL~ ~PORT

~, J. Gagman

6~9/2~1~

~. ~STMENTS and TRUSTS - ~o~. ~.~.~, ,ra~acdo~ ancMes those of sp ..... d depe~t ch~&en; see pp. 34-60 of f~~ instru~ons.)
~0~ ~ro reportable income, assets, or ~ansactions) A. D~erip~on of ~sse~ 0nc],~g ~st &~sets) Place "(X3" ~w eaff~ asset exempt from prior diselos~e B. i~ome d~g r~o~ng ~od ~o~t Txye (e.g., Code 1 ~ div., rent, C, Oross v~ue a~ ~nd of r~o~/ng pe~od D. Tmuso~ons ~ng ~o~ng ~od

O)

(2)

(~
Value Cod~ 2

(2)
VaIue Me~od

O)
buy, sell,

~ (2)

(3) ~ (~

(5)
buyer/seller

imP@ } Code 2

86. 87. 88. 89. ]90. 9L ~92. 93. 94. 95.

- ~ecto~ Dickinson Stock - ~S ~rem~k - Col~bia Nfid Cap Index Fund - Columbia Small Cap ~dex F~d - ~)re~s Tax Exempt F~d - ~S Set lntl F~d - OraeleStock - T~getStock - UnttedTechnologies Stock ~ L~ted P~nership #4 - AT&TStock - ~a~k of~efica Slock - Cate~llar Stock - Co~a Cola Stock Buy 03/19/09 O Sold 05/08/09 I L G ]nt.~iv. PI Sold 03/19/09

96. 97. 98. 99.

IO0. - Columbia CT Bond Fund !01. - Columbia Mid Cap Fd .... i02. ~ C.oiumbia Mngt lledge Fd

t
~ =$15,00I - $50,000 L ~$50,001 - $100,0~ M =$I00,00! -$250,00~

2. V~ue Codts

J ~15,~ or less

FI_NAaNCIAL DISCLOSURE REPORT Page 10 of 18

~a~e ar~r,o~ Repo~iu~ murtha, ~. Ga~an

m,e of R~ro~
6/2912010

NONE ~b reportable income, assets, or ~sactions0 A.


D~s~p6on of ~set~ (i~el~g ~sr asse~) Place "~" afi~ each ~set exempt ~om ~or ~zcl~s~

[
~

B.
~come d~ag repo~ng pe6od T~e (e.g., div., r~ or int.)

C.
Gross value at end of re~a~g p~iod Va~e Code 2 (I-P) Value ~ Me~xo6 ~ Code 3 T~e (e.g., buy, ~e~,

n.
Tz~sactions ~ng re~ng

~o~t Code I (A-~

] Date ~d~ redemp6on) [

V~ue Code 2 (J-P)

(A-H)

0fpfivate

103. - Col~bia"Sma~ Cap Fd

i04. - CSX Co~. Stock 105. - Disney Stock

106. - Dreyfus Tax Exempt Fund 107. - Exxon Mobil Stock 108. - FPL Group Stock

Buy

03/25/09

109. - Oeaxzyme Stock Harbor lmi Fund i h - HewJett Packard Stock 1 Iz. - Houston Tex Arpt Bonds 1 !3. - Jobmson & JoBnson Stock ~4, - Kellogg Stock 1 !-<. - Lubr~zol Corr,. Stock

Buy Sold

01./23/09 07/01/09 i

Sold

03/25/09 L

116. - MFS Set Intl Fund I]7. - NI~eroso Stock 1 ]8. - Monsanto Stock Buy 01/23/09 L

i : 9.- Morgan, J.P. Chase Stock

In~.omc Gain Codc~: (See Col~s B1 md D~) 2. Value C~e~ (See Columns CI md D3) Value Me~hod Codes (See Colucm C2)

A -$i,000 or Mss F ~$50,00~ - $100,~0 J =$15,0~ or ~ N =$~0,001 - $500,000 ?3 =$25,000,001 - ~50,000,~0 Q =Appraisal U ~Book Value

B uS],00] - $2,500 G ~$100,001 - $I,000,000 K=S!5,001-$50.000 O ~500,00~ - SI,000,00O R ~ost (R~ 5SlOe O~y) =Other

C =$2,501 - $5,000 H] =Si.000,001 - $5,000,~ i=SSO.~l-SlO0,O00 PI =$1,000,001 - $5,000,000 PZ =More th~ $50,000,000 5 =A~em W ~imated

D =$5,001 - $~5,000 ~ ~Mor ~m $5,~0,000 M =$100,001 $250,000 ~ =~5,0~,~31 - ~25.000,~ T =C~h ~ket

E =$I 5,00!

FINANC/_A_L DISCLOSURE REPORT Page 11 of 1 8

~..~ o~r ....Reporthag

r~turt~ 3. Garvan ]

6~9/2010

~I. ~ST~-NTS and TRUSTS -~o~,, ~,, ~ ..... ao~, ~d,,a,s ~,,~, of ~p ..... ~ aepe~nt chU&en; see p~. 34-60 offillng insnucao~.)
NONE (No reportable income, assets, or transactiom.)
Deaefip~on of A~e~ (inclu~g ~st as~) ~l~e "(~" ~er each ~set ~ ~c~me d~g ~ repo~ng ~fi~ .~ou~ [ T~e (e.g., (A-~ or mr.) Gross value a~ e~d of ~po~g pe~od Value (J-P) Vz]ue Co~ 3 T~ (e.g., r~dempfio~ ~ T~nsacfions during r~o~ng period

Date

Value ~ G~in (J-P) ~ (A-~

Idmti~ of (if phot0

120.

- ~octer &Gambie Stock

I21. - Royal Dutch Shell Stock 222. - Stapl~ Stock

!23. - Teva Pha~aoeufieal Stock 124. - United "echnologies Stock 125. - U.S. Bankco~ Del !26. - "Van~mrd Intl Fund 127. "128. Trust Company ofVT - IR& - Abbott Labs Stock Buy 01,r23/09 M

Div. & Int.

129. - Accenture Ltd. Stock ]30. - Apache CoT. Stock Sold 03/17/09 I

13i. - Arrow Electronics Stock 132 - Automatic Data Processing Stock 133. - Bank of America Stock 134. - Bemis Stock !35. - BPPLC Stock 236. - CGM Focus Fund

(See Col~ BI md 2. Vaiue C~

J -~15,0~ or i~

K =S15.O0I - $50,000

L =S50,001 - ~100,~

M =Si 00,001 - $250,000

F~NCIAL DISCLOSU~ ~PORT

N~me of Person Repor~ag

Date of Report

Page 12 of 18

Mur~a, J. Ga~an

NO~ ~ reportable income, assets, or ~ansactions.) Descdp~on ~ Asse~ (includ~g wast a~e~) Place "~" a~ each ~c~e d~ng r~o~ng pefi~ Gm~s value at ~d ~ Transitions du~ng reposing period

<~1 1 (~)

(~)

(~1

] (~) I (3) ~ (~)

(5)

137. - CitigoR~ Stock 138. ~ Conoco P~il~ps Steck 139. -CN~S Co~. Stock 140. - Dover Co~. Stock 141. - Fed HomeMtg Co~ 142. - Fore B~an~ Stock 143. - FPL Gruup 144_ - Fra~ Res. Stock 145. - GS Fed~al F~d 146. 147. ]48. ]49. 150. ] 51. HCP S~ock Ill~nois Tool Wks Stock !Share MSCI ~und IShare Midcap Fun~ IShare Small CapFund Jonson & lo~son Stock " , Buy J 04130/09 Buy 0~/25/09 ~ J

] 52. - ~meo KealW Stock 153. - Mathews ~i~F~d ~ Buy 03/i7/09 J

(See Columm B1 and D4) 2. Value C~es

) ~ 15,000 or ~

K ~$15,001 - S50,0~

L =$50,001 - $100,~

M ~ 100.O0~ - ~250,000

FLNA~.NC!AL DISCLOS~ ~PORT Page 13 of 18

Name of Person Repor~ng

Date

. ] Murtha. J.

6/~9/2o~0

NO~ ~ro reportable income, assets, or ~ansactio~.) A. Description clarets (~lu~g ~st ~ze~) Place "(X)" ~ter ~ch ~set .... pt ~om prior ~sclo~e B. ~come d~g r~ocing period (2) O)~ ~ t.~o~nt ] T~e (e.g., Cod~ ! [div., renk (A-H) or int.) C. Oro~ value at ~d efr~ng ~iod ~ (2) (~) O) Value Value T~e (~.g., buy, sen, Co8~ 2 MeScal CMe 3 redemption) (I-P) D. T~s~fions cluing repo~ng p~od (3) !,~ Gain . [ Date~~~V~ue ~=~@ [ Code 2 [ { (I-P) i (A-~ ~

Td~ntiw (ifpfi~

] 5~. - Maxim ~t~ated Pro~. Stock 155_ - Mi~osoR Co~. 156. - MSC Indus~al D~eet Stock !57. - NoNa Stock 158. - Norris Stock 159. - Omnic~ Grou~ Stuck !60~ - Paterson Utl Ener~ Stock 161. - Pepsico, Inc. Stock 162. - Procter & Gamble Stock 163. - Roche Hol~ng Smek 164. - Roya! Dutch She~ Stock ! 65. - Sanog A~tis Stock i66. - St~ke~ Co~. Sl~ck 167. - Target Corp. St~ek 168. - United Teehnolo~e~ Stock ] 69. - US Baneo~ Stock !70. - US Tips Bond

B~y

03/17109

Buy " Sold

08/25/09 J

08125/09 J

Sold

08/25/09

Buy

04/13/09 I

(See Columm BI md ~) 2. Vabae C~es

F -S 50,001 - $I 00,00O J =$15,000 or less

G =$100,001 - $i,0W,000 K =$15,001 - $50,000

ill =$1 ~0~,~i - $5,000,000 L ~50,~! - $I00 000

~ =More %~ $5,000,000 M ~100,001 - $2~,000

FINA~NCIAL DISCLOSURE REPORT Page 14 of 18

t ~u~ha, J. Ga~an

~29/2010

NONE ~o reportable income, assets ortransactions.)


A. D~cnption of Asse~ (inel~g ~t ass~) ~l~e "GQ" after ~eh ~mt exempt~omFzior~selov~e " B. C. N~me d~g r~g ~od of x~RivN period ~ount 7~e (e.g., ICodel [ N ...... t, (A-~ [ or Nt.) [ V~e I Code2 (J-P) Value I Me~ Code 3 ~e (e.g., buy, selI, redemption) D.

Date Value , Ga~ ~d~[Code2 ICodel ~ (J-P) ~ (A-H)

id=~" 0f buy~isell~ (ifp~va~

! 71. - V~ard Em~Nn MNs Smek 172. - %tells Fargo Stock 173. - Wm Blair !ntl Fund Sold B int./Div. Closed Distribuled [" Distributed Distributed Distribmed Distributed Dis~buted E Div. & Int. P1 T Open Open Open 0~/07/09 01/07/09 01107/09 K M M 08/18/09 01/07/09 01/07/09 01107/09 01/07/09 01/07/09 01/07/09 01/07/09 J O K M L L M M Trust #2 See note 1

i17~. Estate #1
i75, - Coca Cola i 176. - Columbia Dividend Income Fund 1"177. - Columbia Large Cap Grov,th Fund ! 178. - Dreyl~as Tax Exempt Cash Fund 179o - MiFS Ser Intl Fund 180. - TevaPharmaceufica! Stock 18 i. Tru.st #2 182. - Coca Co!a 182. - Columbia Dividend income Fund 184. - Columbia Large Cap Growth Fund 185. - Dreyfl~s Tax Exempt Cash Fund 186. - Kaman Stock

FI~qANCIAL DISCLOSURE REPORT Page 15 of 18

N .... Murtha, .}. Garvau 6/29/2010

VII. L-NVESTM_ENTS an d TRUSTS - ~co,,. ,,z,e. t,~,,~eao,~ a.a.a~ t~e of spots, ~a zep,nae~t ~aua~,~. see p~. seao of fil~ ins~)
NO~ ~ r~ortab[e income, ~sets, or tr~sactions.)

~.
D~efipfion of Asse~ (ineiu~g ~st asseB) Plac~"~"~er~ch~s~:

~
[, ~

B.
~eome d~g repo~ieg period

C.
Gro~ value a~ end

........................... B7 ..........................
Trama~ons d~ repoa~g p~od

~ o) [ (2)
~ (A.-H) [

]~ount[ T~e(e_g., or ink)

Value (~-P)

o)

(2)
Value Code3

T~e(e.g., ~d~mpdo~)

o)

(2)
~ Da~ ~ I.

(~) ! (4)
VMue [ G~n (l-p~ ~ (A-~

{5)
idenfi~o buy~!sdl~ (if private

L ....... ............
188. - Teva Pha~aceufi~l F~d 189. Me~ll L~ch ~ 190. - Aberdeen Equity Fund 191. 192. 193. - Alliance BemsteLu lntl Fund - _A.~aerica~ C~towth Fund - Blackrock G!obal ~tmd C ~v. & ~t. M T Buy Sold Sold Buy 07/22/09 07/22/09 07/22!09 07/22/09 J J J J I {)pen [ 01/07/09 M

194. - C~tigroup Stock t95. - First Tr Nas{[aq Fund 196. - First Tr ISE Revere Fund 197. - Fra,tk]in Stritegie F,,md 198. - Hartford Cap App~ee. Fund i99. - Henderson Intl Fund Buy Sold ]Buy Buy Bny 07~2/09 07/22/09 07/22/09 07/22/09 07~2/09 Buy Buy Buy 07122109 07/22/09 07/22/09

200. - Highland Long/Short Fund 201. - HotcKkis & Wiley Midcap Fund 202. - 1shares Fund 203. - Ivy, Asset Strategy Fund 204. - Janus Fore. Fund

1. Income (}air. Cedes:

A ~$1,000 or Ies~

B ~$1,00l - $2,500

C =$2,501 - $5,000

D *.%,001 $! 5,000

850.~09

{See CoIu~ ~i ~d D3)

N ~$250,00] - $500,000

O ~50O,00l - $1 ,~0,0~

PI ~SI ~J,001 - $5,000.000

P2 ~5,0O0,{lO! - $25 0~} ~O

FINANCIAL- DISCLOSLrlLE REPORT ] ~ o*~e~o~ R~o~g


Page 16 of 1 8 [ Mu~h~ Z. Ga~an
NONE ~o reportable income, assets, or ~ansac~ons.)
Descripfon of ~se~ (inelu~g ~st ~s~s) Pl~e "~" ~t~ ~ch ~zet exempt ~om prior ~sc!osa~e [ lneome during ~ r~o~fing pefi~ ~"-7 (2) [ ~oun~ t T~ (e.g., C~e 1 [ div., reng ] (A-m ~ or Jnt) (~osx v~xe at ~d 0f r~o~ng (I) I (2) VM~e ~ Value Code 2 [ Me~ (JJ) [ C~e 3 T~saetio~ (t) T~e (e.g., bw, sel!, redemption) ~ (2) (3) (4) I ~ Date Value { mmid~~ c~e 2 Code 1 i (I-P) <A-~ [

~t~ o~aepo~
6129/2010

(5) buy~/sell~ (ifpfiva~

205. ~ - Legg M~on Fund 206. - Loomis Sayles S~ateNc F~d 207. - Lord Abbett Midca~ F~d 208. - Mainstay Mideap Gro~ F~d 209. - MFS Va~ue Fund 210. - Natixis ASG Globa} F~d 21 I. - PIMCO Emerg ~s Bd Buy Buy Buy Buy ~ Sold Buy Buy 0"7/22/09 07/2~09 07/22/09 07/22/09 07;22/09 07/22/09 07/22/09 j J J J J J . So]d Sotd Sold Buy Buy 0712~09 07~09 ~ J 07222/09 i J i08/~/09 10?28/09 J J

212. - Pioneer Cullen Value F~d ~ a~. - Powersh~res F~d 214. - SPDR Gold Tn~st 215. - Su~e6ca S~ate~c Fund 216. - Touchst~eMidcap Grow~ F~d 21). - Van Eck.Global Fund 218. - Vanguard Gro~h ETF 219. - Vanward Tota~ Fund ~ ~0, Trast 1 ~) Income B~eficia~ ~ .... ~ D Dis~bution M {

(See Colu~ ~! ~d 04) 2, Value Gode~ (~t: ~otumns C1 a~d D3) 3. Value Me~od Cod~

F =$50.001 - SI ~,600 J =$i 5,0~ or 1~ N =$250,~I - $500,000 P3 =$25,0~,001 - $50.000,000 Q =A~isM

O =~,00~ - S:.000,0~ K =$15,001 - 350,000 ~, -S5()0,00i + 51.000.900 R =C~t (Re~ Estate Oaly)

~! =St.000.00! - ~5,000,000 L ~$50,001 - $100,000 PI =$i,000,001 - $5,000,000 P4 =Mere :h~ $5000,000 S =A~essme~t

~ =M~e ~ S~.C00.O~ M =$100,00l - $250,0011 P2 =$5,000,0~I - 325,0~,000 T =C~sh M~ket

FINANCIALDISCLOSURE, REPORT
Page 17 of ! 8

[Name
[ M.rth~, ~. ~-~n I

of Person Reporfi~ag

Date of 1Zepor~

6/29/2010

VIII. ADDITIONAL ENFORMATION OR EXPLANATIONS. and~epa,* of~.,o.


Not~ #1 -- Line 174 Estate #1 closed 1/7/2009; a]I assets decreed to T~"ust #2.

F.h-NANCIAL DISCLOSURE, REPORT I~ .... ~tersoa R.portirtg~ Page 1 8 of 1 8 II Mnrtha, d. Garvan[ 6/29!2010 IX. CERTIFICATION.

])at~ of R~por,

I certi~ that all information ~ven above (including tnfor~aation pertaining to my spouse and minor or dependent children, if any) is accurate, ~ue, anti complete to the best ol my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from our_side employment and honoraria anti the acceptance of ~fts which have been reported are in eoraplia~lce wzith the provisions of 5 U.S.C. app. 50I et. seq, 5 ZI.S.C. 7353, and Judicial Conference regulations.

FILING INSTRUCTIONS Mail sighted original and 3 additional copies Comrnitlee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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