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  • Mutual Funds: Investor Rights and Obligations: by Aditya Jain UG 16-03

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    Ashish Vijaywargi
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    The document discusses the history and development of mutual funds in India through four phases from 1964 to the present. It describes the different types of mutual funds based on structure and investment objectives. The advantages include portfolio diversification and professional management, while disadvantages include lack of control over assets and delays in redemption. The regulatory regime for mutual funds in India is overseen by SEBI, and registration is required along with appointing entities like sponsors, trustees, asset managers, custodians and depositories.

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    The document discusses the history and development of mutual funds in India through four phases from 1964 to the present. It describes the different types of mutual funds based on structure and investment objectives. The advantages include portfolio diversification and professional management, while disadvantages include lack of control over assets and delays in redemption. The regulatory regime for mutual funds in India is overseen by SEBI, and registration is required along with appointing entities like sponsors, trustees, asset managers, custodians and depositories.

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    11 views7 pages

    Mutual Funds: Investor Rights and Obligations: by Aditya Jain UG 16-03

    Uploaded by

    Ashish Vijaywargi
    The document discusses the history and development of mutual funds in India through four phases from 1964 to the present. It describes the different types of mutual funds based on structure and investment objectives. The advantages include portfolio diversification and professional management, while disadvantages include lack of control over assets and delays in redemption. The regulatory regime for mutual funds in India is overseen by SEBI, and registration is required along with appointing entities like sponsors, trustees, asset managers, custodians and depositories.

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    of 7

    MUTUAL FUNDS: INVESTOR

    RIGHTS AND OBLIGATIONS


    BY ADITYA JAIN
    UG 16- 03
    INTRODUCTION
    DEVELOPMENT OF MFs IN INDIA

     PHASE I: 1964-87
     PHASE II: 1987-93
     PHASE III: 1993-96
     PHASE IV: 1996-2018 (ONGOING)
    TYPES OF MUTUAL FUNDS

     BY STRUCTURE
    - OPEN ENDED SEC. 2 (s)
    -CLOSE ENDED SEC. 2 (f)
    -INTERVAL FUNDS
     BY INVESTMENT OBJECTIVE
    BALANCED FUNDS
    MONEY MARKET FUNDS
    LOAD FUNDS
    NO LOAD FUNDS
    ADVANTAGES AND DISADVANTAGES

     PORTFOLIO DIVERSIFICATION  NO CONTROL OVER ASSETS


     PROFESSIONAL MANGEMENT  NO TAILOR MADE PORTFOLIOS
     DIVERSIFICATION OF RISK  DELAY IN REDEMPTION
     TRANSPARENCY AND FLEXIBILITY  MANAGING PORTFOLIO OF FUNDS
    REGULATORY REGIME OF MFs IN INDIA

     The regulation of mutual funds operating in India falls under the purview of
    the authority of the Securities and Exchange Board of India (“SEBI”). Any
    person proposing to set up a mutual fund in India is required, under the
    Securities and Exchange Board of India (Mutual Funds) Regulations, 1996
    (“Mutual Fund Regulations”), to be registered with the SEBI.
     FUND SPONSOR
     TRUSTEES
     ASSET MANAGEMENT SCHEME
     CUSTODIAN
     DEPOSITORIES
    CONCLUSION

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