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Introduction to

Clinical Psychology
Science, Practice and Ethics
Chapter 3
Psychological Models in Clinical
Psychology
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The Role of Theoretical Models


How models help

Suggest patterns of human experience


Can be tested
Discarded when no longer useful

Dangers of models

Can distort observations


One-dimensional models are limited

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PSYCHOANALYSIS
Sigmund Freud (1856-1939) developed
psychoanalysis as
(1) a theory of psychological development,
personality, and neurosis;
(2) a method for studying symbolic cognitive
processes and the unconscious; and
(3) a technique of psychotherapy.

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PSYCHOANALYTIC THEORY
There are 3 intertwined strands:
a structural theory of personality and the
topography of the mind
a theory of development positing a series of standard
psychosexual stages, each marked by

a sensual focus on a particular part of the body


the need to confront a certain challenging conflict

the central concept of the unconscious, referring to

the hidden workings of dynamic mental processes


that cause most emotionally-significant behavior

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THE STRUCTURAL THEORY


ID
pleasure principle/primary process
EGO
reality principle/secondary process
SUPEREGO

conscience
ego ideal

ID/EGO conflicts can cause neurotic anxiety


conflicts between the EGO and external

reality can cause realistic anxiety


conflicts between the EGO and SUPEREGO
can cause moral anxiety

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The it (or, the id) . . .


The minds of newborn children have practically no

structure initially, so infants tend to go directly into


action to satisfy the demands of the instincts; the
guiding principle is the pleasure principle.
Infants thinking patterns are dominated by
hallucinatory images, the type we are familiar with
when we are daydreaming or dreaming. This form of
cognition is known as primary process, a form of
wishful thinking that coincides with the infants
difficulty in separating fantasy from reality.

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The me (or, the ego) . . .


Children learn to follow the reality principle in

dealing effectively with lifes demands. This coincides


with the development of the ego. The id is the original
pleasure-seeking mind, driven by instincts, and the
ego is the newer, realistic one, driven by the need to
compromise with the demands, pressures, and
frustrations imposed by the outside world. Threats,
internal or external, create anxiety, a signal to the ego
to deal effectively and practically with the problem.
A more mature thinking style develops, secondary
process thinking, that realistic, pragmatic, goaloriented, rational cognitive activity that we associate
with waking life in adulthood.

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The over-me (or, the superego) . . .


The superego is an ideal ego that, as the

conscience, exercises moral censorship on


behavior.
It contains the commands and prohibitions
that we learn from parents, teachers, and
others in authority during our childhood years.
It both arises from, and allows resolution of,
the Oedipus complex that all humans have to
negotiate at about the age of five

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STAGES OF PSYCHOSEXUAL
DEVELOPMENT
ORAL
ANAL
PHALLIC

The Oedipus Complex


The Case of Little Hans

LATENCY
GENITAL

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DEFENSE MECHANISMS
these were described by Anna Freud
examples include:

REPRESSION
PROJECTION
DENIAL

defense mechanisms operate unconsciously

to protect the ego from threats from the id


and from external reality

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The oral stage (0 18 months)


Newborn infants are already equipped with a

sucking reflex that allows them to feed from


the mothers breast or from the bottle, but the
breast or the bottle are not always available.
The resulting frustration is the first significant
psychological challenge faced by the infant.
Handled poorly, this frustration can lead to
fixation.
Unconsciously, the oral stage brings the
hidden threat of the loss of the parent who
brings food.
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The anal stage (18 months to 4 years)


The conflicting tendencies are between being tidy,

clean, dutiful, and cooperative versus being messy,


rebellious, and uncooperative.
Ideally, parents will approach toilet-training
sensitively, presenting neither too great nor too small
a challenge at each point.
If fixation occurs, the child may develop personality
traits that are symbolically related to toileting
behavior:
Uncooperative, mean, stingy, and emotionally
constricted versus generous, giving, careless,
wasteful, and emotionally expressive.

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The phallic stage (4 - 6 years)


Themes of rivalry with the same-sex parent

for the attention of the other; the Oedipus


Complex is resolved partly by repression
and partly by identification, though the
process differs for boys and girls.
The girl accepts castration as an
accomplished fact, whereas the boy fears the
possibility of its occurrence (Freud,
1924/1989, p. 665).

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The latency stage (7 to puberty)


Either a time when whatever may be going on

psychosexually is hidden or latent,


or a stage in which the childs ego functioning
develops as he or she learns to deal with the
practicalities of school, peer relationships,
etc.

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The genital stage (puberty to young


adulthood)
After puberty comes the genital stage in the

teenage years, in which young adults learn to


focus their sexual interests upon another
person.

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DEFENSE MECHANISMS
these were described by Anna Freud
examples include:

REPRESSION
PROJECTION
DENIAL

defense mechanisms operate unconsciously

to protect the ego from threats from the id


and from external reality

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Psychoanalysis: Influences on Clinical


Psychology
First systematized school of psychotherapy
Several psychodynamic therapies developed

in reaction to Freudian psychoanalysis


Unconscious processes
Psychological testing

Projective tests

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Interpersonal and Neo-Freudian


Models

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ALFRED ADLER (1870-1937)


Adler accepted Freuds psychodynamic theory and

agreed that

symptoms are purposeful


dreams are meaningful
early childhood experiences are highly significant

but he rejected
the stages of psychosexual development
the Oedipus complex
and stressed instead each individuals search for a

positive role within the family, the prototype for all


other social interactions

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ADLER (continued)
in the process we form conclusions that

contain errors and partial truths together with


accurate judgments
we create a cognitive map or life-style, an
implicit set of convictions that serve as guides
for dealing with other people

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ADLER (continued)
These implicit convictions include
the self-concept (the sense of who one is)
the self-ideal (the sense of who one should
be)
the world-concept (the sense of what the
natural and social world demands)
the ethical convictions (the sense of what is
right and wrong)

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ADLER (continued)
discrepancies between self-concept and self-

ideal may result in inferiority feelings that


could expand into the pathological inferiority
complex
this is a social view of neuroses
feelings of inferiority to others is debilitating,
but constructive engagement in interpersonal
relationships is the key to a creative and
fulfilling life

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The NEO-FREUDIANS
the terms include ego psychology, object relations,

and the cultural school of psychoanalysis


neo-Freudians was the label both for the innovators
in general and for the specific sub-group who gave
prominence to interpersonal relationships in
personality, psychopathology, and psychotherapy
Erich Fromm, Karen Horney, and Harry Stack
Sullivan represent the Adler-like neo-Freudians who
rejected the libido theory and stressed the
importance of interpersonal issues

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Erich Fromm (1900-1980)


Freud believed that in return for the advantages of

living in a civilized society we have to restrict our


personal freedom, making it necessary to repress our
instinctive urges
Fromm was more optimistic, viewing aggression as
caused by the frustrations of living in human society,
not by an automatic, innate drive
he explained the sense of inferiority experienced by
many women in terms of how they were treated in
contemporary society

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Karen Horney (1885-1952)


recognizing that what is normal in one

culture may be seen as abnormal in another,


Horney emphasized cultural rather than
biological factors in human development,
especially concerning gender differences
children begin life with basic anxiety, but it
can be overcome with appropriate nurturing
from parents or others

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Karen Horney (continued)


children who have been deprived of this vital

parental love develop low self-esteem and


patterns of impairment in social relationships
we try to deal with anxiety by our orientation
toward people; we can move towards,
against, or away from others

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Harry Stack Sullivan (1892-1949)


Sullivan was born in the United States and

became known as the founder of the


Washington school of psychiatry, in addition
to having been a prominent figure in the
cultural school
viewed personality as the enduring pattern of
social interactions

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Sullivan (continued)
the self consists of the reflected appraisals of

parent figures and other significant adults


if parents are excessively critical, children
grow up to criticize themselves and thereby
live with anxiety. If parents are loving, children
grow up capable of love, fellowship and good
social adjustment in general

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INTERPERSONAL THEORY
interpersonal theory stems from the work of

Harry Stack Sullivan, who believed that we


come to treat ourselves as we have been
treated by our parents
early relationships and encounters with
others, interpersonal transactions, shape our
view of ourselves and create behavioral
tendencies that persist over the life span

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INTERPERSONAL THEORY
(continued) . . .
mental disorders are seen as rooted in the

patterns of early interpersonal relationships


specific life events and current interpersonal
issues are strongly linked to clients present
mood states
altering the interpersonal environment can
help clients alleviate their symptoms and
reduce excessive, negative emotions

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Interpersonal Models: Influences on


Clinical Psychology
the interpersonal model has helped bring

clinical psychologists into contact with social


psychiatry
Harry Stack Sullivan, Gerald Klerman, and
other psychiatrists established an image of
psychiatry different from the traditional
medical model of symptoms and diseases

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Influences continued
interpersonal psychotherapists have shown that one

may adopt a psychodynamic orientation without


accepting traditional psychoanalysis
many psychodynamic therapies emphasize early
childhood relationships over unconscious drives and
conflicts
interpersonal psychotherapy is a contemporary
empirically supported psychotherapy

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Humanism
a loosely grouped set of approaches to

psychotherapy
Emphasize potential for positive development
and personal growth
Related to existentialists
Existential philosophy emphasizes freedom to
choose
With freedom comes responsibility

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Client-Centered Therapy
Carl Rogers (1902- 1987)
Developed thinking about psychotherapy in

the 1940s and 1950s


Landmark paper in 1957
Essential conditions for therapeutic change

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Assumptions of client-centered
therapy
Actualizing tendency
Orgasmic Valuing Process
Trusting our innate sense of what feels right people will
move toward actualizing tendency
Conditions of Worth
Therapeutic Principles
Nondirective
Therapist-offered conditions
Empathy
Unconditional Positive Regard
Genuineness

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Humanism: Influences on Clinical


Psychology
Springboard to a variety of forms of psychotherapy
Existential analysis
Client-centered therapy
Gestalt therapy
Therapist-Offered Conditions central to strong

therapist-client alliance across therapies


Fostered research on process of psychotherapy

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Behavioral Models

Behavioral Models: Key Assumptions


Rejection of medical model
Abnormal normal continuum
Basis in experimental psychology
Direct modification of overt behavior
Focus on maintaining factors
Commitment to experimental evaluation of

treatment

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Behavior Therapy: History


South Africa
Joseph Wolpe (Psychotherapy by Reciprocal Inhibition,
1958)
England

Hans Eyesenck
Monte Shapiro

United States
John B. Watson
B.F. Skinner

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Learning Theory
Classical conditioning
Unconditioned Stimulus (UCS)
Unconditioned Response (UCS)
Conditioned Stimulus (CS)
Conditioned Response (CR)
Operant Conditioning

Reinforcement
Schedules of reinforcement
Extinction

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Behavioral Models: Influences on


Clinical Psychology
Challenged psychodynamic myths

e.g., symptom substitution

Single case experimental design


Extensive research on behavioral therapies
Empirically supported treatments

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Cognitive Model

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Cognitive Models: Development


Aaron Beck

Cognitive therapy

Albert Ellis

Rational-Emotive Behavior Therapy

Albert Bandura

Social Learning Theory

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Cognitive Models: Key


Assumptions
Behavior and emotions are influenced by

thoughts and beliefs about events more so


than the events themselves
Expectancies
Outcome expecations
Self-efficacy

Observational learning

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Cognitive Models: Links to


Behavior Therapy
Commitment to empirical research
Ties to experimental psychology (cognitive

psychology)
Social learning theory an expansion of classic
learning theory

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Cognitive Models: Influences on


Clinical Psychology
Empirically supported
Panic disorder
Social anxiety
Depression
Bulimia
Increased in popularity

Popular among clinicians


Popular among clinical scientists

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