FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

1. Person Reporting (last name, first, middle initial) PRATT, ROBERT W.

4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization US DISTRICT COURT - SO IOWA 5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 05/11/2011

6. Reporting Period 01/01/2010 to 12/31/2010

US DISTRICT COURT JUDGE - ACTIVE

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date

US COURTHOUSE 123 E. WALNUT STREET DES MO1NES, IA 50309

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~po.in~ individual only; see pp. 9-13 of filing instructions.)

~] NONE ~o reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. (Reporting individual only; seepp. 14-16 of filing instructions.)

~

NONE (No reportable agreements.)

DATE

PARTIES AND TERMS

Pratt, Robert W.

FINANCIAL DISCLOSURE REPORT Page 2 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

IlL NON-INVESTMENT INCOME. (Reposing individuot ondspouse; seeps. 17-24 of filing instructions.)
A. Filers Non-Investment Income
[]

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-Investment Income - lf you were married during anyportion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - tr.nspor~.tion, lodging, food, entertainmen~

(Includes those to spouse and dependent children," see pp. 25-27 of f!ling instructions.)

~
1.

NONE(No reportable reimbursements.) SOURCE DATES LOCATION

NEW YORK, NY

PURPOSE
SPEAKING ENGAGEMENT SPEAKER AT NATIONAL FEDERAL SENTENCING GUIDELINES SEMINAR

ITEMS PAID OR PROVIDED

TRANSPORTATION, LODGING AND MEALS
TRANSPORTATION, LODGING AND MEALS

AMERICAN CONFERENCE 2/24/10 - 2/26/10 INSTITUTE CARLTON FIELDS LAW FIRM 5/12/10 - 5/14/10

2.

ST PETERSBURG, FL

3.

AMERICAN CONSTITUTIONAL SOCIETY PRACTICING LAW INSTITUTE

6/17/10 - 6/18/10

WASHINGTON, DC

SPEAKER AT ANNUAL TRANSPORTATION, LODGING AND CONVENTION MEALS

4.

10/27/10 - 10/29/10

NEW YORK, NY

SPEAKING ENGAGEMENT

TRANSPORTATION, LODGING AND MEALS

FINANCIAL DISCLOSURE REPORT Page 3 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

FINANCIAL DISCLOSURE REPORT Page 4 of 1 8

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

V. GIFTS. ancludes tho~e to spouse und dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.) SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. ancludes those oSspouse and dependent children; see pp. 32-33 of f!ling instructions) NONE (No reportable liabilities.) CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 5 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

t VII. INVESTMENTS and TRUSTS -i .... e, value, t ......lons (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) A.: Description of Assets B. Income during C. Gross value at end Transact ons during reporting period
(5) Identity of buyer/seller (if private transaction,

Place "(X)" after each asset exempt from prior disclosure

Amount Code 1 (A-H)

Type (e.g.. div., rent, or int.)

Value Code 2 (J-Pi

Value Method Code 3 (Q-W) T

Type (e.g., buy, sell, redemption)

Value Date mm/dd!yy Code 2 (J-P)

Gain Code 1 (A-H)

1.

BANKERS TRUST COMPANY MORGAN STANLEY DEAN WITTER MARKETABLE SECURITIES:

Interest

3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15.

MORGAN STANLEY BANK MS EMERGING MKTS DOMESTIC DEBT MS EMERGING MKTS DOMESTIC DEBTDEBT MS EMERGING MKTS DOMESTIC DEBT MS EMERGING MKTS DOMESTIC DEBT OMAHA NE ARPT AUTH ARPT REV REF-FACS 4.000% ADDISON TX GENL OBLIG REF UNLTE TAX 4.000% IOWA CITY IA COMM SCH DIST~ FLA HFC FIN CORP SER F~ FLA HFC FIN CORP SER F~ IA ST UNIV SCI & TECH~ PUERTO RICO ELEC PWR AUTH SER
A A A A A A A

Interest
Dividend Dividend Dividend Dividend Interest Interest Interest

M
K

T
T Buy (addl) Buy (addl) Buy (addl) Buy (addl) Redeemed Sold Redeemed 01/08/10 04/15/10 07/15/10 10/15/10 01/04/10 02/15/I 0 06/0 l/10 J J J J J K J

A A A A A A

Interest Interest Interest Interest Interest Interest Interest

Sold (part)

01/01 / 10 K

Redeemed 07/01 / I 0 K Redeemed 07/01/10 K Redeemed 07/01/10 K Redeemed 08/02/10 K Redeemed 08/02/10 J

ssl~
CENTRAL VALLY SCH DIST ZERO ILL ST CLG SVGS ZERO

17.

BROWN CNTY WISC GENL OBLIG ARPT IMPT SER-A 4.000%

Redeemed 11/01 / I 0 K

B =$1,00i 1 $2,500

C =$2,501 - $5,000 HI =$t;000,001 - $5,000;000 L =$50~001 - $ 100,000

O =$1o0;0Ol :- $1;ooo,ooo
2. Vatue Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2) J --$15~000 or less N =$2!0,001 - $5001000 P3 =$25,000;001" $50,000,000 Q =Appraisal U =Book Value K =$15;001 - $50,000

o =$5oo,ooi - $1,ooo,ooo
R =Cost (Real Estate Only) V =Other

rl =$ii06o;0ol- $5,ooo,o0o
P4 =More than $50,000,000 S =Assessment W =Estimatcd

D =$5,001 - $15,000 H2 =More than $5,000,000 M =$100,001 - $250,000 P2 =$5,000,00! - $25,0~,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 18

Nam~ of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - i ....

~-q
NONE
A. B.

e, value, t ......ions (Includes those of sp ..... nd dependent children; seepp. 34-60 of f!llng instructions.) t

(No reportable income, assets, or transaciions.)

C. D.

Deseriotion of Assets

Income during

Gross value at end ,

.Transact ons during reporting period

Place "(X)" afiereaehasset

Amount Type (e.g.,

Value Code 2 (J-P)

Value Method Code 3 (Q-W)

Type (e.g., Date buy, sell; ....... mm/dd/yy redemption)

Value Code 2 O-P)

Gain : Code 1 (A-H)

Identity of buyer/seller (if privme transaction)

18. 19, 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

PARIS TX GEN OBLIG~ BLOOMINGTON IL GEN OBLIG REF BK QUAL 4.000% UNIV CONN REV SER A ZERO WEST CHESTER PA AREA SCH DIST 4.000% ALTOON IA GO~ WAUKEE IOWA CMNTY SCH DIST REF SER-B 3.300% PR HWYS TRANS~ ARIZONA ST TRANSN BRD HWY REV REF SER-A 4.000% PALM BEACH CNTY FL SCH BRD CTFS PARTN REV SER-A 4.000% OREGON ST DEPT ADMIN SVCS SALEM OREGON REF-COPS-SER C AUSTIN TX ELEC UTIL SYS REV 4.000% SCHILLER PARK ILL GO-C BE 4.000% FULTON PEORIA & KNOX COS ILL SCH DIST ZERO CPN MADISON WISC SWR-A~ TACOMA PUB UTIL LIGHT & PWR~ SHAKOPEE IMPT BE 4.000% INKSTER MI GEN OBLIG~

A A A A A A A A A A A A A B A A C

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest M
T

Redeemed Redeemed

03/02/I 0 K 12/01/10 K

K K

T T Redeemed 06/01/10 K

K K K K K J L L J T T T T T
T T T Redeemed

08/02/10 K

B =$1,001- $2,500 (See Colunms BI and IM) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) ~ F ~$50,001 - $100,000 = J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value G =$100,001- $1,000,000 K=$15,001- $50,000 O-$500,001- $I,000,000 R =Cost(Rcal Estate Only) V =Other

C =$2,501 - $5,000 HI =$1,000;001=$5,000,000 L =$50,001 . $100i000 PI =$1,000,001-$5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimat~

D =$5,001 - $15,000

E =$I 5,001 - $50,000

H2 =M0re than $5;000~000 ..... M =$i00;001- $250 000 P2 =$5,000,001- $25~000,000 T =Cash Markei

FINANCIAL DISCLOSURE REPORT Page 7 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value,, ......

NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period ~ l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.)

tions (Includes those of sp .... and dependent children; see pp. 34-60 o/f!ling instructions.)

C. Gross value at end of reporting period (1) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) J J T T

D Transactions during reporting period (1) Type (e.g., buy, sell ..... redemption) (2) (3) (4) Value Gain Date mm/dd/yy Code 2 Code I (J-P) (A=H)

Identity of buyer/seller (i1)rivate transaction)

35.

PASCO WA GEN OBLIG~

A A

Interest Interest

36. W.DES MOINES GO-C BE 4.000%

37. 38. 39. 40. 41.

42.

ODESSA TX HSG FIN CORP ZERO COUPON IA ST UNIV SCI & TECH~ MINN HIGHER EDUC FACS AUTH~ AURORA COLO SINGLE FAM MTG REV SER A ZERO SCHILLER PARK ILL GO-C BE 4.000%

A C A A B

Interest Interest Interest Interest Interest

Interest

J L J J L
K

T T T T T
T

DOUGLAS CO COLO SCH DIST 1 ZERA A

43. 44. 45. 46.

WASH CTY UTAH SCH DIST~ WRIGHT ST UNIV~ WASH ST GEN OBLIG MOTOR VEH FUEL TAX ZERO LOUISIANNA ST GO GULF OPP~

A A A A A
B A A A

Interest Interest Interest Interest Interest

Interest Interest Interest Interest

J J K J L
K J K J

T T T T T
T T T T

47. E-470 PUB HWY AUTH COLO ZERO

48. 49. 50. 51. ALASKA ST INTL AIRPORTS~ METRO WASH DC AIRPORT AUTH 4125 MODESTO CA 1RRD1ST~ WILL CNTY ILL SCH DIST NO 122 ZERO

1. Income Gaih C0d~: (See Cohmms BI and Dzl) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1~000 Or Icss F =$50,001 - $100;000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000.000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,00I - $50,000 O =$500,001 - $1,000,000 , R =Cost (Real Estate Only) V =Other

C =-$2;501 -$5,000 Hi ~ii000100i = $5~000i000 L =$50;001 ~ $100;000 P1 =$1;000,001 .- $5;000~000 P4 --More than $5010001600 S =Assessment W =Estimated

D =$5,001 - $15,000 H2 gM0re than $5,000;000 M =$100;001 - $250,000 p2 =$5,000;001 - $25,000~000 T =Cash Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 8 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRU STS - income, value, t ......

~] NONE (No reportable income, assets, or transactions.)
DescriptiOn

tions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63.

FAYETTE CNTY KY SCH DISTW LAKE CNTY ILL CMNTY SCH DtST NO [] ZERO DENVER CO CONV CTR HOTELW FLORIDA ST BRD ED FL INTL UNIV WALLA WALLA WASH WATER & WASTE~ VIRGINIA HSG DEV COMWLTH SER A APOPKA FLA UTIL SYS REF IMPT~ POMWAY CALIF UNI SCH DIST SPL OGLE & WINNEBAGO CNTYS SCH DIST ZERO RIVERSIDE CNTY PALM DESERT CA FIN AUTH~ INDIANAPOLIS GAS UTIL DIST SYS DES MOINES STORM WATER~

A A A A C B A B A A B B A A C A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J L K J M K J L J J K L K K

T T T T T T T T T T T T T T Sold (part) Sold (part) Sold (part) 03/01/10 06/01/10 12/01/10 J J J

64. PUERTO RICO PUB IMPR ZERO 65. 66. 67. 68. STATE UNIV IOWA REC FACS~ ALASKA ST HSG FIN CORPW ALASKA ST HSG FIN CORP~ ALASKA ST HSG FIN CORP~

1. Income Gain Codes: (See Columns B I and 12)4) 2. Value Codes (See Columns C I and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.001 - $100.000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $1.000.000 K =$15.001 - $50,000 O =$500.001 - $1.000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5,000 H 1 =$1.000.001 - $5.000.000 L =$56.001 - $100,000 P I =$1.000.001 - $5.000.000 P4 Morethan $50,000.000 S =Assessmem W =Estimated

D =$5.001 - $15.000 H2 =More than $5,000.000 M =$100,001 - $250,000 P2 =$5.000.001 - $25,000,000 T =Cash Marko

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 9 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - i .... e, value, transactions (Includes those of sp ......
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" atter each asset exempt from prior disclosure B. Income during reporting period (2) (1) Amount Type (e.g.. Code 1 div., rent, (A-H) or int.) C. Gro~s value at end of reporting period (1) Value Code 2 O-P) (2) ValUe Method Code 3:: (Q~W)

d dependent children; see pp. 34-60 of fillng lnstructlons.)

(1) (2) (3) (4) Type (e:g., Date buy~ sell~ mmidd/yy ~edemi~tion)

Value Code 2 (J-P)

Gain Code 1 (A-H/

(5) Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

WINNEBAGO BOONE ETC CNTYS ILL ZERO OSCEOLA CNTY FL SCH BOARDR WAUKEE IOWA CMNTY SCH DIST MIAMI DADE CNTY FL EXPWY AUTH TOLL SY~ UNIV NORTHN IA STUDENT UNION SER UNI 4.800% STATE UNIV IOWA UTIL SY~ CLARK CNTY NEV GEN OBLI(~ OHIO ST HOSP CLEVE CL1NIC~ WYLIE CITY TEX COMB TAX REVR DES MOINES IOWA STORMWATER ANKENY IA COMM SCH DIST~ ST CLAIR CNTY ILL GEN OBLIG ZERO DELTONA FLA TRANS CAP IMP~ COVINA CALIF PUB FIN WASTEWATER~ CLARK CNTY NEV GEN OBLIG~ INDIANAPOLIS 1N WATER WORKS WYLIE CITY TEX COMB TAX REV~

A A A A B A B B A C B A A A A B A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

J J J J K K K K K

T T T T T T T T T Redeemed i 11/01/10 L

L K J J K K K

T T T T T T T

i A~c~6 ~ain Codes~ : (See ColUmns BI a~d~) 2. Value Codes (See Colu~s CI and D3) 3. Value Method Cod~ (See Colu~ C2)

A :$1;000 6~ tess F =$501001 ~ $ i00,000 J =$15,000 Or less N =$250,001 - $500,000 P3 =$25,000,001 = $50;000,000 Q =Appraisal U =Book Value

B --$1,001 ~ $91~00 G =$10010hi ~ $ii0001000 K =$15,001 2 $50;000 O =$500,001 ~ $i~000,000 R =Cost (Real Estat~ Only) V =Other

c =$2,50] ~ $5;000 Hi &$i~000~00i ~ ~i000~000 L ~$50 ~ s$00000 ; Pi =$!,000,001 ~ $5~000~0~ P4 ~M6~ than S50~o00~000 ~: s =Assessm~ni W =Estimated

D=$5,001 - $15,000 H2~oretha~$5~O00,O00 M @$100 00l - $250 000 ~ ~$5;000~001 ~ $25;000,000 T ~Sh Market

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 10 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS -i .... e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
--] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Incom~ during reporting period (D : (2) Amount Typ~ (e.g,, Code 1 div., rent, (A-H) oriiit:) .... C. Gross value at end of reporting period (2) (1) Value Value Code 2 Method Code 3 (J-P) D. Transactions during reporting period (1) (2) O) I (4)

Type (e.g., buy, sell, redemptionl

Date Value Gain mm/dd/yy Code 2 Code 1 (J-P) (A-H)

(Q-W) 86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99. STERLING HEIGHTS MICH TRANS FD NEVADA STATE HIGHER EDUCB RENO CITY NEVADA GEN OBLIGB KANE COOK & DUPAGE CNTYS ILL IOWA ST UNIV SCIENCE & TECH~ FLORIDA ST DEPT ENVIRONMENTAL PROTN PRES~ CLARK CNTY NEV BOND BK~ CLARK CO NV VEGAS ARPT FAC~ ALASKA ST 1NTL ARPTS SYSB ALASKA MUN BND BK SER-I~ TENNESSEE ENERGY ACQUISITION CORP GAS REV~ UNIVERSITY WASH UNIV REv~ COLUMBUS OHIO SWR REVB IOWA ST UNIV ACADEMIC BLDG~ A B B A A B B A A B B B B C B A A Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest K K L K J L L J J K K K K L K K K T T T T T T T T T T T T T T T T T Buy Buy Buy 02/09/10 07/01/10 07/01/10 K K K

(5) Identity of buyer/seller (if private transaction)

100. PUERTO RICO SALES TAX SUB-A~ 101. BENSON ARIZ EXCISE TAX & ST SHARED REV OBLIGS~ 102. BENSON ARIZ EXCISE TAX & ST SHARED REV OBLIGS~

E =$15,001 - $50,000 ~ (see coiUnmS B I ~hd IM) ......... 010o] ~ .... 2. Value Codes J =$15,000 or less (See Columns C I and D3) N =$250;001 -$500;000 P3 =$25,000,001 - $50;000,000 : ..... 3. Value Method Codes Q =Appraisal (See Column C2) U =Book Value : ~ ~g]~0))0i ~ $i1000;~00 K =S] 5~001 ; $50;000 O =$500,001 = $1,000,000 R =Cost (Real Estate Only) V ~Other Ill ~$1;000,00i : $5,000;000 L =$50;00] - $100;000 PI =$I;000,001-$5;000,000 P4 =More than $50;000;000 S =Assessment W =Estimated H2--M0re than $5,000;000 M ~$i00100! $250,000 P2 =$51000;001 = $25 000 000 T =CaSh Market

FINANCIAL DISCLOSURE REPORT Page 11 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructions)
~] NONE (No reportable income, assets, or transactions.)

(including trust assets)

(D
P ace "(X)" after each asset exempt from prior disclosure
Amount

(2)
Type (e.g.,

O)
Value

(2)
Value Type (e.g., Date Value Gain (J-P~ (A-H) Identity of

Cod~ 1

div.,rent,

Code 2
(J-P)

(A-H~ ::: or int.)

Method Code 3 (Q-W) T T T

buy, sell,
redemption)

mrrddd/yy Code 2 Code 1

buyer/seller
(if private

transaction) Buy Buy Buy 06/29/10 97/08/10 10/14/10 K M K

103. WA STATE CERTIFICATES OF PARTICIPATION SER-B~ 104. IOWA ST PRISON INFRASTRUCTURE FUND OBLIG~ 105. STATE UNIV IOWA ATHLETIC FACS

A C B

Interest Interest Interest

K M K

REV~
106. MORGAN STANLEY DEAN WITTER IRA#I: 107. MORGAN STANLEY BANK 108. ABS NOTES ON S&P 500 INDEX 109. MS ERMERGING MKTS DOMESTIC DEBT 110. BANK OF AMERICA CORP~ 111. CREDIT SUISSE GU~ 112. DB CAPITAL CUNFING X~ 113. HSBC HOLDINGS P~ 114. ING GROEP NV~ 115. COMMODITY JUMP CPN BY MS ZERO CPN 116. NATIONAL RURAL UTILITIES~ 117. STEELCASE INC~ 118. FORD MOTOR CREDIT~ I 19. NATIONAL RURAL UTILITIES COOP A A A A A A B A A A A C B Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest Interest Interest Interest Interest K J K K T T T T J J T T Sold Sold Sold
10/21/10 10/21/10 12131/10

T Sold 07/20/10 12/31/10 10/21/10 K J J

Buy (addl) Sold

J J K

(See Colunms B 1 and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

F =$50i001 - $100,000 J =$ ! 5~000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

G =$100;001 - $1,000~000 K -$15,001 - $50,000 O -$500,001 - $ 1,000,000 R -Cost (Real Estate Only) V =Other

H 1 =$1,000,001 - $5;000,000 L =$ 50,001 -$100,000 P 1 =$ 1,000,001 - $5,000;000 P4 =More than $50,000,000 S =Assessment W =Estimated

D =$5,001 -$15,000 H2 =More than $5,000,000 M=$I00,001 - $250,000 P2 =$5,000,001- $25,000,000 T =Cash Market

E =$15,001- $50,000

FINANCIAL DISCLOSURE REPORT Page 12 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS -i

.... e, value, t ......tlons (Includes those of spouse and dependent children; seepp. 34-60 of ~llng instructions.)

NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets) Place "~)" after each asset exempt from prior disclosure Income during reporting period (11 (2) Amount Type (e.g,, Code 1 div.. rent, (A-H) or int.) Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W)

(1) (2) (3) (4) Typ~ (e.g., Date, , Value Gain buy, sell; ...... mm/dd!yy: .: Code 2 C6de I redemption) (J-P) (A=H)

(5) ldenti,ty of buyer/seller (if private transaction)

120. CAP PRTECT NOTE ON FX BASKET ZERO 121. PSEG POWER LLC~ 122. AMERICAN EXPRESSg 123. DOW CHEMICAL CORPg 124. DUAL PARTICIPATION COMMODITY ZERO CPN 125. SOUTHWEST AIRLINES COE 126. 1NTL PAPER COg 127. PROLOGIS TRUST~ 128. SOUTHWEST AIRLINES COE 129. MOSAIC CO REG S~ 130. MORGAN STANLEY~ 131. GMACg 132. AMERICAN INTL GROUPg 133. CITIGROUP CAP XIXg 134. WACHOVIA CAPITAL TRUST X~ 135. WELLS FARGO CAPITAL XIIg 136. MORGAN STANLEY BANK S&P 500 CD ZERO COUPON

A A B B A B A A A B A B A A A A A

Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest Interest

T Sold Sold 04/21/10 08/12/10 K L

K J K K J J K K K J J J J L

T T T T T T T T T T T T T T

:i: incoin6 Gain C0de~i (See Columns B I and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A ~$1i~00 0r le~ F =$50,001 - $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000i001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 - $2,500 G =$100,001 - $1,000,000 K =$15,001 - $50,000 0=$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501- $5,000

D =$5,001- $15,000

E =$15,001 - $50,000

H1 =$1 000 001= $5 000;000 L =$50,001 -$100~000 P4 =More than $50~000~000 S =Assessment W =Estimated

~1 =$1,ooo,0Ol- $5;000;000 ..... r~ ~;o0o;~0i ~ $~i~0

T =Cash Market

H2 =More than $5 000~000 M ~$100i001 ~ $250i000

FINANCIAL DISCLOSURE REPORT Page 13 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRUSTS - income, value~ t ......

tions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

137. JP MORGAGN S&P 500 EQUITY CD ZERO COUPON 138. CAPMARK BANK MIDVALUE UT CD 139. WELLS FARGO BK ZERO CPN 140. 10NC3Y MS STEP UP~ 141. NASDAQ OMX GROUPB 142. BP CAPITAL MARKETS PLC~ 143. 15NC1 MS STEP UP~ 144. WESTERN ASSET HIGH YIELD (HYI) 145. TRANS-CANADA PIPELINES 6.350% FIXED 146. MORGAN STANLEY DEAN WITTER IRA #2: 147. MORGAN STANLEY BANK
148. ABBOTT LABORATORIES

A C A A B A A B A

Interest Interest Interest Interest Interest Interest Interest Dividend Interest

T
Sold 08/12/10

T J K K J K J T T T T T T Buy Buy Buy Buy Buy Buy 06/11/10 08/19/10 08/19/I 0 09/22/10 10/29/10[ 11/08/I 0 J K K J K

A A A B A A

Interest Dividend Dividend Dividend Dividend Dividend Dividend

K K J K K J

T T T T T T

149. ALTRIA GROUP INC

150. AT&T INC

151. BOEING CO 152. COCA COLA CO 153. DWS DREMAN VALUE 1NC EDGE FUND

i lnc0me Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 [ $100,000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 Q =Appraisal U =Book Value

B =$1,001 o $2,500

C =$2,501 - $5,000

D =$5,001- $15,000

E =$15,001 - $50,000

~ ~$100,001 [ $1,000,000

H i ~ L00~001 2 $5i000i000

H2 =More than $5,000~000

K--$15,oo1= $5o,ooo
O=$500,001-$1,000,000 R =Cost (Real Estate Only) V =Other

L =$~0100i : $100,000
PI --$1~000,001 - $5,000i000 P4 =More than $501000i000 S --AsSeSsment W =Estimated

M ~$ 00 001. $25oiooo ....

1"2=$5;000;001 -$25000000 T =Cash Market

FINANCIAL DISCLOSURE REPORT Page 14 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/l 1/20l I

VII. INVESTMENTS and TRUSTS - income, value, t ......

[~ NONE (No reportable income, assets, or transactions.)

tions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)

154. GENERAL ELECTRIC CO 155. ISHARES S&P 100 INDEX FD 156. PLUS ON TR FTSE/X1NHUA CHINA
157. JOHNSON & JOHNSON 158. PHARMACEUTICAL HOLDERS TR 159. PROCTOR & GAMBLE

A
A

Dividend
Dividend

J
J

T
T

A
A A

Dividend
Dividend Dividend

J
K K

T
T T Buy (addl)

08/19/10

A A
A B A A A

Dividend Dividend
Dividend Dividend Dividend Interest Dividend

J L
J K J ,1 J

T T
T T T T T

160. SPDR S&P MIDCAP 400 ETF TRUST

161. AEGON NV~ 162. PUBLIC STORAGE~ 163. ROYAL BK SCOTLAND GP~ 164. ML PFD CAPITAL TRUST III~ 165. INTEL CORP 166. MORGAN STANLEY DEAN WITTER IRA #3: 167. ALLIANCE BERNSTEIN SMALL CAP GROWTH

Buy

08/16/10

None A A Dividend Interest

J J J

T T T

Buy (addl) Buy

03/31/10 05/06/10

J J

168. WALGREEN CO 169. MORGAN STANLEY BANK 170. MORGAN STANLEY DEAN WITTER IRA #4:

1.1 ..... G,in Codes: (See Columns BI and IM) 2. Value Codes (See Columns C 1 and D3) 3. Value Method Codes (Sec Column C2)

A =$1,000 or less F =$50100i- $1001000 J =$15,000 or less N =$250,001 - $500,000 P3 =$25,000,00i - $50,000,000 Q =Appraisal U =Book Value

::: B =$L00] - $2;500 G =$1001001- $i,000,000 K =$15;001 - $50~000 O =$500,001 - $1,000,000 R =Cost (Real Estate Only) V =Other

C =$2,501 ~ $5,000 H1 =$1,000;001 = $5;000~000 L =$50 O0 ~ ~ 00 000 P4 =More than $501000,0Q0 S =Asscssment W =Estimated

D =$5,001 - $15,000 H2--M0i~ thah $5;000~0001 fi;$i00100i ~ ~2~0 006

E =$15.001 - $50.000

P1--$11oooioo~ ~ $~;ooo;ooo
T --Cash Market

FINANCIAL DISCLOSURE REPORT Page 15 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/I 1/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!llng instructions.)

~]

NONE (No reportable income, assets, or transactions.)

171. MORGAN STANLEY BANK 172. ISHARES BARCLAYS SHORT TREAS 173. ISHARES BARCLAYS SHORT TREAS 174. ISHARES RUSSELL I000 GR INDEX 175. ISHARES RUSSELL 1000 GR INDEX 176. ISHARES RUSSELL 1000 GR INDEX 177. ISHARES RUSSELL 1000 GR INDEX 178. ISHARES RUSSELL 1000 VALUE IDX 179. ISHARES RUSSELL I000 VALUE IDX 180. ISHARES RUSSELL I000 VALUE IDX 181. SPDR BARCLAYS CAPITAL HIGH YIE 182. SPDR BARCLAYS CAPITAL HIGH YIE 183. SPDR BARCLAYS CAPITAL HIGH YIE 184. SPDR BARCLAYS CAPITAL HIGH YIE 185. SPDR BARCLAYS CAPITAL 1NERNAT
186. SPDR BARCLAYS CAPITAL INERNAT 187. SPDR BARCLAYS CAPITAL INERNAT

Interest

Dividend

Buy Buy (addl)

03/02/10 J 11/24/10 03/02/10 07/15 07/28 11/24/10 03/02/10 07/28/10 11/24/10 03/02/I 0 J J J J J J J J J J J J J J J

Dividend

Buy Buy (addl) Buy (addl) Sold

(part)
A Dividend Buy Sold Sold Buy

(part) (part)
A Dividend

Buy 05/17/10 (addl) Sold (part) 06/04/10 07/28/10 03/02/10

06/09/10 07/29/10

(paa)
A Dividend J T Buy
Buy (addl) Buy (addl)

Sold

i i~om~ ~i~: ~des: (see Column~ Bland D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A ~$1i000 or less F --$50 001- $i00;000 J =$15,000 Or less N =$250,001- $500,000 P3 =$25,000,001- $50;000,000 Q =Appraisal U =Book Value

B ~$1 001 ~ $2 500

C--$2 501 - $5~000

D =$5,001 - $15,000

E =$15,001 - $50,000

G ~$J00 00i : $1 000 000 Hi~$i 000 00i ~ $5 000 000 H2 ~More than $5 000,000 M =$100 001 - $250;000 K ~$]5,001 - $50~000 L; =$50;001 -- $i 00~000 O--$500~001 ~ $i!~00i000 .... Pl ~$1i000;00i ~ $~60~i~60 :: ~ ~$5i000;001 ~ $25~000;000 P4 ~M0r~ ihan $50,000i000 S =A~sessment T =Cash Market R =Cost (Real Estate Only) V --O!her W =Estimated

FINANCIAL DISCLOSURE REPORT Page 16 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VII. INVESTMENTS and TRU S TS -income. value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

[]

NONE (No reportable income, assets, or transactions.)

Descdptinn of Assets

(including trust assets)

Place "(X)" atter each asset exempt from prior disclosure

B. Income during repo~ting period (1) (2) Amount Type (e,g., Code 1 div., rent, (A-H) or int.)

C. Gross value m end of reporting period (1) (2) Value Value Code 2 Method Code 3 (J~P) (Q-W)

" D. Transactions during reporting period (1) Type(e.g., buy; sell, redemption) (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code 1 O-P) (A-H) (5) Identity of buyer/seller (if private transaction)

188. SPDR BAR.CLAYS CAPITAL INERNAT 189. VANGUARD EUROPE PACIFIC

190. VANGUARD EUROPE PACIFIC 191. VANGUARD EUROPE PACIFIC 192. VANGUARD EUROPE PACIFIC 193. VANGUARD EUROPE PACIFIC 194. VANGUARD EUROPE PACIFIC 195. VANGUARD TOTAL BOND MARKET

Sold Dividend J T Buy

(part)

o7/28/1o I J
03/02/101 J 06/09/10I 07/28/10i 11/29/10
J J J J J K J J J

Buy (addl) Sold (part) Sold (part)

Buy 11/29/10 (addl) Buy (addl) A Dividend K T Buy

Buy (addl) Buy (addl) Buy (addl)

11/30/10 03/02/10
06/09/10 07/28/10 11/24/10

196. VANGUARD TOTAL BOND MARKET i97. VANGUARD TOTAL BOND MARKET 198. VANGUARD TOTAL BOND MARKET 199. 200.

201. ~202. 203.

I: lncr~ Gain crd~Sl

A ~$i;000 6~1~ : : : ~ =$i,06i ~ $2;500 (See C0lumn~ Bi ~d ~)H l ~$i;000;00i ~ $5;000,000 J =$15,000 or less K =$15 O~a ~ $50 000 N =$250;001- $500,000 O ~$500,001 ~ $1i000 000 p3 =$25,000;~1 - $50~000,000 R ~C0Si ~eal Estate Only) Q =Appraisal U =Bo0k Value ~ =Other

C =$2,501-$5,000 L =$50,001 - $100~000 PI =$I~000~001, $5,000,000 P4 =More than $50;000,000 S =Assessment W =Estimated

D =$5,00t-$15,000 H2 =More t~an $5,000,000 M =$100,~1 --$250;000 P2 =$5,000,001 ~ $25,000,000 T =Cash Market

E =$15,001- $50,000

2. Value Codes (See Columns CI and D3) 3. Value Meth~ C~ (See Colu~ C2)

FINANCIAL DISCLOSURE REPORT Page 17 of 18

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcate part of report.)"

FINANCIAL DISCLOSURE REPORT Page 18 of 18 IX. CERTIFICATION.

Name of Person Reporting PRATT, ROBERT W.

Date of Report 05/11/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowiedge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/ROBERT W. PRATT

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544