Professional Documents
Culture Documents
~e~. 1]20~0
xo w
[
[
1. Person ~eporfing (last name, firs~ middle i~tial) Murtha, 3. Garvan 4, ~tle (Article III judges indicate active or senior stems; maglstmte judges indicate f~ll- or part-time)
2. Court or Organization U.S. DisuSct Co~,u-t - Vermvu~ So. Report Type (cheek appropriate type) [] Nomi~atior., Date
7. Chambers or Oftice Address U~ted States District Court P.O. Box 760 Bmttleboro, VT 05302-0760
5b. ~ AmendedP, eport 8. On the basis of the information contained ia tltis Report and any modifications pertahting thereto, it is, i~ my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date
IMPORTANT NOTES: The instructions aeeompanyir~g this form must be followed. Complete all parts,
checking the NO.NE box for each part where you have no reportable informatior~ Sign on lastpage.
~:.
1.
Date of Report
~/2~2~o
INCOME
(yours, not spouses)
B. Spouses Non-Investment Income - ~f you were married during anyportion of the repor&tg year., complete this section.
(1;ollar a~r, ount not required e_~:cept for honorarit~.)
~V~
2. 3. 4.
(Yncfude,~ those to s~ouse and dependent chil~; see pp. 25-27 q~filing i~cfio~.)
~
I. 2.
DATES
LOCATION
P~OSE
3.
4. 5.
Page 3 of 18
Date of Report
6~9~0~0
NONE ~o reportable
SO~CE
i. 2. 3. 4.
DESC~PT~ON
5.
VI. LIABILITIES. ancludes the,de o~rspottse and dependent children; see PI~. 32-33 of filing itttruetions.)
[] NONE (No reportable liabilities. .CREDITOR
1.
2. 3. 4.
DESCR2PTION
VALUE CODE
5.
~0~ ~o reportable income, assets, or ~ansaetionsO A. D~efipdon of Assets (incl~g ~t ~se~) Place "(~" a~ each ~set e~mpt from ~or ~se!o~re , B. C. ] ~om~ d~g ~ Gross v~ue at end ~ reposing period i ofreporhng p~od ~~ ~ (2) ~ (1) Value Value Amo~mt ~e (e.g., C~ 2 Me~md ~ Code 1 air., ~nt, or LnQ (J-P) ~de 3 (Q-~ A Dividend None A A A A Di~dend Di~ddeM Dividend Dividend None A Dividend None A A A A A A A A Dividend Dividend Dividend interest Dividend Dividend Dividend In~ crest J T J J J J J K J J J T T T T T T T T T Sold 02,"24/09 J i ~ ] Buy 02/24/09 J Y T Sold 02124/09 J J K ~ T Buy Sold 08/25~09 02/24/09 J J T D. Trmsacdo~ Da~ i Value ~ GNn , [mm/d~ ~ ~de 2 ~ C~e 1 [ ]de~iW of b~fsell~ (ifp~vate transition)
1. [2. 3. 4. ~ 5. 6. 7.
Aecenmre PLC Stock, fo~eriy Accenmre L~. Cl~s A Stock ~gen Co--on Stock Automatic Data Processing Stock B~ of Ame~ca Stock Bemis Company Common Stock Ca~ay B~ Co--on Stock Cisco Systems Common Stock CVS Corp. Stock Eaglccrest Expl.oratioxxs Stock Ecolab Common Stock Emerson .Electric Stock Exxon-Mobil Common Stock GS Federal Fund #520 Fo;mne Brands Stock FPL Group Inc. Stuck Franklin Resource Stock Income Money Market Fund
i8.
9. i0. 1 !. i2. 13. i4. 15. ! 6. !7.
~. ~ST~NTS and TRUSTS - ~o~:, ~i~, ~ .... ~ :~,~ t~o~, of ~o~ ~ a~r~.a,~ ~ha~,~; ~, ~. S~-~O
~0~ ~o reportable income, ~sets, or ~-ansactio~q.)
1 l
Income d~g Gross valn~ at end reposing ~fiod of reposing ~od ~o~t ~ Code I ~pe (e.g., div., rent, Value Code 2 Y~e Me~od T~e @.g., buy, sell,
(2) } (3)
(4)
Id~fi~ of
18. 19. 20. 2 i. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.
~t~l Co~. Stock Ishare Midcap Index 400 Fund 1share MSCI Fund 1share Small Cap 600 Fund Kaman Corp. Common Stock Kraft Foods, Inc. Stock Maxim Integrated Prods. Stock McDonalds Com.. Stock McGraw Hill Stock Medtronic: Inc. Corn.toGa Stock Microsoft Corp. Stock Nokia C0rnmon Stock Ommcom Group Common Stock Pepsico Cotmnon Stock P,mco Commodity Fmad Pimco Real Return Fund Procter &Gamble S|ock i
A A A A A A A A A A A A A A i A A A
Di~ddend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend [
J J J J J J
T T T T T T
Buy
02124/09
Buy Sold
J J J J
Buy Sold
K J
J J J J J
T T T T T [
E =$15,001
PageFLNANCLAL6
NONE ~o repo~able income, assets, or ~ansac~on~.) A. D~cfipfion of Ass~ (inclu~g ~st assas) Place "~" ~r ~ch n~set vxsmpt~ompfior~sclo~ B. ~come dufi~ ,~fing ~fi~ ~t Cod~1 (A-~ C. Gross v~ at ~nd of rearing p~fiod ~ Value :, M~hod [ C~ 3 D. Tr~sactio~ dung ~po~ing peri~
35. 36. 37. 38. 39. 40. 4!. 42. 43. 44. 45. 46, 47. 48_ 49. 50. 51.
U.S. B~co~ ~to~ Vanguard Emerging iVIk~ Stock Waste Management Stock Wells Fargo Stock Merchants Bank Account Brattleboro Coun~-y Club Bond Bra~leboro TemAs C!ub, VT Stock Ocean Reef Yacht Club TJmeshare ~Limited Partnership #1 - Automatic Data Processing Stock - Becton Dick.iv, son Stock - CVS Caremark - Columbia Dividend income Fund - Columbia Lg. Cap Growth Fund - Columbia Mid-Cap Index Fund - Columbia Small Cap Index Fund - Dreyfus Tax Exempt Fund
A A A A A A
Sold
02/24/09
Buy Sold
08,~5/09 02/24/09
i
~
] [ ~
.~ ....f~ ....
Place"(~"afiereach~set
.~ount~ T}~@.g.,
Valu~ ~ Value
G~n [
Id~tof
- P~sieo Stock - Procter & Gamble Stock - Target Stock - ~Nted Tec~otogies Stock - ~a~ ~tl Ndex F~d Buy 12/21/09 K
Div. &hat.
P1
T I Buy
Sold
03/25/09
05/08/09
L
L
Buy
01/2t/09 i
67. 68.
Da~, ofan.0rt
6/29/2010
i
I ]
B.
haoome d ~l~,ng rope=inS period Type (e.g., div., rear, or int.)
C.
Gross valu~ at ~nd of ,~-perting period
D.
Transactions durLng reporting period
Value Code 2 i Method buy, sell., ]mc-rdd&yy Code 2 !I Code 1 I (J-P) [ Code 3 redemption) i ] (J-P) [ (A-H) I
6~.
T =C~b Marke~
Date of l~epu~
~, J. Gagman
6~9/2~1~
~. ~STMENTS and TRUSTS - ~o~. ~.~.~, ,ra~acdo~ ancMes those of sp ..... d depe~t ch~&en; see pp. 34-60 of f~~ instru~ons.)
~0~ ~ro reportable income, assets, or ~ansactions) A. D~erip~on of ~sse~ 0nc],~g ~st &~sets) Place "(X3" ~w eaff~ asset exempt from prior diselos~e B. i~ome d~g r~o~ng ~od ~o~t Txye (e.g., Code 1 ~ div., rent, C, Oross v~ue a~ ~nd of r~o~/ng pe~od D. Tmuso~ons ~ng ~o~ng ~od
O)
(2)
(~
Value Cod~ 2
(2)
VaIue Me~od
O)
buy, sell,
~ (2)
(3) ~ (~
(5)
buyer/seller
imP@ } Code 2
- ~ecto~ Dickinson Stock - ~S ~rem~k - Col~bia Nfid Cap Index Fund - Columbia Small Cap ~dex F~d - ~)re~s Tax Exempt F~d - ~S Set lntl F~d - OraeleStock - T~getStock - UnttedTechnologies Stock ~ L~ted P~nership #4 - AT&TStock - ~a~k of~efica Slock - Cate~llar Stock - Co~a Cola Stock Buy 03/19/09 O Sold 05/08/09 I L G ]nt.~iv. PI Sold 03/19/09
IO0. - Columbia CT Bond Fund !01. - Columbia Mid Cap Fd .... i02. ~ C.oiumbia Mngt lledge Fd
t
~ =$15,00I - $50,000 L ~$50,001 - $100,0~ M =$I00,00! -$250,00~
2. V~ue Codts
J ~15,~ or less
m,e of R~ro~
6/2912010
[
~
B.
~come d~ag repo~ng pe6od T~e (e.g., div., r~ or int.)
C.
Gross value at end of re~a~g p~iod Va~e Code 2 (I-P) Value ~ Me~xo6 ~ Code 3 T~e (e.g., buy, ~e~,
n.
Tz~sactions ~ng re~ng
(A-H)
0fpfivate
106. - Dreyfus Tax Exempt Fund 107. - Exxon Mobil Stock 108. - FPL Group Stock
Buy
03/25/09
109. - Oeaxzyme Stock Harbor lmi Fund i h - HewJett Packard Stock 1 Iz. - Houston Tex Arpt Bonds 1 !3. - Jobmson & JoBnson Stock ~4, - Kellogg Stock 1 !-<. - Lubr~zol Corr,. Stock
Buy Sold
01./23/09 07/01/09 i
Sold
03/25/09 L
116. - MFS Set Intl Fund I]7. - NI~eroso Stock 1 ]8. - Monsanto Stock Buy 01/23/09 L
In~.omc Gain Codc~: (See Col~s B1 md D~) 2. Value C~e~ (See Columns CI md D3) Value Me~hod Codes (See Colucm C2)
A -$i,000 or Mss F ~$50,00~ - $100,~0 J =$15,0~ or ~ N =$~0,001 - $500,000 ?3 =$25,000,001 - ~50,000,~0 Q =Appraisal U ~Book Value
B uS],00] - $2,500 G ~$100,001 - $I,000,000 K=S!5,001-$50.000 O ~500,00~ - SI,000,00O R ~ost (R~ 5SlOe O~y) =Other
C =$2,501 - $5,000 H] =Si.000,001 - $5,000,~ i=SSO.~l-SlO0,O00 PI =$1,000,001 - $5,000,000 PZ =More th~ $50,000,000 5 =A~em W ~imated
D =$5,001 - $~5,000 ~ ~Mor ~m $5,~0,000 M =$100,001 $250,000 ~ =~5,0~,~31 - ~25.000,~ T =C~h ~ket
E =$I 5,00!
r~turt~ 3. Garvan ]
6~9/2010
~I. ~ST~-NTS and TRUSTS -~o~,, ~,, ~ ..... ao~, ~d,,a,s ~,,~, of ~p ..... ~ aepe~nt chU&en; see p~. 34-60 offillng insnucao~.)
NONE (No reportable income, assets, or transactiom.)
Deaefip~on of A~e~ (inclu~g ~st as~) ~l~e "(~" ~er each ~set ~ ~c~me d~g ~ repo~ng ~fi~ .~ou~ [ T~e (e.g., (A-~ or mr.) Gross value a~ e~d of ~po~g pe~od Value (J-P) Vz]ue Co~ 3 T~ (e.g., r~dempfio~ ~ T~nsacfions during r~o~ng period
Date
120.
!23. - Teva Pha~aoeufieal Stock 124. - United "echnologies Stock 125. - U.S. Bankco~ Del !26. - "Van~mrd Intl Fund 127. "128. Trust Company ofVT - IR& - Abbott Labs Stock Buy 01,r23/09 M
129. - Accenture Ltd. Stock ]30. - Apache CoT. Stock Sold 03/17/09 I
13i. - Arrow Electronics Stock 132 - Automatic Data Processing Stock 133. - Bank of America Stock 134. - Bemis Stock !35. - BPPLC Stock 236. - CGM Focus Fund
J -~15,0~ or i~
K =S15.O0I - $50,000
L =S50,001 - ~100,~
Date of Report
Page 12 of 18
Mur~a, J. Ga~an
NO~ ~ reportable income, assets, or ~ansactions.) Descdp~on ~ Asse~ (includ~g wast a~e~) Place "~" a~ each ~c~e d~ng r~o~ng pefi~ Gm~s value at ~d ~ Transitions du~ng reposing period
<~1 1 (~)
(~)
(~1
(5)
137. - CitigoR~ Stock 138. ~ Conoco P~il~ps Steck 139. -CN~S Co~. Stock 140. - Dover Co~. Stock 141. - Fed HomeMtg Co~ 142. - Fore B~an~ Stock 143. - FPL Gruup 144_ - Fra~ Res. Stock 145. - GS Fed~al F~d 146. 147. ]48. ]49. 150. ] 51. HCP S~ock Ill~nois Tool Wks Stock !Share MSCI ~und IShare Midcap Fun~ IShare Small CapFund Jonson & lo~son Stock " , Buy J 04130/09 Buy 0~/25/09 ~ J
) ~ 15,000 or ~
K ~$15,001 - S50,0~
L =$50,001 - $100,~
M ~ 100.O0~ - ~250,000
Date
. ] Murtha. J.
6/~9/2o~0
NO~ ~ro reportable income, assets, or ~ansactio~.) A. Description clarets (~lu~g ~st ~ze~) Place "(X)" ~ter ~ch ~set .... pt ~om prior ~sclo~e B. ~come d~g r~ocing period (2) O)~ ~ t.~o~nt ] T~e (e.g., Cod~ ! [div., renk (A-H) or int.) C. Oro~ value at ~d efr~ng ~iod ~ (2) (~) O) Value Value T~e (~.g., buy, sen, Co8~ 2 MeScal CMe 3 redemption) (I-P) D. T~s~fions cluing repo~ng p~od (3) !,~ Gain . [ Date~~~V~ue ~=~@ [ Code 2 [ { (I-P) i (A-~ ~
Td~ntiw (ifpfi~
] 5~. - Maxim ~t~ated Pro~. Stock 155_ - Mi~osoR Co~. 156. - MSC Indus~al D~eet Stock !57. - NoNa Stock 158. - Norris Stock 159. - Omnic~ Grou~ Stuck !60~ - Paterson Utl Ener~ Stock 161. - Pepsico, Inc. Stock 162. - Procter & Gamble Stock 163. - Roche Hol~ng Smek 164. - Roya! Dutch She~ Stock ! 65. - Sanog A~tis Stock i66. - St~ke~ Co~. Sl~ck 167. - Target Corp. St~ek 168. - United Teehnolo~e~ Stock ] 69. - US Baneo~ Stock !70. - US Tips Bond
B~y
03/17109
08/25/09 J
08125/09 J
Sold
08/25/09
Buy
04/13/09 I
t ~u~ha, J. Ga~an
~29/2010
! 71. - V~ard Em~Nn MNs Smek 172. - %tells Fargo Stock 173. - Wm Blair !ntl Fund Sold B int./Div. Closed Distribuled [" Distributed Distributed Distribmed Distributed Dis~buted E Div. & Int. P1 T Open Open Open 0~/07/09 01/07/09 01107/09 K M M 08/18/09 01/07/09 01/07/09 01107/09 01/07/09 01/07/09 01/07/09 01/07/09 J O K M L L M M Trust #2 See note 1
i17~. Estate #1
i75, - Coca Cola i 176. - Columbia Dividend Income Fund 1"177. - Columbia Large Cap Grov,th Fund ! 178. - Dreyl~as Tax Exempt Cash Fund 179o - MiFS Ser Intl Fund 180. - TevaPharmaceufica! Stock 18 i. Tru.st #2 182. - Coca Co!a 182. - Columbia Dividend income Fund 184. - Columbia Large Cap Growth Fund 185. - Dreyfl~s Tax Exempt Cash Fund 186. - Kaman Stock
VII. L-NVESTM_ENTS an d TRUSTS - ~co,,. ,,z,e. t,~,,~eao,~ a.a.a~ t~e of spots, ~a zep,nae~t ~aua~,~. see p~. seao of fil~ ins~)
NO~ ~ r~ortab[e income, ~sets, or tr~sactions.)
~.
D~efipfion of Asse~ (ineiu~g ~st asseB) Plac~"~"~er~ch~s~:
~
[, ~
B.
~eome d~g repo~ieg period
C.
Gro~ value a~ end
........................... B7 ..........................
Trama~ons d~ repoa~g p~od
~ o) [ (2)
~ (A.-H) [
Value (~-P)
o)
(2)
Value Code3
T~e(e.g., ~d~mpdo~)
o)
(2)
~ Da~ ~ I.
(~) ! (4)
VMue [ G~n (l-p~ ~ (A-~
{5)
idenfi~o buy~!sdl~ (if private
L ....... ............
188. - Teva Pha~aceufi~l F~d 189. Me~ll L~ch ~ 190. - Aberdeen Equity Fund 191. 192. 193. - Alliance BemsteLu lntl Fund - _A.~aerica~ C~towth Fund - Blackrock G!obal ~tmd C ~v. & ~t. M T Buy Sold Sold Buy 07/22/09 07/22/09 07/22!09 07/22/09 J J J J I {)pen [ 01/07/09 M
194. - C~tigroup Stock t95. - First Tr Nas{[aq Fund 196. - First Tr ISE Revere Fund 197. - Fra,tk]in Stritegie F,,md 198. - Hartford Cap App~ee. Fund i99. - Henderson Intl Fund Buy Sold ]Buy Buy Bny 07~2/09 07/22/09 07/22/09 07/22/09 07~2/09 Buy Buy Buy 07122109 07/22/09 07/22/09
200. - Highland Long/Short Fund 201. - HotcKkis & Wiley Midcap Fund 202. - 1shares Fund 203. - Ivy, Asset Strategy Fund 204. - Janus Fore. Fund
A ~$1,000 or Ies~
B ~$1,00l - $2,500
C =$2,501 - $5,000
D *.%,001 $! 5,000
850.~09
N ~$250,00] - $500,000
O ~50O,00l - $1 ,~0,0~
~t~ o~aepo~
6129/2010
205. ~ - Legg M~on Fund 206. - Loomis Sayles S~ateNc F~d 207. - Lord Abbett Midca~ F~d 208. - Mainstay Mideap Gro~ F~d 209. - MFS Va~ue Fund 210. - Natixis ASG Globa} F~d 21 I. - PIMCO Emerg ~s Bd Buy Buy Buy Buy ~ Sold Buy Buy 0"7/22/09 07/2~09 07/22/09 07/22/09 07;22/09 07/22/09 07/22/09 j J J J J J . So]d Sotd Sold Buy Buy 0712~09 07~09 ~ J 07222/09 i J i08/~/09 10?28/09 J J
212. - Pioneer Cullen Value F~d ~ a~. - Powersh~res F~d 214. - SPDR Gold Tn~st 215. - Su~e6ca S~ate~c Fund 216. - Touchst~eMidcap Grow~ F~d 21). - Van Eck.Global Fund 218. - Vanguard Gro~h ETF 219. - Vanward Tota~ Fund ~ ~0, Trast 1 ~) Income B~eficia~ ~ .... ~ D Dis~bution M {
(See Colu~ ~! ~d 04) 2, Value Gode~ (~t: ~otumns C1 a~d D3) 3. Value Me~od Cod~
O =~,00~ - S:.000,0~ K =$15,001 - 350,000 ~, -S5()0,00i + 51.000.900 R =C~t (Re~ Estate Oaly)
~! =St.000.00! - ~5,000,000 L ~$50,001 - $100,000 PI =$i,000,001 - $5,000,000 P4 =Mere :h~ $5000,000 S =A~essme~t
FINANCIALDISCLOSURE, REPORT
Page 17 of ! 8
[Name
[ M.rth~, ~. ~-~n I
of Person Reporfi~ag
Date of 1Zepor~
6/29/2010
F.h-NANCIAL DISCLOSURE, REPORT I~ .... ~tersoa R.portirtg~ Page 1 8 of 1 8 II Mnrtha, d. Garvan[ 6/29!2010 IX. CERTIFICATION.
])at~ of R~por,
I certi~ that all information ~ven above (including tnfor~aation pertaining to my spouse and minor or dependent children, if any) is accurate, ~ue, anti complete to the best ol my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. l further certify that earned income from our_side employment and honoraria anti the acceptance of ~fts which have been reported are in eoraplia~lce wzith the provisions of 5 U.S.C. app. 50I et. seq, 5 ZI.S.C. 7353, and Judicial Conference regulations.
FILING INSTRUCTIONS Mail sighted original and 3 additional copies Comrnitlee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544