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  1. Browse

U.S. Securities And Exchange Commission

Everything

Bestselling in U.S. Securities And Exchange Commission

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  • Letter from Madoff victim Lawrence R. Velvel

    Author DealBook
  • Eagle on the Street: The SEC and Wall Street during the Reagan Years

    Author David A. Vise
  • A Beginner's Guide to Short-Term Trading: Maximize Your Profits in 3 Days to 3 Weeks

    Author Toni Turner
  • The Vigilant Investor: A Former SEC Enforcer Reveals How to Fraud-Proof Your Investments

    Author Pat HUDDLESTON
  • S.E.C. Inspector General's Semi-Annual Report to Congress

    Author DealBook
  • Too Good to Be True: The Rise and Fall of Bernie Madoff

    Author Erin Arvedlund
  • Investor Presentation Final

    Author Fred Lamert
  • Republican Staff Report on A.I.G. Bailout

    Author DealBook
  • Sanctuary Order

    Author Colin Miner
  • Grassley-Cruz Substitute Gun Bill & Summary

    Author Senator Ted Cruz
  • A: Z of Personal Finance

    Author Nimi Akinkugbe
  • Mark Cuban's Appellate Brief

    Author DealBook
  • Sold Short In America: A True David vs. Goliath Story Exposing the Corruptions Now Fleecing America

    Author Richard A. Altomare
  • Madoff Trustee's Lawsuit Against Fairfield Greenwich

    Author DealBook
  • S.E.C.'s fact sheet on eliminating the prohibition on advertising in certain offerings

    Author DealBook
  • United States v. Gibbs, Stephen A/K/A "Jake". Appeal of Stephen Gibbs, 813 F.2d 596, 3rd Cir. (1987)

    Author Scribd Government Docs
  • Republican Memo on Merrill Hearing

    Author DealBook
  • Dale E. Duncan and Laura A. Duncan v. Thomas M. Belcher, William Thomas Golden, Gary L. Peisen, United States Department of the Army, and American Express Travel Related Service Company, Inc., 813 F.2d 1335, 4th Cir. (1987)

    Author Scribd Government Docs
  • Rootstrikers - Mary Jo White the SEC and the Revolving Door Report

    Author Zerohedge
  • United States v. Benjamin Barry Kramer, M. Dale Lyon, Lyon Children Trust, David C. Pierson, Lois J. Pierson, Julieann Coyne Wasson, Christopher Wasson, Michael Gilbert, Karen Gilbert, Robert Gilbert, Margaret Gilbert, the Michael Gilbert Family Irrevocable Trust, and the Robert Gilbert Family Irrevocable Trust, Claimants-Appellants, 912 F.2d 1257, 11th Cir. (1990)

    Author Scribd Government Docs
  • SEC Inspector General's Report to Congress

    Author DealBook
  • SENATE HEARING, 111TH CONGRESS - FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR 2010

    Author Scribd Government Docs
  • DST SYSTEMS INC 10-K (Annual Reports) 2009-02-25

    Author http://secwatch.com
  • United States v. Norman Melendez, 41 F.3d 797, 2d Cir. (1994)

    Author Scribd Government Docs
  • United States v. Robert Dee Okane, 52 F.3d 828, 10th Cir. (1995)

    Author Scribd Government Docs
  • United States v. Herbert Theron Dunn, 813 F.2d 1124, 11th Cir. (1987)

    Author Scribd Government Docs
  • Motion to Dismiss SEC Civil Action Against Texas AG Ken Paxton

    Author lanashadwick
  • Keith L. Desanto v. Securities and Exchange Commission, 101 F.3d 108, 2d Cir. (1996)

    Author Scribd Government Docs
  • Roger Herndon Terri Whitehurst, Formerly Known as Terri W. Bennett Johnny James Jackson, Jr. Yvette McRae Outing Donnie Hall v. Itt Consumer Financial Corporation, D/B/A Aetna Finance Company, D/B/A Itt Financial Services, a Delaware Corporation Itt Corporation, Formerly Known as International Telephone and Telegraph Corporation Itt Consumer Services Corporation, a Delaware Corporation Itt Financial Corporation, a Delaware Corporation Lyndon Insurance Company, a Wisconsin Corporation Itt Lyndon Life Insurance Company, a Missouri Corporation American Bankers Life Assurance Company of Florida, a Florida Corporation John Doe, I-Viii, 16 F.3d 409, 4th Cir. (1994)

    Author Scribd Government Docs
  • General Solicitation under New Rule 506: Crowd Funding on Steroids

    Author Private Placement Handbook Series

Everything About U.S. Securities And Exchange Commission

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  • Too Good to Be True: The Rise and Fall of Bernie Madoff

    Author Erin Arvedlund
  • Investor Presentation Final

    Author Fred Lamert
  • Sanctuary Order

    Author Colin Miner
  • Grassley-Cruz Substitute Gun Bill & Summary

    Author Senator Ted Cruz
  • A: Z of Personal Finance

    Author Nimi Akinkugbe
  • General Solicitation under New Rule 506: Crowd Funding on Steroids

    Author Private Placement Handbook Series
  • Mark Cuban's Appellate Brief

    Author DealBook
  • Sold Short In America: A True David vs. Goliath Story Exposing the Corruptions Now Fleecing America

    Author Richard A. Altomare
  • Madoff Trustee's Lawsuit Against Fairfield Greenwich

    Author DealBook
  • S.E.C.'s fact sheet on eliminating the prohibition on advertising in certain offerings

    Author DealBook
  • Ex-Lehman CEO Richard Fuld's Testimony About Repo 105

    Author DealBook
  • SEC Inspector General's Report to Congress

    Author DealBook
  • Reynold Leone, as Administrator of the Estate of Andrea Leone, Also Known as Andrea Held, Deceased, Frances S. Costigan (Now Known as Costigan-Leeds), as of the Estate of George B. Costigan, Jr., Deceased v. United States, 910 F.2d 46, 2d Cir. (1990)

    Author Scribd Government Docs
  • SENATE HEARING, 111TH CONGRESS - FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR 2010

    Author Scribd Government Docs
  • Republican Staff Report on A.I.G. Bailout

    Author DealBook
  • United States v. Norman Melendez, 41 F.3d 797, 2d Cir. (1994)

    Author Scribd Government Docs
  • Ines Rivera, Jesus Rivera, Sr., Jesus Rivera, Jr., Emma Rivera, Hector Rivera, Ruben Hernandez and Elida Hernandez v. Adams Packing Association, Inc., a Florida Corporation, 707 F.2d 1278, 11th Cir. (1983)

    Author Scribd Government Docs
  • NLRB decision on MSEA vs. COSA

    Author Detroit Free Press
  • Crowdfunding on Steroids

    Author Private Placement Handbook Series
  • Death by Wall Street: Rampage of the Bulls

    Author Theodore Jerome Cohen
  • Initial press release on Cabela's, Bass Pro Shops merger

    Author Allison Sylte
  • CORE LABORATORIES N V 10-K (Annual Reports) 2009-02-20

    Author http://secwatch.com
  • Motion for Entry of Default

    Author CoinDesk
  • SENATE HEARING, 112TH CONGRESS - CONTINUED OVERSIGHT OF THE IMPLEMENTATION OF THE WALL STREET REFORM ACT

    Author Scribd Government Docs
  • United States v. Princeton Gamma-Tech, Inc., Defendant/third-Party Jeffrey Sands 206 Center, Inc. Hilton Realty Company of Princeton, Inc. (George Sands & Jeffrey Sands T/a Hilton Realty Company of Princeton, Inc.) George Sands Estelle Sands Fifth Dimensions, Inc. J & R Associates, Ltd. Princeton Chemical Research, Inc. Cornelius Van Cleef Frederick Decicco Joseph A. Baicker Alden Sayres Abc Co. (1-100), John Doe (1-100), Xyz Co. (1-100), Jane Doe (1-100), Third-Party Princeton Gamma-Tech, Inc., 31 F.3d 138, 3rd Cir. (1994)

    Author Scribd Government Docs
  • HUBBELL INC 10-K (Annual Reports) 2009-02-20

    Author http://secwatch.com
  • Dale E. Duncan and Laura A. Duncan v. Thomas M. Belcher, William Thomas Golden, Gary L. Peisen, United States Department of the Army, and American Express Travel Related Service Company, Inc., 813 F.2d 1335, 4th Cir. (1987)

    Author Scribd Government Docs
  • HOUSE HEARING, 112TH CONGRESS - FIXING THE WATCHDOG: LEGISLATIVE PROPOSALS TO IMPROVE AND ENHANCE THE SECURITIES AND EXCHANGE COMMISSION

    Author Scribd Government Docs
  • Declaration of Paxton Attorney in Support of Motion to Compel

    Author lanashadwick
  • DST SYSTEMS INC 10-K (Annual Reports) 2009-02-25

    Author http://secwatch.com

Recently Added

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  • SENATE HEARING, 111TH CONGRESS - FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR 2010

    Author Scribd Government Docs
  • Sold Short In America: A True David vs. Goliath Story Exposing the Corruptions Now Fleecing America

    Author Richard A. Altomare
  • General Solicitation under New Rule 506: Crowd Funding on Steroids

    Author Private Placement Handbook Series
  • Initial press release on Cabela's, Bass Pro Shops merger

    Author Allison Sylte
  • Motion for Protective Order Forbidding Discovery of Third Party Subpoenas Filed by Lawyers for Paxton

    Author lanashadwick
  • Robert Bowie Johnson, Jr. v. Kalman R. Hettleman, University of Maryland, School of Social Work Luther Starnes, Department of Employment and Training Carl Snowden, the Annapolis and Anne Arundel Community Action Agency Emmett Burns Dr., Region Vii Director, the N.A.A.C.P. National Organization for Women the American Public Welfare Association, and Chauncey Alexander National Association of Social Workers Sylvia Gonzales Edward T. Weaver, Executive Director, the American Public Welfare Association Peter Slavin, Editor, Washington Report, the American Public Welfare Association, 812 F.2d 1401, 4th Cir. (1987)

    Author Scribd Government Docs
  • Mark Cuban's Appellate Brief

    Author DealBook
  • Death by Wall Street: Rampage of the Bulls

    Author Theodore Jerome Cohen
  • Madoff Trustee's Lawsuit Against Fairfield Greenwich

    Author DealBook
  • NLRB decision on MSEA vs. COSA

    Author Detroit Free Press
  • HOUSE HEARING, 111TH CONGRESS - ADDITIONAL REFORMS TO THE SECURITIES INVESTOR PROTECTION ACT

    Author Scribd Government Docs
  • SENATE HEARING, 111TH CONGRESS - THE MADOFF INVESTMENT SECURITIES FRAUD: REGULATORY AND OVERSIGHT CONCERNS AND THE NEED FOR REFORM

    Author Scribd Government Docs
  • HOUSE HEARING, 113TH CONGRESS - LEGISLATION TO FURTHER REDUCE IMPEDIMENTS TO CAPITAL FORMATION

    Author Scribd Government Docs
  • S.E.C.'s fact sheet on eliminating the prohibition on advertising in certain offerings

    Author DealBook
  • Adam Blank v Tripoint Global Equities

    Author kmccoynyc
  • Republican Staff Report on A.I.G. Bailout

    Author DealBook
  • Declaration of Paxton Attorney in Support of Motion to Compel

    Author lanashadwick
  • HOUSE HEARING, 113TH CONGRESS - OVERSIGHT OF THE SEC'S DIVISION OF TRADING AND MARKETS

    Author Scribd Government Docs
  • Short-term Rental Regulation and Affordable Housing Protection Act of 2017

    Author Christina Sturdivant
  • SEC Inspector General's Report to Congress

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  • President Trump Executive Order

    Author DNAinfoNewYork
  • 33-10238 SEC Rule 147 Rule 504 Update 10.26.16 Intrastate Crowdfunding

    Author CrowdfundInsider
  • HOUSE HEARING, 111TH CONGRESS - H.R. 5777, THE ``BEST PRACTICES ACT,'' AND H.R.__, A DISCUSSION DRAFT TO REQUIRE NOTICE TO AND CONSENT OF AN INDIVIDUAL PRIOR TO THE COLLECTION AND DISCLOSURE OF CERTAIN PERSONAL INFORMATION RELATING TO THAT INDIVIDUAL

    Author Scribd Government Docs
  • SENATE HEARING, 112TH CONGRESS - CONTINUED OVERSIGHT OF THE IMPLEMENTATION OF THE WALL STREET REFORM ACT

    Author Scribd Government Docs
  • HOUSE HEARING, 112TH CONGRESS - FIXING THE WATCHDOG: LEGISLATIVE PROPOSALS TO IMPROVE AND ENHANCE THE SECURITIES AND EXCHANGE COMMISSION

    Author Scribd Government Docs
  • HOUSE HEARING, 112TH CONGRESS - THE COSTS AND CONSEQUENCES OF DODD-FRANK SECTION 1502: IMPACTS ON AMERICA AND THE CONGO

    Author Scribd Government Docs
  • HOUSE HEARING, 113TH CONGRESS - A LEGISLATIVE PROPOSAL TO AMEND THE SECURITIES INVESTOR PROTECTION ACT

    Author Scribd Government Docs
  • HOUSE HEARING, 113TH CONGRESS - EXAMINING THE MARKET POWER AND IMPACT OF PROXY ADVISORY FIRMS

    Author Scribd Government Docs
  • Wallace Spencer Davis v. Clarence L. Jackson Edward Murray, Director David Smith Virginia Parole Board, 73 F.3d 356, 4th Cir. (1995)

    Author Scribd Government Docs
Explore more in U.S. Securities And Exchange Commission
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