AO 10

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2009
2. Court or Organizatlan US District Court -SDNY
Sa. Report Type (check appropriate type) ~ Nomination, Date ~ Annual . ~ Final

hey. t /2olo
I, Pe~on Reporting (last name, first, middle initial) Ceda~baur~, Miriam G.
4. Title (A~ticle ill judges indicate active or senior status; magisl~t judges indi~lc ~ull- ur US District Judge- Senior

Report Required by the Ethics in Government Act of 1978

t5 u.s.c, app. 1o1.111)

3. Date of Report 05/07/2010
6. Reporti~tg Period 01~1/2~9 t* 1~1~0~

~ Initial

7. ~hambt~ or O~c~ Addr~s US ~urt House 5~ Pearl S~ect New York, NY 10~7

& On the b~sis of the Int~ation ~ontlined in Ibis Repo~ lad ~n~ modifications fl~H~inin~ thereto, il i~, in m~ opinion, in ~mplinnce with applicable Itw/and r~ulalion~

Rev~g O~c~r,

Date

IMPORTANT NOTES: The instructions accompanying thls form must be followed. Complete all pa~x,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSI"flONS. (Reporting in,~i,++tuat o.ty; ,,e pt,. +-~ of filing instrucaons.)

[--] NONE (No reportable positions.)
POSITION 1. 2. 3. Trustee Trusle Board Member ........... Emerita Barnard College Trust # 1 ] Apartment Corporation NAME OF ORGANIZATION/ENTITY

4.

II. AGF, zEEMENTS, eR~,o,+,x individual only; see pp. 14-16 of liling instructions,)
NONE (No reportable agreements.) DATE
1.

PARTIES AND TERMS

Cedarbaum, Miriam G.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Re~r|ing I

Date of Report

Cedarbaum, Miriam G.

05/07, 010

HI. NON-INVESTMENT INCOME. tR,po~l,g individuM and sp ....

A. Filers Non-Investment Income NONE (No reportable non-investment income.)

; Set pp. 17-24 Of filing instructions.)

DATE
1. 2009 2. 21PO9 3. 4.

SOURCE AND TYPE

Davis Polk & Wardwell Pension Museum of Modern A~ Pension Trust-Pension

(your~, not spouses)

$10,212.81 $1,745.88

INCOME

B. Spouse s Non-Investment Income - U~ou we~ marded during anj po~ion o~the ~po~n~ ~e~, omp~e ~his ~e~ion.
(Dollar amount ~ot re#uired except for honorarY)

NONE (Ro re~rtable non-investment income.)

~
1. 2. 3. 4.

SOURCE ~D ~PE

IV. REIMBURSEMENTS -~,~ro,~o,,, ~,~,

(Includes thos~ to spouse and dependent children; see pp. 25-27 of ]iling instructions.)

NONE (No reportable reimbursements.)

SOURCE
1.
2. 3. 4.

DATES

LOCATION

PURPOSE

ITEM~ PAID OR PROVIDED

5.

Name or Person Reporting

Date or Repor~

PageFINANCIAL3 of 9 DISCLOSURE REPORT I Cedarbaum, Miriam G.

05/07/2010

V. GIFTS. a.d,,a..
NONE (/go repotable gifts.)
SOURCE
1.

DESCRIPTION

VALUE

2.
3. 4.

5.

~]

NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE

1. 2. 3. 4.

5.

FINANCIAL DISCLOSU RE REPORT

Sa=e Of Person Reporting Cedarbaum, Miriam G.

Date of Report 05/07/2010

Page 4 of 9

VII, INVESTMENTS and TRUSTS .. i.co,~e, ,,~t.e, ~ra...,tio.. annual, fhn. oI ,~o~re ~ ~,~ ,~U.~; ,~ r,. ~0 ~ :t~ ~,~
NONE (No reportable income, assets, or tramactions.) A. Des~iption of Agsets (i~ludlng t~sl assets) Pta~(~" after each ~sct exempt from prior disclosure B. In.me during ~po~ing pefi~ :~nt ~~1 (A-~ ~ Gro~ value at end of re~rting pefi~ ~ [ ~ D. Transact~ during re~ng ~fi~

O)

Ty~ (.g., d~.. ren~ or inL)

(2)

(I) t (2)
Value ~e 2 (l-P) [ Value : Me~hod C~ 3

(x)
T~ (,g., buy,~ll, r~dem~ion)

(2) I O) I (4)
Date mm/~yy Value ] Gain ~e 2 ~de I ] (J-P) (A-H)

(~)
Identity of buyer/seller (if private

1.

HSB~ IRAS

Interest

2.
3. 4.

Nassau County, NY Bonds-ll/15/13

New York State G. O. Bond-11/15118 New York St Durra Auth Revs ST

B
B A

Interest
Interest Interest

K
K ff

T
T T

5, 6.

NY NY Man WTR Fin Auth-6/15/15 NY NY Mun WTR Fin Auth-6/15/17

B B

Interest Interest

K K

T T

8, 9. 10.

HSBC DEPOSIT ACCOUNTS New York Trans Fin-Future Tax Seed 2/1113 NYS UDC PIT-3/15115

B B B B B B B B B B

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

M K K K K K K K K K

T T T T T T T T T T

11. NY Thruway Fuel TX MBIA-4/1/13 12. 13. Long IslandPwr, NY-6/I/13 NYEnvironmental facs 6/15/13

14. NY Envirnmntl PITFGIC 12/15/13 15. 16. 17. NYSThruway SVC CTRCT-411/14 NY UDC Per Inc TX FGIC-3/I 5/12 Virgin Island PFA RumTax-10/l/lg

1. Income Gain Codes: 2. Valae Cocl~ (See Columns CI and D3) .t. Value Method Cod~

A -$1.000 or ks~ J =$15,00G or less N =$250,001 - $500.I~0 Q =Appraisal

B .$1,001 - $2~00 g =$15.001 - $50,000 O =$500,001 - $1,000,I:~0 R =Cost (Real Estate Only)

C -$2,501 - $5,000 L *$50,001 - $100,000 P1 =$ ],0O0,001 - $5,0~0.000 $ =Asscssrntnl

D =$5.001 - $15,000 M =$100,O0l 1r2 =$5,000,001 - 125.000,000 T =Cash Mark~:t

E ~$15,001 - $50,000

FINANCIAL DISCLOSURE REPO RT Page 5 of 9

,~m, or ee~o~ Re~orti~g

Cedarbaum, Miriam G.

[
~

Date o~
05/07/2010

VII. INYESTMENTS and TRUSTS - i~o=,, ,..~,, transactions (tacMdtx those of spouse and dependent children: see pp. J4MO of fili~g in.ffmctionx.)
NONE (No re.stable income, assets, or transactiot~.)
of A~seIs . Income during I Gross value at end Transactions dunng te~mng ~nod

Flam"(X)" after ~ach as~t exempt from prior diml~ur

~Amount . C~ 1 :(A-H)

Ty~ (.g., div., ~nt, orint.)

Va ue C~ 2 ("P)

Va u ~ Method ~d*3 l [

Ty~ ( g, buy, sell red*mplion)

Date Value I Gain i mm/~/yy Co~ 2 Co~ I (,.P) I(A.H) ]

]dentlty of (~privale

18.

~ ST %~way Svc ~-1 l/lfi/l I

Interne

19.

New York ~ Ful ~ AMBAC-4/1~0

Interest

20.

NY Dorm Men~ Health FGIC-~IS/19

Interest

21.

Indi~apolis lad ~c Pub Impt-l/l~

lnterest Dividend

2~

Johnson & Johnson ~m

~.

~u~dia National Co~

Non~

T T

24.

First Manhattan Cash & Cash ~uival~nts Brokcrage# 1 -Trust

Interest

~.

26.

-Cash & Equivalents

interest

27.

-RHJ Inlc~ational ~mmon

None

Buy (addl)

1~18~9

28.

-Am*don Expre~ ~mmon

Dividend

29.

-Berkshire Hathaway ~mmon

Non* None

K L

T T

30.

-Discovery ~dg Co~ ~mmon

31. 32.

-Johnson & Johnso~ Common -~ucadia National Corp.

Dividend

None Di~ribution

33.

~nex Co~ ~mmon

34.

1. Income G~in Codes:

A =$1.000 ot tess

[~c Colum~ C2)

O =~k V~lue

V ~h~

FINANCIAL DISCLOSURE REPORT Page 6 of 9 VII. INVESTMENTS and TRUSTS - ineo ....
A. Description of As~ts (including t~st assels) Placz "(X)" after each asset exempt from prior dlscl~sure ~ i i B. Income during reporting period

I Name of Person Reporting

[ Date of Report

I
t,,, t ..... tionx (lnctudes those of sp ......d dependent ,hildr,n; see pp. 31-60 o.tilling instructions.)
c. Gross value al end nf rel~artlng period Value Code 2 (.I-P) Value Method Code 3 ._.L. (Q-W) Type (e.g,, buy. ~11, redemption) D. Transactions during reporting p~riod Date I Value ] Gain mm/dd/yy Code 2 Code I [ (JP) / (A-H) ~ 11/16/09 L A ~ Idenlity of buyer/seller (If private transaction)

NONE (No reportable income, assets, o~" transactions,)

.
;

~AmountI Type (e.g., i Code 1 day., rent, ~! (A-h) , or int.) : B Interest

35, 36. 37. 38. 39. t~. 41. 42. 43,

-Jarnemown, NY-11/15/18

Redeemed

-Metropolitan Trans Auth -CityofNew York Bonds -N-/IqY Mun WTR Fin Auth-6/15/33 -NrC Health & Hospital-2/15/20 -PortofAuthority of NY & NJ-01/15/39 -NYSTHousingAuth-9/15/28 -NY Dorrn

B D B B B C C

Interest Interest Interest Interest Interest Interest Interest

K L K L L L

T T T T T T Redeemed 07/01109 L C Redeemed (part) 03/16/I}9 K A

45. 46. 47. 48. 49. 50. 51.

-Puerto Rico Commonwealth -William F~oyd UN-6/15/20 First Manhattan Co. Rollover IRA -Cash & Equivalents -RHJ International CommOn -American Express Common -Berkshire Hathaway Common

C B

[nterest Interest

L L

T T

Interest None

O L K K

T T T T Buy (~dd0 17.,23/09 K

Dividend None

(Sen Columns B] and I~)

F =$50,001 - $ I00,090

G =11~,~1 - $1,~,~

H] =11,~,~1 - $5.~,~

112 ~M~t ~an $5,~,~

(See Column ~)

U =~i Vi]ue

V ~lh~

W =Eslimat~

Name of Pe~on Repotting

Dale of Reporl

PageFINANCIAL7 of 9 DISCLOSURE REPORT

Cedarbauru, Miriaru G,

05/07/2010

VII. INVESTMENTS and TRUSTS -i.co=e, ~aZoe. ~n~eaon, anci~dos thos, o/ ,pouse ,nd ,~e~den, children; ftee pp.
N~NE (No reportable income, asse~, or tramactiom.)
A. ~scription of Asse~ (including trust a~) ~I~ "(X)" afl~ each ~t exem~ from prior d~cl~ure I B. In.me ~ing reposing ~od C. G~ value at end of re~ng period D. Transactions during re~ing period

o)
~nt ~1 I (A*~

(z)
T~e (e.g., ~v, ~nL orint.)

o) ] (2)
Value Code 2 (J-P) ~ Moh~ Value ~ (Q-W) [I Code3

0)
Ty~ (~.g., buy, sell, ~dempti~)

(z) I ~3)
Da~ ~ Valu~ ~ Gaini ~1~ Code 2 [ ~de i ] (J-P) , ]I(A~l] Identily of buytr/~tlet tran~tion)(ifpzivate

52.

-Disc0ve~ ~dg ~mmon

None

53. 54. 55.

-Johnson &. Johnson Corn -Leucadia National Corp -OnexCorpCommon

Dividend None None

L L K

T T T

56. 57. 58. 59.

60. 61.

Leucadia Natl corp US Trust Account (X) United States Teens Bills 4~9/09 Ascent Media Corp Ser A
Ascent Media Corp See A

Interest None

L .I M J
J

T T T T
T

Buy (addI)

10/22/09

Interest None
None

1. Income Cain (~ndcs: (See Columns B1 and D4) 2. Value Codts (See Colun~as CI and D3)

A =$1.000 or It, s F =$50.001 - $100.000 J -$15,000 or t~s,s N =$250.001 - 1;500.000

B *$1,00| - $2.500 O =$100,001 - $1,000,000 K =115,001 - $50,{X}O 0 =$500.001 - $I.D00,000

C =$2,501 - $5,000 HI =$1,000.001 - ~5,000,000 L =$50,00t - $100.1~0 PI =$1,000,001 - 15,000,000

D =$5,001 . $15.000 kl~ =More than SS,0flO,fl00 Iv{ =$10~001 - $250,000 P2

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 9

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
page 1, Section I. Positions - Position #2 Executor ofF.state #1 was terminat,~as of September 26, 2007 when estate was closed.

FINANCIAL DISCLOSURE REPORT S~me of P,.on a~po~.g Page 9 of 9 Cedarbaum, Miriam G.

IX. CERTIFICATION.

n,~, ot aepo~
05/07/2010

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, it any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned Income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signatm

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544