Kinds of

Securities
Securities
Securities are shares, participation or interests
in a corporation or in a commercial enterprise
profit-making venture and evidenced by a
certificate, contract, instruments whether
written or electronic in character.

2
 1 Shares of stocks,
bonds, debentures,
notes evidences of
indebtedness,
asset-backed
art with the first set of slides
securities
“

4
“

5
“

6
“

7
 Investment contracts,
2 certificates of interest
or participation in a
profit-sharing
agreement, certificate
of deposit for future
art with the first set of slides
subscription
“

9
“

10
“

11
“

12
“

13
“

14
 3
Fractional undivided
interest in oil, gas and
other minerals

art with the first set of slides

 4
Derivatives like options
and warrants

art with the first set of slides

 5 Certificate of
Assignments,
Certificate of
Participation, Trust
Certificates, Voting
Trust Certificates
art with the first set of slides
“

18
“

19
“

20
“

21
 6 Proprietary and
Non-proprietary
membership
certificates in
corporations
art with the first set of slides
 7
Other instruments in
the future that may be
determined by the
commission

art with the first set of slides

Thank you!

24